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政策法规国土安全部 (DHS)重要#职业移民与工卡#难民·庇护·TPS#执法·遣返·欺诈

DHS拟收紧对假释及监管释放外国人的自由裁量工作许可资格

发布日期 2026年6月5日

美国国土安全部(DHS)提议限制并明确对因人道主义获准假释入境者、获得暂缓执行(deferred action)者,以及在最终驱逐令下处于监管释放(order of supervision)状态者的自由裁量工作许可(EAD)资格。该提案尚未定稿,也未生效。公众可在2026年8月4日前提交书面意见。

要点

影响对象

因人道主义原因获准假释入境者、获得暂缓执行身份者,以及最终驱逐令下处于监管释放状态并申请或持有自由裁量工作许可的外国人。

建议行动

受影响的个人和雇主可在2026年8月4日前通过regulations.gov网站,引用DHS案卷编号USCIS-2026-0067提交书面意见。

全文翻译

官方原文全文已于 2026-10-12 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。
原文篇幅很长,已翻译前 642 段,其余段落显示为原文。

文件标题
Document Headings
文件标题因文件类型而异,但可能包含以下内容:
Document headings vary by document type but may contain the following:
签发并签署文件的机构或多个机构
the agency or agencies that issued and signed a document
文件所修订、拟议修订或直接相关的《联邦法规汇编》(CFR)标题编号及各部分编号
the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to
机构案卷编号/机构内部档案编号
the agency docket number / agency internal file number
监管信息号(RIN),用于识别《联邦监管与放松监管行动统一议程》中列出的各项监管行动
the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions
有关详情,请参阅《文件起草手册》。
See the Document Drafting Handbook for more details.
美国国土安全部
Department of Homeland Security
8 CFR 第106部分、第241部分和第274a部分
8 CFR Parts 106, 241, and 274a
[CIS 编号2805-25;DHS 案卷编号 USCIS-2026-0067]
[CIS No. 2805-25; DHS Docket No. USCIS-2026-0067]
RIN 1615-AC98
RIN 1615-AC98
(印刷页第34352页)
( printed page 34352)
机构:
AGENCY:
美国公民及移民服务局(USCIS),国土安全部(DHS)。
U.S. Citizenship and Immigration Services, DHS.
行动:
ACTION:
拟议规则制定通知。
Notice of proposed rulemaking.
摘要:
SUMMARY:
美国国土安全部拟限制并明确以下外国人享有酌情就业授权的资格:因紧急人道主义原因或重大公共利益而被临时假释进入美国的外国人、已获准延缓执行的外国人,以及存在最终驱逐令但因监管令而被临时释放的外国人。国土安全部进一步提议明确规定,申请就业授权的外国人若承认实施、已被逮捕或已被定罪于某些犯罪行为,则不应获得有利的自由裁量处理,除非存在重大的相抵触的公共利益,其中可能包括协助美国境内的执法活动。
The Department of Homeland Security proposes to limit and clarify eligibility for discretionary employment authorization for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, who have been granted deferred action, or against whom a final order of removal exists and who are temporarily released from custody on an order of supervision. DHS further proposes to specify that aliens applying for employment authorization who admit to committing, have been arrested for, or have been convicted of certain criminal acts do not warrant a favorable exercise of discretion unless there are significant countervailing public interests, which may include assisting law enforcement activity in the United States.
日期:
DATES:
公众意见提交:书面意见必须在2026年8月4日之前提交。关于本拟议规则中“文书削减法案”部分所述信息收集的意见必须在2026年8月4日之前收到。电子联邦文书管理系统将在当日东部时间午夜前接受意见。
Submission of Public Comments: Written comments must be submitted on or before August 4, 2026. Comments on the information collection described in the “Paperwork Reduction Act” section of this proposed rule must be received on or before August 4, 2026. The electronic Federal Docket Management System will accept comments prior to midnight eastern time at the end of that day.
地址:
ADDRESSES:
您可以通过联邦电子规则制定门户网站就本拟议规则制定全部内容提交意见,门户网站为:http://www.regulations.gov,文件编号为DHS 案卷编号 USCIS-2026-0067。根据《美国法典》第5编第553(b)(4)条,上文所述本规则摘要亦可在 https://www.regulations.gov 查阅。请按照网站说明提交意见。
You may submit comments on the entirety of this proposed rulemaking package, identified by DHS Docket No. USCIS-2026-0067 through the Federal eRulemaking Portal: http://www.regulations.gov. In accordance with 5 U.S.C. 553(b)(4), the summary of this rule found above may also be found at https://www.regulations.gov. Follow the website instructions for submitting comments.
意见必须以英文提交,或须提供英文译文。对USCIS实施这些变更最有帮助的意见,将参照拟议规则的具体部分,说明任何建议变更的理由,并提供支持该建议变更的数据、信息或权威依据。以上述方式以外的方式提交的意见,包括发送给国土安全部或USCIS官员的电子邮件或信函,将不被视为对本拟议规则的意见,国土安全部可能不会予以答复。请注意,国土安全部和USCIS不会接受任何以亲自递送、快递或邮寄方式提交的意见。此外,USCIS不能接受包含在任何形式的数字存储媒体上的意见,例如CD/DVD和USB驱动器。如果您无法通过 http://www.regulations.gov 提交意见,请致电(240) 721-3000联系美国国土安全部美国公民及移民服务局政策与战略办公室监管协调司,以获取其他提交说明。
Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the proposed rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the proposed rule and may not receive a response from DHS. Please note that DHS and USCIS will not accept any comments that are hand-delivered, couriered, or sent by mail. In addition, USCIS cannot accept comments contained on any form of digital media storage devices, such as CDs/DVDs and USB drives. If you cannot submit your comment by using http://www.regulations.gov, please contact the Regulatory Coordination Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, by telephone at (240) 721-3000 for alternate instructions.
欲知详情,请联系:
FOR FURTHER INFORMATION CONTACT:
美国国土安全部美国公民及移民服务局(USCIS)政策与战略办公室安全与公共安全司,地址:5900 Capital Gateway Drive, Camp Springs, MD 20746;电话:(240) 721-3000。
Security and Public Safety Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services (USCIS), Department of Homeland Security, 5900 Capital Gateway Drive, Camp Springs, MD 20746; telephone (240) 721-3000.
补充信息:
SUPPLEMENTARY INFORMATION:
目录
Table of Contents
一、公众参与
I. Public Participation
二、执行摘要
II. Executive Summary
甲、监管行动的目的
A. Purpose of the Regulatory Action
乙、法律依据
B. Legal Authority
丙、监管行动主要条款摘要
C. Summary of the Major Provisions of the Regulatory Action
丁、成本与效益摘要
D. Summary of Costs and Benefits
三、背景与目的
III. Background and Purpose
甲、既往及相关规则制定工作
A. Prior and Related Rulemaking Efforts
1. 庇护就业授权文件(EAD)改革
1. Asylum EAD Reform
2. 生物特征信息规则
2. Biometrics Rule
乙、背景
B. Background
1. 被下令驱逐出境的外国人的拘留、释放与遣返
1. Detention, Release, and Repatriation of Aliens Ordered Removed
2. 根据《移民与国籍法》(INA)及实施《禁止酷刑公约》(CAT)的法规暂缓驱逐出境,以及根据实施CAT的法规延缓驱逐出境
2. Withholding of Removal Under the INA and Regulations Implementing CAT and Deferral of Removal Under Regulations Implementing CAT
3. 假释
3. Parole
4. 延缓执行
4. Deferred Action
5. 就业授权
5. Employment Authorization
6. 生物特征信息提交
6. Biometric Submission
丙、目的
C. Purpose
1. 持有最终驱逐令的外国人
1. Aliens With Final Orders of Removal
2. 已根据实施CAT的法规获得延缓驱逐出境的外国人
2. Aliens Who Have Received a Grant of Deferral of Removal Under the Regulations Implementing CAT
3. 被假释进入美国的外国人
3. Aliens Paroled Into the United States
4. 已获准延缓执行的外国人
4. Aliens Granted Deferred Action
四、拟议规则的讨论
IV. Discussion of Proposed Rule
A. 一般自由裁量就业许可
A. Discretionary Employment Authorization Generally
1. 生物特征信息提交与犯罪记录
1. Biometrics Submission and Criminal History
2. 申请费
2. Filing Fees
3. 电子核实系统(E-Verify)
3. E-Verify
4. 经济必要性
4. Economic Necessity
B. 对处于遣返延期监管(OSUP)下外国人的自由裁量就业许可
B. Discretionary Employment Authorization for Aliens on OSUP
C. 依据《禁止酷刑公约》(CAT)实施条例获准暂缓遣返的外国人
C. Aliens Granted Deferral of Removal Under the Regulations Implementing CAT
D. 对获准假释进入美国的外国人的自由裁量就业许可
D. Discretionary Employment Authorization for Aliens Paroled Into the United States
E. 对获准延期执行行动的外国人的自由裁量就业许可
E. Discretionary Employment Authorization for Aliens Granted Deferred Action
F. 就业许可的自动终止
F. Automatic Termination of Employment Authorization
G. 技术性修改与澄清性修改
G. Technical Edits and Edits for Clarity
H. 部分现持有就业许可外国人的信赖利益
H. Reliance Interests of Certain Aliens With Current Employment Authorization
I. 对能够实现既定目标的拟议规则的任何重大替代方案的说明
I. Description of Any Significant Alternatives to the Proposed Rule Which Accomplish the Stated Objectives
J. 可分割性
J. Severability
V. 法定和监管要求
V. Statutory and Regulatory Requirements
A. 第12866号行政命令(监管规划与审查)、第13563号行政命令(改进监管与监管审查)和第14192号行政命令(通过放松监管释放繁荣)
A. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (Unleashing Prosperity Through Deregulation)
1. 概述
1. Summary
2. 拟议规则的背景与目的
2. Background and Purpose of the Proposed Rule
3. 受影响人群
3. Population
4. 货币化影响分析
4. Monetized Impact Analysis
5. 雇主成本
5. Costs to Employers
6. 所有其他申请就业许可的外国人的生物特征信息采集成本
6. Biometrics Costs to All Other Aliens Who Apply for Employment Authorization
7. 联邦政府的潜在成本
7. Potential Costs to the Federal Government
8. 效益
8. Benefits
9. 劳动力市场概况
9. Labor Market Overview
B. 《监管灵活性法》
B. Regulatory Flexibility Act
C. 1995年《无资金授权改革法》
C. Unfunded Mandates Reform Act of 1995
D. 1996年《小企业监管执法公平法》(《国会审查法》)
D. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
E. 第13132号行政命令(联邦制)
E. Executive Order 13132 (Federalism)
F. 第12988号行政命令(民事司法改革)
F. Executive Order 12988 (Civil Justice Reform)
G. 家庭影响评估
G. Family Assessment
H. 第13175号行政命令(与印第安部落政府的协商与协调)
H. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
I. 《国家环境政策法》
I. National Environmental Policy Act
J. 《文书削减法》
J. Paperwork Reduction Act
K. 第12630号行政命令(政府行为与对宪法保护财产权的干预)
K. Executive Order 12630 (Governmental Actions and Interference with Constitutionally Protected Property Rights)
缩略语表
Table of Abbreviations
AEDPA《反恐怖主义和有效死刑法》
AEDPA Anti-Terrorism and Effective Death Penalty Act
ASC 申请支持中心
ASC Application Support Center
BIA 移民上诉委员会
BIA Board of Immigration Appeals
BLS 劳工统计局
BLS Bureau of Labor Statistics
CAP 美国进步中心
CAP Center for American Progress
CAT《禁止酷刑和其他残忍、不人道或有辱人格的待遇或处罚公约》
CAT Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment
CBP 美国海关与边境保护局
CBP U.S. Customs and Border Protection
CEQ 环境质量委员会
CEQ Council of Environmental Quality
CFR《联邦法规汇编》
CFR Code of Federal Regulations
CPI-U 城市消费者消费价格指数
CPI-U Consumer Price Index for All Urban Consumers
DACA 童年抵美者暂缓遣返行动
DACA Deferred Action for Childhood Arrivals
DHS 美国国土安全部
DHS U.S. Department of Homeland Security
DOJ 美国司法部(印刷版第34353页)
DOJ U.S. Department of Justice ( printed page 34353)
DOL 美国劳工部
DOL U.S. Department of Labor
DOS 美国国务院
DOS U.S. Department of State
EAD 就业许可文件
EAD Employment Authorization Document
E.O. 行政命令
E.O. Executive Order
EOIR 移民上诉事务执行办公室
EOIR Executive Office for Immigration Review
E-Verify 就业资格核实系统
E-Verify Employment Eligibility Verification System
FARRA 1998年《外交事务改革与重组法》
FARRA Foreign Affairs Reform and Restructuring Act of 1998
FBI 联邦调查局
FBI Federal Bureau of Investigation
FR《联邦公报》
FR Federal Register
FY 财政年度
FY Fiscal Year
GSA 总务管理局
GSA General Services Administration
HR 人力资源
HR Human Resources
H.R. 1《一个宏伟美丽法案》,公法第119-21号,139 Stat. 72。
H.R. 1 The One Big Beautiful Bill Act, Public Law 119-21, 139 Stat. 72.
HSA 2002年国土安全法
HSA Homeland Security Act of 2002
HHS 美国卫生与公众服务部
HHS U.S. Department of Health and Human Services
ICE 美国移民与海关执法局
ICE U.S. Immigration and Customs Enforcement
IIRIRA 1996年非法移民改革与移民责任法
IIRIRA Illegal Immigration Reform and Immigrant Responsibility Act of 1996
IJ 移民法官
IJ Immigration Judge
INA 移民与国籍法
INA Immigration and Nationality Act
INS 移民归化局
INS Immigration and Naturalization Service
IRFA 初步监管灵活性分析
IRFA Initial Regulatory Flexibility Analysis
IRS 美国国内收入局
IRS Internal Revenue Service
LPR 合法永久居民
LPR Lawful Permanent Resident
MOU 谅解备忘录
MOU Memorandum of Understanding
NEPA 国家环境政策法
NEPA National Environmental Policy Act
NGO 非政府组织
NGO Non-governmental Organization
NPRM 拟议规则制定通知
NPRM Notice of Proposed Rulemaking
OI 操作说明
OI Operating Instructions
OMB 管理和预算办公室
OMB Office of Management and Budget
OSUP 监管令
OSUP Orders of supervision
PRA 文书削减法
PRA Paperwork Reduction Act
Pub. L. 公法
Pub. L. Public Law
RFA 监管灵活性分析
RFA Regulatory Flexibility Analysis
RIA 监管影响分析
RIA Regulatory Impact Analysis
SBREFA 1996年小企业监管执行公平法
SBREFA Small Business Regulatory Enforcement Fairness Act of 1996
Secretary 国土安全部部长
Secretary Secretary of Homeland Security
SSA 社会安全局
SSA Social Security Administration
TPS 临时保护身份
TPS Temporary Protected Status
UMRA 1995年无资金授权改革法
UMRA Unfunded Mandates Reform Act of 1995
U.N. 联合国
U.N. United Nations
U.S.C. 美国法典
U.S.C. United States Code
USCIS 美国公民及移民服务局
USCIS U.S. Citizenship and Immigration Services
一、公众参与
I. Public Participation
美国国土安全部(以下简称“国土安全部”或“DHS”)邀请所有利益相关方通过提交书面数据、意见、评论和论据的方式参与本规则制定,内容可涉及本拟议规则的所有方面。国土安全部也欢迎就本拟议规则可能产生的经济、环境或联邦制影响提交评论意见。评论意见必须以英文提交,如非英文,须附英文译本。对美国公民及移民服务局(以下简称“USCIS”)实施本次修改最有帮助的评论意见,应引用拟议规则的具体部分,说明建议修改的理由,并提供支持该建议修改的数据、信息或依据。以上述方式之外的方式提交的评论意见,包括发送给国土安全部或USCIS官员的电子邮件或信函,将不被视为对本拟议规则的评论意见,国土安全部可能不会予以答复。
The Department of Homeland Security (DHS) invites all interested parties to participate in this rulemaking by submitting written data, views, comments and arguments on all aspects of this proposed rule. DHS also invites comments that relate to the economic, environmental, or federalism effects that might result from this proposed rule. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to U.S. Citizenship and Immigration Services (USCIS) in implementing these changes will reference a specific portion of the proposed rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the proposed rule and may not receive a response from DHS.
提交说明:如果您提交评论意见,必须注明机构名称(美国公民及移民服务局)以及本次规则制定的国土安全部案卷编号USCIS-2026-0067。无论采用何种方式提交评论意见或材料,所有提交内容均将原样发布于联邦电子规则制定门户网站(http://www.regulations.gov),并将包含您提供的任何个人信息。因此,提交此类信息即表示将其公开。您在向国土安全部提交任何自愿性公开评论意见时,可考虑限制所提供个人信息的数量。国土安全部可自行决定对其认定可能影响个人隐私或具有冒犯性的评论内容不予公开展示。欲了解更多信息,请阅读http://www.regulations.gov上提供的《隐私与安全声明》。
Instructions: If you submit a comment, you must include the agency name (U.S. Citizenship and Immigration Services) and the DHS Docket No. USCIS-2026-0067 for this rulemaking. Regardless of the method used for submitting comments or material, all submissions will be posted, without change, to the Federal eRulemaking Portal at http://www.regulations.gov, and will include any personal information you provide. Therefore, submitting this information makes it public. You may wish to consider limiting the amount of personal information that you provide in any voluntary public comment submission you make to DHS. DHS may withhold information provided in comments from public viewing that it determines may impact the privacy of an individual or is offensive. For additional information, please read the Privacy and Security Notice available at http://www.regulations.gov.
案卷:如需查阅案卷、阅读背景文件或已收到的评论意见,请访问http://www.regulations.gov,并注明国土安全部案卷编号USCIS-2026-0067。您也可以在在线案卷中注册接收电子邮件提醒,以便在有评论意见发布或最终规则发布时获得通知。
Docket: For access to the docket and to read background documents or comments received, go to http://www.regulations.gov, referencing DHS Docket No. USCIS-2026-0067. You may also sign up for email alerts on the online docket to be notified when comments are posted or a final rule is published.
二、执行摘要
II. Executive Summary
(一)监管行动的目的
A. Purpose of the Regulatory Action
国土安全部(DHS)拟根据8 CFR 274a.12(c)(11)(“(c)(11)”)对因紧急人道主义原因或重大公共利益而被暂准入境美国的外国人[1]限定并明确酌情就业授权的资格,并根据8 CFR 274a.12(c)(14)(“(c)(14)”)对获得暂缓遣返的外国人[2]限定并明确酌情就业授权的资格。国土安全部还拟取消8 CFR 274a.12(c)(18)(“(c)(18)”)项下的酌情就业授权资格,该条款适用于已有最终驱逐或遣返令但因监管令而暂时获释的外国人[3],但保留一项狭窄的例外情形。此外,国土安全部拟为就业授权增加自动终止条件及触发事件。拟议规则还将要求上述类别的外国人证明其就业的经济必要性,并证明其符合酌情给予有利裁量的条件。国土安全部还拟要求申请更新或后续就业授权的此类外国人必须受雇于参与E-Verify(由美国公民及移民服务局(USCIS)管理的电子就业资格核验计划)的雇主,或正在寻求由该类雇主雇用。国土安全部还拟明确,所有根据8 CFR 274a.12(c)申请就业授权的外国人均须提交生物特征信息,在签发任何就业授权之前必须核实外国人的身份,并且一般而言,外国人曾被逮捕[4]、起诉或被判犯有任何刑事罪行,或曾承认实施暴力或危险犯罪,或有证据表明该外国人为帮派或恐怖组织成员的情形,不符合酌情给予有利裁量的条件,除非存在重大的相反公共利益考量,例如该外国人在美国协助执法活动。
DHS proposes to limit and clarify eligibility for discretionary employment authorization under 8 CFR 274a.12(c)(11)(“(c)(11)”), for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit,[1] and for discretionary employment authorization under 8 CFR 274a.12(c)(14)(“(c)(14)”), for aliens granted deferred action.[2] DHS also proposes to eliminate, with one narrow exception, discretionary employment authorization eligibility under 8 CFR 274a.12(c)(18)(“(c)(18)”), for aliens against whom a final order of deportation or removal exists and who are temporarily released from custody on an order of supervision.[3] Additionally, DHS proposes to add automatic termination conditions for employment authorization with triggering events. The proposed rule will also require that aliens in these categories establish their economic necessity for employment and establish they warrant a favorable exercise of discretion. DHS is also proposing to require aliens applying for renewal or subsequent requests of employment authorization in these categories be employed by or seeking employment with an employer who participates in E-Verify, the electronic employment eligibility verification program administered by USCIS. DHS also proposes to clarify that all aliens applying for employment authorization under 8 CFR 274a.12(c) must submit biometrics, that an alien's identity must be validated before issuing any employment authorization, and that, generally, situations where aliens have been arrested,[4] indicted, or convicted of any criminal act, or who have admitted to committing a violent or dangerous crime, or for whom evidence exists that the alien is a member of a gang or terrorist organization, do not warrant a favorable exercise of discretion, unless there are significant countervailing public interests, which may include the presence of the alien in the United States to assist law enforcement activity in the United States.
此外,国土安全部正在明确,根据实施美国在《禁止酷刑和其他残忍、不人道或有辱人格的待遇或处罚公约》(CAT)第三条项下义务的法规而获得暂缓遣返的外国人,有资格依照8 CFR 274a.12(c)(18)申请酌情就业授权。根据CAT获得暂缓遣返并不会自动获得就业授权。此类外国人可以申请就业授权,但美国公民及移民服务局(USCIS)保留根据8 CFR(印刷页第34354页)274a.12(c)(18)认定其资格的权力和裁量权,前提是该外国人符合酌情给予有利裁量的条件。
Additionally, DHS is clarifying that aliens granted deferral of removal based on regulations implementing the United States' obligations under Article 3 of the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (CAT) are eligible to apply for discretionary employment authorization in accordance with 8 CFR 274a.12(c)(18). Employment authorization will not be automatic upon the grant of deferral of removal under CAT. Such aliens may apply for employment authorization, but USCIS retains the authority and discretion to determine their eligibility under 8 CFR ( printed page 34354) 274a.12(c)(18) if the alien warrants a favorable exercise of discretion.
这些拟议的修改和澄清是对第14159号行政命令(E.O.)“保护美国人民免受入侵”[5]的回应,旨在确保美国人民的持续安全与保障以及我国移民制度的完整性。国土安全部力求确保对外国人酌情给予就业授权的任何决定均符合国土安全部根据《移民与国籍法》(INA)所承担的义务,即逮捕、拘留并及时将任何刑事外国人、对国家安全或公共安全构成威胁的外国人,以及依据《移民与国籍法》不可入境、可被驱逐或不符合救济资格的外国人驱逐出美国。国土安全部还力求确保其规则与本届政府减少非法移民以及减少外国人试图在国会为外国人合法移民美国所提供的全面制度之外获取移民福利的激励措施的努力保持一致。执法对于移民制度的完整性至关重要。它保护美国国家安全,并确保只有那些依法具备资格且合法居留在美国的人才能享有《移民与国籍法》项下的任何福利和特权。
These proposed changes and clarifications are responsive to Executive Order (E.O.) 14159, “Protecting the American People Against Invasion” [5] to ensure the continued safety and security of the American people and the integrity of our immigration system. DHS seeks to ensure that any discretionary grant of employment authorization to aliens is consistent with DHS's obligations under the INA to apprehend, detain, and promptly remove from the United States any criminal aliens, aliens who are a threat to national security or public safety, and aliens who are inadmissible or deportable or otherwise ineligible for relief under the INA. DHS also seeks to ensure that its rules are aligned with the Administration's efforts to reduce illegal immigration and the incentives for aliens to try to obtain immigration benefits outside of the comprehensive scheme Congress has provided for aliens to legally immigrate to the United States. Enforcement is essential to the integrity of the immigration system. It protects U.S. national security and ensures that only those who are legally qualified and lawfully in the United States are allowed to avail themselves of any benefits privileges under the INA.
根据(c)(18)类别签发的就业授权适用于因接受监管令(OSUP)而被美国移民及海关执法局(ICE)暂时解除羁押的外国人。该监管令允许外国人在等待驱逐出境或遣返期间留在美国,前提是由于外国人指定的所有国家拒绝接收该外国人,或依照该法第241条(美国法典第8编第1231条)拒绝接收该外国人而无法将其遣返,或者由于遣返该外国人在其他方面不可行或有悖公共利益。在依照8 CFR 274a.12(c)(18)审理就业授权申请时,美国公民及移民服务局(USCIS)历来对所有已获得最终驱逐令并根据监管令获释的外国人授予该项福利,而未对该外国人是否因其指定的所有国家拒绝接收,或依照该法第241条拒绝接收,或因遣返不可行或有悖公共利益而确实无法被遣返进行个案评估。仅因外国人在获得驱逐令后根据监管令从ICE羁押中获释,而未经个案评估即授予就业授权,会损害移民制度的完整性,因为这可能促使外国人倾向于继续留在美国,而不是遵守其驱逐令、配合ICE迅速获取旅行证件并离境。
Employment authorization issued under the (c)(18) category is for aliens temporarily released from U.S. Immigration and Customs Enforcement (ICE) custody on orders of supervision (OSUP), which allow aliens to remain in the United States while awaiting deportation or removal when they cannot be removed due to the refusal of all countries designated by the alien or under section 241 of the Act, 8 U.S.C. 1231, to receive the alien, or because the removal of the alien is otherwise impracticable or contrary to the public interest. When adjudicating employment authorization applications under 8 CFR 274a.12(c)(18), USCIS has historically granted the benefit to any alien with a final order of removal released on an order of supervision without conducting an individualized assessment of whether the alien cannot be removed due to the refusal of all countries designated by the alien or under section 241 of the Act to receive the alien or because removal is impracticable or contrary to the public interest. Granting employment authorization solely because the alien was released from ICE custody on an order of supervision after an order of removal without conducting an individualized assessment undermines the integrity of the immigration system as it can incentivize aliens to remain in the United States rather than complying with their removal orders, cooperating with ICE in swiftly obtaining travel documents, and departing the United States.
此外,除一项有限例外情形外,国土安全部(DHS)取消了对曾被逮捕、被指控、被起诉或被定罪犯有任何刑事罪行,或承认实施暴力或危险犯罪的外国人的自由裁量性就业授权,希望借此遏制犯罪行为的发生,并打消此类危险外国人继续留在美国的念头。DHS预计,这对打算重新申请就业授权的外国人尤其有效。除非DHS认定存在重大的相抗衡公共利益(可能包括协助美国境内的执法活动),否则这些外国人不应获得就业授权方面有利的自由裁量处理。
Furthermore, by eliminating, with one limited exception, discretionary employment authorization for an alien who has been arrested for, charged with, indicted for, or convicted of any criminal act, or who admits to committing a violent or dangerous crime, DHS hopes to deter the commission of crime and disincentivize such dangerous aliens from remaining in the United States. DHS anticipates this will be especially effective for aliens who intend to reapply for employment authorization. These aliens would not warrant a favorable exercise of discretion for employment authorization unless DHS has determined there are significant countervailing public interests, which may include assisting law enforcement activity in the United States.
本规则明确了在以下三种情形下自由裁量性批准就业授权的要求:根据(c)(11)条款,适用于因紧急人道主义原因或重大公共利益而暂时假释入境美国的外国人;根据(c)(14)条款,适用于已获得暂缓执行行动的外国人;根据(c)(18)条款,适用于已存在最终驱逐令或遣返令并因监管令而暂时解除羁押的外国人。本规则将要求这些外国人证明其应获得有利的自由裁量处理。本规则还要求上述三类外国人证明其经济必要性。通过这样做,DHS促进了政策的一致性,相较于现状有所不同。目前的现状仅要求已获得暂缓执行行动批准((c)(14))的外国人或持有最终遣返令((c)(18))的外国人证明就业授权的经济必要性。这项拟议变更还将确保只有具有经济工作需要的外国人才有资格在这些类别中获得自由裁量性就业授权,并最大限度地降低对美国工人造成不利影响的潜在风险。不具有就业经济需要的外国人将没有资格在这些类别中获得就业授权及就业授权文件(EAD)。此前DHS并未要求这些类别下的所有外国人证明经济必要性,现在将一致要求其证明该必要性。DHS将在表格说明及其他次级监管指南中就可用于证明此类必要性的文件提供指导。
The rule clarifies the requirements for discretionary grants of employment authorization under (c)(11) for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, under (c)(14) for those who have been granted deferred action, or under (c)(18) for those against whom a final order of deportation or removal exists and who are temporarily released from custody on an order of supervision. The rule will require these aliens to establish they warrant a favorable exercise of discretion. The rule also requires that aliens under these three categories establish economic necessity. In doing so, DHS promotes a consistent policy in contrast to the status quo, which currently only requires aliens who have received a grant of deferred action ((c)(14)) or those with final orders of removal ((c)(18)) to establish economic necessity for employment authorization. This proposed change will also ensure that only aliens with an economic need to work will be eligible for discretionary employment authorization in these categories, as well as minimize the potential risk of disadvantaging American workers. Aliens who do not have an economic need for employment will not be eligible for employment authorization and an employment authorization document (EAD) in these categories. Where DHS previously did not require all aliens under these categories to establish economic necessity, it will now consistently require them to do so. DHS will provide guidance on the documentation that may be used to establish such necessity in form instructions and other sub-regulatory guidance.
除上文详细讨论的所有因素外,本届政府和DHS同样认识到美国工人的重要性。DHS意图通过本规则大幅限制可能促使外国人在获得最终遣返令后仍继续留在美国的就业授权,并加强对美国工人的保护。
In addition to all the factors discussed at length above, this Administration and DHS recognize the importance of American workers as well. DHS intends for this rule to significantly restrict employment authorization that might incentivize aliens to remain in the United States after receiving a final order of removal and to strengthen protection for American workers.
关于某些以就业为基础的签证(例如H-2B临时非农业工人签证)的法定条款规定,此类外国工人不得取代有能力从事该等服务或劳动、合格且可雇用的美国工人,同样,此类外国人就业也不得对美国境内工人的工资和工作条件产生不利影响。[6] 美国国土安全部(DHS)绝无意将本拟议法规所讨论的外国人群体与临时非农业工人相提并论,DHS仅指出某些签证项目中对美国工人的强制性考量要求。然而,DHS认识到,在DHS确定外国人就业授权的可用性和范围时,存在考虑美国工人利益的历史先例。
Statutory provisions governing certain employment-based visas, such as H-2B temporary nonagricultural workers, mandate that such alien workers not displace qualified, available American workers who are capable of performing such services or labor, and similarly that such alien employment not adversely affect the wages and working conditions of workers in the United States.[6] DHS is in no way equating the populations of aliens discussed in this proposed regulation with temporary nonagricultural workers; rather, DHS merely notes the mandatory consideration for American workers in certain visa programs. However, DHS recognizes there is historical precedent to consider American workers when DHS determines the availability and scope of employment authorization for aliens.
例如,1974年,原移民归化局(INS)局长伦纳德·F·查普曼(Leonard F. Chapman, Jr.)宣布对外国学生暑期工作项目政策进行重大变更。[7] 根据新政策,寻求暑期工作的外国学生必须向INS申请并获得许可。在改变这一长期施行的学生就业政策时,INS承认在美留学的年轻外国人所带来的外交政策利益,但认定保护美国人的就业机会应是最终考量因素。[8] 次年,INS总法律顾问萨姆·伯恩森(Sam Bernsen)发表演讲,进一步阐述了INS这一决定的详情。他承认F-1学生工作并未被法律明文禁止,但担忧要确保“不会为了给非移民学生提供就业机会而解雇美国公民或美国合法永久居民的校园工作岗位”。(第34355页)[9] 伯恩森继续指出,“INS必须权衡对外交关系的不利影响与对劳动力市场的不利影响。”[10] 这最终意味着想要工作的学生必须向INS申请,并依照规定规则证明其资格。美国政府问责局(GAO)在1983年的一份报告中估计,1974年约有154,580名F-1学生。[11] 即使全部154,580名F-1学生都取代了美国工人,这一数字仍远低于基于近期就业授权申请所显示的当前取代风险。在2024财政年度,美国公民及移民服务局(USCIS)共收到33,024份(c)(18)监管令下就业授权文件(EAD)初次及续签申请;792,130份(c)(11)假释EAD初次及续签申请;以及153,154份(c)(14)暂缓执行遣返EAD初次及续签申请,受本拟议规则影响的各类别自由裁量EAD申请合计达978,308份。[12] 如果原INS为防止每年可能多达15万以上美国工人被取代而终止一种工作授权形式是正当的,那么DHS在审查各类自由裁量EAD时,也不能忽视每年最多可能影响978,308名美国工人的潜在影响。
For example, in 1974, the former Immigration and Naturalization Service (INS) Commissioner Leonard F. Chapman, Jr. announced a significant change to the summer program policy for foreign students.[7] Under the new policy, foreign students seeking summer employment had to apply and obtain permission from INS. In changing the long-standing student employment policy, INS recognized the foreign policy benefits for young aliens studying in the United States but determined that the protection of job opportunities for Americans should be the ultimate consideration.[8] The following year, INS General Counsel Sam Bernsen gave a presentation further detailing INS' decision. He recognized that F-1 student work was not expressly banned by statute but was concerned about ensuring that “a United States citizen or a United States lawful permanent resident will not be fired from a campus job to provide employment for a nonimmigrant ( printed page 34355) student.” [9] Continuing, Bernsen stated the “INS had to weigh the adverse effect on foreign relations against the adverse effect on the labor market.” [10] This ultimately meant students who wanted employment had to apply to the INS and establish eligibility under the prescribed rules. The Government Accountability Office (GAO) in a 1983 report estimated that there were approximately 154,580 F-1 students in 1974.[11] If all 154,580 F-1 students displaced American workers, it still falls far short of the current displacement risk based on more recent employment authorization applications. In FY 2024, USCIS received 33,024 (c)(18) Order of Supervision EAD initial and renewal applications; 792,130 (c)(11) Parole EAD initial and renewal applications; and 153,154 (c)(14) Deferred Action EAD initial and renewal applications, for a total of 978,308 discretionary EAD applications in the categories impacted by this proposed rule.[12] If the former INS was justified in terminating a form of work authorization in order to prevent the possible displacement of more than 150,000 American workers on an annual basis, it follows that DHS cannot discount the potential impact on up to 978,308 American workers annually when reviewing discretionary EAD categories.
此外,第14159号行政命令明确规定:
Additionally, E.O. 14159 specifically provides that:
执行我国的移民法律对美国的国家安全和公共安全至关重要。美国人民应当拥有一个将其利益置于首位的联邦政府,一个深知其肩负着优先保障美国人民安全、安保及财政与经济福祉这一神圣职责的联邦政府。[13]
Enforcing our Nation's immigration laws is critically important to the national security and public safety of the United States. The American people deserve a Federal Government that puts their interests first and a Federal Government that understands its sacred obligation to prioritize the safety, security, and financial and economic well-being of Americans.[13]
本规则还将要求以下寻求续签就业授权的外国人群体受雇于参加E-Verify项目并保持良好信誉的美国雇主,或正在寻求受雇于此类雇主:(1)依据(c)(11)条款申请的,因紧急人道主义原因或重大公共利益而被临时假释入境美国的外国人;(2)依据(c)(14)条款申请的,已获准暂缓执行遣返的外国人;或(3)依据(c)(18)条款申请的,已被作出最终驱逐出境或遣返令、但依监管令暂时获释的外国人。该要求将保护美国工人免受潜在的岗位取代及劳动力市场中的任何不利影响,并确保雇用这些外国人的美国雇主遵守我国移民法律,不雇用未经授权的工人。
This rule will also require the following groups of aliens who are seeking a renewal of employment authorization be employed by, or seeking employment with, a U.S. employer who is a participant in good standing in the E-Verify program: aliens who were (1) paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit applying under (c)(11); (2) who have been granted deferred action applying under (c)(14); or (3) against whom a final order of deportation or removal exists and who are temporarily released from custody on an order of supervision applying under (c)(18). This requirement will protect American workers against potential displacement and any disadvantages in the labor market and ensure that U.S. employers who hire these aliens are complying with our immigration laws and not employing unauthorized workers.
最后,本规则与本届政府保护和加强对美国工人保护的广泛目标相一致。总体而言,通过将就业授权限制于那些证明存在经济必要性并且应获得美国公民及移民服务局(USCIS)有利裁量权的外国人,本规则将消除障碍,为美国工人开辟途径,使其能够从事原本可能由外国人填补的职位。此外,本规则限制了持有最终驱逐令的外国人留在美国的激励因素,从而扩大了美国工人的劳动力储备。总体而言,本规则是联邦政府更广泛倡议中的一部分[14],旨在实现总统关于培养美国工人以应对未来工作岗位和振兴经济的国内政策目标。国土安全部提议,本规则所作的变更仅适用于在最终规则生效日期当日或之后提交的初次和续期就业授权申请。
Finally, this rule is consistent with the Administration's broad objective to protect and strengthen protections for American workers. Generally, by limiting employment authorization to those aliens who establish an economic necessity for employment and warrant a favorable exercise of discretion by USCIS, this rule will remove barriers and open pathways for American workers to participate in positions that may otherwise be filled by aliens. Further, the rule limits incentives to remain in the United States for those aliens with final orders of removal, thereby expanding the labor pool for American workers. Overall, this rule represents one piece of a broader initiative [14] within the federal government to fulfill the President's domestic policy goal of developing American workers for jobs of the future and a revitalized economy. DHS proposes to apply changes made by this rule only to initial and renewal employment authorization applications filed on or after the effective date of the final rule.
B. 法律授权
B. Legal Authority
国土安全部部长(部长)在本提议规则中所作监管修订的授权来源于《移民与国籍法》(INA)第8编美国法典第1101条及其后各条以及2002年《国土安全法》(HSA)(公法107-296号,116 Stat. 2135,部分编入美国法典第6编第101条及其后各条)的各项规定。发布本提议规则的一般授权见于INA第103(a)条,即美国法典第8编第1103(a)条,该条授权部长管理和执行移民与归化法律,并制定部长认为执行该授权所必需的法规,以及HSA第122条,即美国法典第6编第112条,该条将国土安全部的全部职能赋予部长,并授权部长发布法规。[15]这包括授权发布法规,批准外国人在美国就业的类别,以及从申请移民福利(如就业授权)的外国人处收集或要求提交生物识别信息的权力。本提议规则的其他授权见于:
The Secretary of Homeland Security's (Secretary) authority for the regulatory amendments made in this proposed rule is found in various provisions of the Immigration and Nationality Act (INA), 8 U.S.C. 1101 et seq., and the Homeland Security Act of 2002 (HSA), Public Law 107-296, 116 Stat. 2135 (codified in part at 6 U.S.C. 101 et seq.). General authority for issuing this proposed rule is found in section 103(a) of the INA, 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and naturalization laws and establish such regulations as the Secretary deems necessary for carrying out such authority, as well as section 122 of the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the Secretary and authorizes the Secretary to issue regulations.[15] This includes the authority to issue regulations authorizing categories of aliens to be employed in the United States and to collect from or require the submission of biometrics by aliens requesting immigration benefits, such as employment authorization. Additional authority for this proposed rule is found in:
第208条,即美国法典第8编第1158条,该条规范庇护申请的审查,并在特定条件下允许酌情授予庇护申请人就业授权等事项。
Section 208,8 U.S.C. 1158, which governs the consideration of asylum applications and allows, inter alia, discretion to grant asylum applicants employment authorization under specified conditions.
第212(d)(5)(A)条,即美国法典第8编第1182(d)(5)(A)条,该条授权部长规定假释的条件。
Section 212(d)(5)(A),8 U.S.C. 1182(d)(5)(A), which authorizes the Secretary to prescribe conditions on parole.
INA第241条,即美国法典第8编第1231条,该条规范外国人在收到行政终局驱逐令后的拘留、释放、就业授权和驱逐事宜;
Section 241 of the INA,8 U.S.C. 1231, which governs the detention, release, employment authorization, and removal of aliens after they have received an administratively final order of removal;
INA第274A(h)(3)(B)条,即美国法典第8编第1324a(h)(3)(B)条,该条确认部长有权向在美国的外国人延长就业授权;[16]
Section 274A(h)(3)(B) of the INA,8 U.S.C. 1324a(h)(3)(B), which recognizes the Secretary's authority to extend employment authorization to aliens in the United States; [16]
1996年《非法移民改革和移民责任法》(IIRIRA)第401条至第405条(公法104-208号,110 Stat. 3009- (印刷页第34356页) 546),该条确立了建立和运行E-Verify的授权;
Sections 401-405 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA),Public Law 104-208, 110 Stat. 3009- ( printed page 34356) 546, which established the authority for the creation and operation of E-Verify;
HSA第101(b)(1)(F)条,即美国法典第6编第111(b)(1)(F)条,该条将“确保美国的整体经济安全不因旨在保障国土安全的努力、活动和计划而受到削弱”确立为国土安全部的主要使命之一;
Section 101(b)(1)(F) of the HSA,6 U.S.C. 111(b)(1)(F), which establishes as a primary mission of DHS the duty to “ensure that the overall economic security of the United States is not diminished by efforts, activities, and programs aimed at securing the homeland”;
HSA第451(a)(3)条,即美国法典第6编第271(a)(3)条,该条授权USCIS局长制定“执行[移民裁决]职能的政策”;
Section 451(a)(3) of the HSA,6 U.S.C. 271(a)(3), which confers authority on the USCIS Director to establish “policies for performing [immigration adjudication] functions”;
INA第103条,即美国法典第8编第1103条;INA第287(b)条,即美国法典第8编第1357(b)条;以及美国联邦法规第8章第103.2(b)(9)条和第103.16条,该等条款规定并规范国土安全部对生物识别信息的收集、提交和使用;以及
Section 103 of the INA,8 U.S.C. 1103; section 287(b) of the INA, 8 U.S.C. 1357(b); and sections 103.2(b)(9) and 103.16 of chapter 8 of the CFR, which provides for and governs the collection, submission, and use of biometrics by DHS; and
《一个大而美丽法案》(H.R. 1)(公法119-21号,139 Stat. 72,相关部分编入美国法典第8编第1801条至第1815条),该法案对与某些移民福利相关的就业授权有效期以及某些费用施加了限制。
The One Big Beautiful Bill Act (H.R. 1),Public Law 119-21, 139 Stat. 72 (codified in relevant part at 8 U.S.C. 1801-1815), which imposes restrictions on validity periods of employment authorization in relation to certain immigration benefits, as well as certain fees.
C. 监管行动主要条款概述
C. Summary of the Major Provisions of the Regulatory Action
国土安全部提议修订其关于某些外国人酌情就业授权的法规。该拟议规则将包含以下条款,以澄清和限制某些外国人何时有资格获得酌情就业授权,以及USCIS在裁决酌情授予就业授权时将如何权衡某些酌情因素:
DHS is proposing to amend its regulations governing discretionary employment authorization for certain aliens. The proposed rule would include the following provisions to clarify and limit when certain aliens are eligible for discretionary employment authorization and how USCIS will weigh certain discretionary factors when adjudicating a discretionary grant of employment authorization:
关于被给予暂缓遣返或被假释入境美国的外国人的就业授权。美国国土安全部(DHS)建议修订下列外国人酌情就业授权的资格条件:根据8 CFR 274a.12(c)(11)规定,因紧急人道主义原因或重大公共利益而被假释入境美国的外国人;根据8 CFR 274a.12(c)(14)规定,已被给予暂缓遣返的外国人,具体方式是确认此类批准要求外国人证明其有资格获得有利的自由裁量处理,要求申请续签就业授权的外国人受雇于或正在寻求受雇于在E-Verify系统中信誉良好的美国雇主,以及要求因紧急人道主义原因或重大公共利益而被假释入境美国的外国人证明其就业存在经济必要性。对8 CFR 274a.12(c)(14)提议的具体修改不适用于基于获准暂缓遣返儿童入境者(DACA)的就业授权,后者依据8 CFR 274a.12(c)(33)授权,也不适用于基于给予T类非移民身份申请人及其符合条件家庭成员暂缓遣返的就业授权,该等申请人须有待决的善意申请且有资格获得有利的自由裁量处理,依据8 CFR 274a.12(c)(40)授权,而非8 CFR 274a.12(c)(14);但是,下文所述关于犯罪外国人和生物特征信息的提议修改,通常适用于8 CFR 274a.12(c)条下所有酌情就业授权,除非明确豁免,因此这些修改确实适用于基于DACA批准或善意T类申请的就业授权。
Employment Authorization for Aliens Granted Deferred Action or Paroled into the United States. DHS proposes to revise eligibility for discretionary employment authorization under 8 CFR 274a.12(c)(11) for aliens who have been paroled into the United States based on urgent humanitarian reasons or significant public benefit and under 8 CFR 274a.12(c)(14) for aliens who have been granted deferred action by confirming such a grant requires the alien establish they warrant a favorable exercise of discretion, by requiring aliens applying for renewal of employment authorization be employed by or seeking employment with a U.S. employer in good standing in E-Verify, and by requiring aliens who have been paroled into the United States based on urgent humanitarian reasons or significant public benefit to establish an economic necessity for employment. The specific changes proposed to 8 CFR 274a.12(c)(14) do not apply to employment authorization based on a grant of DACA, which is authorized under 8 CFR 274a.12(c)(33), or to employment authorization based on a grant of deferred action to an applicant for T nonimmigrant status, and eligible family members, who have pending, bona fide applications, and who warrant a favorable exercise of discretion, authorized under 8 CFR 274a.12(c)(40), and not 8 CFR 274a.12(c)(14); however, the proposed changes described below relating to criminal aliens and biometrics, which are generally applicable to all discretionary employment authorization under 8 CFR 274a.12(c) unless specifically exempted, do apply to employment authorization based on a grant of DACA or a bona fide T application.
关于根据遣返监管令(OSUP)临时释放的外国人的就业授权。DHS建议限制根据8 CFR 274a.12(c)(18)规定的酌情就业授权资格,该条款适用于已有最终遣返令并根据遣返监管令从羁押中被临时释放的外国人,仅限于DHS已认定因所有被要求签发旅行证件的国家均未能签发此类证件而使遣返不可行的外国人。DHS还建议要求申请续签此类别就业授权的外国人受雇于或正在寻求受雇于在E-Verify系统中信誉良好的美国雇主。
Employment Authorization for Aliens Temporarily Released on OSUP. DHS proposes to limit eligibility for discretionary employment authorization under 8 CFR 274a.12(c)(18) for aliens who have final orders of removal and are temporarily released from custody on OSUP to aliens for whom DHS has determined that removal is impracticable because all countries from which DHS requested travel documents have failed to issue such documents. DHS also proposes to require aliens applying for renewal of employment authorization in this category to be employed by or seeking employment with a U.S. employer in good standing in E-Verify.
禁止向有犯罪记录的外国人发放酌情就业授权。DHS建议,除非DHS已认定存在重大的相反公共利益,其中可能包括外国人在美国境内协助执法活动,否则DHS通常不会行使有利的自由裁量权批准就业授权,具体情形如下:
Bar discretionary employment authorization for criminal aliens. DHS proposes that unless DHS has determined that there are significant countervailing public interests, which may include the presence of the alien in the United States to assist law enforcement activity in the United States, it generally will not favorably exercise its discretion to grant employment authorization, when:
○ 外国人曾因任何犯罪行为被逮捕、被指控(未经裁决)、被起诉或被定罪;或
○ An alien has been arrested for, charged with (without disposition), indicted for, or convicted of, any criminal act; or
○ 外国人承认实施了暴力或危险犯罪,即使该外国人从未被正式逮捕、指控、起诉或定罪;或
○ An alien admits to committing a violent or dangerous crime, even if the alien has never been formally arrested, charged, indicted or convicted; or
○ 有证据表明该外国人是帮派或恐怖组织的成员。
○ There is evidence of the alien's membership in a gang or terrorist organization.
尽管外国人成功参与州或联邦计划(例如审前转处计划)可能不构成《移民与国籍法》(INA)意义上的定罪,但DHS通常不会对签订施加某种形式的惩罚、处罚或限制自由的协议的外国人行使有利的自由裁量权批准就业授权。这包括外国人的犯罪记录已被封存或消除的协议或计划。在这些情况下,外国人最初的刑事逮捕记录将是决定性因素。
While an alien's successful participation in state or federal programs, such as pretrial diversion programs, may not constitute a conviction for the purposes of the INA, DHS generally will not favorably exercise its discretion to grant employment authorization for aliens who enter into agreements that impose some form of punishment, penalty, or a restraint on liberty. This includes agreements or programs where an alien's criminal record has been sealed or expunged. In these cases, the alien's initial criminal arrest would be the prevailing factor.
要求提交生物特征信息。DHS建议要求申请酌情就业授权的外国人提交生物特征信息。美国公民及移民服务局(USCIS)将把外国人的生物特征信息提交给联邦调查局(FBI)进行犯罪记录核查,并使用外国人的生物特征信息协助身份核实及制作就业授权文件(EAD)。
Require biometrics submission. DHS proposes to require aliens seeking discretionary employment authorization to submit biometrics. USCIS will submit an alien's biometrics to the Federal Bureau of Investigation (FBI) for a criminal history check and use an alien's biometrics to facilitate identity verification and production of the EAD.
有效期。国土安全部(DHS)拟缩短受本拟议规则影响的酌情准予的就业许可文件(EAD)的有效期(例如,不超过一年),并将确保持续符合资格的责任置于申请此类别就业许可的外国人身上。2025年7月4日,总统签署了《一个美好的大法案》(One Big Beautiful Bill Act)(H.R. 1),即《公法》119-21号,139 Stat. 72,使之成为法律。该法案将任何以假释方式进入美国的外国人的就业授权有效期限制为一年或该外国人假释期限,以两者中较短者为准。[17] H.R.1还为基于临时保护身份(TPS)的就业授权设定了法定有效期,规定对于在2025年7月22日当日或之后待决或提交的就业授权初次申请和续签申请,与TPS相关的就业授权只能自动延长最多1年或TPS期限,以两者中较短者为准。[18] 鉴于这些变化,国土安全部正在更新基于暂缓遣返行动和OSUP(监督下有条件释放)的就业授权类别所签发的EAD的有效期,以与H.R. 1规定的其他有效期保持一致。除确保持续符合资格和处理一致性外,(印刷版第34357页)这一较短的有效期也有助于对处于OSUP状态的外国人进行持续管理,以确保外国人遵守OSUP的条款和条件,且未再犯或潜逃。外国人应承担责任,在每次申请就业授权时重新出现以提交生物识别信息,以确保美国公民及移民服务局(USCIS)掌握最新和准确的背景调查信息。国土安全部和USCIS可酌情在未来通过发布次级规章指南缩短其他酌情性EAD的有效期。
Validity periods. DHS intends to shorten the validity period of the discretionary EADs ( e.g., not more than one year) impacted by the proposed rule and place the burden on the alien to ensure ongoing eligibility for those applying for EADs under these categories. On July 4, 2025, the President signed into law the One Big Beautiful Bill Act (H.R. 1), Public Law 119-21, 139 Stat. 72. It placed a limit on the validity of employment authorization for any alien paroled into the United States to one year or the duration of the alien's parole, whichever is shorter.[17] H.R.1 also established statutory validity periods for Temporary Protected Status (TPS)-based employment authorization, stating TPS-related employment authorization may only be automatically extended for up to 1 year or the duration of TPS, whichever is shorter, for initial and renewal applications for employment authorization pending or filed on or after July 22, 2025.[18] Considering these changes, DHS is updating the validity period for EADs issued for deferred action and OSUP-based employment authorization categories to align with the others imposed in H.R. 1. In addition to ensuring continuous eligibility and consistent treatment, this ( printed page 34357) shorter validity period also supports ongoing management of aliens on OSUP to ensure aliens are complying with the terms and conditions of OSUP and have not reoffended or absconded. The burden should be on the alien to reappear for biometrics submission with each application for employment authorization to ensure USCIS has the most up-to-date and accurate background check information. At their discretion, DHS and USCIS may shorten additional discretionary EAD validity periods by issuing sub-regulatory guidance in the future.
就业授权的自动终止。国土安全部拟扩大8 CFR 274a.14(a)(1)项下自动终止的理由范围,增加以下两项理由:
Automatic Termination of Employment Authorization. DHS is proposing to expand the reasons for automatic termination under 8 CFR 274a.14(a)(1), to include two additional reasons:
○ 当外国人根据任何遣返法规(例如《移民与国籍法》(INA)第217条、第235条、第238条、第240条)被下达具有行政终局效力的遣返令时;以及
○ When an alien has an administratively final order of removal under any of the removal statutes ( e.g., INA 217, 235, 238, 240); and
○ 当作为就业授权依据的基础被终止或被拒绝时。这可能包括国土安全部终止了作为就业授权依据的身份,或拒绝了作为就业授权依据的申请(例如假释、暂缓遣返行动)。
○ When the underlying basis for employment authorization is terminated or denied. This can include DHS's termination of status or denial of the application that was the basis of the employment authorization ( e.g., parole, deferred action).
有关基础身份或福利终止、待决申请被拒绝,或存在最终遣返令的通知,将导致根据第274a.12(c)条授予的任何外国人就业授权自动终止。
Notice of the termination of the underlying status or benefit, denial of a pending application, or having a final order of removal will result in the automatic termination of any alien's employment authorization granted under § 274a.12(c).
D. 成本与收益概述
D. Summary of Costs and Benefits
国土安全部估计,本拟议规则将导致获准暂缓遣返行动的外国人、获准假释的外国人以及具有最终遣返令的外国人中符合就业授权资格者的数量减少。这可能导致不再符合就业授权资格的外国人收入损失,同时也确保并加强对美国工人的保护。收入损失可能导致成本从该外国人转移至其支持网络,包括家庭成员、社区团体、非营利组织或为该外国人提供支持的第三方组织,以及任何受抚养人。此外,国土安全部估计,本拟议规则将增加仍符合就业授权资格的外国人的申请负担,同时确保就业的经济必要性,并使国土安全部能够在签发就业授权之前核实犯罪记录并对外国人身份进行生物识别验证,且外国人须令USCIS满意地证明其应获得有利的自由裁量处理。目前雇用在本拟议规则下将不再符合续签就业授权资格的外国工人的美国企业,可能因员工流动或为遵守拟议的E-Verify要求(以确保外国人获得工作授权)而产生新的成本。最后,本拟议规则可能导致税收收入的损失。
DHS estimates that this proposed rule would result in a reduction in the number of aliens with granted deferred action, aliens granted parole, and aliens with final orders of removal who are eligible for employment authorization. This could result in lost earnings for aliens who are no longer eligible for employment authorization, while also ensuring and strengthening protections of American workers. The lost earnings could result in a transfer of costs from the alien to their support network, including family members, community groups, non-profits or third-party organizations that provide for the alien, and any dependents. In addition, DHS estimates that the proposed rule would increase filing burdens for those aliens who remain eligible for employment authorization, while ensuring economic necessity for employment and permitting DHS to verify criminal history and biometrically verify an alien's identity before issuing employment authorization, and demonstrating to the satisfaction of USCIS that the alien warrants a favorable exercise of discretion. U.S. businesses that currently employ alien workers who would no longer be eligible to renew their employment authorization under this proposed rule could incur new costs due to employee turnover or compliance with the proposed E-Verify requirement that would ensure aliens' authorization to work. Finally, the proposed rule may result in a loss of tax revenue.
根据拟议规则,国土安全部(DHS)估算并量化了六类经济影响,包括:(1)可能不再有资格获得就业授权的外国人工人的潜在收入损失;(2)外国人提交表格所需增加的时间负担;(3)外国人提交生物识别信息所需增加的时间和费用;[19] (4)当就业许可文件(EAD)到期、被撤销或未获续签时,外国人工人的雇主可能产生的劳动力更替成本;(5)雇主为加入并维持良好信誉的E-Verify账户、以保留申请续签EAD的外国人工人所需支付的费用;以及(6)联邦政府潜在的就业税损失。
Under the proposed rule, DHS estimates and quantifies six types of economic impacts, including: (1) potential lost earnings of alien workers who may no longer be eligible for employment authorization; (2) increased time burden for aliens to submit forms; (3) added time and costs for aliens to submit biometrics; [19] (4) labor turnover costs that employers of alien workers could incur when EADs expire, are revoked, or are not renewed; (5) costs to employers to enroll in and maintain an E-Verify account as a participant in good standing to retain alien workers applying for renewal EADs; and (6) potential employment tax losses to the Federal government.
国土安全部估计,由于该拟议规则,部分外国人将不再具备申请自由裁量性EAD的资格。但由于数据限制,国土安全部无法精确估算该群体的规模,因此采用了一个设有上下限的区间。该拟议规则在10年内未折现的直接成本估计约为91亿美元至279亿美元(见表V.36),其中包括与生物识别及相关申请表格所需增加时间负担相关的成本,以及如雇主无法为因本规则而丧失就业授权资格的(c)(11)类、(c)(14)类和(c)(18)类外国人找到替代劳动力时所产生的估计成本。该拟议规则在10年内按3%贴现率折算的年化成本估计为9.205亿美元至28亿美元,按7%贴现率折算的年化成本估计为9.371亿美元至29亿美元。国土安全部估计,雇主和雇员向联邦政府转移的就业税(即医疗保险税和社会保障税)最高金额(10年未折现)为29亿美元(按3%贴现率年化为2.982亿美元,按7%贴现率年化为3.046亿美元)。
DHS estimates that some aliens would be ineligible for discretionary EADs due to the proposed rule. However, DHS cannot estimate this population with precision because of data constraints and, therefore, relies on a range with an upper and lower bound. The estimated 10-year undiscounted, direct costs of this proposed rule would range from about $9.1 billion to $27.9 billion (Table V.36), which includes costs associated with biometrics and added time burdens for relevant filing forms as well as estimated costs should employers not be able to find replacement labor for category (c)(11), (c)(14), and (c)(18) aliens who would become ineligible for employment authorization under this rule. The estimated 10-year costs of the proposed rule annualized at a 3 percent discount rate would range from $920.5 million to $2.8 billion, and at a 7 percent discount rate would range from $937.1 million to $2.9 billion. DHS estimates $2.9 billion (10-year undiscounted) as the maximum transfer of employment taxes (namely Medicare and Social Security) from employers and employees to the Federal Government ($298.2 million annualized at 3 percent and $304.6 million annualized at 7 percent).
该拟议规则的潜在益处是定性的。首先,由于该拟议规则将降低(c)(11)类、(c)(14)类和(c)(18)类外国人工人的就业授权资格,美国公民或合法永久居民工人总体上将更有可能获得目前由这些外国人群体所从事的工作。其次,该拟议规则可能降低(c)(18)类外国人在收到最终驱逐令后继续留在美国的动机,这可能减少政府在执行此类外国人最终驱逐令以及监控和追踪根据暂缓执行驱逐令(OSUP)暂时获释的外国人方面所耗费的资源。根据国土安全部2025年5月发布的一项公告,[20]逮捕、拘留和驱逐一名非法外国人的平均成本为17,121美元。[21]
The potential benefits of the proposed rule would be qualitative. First, U.S. citizen or lawful permanent resident workers on the whole would be more likely to obtain jobs currently held by category (c)(11), (c)(14), and (c)(18) alien workers since the proposed rule would reduce employment authorization eligibility for these populations of aliens. Second, the proposed rule may reduce the incentive for (c)(18) aliens to remain in the United States after receiving a final order of removal, which could reduce the amount of government resources expended on enforcing final orders of removal for such aliens as well as monitoring and tracking aliens temporarily released on OSUP. According to a May 2025 DHS announcement,[20] the average cost to arrest, detain, and remove an illegal alien is $17,121.[21]
其他无法量化的益处还包括:使国土安全部能够确定就业的经济必要性,在根据第274a.12(c)条签发任何就业授权之前通过生物识别验证外国人的身份,将外国人的生物识别信息与政府数据库进行比对以核查其是否存在犯罪行为,以及确保续签就业授权的外国人的就业授权经由其雇主核实,从而提高移民制度的完整性。
Additional unquantifiable benefits also include enabling DHS to determine an economic necessity for employment, biometrically verifying an alien's identity before issuing any employment authorization under § 274a.12(c), vetting an alien's biometrics against government databases for criminal activity, and ensuring that aliens who renew their employment authorization have their employment authorization verified by their employer, thereby increasing the integrity of the immigration system.
表II.1汇总展示了拟议法规变更的影响以及相关的估计成本和效益。[22]
Table II.1 shows the summary of impacts of the proposed regulatory changes and the associated estimated costs and benefits.[22]
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减少有最终驱逐令的外国人、被授予暂缓遣返的外国人以及被授予假释的外国人中有资格获得就业授权者的人数所产生的影响[23],既包括潜在的分配性影响(转移支付),也包括成本。美国公民及移民服务局(USCIS)将不再有资格获得就业授权的外国人所损失的报酬作为衡量这一变化影响的指标,即视为这些外国人向他人转移的分配性影响(转移支付),或作为企业生产力损失成本的替代衡量指标。如果所有公司都能轻易为这些外国人原本将填补的职位找到合理的劳动力替代者,国土安全部(DHS)估计最多将有28亿美元(按3%贴现率年度化)从这些工人转移至劳动力市场中的其他人(或促使其他人重新进入劳动力市场),或29亿美元(按7%贴现率年度化)(表II.2(A))。[24] 在此情形下,不会有联邦就业税损失。[25] 相反,如果公司无法为这些外国人原本将填补的职位找到合理的劳动力替代者,则估计最多28亿美元(按3%贴现率年度化)或29亿美元(按7%贴现率年度化)为生产力损失的货币化成本估计值,而从这些外国人向其他工人转移的货币化转移支付估计值为0美元。此外,在这种职位空缺无人填补的情形下,联邦政府将损失就业税收。USCIS估计,从公司和雇员向联邦政府转移的就业税中,最大减少额为2.982亿美元(按3%贴现率年度化)或3.046亿美元(按7%贴现率年度化)。
The impacts [23] of reducing the number of aliens with final orders of removal, aliens granted deferred action, and aliens granted parole who are eligible for employment authorization include both potential distributional impacts (transfers) and costs. USCIS uses the lost compensation to aliens who are no longer eligible for employment authorization as a measure of the impact of this change—either as distributional impacts (transfers) from these aliens to others or as a proxy for businesses' cost for lost productivity. If all companies can easily find reasonable labor substitutes for the positions the aliens would have otherwise filled, DHS estimates a maximum of $2.8 billion (annualized at a 3 percent discount rate) would be transferred from these workers to others in the labor force (or induced back into the labor force) or $2.9 billion (annualized at a 7 percent discount rate) (Table II.2(A)).[24] Under this scenario, there would be no Federal employment tax losses.[25] Conversely, if companies are unable to find reasonable labor substitutes for the positions the aliens would have filled, then a maximum of $2.8 billion (annualized at a 3 percent discount rate) or $2.9 billion (annualized at a 7 percent discount rate) is the estimated monetized cost in lost productivity, and $0 is the estimated monetized transfers from these aliens to other workers. In addition, under this scenario where jobs would go unfilled, there would be a loss of employment taxes to the Federal Government. USCIS estimates $298.2 million (annualized at a 3 percent discount rate) or $304.6 million (annualized at a 7 percent discount rate) as the maximum reduction in transfers of employment taxes from companies and employees to the Federal Government.
国土安全部认为,上述两种情形代表了在劳动力市场条件下雇主应对能力的不确定性。国土安全部对因影响有最终驱逐令的外国人、被授予暂缓遣返的外国人以及被授予假释的外国人就业资格的规定所产生的货币化影响范围估算了端点值。本次规则制定的效果部分取决于诸多复杂变量之间的相互作用,这些变量处于不断变化之中,(印刷页第34365页)包括全国、州及地方劳动力市场状况、经济和商业因素、所涉及的职业类型和技能,以及具有类似技能的工人的可获得性。国土安全部承认,关于移民对劳动力市场影响的文献十分丰富。[26] 国土安全部欢迎公众就上述情形中提出的估算以及关于受影响职位将被重新填补这一假设的有效性提出意见。
DHS believes the two scenarios described above represent the uncertainty in how employers will be able to respond given labor market conditions. DHS estimated endpoints for the range of monetized impacts resulting from the provisions that affect employment eligibility for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole. Effects of this rulemaking would depend in part on the interaction of a ( printed page 34365) number of complex variables that are constantly in flux, including national, state, and local labor market conditions, economic and business factors, the type of occupations and skills involved, and the availability of similarly skilled workers. DHS acknowledges there is extensive literature on the impacts of immigration on labor markets.[26] DHS welcomes public comment on the estimates presented in these scenarios and on the validity of the assumptions on affected jobs being backfilled.
该规则还存在其他成本,包括E-Verify系统、生物识别信息采集、劳动力流动以及额外的表格填报负担所产生的成本。这些其他成本在上述两种情形下均存在,因此该规则的最低成本为420万美元(按3%贴现率年度化),或440万美元(按7%贴现率年度化)。
There are other costs of the rule, including E-Verify, biometrics, labor turnover, and additional form burdens. These other costs exist under both scenarios described above, and thus $4.2 million is the minimum cost of the rule (annualized at a 3 percent discount rate) or $4.4 million (annualized at a 7 percent discount rate).
上述情形所描述的影响范围,加上对其他成本的考量,汇总于表II.2中。表II.2中显示的主要估算值为每种情形下最低估算值与最高估算值之间的中位点。[27]
The range of impacts described by the scenarios above, plus the consideration of the other costs, are summarized in Table II.2. The primary estimate shown in Table II.2 is the median point between the minimum estimate and the maximum estimate for each scenario.[27]
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此外,表II.3列出了按照管理和预算办公室(OMB)A-4通告要求编制的会计报表,显示了与本拟议规则相关的成本。[28] 请注意,在成本项下,会计报表中提供的主要估算值是基于以下两种情形计算得出的中间值:一种是所有外国人均被其他工人替代的情形下的最低成本,另一种是没有外国人被替代的情形下的最高成本(即表II.2(A)和(B)所列情形)。
In addition, Table II.3 presents the prepared accounting statement, as required by OMB Circular A-4, showing the costs associated with this proposed regulation.[28] Note that under costs, the primary estimates provided in the accounting statement are the calculated midpoint based on the minimum cost from the scenario that all aliens are replaced with other workers and the maximum cost from the scenario that no aliens are replaced with other workers (scenarios presented in Tables II.2(A) and (B)).
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三、背景与目的
III. Background and Purpose
A. 先前及相关规则制定工作
A. Prior and Related Rulemaking Efforts
2020年11月19日,国土安全部(DHS)在《联邦公报》上发布了一份拟议规则制定通知(NPRM),题为《对具有最终驱逐令的特定类别外国人的就业授权》(以下简称“OSUP拟议规则”)。85 FR 74196。该规则拟取消因最终驱逐令而被临时释放并处于监管令下的外国人获得自由裁量性就业授权的资格,仅设一项有限例外。总体而言,OSUP拟议规则的依据源自特朗普总统发布的两项行政命令,即第13768号行政命令(《加强美国境内公共安全》)和第13788号行政命令(《购买美国货、雇用美国人》)。[29]
On November 19, 2020, DHS published a notice of proposed rulemaking (NPRM) in the Federal Register , Employment Authorization for Certain Classes of Aliens with Final Orders of Removal (OSUP NPRM). 85 FR 74196. It proposed to eliminate eligibility for discretionary employment authorization for aliens who have final orders of removal and are temporarily released from custody on an order of supervision with one narrow exception. In general, the basis for the OSUP NPRM stemmed from two executive orders issued by President Trump, E.O. 13768 (Enhancing Public Safety in the Interior of the United States) and E.O. 13788 (Buy American and Hire American).[29]
美国公民及移民服务局(USCIS)为该拟议规则提供了为期30天的公众评议期,该评议期于2020年12月21日结束。国土安全部就OSUP拟议规则共收到306条评论意见。
USCIS provided a 30-day comment period to receive public comments on the proposed rule, which ended December 21, 2020. DHS received a total of 306 comments on the OSUP NPRM.
2021年1月20日,拜登总统发布了第13993号行政命令(《修订民事移民执法政策与优先事项》),废止了第13768号行政命令。[30]随后,2021年1月25日,拜登总统发布了第14005号行政命令(《确保由全体美国人民共同实现“美国制造”的未来》),废止了第13788号行政命令。[31]第13993号和第14005号行政命令指示各机构审查、修订或撤销与这两项行政命令不符的任何机构行动或指南。
On January 20, 2021, President Biden issued E.O. 13993 (Revision of Civil Immigration Enforcement Policies and Priorities), which revoked E.O. 13768.[30] Then, on January 25, 2021, President Biden issued E.O. 14005 (Ensuring the Future Is Made in All of America by All of America's Workers), which revoked E.O. 13788.[31] E.O.s 13993 and 14005 directed agencies to review, revise, or rescind any agency actions or guidance inconsistent with the executive orders.
在根据第13993号和第14005号行政命令审查了OSUP拟议规则及公众评论意见后,国土安全部于2021年5月10日撤回了OSUP拟议规则。《对具有最终驱逐令的特定类别外国人的就业授权;撤回》,86 FR 24751。因此,OSUP最终规则从未发布。本规则中的许多拟议条款与OSUP拟议规则最初提出的内容密切相关(印刷页34370)。但由于最终规则从未发布,国土安全部将重新处理此前提出的各项条款。
After reviewing the OSUP NPRM and the public comments in light of E.O.s 13993 and 14005, DHS withdrew the OSUP NPRM on May 10, 2021. Employment Authorization for Certain Classes of Aliens with Final Orders of Removal; Withdrawal, 86 FR 24751. Therefore, an OSUP final rule was never published. Many of the proposed provisions in this rule closely follow ( printed page 34370) what was originally proposed in the OSUP NPRM. However, as no final rule was published, DHS will address the previously proposed provisions anew.
与本规则同时,国土安全部正在推进多项处于不同制定阶段的规则制定行动。国土安全部已就这些其他规则对本规则可能产生的边际性、重叠性或相互关联的影响逐一进行了考虑和分析,并已将其影响(如有)纳入本拟议规则的支持性文件、政策及法规文本之中。
Concurrent with this rule, DHS is engaging in multiple rulemaking actions that are in various stages of development. DHS has considered and analyzed each of these other rules for peripheral, overlapping, or interrelated effects on this rule and has incorporated their effects, if any, into the supporting documentation, policies, and regulatory text for this proposed rule.
1. 庇护就业授权文件改革
1. Asylum EAD Reform
国土安全部近期发布了一项拟议规则(“庇护就业授权文件改革规则”),涉及根据8 CFR 274a.12(c)(8)和8 CFR 208.7规定(通俗称为“(c)(8)就业授权文件”)为正在申请庇护的外国人提供就业授权事宜。
DHS recently published a proposed rule (“Asylum EAD Reform Rule”) addressing employment authorization for aliens with pending applications for asylum under 8 CFR 274a.12(c)(8) and 8 CFR 208.7 (colloquially referred to as a “(c)(8) EAD”).
在拟议的《庇护就业授权文件改革规则》(91 FR 8616)中,国土安全部拟修订8 CFR 274a.13(a)(1),以使美国公民及移民服务局根据《移民与国籍法》(INA)第208(d)(2)条,即8 U.S.C. 1158(d)(2)所赋予的自由裁量法定权力,对依据8 CFR 274a.12(c)(8)申请庇护的外国人提交的就业授权申请拥有自由裁量权。由于庇护属于自由裁量性福利,因此美国公民及移民服务局同样应以自由裁量方式批准与未决庇护申请相关的工作授权。对于一个其救济申请多数最终未获成功的外国人群体,国土安全部不能继续在几乎没有资格限制且几乎无限可续期的情况下,持续向庇护申请人提供就业授权。在2023财年、2024财年以及2025财年(截至目前)中,在美国公民及移民服务局审结的约33,500件庇护案件中,约有18,000件,超过50%的结果为拒绝或移交移民法院处理。[32]美国司法部移民上诉执行办公室(EOIR)下属移民法院的法官,在2023财年和2024财年对实体审理的庇护申请的批准率同样约为50%,而在2025财年(截至第三季度)仅约为25%。[33]
In the proposed Asylum EAD Reform rule, 91 FR 8616, DHS seeks to amend 8 CFR 274a.13(a)(1) so that USCIS would have discretion to grant applications for employment authorization filed by aliens applying for asylum pursuant to 8 CFR 274a.12(c)(8) in keeping with its discretionary statutory authority under section 208(d)(2) of the INA, 8 U.S.C. 1158(d)(2). As asylum is a discretionary benefit, it follows that USCIS should similarly grant work authorization associated with a pending asylum application as a matter of discretion. DHS cannot continue to provide employment authorization to asylum applicants with virtually no eligibility criteria and nearly limitless renewal opportunities to a population of aliens where many of the claims for relief are ultimately unsuccessful. In fiscal years 2023, 2024, and 2025 (year to date), in roughly 18,000 of the approximately 33,500 asylum cases completed by USCIS, over 50% resulted in a denial or referral to Immigration Court.[32] Judges in the Department of Justice, Executive Office for Immigration Review's (EOIR) immigration courts similarly granted about 50% of the asylum applications adjudicated on the merits in fiscal years 2023 and 2024 and only about 25% in fiscal year 2025 (through the third quarter).[33]
拟议的《庇护就业授权文件改革规则》旨在改革、完善并简化庇护就业授权文件的办理流程,以便能够优先处理并延长保护期限予那些提出真实合法庇护申请的人员。因此,该拟议规则将影响依据8 CFR 274a.12(c)(8)为具有未决庇护申请的外国人签发就业授权文件的流程、(c)(8)就业授权文件申请的处理时限、申请(c)(8)就业授权文件的等待期、(c)(8)就业授权文件的裁决时间、(c)(8)就业授权文件的有效期,以及(c)(8)就业授权文件的资格要求。《庇护就业授权文件改革规则》将要求对现行法规文本进行修改,并制定新的法规文本。
The purpose of the proposed Asylum EAD Reform Rule is to reform, improve, and streamline the asylum EAD process, so that those with bona fide asylum claims can be prioritized and extended protection. Thus, that proposed rule would impact the process for issuance of EADs for aliens with a pending asylum application under 8 CFR 274a.12(c)(8), the processing timeframe for (c)(8) EAD applications, the waiting period to apply for a (c)(8) EAD, the time in which a (c)(8) EAD is adjudicated, (c)(8) EAD validity period, and eligibility requirements for (c)(8) EADs. The Asylum EAD Reform Rule would require changes to existing regulatory text and the creation of new regulatory text.
DHS考虑了《庇护工作许可文件改革规则》与本拟议规则可能产生的综合影响。本规则与《庇护工作许可文件改革规则》均强调向相关群体授予就业许可的自由裁量性质,本规则与《庇护工作许可文件改革规则》中提出的自由裁量因素及明确的资格要求通常是相互重叠的。例如,《自由裁量工作许可文件规则》与《庇护工作许可文件改革规则》均提议将某些有犯罪记录的外国人排除在就业许可资格之外。在《庇护工作许可文件改革规则》中,DHS提议将以下外国人排除在(c)(8)工作许可文件资格之外:根据《移民与国籍法》(INA)第101(a)(43)条,即8 U.S.C. 1101(a)(43)所述被认定犯有加重重罪的外国人;被认定犯有特别严重罪行的外国人;有严重理由相信其在美国境外犯有严重非政治性罪行的外国人;以及未能证明本人不因8 CFR 208.13(c)规定的任何法规性犯罪理由而须被强制拒绝庇护的外国人。
DHS considered the possible combined effects of the Asylum EAD Reform Rule and this proposed rule. Both this rule and the Asylum EAD Reform Rule emphasize the discretionary nature of employment authorization for the pertinent populations and the proposed discretionary factors and clarified eligibility requirements included in this rule and the Asylum EAD Reform Rule generally overlap. For example, both the Discretionary EAD Rule and Asylum EAD Reform Rule propose to exclude certain criminal aliens from employment authorization eligibility. In the Asylum EAD Reform Rule, DHS is proposing to exclude (c)(8) EAD eligibility for any alien who has been convicted of an aggravated felony as described in section 101(a)(43) of the INA, 8 U.S.C. 1101(a)(43), any alien who has been convicted of a particularly serious crime, any alien for whom there are serious reasons to believe that he or she committed a serious non-political crime outside the United States, and any alien who fails to establish that he or she is not subject to a mandatory denial of asylum due to any regulatory criminal grounds under 8 CFR 208.13(c).
尽管本拟议规则与《庇护工作许可文件改革规则》存在交叉,DHS仍以现行法规文本作为两项规则修改的基础。这是因为《庇护工作许可文件改革规则》在此阶段提出的任何修改仍仅处于“拟议”状态。因此,DHS承认,为使文本与截至发布时的任何更新法规保持一致,任一最终规则的法规文本可能与相关拟议规则中的具体条款有所不同。例如,《自由裁量工作许可文件规则》对8 CFR 274a.12(c)进行了修订,以列明目前属于非自由裁量性质的工作许可文件类别,其中包括(c)(8)项下的庇护工作许可文件。然而,为准确协调《自由裁量工作许可文件规则》与《庇护工作许可文件规则》,该条款在最终规则阶段可能需要进行修改。DHS指出,尽管拟议的《自由裁量工作许可文件规则》包含涉及8 CFR 274a.12(c)项下所有就业许可的修改内容,但《庇护工作许可文件改革规则》将处理所有(c)(8)项下的具体拟议修改。
Although this proposed rule intersects with the Asylum EAD Reform Rule, DHS is using current regulatory text as the basis for changes in both rules. This is because any changes proposed by the Asylum EAD Reform Rule at this point in the process are just that—proposed. Therefore, DHS acknowledges that the regulatory text for either final rule may differ from the exact provisions in the relevant proposed rule in order to align the text with any updated regulations as of the time of publication. For example, the Discretionary EAD Rule amends 8 CFR 274a.12(c) to outline the EAD categories that are currently non-discretionary, which includes asylum EADs under (c)(8). However, this provision may require edits at the final rule stage, to accurately align both the Discretionary EAD and Asylum EAD rules. DHS notes that while the proposed Discretionary EAD Rule includes changes that relate to all employment authorization under 8 CFR 274a.12(c), the Asylum EAD Reform Rule will address all (c)(8)-specific proposed changes.
2. 生物识别信息规则
2. Biometrics Rule
DHS同时还在拟议修订其关于在移民和归化法律的管理与执法以及任何移民申请、申请书或福利或任何其他相关请求或信息收集的裁决过程中使用和提交生物识别信息的规定(“生物识别信息规则”)。[34]《生物识别信息规则》拟要求任何提交移民福利请求或其他请求或信息收集、或与之相关联[35]的个人,无论年龄大小,均须提交生物识别信息,除非获得豁免。此要求涵盖任何申请人、申请书提交人、担保人、支持人、随行亲属、受抚养人或受益人,包括美国公民、美国国民和合法永久居民。该规则将界定“生物识别信息”一词,并扩大DHS获授权采集的生物识别方式种类。此外,拟议规则将把USCIS重复使用生物识别信息的能力纳入法规,即在完成基于生物识别信息的身份核实后,方可重复使用生物识别信息,而不要求申请人在所有情况下均须重新提交生物识别信息。最后,该规则将在外国人被逮捕时扩大生物识别信息采集权限;确立“特殊情况”标准,以免除未能按时出席生物识别服务预约者的责任;修改《对妇女暴力法》(VAWA)自行申请人及T类非移民身份申请人证明良好品行(印刷版第34371页)的方式;并明确DHS可为何种目的采集生物识别信息。
DHS is also concurrently proposing to amend its regulations concerning the use and submission of biometrics in the administration and enforcement of immigration and naturalization laws and the adjudication of any immigration application, petition, or benefit or any other related request or collection of information (“Biometrics Rule”).[34] The Biometrics Rule proposes to require the submission of biometrics by any individual, regardless of age, filing or associated [35] with an immigration benefit request or other request or collection of information, unless exempted. This incorporates any applicant, petitioner, sponsor, supporter, derivative, dependent, or beneficiary, including U.S. citizens, U.S. nationals, and lawful permanent residents. It will define “biometrics” and expand modalities authorized for collection by DHS. Further, the proposed rule will codify USCIS's ability to reuse biometrics rather than requiring applicants to submit new biometrics in all cases but permit the reuse of biometrics only after completion of a biometric-based identity verification. Finally, it will expand biometrics collection authority upon alien arrest; establish an “extraordinary circumstances” standard to excuse a failure to appear at a biometric services appointment; modify how VAWA self-petitioners and T nonimmigrant status applicants demonstrate good moral ( printed page 34371) character; and clarify the purposes for which DHS can collect.
《生物识别信息规则》的目的在于统一本部门采集生物识别信息的方式,并向将受生物识别信息要求约束的人群提供通知。正如《生物识别信息规则》中更详细说明的那样,利用生物识别信息进行身份核实[36]和案件管理,将有助于DHS打击人口贩运、核实背景犯罪记录审查结果,以及遏制欺诈行为。
The purpose of the Biometrics Rule is to standardize the Department's collection of biometrics and provide notice to those populations that will be subject to biometrics requirements. As explained more in-depth in the Biometrics Rule, using biometrics for identity verification [36] and case management will assist DHS's efforts to combat trafficking, confirm the results of biographical criminal history checks, and deter fraud.
DHS欢迎各界就本拟议规则与任何可能与本规则制定程序相重叠或同时进行的介入性立法、相关规则制定及政策变化所产生的综合影响发表意见。
DHS welcomes comments on the combined impact of this proposed rule with any intervening legislation, related rulemakings, and policy changes that could either overlap or coincide with this rulemaking.
B. 背景
B. Background
1. 被下令驱逐出境外国人的拘留、释放与遣返
1. Detention, Release, and Repatriation of Aliens Ordered Removed
《移民与国籍法》(INA)第241条,即《美国法典》第8编第1231条,规定了对最终驱逐令所涉外国人的拘留、释放和驱逐事宜。通常情况下,国土安全部(DHS)须在驱逐令成为行政终局裁决之日起90天内将该外国人驱逐出境。[37]如果该外国人未能或拒绝善意及时申请旅行证件或其离境所需的其他文件,或串谋或采取行动阻止驱逐,则该90天驱逐期可予以延长。[38]根据INA第241(a)(2)条,即《美国法典》第8编第1231(a)(2)条,国土安全部“应当拘留”该驱逐期内的外国人,并明确禁止释放依据INA第212(a)(2)或(a)(3)(B)条(即《美国法典》第8编第1182(a)(2)或(a)(3)(B)条)被裁定不可入境,或依据INA第237(a)(2)或(a)(4)(B)条(即《美国法典》第8编第1227(a)(2)或(a)(4)(B)条)被裁定可驱逐的外国人(涉及刑事、安全相关及恐怖主义事由)。
Section 241 of the INA, 8 U.S.C. 1231, governs the detention, release, and removal of aliens subject to final orders of removal. DHS generally has 90 days after the date a removal order becomes administratively final to remove the alien from the United States.[37] This 90-day removal period can be extended if the alien fails or refuses to make timely application in good faith for travel or other documents necessary for the alien's departure or conspires or acts to prevent removal.[38] Under section 241(a)(2) of the INA, 8 U.S.C. 1231(a)(2), DHS “shall detain” an alien during the removal period and is specifically prohibited from releasing an alien during the removal period who has been found inadmissible under sections 212(a)(2) or (a)(3)(B) of the INA, 8 U.S.C. 1182(a)(2) or (a)(3)(B), or deportable under sections 237(a)(2) or (a)(4)(B) of the INA, 8 U.S.C. 1227(a)(2) or (a)(4)(B) (criminal, security-related, and terrorism grounds).
在某些情况下,国土安全部无法在90天驱逐期内将外国人驱逐出境。在此类情况下,国土安全部必须遵守美国最高法院在Zadvydas诉Davis案中的裁决。[39]在Zadvydas案中,最高法院裁定,一旦确定“在可预见的将来并无大幅可能性被驱逐”,持有最终驱逐令的外国人不得继续被拘留(除非存在特殊情形)。[40][41]法院确立了6个月作为“推定合理的拘留期限”。[42]在该6个月期限届满后,一旦外国人提供充分理由证明在可预见的将来并无大幅可能性被驱逐,政府必须以充分证据予以反驳。[43]若国土安全部认定在可预见的将来不太可能实现驱逐,则通常必须依据监管令暂时释放该外国人。[44]在此释放期间,该外国人须继续作出努力(或协助相关努力)促成其被驱逐,同时国土安全部将继续推进其驱逐事宜。[45]
In certain instances, DHS is not able to remove aliens within the 90-day removal period. In such cases, DHS must comply with the U.S. Supreme Court's decision in Zadvydas v. Davis.[39] In Zadvydas, the Supreme Court held that an alien with a final order of removal cannot be kept in detention (unless special circumstances exist) [40] once it has been determined that there is not a “significant likelihood of removal in the reasonably foreseeable future.” [41] The Court established 6 months as the “presumptively reasonable period of detention.” [42] After the 6-month period, once the alien provides good reason to believe there is no significant likelihood of removal in the reasonably foreseeable future, the Government must respond with sufficient evidence to rebut that showing.[43] In the event DHS determines that removal is not likely to occur in the reasonably foreseeable future, the alien must generally be temporarily released on an order of supervision.[44] During this period of release, the alien is required to continue to make efforts (or assist in efforts) towards his or her removal while DHS continues to pursue the alien's removal.[45]
若某外国人根据监管令被暂时释放,该监管令将载明释放条件,包括要求该外国人定期到移民官员处报到,并遵守监管令所规定的条件。[46]若外国人未能遵守监管令所规定的释放条件,国土安全部可将其重新收押拘留,直至其被驱逐出境。故意不遵守监管令的外国人,还可能依据INA第243(b)条,即《美国法典》第8编第1253(b)条,被追究刑事责任。
If an alien is temporarily released on an order of supervision, the order of supervision will contain conditions for release, including requiring the alien to appear periodically before an immigration officer and comply with the conditions prescribed in the order of supervision.[46] If an alien fails to comply with the conditions of release as specified in the order of supervision, DHS can take the alien back into custody and detain the alien until he or she is removed. Aliens who willfully fail to comply with an order of supervision can also be criminally prosecuted under section 243(b) of the INA, 8 U.S.C. 1253(b).
一旦某外国人被签发最终驱逐令,美国移民及海关执法局(ICE)即依据INA第241条(《美国法典》第8编第1231条)及《联邦法规汇编》第8编第241部分的规定,负责执行将该外国人驱逐出美国的事宜。通常情况下,须从外国政府处取得旅行证件,方可使该外国人离开美国,并被遣返至其出生国、公民所属国、国籍所属国或最后惯常居住国,或遣返至已同意接收该外国人的其他国家。根据2019年的驱逐数据,国土安全部平均需187.19天,约6个月的时间,方能取得旅行证件并将外国人驱逐出美国。[47]由于近年来这一平均时长有所缩短,预计被依据监管释放令(OSUP)释放的外国人数量将随之减少。[48]
Once an alien has been issued a final order of removal, ICE is responsible for effectuating the alien's removal from the United States pursuant to section 241 of the INA, 8 U.S.C. 1231, and 8 CFR part 241. Generally, a travel document must be obtained from a foreign government that will allow the alien to depart the United States and be repatriated either to the alien's country of birth, citizenship, nationality, or last habitual residence or to an alternate country that has agreed to accept the alien. Based on 2019 removal data, it takes DHS an average of 187.19 days, roughly 6 months, to obtain travel documents and remove an alien from the United States.[47] As this average has declined in recent years, the population of aliens that will be released on OSUP will likely decrease.[48]
然而,一些国家拒绝或无理拖延向已被签发最终驱逐令的外国人签发必要的旅行证件。无理拖延接受遣返其公民或国民的国家,妨碍了美国国土安全部(DHS)及时将外国人驱逐出境的能力,并干涉了美国在执行其移民法方面的主权利益。根据《移民与国籍法》(INA)第243(d)条,即《美国法典》第8编第1253(d)条,国土安全部部长有权通知国务卿某一特定国家拒绝或无理拖延接受其国民。在收到国土安全部部长的此类通知后,国务卿必须命令该国的领事官员停止向该国公民和国民签发移民签证、非移民签证或两者。[49]尽管国土安全部和美国国务院(DOS)通过各种外交渠道和途径努力促使此类国家遵守规定,且大多数国家确实遵守,但仍有一些国家拒绝协助遣返其公民和国民,因此,美国已根据《移民与国籍法》第243(d)条,即《美国法典》第8编第1253(d)条,对这些国家实施签证制裁,以促使其配合。[50]
However, some countries refuse or unreasonably delay the issuance of the necessary travel documents to aliens who have been issued a final order of removal. Countries that unreasonably delay accepting the repatriation of their citizens or nationals impede DHS's ability to remove aliens in a timely manner and interfere with the United States' sovereign interest in enforcing its immigration laws. Under section 243(d) of the INA, 8 U.S.C. 1253(d), the Secretary has the authority to notify the Secretary of State that a specific country is refusing or unreasonably delaying acceptance of its nationals. Upon such notification from the Secretary, the Secretary of State must order consular officers in that country to discontinue issuing immigrant visas, nonimmigrant visas, or both to citizens and nationals of that country.[49] While DHS and the U.S. Department of State (DOS) work through various diplomatic channels and avenues to get such countries to comply, and most countries do comply, there are countries that refuse to assist in the repatriation of their citizens and nationals, and as a result, the United States has imposed visa sanctions under section 243(d) of the INA, 8 U.S.C. 1253(d), to get such countries to cooperate.[50]
(印刷页第34372页)
( printed page 34372)
2. 根据《移民与国籍法》暂缓驱逐出境及执行《禁止酷刑公约》实施条例下的暂缓驱逐出境与延缓驱逐出境
2. Withholding of Removal Under the INA and Regulations Implementing CAT and Deferral of Removal Under Regulations Implementing CAT
即使外国人不可入境或应被驱逐出境且已获得最终驱逐令,国土安全部在某些情况下驱逐该外国人的权力可能会受到执行美国关于不驱回(non-refoulement)条约义务的特定法律和法规条款的进一步限制。美国是1967年《关于难民地位的议定书》(以下简称《议定书》)的缔约国,该议定书除其他内容外,纳入了1951年《关于难民地位的公约》第33条。198 U.N.T.S. 137。第33条明确规定:“任何缔约国不得以任何方式将难民驱逐或遣返(refouler)至其生命或自由因种族、宗教、国籍、属于特定社会群体或政治见解而受到威胁的领土边境。”[51]美国也是《禁止酷刑公约》(CAT)的缔约国。[52]《禁止酷刑公约》第3条规定:“如有充分理由相信某人将有遭受酷刑的危险,任何缔约国不得将该人驱逐、遣返(`refouler')或引渡至另一国。”[53]
Even if an alien is inadmissible or deportable and has a final order of removal, DHS's authority to remove an alien in certain cases may be further restricted by certain statutory and regulatory provisions implementing U.S. treaty obligations concerning non-refoulement (non-return). The United States is a party to the 1967 Protocol relating to the Status of Refugees (Protocol), which incorporates, inter alia, Article 33 of the 1951 Convention relating to the Status of Refugees. 198 U.N.T.S. 137. Article 33 specifically provides that “[n]o contracting state shall expel or return ( refouler ) a refugee in any manner whatsoever to the frontier of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group, or political opinion.” [51] The United States is also a party to CAT.[52] Article 3 of CAT requires that “[n]o State Party shall expel, return (`refouler') or extradite a person to another state where there are substantial grounds for believing that he would be in danger of being subjected to torture.” [53]
尽管这两项条约均非自动执行条约,美国已通过制定法律和法规来履行其在这些条约下的不驱回义务。[54]关于《议定书》,国会在1980年《难民法》中将美国的不驱回义务纳入实施,即《移民与国籍法》第241(b)(3)条,《美国法典》第8编第1231(b)(3)条。关于《禁止酷刑公约》,国会在1998年《外交事务改革与重组法》(FARRA,公法第105-277号,G分编,第2442(b)条,1998年10月21日)中指示相关机构发布法规,以履行美国在《禁止酷刑公约》第3条项下的义务。美国司法部(DOJ)于1999年发布了实施FARRA第2442条的法规。参见64 FR 8478(1999年2月19日)。目前,关于根据《移民与国籍法》第241(b)(3)条,即《美国法典》第8编第1231(b)(3)条暂缓驱逐出境,以及根据《禁止酷刑公约》暂缓和延缓驱逐出境的法规,主要编入《联邦法规汇编》第8编第208.16条至第208.18条以及第1208.16条至第1208.18条。
Though neither of these treaties is self-executing, the United States has implemented its non-refoulement obligations under these treaties in statutes and regulations.[54] With respect to Protocol, Congress implemented the United States' non-refoulement obligations as part of the Refugee Act of 1980, section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3). With respect to CAT, Congress directed the appropriate agencies to publish regulations to implement the United States' obligations under Article 3 of the CAT in the Foreign Affairs Reform and Restructuring Act of 1998 (FARRA), Public Law 105-277, div. G., sec. 2442(b) (Oct. 21, 1998). The Department of Justice (DOJ) published regulations in 1999 implementing FARRA sec. 2442. See64 FR 8478 (Feb. 19, 1999). The regulations governing withholding of removal based on section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3), and withholding and deferral of removal under CAT are now codified in principal part at 8 CFR 208.16 through 208.18 and 1208.16 through 1208.18.
根据《移民与国籍法》(INA)第241(b)(3)条,8 U.S.C. 1231(b)(3),获准暂缓驱逐出境的外国人,以及根据实施《禁止酷刑公约》(CAT)的法规(8 CFR 208.16(c)和1208.16(c))获准暂缓驱逐出境的外国人,如果该外国人曾参与纳粹迫害、参与种族灭绝、实施酷刑和法外处决行为、参与迫害他人、被判犯有特别严重罪行、在抵达美国前在境外犯有严重非政治性罪行,或对美国国家安全构成危险,则均须受暂缓驱逐出境的强制性禁止条款的约束。[55]然而,即使某外国人因属于上述暂缓驱逐出境强制性禁止条款之一而不符合暂缓驱逐出境资格,只要移民法官(IJ)或移民上诉委员会(BIA)已认定将该外国人遣送至某国将导致其极有可能遭受酷刑,美国国土安全部(DHS)仍不得将该外国人驱逐出美国。见8 CFR 208.17和1208.17。在此类情形下,移民法官或移民上诉委员会将推迟将该外国人遣返至该国。
Aliens granted withholding of removal based on section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3), and aliens granted withholding of removal based on the regulations implementing CAT, 8 CFR 208.16(c) and 1208.16(c), are both subject to mandatory bars to withholding if the aliens participated in Nazi persecution, participated in genocide, committed an act of torture and extrajudicial killing, participated in the persecution of others, have been convicted of a particularly serious crime, have committed a serious nonpolitical crime outside the United States prior to arrival, or are a danger to the security of the United States.[55] However, even if an alien is not eligible for withholding under the provisions noted above because he or she is subject to one of the mandatory bars to withholding, DHS still is not permitted to remove an alien from the United States if an Immigration Judge (IJ) or the Board of Immigration Appeals (BIA) has determined that removal would result in the alien being removed to a country where he or she would more likely than not be tortured. 8 CFR 208.17 and 1208.17. In such instances, the IJ or BIA defers removal to that country.
根据《移民与国籍法》第241(b)(3)条,8 U.S.C. 1231(b)(3)作出的暂缓驱逐出境或暂缓移除决定,或根据实施美国在《禁止酷刑公约》第3条项下义务的法规作出的决定(“CAT暂缓移除”)(若该外国人不受强制性禁止条款约束)以及CAT推迟移除,均属强制性措施,只要外国人达到举证责任要求,就必须予以批准。见8 CFR 1208.16(b)、(c)(4)和1208.17(a)。一旦外国人获准暂缓移除或推迟移除,除非其案件被重新审理且根据8 CFR 208.24或1208.24终止暂缓移除,或根据8 CFR 208.17或1208.17终止推迟移除,否则DHS不得将该外国人驱逐至暂缓或推迟移除所涉及的国家。在大多数情况下,根据实施CAT的法规获准暂缓移除或推迟移除的外国人将根据监督令获释,但此类监督令并不改变或影响暂缓移除或推迟移除裁定的非自由裁量性质,即使该外国人随后违反监督令中规定的释放条件亦然。此类违规行为可能导致该外国人被重新收押至美国移民及海关执法局(ICE)羁押,但除非其案件被重新审理且根据8 CFR 208.24或1208.24终止暂缓移除,或根据8 CFR 208.17或1208.17终止推迟移除,否则不会导致该外国人被实际驱逐出美国前往相关国家。
Withholding of deportation or removal based on section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3), or the regulations implementing U.S. obligations under CAT Article 3 (“CAT withholding”) (if the alien is not subject to a mandatory bar) and CAT deferral of removal are mandatory and must be granted if the alien meets the burden of proof. See8 CFR 1208.16(b), (c)(4) and 1208.17(a). Once an alien has been granted withholding or deferral of removal, DHS cannot remove the alien to the country from which removal has been withheld or deferred unless the alien's case is reopened and withholding is terminated under 8 CFR 208.24 or 1208.24, or deferral is terminated under 8 CFR 208.17 or 1208.17. In most instances, an alien granted withholding of removal or deferral of removal under the regulations implementing CAT will be released pursuant to an order of supervision, but such an order does not alter or affect the nondiscretionary nature of the withholding or deferral of removal grant, even if the alien subsequently violates the conditions for release as specified in the order of supervision. Such violations could result in a return of the alien to ICE custody but will not result in the alien's actual removal from the United States to the relevant country or countries in question unless the alien's case is reopened, and withholding is terminated under 8 CFR 208.24 or 1208.24 or deferral of removal is terminated under 8 CFR 208.17 or 1208.17.
3. 假释
3. Parole
《移民与国籍法》赋予部长有限的自由裁量权,可不论入境申请人是否符合入境资格,仅为“出于紧急人道主义原因或重大公共利益,根据个案情况”准许其“在[DHS]规定的条件下”暂时假释入境美国。[56]此外,一旦DHS认定暂时性、自由裁量性假释的目的已经达成,该外国人即须离开美国,“或被遣返回其原被假释前所处的羁押状态,此后其案件应按照任何其他申请入境美国者的案件同样方式继续处理。”[57]
The INA confers upon the Secretary the narrow discretionary authority to parole applicants for admission, regardless of admissibility, into the United States “temporarily under such conditions as [DHS] may prescribe only on a case-by-case basis for urgent humanitarian reasons or significant public benefit.” [56] Additionally, upon a finding by DHS that the purpose of the temporary, discretionary parole has been served, the alien is required to depart the United States “or be returned to the custody from which he was paroled and thereafter his case shall continue to be dealt with in the same manner as that of any other applicant for admission to the United States.” [57]
自19世纪末以来,美国政府一直以某种形式的假释方式,允许不符合入境资格的外国人进入并暂时留在美国境内。[58]国会直到1952年颁布《移民与国籍法》时才将这一假释权力正式成文化。[59]1952年《移民与国籍法》第212(d)(5)条授权司法部长可“出于紧急原因或被认为完全符合公共利益的原因”,准许外国人假释入境美国。[60]在随附1952年《移民与国籍法》的一份众议院报告中,国会指出,假释措施旨在适用于
Since the late 19th century, the Government has used some form of parole to allow inadmissible aliens to come into and temporarily remain in the United States.[58] Congress did not codify this parole authority until 1952, with the enactment of the INA.[59] Section 212(d)(5) of the 1952 INA authorized the Attorney General to parole an alien into the United States for “emergent reasons or for reasons deemed strictly in the public interest.” [60] In a House Report accompanying the 1952 INA, Congress indicated that parole was meant for
紧急情况,例如某外国人在移民官员尚未有机会对其进行检查之前即需要立即获得医疗救治的情形,以及在让某不符合入境资格的外国人留在(印刷页第34373页)美国境内完全符合公共利益的情形,例如,作为证人或出于起诉目的的情形。[61]
emergency cases, such as the case of an alien who requires immediate medical attention before there has been an opportunity for an immigration officer to inspect him, and in cases where it is strictly in the public interest to have an inadmissible alien present in the ( printed page 34373) United States, such as, for instance, a witness or for purposes of prosecution.[61]
然而,《移民与国籍法》并未明确规定该授权是否可用于对一批不符合入境资格的外国人集体实行假释。
The INA, however, did not address whether the authority could be used to parole groups of inadmissible aliens.
1952年以后,假释权力多次被用于假释大批不可准入的外国人,即来自匈牙利、古巴、中国、捷克斯洛伐克、苏联、乌干达和越南的难民。[62] 尽管国会中有些人批评这种对假释权力的使用,[63] 国会仍通过立法,为某些已被美国政府假释入境美国的外国人群体提供了获得合法永久居留权的途径。[64]
Subsequent to 1952, the parole authority was repeatedly used to parole large groups of inadmissible aliens, namely refugees from Hungary, Cuba, China, Czechoslovakia, the Soviet Union, Uganda, and Vietnam.[62] Although some in Congress criticized this use of the parole authority,[63] Congress passed legislation to provide a path to lawful permanent residence for certain groups of aliens who had been paroled into the United States by the U.S. Government.[64]
1980年,国会通过了《难民法》,对假释权力加以限缩,规定除非“就该特定外国人而言,出于公共利益的迫切理由”而需要假释而非以难民身份准予入境,否则禁止对难民给予假释。[65] 对非难民的假释权力保持不变。
In 1980, Congress passed the Refugee Act, narrowing the parole authority by prohibiting the parole of refugees unless “compelling reasons in the public interest with respect to that particular alien” required parole rather than admission as a refugee.[65] The parole authority for non-refugees remained the same.
一些学者认为,《难民法》的这项修正反映了国会对行政部门在此前数十年间使用假释权力的持续不满。[66] 伴随《难民法》提交的参议院报告指出,该法案的目的之一是“终止多年来对假释权力的临时性使用,这种使用一直依惯例而非依法律明确规定来实施。”[67]
According to some scholars, the Refugee Act's amendment represented continued congressional displeasure with the Executive Branch's use of the parole authority in the preceding decades.[66] The Senate Report accompanying the Refugee Act states that one of the Act's purposes was to “[e]nd[ ] the years of ad hoc use of the parole authority, which has been implemented by custom rather than clearly defined by law.” [67]
尽管受到国会的这种批评,行政部门在1980年至1996年期间仍继续使用假释权力对若干类别的外国人实行假释,包括针对越南及其他东南亚人群以及美国侨民的假释。[68] 1996年,国会通过了《非法移民改革和移民责任法》(IIRIRA)。[69] 作为移民法改革的一部分,国会专门针对广泛使用假释权力以允许难民群体进入美国一事表达了关切。国会对《移民与国籍法》(INA)第212(d)(5)(A)条,即《美国法典》第8编第1182(d)(5)(A)条的文本进行了修订,以明确规定司法部长只能“基于个案逐案审查,出于紧迫的人道主义理由或重大公共利益,酌情给予假释”(强调为原文所加)。[70]
Despite this congressional criticism, the Executive Branch continued to use the parole authority to parole categories of aliens from 1980 until 1996, including for Vietnamese and other Southeast Asian populations, and U.S. expatriates.[68] In 1996, Congress passed the IIRIRA.[69] As part of its reform of the immigration laws, Congress specifically addressed its concerns about the broad use of the parole authority to allow groups of refugees to come to the United States. Congress amended the text of section 212(d)(5)(A) of the INA, 8 U.S.C. 1182(d)(5)(A), to make clear that the Attorney General could grant parole, as a matter of discretion, “ only on a case-by-case basis for urgent humanitarian reasons or significant public benefit” (emphasis added).[70]
在国会于1996年进行修订之后,假释权力仍继续被广泛用于创设新的类别性假释项目。例如,2000年,假释权力被用于全面管理依法即将日落失效的《移民与国籍法》第217条、《美国法典》第8编第1187条项下的签证豁免试点项目,以避免因突然对来自大多数发达国家的商务或休闲访客实施签证要求而造成的国际旅行和贸易的全面中断,以及对美国经济和对外关系造成的严重损害。[71] 在该签证豁免试点项目下,2000年5月1日至10月1日期间,数千万外国访客被假释入境美国。[72] 在此后的若干年中,假释权力被用于创设规模较小的类别性项目。例如,布什政府于2007年设立了古巴家庭团聚假释项目。[73] 奥巴马政府设立了多个假释项目,包括2014年的海地家庭团聚假释项目,[74] 2016年的菲律宾二战老兵假释项目,[75] 以及2017年的国际企业家假释项目。[76] 近期,拜登政府设立了多个类别性假释项目,[77] 其中包括针对来自古巴、海地、尼加拉瓜和委内瑞拉的不可准入外国人的假释项目(“CHNV假释项目”)。[78]
Following Congress' amendment in 1996, the parole authority continued to be used expansively to create new categorical parole programs. In 2000, for example, the parole authority was used to manage the statutorily sunsetting Visa Waiver Pilot Program under section 217 of the INA, 8 U.S.C. 1187, in its entirety, to avoid the wholesale disruption of international travel and commerce, and the serious harm to the U.S. economy and foreign relations, that would have resulted from suddenly imposing visa requirements on visitors for business or pleasure from most developed countries.[71] Under this Visa Waiver Pilot Program, tens of millions of foreign visitors were paroled into the United States between May 1 and October 1, 2000.[72] In subsequent years, the parole authority was used to create smaller categorical programs. For example, the Bush Administration created the Cuban Family Reunification Parole program in 2007.[73] The Obama Administration created several parole programs, including the Haitian Family Reunification Parole Program in 2014,[74] the Filipino World War II Veterans Parole program in 2016,[75] and Parole for International Entrepreneurs in 2017.[76] More recently, the Biden Administration created several categorical parole programs,[77] including the parole programs for inadmissible aliens from Cuba, Haiti, Nicaragua, and Venezuela (“CHNV parole programs”).[78]
2025年7月4日,总统签署了H.R. 1号法案,即《公法》第119-21号,139 Stat. 72,使其成为法律。该法确立了一项针对任何被假释入境美国的外国人首次或续期就业许可申请的新费用,并且还规定就业许可的有效期上限为一年或该外国人假释期限,以两者中较短者为准。[79]
On July 4, 2025, the President signed H.R. 1, Public Law 119-21, 139 Stat. 72 into law. It established a new fee for an initial or renewal application for employment authorization by any alien paroled into the United States and also placed a limit on the validity of employment authorization to one year or the duration of the alien's parole, whichever is shorter.[79]
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4. 暂缓遣返(Deferred Action)
4. Deferred Action
自19世纪末以来,最高法院一直承认行政部门拥有驱逐或排除外国人出境美国的权力,并将此种权力视为“属于美国政府根据宪法所授予的主权权力之一部分的主权附带权利”。[80] 这项权力已被编入1952年《移民与国籍法》(Immigration and Nationality Act),8 U.S.C. 1101及以下条款。多年来,国会已对《移民与国籍法》(INA)中的移民执法权力和规定作出澄清并予以加强。[81] 2002年,随着国土安全部(DHS)的成立,国会通过授予部长执行移民法的权力,授权其拘捕、拘留并将外国人驱逐出美国,并制定“国家移民执法政策与优先事项”,从而重申了这一权力。[82]
Since the late 1800s, the Supreme Court has recognized the authority of the Executive Branch to expel or exclude aliens from the United States and viewed such power as “an incident of sovereignty belonging to the government of the United States as a part of those sovereign powers delegated by the Constitution.” [80] This authority was codified in the Immigration and Nationality Act of 1952, 8 U.S.C. 1101 et seq. Over the years, Congress has clarified and strengthened the immigration enforcement authorities and provisions in the INA.[81] In 2002, with the creation of DHS, Congress reaffirmed this authority by giving the Secretary authority to enforce the immigration laws; to apprehend, detain, and remove aliens from the United States; and to establish “national immigration enforcement policies and priorities.” [82]
部长的执法权力还伴随着行使检察裁量权、不对某外国人采取特定执法行动的固有权力。[83] 暂缓遣返(Deferred action)是一种裁量形式,即国土安全部(DHS)选择不寻求将某外国人从美国驱逐出境,即便该外国人缺乏合法身份或在其他方面可被驱逐出境。[84] 暂缓遣返并非一种合法移民身份,不能使外国人获得其本不符合资格的移民救济。相反,暂缓遣返是一种执法裁量形式,反映出在特定期限内不寻求将某人驱逐出美国的决定。与假释(parole)不同,暂缓遣返并非由法规创设,《移民与国籍法》(INA)中也未对其作出具体定义。然而,不执行某项执法行动的权力是部长移民执法权力的典型特征之一。最高法院曾指出,不采取执法行动的决定属于该机构的裁量权范围,此类决定通常不受司法审查。[85]
The Secretary's enforcement powers also come with an inherent authority to exercise prosecutorial discretion to not take a specific enforcement action against an alien.[83] Deferred action is a form of discretion in which DHS chooses to not seek an alien's removal from the United States even though the alien lacks lawful status or is otherwise removable from the United States.[84] Deferred action is not a legal immigration status that permits an alien to obtain immigration relief for which the alien is not eligible. Rather, deferred action is a form of enforcement discretion reflecting a decision not to pursue removal from the United States for a specified period of time. Unlike parole, deferred action was not created by statute and is not specifically defined in the INA. However, the authority not to execute an enforcement action is a quintessential feature of the Secretary's immigration enforcement powers. The Supreme Court has stated that the decision not to take an enforcement action is within the discretion of the agency, and such decisions are generally not subject to judicial review.[85]
前移民归化局(INS)数十年来一直使用暂缓遣返制度。[86] 1975年之前,该制度被称为“非优先身份”(non-priority status),被认为是运用检察裁量权在特定期限内推迟将某外国人驱逐出境的一种方式。[87] 将某外国人列为非优先身份的权力由地区局局长行使,并受移民归化局(INS)业务指令(Operating Instructions,简称OI)及相关政策的规范。例如,该业务指令此前列举了地区局局长在决定是否将某外国人列为非优先身份时可考虑的因素,包括:(1)该外国人被驱逐出境的可能性;(2)该外国人在未经正式程序的情况下自行离境的可能性;(3)该外国人的年龄及身体状况对其出行能力的影响;(4)如该外国人被驱逐,其他国家接受该外国人的可能性;(5)该外国人是否有资格依据移民法获得救济,从而阻止或无限期推迟其被驱逐出美国;(6)该外国人是否被视为驱逐的高优先对象(例如恐怖分子、国际毒品走私者、人口走私者);以及(7)驱逐该外国人是否会引发不良舆论影响。[88] 非优先身份于1996年被正式更名为暂缓遣返。[89] 暂缓遣返并非一种合法移民身份,不能使外国人获得其本不符合资格的移民救济。相反,暂缓遣返是一种执法裁量形式,反映出在特定期限内不寻求将某人驱逐出美国的决定。
The former INS used deferred action for decades.[86] Prior to 1975, it was known as “non-priority status” and recognized as a use of prosecutorial discretion to defer removal of an alien for a specific period.[87] Placing an alien in non-priority status was an authority exercised by field district directors and was governed by INS Operating Instructions (OI) and policy. For example, the OIs previously provided examples of factors district directors could consider when deciding whether to place an alien in non-priority status, which included: (1) the likelihood of the alien's removal from the United States; (2) the likelihood the alien would depart without formal proceedings; (3) the age and physical condition of the alien in terms of affecting the alien's ability to travel; (4) the likelihood another country would accept the alien, if the alien were removed; (5) whether the alien could qualify for relief under the immigration laws that would prevent or indefinitely delay deportation from the United States; (6) whether the alien was considered a high priority for removal ( e.g., terrorists, international drug traffickers, smugglers); and (7) whether the alien's removal would generate adverse publicity.[88] Non-priority status was formally renamed deferred action in 1996.[89] Deferred action is not a legal immigration status that permits an alien to obtain immigration relief for which the alien is not eligible. Rather, deferred action is a form of enforcement discretion reflecting a decision not to pursue removal from the United States for a specified period.
尽管暂缓遣返并无直接的法定授权依据,但国会已承认其使用,并在某些有限且特殊的场合中,将暂缓遣返作为一种临时性执法裁量形式予以提及,用以应对紧迫的人道主义情况、推进特定政策目标,或作为过渡措施,直至特定立法行动能够提供永久性救济为止。[90] 例如,国会曾针对家庭暴力、人口贩运及犯罪活动的外国受害者,以及在“9·11”袭击事件中遇难者的家属,和在美国武装部队现役期间殉职军人的遗属,提及暂缓遣返制度。[91]
Even though there is no direct statutory authority for deferred action, Congress has acknowledged its use and, on certain limited and unique occasions, has referenced deferred action as an interim form of enforcement discretion to address compelling humanitarian circumstances, further a specific policy goal, or act as a bridge until specific legislative action could provide permanent relief.[90] For example, Congress referenced deferred action for alien victims of domestic abuse, trafficking, and criminal activity, as well as family members of individuals who perished during the 9/11 attacks, and surviving family members of military personnel who died while serving on active duty in the U.S. Armed Forces.[91]
国土安全部(DHS)如今仍在使用暂缓遣返措施,不仅用于处理存在紧急情况或令人信服的人道主义因素的具体情形和案件,而且也作为“一种行政选择行为,用以将某些案件列为较低优先级”。[92] 然而,暂缓遣返措施从未旨在取代现行合法移民程序,也无意仅为使不可准入、可被驱逐出境或在其他方面不符合资格的外国人得以留在美国,直至其能够取得合法身份而提供长期救济。
DHS still uses deferred action today, not only to address discrete situations and cases where there are exigent circumstances or compelling humanitarian factors, but also as “an act of administrative choice to give some cases lower priority.” [92] Deferred action, however, was never meant to supplant the current legal immigration process or provide long-term relief solely to allow an inadmissible, removable, or otherwise ineligible alien to remain in the United States until he or she can qualify for a legal status.
尽管国土安全部此前曾选择向大量外国人群体提供暂缓遣返措施,但此类措施所带来的主要利益及附带利益,使得批准暂缓遣返措施成为部长自由裁量权的一种非同寻常的行使方式。批准暂缓遣返措施应当仅在对全部情况进行审慎考量后,逐案作出决定。此外,由于暂缓遣返措施是检察裁量权的一种行使方式,因此该措施可随时因任何原因而被终止。
While DHS has previously chosen to make deferred action available to large populations of aliens, the main and ancillary benefits of such make the granting of deferred action an extraordinary exercise of the Secretary's discretionary authority. A grant of deferred action should only be made on a case-by-case basis after careful consideration of the totality of the circumstances. Additionally, as deferred action is an exercise of prosecutorial discretion, it is subject to termination at any time and for any reason.
5. 工作许可
5. Employment Authorization
外国人是否获准在美国工作,取决于该外国人在美国的身份(原文第34375页)以及该工作许可是否由成文法明确授权,或是依据部长的一般自由裁量权授予。明确要求提供工作许可的成文法规定为数极少。[93] 虽然某些成文法规定明确允许部长酌情授予工作许可,[94] 但《移民与国籍法》(INA)第103(a)条、第214(a)(1)条及第274A(h)(3)条(即8 U.S.C. 1103(a)、1184(a)、1324a(h)(3)等条款)赋予部长的一般权力,为设立酌情工作许可类别提供了授权依据。然而,就已被下令驱逐出境的外国人而言,《移民与国籍法》第241(a)(7)条(即8 U.S.C. 1231(a)(7))明确规定,已被下令驱逐出美国的外国人不得获得工作许可,除非部长认定该外国人因以下原因而无法被驱逐出境:由该外国人指定的国家,或依据《移民与国籍法》第241(b)条(即8 U.S.C. 1231(b))确定的国家不接受该外国人,或该外国人的驱逐出境在其他方面不可行或有悖公共利益。
Whether an alien is authorized to work in the United States depends on the alien's status in the United States ( printed page 34375) and whether employment is specifically authorized by statute or pursuant to the Secretary's general discretionary authority. There are very few statutory provisions that specifically require the provision of employment authorization.[93] While some statutory provisions specifically allow the Secretary to grant employment authorization as a matter of discretion,[94] the Secretary's general authorities under sections 103(a), 214(a)(1), and 274A(h)(3) of the INA, 8 U.S.C. 1103(a), 1184(a), 1324a(h)(3), among other provisions, provide the authority to establish discretionary employment authorization categories. However, in the context of aliens ordered removed, section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7), specifically prohibits an alien who has been ordered removed from the United States from being eligible to receive employment authorization unless the Secretary determines that the alien cannot be removed because no country, as designated by the alien or delineated under section 241(b) of the INA, 8 U.S.C. 1231(b), will accept the alien or the alien's removal is otherwise impracticable or contrary to the public interest.
国土安全部法规8 CFR 274a.12规定了获准在美国工作的外国人类别,包括:因其身份而自动获得工作许可的外国人(8 CFR 274a.12(a));获准在美国工作但仅限于为特定雇主工作的外国人(8 CFR 274a.12(b));以及属于部长酌情认定可获得工作许可类别的外国人(8 CFR 274a.12(c))。如需向美国公民及移民服务局(USCIS)提交工作许可申请,外国人还必须按照表格说明缴纳相应费用(除非获得豁免或减免)。参见8 CFR 274a.13。
DHS regulations at 8 CFR 274a.12 set forth the categories of aliens who are authorized to work in the United States, including: those aliens who are authorized to work incident to their status (8 CFR 274a.12(a)); aliens who are authorized to work in the United States but only for a specific employer (8 CFR 274a.12(b)); and aliens who fall within a category that the Secretary has determined may be employment authorized as a matter of discretion (8 CFR 274a.12(c)). If required to file an application for employment authorization with USCIS, aliens must also submit the appropriate fee (unless exempt or waived) and in accordance with the form instructions. See8 CFR 274a.13.
6. 生物识别信息提交
6. Biometrics Submission
《移民与国籍法》多个条款明确授权国土安全部收集或要求提交生物识别信息。例如参见:《移民与国籍法》第235(d)(3)条,即8 U.S.C. 1225(d)(3)(授权“就其认为或怀疑为外国人的任何人进入、再次进入、过境或居住在美国的特权,或就与本章执行及本局管理有实质性关联的任何事项,获取并考量来自任何人的证据或涉及任何人的证据”);《移民与国籍法》第287(b)条,即8 U.S.C. 1357(b)(移民官员及雇员主持宣誓并采集证据的权力);《移民与国籍法》第333条,即8 U.S.C. 1444(要求提供归化照片);《移民与国籍法》第335条,即8 U.S.C. 1446(对归化申请人的调查与审查);《移民与国籍法》第262(a)条,即8 U.S.C. 1302(a)(要求外国人登记并录取指纹);《移民与国籍法》第264(a)条,即8 U.S.C. 1304(a)(规定外国人登记所需表格内容的权力);另参见《移民与国籍法》第103(a)(3)条,即8 U.S.C. 1103(a)(3)(授予部长广泛权力,使其“制定其认为执行移民法项下职权所必需的法规,规定保证书、报告、入境记录及其他文件的格式,发布指示,并采取其他必要行为”)。
Several sections of the INA provide DHS with the specific authority to collect or require submission of biometrics. See, e.g., INA section 235(d)(3), 8 U.S.C. 1225(d)(3) (providing authority “to take and consider evidence of or from any person touching the privilege of any alien or person he believes or suspects to be an alien to enter, reenter, transit through, or reside in the United States or concerning any matter which is material and relevant to the enforcement of this chapter and the administration of the Service”); INA section 287(b), 8 U.S.C. 1357(b) (powers of immigration officers and employees to administer oaths and take evidence); INA section 333, 8 U.S.C. 1444 (requirement to furnish photographs for naturalization); INA section 335, 8 U.S.C. 1446 (investigation and examination of applicants for naturalization); INA section 262(a), 8 U.S.C. 1302(a) (requirement for aliens to register and be fingerprinted); INA section 264(a), 8 U.S.C. 1304(a) (authority to prescribe contents of forms required for alien registration); see also INA section 103(a)(3), 8 U.S.C. 1103(a)(3) (conferring broad authority on the Secretary to “establish such regulations; prescribe such forms of bond, reports, entries, and other papers; issue such instructions; and perform such other acts as he deems necessary for carrying out his authority under the” immigration laws).
国土安全部(DHS)法规相应规定,美国公民及移民服务局(USCIS)可要求任何申请人、申请者、担保人、受益人或提交福利申请的个人提交生物识别信息并缴纳生物识别服务费。[95] 见8 CFR 103.2(b)(9)。国土安全部有权依据法律、法规、表格说明或联邦公报通知,在逐案审查的基础上要求任何外国人、合法永久居民或美国公民提交生物识别信息。同上;另见8 CFR 103.16。现行法规允许国土安全部使用生物识别信息进行背景和安全审查、裁定移民福利申请,并执行与《移民与国籍法》(INA)管理相关的其他职能。见同上第103.16(a)条。国土安全部有权就提交生物识别信息收取生物识别服务费。见8 CFR 103.17。
DHS regulations accordingly provide that USCIS may require any applicant, petitioner, sponsor, beneficiary, or individual filing a benefit request to submit biometrics and pay the biometric services fee.[95] See8 CFR 103.2(b)(9). DHS has the authority to require the submission of biometrics from any alien, lawful permanent resident or U.S. citizen filing a request, on a case-by-case basis, through law, regulation, form instructions, or a Federal Register notice. Id.; see also8 CFR 103.16. Current regulations allow DHS to use biometric information to conduct background and security checks, adjudicate immigration benefits, and perform other functions related to the administration of the INA. See id. at 103.16(a). DHS has the authority to charge a biometric services fee associated with the submission of biometric information. See8 CFR 103.17.
2024年1月31日,美国公民及移民服务局发布了一项最终规则,自2016年以来首次调整了某些移民和入籍福利申请费用。[96] 89 FR 6194(2024年1月31日)(《费用规则》)。《费用规则》除其他变更外,还修订了美国公民及移民服务局的申请费,将“生物识别服务费”纳入相关表格申请费本身的成本中,而不再单独收取生物识别费用。见89 FR第6277-78页;另见88 FR 402, 484-85(2023年1月4日)(拟议规则)。[97] 新的申请费适用于2024年4月1日及以后邮戳的申请。美国公民及移民服务局的费用表发布于I-1055表格《费用表》。[98] 最新的费用表发布于2025年3月6日。
On January 31, 2024, USCIS published a final rule to adjust certain immigration and naturalization benefit request fees for the first time since 2016.[96] 89 FR 6194 (Jan. 31, 2024) (Fee Rule). The Fee Rule, among other changes, amended USCIS filing fees to incorporate a “biometric services fee” into the cost of the related form filing fee itself rather than charging a separate biometric fee. See 89 FR at 6277-78; see also88 FR 402, 484-85 (Jan. 4, 2023) (proposed rule).[97] The new filing fees were effective for filings postmarked April 1, 2024, and later. The USCIS Fee Schedule is published in the Form G-1055, Fee Schedule.[98] The most recent Fee Schedule was published on March 6, 2025.
《费用规则》为国土安全部的生物识别信息提交做法和政策提供了灵活性,以确保能够根据新出现的需求进行必要调整、开展基于生物识别信息的背景审查、制作文件并核实身份,同时减少申请被驳回的情况。这种方法简化了费用结构,创造了更加便捷的用户体验,减少了因未包含单独生物识别服务费而导致福利申请被驳回的情况,并更好地反映了美国公民及移民服务局使用生物识别信息的方式。
The Fee Rule provided DHS flexibility in its biometrics submission practices and policies to ensure that necessary adjustments can be made to meet emerging needs, conduct biometrics-based background checks, produce documents, and verify identities, while reducing filing rejections. This approach simplified the fee structure, created a more user-friendly experience, reduced rejections of benefit requests for failure to include a separate biometric services fee, and better reflected how USCIS uses biometric information.
七、E-Verify系统
7. E-Verify
E-Verify项目始于1996年,是一个基于网络的系统,允许已注册的雇主确认其雇员在美国工作的资格。[99] E-Verify雇主通过将雇员在I-9表格《就业资格验证表》中提供的信息与国土安全部掌握的记录(第34376页)(身份和就业授权)以及社会安全局(SSA)掌握的记录(身份核实)进行电子比对,来核实新聘雇员的身份和就业授权,从而帮助雇主维持合法用工队伍,减少使用欺诈性工作证件的情况。这也有助于提高工资和税务报告的准确性。
Originating in 1996, the E-Verify program is a web-based system that allows enrolled employers to confirm the eligibility of their employees to work in the United States.[99] E-Verify employers verify the identity and employment authorization of newly hired employees by electronically matching information provided by employees on the Form I-9, Employment Eligibility Verification, against records available to DHS ( printed page 34376) (identity and employment authorization) and the Social Security Administration (SSA) (identity verification), thereby assisting employers in maintaining a legal workforce and reducing the use of fraudulent work documents. It also helps to improve the accuracy of wage and tax reporting.
E-Verify是一项免费、快捷的在线服务,通过电子方式将雇员信息与数百万条政府记录进行比对,最快可在3至5秒内提供结果。尽管E-Verify是一项自愿性项目,但某些雇主根据联邦合同要求的条件,或根据州立法或其他适用法律规定的营业执照条件,被要求注册参加该项目。[100]
E-Verify is a free, fast, online service that electronically confirms an employee's information against millions of government records and provides results within as few as 3 to 5 seconds. While E-Verify is a voluntary program, some employers are required to enroll in it as a condition of Federal contracting, or as a condition of business licensing under State legislation or other applicable law.[100]
雇主在参加电子验证(E-Verify)项目之前,必须与国土安全部(DHS)签订一份谅解备忘录(MOU)。[101] 通过签署该谅解备忘录,雇主同意遵守合法的雇用要求,并遵循电子验证程序,以防止个人信息的非法披露以及基于原国籍或公民身份的非法歧视行为。具体而言,在该谅解备忘录中,雇主同意不将电子验证用于对求职者进行雇前筛查,或用于支持任何非法雇用行为。雇主进一步同意遵守1964年《民权法案》第七章以及《移民与国籍法》(INA)第274B条,即8 U.S.C. 1324b,不得因个人的原国籍或公民身份,在招聘、解雇、雇用资格核实或招募及推荐行为方面对任何人实施非法歧视,或实施歧视性的证件审查行为。非法行为可能包括选择性核实、不当使用电子验证,或因员工看起来或听起来“外国”,或因其收到初步未确认通知(TNC)或信息不匹配而将其解雇或拒绝雇用。该谅解备忘录还明确规定,如果雇主违反《移民与国籍法》第274B条(8 U.S.C. 1324b)或第七章的规定、未遵循所要求的核实程序,或以其他方式未能遵守电子验证的要求,美国公民及移民服务局(USCIS)可暂停或终止该雇主使用电子验证的权限。任何违反《移民与国籍法》第274B条(8 U.S.C. 1324b)中与移民相关的不公平雇用行为规定的雇主,均可能面临民事处罚,包括补发工资的裁决。如果国土安全部或社会保障署(SSA)确定雇主未能遵守既定的电子验证程序或要求,国土安全部还可以立即暂停或终止该谅解备忘录,从而终止该雇主对电子验证项目的参与。总之,雇主违反本协议条款即构成立即终止其参与该项目的理由。102
Before an employer can participate in the E-Verify program, the employer must enter into a Memorandum of Understanding (MOU) with DHS.[101] By executing the MOU, employers agree to abide by lawful hiring requirements and to follow the E-Verify process to prevent unauthorized disclosure of personal information and unlawful discriminatory practices based on national origin or citizenship status. Specifically, in the MOU, the employer agrees not to use E-Verify for pre-employment screening of job applicants or in support of any unlawful employment practice. The employer further agrees to comply with title VII of the Civil Rights Act of 1964 and section 274B of the INA, 8 U.S.C. 1324b, by not discriminating unlawfully against any individual in hiring, firing, employment eligibility verification, or recruitment or referral practices because of his or her national origin or citizenship status, or by committing discriminatory documentary practices. Illegal practices can include selective verification, improper use of E-Verify, or discharging or refusing to hire an employee because he or she appears or sounds “foreign” or has received tentative non-confirmations (TNC) or mismatches. The MOU also makes clear that USCIS may suspend or terminate an employer's access to E-Verify if the employer violates title VII or section 274B of the INA, 8 U.S.C. 1324b; fails to follow required verification procedures; or otherwise fails to comply with E-Verify requirements. Any employer who violates the immigration-related unfair employment practices provisions in section 274B of the INA, 8 U.S.C. 1324b, could face civil penalties, including back pay awards. DHS may also immediately suspend or terminate the MOU, and thereby the employer's participation in E-Verify, if DHS or the SSA determines that the employer failed to comply with established E-Verify procedures or requirements. In sum, violation of the terms of this agreement by the employer is grounds for immediate termination of its participation in the program.102
参加电子验证的雇主仍必须按照现行法律的要求,为每位新雇用的员工填写I-9表。[103] 在完成I-9表后,雇主必须将新雇用员工的信息输入电子验证系统,该系统随后会将该信息与政府数据库中的信息进行比对。[104] 雇主一旦注册电子验证,即须在其选择使用电子验证的雇用地点,负责确认所有新雇员的雇用资格。[105] 雇主最早可以在外国人接受雇用录用通知,且员工与雇主已完成I-9表之后,才能就该外国人使用电子验证。[106] 必须在新雇员首个工作日结束后的3个工作日内,完成对该员工身份和雇用授权的核实,并创建电子验证案件。一般而言,电子验证仅适用于新雇员,不能用于核实现有员工即将到期的工作授权(包括根据(c)(11)、(c)(14)和(c)(18)类别获得雇用授权的外国人)。[107]
Employers participating in E-Verify must still complete a Form I-9 for each newly hired employee, as required under current law.[103] Following completion of Form I-9, the employer must enter the newly hired worker's information into E-Verify, which then checks that information against information contained in government databases.[104] Once an employer enrolls in E-Verify, that employer is responsible for confirming the employment eligibility of all new hires in E-Verify at the hiring site(s) for which the employer has chosen to use E-Verify.[105] The earliest an employer may use E-Verify with respect to an alien is after the alien accepts an offer of employment and the employee and employer complete the Form I-9.[106] Verification of the employee's identity and employment authorization and creating the E-Verify case must be done no later than the end of 3 business days after the new hire's first day of employment. Generally, E-Verify applies to new hires only and cannot be used to verify expiring work authorization of a current employee (including those aliens authorized employment under the (c)(11), (c)(14), and (c)(18) categories).[107]
电子验证目前已在美国全部50个州、哥伦比亚特区、波多黎各、关岛、美属维尔京群岛以及北马里亚纳群岛联邦适用,是目前以电子方式确认雇用资格的最佳手段。该项目允许雇主确认其员工在美国工作的资格,并通过将员工I-9表(《雇用资格核实表》)中的信息与国土安全部及社会保障署可获取的记录进行比对,表明雇主已尽到应尽的审查义务。
E-Verify, which is available in all 50 states, the District of Columbia, Puerto Rico, Guam, the U.S. Virgin Islands, and the Commonwealth of the Northern Mariana Islands, is currently the best means available to electronically confirm employment eligibility. The program allows employers to confirm the eligibility of their employees to work in the United States and shows that employers have done their due diligence by comparing information from an employee's Form I-9, Employment Eligibility Verification, to records available to DHS and SSA.
C. 目的
C. Purpose
国土安全部已认定,现行有关被准予假释入境美国、已获得暂缓遣返处置,或已被下达驱逐令及接受监管令的外国人酌情雇用授权的规定,未能充分体现国土安全部的执法使命与优先事项。
DHS has determined that the current regulations governing discretionary employment authorization for aliens who are paroled into the United States, have been granted deferred action, or have an order of removal and an order of supervision do not adequately reflect DHS's enforcement mission and priorities.
在美国获得雇用授权长期以来一直是,并且仍然是,外国人(合法或非法)移民至美国并留在美国的重要诱因。[108] 因此,必须对雇用授权加以审慎规范,以维护美国移民制度的完整性。
Obtaining employment authorization in the United States has long been, and continues to be, a significant incentive for aliens to (legally and illegally) migrate to and remain in the United States.[108] As such, employment authorization must be carefully regulated to maintain the integrity of the U.S. immigration system.
1. 加强对美国劳工的保护
1. Strengthening Protections for American Workers
该拟议规则符合本届政府加强对美国工人保护并最大限度降低美国工人处于不利地位风险的努力。
This proposed rule is consistent with the Administration's efforts to strengthen protections for American workers and minimize the risk of disadvantaging American workers.
如上所述,第14159号行政命令阐明了本届政府关于联邦政府应保障美国工人财务和经济福祉的目标。保护、加强和发展美国劳动力队伍对于建立美国工人的经济安全、(印刷页第34377页)稳定与增长至关重要。本拟议规则通过将参与美国劳动力市场的资格限定于有理由获得就业授权的外国人,从而为美国工人加入或重新加入劳动力市场创造更多机会,与上述目标保持一致。事实上,研究表明,移民会通过对工资及短期就业机会产生负面影响而对本国工人造成不利影响,[109]且这种不利影响通常,如果不是主要地,由技能不足或少数族裔本国工人承担。[110]本拟议规则将减轻这些不利影响,因为如果没有本规则,一些原本可能根据(c)(11)、(c)(14)和(c)(18)类别获得就业授权的外国人,可能会与美国工人竞争并有可能占据美国工人本可能获得的工作岗位。
As noted above, E.O. 14159 articulates the Administration's goal for the federal government to provide for the financial and economic well-being of U.S. workers. Protecting, strengthening, and developing the U.S. workforce is critical to establishing economic security, ( printed page 34377) stability, and growth for American workers. This proposed rule aligns with these goals by limiting participation in the U.S. labor force to aliens who warrant employment authorization, thereby creating more opportunities for American workers to join or re-join the labor force. Indeed, studies have shown that immigration adversely impacts native workers through negative effects on wages along with employment opportunities in the short-term,[109] with the adverse impacts typically, if not predominantly, borne by under-skilled or minority native workers.[110] This proposed rule will mitigate these adverse impacts because it is possible that some aliens who would have received employment authorization under the (c)(11), (c)(14), and (c)(18) categories in the absence of this rule may compete for and potentially occupy jobs that American workers might have otherwise acquired.
除保护工人这一本届政府目标外,本拟议规则也是总统为在各个层面实现美国劳动力现代化、加强和振兴所采取的更广泛举措的一部分。例如,第14278号行政命令《为美国人准备未来高薪技术工种工作》[111]表达了一项总体承诺,即通过包括“开发整合系统和重新调整资源的机会,以满足新兴产业及在美投资企业的关键劳动力需求和急需技能”等方式,“使美国工人具备满足日益增长的技术工种及其他职业需求的能力”。见第14278号行政命令,第2节、第3(a)节。与此相关,总统在《美国优先贸易政策》中阐明了其目标,即“建立一个强有力且重新振兴的贸易政策,促进投资和生产力,增强我国的产业和技术优势,捍卫我们的经济和国家安全,并且,最重要的是,使美国工人、制造商、农民、牧场主、企业家和企业受益。”[112]这些声明体现了总统为各层次美国工人发展和增强机会的总体目标。因此,本拟议规则是这一更大举措以及旨在加强对美国工人保护的广泛政策体系中的一部分。
In addition to the Administration's goal of protecting workers, this proposed rule is also part of a broader initiative by the President to modernize, strengthen, and revitalize the American workforce at all levels. For example, E.O. 14278, Preparing Americans for High-Paying Skilled Trade Jobs of the Future,[111] espouses the overarching commitment to “equip American workers to fill the growing demand for skilled trades and other occupations” by, among other things, developing “[o]pportunities to integrate systems and realign resources to address critical workforce needs and in-demand skills of emerging industries and companies investing in the United States.” E.O. 14278, secs. 2, 3(a). Relatedly, in America First Trade Policy, the President articulated his goal of “establishing a robust and reinvigorated trade policy that promotes investment and productivity, enhances our Nation's industrial and technological advantages, defends our economic and national security, and—above all—benefits American workers, manufacturers, farmers, ranchers, entrepreneurs, and businesses.[112] These pronouncements embody the President's overarching goal of developing and bolstering opportunities for American workers of all levels. This proposed rule, thus, represents, one part of this larger initiative and broad array of policies to strengthen protections for American workers.
2. 已获得最终遣返令的外国人
2. Aliens With Final Orders of Removal
a. 移民执法
a. Immigration Enforcement
执行国家移民法律对移民制度的完整性至关重要,因为它确保只有合法有资格且合法居留在美国的人才能获得移民与国籍法(INA)下的任何福利。1996年,国会通过了《反恐怖主义和有效死刑法》(AEDPA),公法第104-132号,第四章;110 Stat. 1214(1996年4月24日),以及《非法移民改革和移民责任法》(IIRIRA),公法第104-208号,C分部;110 Stat. 3009(1996年9月28日)。AEDPA和IIRIRA对美国移民法律进行了全面改革,重点关注移民执法、外国人拘留以及对某些类型救济、免于遣返保护和合法身份授予的限制。IIRIRA扩大了司法部长(现为国土安全部部长)拘留外国人的权力,包括要求对被判犯有加重重罪的外国人强制拘留,以及在等待将外国人遣返出境期间对其进行拘留。该法还为那些没有适当证件或作出重大虚假陈述并正抵达美国的外国人,或由国土安全部部长指定的、未经检查并准许入境或假释进入美国且无法证明在美国连续居住至少2年的外国人,设立了快速遣返程序。[113]通过通过AEDPA和IIRIRA,国会明确表示,执行移民法律是一项优先事项,对国家安全、公共安全以及美国移民制度的完整性至关重要。
Enforcement of the nation's immigration laws is essential to the integrity of the immigration system, as it ensures that only those who are legally qualified and lawfully in the United States are allowed to avail themselves of any benefits under the INA. In 1996, Congress passed the Anti-Terrorism and Effective Death Penalty Act (AEDPA), Public Law 104-132, title IV; 110 Stat. 1214 (Apr. 24, 1996) and the IIRIRA, Public Law 104-208, div. C; 110 Stat. 3009 (Sept. 28, 1996). AEDPA and IIRIRA made sweeping changes to U.S. immigration laws focusing on immigration enforcement, detention of aliens, and bars to certain types of relief, protection from removal, and grants of legal status. IIRIRA expanded the Attorney General's (now Secretary's) authority to detain aliens, including requiring mandatory detention of aliens convicted of aggravated felony offenses and the detention of aliens pending removal from the United States. It also created an expedited removal process for aliens who do not have proper documents or who make material misrepresentations and who are arriving in the United States, or, as designated by the Secretary, aliens who have not been inspected and admitted or paroled into the United States and cannot prove continuous presence in the United States for at least 2 years.[113] By passing AEDPA and IIRIRA, Congress made clear that enforcement of the immigration laws is a priority and is critical for purposes of national security, public safety, and the integrity of the U.S. immigration system.
然而,国土安全部(DHS)并不总能及时将已获最终驱逐令的外国人驱逐出境。《移民与国籍法》(INA)第241(a)(1)条及第(2)条,即8 U.S.C. 1231(a)(1)及(2)条规定了一个为期90天的驱逐期,在此期间部长有权拘留该外国人,并且部长应在此期限内将该外国人驱逐出境。然而,将外国人驱逐出美国并遣返其本国的过程可能既艰难又耗时,还可能因法律上诉而更加复杂,或因机构资源不足而受阻。驱逐延误也可能是因为某些国家无理拖延签发旅行证件,或无理拖延接收其本国国民的遣返。
However, DHS is not always able to promptly remove aliens with final orders of removal. Sections 241(a)(1) and (2) of the INA, 8 U.S.C. 1231(a)(1) and (2), provide for a 90-day removal period in which the Secretary is authorized to detain the alien and within which the Secretary shall remove the alien. However, the removal of aliens from the United States and repatriation to their home countries can be a difficult and time-consuming process that can be further complicated by legal appeals or impeded by a lack of sufficient agency resources. Delays in removal can also occur because some countries unreasonably delay the issuance of travel documents or unreasonably delay accepting the repatriation of their nationals.
尽管国土安全部有权在驱逐期内拘留已获最终驱逐令的外国人,但如果国土安全部无法在6个月内执行某外国人的驱逐,国土安全部通常必须将该外国人从拘留中释放。[114]根据国土安全部执行驱逐的相关数据,国土安全部可能需要6个月或更长时间才能获得旅行证件并将外国人驱逐出美国。[115]如上所述,根据2019年的驱逐数据,国土安全部平均需要187.19天,大约6个月,才能获得旅行证件并将外国人驱逐出美国。然而,这一时长可能因多种因素而变化,例如移民情况的重大变化、优先事项的转变、国家间协议、案件积压、技术进步、交付方式以及安全方面的考量。由于Zadvydas案的裁决,国土安全部不得不从移民拘留中释放数千名外国人,如下表所示,其中包括被判犯有重罪及其他严重罪行的外国人。
Although DHS has authority to detain aliens with final orders of removal during the removal period, if DHS cannot effectuate an alien's removal in a 6-month period, DHS must generally release such aliens from detention.[114] Based on data on removals executed by DHS, it may take DHS 6 months or longer to obtain travel documents and remove an alien from the United States.[115] As stated above, based on 2019 removal data, it takes DHS an average of 187.19 days, roughly 6 months, to obtain travel documents and remove an alien from the United States. However, this length of time can change due to a number of factors such as significant changes in migration, priority shifts, country agreements, backlogs, advances in technology, delivery methods, and security concerns. Due to the decision in Zadvydas, DHS has had to release thousands of aliens from immigration detention as illustrated in the table below, including aliens convicted of aggravated felonies and other serious crimes.
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( printed page 34378)
当已获最终驱逐令的外国人从国土安全部拘留中获释时,该外国人是依据监管令获释的,该监管令载有释放条件,例如要求外国人协助办理旅行证件事宜,并在可安排驱逐时到场接受驱逐。一旦依据监管令暂时获释,外国人可依据8 CFR 274a.12(c)(18)申请工作许可。如表III.2所示,每年美国公民及移民服务局(USCIS)都会批准数千份针对依据监管令(OSUP)从国土安全部拘留中获释的外国人提出的初次工作许可申请及此类许可的续期申请。
When aliens with final orders of removal are released from DHS custody, the aliens are released under an order of supervision, which contains conditions for release, such as requiring aliens to assist with efforts to procure travel documents and present themselves for removal in the event removal can be arranged. Once temporarily released on an order of supervision, an alien may apply for employment authorization under 8 CFR 274a.12(c)(18). Each year, USCIS approves thousands of initial requests for employment authorization and renewals of such authorization for aliens released from DHS custody on an OSUP, as shown in Table III.2.
如上所述,第14159号行政命令(E.O. 14159)将成功执行最终驱逐令作为本届政府的优先事项,并指示部长采取一切适当行动,确保忠实执行移民法律,并迅速撤销任何与第14159号行政命令所倡导目标不一致的备忘录、指导意见、政策或行动。与上述内容一致,国土安全部审查了现行的8 CFR 274a.12(c)(18)条例,该条例规范了已获最终驱逐令并依据监管令暂时获释的外国人的就业资格问题。国土安全部认定,该条例与本届政府的执法优先事项不一致,因为它允许依据监管令暂时获释的外国人获得工作许可资格(印刷页34379),因此,此举激励此类外国人继续留在美国,而不是遵守其驱逐令离开美国。
As noted above, E.O. 14159 made the successful enforcement of final orders of removal a priority for the Administration and directed the Secretary to take all appropriate action to ensure the faithful execution of immigration laws and to promptly revoke any memoranda, guidance, policy, or action that is inconsistent with the objectives espoused in E.O. 14159. Consistent with the above, DHS examined the current regulation at 8 CFR 274a.12(c)(18) governing employment eligibility for aliens with a final removal order and temporarily released on OSUP. DHS determined that this regulation is inconsistent with the Administration's enforcement priorities because it allows aliens temporarily released on an order of supervision to qualify for employment authorization ( printed page 34379) and, as such, incentivizes such aliens to remain in the United States instead of complying with their removal order and departing the United States.
8 CFR 241.5(c)中现行法规在很大程度上重述了《移民与国籍法》(INA)第241(a)(7)条,即8 U.S.C. 1231(a)(7)[116]的语言,并且也没有明确将证明其应获得有利裁量以取得工作许可的举证责任置于外国人身上。该法规也没有要求已有最终驱逐令并在监督令下暂时获释的外国人,就其申请工作许可的依据作出说明,即究竟是依据《移民与国籍法》第241(a)(7)(A)条,即8 U.S.C. 1231(a)(7)(A)条,因外国人所指定的每一个国家或INA第241(b)条,即8 U.S.C. 1231(b)条所述的每一个国家均拒绝接收该外国人,还是依据《移民与国籍法》第241(a)(7)(B)条,即8 U.S.C. 1231(a)(7)(B)条,因驱逐不可行或有悖公共利益。拟议的8 CFR 274a.12(c)(18)条明确规定,举证责任在于外国人,而非美国政府,须由外国人证明其具备获得该项裁量性福利的资格。此外,美国国土安全部(DHS)现拟明确规定,依据(c)(18)类别申请工作许可的外国人必须提交一份填写完整的ICE表格I-220B《监督令》,以表明DHS已认定该外国人无法被驱逐出境,原因是美国政府认定的每一个可替代驱逐目的地国家,以及美国政府曾要求接收该外国人的每一个国家,均未能提供适当的旅行证件。参见拟议的8 CFR 274a.13(a)(3)(iii)条。作出此项修改是为了明确,应由DHS认定外国人的驱逐是否不可行或有悖公共利益,外国人必须提交一份反映该认定结果的填写完整的I-220B表格。
The current regulation at 8 CFR 241.5(c) largely restates the language of section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7),[116] and also does not clearly place the burden on the alien to establish that he or she warrants a favorable exercise of discretion to obtain employment authorization. It also does not require an alien who has a final order of removal and has been temporarily released on an order of supervision to establish on what basis he or she is seeking employment authorization, either under section 241(a)(7)(A) of the INA, 8 U.S.C. 1231(a)(7)(A), because every country designated by the alien or described in section 241(b) of the INA, 8 U.S.C. 1231(b) has refused to receive the alien, or under section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B), because removal is impracticable or against the public interest. Proposed 8 CFR 274a.12(c)(18) clarifies that the burden is on the alien, not the U.S. Government, to establish that he or she is eligible for a discretionary benefit. Further, DHS is now proposing to clearly indicate that an alien applying for employment authorization under the (c)(18) category must provide a completed ICE Form I-220B, Order of Supervision indicating that DHS determined the alien could not be removed because every country identified by the U.S. government as an alternate country of removal, and every country the U.S. government has asked to accept the alien, has failed to provide the appropriate travel documents. See proposed 8 CFR 274a.13(a)(3)(iii). This change is being made to clarify that DHS makes the determination if an alien's removal is impracticable or contrary to the public interest, and the alien must submit a completed I-220B reflecting this determination.
DHS已认定,除极为有限的情形外,向已有最终驱逐令并在监督令(OSUP)下获释的外国人授予工作许可,会破坏国会所建立的驱逐机制,并会激励此类外国人滞留美国,而不是遵守其驱逐令、与驱逐目的地国家及时配合以取得旅行证件,并离开美国。DHS拟议的修改将鼓励外国人及时取得旅行证件,并按命令离开美国。本规则项下拟议的修订将解决这些问题,并使工作许可的授予与本届政府的执法优先事项保持一致。
DHS has determined that granting employment authorization to aliens who have final orders of removal and are released on OSUP, except in very limited circumstances, undermines the removal scheme created by Congress and incentivizes such aliens to remain in the United States instead of complying with their removal orders, working with the country of removal to obtain travel documents in a timely manner, and departing the United States. DHS's proposed changes will encourage aliens to obtain travel documents in a timely manner and depart the United States as ordered. The revisions proposed under this rule will address these concerns and align the grant of employment authorization with the Administration's enforcement priorities.
b. 工作许可限制的例外情形
b. Exception to Employment Authorization Bars
DHS认识到,在某些时候,由于DHS无法从驱逐目的地国家获得旅行证件,外国人无法被驱逐出境。因此,DHS拟针对工作许可限制创设一项范围狭窄的例外情形。对于有最终驱逐令并在监督令下获释的外国人,只要符合以下条件,DHS将继续允许其申请裁量性工作许可:(1) 该外国人遵守其监督令中规定的释放条件;(2) DHS已认定,在该外国人从拘留中获释之时,或在该外国人按照其监督令条款规定的日程要求向ICE报到之时,其驱逐不可行,原因是DHS在该时点已向其请求提供旅行证件的所有国家均未能签发此类证件;(3) 该外国人证明存在经济必要性;以及 (4) DHS认定该外国人在其他方面应获得有利裁量以获得工作许可。
DHS recognizes that there are certain times an alien cannot be removed from the United States because DHS is unable to obtain travel documents from a country of removal. Therefore, DHS is proposing to create a narrow exception to the bar to employment authorization. DHS will continue to allow aliens who are subject to a final order of removal and released on an order of supervision to apply for discretionary employment authorization, if: (1) the alien is complying with the conditions of release described in their order of supervision, (2) DHS has determined that the alien's removal is impracticable, either at the time of the alien's release from custody or at the time the alien checks in with ICE as scheduled and required by the terms of the alien's order of supervision, because all countries from which DHS has requested travel documents at that time have failed to issue such documents, (3) the alien establishes economic necessity, and (4) DHS determines that the alien otherwise warrants a favorable exercise of discretion for a grant of employment authorization.
DHS预计,DHS认定其驱逐不可行的、有最终驱逐令的外国人人数将相对较少。例如,在2024财年,在ICE监督令(OSUP)下暂时获释的外国人中,仅有120人由于DHS在其被计入统计的财年内无法取得旅行证件而未能在该财年内被驱逐出境(见表III.3)。DHS估计,本拟议规则将导致每年平均有322名在ICE监督令下暂时获释的外国人根据该例外情形继续具备获得工作许可的资格。
DHS anticipates that the number of aliens who are subject to a final order of removal for whom DHS has determined that their removal is impracticable will be relatively small. For example, in FY 2024, only 120 aliens who were temporarily released from ICE custody on OSUP could not be removed in that fiscal year due to DHS's inability to obtain travel documents during the fiscal year in which the aliens were counted (Table III.3). DHS estimates this proposed rule would result in an annual average of 322 aliens temporarily released from ICE custody on OSUP remaining eligible for employment authorization under the exception.
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如表III.3所示,符合此例外情形的外国人数量应保持较少,因为即使在外国人因延期执行监管程序(OSUP)被暂时释放后,美国国土安全部(DHS)仍继续与相关外国政府合作以获取旅行证件,且DHS有时会在此类外国人获释后不久或在随后的财政年度内收到其旅行证件。由于十年平均数为322名外国人,且没有任何一年超过660名外国人,DHS预计该数字将保持相对较小。
As reflected in Table III.3, the number of aliens who would qualify for this exception should remain small because even after an alien is temporarily released on OSUP, DHS continues to work with the appropriate foreign governments to obtain travel documents, and DHS sometimes receives travel documents for such aliens shortly after their release or within the following fiscal year. As the 10-year average was 322 aliens, and no single year was above 660 aliens, DHS anticipates that the number will remain relatively small.
最后,允许属于该例外情形的外国人获得就业授权资格,符合《移民与国籍法》(INA)第241(a)(7)条,即8 U.S.C. 1231(a)(7)的规定。第241(a)(7)条禁止已被下令驱逐出境的外国人获得就业授权,除非满足某些条件。任何受最终驱逐令约束的外国人均无权向美国公民及移民服务局(USCIS)申请或获得就业授权,国会在将第241条作为《1996年非法移民改革和移民责任法》(IIRIRA)的一部分予以颁布时明确指出,本条的任何规定均不产生任何实体性或程序性权利或利益。见INA第241(h)条,8 U.S.C. 1231(h)。[117] 然而,INA第241(a)(7)条,即8 U.S.C 1231(a)(7),赋予部长自由裁量权,若部长以其唯一且不可审查的裁量权认定以下情形之一,可授予就业授权:(1)由于外国人指定的或根据INA第241条(8 U.S.C. 1231)确定的所有驱逐目的地国均拒绝接收该外国人,致使该外国人无法被驱逐出美国;或(2)该外国人的驱逐在其他方面不切实际或有悖公共利益。见INA第241(a)(7)(A)和(B)条,8 U.S.C. 1231(a)(7)(A)和(B)。该法规采用否定式表述,即除非满足某些条件,否则任何外国人均不具备就业授权资格,这表明这些条件是获得资格的必要条件,而非充分条件。因此,部长并非必须就INA第241(a)(7)(A)条(即因该外国人指定的或根据本条确定的所有国家均拒绝接收而无法被驱逐)或(B)条(即该外国人的驱逐“在其他方面不切实际或有悖公共利益”)作出认定。见INA第241(a)(7)(A)、(B)条,8 U.S.C. 1231(a)(7)(A)、(B)。同样,部长也并非必须就(B)项下的任一分句作出具体认定。部长可以选择对所有受最终驱逐令约束的外国人维持就业授权的永久性禁止,或另行制定合理的要求。
Finally, allowing aliens who fall within the exception to be eligible for employment authorization is consistent with section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7). Section 241(a)(7) bars employment authorization for aliens who have been ordered removed, unless certain conditions are met. No alien subject to a final order of removal has a right to apply for or obtain employment authorization from USCIS, and Congress made this clear when it enacted section 241 as part of IIRIRA and stated that none of the provisions of this section create any substantive or procedural right or benefit. See INA sec. 241(h), 8 U.S.C. 1231(h).[117] Section 241(a)(7) of the INA, 8 U.S.C 1231(a)(7), however, gives the Secretary discretionary authority to grant employment authorization if the Secretary determines, in his or her sole and unreviewable discretion, that: (1) an alien cannot be removed from the United States because all countries of removal as designated by the alien or delineated under section 241 of the INA, 8 U.S.C. 1231, have declined to receive the alien, or (2) the alien's removal is otherwise impracticable or contrary to the public interest. INA sec. 241(a)(7)(A) and (B), 8 U.S.C. 1231(a)(7)(A) and (B). The negative framing of the statute, that no alien shall be eligible for employment authorization unless certain conditions are met, demonstrates that these conditions are necessary, not sufficient, for eligibility. The Secretary is thus not required to make a finding under either INA 241(a)(7)(A) (an alien cannot be removed due to the refusal of all countries designated by the alien or under this section to receive the alien) or (B) (the alien's removal is “otherwise impracticable or contrary to the public interest”). See INA sec. 241(a)(7)(A), (B), 8 U.S.C. 1231(a)(7)(A), (B). Similarly, the Secretary is not required to make a specific finding under either clause of subparagraph (B). The Secretary can choose to maintain the permanent bar on employment authorization for all aliens subject to a final order of removal or otherwise establish reasonable requirements.
在本次规则制定中,DHS并未根据INA第241(a)(7)条(即8 U.S.C. 1231(a)(7))之(A)项作出任何认定。此类认定并非必要,亦非被要求作出。作出此类认定将与本届政府的执法优先事项不符。DHS致力于确保所有受最终驱逐令约束的外国人最终都将被驱逐出美国,同时遵守其不驱回义务,将其驱逐至以下国家之一:该外国人作为公民、臣民或国民所属的国家;该外国人出生地或拥有居留权的国家;或任何愿意接收该外国人的国家。
In this rulemaking, DHS is not making any determination under subparagraph (A) of section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7). Such a determination is not necessary or required. Making such a determination would be inconsistent with the Administration's enforcement priorities. DHS works to ensure that all aliens who have a final order of removal will eventually be subject to removal from the United States, either, consistent with its non-refoulement obligations: to a country where the alien is a citizen, subject, or national; to a country where the alien was born or the alien has a residence; or to any country that is willing to accept the alien.
此外,国土安全部(DHS)未依据《移民与国籍法》(INA)第241(a)(7)(B)款的“公共利益”条款(8 U.S.C. 1231(a)(7)(B))作出任何认定,因为对于国土安全部已认定为暂时留在美国并获得工作许可符合公共利益的外国人,已经存在充分的其他途径。《移民与国籍法》第241(a)(7)(B)款(8 U.S.C. 1231(a)(7)(B))的条文采用析取方式书写,因此该(B)项中的两个分句是相互独立的,可以分别单独分析。[118] 例如,当持有最终驱逐令的外国人正在协助执法机构,且由于该协助而使驱逐该外国人有悖于公共利益时,该外国人可以通过其他途径部分基于其对执法机构的协助而获得工作许可(第34381页),而非基于第241(a)(7)(B)款下的“公共利益”。协助执法的外国人若符合以下条件可能有资格获得工作许可:符合T类非移民身份(人口贩运受害者)资格条件者,[119]符合U类非移民身份(符合条件的犯罪活动受害者)资格条件者,[120]符合S类非移民身份(刑事调查或起诉中的证人)资格条件者,[121]或获得持续居留许可(针对特定人口贩运受害者的临时移民身份认定)者,[122]获得暂缓执行者,或根据《移民与国籍法》第212(d)(5)款(8 U.S.C. 1182(d)(5))获得假释者。这些现有途径体现了加强与执法机构合作的公共利益,并为国土安全部提供了评估外国人协助执法性质的适当框架。
DHS also is not making any determinations based on the “public interest” clause of subparagraph (B) of section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7)(B), because there are already sufficient alternate avenues available for aliens whom DHS has determined that it is in the public's interest for them to remain temporarily in the United States and receive employment authorization. The text of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B) is written in the disjunctive and, as such, the two clauses in subparagraph (B) are separate and can be analyzed separate and apart from each other.[118] For example, when an alien with a final order of removal is assisting law enforcement entities, and the alien's removal is contrary to the public interest because of such assistance, there are avenues for such an alien to qualify for employment authorization, in part, based on his or ( printed page 34381) her assistance to law enforcement, not based on “public interest” under section 241(a)(7)(B). Aliens assisting law enforcement may qualify for employment authorization if the aliens are eligible for T nonimmigrant status (trafficking victims),[119] U nonimmigrant status (victims of qualifying criminal activity),[120] or S nonimmigrant status (witnesses in criminal investigations or prosecutions),[121] or are granted continued presence (temporary immigration designation for certain trafficking victims),[122] deferred action, or parole under section 212(d)(5) of the INA, 8 U.S.C. 1182(d)(5). These existing avenues reflect the public interest in strengthening cooperation with law enforcement and provide DHS with the appropriate framework to assess the nature of the alien's assistance to law enforcement.
因此,除国土安全部部长已根据《移民与国籍法》第241(a)(7)(B)款(8 U.S.C. 1231(a)(7)(B))不可行条款作出认定的外国人外,任何持有最终驱逐令并已根据监管令暂时获释的外国人均不再有资格获得工作许可。这包括此前可能因所属国家根据《移民与国籍法》第241(a)(7)(A)款(8 U.S.C. 1231(a)(7)(A))拒绝接收该外国人,或根据《移民与国籍法》第241(a)(7)(B)款(8 U.S.C. 1231(a)(7)(B))公共利益条款而有资格获得工作许可的外国人。此外,仅就确定工作许可资格而言,国土安全部澄清,当国土安全部认定其当前已请求签发旅行证件的所有国家均未能签发旅行证件时,根据《移民与国籍法》第241(a)(7)(B)款(8 U.S.C. 1231(a)(7)(B)),该外国人的驱逐即属“另有不可行情形”。
Therefore, except for aliens for whom the Secretary has made a finding under the impracticability clause of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B), no alien with a final order of removal who has been temporarily released on an order of supervision will be eligible for employment authorization. This includes aliens who may have previously been eligible for employment authorization based on the refusal of countries to receive the alien under section 241(a)(7)(A) of the INA, 8 U.S.C. 1231(a)(7)(A), or the public interest clause of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B). Furthermore, for purposes of determining employment authorization eligibility only, DHS clarifies that an alien's removal is “otherwise impracticable” under section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B), when DHS determines that all countries from which DHS has currently requested travel documents have failed to issue a travel document.
确保迅速驱逐已被签发最终驱逐令的外国人是本届政府的既定政策。美国移民及海关执法局(ICE)致力于迅速将受最终驱逐令约束的外国人从美国驱逐出境。驱逐行动需要综合协调、管理和推进方面的努力。驱逐受最终驱逐令约束的外国人是美国的国家安全优先事项,第14159号行政命令第4节对此予以强调,将确保“成功执行最终驱逐令”列为优先事项。[123] 第14159号行政命令还指出,执行我国移民法律对美国的国家安全和公共安全至关重要。持有最终驱逐令的外国人继续留在美国,其中许多人是曾在我国联邦、州和地方监狱服刑的罪犯,并且在移民程序中普遍被认定为不符合留在美国的资格,这种情况有悖于国家利益。为此,第14159号行政命令指示国土安全部部长采取一切适当行动,使移民及海关执法局(ICE)、海关及边境保护局(CBP)和美国公民及移民服务局(USCIS)的负责人能够为其各自机构设定优先事项,以保护美国人民的公共安全和国家安全利益,包括确保成功执行最终驱逐令。第14159号行政命令还指示国土安全部部长撤销导致非法外国人在美国的未经授权居留增加或持续存在的政策决定,并使部门的所有活动与第14159号行政命令所制定的政策保持一致。
It is the Administration's policy to ensure the prompt removal of aliens who have been issued a final order of removal. ICE works to promptly remove aliens subject to a final order of removal from the United States. Removal operations require integrated coordination, management, and facilitation efforts. The removal of aliens subject to final orders of removal is a national security priority for the United States, highlighted by section 4 of E.O. 14159, making it a priority to ensure “the successful enforcement of final orders of removal.” [123] E.O. 14159 also notes that the enforcement of our immigration laws is critically important to the national security and public safety of the United States. The continued presence in the United States of aliens with final orders of removal, many of whom are criminals who have served time in our Federal, State, and local prisons and who have been, in general, determined in immigration proceedings to be ineligible to remain in the country, is contrary to the national interest. For this reason, E.O. 14159 directed the Secretary to take all appropriate action to enable the heads of ICE, CBP, and USCIS to set priorities for their agencies that protect the public safety and national security interests of the American people, including by ensuring the successful enforcement of final orders of removal. E.O. 14159 also directed the Secretary to rescind the policy decisions that led to the increased or continued unauthorized presence of illegal aliens in the United States and to align all departmental activities with the policies set out by E.O. 14159.
根据《移民与国籍法》第241(a)(3)条,8 U.S.C. 1231(a)(3),已获得最终驱逐令但已从美国移民及海关执法局(ICE)拘留中获释的外国人,须接受监管。[124] 该监管通过ICE表格I-220B《监管令》予以实施。获释条件通常包括定期向ICE报到;善意努力获取旅行证件并安排行程;不与帮派、罪犯交往或从事犯罪活动;以及参加必要的康复治疗项目。
Aliens with final orders of removal who are released from ICE custody under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), are subject to supervision.[124] The supervision is effectuated through ICE Form I-220B, Order of Supervision. Conditions for release typically include regular check-ins with ICE; making good faith efforts to obtain travel documents and travel arrangements; not associating with gangs, criminals, or engaging in criminal activity; and participating in requisite rehabilitative treatment programs.
美国国土安全部(DHS)已发现,向持有最终驱逐令并根据监管令(OSUP)获释的外国人授予工作许可,会加剧执行驱逐的难度,因为这会诱使此类外国人继续留在美国,并可能与美国工人争夺工作机会,而不是遵守其驱逐令,与被驱逐目的地国家合作及时获取旅行证件,并离开美国。
DHS has identified that granting employment authorization to aliens with final removal orders and released on OSUP exacerbates the challenges in effectuating removal by incentivizing such aliens to remain in the United States and possibly compete for jobs against American workers, instead of complying with their removal orders, working with the country of removal to obtain travel documents in a timely manner, and departing the United States.
DHS目前根据8 CFR 274a.12(c)(18)条,向已被下令驱逐且根据《移民与国籍法》第241(a)(3)条,8 U.S.C. 1231(a)(3)条,根据监管令暂时从拘留中获释的外国人,延伸工作许可资格(通俗称为“(c)(18) EAD”)。见8 CFR 274a.12(c)(18);另见8 CFR 241.5(c)。要申请工作许可,外国人目前必须提交I-765表格,并附上所需文件和适当的费用。目前,(c)(18) EAD所需文件包括驱逐令和监管令的副本。美国公民及移民服务局(USCIS)要求根据监管令暂时获释的外国人,在其初次或续签工作许可申请中提交生物识别信息,并在适用情况下支付相关费用。如果USCIS向该外国人签发(c)(18) EAD,其有效期为1年,[125] USCIS将根据外国人指明的邮寄偏好邮寄EAD。要续签外国人的(c)(18)工作许可,外国人必须提交I-765表格,并附上所需文件、生物识别信息和适当的费用,以证明其仍处于监管令之下并持续遵守该监管令。USCIS可自行裁量,无论申请人是否符合资格,均可拒绝申请。如果USCIS拒绝I-765表格申请,该机构将向外国人发送书面通知,说明拒绝的理由。
DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(18) to aliens who have been ordered removed and have been temporarily released from detention under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), on an order of supervision (colloquially referred to as the “(c)(18) EAD”). See8 CFR 274a.12(c)(18); see also8 CFR 241.5(c). To apply for employment authorization, the alien must currently file a Form I-765 accompanied by required documentation and the proper fee. Required documentation for a (c)(18) EAD currently includes a copy of the order of removal and the order of supervision. USCIS requires aliens temporarily released on OSUP to submit biometrics and pay the associated fee, if applicable, as part of their initial or renewal employment authorization application. If USCIS issues the alien a (c)(18) EAD, it is valid for 1 year,[125] and USCIS mails an EAD according to the mailing preferences indicated by the alien. To renew an alien's (c)(18) employment authorization, an alien must file Form I-765, accompanied by required documentation, biometrics and the proper fees, to demonstrate that he or she remains on an order of supervision and continues to comply with it. USCIS may, in its discretion, deny an application regardless of eligibility. If USCIS denies the Form I-765 application, the agency sends a written notice to the alien explaining the basis for denial.
DHS提议要求根据拟议的8 CFR 274a.12(c)(18)条,在工作许可一般禁止规定的狭义例外情形下符合工作许可资格的外国人,在其处于监管令(OSUP)期间,证明存在就业的经济必要性。DHS提议修订其在裁决此类工作许可申请时作为裁量事项所考虑的现行因素清单,改为外国人现在必须证明符合的一系列要求清单,包括:外国人遵守获释条件的情况;DHS已认定由于DHS曾要求提供旅行证件的所有国家均未能签发此类证件,致使该外国人的驱逐不可行;外国人证明存在就业的经济必要性;以及该外国人应获得有利的裁量权行使。DHS还提议明确,外国人可通过证明其是受抚养的美国公民、合法永久居民或合法在美子女、配偶或父母的主要经济支持提供者,来证明存在就业的经济必要性。
DHS is proposing to require aliens who qualify for employment authorization under the narrow exception to the general bar to employment authorization under proposed 8 CFR 274a.12(c)(18) to establish an economic necessity for employment during the period the aliens are on OSUP. DHS proposes to revise the current list of factors it considers as a matter of discretion when adjudicating such applications for employment authorization to a list of requirements that an alien must now establish, including: the alien's compliance with the conditions for release; that DHS has determined the alien's removal is impracticable because ( printed page 34382) all countries from which DHS requested travel documents have failed to issue such documents; the alien establishes an economic necessity to be employed; and the alien warrants a favorable exercise of discretion. DHS also proposes to clarify that an alien may demonstrate an economic necessity for employment by demonstrating that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s).
3. 根据实施《禁止酷刑公约》第3条的法规获得推迟驱逐许可的外国人
3. Aliens Who Have Received a Grant of Deferral of Removal Under the Regulations Implementing CAT Article 3
根据8 CFR 208.17和1208.17的规定获得《禁止酷刑公约》(CAT)项下暂缓驱逐批准,并在监管令下获释的外国人,将有资格根据8 CFR 274a.12(c)(18)获得工作授权。美国公民及移民服务局(USCIS)仅在外国人符合8 CFR 274a.12(c)(18)所述资格标准,且该外国人同时值得获得有利的自由裁量处理时,方可根据8 CFR 274a.12(c)(18)授予授权。如上文所述,根据(c)(18)类别申请工作授权的外国人必须提交一份已填妥的美国移民及海关执法局(ICE)I-220B表格,监管令,表明国土安全部(DHS)已确定该外国人无法被驱逐,因为美国政府认定的每一个可替代遣返目的国,以及美国政府要求接收该外国人的每一个国家,均未能提供适当的旅行证件。参见拟议的8 CFR 274a.13(a)(3)(iii)。对于这一类外国人,工作授权不会自动生效,USCIS保留确定其是否有资格获得EAD的权力和自由裁量权。
Aliens who have received a grant of deferral of removal under CAT, as described in 8 CFR 208.17 and 1208.17, and are released from custody under an order of supervision would be eligible for employment authorization pursuant to 8 CFR 274a.12(c)(18). USCIS would only grant authorization under 8 CFR 274a.12(c)(18) if the alien meets the eligibility criteria described in 8 CFR 274a.12(c)(18) and the alien also warrants a favorable exercise of discretion. As discussed above, aliens applying for employment authorization under the (c)(18) category must provide a completed ICE Form I-220B, Order of Supervision indicating that DHS determined the alien could not be removed because every country identified by the U.S. government as an alternate country of removal, and every country the U.S. government has asked to accept the alien, has failed to provide the appropriate travel documents. See proposed 8 CFR 274a.13(a)(3)(iii). Employment authorization will not be automatic for this population of aliens and USCIS retains the authority and discretion to determine their eligibility for EAD.
4. 获准假释进入美国的外国人
4. Aliens Paroled Into the United States
如上所述,假释是部长根据其自由裁量权采取的一项临时措施,基于紧急人道主义原因或重大公共利益,允许不可入境的外国人临时入境或留在美国。此项自由裁量权并非旨在规避美国合法移民的正常程序。部长决定行使自由裁量权,临时准许某外国人假释进入美国,并不为该外国人创设任何实体权利,也不授予合法身份,且可随时终止。
As noted above, parole is a temporary action, taken by the Secretary in the Secretary's discretion, to allow an alien who is inadmissible to temporarily enter or remain in the United States, based on urgent humanitarian reasons or a significant public benefit. This discretion is not meant to circumvent the normal process for legal immigration to the United States. The Secretary's decision to exercise discretion to temporarily parole an alien into the United States also does not create any substantive rights or confer a lawful status to such aliens and can be terminated at any time.
除某些例外情况外,国土安全部目前根据《移民与国籍法》(INA)第212(d)(5)条,即8 U.S.C. 1182(d)(5),将根据8 CFR 274a.12(c)(11)获得工作授权资格的范围,扩展至因紧急人道主义原因或重大公共利益而临时假释进入美国的外国人(俗称“(c)(11) EAD”)。[126]申请(c)(11) EAD的外国人必须提交I-765表格,并附上所需文件及相应费用(如适用)。[127]证明符合(c)(11) EAD资格所需的文件,包括一份有效且未过期的I-94表格、护照或其他旅行证件的副本,证明该外国人系因紧急人道主义原因或重大公共利益而被假释进入美国。若USCIS批准该外国人的申请,将签发有效期为1年或该外国人假释期限(以较短者为准)的EAD,并按照该外国人所指明的邮寄方式寄送。[128]USCIS可酌情决定,无论该外国人是否符合资格,均可拒绝其申请。若USCIS拒绝I-765表格,该机构将依据8 CFR 274a.13(c)向该外国人发出书面通知,说明拒绝的理由。
With some exceptions, DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(11) to aliens who have been paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit pursuant to section 212(d)(5) of the INA, 8 U.S.C. 1182(d)(5) (colloquially referred to as the “(c)(11) EAD”).[126] To apply for a (c)(11) EAD, an alien must file a Form I-765 accompanied by required documentation and the proper fee (if applicable).[127] The required documentation to establish eligibility for a (c)(11) EAD includes a copy of the alien's valid, unexpired Form I-94, passport, or other travel document showing he or she was paroled into the United States for urgent humanitarian reasons or significant public benefit. If USCIS approves the alien's application, an EAD is issued with a validity period of 1 year or for the duration of the alien's parole, whichever is shorter, and mailed according to the mailing preferences indicated by the alien.[128] USCIS may, in its discretion, deny an application regardless of eligibility. If USCIS denies the Form I-765, the agency sends written notice to the alien explaining the basis for denial pursuant to 8 CFR 274a.13(c).
由于假释的临时性质,国土安全部(DHS)已确定,基于假释的就业许可应进一步加以限制,以更好地配合本届政府当前的移民执法优先事项,包括第14159号行政命令中所述内容,以及加强保护美国工人的各项努力。此外,限制美国公民与外国人之间在现有工作岗位上的竞争,符合美国公众的最佳利益。限制外国人的就业许可能够最大限度地减少目前在就业市场上的美国公民所面临的不利因素,并增加在相似职业、行业和地理区域内由外国人担任的工作岗位的可获得性,例如目前由在2021财年至2024财年期间提交的1,211,447份经批准的基于(c)(11)条款的I-765表格(初次申请及续期申请)的假释对象所担任的工作。[129] 国土安全部进一步希望确保,基于紧急人道主义理由或重大公共利益而暂时获准假释进入美国的外国人等临时在美停留的外国人,确有理由获得就业许可。因此,国土安全部提议修订8 CFR 274a.12(c)(11),要求根据8 CFR 274a.12(c)(11)申请就业许可的外国人证明其就业存在经济必要性,并证明其值得获得有利的自由裁量权行使结果。可用于证明就业经济必要性的文件类型,将在表格说明及其他次级监管指南中予以规定。国土安全部还提议增加一项要求,即根据该类别寻求续期就业许可的外国人须受雇于参与E-Verify系统且信誉良好的美国雇主,或正在寻求受雇于该类雇主。
Due to the temporary nature of parole, DHS has determined that employment authorization based on parole should be further limited to better align with the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159, and efforts to strengthen protections for American workers. Moreover, it is in the best interests of the American public to limit competition between U.S. citizens and aliens for available jobs. Limiting employment authorization for aliens minimizes any disadvantages currently faced by U.S. citizens who are on the job market and increases the availability of jobs filled by aliens in similar occupations, industries, and geographic regions, such as jobs currently held by the parolees who filed the 1,211,447 approved (c)(11)-based I-765s (initial and renewals) between FY2021 and FY2024.[129] DHS further wants to ensure that aliens who are in the United States for a temporary period of time, such as those who are temporarily paroled into the United States for urgent humanitarian reasons or significant public benefit, warrant a grant of employment authorization. Therefore, DHS proposes to amend 8 CFR 274a.12(c)(11) to require aliens applying for employment authorization under 8 CFR 274a.12(c)(11) to establish an economic necessity for employment and to demonstrate that the alien warrants a favorable exercise of discretion. The types of documentation that may be used to establish an economic necessity to be employed will be provided in form instructions and other sub-regulatory guidance. DHS also proposes to add a requirement that aliens seeking to renew employment authorization under this category be employed by, or be seeking employment with, a U.S. employer who is a participant in good standing in E-Verify.
国土安全部还希望确保假释对象确立其对就业许可的需求,确保任何批准就业许可的决定均基于该需求,并确保此类就业许可的批准与批准假释的理由相一致。虽然国土安全部可能已行使自由裁量权,基于紧急人道主义理由或重大公共利益批准外国人假释,但批准假释的理由未必能够作为批准就业(印刷页34383)许可的依据。对基于假释批准而提出的就业许可申请的裁决,旨在作为一项独立的决定,其中与就业许可申请相关的自由裁量因素应单独权衡,而非与批准假释时所权衡的因素进行权衡,同时需指出,这两者之间的许多自由裁量因素可能是相同的,并具有相似的正面或负面权重。
DHS also wants to ensure that parolees establish a need for employment authorization, that any decision to grant employment authorization is based upon that need, and that such a grant of employment authorization is consistent with the reason for granting parole. While DHS may have exercised its discretion to grant an alien parole for urgent humanitarian reasons or significant public benefit, the reasons for granting parole may not necessarily serve as the basis for a grant of employment ( printed page 34383) authorization. The adjudication of the request for employment authorization based on a grant of parole is intended to be a separate decision wherein the discretionary factors related to the request for employment authorization are weighed against each other on their own and not against those that were weighed against each other when granting parole, while noting that many of the discretionary factors between the two may be the same and carry similar positive or negative weight.
国土安全部还提议修订8 CFR 274a.12(c)(11),以与8 CFR 235.3(b)(2)(iii)(关于在快速遣返程序中对外国人的拘留和假释)及235.3(b)(4)(ii)(关于在等待可信恐惧面谈期间对外国人的拘留)保持一致,这两项条款规定,此类假释的批准仅限于使外国人脱离拘留的有限目的,不得作为8 CFR 274a.12(c)(11)项下就业许可的独立依据。[130] 因此,为便于查阅和清晰起见,国土安全部提议将此说明直接增加至8 CFR 274a.12(c)(11)类别本身之中。
DHS is also proposing to amend 8 CFR 274a.12(c)(11) to conform with 8 CFR 235.3(b)(2)(iii) (detention and parole of aliens in expedited removal) and 235.3(b)(4)(ii) (detention of aliens pending credible fear interview) which state that such grants of parole are for the limited purpose of parole out of custody and cannot serve as an independent basis for employment authorization under 8 CFR 274a.12(c)(11).[130] Accordingly, for ease of reference and clarity, DHS is proposing to add this clarification to the 8 CFR 274a.12(c)(11) category itself.
5. 获准延缓执行的外国人
5. Aliens Granted Deferred Action
与假释不同,延缓执行并非由成文法所创设,且在《移民与国籍法》(INA)中并无明确定义;然而,如上文所述,不执行执法行动的权力是国土安全部部长移民执法权力的典型特征之一。[131] 尽管缺乏对延缓执行的直接成文法授权,国会已承认其使用,并在多个场合将延缓执行作为一种临时性的执法自由裁量形式予以提及,如上文所述。
Unlike parole, deferred action was not created by statute and is not specifically defined in the INA; however, as discussed above, the authority not to execute an enforcement action is a quintessential feature of the Secretary's immigration enforcement powers.[131] Despite the lack of direct statutory authority for deferred action, Congress has acknowledged its use and, on several occasions, has referenced deferred action as an interim form of enforcement discretion, as discussed above.
美国国土安全部(Department of Homeland Security,简称“国土安全部”或“DHS”)认识到,存在一些可能支持给予外国人暂缓遣返待遇的特殊案例或令人信服的情形。决定是否给予暂缓遣返待遇需要审查外国人的具体情况,权衡积极与消极的自由裁量因素,并综合考虑各种情况的整体情况。国土安全部将继续逐案使用暂缓遣返待遇,以应对令人信服的人道主义情况、推进特定的政策目标,或作为过渡措施,直至具体的立法行动能够提供永久性救济为止。国土安全部还将继续将暂缓遣返待遇作为行政便利的临时措施,尤其是在考虑到资源有限的情况下。
DHS recognizes that there are some unique cases or compelling situations that may warrant granting an alien deferred action. Deciding whether to grant deferred action involves a review of an alien's circumstances, weighing positive and negative discretionary factors, and considering the totality of the circumstances. DHS will continue to use deferred action on a case-by-case basis to address compelling humanitarian circumstances, further a specific policy goal, or act as a bridge until specific legislative action can provide permanent relief. DHS will also continue to use deferred action as a temporary measure for administrative convenience, especially considering limited resources.
然而,获得暂缓遣返待遇的外国人是否应获得工作授权,是一项独立的政策决定,其依据是国土安全部部长根据《移民与国籍法》第103(a)条和第274a(h)(3)条(8 U.S.C. 1103(a)和1374a(h)(3))所拥有的授予工作授权的自由裁量权。
Whether aliens granted deferred action should be employment authorized, however, is a separate policy determination that is grounded in the Secretary's discretionary authority to grant employment authorization under sections 103(a) and 274a(h)(3) of the INA, 8 U.S.C. 1103(a) and 1374a(h)(3).
与基于假释给予工作授权的情形相同,国土安全部还希望确保,任何基于暂缓遣返待遇授予工作授权的决定,都是基于对工作授权的实际需要,并且此类工作授权的授予须与给予暂缓遣返待遇的原因保持一致。虽然国土安全部可能已行使其自由裁量权授予暂缓遣返待遇,但授予暂缓遣返待遇的理由未必能够作为授予工作授权的相同依据。基于暂缓遣返待遇授予的工作授权申请的裁决,旨在成为一项独立的决定,其中与工作授权申请相关的自由裁量因素应单独相互权衡,而不应与授予暂缓遣返待遇时所权衡的因素相互对照,同时需注意,这两者之间的许多自由裁量因素可能相同,并具有类似的积极或消极权重。
As with employment authorization based on a grant of parole, DHS also wants to ensure that any decision to grant employment authorization based upon a grant of deferred action is based upon the need for employment authorization and that such a grant of employment authorization is consistent with the reason for deferred action. While DHS may have exercised its discretion to grant deferred action, the reasons for granting deferred action may not necessarily serve as the same basis for a grant of employment authorization. The adjudication of the request for employment authorization based on a grant of deferred action is intended to be a separate decision wherein the discretionary factors related to the request for employment authorization are weighed against each other on their own and not against the factors that were weighed against each other when granting deferred action, while noting that many of the discretionary factors between the two may be the same and carry similar positive or negative weight.
国土安全部目前根据8 CFR 274a.12(c)(14)条规定,为已获得暂缓遣返待遇的外国人提供工作授权资格,前提是该外国人证明其存在经济需要而必须工作(俗称“(c)(14) EAD”)。此类外国人若要获得工作授权,必须提交I-765表格,并附上所需文件及适当的费用(如适用)。[132] 根据8 CFR 274a.12(c)(14)条确立工作授权资格所需的文件包括:反映其获得暂缓遣返待遇的命令、通知或其他文件的副本,以及证明其存在经济需要而必须工作的证据。美国公民及移民服务局(U.S. Citizenship and Immigration Services,简称USCIS)通过审查获得暂缓遣返待遇的外国人当前的年收入、当前的年支出及其资产的当前总价值,来判断该外国人是否存在经济需要而必须工作。[133] 外国人须在I-765WS表格(I-765工作表)中提供该财务信息。
DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(14) to aliens who have been granted deferred action, if the alien establishes an economic necessity for employment (colloquially referred to as the “(c)(14) EAD”). For such aliens to obtain employment authorization, they must file a Form I-765 accompanied by required documentation and the proper fee (if applicable).[132] The required documentation to establish eligibility for employment authorization under 8 CFR 274a.12(c)(14) includes a copy of the alien's order, notice, or other document reflecting the grant of deferred action and proof that he or she has an economic necessity to work. USCIS considers whether an alien granted deferred action has an economic necessity to work by reviewing the alien's current annual income, current annual expenses, and the total current value of his or her assets.[133] The alien is instructed to provide this financial information on Form I-765WS, Form I-765 Worksheet.
如果USCIS批准该外国人的(c)(14) EAD申请,该授权通常在暂缓遣返待遇期间内有效,并将根据外国人所指明的邮寄方式邮寄送达。USCIS可自行酌情决定,无论申请人是否符合资格,均可拒绝该申请。如果USCIS拒绝I-765表格,该机构将根据8 CFR 274a.13(c)条的规定,向外国人发送书面通知,说明拒绝的理由。
If USCIS approves the alien's application for a (c)(14) EAD, it is generally valid for the duration of the period of deferred action and is mailed according to the mailing preferences indicated by the alien. USCIS may, in its discretion, deny an application regardless of eligibility. If USCIS denies the Form I-765, the agency sends a written notice to the alien explaining the basis for denial pursuant to 8 CFR 274a.13(c).
国土安全部(DHS)已确定,应进一步限制就业授权,以更好地与国土安全部的执法使命及本届政府当前的移民执法优先事项保持一致,包括第14159号行政命令中所述的事项。例如,第14159号行政命令明确规定:“美国的政策是忠实执行移民法律,针对所有不可入境和可驱逐的外国人,特别是那些威胁美国人民安全或安保的外国人。”该命令要求国土安全部“为其各机构设定优先事项,以保护美国人民的公共安全和国家安全利益,包括确保成功执行最终驱逐令。”此外,该行政命令责令国土安全部“迅速采取一切适当行动,在符合法律的前提下,废止前届政府导致非法外国人在美国境内增加或持续存在的政策决定,并使部门的一切活动与本命令及移民法律所规定的政策保持一致”,并“确保就业授权的提供方式符合《移民与国籍法》(INA)第274A条(8 U.S.C. 1324a)的规定,且不向美国境内任何未经授权的外国人提供就业授权。”对具有重大消极裁量因素的获得暂缓遣返的外国人限制就业授权,符合第14159号行政命令所列举的执法优先事项。
DHS has determined that employment authorization should be further limited to better align with the DHS enforcement mission and the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159. For example, E.O. 14159 expressly states that “It is the policy of the United States to faithfully execute the immigration laws against all inadmissible and removable aliens, particularly those aliens who threaten the safety or security of the American people[,]” and it requires DHS “to set priorities for their agencies that protect the public safety and national security interests of the American people, including by ensuring the successful enforcement of final orders of removal.” In addition, the E.O. compels DHS to “promptly take all appropriate action, consistent with law, to rescind the policy decisions of the previous administration that led to the increased or continued presence of illegal aliens in the United States, and align any and all departmental activities with the policies set out by this order and the immigration laws[,]” and “ensur[e] that employment authorization is provided in a manner consistent with section 274A of the INA (8 U.S.C. 1324a), and that employment authorization is not provided to any unauthorized alien in the United States.” Limiting employment authorization for aliens granted deferred action who have significant negative discretionary factors is consistent with the enforcement priorities enumerated in E.O. 14159.
此外,第14161号行政命令《保护美国免受外国恐怖分子及其他国家安全和公共安全威胁》(印刷版第34384页)要求国土安全部“对所有意图获准入境、入境或已身处美国境内的外国人,尤其是来自已查明存在安全风险地区或国家的外国人,尽最大可能进行审查和甄别。”
In addition, Executive Order 14161, “Protecting the United States From Foreign Terrorists and Other National Security and Public Safety Threats”, ( printed page 34384) requires DHS to “vet and screen to the maximum degree possible all aliens who intend to be admitted, enter, or are already inside the United States, particularly those aliens coming from regions or nations with identified security risks.”
因此,为促进明确性,国土安全部提议修订8 CFR 274a.12(c)(14),以强调以下要求:基于暂缓遣返而申请就业授权的外国人必须证明其就业的经济必要性,且该外国人值得获得有利的裁量处理,这与上文所述的优先事项相一致。同样与上述内容相一致,国土安全部提议修订8 CFR 274a.12(c)(14),将就业授权的期限限制为不超过一年。
Therefore, to promote clarity, DHS is proposing to amend 8 CFR 274a.12(c)(14) to emphasize the requirement that aliens applying for employment authorization based on a grant of deferred action must establish economic necessity for employment and that the alien warrants a favorable exercise of discretion, consistent with the priorities laid out above. Also consistent with the above, DHS is proposing to amend 8 CFR 274a.12(c)(14) to limit employment authorization to a period not to exceed one year.
此外,国土安全部还提议增加一项要求,即根据8 CFR 274a.12(c)(14)获得初次就业授权的外国人,必须受雇于或正在寻求受雇于在E-Verify系统中保持良好信誉参与资格的美国雇主,方可有资格根据该类别续签其就业授权。
In addition, DHS also proposes to add a requirement that aliens who were granted initial employment authorization under 8 CFR 274a.12(c)(14) be employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of their employment authorization based on this category.
四、拟议规则的讨论
IV. Discussion of Proposed Rule
A. 一般性裁量就业授权
A. Discretionary Employment Authorization Generally
国土安全部提议修订8 CFR第8编中的若干条款,以强调和阐明国土安全部将如何行使其固有的裁量权限,以批准就业授权。
DHS is proposing to revise several provisions in title 8 of the CFR to emphasize and clarify how DHS will exercise its inherent discretionary authority to grant employment authorization.
许多移民福利要求外国人证明该请求值得获得有利的裁量处理,方可获得该福利。[134] 对于这些福利而言,裁量分析是审理福利申请的一个独立的附加环节。移民官通常在首先确定外国人满足所有适用的门槛资格要求之后,再决定是否作出有利的裁量处理。
Many immigration benefits require an alien to demonstrate that the request warrants a favorable exercise of discretion in order to receive the benefit.[134] For these benefits, a discretionary analysis is a separate, additional component of adjudicating the benefit request. An immigration officer typically determines whether to favorably exercise discretion after first determining that the alien meets all applicable threshold eligibility requirements.
裁量分析涉及对个案中所有相关具体事实和情况的审查。然而,官员行使裁量权的方式存在限制,官员不得任意、不一致地行使裁量权,也不得依赖偏见或假设行使裁量权。
The discretionary analysis involves the review of all relevant, specific facts and circumstances in an individual case. However, there are limitations on how the officer may exercise discretion; the officer may not exercise discretion arbitrarily, inconsistently, or in reliance on biases or assumptions.
在某些情况下,相关法规和判例法列明了官员在作出裁量决定时必须审查并用作指导的某些因素。[135] 然而,对于官员在确定外国人是否值得获得有利的就业授权裁量处理时必须考虑的因素,并无详尽的清单。为进行裁量分析,官员必须在案卷整体中权衡个案中存在的所有积极因素与任何消极因素。该分析必须是全面的、针对具体案件的,并以裁决时已知的所有相关事实为依据。[136]
In some contexts, there are regulations and case law that outline certain factors that officers must review and use as a guide in making a discretionary determination.[135] However, there is no exhaustive list of factors that officers must consider when determining whether an alien warrants a favorable exercise of discretion with respect to employment authorization. To perform a discretionary analysis, officers must weigh all positive factors present in a particular case against any negative factors in the totality of the record. The analysis must be comprehensive, specific to the case, and based on all relevant facts known at the time of adjudication.[136]
如第二部分B节“法律授权”所述,国土安全部部长设立自由裁量就业许可类别以及外国人获得就业许可资格标准的授权,存在于部长的一般授权之中,包括但不限于《移民与国籍法》(INA)第103(a)条,即8 U.S.C. 1103(a),以及《移民与国籍法》第274A(h)(3)条,即8 U.S.C. 1324a(h)(3)。
As described in Section II.B, “Legal Authority,” the Secretary's authority to establish discretionary employment authorization categories and the eligibility criteria for aliens to be granted employment authorization exists in the Secretary's general authority, among other provisions, under section 103(a) of the INA, 8 U.S.C. 1103(a) and section 274A(h)(3) of the INA, 8 U.S.C. 1324a(h)(3).
因此,作为本拟议规则的一部分,国土安全部(DHS)拟修订8 CFR第274a部分,以阐明DHS将如何就就业许可行使其自由裁量权。下文将进一步详细讨论的对8 CFR第274a部分的修订,还将把以下要求成文化:根据8 CFR 274a.12(c)申请初次及续签就业许可的外国人,须在申请支持中心(ASC)提交生物识别信息,并视情况支付相关的生物识别服务费。然而,如上所述,《庇护就业许可文件(EAD)改革规则》拟修订DHS与(c)(8)类就业许可文件相关的自由裁量权。
Accordingly, as part of this proposed rule, DHS is proposing to amend 8 CFR part 274a to clarify how DHS will exercise its discretionary authority as it relates to employment authorization. The amendments to 8 CFR part 274a, discussed in further detail below, would also codify requirements for aliens who are applying for initial and renewal employment authorization under 8 CFR 274a.12(c) to submit biometrics at an ASC and pay the associated biometric services fee, as applicable. As noted above, however, the Asylum EAD Reform Rule proposes to amend DHS's discretion as it relates to (c)(8) EADs.
对8 CFR第274a部分的修订还将大致把DHS现行做法成文化,即为就业许可设定有效期,以及DHS在审议根据8 CFR 274a.12(c)提交的申请的就业许可授予事宜时适用自由裁量权的权力,但已通过成文法[137]或特定法规[138]另行规定的就业资格类别除外。参见拟议的8 CFR 274a.12(c)、274a.13(a)(1)(iv)及274a.13(b)。
The amendments to 8 CFR part 274a would also generally codify DHS's existing practice of establishing validity periods for employment authorization and DHS's authority to apply discretion when considering a grant of employment authorization for applications filed under 8 CFR 274a.12(c), except for the employment eligibility categories that have otherwise been addressed via statute [137] or specific regulation.[138] See proposed 8 CFR 274a.12(c), 274a.13(a)(1)(iv), and 274a.13(b).
DHS拟澄清,除非DHS已认定存在重大的抵消性公共利益(可能包括协助美国境内执法活动),否则美国公民及移民服务局(USCIS)通常不会批准初次或续签就业许可申请,情形包括:(1) 该外国人曾因任何犯罪行为被逮捕、被指控(无论结果如何)、被起诉,或曾被定罪;或 (2) 该外国人承认实施过暴力或危险犯罪,即使其从未被正式逮捕、指控、起诉或定罪;或 (3) 有证据表明该外国人是帮派或恐怖组织的成员。参见拟议的8 CFR 274a.13(a)(1)(iv)。DHS强调,这些自由裁量因素适用于8 CFR 274a.12(c)下所有类别的就业许可(第(8)、(19)、(20)、(22)及(24)类除外),包括根据“童年入境者暂缓遣返行动”(DACA)获得暂缓遣返的外国人、具有善意T类非移民身份申请(将依照22 U.S.C. 7101(b)(19)进行裁决)或U类非移民身份申请、或处于等候名单中的U类非移民身份申请的外国人。
DHS is proposing to clarify that USCIS will generally not approve an application for initial or renewal of employment authorization, unless DHS has determined there are significant countervailing public interests, which may include assisting law enforcement activity in the United States, if (1) the alien: has been arrested for, charged with (without disposition), indicted for, or has been convicted of, any criminal act; or (2) the alien admits to committing a violent or dangerous crime, even if he or she has never been formally arrested, charged, indicted or convicted; or (3) there is evidence of the alien's membership in a gang or terrorist organization. See proposed 8 CFR 274a.13(a)(1)(iv). DHS emphasizes that these discretionary factors apply to all categories of employment authorized under 8 CFR 274a.12(c) (other than (8), (19), (20), (22), and (24)), including aliens granted deferred action based on Deferred Action for Childhood Arrivals (DACA), a bona fide T nonimmigrant status application [which will be adjudicated consistent with 22 U.S.C. 7101(b)(19)] or U nonimmigrant status petition, or a waitlisted U nonimmigrant status petition).
通过取消(除一项有限例外情形外)对有证据表明属于帮派或恐怖组织成员的外国人的自由裁量就业许可,DHS意在为外国人与帮派和恐怖组织建立关联制造一种抑制因素,并使其法规与本届政府的优先事项保持一致。DHS希望,这种抑制作用对有意申请就业许可的外国人尤其有效,其方式是对那些可能本会与意图伤害美国的团体建立关联的人施加严重后果。在审查现有证据时,DHS将采用多因素方法,综合考虑所有证据和相关因素(例如,但不限于,纹身、服装,以及包括照片或陈述在内的表明该外国人已采纳用于恐吓或制造恐惧的团体身份标识的证据),而非适用任何明确的硬性规则。随着帮派和恐怖组织采用新的标志、策略和运作方式,相关证据也会随之变化。(印刷页第34385页)对这些类别外国人授予就业许可,属于国土安全部所拥有的广泛自由裁量权范围之内。总之,除非DHS已认定存在重大的抵消性公共利益(可能包括协助美国境内执法活动),否则有证据证明属于帮派或恐怖组织成员的外国人,不应获得对其就业许可的有利裁量结果。由于本拟议规则制定并未具体涉及此事项,DHS将通过部门指南就帮派或恐怖组织成员资格证据的证明标准提供相关信息。
By eliminating, with one limited exception, discretionary employment authorization for aliens for whom there exists evidence of membership in a gang or terrorist organization, DHS is creating a disincentive for aliens to affiliate themselves with gangs and terrorist organizations and conforming its regulations with Administration priorities. DHS hopes this disincentive will be especially effective for aliens who intend to apply for employment authorization by imposing serious consequences on those who may otherwise affiliate themselves with groups that wish to harm the United States. When reviewing the available evidence, DHS will apply a multi-factor approach that takes into consideration all evidence and relevant factors (for example, and this list is by no means exhaustive, tattoos, clothing, and evidence including pictures or statements which indicate the alien has adopted a group identity used to intimidate or create fear) rather than applying any bright line rules. Pertinent evidence will change over time as gangs and terrorist organizations adopt new markers, tactics, and means of operating. Grants of employment ( printed page 34385) authorization for these categories of aliens fall within the broad discretion afforded to the Department. In sum, aliens for whom evidence demonstrates membership in a gang or terrorist organization would not warrant a favorable exercise of discretion for employment authorization unless DHS has determined there are significant countervailing public interests, which may include assisting law enforcement activity in the United States. As it is not specifically addressed in this proposed rulemaking, DHS will provide information regarding the standard of proof for evidence of membership in a gang or terrorist organization through departmental guidance.
国土安全部(DHS)注意到,对有证据表明属于帮派或恐怖组织成员的外国人,一般不予批准其就业许可,这与本届政府打击恐怖主义及帮派所造成危害的优先事项相一致。第14159号行政命令《保护美国人民免遭入侵》确认了“在全美范围内终结犯罪集团、外国帮派和跨国犯罪组织的存在”的重要性。[139] 第14161号行政命令宣布了本届政府的目标,即“保护其公民,使其免受意图实施恐怖袭击、威胁国家安全、宣扬仇恨意识形态或以其他方式利用移民法律谋取恶意目的的外国人的侵害”。[140] 该行政命令进一步宣布了以下目标,即“确保获准入境的外国人以及其他已经身处美国境内的外国人,不对其公民、文化、政府、制度或建国原则持敌对态度,并且不为被列名的外国恐怖分子或其他对本国国家安全构成威胁的势力进行宣扬、协助或支持”。通过对与帮派或恐怖组织有关联或存在其他成员证据的人员不予批准就业许可,国土安全部正在使其法规和做法与本届政府所宣示的政策保持一致。
DHS notes that generally declining to grant employment authorization to aliens for whom there is evidence of membership in a gang or terrorist organization is consistent with the Administration's priorities of combating terrorism and the harms inflicted by gangs. E.O. 14159, Protecting the American People Against Invasion, recognized the importance of “end[ing] the presence of criminal cartels, foreign gangs, and transnational criminal organizations throughout the United States.” [139] E.O. 14161 announced the Administration's goal “to protect its citizens from aliens who intend to commit terrorist attacks, threaten our national security, espouse hateful ideology, or otherwise exploit the immigration laws for malevolent purposes.” [140] The E.O. further announces the objective of “ensur[ing] that admitted aliens and aliens otherwise already present in the United States do not bear hostile attitudes toward its citizens, culture, government, institutions, or founding principles, and do not advocate for, aid, or support designated foreign terrorists or other threats to our national security.” By not granting employment authorization to those with ties or other evidence of membership in a gang or terrorist organization, the Department is conforming its regulations and practices to the stated policies of the Administration.
此外,关于严重犯罪受害者或严重形式人口贩运受害者,国土安全部已考虑到,有些外国人即使被认定或将被认定为善意申请人或请愿人,可能被列入U签证等待名单,可能因导致其丧失自由裁量工作许可资格的同一项或多项犯罪而获得不可入境豁免,并可能最终在存在上述犯罪的情况下,其基于受害者身份的请愿或申请获得批准,这些外国人仍可能不会获得对其自由裁量就业许可的有利决定。国土安全部已确定,为保持一致性,所有自由裁量就业许可一般均应依照相同的分析框架予以审查,如本序言其他部分所述。因此,无需为这些群体提供任何例外或豁免,因为根据本届政府的优先事项,在存在不利自由裁量因素的情况下,所有群体一般均应受到同等对待。此外,尽管本拟议规则将扩大或修订在批准就业许可之前自由裁量分析中必须考虑的某些因素,国土安全部在为这些类别签发工作许可之前已经开展自由裁量分析,包括对国家安全和公共安全问题的审查。例如,根据现行政策,国土安全部一般不对曾被定罪或被逮捕、且该等犯罪表明存在公共安全或国家安全风险并通常会导致该外国人不可入境的、处于待决状态的主要U非移民身份请愿人或其符合条件的家庭成员,行使自由裁量权授予工作许可和暂缓遣返。与国土安全部的自由裁量权相一致,本拟议规则只是在现行要求的基础上作出扩充,并确认国土安全部决定不向构成潜在或已确认的公共安全或国家安全风险的外国人授予工作许可,无论其个案中可能存在的其他有利因素,也无论该外国人申请就业许可所依据的类别为何。
Additionally, regarding victims of serious crimes or severe forms of trafficking in persons, DHS has considered that some aliens will not receive a favorable decision on their discretionary employment authorization even though the alien is or will be deemed a bona fide applicant or petitioner, may be placed on the U visa waiting list, may receive a waiver of inadmissibility based on the same crime or crimes that rendered them ineligible for discretionary work authorization, and may ultimately have their victim-based petition or application approved despite the aforementioned crime or crimes. DHS has determined that, for consistency, all discretionary employment authorizations should generally be considered under the same analytical framework, as described elsewhere in this preamble. Accordingly, it is not necessary to provide any exceptions or exemptions for these populations because all populations should, generally, be considered equally in the presence of negative discretionary factors, per the Administration's priorities. Further, while this proposed rule would expand or revise some of the factors that must be considered within discretionary analysis prior to granting employment authorization, DHS already conducts discretionary analysis, including a review of national and public safety concerns, prior to issuing work authorization for these categories. For example, under current policy, DHS generally declines to exercise its discretion to grant work authorization and deferred action to a pending principal U nonimmigrant petitioner, or his or her qualifying family member, who has been convicted of, or arrested for, a crime or crimes that indicate a risk to public safety or national security and would generally render the alien inadmissible. Consistent with DHS's discretionary authority, this proposed rule simply builds on the current requirements and confirms DHS's decision not to provide work authorization to aliens who pose a potential or confirmed public safety or national security risk, regardless of any other favorable factors that may be present in their individual cases or the category under which the alien seeks employment authorization.
一、生物特征信息提交与犯罪记录
1. Biometrics Submission and Criminal History
目前,国土安全部仅要求某些类别的外国人提交生物特征信息。在被要求提交生物特征信息时,这些外国人会收到美国公民及移民服务局(USCIS)发出的生物特征信息采集服务预约通知,要求其前往美国公民及移民服务局申请支持中心(ASC)提交生物特征信息,通常包括照片、指纹和签名。国土安全部使用生物特征信息进行身份核验和安全的就业许可文件(EAD)制作。国土安全部拟将以下要求纳入法规:根据8 CFR 274a.12(c)规定寻求就业许可的所有外国人,均须提交生物特征信息,并缴纳任何相关的生物特征信息服务费(如适用)。参见拟议的8 CFR 274a.13(a)。此外,国土安全部将利用外国人的生物特征信息进行犯罪记录筛查并开展背景调查。
Currently, DHS only requires certain categories of aliens to submit biometrics. When required to do so, these aliens receive a biometric services appointment notice from USCIS to appear at a USCIS application support center (ASC) to submit their biometrics—typically a photograph, fingerprints, and a signature. DHS uses biometrics for identity verification and secure EAD production. DHS is proposing to codify the requirement to submit biometrics and the requirement to pay any associated biometric services fee (if applicable) from all aliens seeking employment authorization under 8 CFR 274a.12(c). See proposed 8 CFR 274a.13(a). In addition, DHS will use the alien's biometrics to screen for criminal history and perform background checks.
国土安全部(DHS)高度重视确保公共安全,并防止具有犯罪记录的外国人获得诸如就业授权之类的酌情性利益。因此,对于所有申请类别(c)且符合所有其他适用类别特定资格要求的外国人,国土安全部在决定是否行使酌情权批准就业授权时,将考虑该外国人的全部犯罪记录,包括其在获释并处于官方监督下的遣返计划(OSUP)或获得假释或暂缓执行遣返之后发生的任何犯罪活动。在犯罪记录成为移民利益裁决考量因素的情形下,国土安全部通常会进行基于生物识别信息的筛查,以独立核实和确认犯罪记录,同时审查外国人就其犯罪记录提交的任何证据。[141] 随着拟议要求所有根据8 CFR 274a.12(c)条款申请就业授权的外国人提交生物识别信息,国土安全部拟将这些生物识别信息用于身份核验和安全制作就业授权文件(EAD),同时也利用所提交的生物识别信息进行犯罪记录背景调查,以用于公共安全、欺诈和国家安全审查。这将使美国公民及移民服务局(USCIS)能够对申请就业授权的这些外国人进行适当审查,并根据每位申请人犯罪背景调查的结果作出适当的酌情决定。USCIS将继续在就业授权申请提交后,通知外国人提交生物识别信息的正确日期、时间和地点。
DHS has a strong interest in ensuring public safety and preventing aliens with criminal histories from obtaining a discretionary benefit, such as employment authorization. As such, for all aliens applying for category (c), and who meet all other applicable category-specific eligibility requirements, DHS will consider each alien's entire criminal history, including any criminal activity after the alien's release on OSUP or grant of parole or deferred action, in determining whether DHS will favorably exercise its discretion to grant employment authorization. Where criminal history is a factor in the adjudication of an immigration benefit, DHS generally conducts biometric-based screenings to independently identify and verify criminal history in addition to reviewing any evidence submitted by the alien regarding his or her criminal history.[141] With the proposal to require the submission of biometrics from every alien applying for employment authorization under 8 CFR 274a.12(c), DHS intends to use those biometrics for identity verification and secure EAD production, while also using the submitted biometrics to perform criminal history background checks for public safety, fraud, and national security vetting. This will allow USCIS to properly vet these aliens applying for employment authorization and make an appropriate discretionary determination based upon the results of each applicant's criminal background check. USCIS would continue to notify aliens of the proper date, time, and location to submit their biometrics after the application for employment authorization has been filed.
在考虑外国人的犯罪记录时,国土安全部指出,尽管外国人成功参与州或联邦计划(例如审前转移计划)可能不构成《移民与国籍法》(INA)意义上的定罪,但国土安全部仍将把最初的刑事逮捕或执法接触视为不利的酌情因素。一般而言,国土安全部不会对已签订某种形式的惩罚性、处罚性或限制人身自由协议的外国人行使酌情权批准就业授权。这包括犯罪记录已被封存或销毁的协议或计划。(印刷页第34386页)
In considering the criminal history of an alien, DHS notes that while an alien's successful participation in state or federal programs (such as pretrial diversion programs) may not constitute a conviction for the purposes of the INA, DHS will consider the initial criminal arrest or law enforcement encounter as a negative discretionary factor. In general, DHS will not favorably exercise its discretion to grant employment authorization to aliens who enter into agreements that impose some form of punishment, penalty, or a restraint on liberty. This includes agreements or programs where an alien's criminal record has been sealed or expunged. ( printed page 34386)
此外,国土安全部拟缩短受本拟议规则影响的酌情性就业授权文件(EAD)的有效期(例如,不超过一年),并将确保持续符合资格的责任转移给根据这些类别申请就业授权文件的外国人。具体而言,国土安全部拟将基于暂缓执行遣返和官方监督下遣返计划(OSUP)的就业授权类别所签发的就业授权文件有效期限制为不超过一年,以与《H.R. 1》法案中规定的其他限制保持一致。对于其他酌情性类别,国土安全部和USCIS可自行决定,通过未来发布次级监管指南来缩短这些就业授权文件的有效期。除确保持续符合资格外,这也有助于对处于官方监督下遣返计划中的外国人进行持续管理,以确保外国人遵守该计划的条款和条件,并未再次犯罪或潜逃。应由外国人承担责任,在每次申请就业授权时配合生物识别信息的提交要求,以确保USCIS掌握最新且准确的背景调查信息。
Further, DHS intends to shorten the validity period of the discretionary EADs ( e.g., not more than one year) impacted by the proposed rule and place the burden on the alien to ensure ongoing eligibility of those applying for EADs under these categories. Specifically, DHS is proposing to limit the validity period for EADs issued for deferred action and OSUP-based employment authorization categories to a duration not to exceed one year, to align with other limits imposed in H.R. 1. For additional discretionary categories, DHS and USCIS, at their discretion, may shorten these EAD validity periods by issuing sub-regulatory guidance in the future. In addition to ensuring continuous eligibility, this also supports ongoing management of aliens on an OSUP to ensure aliens are complying with the terms and conditions of the OSUP and have not reoffended or absconded. The burden should be on the alien to comply with biometrics requirements with each application for employment authorization to ensure USCIS has the most up-to-date and accurate background check information.
2. 申请费用
2. Filing Fees
2024年1月31日,USCIS发布了一项最终规则,自2016年以来首次调整了某些移民和入籍利益申请费用。[142] 新的申请费用自2024年4月1日及以后邮戳的申请起生效。USCIS费用表公布于G-1055表格《费用表》中。[143] 本拟议规则不拟更改最新G-1055表格中记载的I-765表格《就业授权申请》相关的申请费用。
On January 31, 2024, USCIS published a final rule to adjust certain immigration and naturalization benefit request fees for the first time since 2016.[142] The new filing fees were effective for filings postmarked April 1, 2024, and later. The USCIS Fee Schedule is published in the Form G-1055, Fee Schedule.[143] This proposed rule does not propose to change the associated filing fee for the Form I-765, Application for Employment Authorization as documented in the most recent G-1055.
3. 电子验证系统(E-Verify)
3. E-Verify
美国国土安全部(DHS)还提议修订8 CFR 274a.12(c)(11)、(c)(14)和(c)(18),以反映根据这些就业授权类别申请续签就业授权的外国人必须受雇于参加E-Verify且信誉良好的美国雇主,或正在寻求受雇于此类雇主。因此,除了根据8 CFR 274a.12(c)(11)、(c)(14)和(c)(18)获得初次就业授权所需满足的资格要求外,外国人在申请续签该就业授权时,还必须证明其受雇于参加E-Verify且信誉良好的美国雇主,或正在寻求受雇于此类雇主。
DHS also proposes to revise 8 CFR 274a.12(c)(11), (c)(14), and (c)(18) to reflect that aliens seeking renewal of their employment authorization under these employment authorization categories must be employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify. Therefore, in addition to the requirements to be eligible for an initial grant of employment authorization under 8 CFR 274a.12(c)(11), (c)(14), and (c)(18) when seeking renewal of that employment authorization, an alien must also demonstrate he or she is employed by or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify.
因此,为有资格根据拟议的8 CFR 274a.12(c)(11)续签其就业授权,外国人必须证明其目前获准假释,证明其有经济上的就业必要性且其有资格获得有利的自由裁量处理,并受雇于参加E-Verify且信誉良好的美国雇主或正在寻求受雇于此类雇主。为有资格根据拟议的8 CFR 274a.12(c)(14)续签其就业授权,外国人必须证明其目前获得暂缓执行遣返(deferred action),证明其有经济上的就业必要性,证明其有资格获得有利的自由裁量处理,并受雇于参加E-Verify且信誉良好的美国雇主或正在寻求受雇于此类雇主。最后,为有资格根据拟议的8 CFR 274a.12(c)(18)续签其就业授权,外国人必须证明其已根据《移民与国籍法》(INA)第241(a)(3)条,即8 U.S.C. 1231(a)(3)的规定在监管令下获释,正在遵守其监管令中规定的释放条件,系国土安全部已认定因所有被要求出具旅行证件的国家均未能出具此类证件而使其遣返不可行之人,证明其有经济上的就业必要性,证明其有资格获得有利的自由裁量处理,并受雇于参加E-Verify且信誉良好的美国雇主或正在寻求受雇于此类雇主。
So, to be eligible to renew one's employment authorization under proposed 8 CFR 274a.12(c)(11), an alien must demonstrate he or she has a current grant of parole, establish both an economic necessity for employment and that they warrant favorable exercise of discretion, and be employed by or be seeking employment with a U.S. employer who is a participant in good standing in E-Verify. To be eligible to renew one's employment authorization under proposed 8 CFR 274a.12(c)(14), an alien must demonstrate he or she has a current grant of deferred action, establish an economic necessity for employment, warrant a favorable exercise of discretion, and be employed by or be seeking employment with a U.S. employer who is a participant in good standing in E-Verify. Lastly, to be eligible to renew one's employment authorization under proposed 8 CFR 274a.12(c)(18) an alien must demonstrate he or she has been released under an order of supervision under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), is complying with the conditions of release described in their order of supervision, is one whose removal DHS has determined is impracticable because all countries from which DHS requested travel documents have failed to issue such documents, establish an economic necessity for employment, warrant a favorable exercise of discretion, and be employed by or be seeking employment with a U.S. employer who is a participant in good standing in E-Verify.
外国人可以通过使用公开网站上的E-Verify雇主查询工具[144],确定雇主当前是否已在E-Verify注册,从而确保他们只接受E-Verify雇主提供的工作。如果雇主名称出现在列表中,这是其已注册且信誉良好的良好标志。E-Verify的账户合规部门会终止不遵守E-Verify规则(因而不属于信誉良好)的雇主的资格,如果某雇主被终止资格,E-Verify团队将更新查询工具。雇主在被终止资格后,如果解决了根本问题,可以申请恢复资格,因此该查询工具每日更新。[145]
Aliens can ensure they only accept employment from an E-Verify employer by using the E-Verify Employer Search Tool [144] on the publicly available website to determine if the employer is currently enrolled in E-Verify. If the employer's name appears on the list, this is a good indication of their enrollment and good standing. E-Verify's Account Compliance section terminates employers who are not compliant with E-Verify rules (and therefore not in good standing), and if an employer is terminated, the E-Verify team will update the search tool. Employers can request reinstatement after termination if they fix the underlying issue, so the search tool is updated daily.[145]
外国人可以通过提供E-Verify中列出的美国雇主名称以及该雇主的E-Verify公司识别号(CIN)(如果美国雇主使用代理机构,则为客户公司识别号),来证明其受雇于参加E-Verify且信誉良好的美国雇主,或正在寻求受雇于此类雇主。虽然CIN无法通过查询工具获取,但外国人可以通过联系其雇主或潜在雇主获得该号码。[146]由于该号码不会更改,任何向同一雇主申请续签的外国人应该已经掌握该号码。未能证明其受雇于参加E-Verify且信誉良好的美国雇主或正在寻求受雇于此类雇主的外国人,将没有资格续签其就业授权和就业授权文件(EAD)。
An alien can demonstrate he or she is employed by or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the U.S. employer's name as listed in E-Verify and the employer's E-Verify Company Identification Number (CIN) (or Client Company Identification Number if the U.S. employer uses an agent). While the CIN is not available via the search tool, an alien can obtain the number by contacting their employer or prospective employer.[146] As this number does not change, any alien applying for renewal with the same employer would already have this number. An alien who fails to establish that he or she is employed by or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify would not be eligible for renewal of his or her employment authorization and an EAD.
美国国土安全部将认定,在就业授权续签申请提交之时,如果雇主(1)已就其在美国境内雇用根据8 CFR 274a.12(c)获得就业授权的外国人的所有招聘场所在E-Verify注册,且(2)遵守E-Verify的所有要求,包括但不限于在该等招聘场所核实新雇用员工的就业资格,则该雇主为E-Verify的信誉良好参与者。
DHS will consider an employer to be a participant in good standing with E-Verify if, at the time of filing of the application for renewal of employment authorization, the employer (1) has enrolled in E-Verify with respect to all hiring sites in the United States that employ an alien with employment authorization under 8 CFR 274a.12(c) and (2) is in compliance with all requirements of E-Verify, including but not limited to, verifying the employment eligibility of newly hired employees at such hiring sites.
要求根据(c)(11)、(c)(14)和(c)(18)类别申请续签其就业授权的外国人必须受雇于或正在寻求受雇于在电子核实系统(E-Verify)中保持良好信誉参与资格的美国雇主,这有助于维护美国移民制度和劳动力市场的完整性。该要求建立了一种制度,使根据(c)(11)、(c)(14)和(c)(18)类别申请续签就业授权的外国人,与那些通过其E-Verify谅解备忘录(MOU)已同意确认其新雇佣员工在美国的工作资格、只雇用获得授权在美国工作的人员、并采取额外步骤使用E-Verify核实I-9表信息的雇主建立雇佣关系。该要求还建立了一种制度,通过确保雇主所雇用的外国人维持其就业授权的依据,且(第34387页印刷版)未在美国从事非法工作,从而防止美国工人被取代。在外国人的假释或暂缓执行被终止、其就业许可文件(EAD)被撤销,但美国公民及移民服务局(USCIS)未能收回已撤销的EAD的情况下,该外国人仍可能向潜在雇主出示该EAD。一个在E-Verify中保持良好信誉参与资格的雇主,即使外国人出示的EAD表面上看似有效,也能够根据当前的政府记录正确确定该外国人的就业授权状态。
Requiring aliens who are seeking renewal of their employment authorization under the (c)(11), (c)(14), and (c)(18) categories to be employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify promotes the integrity of the immigration system and the labor market in the United States. This requirement creates a system where aliens who are seeking to renew their employment authorization under the (c)(11), (c)(14), and (c)(18) categories are engaged with employers that, through their E-Verify MOU, have agreed to confirm the eligibility of their newly hired employees to work in the United States and to only hire people who are authorized to work in the United States and take the additional step to confirm Form I-9 information using E-Verify. This requirement also creates a system that prevents the displacement of American workers by guaranteeing that employers are engaging with aliens who maintain their basis for employment authorization and ( printed page 34387) are not working unlawfully in the United States. In instances where an alien's parole or deferred action is terminated and his or her EAD is revoked but USCIS is unable to recover the revoked EAD, the alien may be able to continue to present the EAD to potential employers. An employer who is a participant in good standing in E-Verify will be able to correctly determine the alien's employment authorization status based on current government records even if the alien presents an EAD that appears to be facially valid.
4. 经济必要性
4. Economic Necessity
国土安全部(DHS)拟修订8 CFR 274a.12(c)(11)、(c)(14)和(c)(18),以表明这三个类别中的外国人均须证明其有就业的经济必要性。此项变更将使这三个类别保持一致性,与目前的要求形成对比。目前的要求仅规定根据(c)(14)获得暂缓执行的外国人以及根据(c)(18)已有最终驱逐令的外国人须证明经济必要性。此项拟议变更将始终确保只有具有工作经济需求的外国人才有资格在这些类别中获得酌情就业授权,同时最大限度地降低使美国工人处于不利地位的潜在风险。
DHS is proposing to modify 8 CFR 274a.12(c)(11), (c)(14), and (c)(18) to indicate that aliens in all three of these categories must establish that they have an economic necessity for employment. This change will result in consistency among the three categories, in contrast to the current requirement, which currently only mandates that aliens who received deferred action under (c)(14) and those with a final order of removal under (c)(18) must establish economic necessity. This proposed change will consistently ensure that only aliens with an economic need to work will be eligible for discretionary employment authorization in these categories, as well as minimize the potential risk of disadvantaging American workers.
此项拟议变更也符合本届政府加强并执行对美国工人保护的目标。通过将就业授权限制于那些能够证明有经济必要性并足以使USCIS行使有利裁量权的外国人,本规则将消除障碍,为美国工人参与那些原本可能由外国人填补的职位开辟途径。本规则将抑制持有最终驱逐令的外国人继续留在美国的动机,从而为美国工人扩大劳动机会。此项拟议规则变更有助于联邦政府更广泛的举措,以实现总统使美国工人适应未来就业岗位及振兴经济的国内政策目标。
This proposed change also promotes the Administration's objective to strengthen and enforce protections for American workers. In limiting employment authorization to those aliens who establish an economic necessity for employment and warrant a favorable exercise of discretion by USCIS, this rule will remove barriers and open pathways for American workers to participate in positions that may otherwise be filled by aliens. This rule will disincentivize aliens with a final order of removal from remaining in the United States and thus expand labor opportunities for American workers. This proposed rule change contributes to a broader initiative on the part of the federal government to fulfill the President's domestic policy goal of orienting American workers for jobs of the future and for a revitalized economy.
B. 处于驱逐监管令下(OSUP)的外国人的酌情就业授权
B. Discretionary Employment Authorization for Aliens on OSUP
《移民与国籍法》(INA)第241(a)(7)条,即8 U.S.C. 1231(a)(7),明确规定,已被下令驱逐出美国的外国人无资格获得就业授权,除非部长根据第(a)(7)(A)款(即8 U.S.C. 1231(a)(7)(A))自由裁量认定,由于该外国人指定的所有国家或根据INA第241(b)条(即8 U.S.C. 1231(b))拒绝接收该外国人而无法将其驱逐出境;或者根据第(a)(7)(B)款(即8 U.S.C. 1231(a)(7)(B))认定该外国人的驱逐在其他方面不具可行性或有悖于公共利益。无论是INA还是相关法规,均未强制要求向任何受最终驱逐令约束的外国人,或基于该外国人根据监管令从拘留中获得临时释放而签发就业授权。该法规保留了部长的自由裁量权,以决定是否应授予就业授权,以及如果授予,应根据该法案第241(a)(7)条(A)或(B)款(即8 U.S.C. 1231(a)(7)(A)、(B))的认定,授予哪些类别的外国人。
Section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7), specifically prohibits an alien who has been ordered removed from the United States from being eligible to receive employment authorization unless the Secretary, in his or her discretion, determines, under subparagraph (a)(7)(A), 8 U.S.C. 1231(a)(7)(A), that the alien cannot be removed due to the refusal of all countries designated by the alien or under section 241(b) of the INA, 8 U.S.C. 1231(b), to accept the alien or, under subparagraph (a)(7)(B), 8 U.S.C. 1231(a)(7)(B), the alien's removal is otherwise impracticable or contrary to the public interest. Neither the INA nor the regulations mandate issuance of employment authorization to any alien subject to a final order of removal or based on such alien's temporary release from custody on an order of supervision. The statute preserves the Secretary's discretion to decide if employment authorization should be granted and, if yes, to which classes of aliens based upon a finding under subparagraph (A) or (B) of section 241(a)(7) of the Act, 8 U.S.C. 1231(a)(7)(A), (B).
国土安全部(DHS)拟修订8 CFR 274a.12(c)(18)条,以修改所有已获得最终驱逐令并已由国土安全部根据监管令暂时解除羁押的外国人的就业授权资格,但国土安全部已确定因其所有被请求签发旅行证件的国家均未能签发该等证件,致使将其从美国驱逐出境不可行的外国人除外。见拟议的8 CFR 274a.12(c)(18)条。向不属于此例外情形的外国人提供就业授权,会损害移民制度的完整性,因为这会激励已获得最终驱逐令的外国人继续留在美国,而不是遵守其驱逐令、及时获取旅行证件并离开美国。
DHS is proposing to revise 8 CFR 274a.12(c)(18) to amend eligibility for employment authorization for all aliens who have final orders of removal and who DHS has temporarily released from custody on an order of supervision, except for aliens for whom DHS has determined that their removal from the United States is impracticable because all countries from which DHS has requested travel documents have failed to issue such documents. See proposed 8 CFR 274a.12(c)(18). Providing employment authorization to aliens who do not fall within this exception undermines the integrity of the immigration system by incentivizing aliens with a final order of removal to remain in the United States instead of complying with their orders of removal, obtaining travel documents in a timely manner, and departing the United States.
鼓励不属于本规则所规定例外情形的外国人及时离开美国,也有助于促进国土安全部有限资源的高效利用。管理根据监管令释放的外国人(OSUP)会耗费国土安全部大量的资源。对根据监管令暂时释放的外国人的管理,需要追踪和监控此类外国人的身份状态,并定期进行报到核查以确保其遵守释放条件。这一耗时的过程会分散用于其他执法重点工作的精力,例如识别、拘留和驱逐有犯罪记录的外国人或对国家安全及公共安全构成威胁的外国人。该规则也符合本届政府加强保护美国工人的目标。
Encouraging aliens who do not fall within the exception provided in this rule to timely depart the United States also promotes the efficient use of DHS's limited resources. Managing aliens released on OSUP consumes an inordinate amount of DHS resources. Management of aliens temporarily released on OSUP requires tracking and monitoring the status of such aliens, as well as conducting regular check-ins to ensure compliance with the conditions of release. This time-intensive process takes away from other enforcement priorities such as identifying, detaining, and removing criminal aliens or aliens who pose threats to the national security and public safety of the country. The rule also aligns with the Administration's goals of strengthening protections for American workers.
国土安全部已确定,继续向属于本规则所规定狭义例外情形的外国人提供就业授权,符合《移民与国籍法》(INA)第241(a)(7)(B)条,即8 U.S.C. 1231(a)(7)(B)条中关于不可行性条款的规定。下表IV.1显示了国土安全部每年无法为其获取旅行证件的、根据监管令释放的外国人子集。
DHS has determined that continuing to provide employment authorization to those aliens who fall within the narrow exception provided in this rule is consistent with the impracticability clause of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B). Table IV.1 below shows the subset of aliens released on OSUP for whom DHS cannot obtain travel documents annually.
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在某些情况下,即使国土安全部在某一财政年度内无法为某外国人获取旅行证件,国土安全部也可能在随后的财政年度获取该证件。国土安全部预计,因所有被请求签发旅行证件的国家均未能签发证件而导致将其从美国驱逐出境不可行的外国人数量,将仍然保持在极低水平。因此,国土安全部已确定,允许此类外国人在留在美国期间、直至其能够被驱逐出境为止继续工作,并不违反《移民与国籍法》或本届政府的执法重点。
In some instances, even if DHS is not able to obtain travel documents for an alien in one fiscal year, DHS is able to obtain such documents in a subsequent fiscal year. DHS expects the number of aliens whose removal from the United States is impracticable because all countries from which DHS has requested travel documents have failed to issue such documents will remain very low. As such, DHS has determined that it is not contrary to the INA or the Administration's enforcement priorities to allow such aliens to work while remaining in the United States and until the aliens can be removed.
对于将其从美国驱逐出境不可行的外国人,国土安全部正将经济必要性(目前仅作为一项裁量因素)改为强制性资格要求,这与其他裁量性就业授权类别保持一致。参见,例如,8 CFR 274a.12(c)(18)条。因此,根据本拟议规则所创设的例外情形而有资格获得就业授权的外国人,须证明其具有工作的经济必要性。在经济上能够自我维持的外国人将不具备获得就业授权及EAD的资格。
For aliens whose removal from the United States is impracticable, DHS is making economic necessity, which is currently only a discretionary factor, a mandatory eligibility requirement, consistent with other discretionary employment authorization categories. See, e.g.,8 CFR 274a.12(c)(18). As such, aliens who are eligible for employment authorization based on the exception created in this proposed rule will need to demonstrate economic necessity for employment. Aliens who are financially able to support themselves will not be eligible for employment authorization and an EAD.
国土安全部正将其现行做法予以成文化,即将根据8 CFR 274a.12(c)(18)条获得的就业授权(无论是初次还是续期EAD)的有效期限限制为不超过1年。目前所有初次和续期的(c)(18)类EAD在签发时的有效期最长均为1年。[147]
DHS is codifying its existing practice of limiting the validity period for employment authorization under 8 CFR 274a.12(c)(18), whether for an initial or renewal EAD, to a period not to exceed 1 year. All initial and renewal (c)(18) EADs are currently valid for a maximum of 1 year upon issuance.[147]
国土安全部还建议将《联邦法规汇编》第8编第274a.14(a)条触发事件清单中增加与第8编第274a.12(c)(18)条项下授予的工作许可相关的具体规定,此类触发事件将自动终止某些类别的工作许可。具体而言,如果监管令的一项条件是外国人为执法调查或起诉提供实质性协助,国土安全部建议,基于外国人与合格执法机构进行实质性合作的任何协议终止,或刑事调查或起诉结束之时,第8编第274a.12(c)(18)条项下的工作许可将自动终止。此外,本规则建议,如果外国人获得将其遣送出美国所需的旅行证件或其他文件,工作许可也将终止。参见拟议的第8编第274a.14(a)(vi)条。这些规定旨在确保外国人遵守其在监管令下暂时获释的所有条件,并符合本届政府的优先事项,即确保根据监管令暂时获释的外国人仅在适当期限内拥有工作许可。
DHS is also proposing to add specific provisions related to employment authorization granted under 8 CFR 274a.12(c)(18) to the list of triggering events in 8 CFR 274a.14(a) that automatically terminate certain categories of employment authorization. Specifically, if a condition of the order of supervision is the alien's material support to a law enforcement investigation or prosecution, DHS is proposing that employment authorization under 8 CFR 274a.12(c)(18) will automatically terminate upon the termination of any agreement based on the alien's material cooperation with a qualifying law enforcement entity or the conclusion of the criminal investigation or prosecution. In addition, the rule proposes that the employment authorization would terminate if the alien obtains the required travel or other documents to remove the alien from the United States. See proposed 8 CFR 274a.14(a)(vi). These provisions are intended to ensure that the alien complies with all conditions of release on OSUP and are consistent with the Administration's priority of ensuring that aliens temporarily released on OSUP only have employment authorization for an appropriate period.
国土安全部建议要求根据监管令暂时获释且符合工作许可资格的外国人提交以下文件:(1)移民法官(IJ)或移民上诉委员会(BIA)作出的决定副本,或国土安全部签发的行政驱逐令,以证明该外国人属于最终驱逐令或递解令对象;(2)美国公民及移民服务局(USCIS)指定的表格,例如填写完整的I-765表(含I-765WS表),以及书面证据,如收入、支出和资产声明,和/或任何其他证明其为受抚养的美国公民、合法永久居民或合法居留的子女、配偶或父母提供主要经济支持的证据,以证明经济必要性;[148]以及(3)现行完整的监管令(I-220B表)副本,[149]包括反映其遵守获释条件情况的完整个人报告记录副本。
DHS is proposing to require aliens temporarily released on OSUP who are eligible for employment authorization to submit the following documents: (1) a copy of a decision by an IJ or the BIA, or an administrative removal order issued by DHS, demonstrating that the alien is subject to a final order of removal or deportation; (2) a form designated by USCIS, such as a completed Form I-765 including Form I-765WS, and documentary evidence such as statements of income, expenses, and assets, and/or any other evidence demonstrating that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s) to show economic necessity; [148] and (3) a copy of the current and complete Order of Supervision [149] (Form I-220B), including a copy of the complete Personal Report Record that reflects compliance with the conditions for release.
鉴于美国移民及海关执法局(ICE)是国土安全部内对持有最终驱逐令的外国人的拘留和遣返拥有管辖权的主要部门(印刷页第34389页),ICE将在外国人首次根据监管令暂时获释之时,以及此后外国人必须按照获释条件向ICE报到之时,作出有关外国人遣返是否不可行的适当认定。如果ICE在外国人首次根据监管令获释之时,或在外国人按照其监管令条件前往报到之时认定,国土安全部当时已要求签发旅行证件的所有国家均未能签发此类证件,ICE官员将在I-220B表上作出批注,说明由于上述原因,该外国人目前无法遣返。持有最终驱逐令并经国土安全部根据监管令暂时获释、且基于此例外情形申请工作许可的外国人,除非ICE已作出上述认定并在I-220B表上批注说明因上述原因该外国人目前无法遣返,否则不具备工作许可资格。
Given that ICE is the primary DHS component with jurisdiction over the ( printed page 34389) detention and removal of aliens with a final order of removal, ICE will make the appropriate determination as to whether the alien's removal is impracticable at the time of the alien's initial temporary release on an order of supervision and thereafter when the alien must report to ICE consistent with the conditions of release. If ICE determines, at the time of the alien's initial release on an order of supervision or when the alien checks in, in compliance with the conditions of the alien's order of supervision, that all countries from which DHS has requested travel documents at such time have failed to issue such documents, ICE officers will annotate the Form I-220B to indicate that the alien's removal is currently impracticable because of the reasons stated above. Aliens with final orders of removal whom DHS has temporarily released on an order of supervision and who are seeking employment authorization based on this exception will not be eligible for employment authorization unless ICE has made such a determination and annotated the Form I-220B to indicate the alien's removal is impracticable because of the reasons stated above.
国土安全部进一步建议,对于根据监管令暂时获释并申请续签工作许可的外国人,只有在该外国人符合以下条件时才予以续签:(1)证明其符合拟议的第8编第274a.13(a)(3)(i)条所列的所有要求,以及(2)证明其受雇于或正在寻求受雇于在E-Verify系统中信誉良好的参与者的美国雇主。[150]参见拟议的第8编第274a.13(a)(3)(ii)条。
DHS further proposes to allow aliens temporarily released on OSUP who apply for a renewal of their employment authorization to have it renewed only if the alien: (1) demonstrates that he or she meets all requirements listed in proposed 8 CFR 274a.13(a)(3)(i), and (2) establishes that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify.[150] See proposed 8 CFR 274a.13(a)(3)(ii).
C. 根据《禁止酷刑公约》相关法规获得暂缓递解的外国人
C. Aliens Granted Deferral of Removal Under the Convention Against Torture Regulations
一旦外国人获得停止递解或暂缓递解,国土安全部不得将该外国人遣返至已对其实施停止递解或暂缓递解的国家,除非根据第8编第208.24条、第1208.24条、第208.17条、第1208.17条或第1208.18(c)条规定的适用法规程序终止该停止递解或暂缓递解。
Once an alien has been granted withholding or deferral of removal, DHS cannot remove an alien to the country from which removal has been withheld or deferred unless withholding or deferral is terminated under applicable regulatory procedures set out in 8 CFR 208.24, 1208.24, 208.17, 1208.17, or 1208.18(c).
根据实施《禁止酷刑公约》(CAT)的法规,即8 CFR 208.17和1208.17而获准推迟移除,并按照监管令(OSUP)进行报到的外国人,可根据8 CFR 274a.12(c)(18)申请就业授权。美国公民及移民服务局(USCIS)将保留对此类根据CAT法规获准推迟移除的外国人确定就业授权资格的权力和自由裁量权,因为USCIS仅会在此类外国人符合资格标准且同时值得获得有利的自由裁量处理时,才依据8 CFR 274a.12(c)(18)授予就业授权。如上文所述,根据(c)(18)类别申请就业授权的外国人,必须提交已填妥的美国移民及海关执法局(ICE)表格I-220B《监管令》,表明国土安全部(DHS)已确定该外国人无法被移除,原因是美国政府认定的每一个替代移除目的地国家,以及美国政府已要求接收该外国人的每一个国家,均未能提供适当的旅行证件。参见拟议的8 CFR 274a.13(a)(3)(iii)。DHS认识到,过去存在这样的情况,即根据实施CAT的法规获准推迟移除的外国人,无需提供其在监管令下获释的证据即获得了就业授权。DHS现予以澄清,根据实施CAT的法规获准推迟移除的外国人,有资格依据8 CFR 274a.12(c)(18)获得就业授权,但必须满足8 CFR 274a.12(c)(18)的全部资格要求才能获得就业授权资格,包括提供其在监管令下获释的证据。那些根据实施CAT第三条的法规获准推迟移除,且此前无需提供其在监管令下获释证据即获得就业授权的外国人,现在在申请续签其就业授权文件(EAD)时,必须提供其在监管令下获释的证据,以证明其符合新的8 CFR 274a.12(c)(18)规定的就业授权资格。DHS知悉,此类外国人可能声称其已就无需提供此类证据即可获得就业授权产生了信赖利益。然而,联邦政府确保被下令移除但获准推迟移除的外国人遵守其监管令,并确保其值得获得有利的自由裁量就业授权的利益,超过了因过去做法或在未满足8 CFR 274a.12(c)(18)拟议要求的情况下授予就业授权而可能产生的任何信赖利益。在为期10个财政年度的时间段内,于移除程序中获准CAT推迟移除的外国人年平均人数为167人,详见下表IV.2。自2015财政年度至2024财政年度,获准CAT推迟移除的外国人数量仍然较低。
Aliens who have been granted deferral of removal under the regulations implementing CAT at 8 CFR 208.17 and 1208.17 and are reporting on an OSUP may apply for employment authorization pursuant to 8 CFR 274a.12(c)(18). USCIS will retain the authority and discretion to determine eligibility for employment authorization for those aliens granted deferral of removal under the CAT regulations, as USCIS will only grant employment authorization under 8 CFR 274a.12(c)(18) if such aliens meet the eligibility criteria and also warrant a favorable exercise of discretion. As discussed above, aliens applying for employment authorization under the (c)(18) category must provide a completed ICE Form I-220B, Order of Supervision, indicating that DHS determined the alien could not be removed because every country identified by the U.S. government as an alternate country of removal, and every country the U.S. government has asked to accept the alien, has failed to provide the appropriate travel documents. See proposed 8 CFR 274a.13(a)(3)(iii). DHS recognizes that there have been past instances where aliens who were granted deferral of removal under the regulations implementing CAT were granted employment authorization without having to provide evidence of their release under an order of supervision. DHS is now clarifying that aliens who have been granted deferral of removal under the regulations implementing CAT are eligible for employment authorization under 8 CFR 274a.12(c)(18) and must satisfy all of the eligibility requirements of 8 CFR 274a.12(c)(18) to qualify for employment authorization, including producing evidence of their release under an order of supervision. Those aliens who have been granted deferral of removal under the regulations implementing CAT Article 3 and were granted employment authorization without having to present evidence of their release under an order of supervision must now, when seeking to renew their EAD, provide evidence of their release under an order of supervision to demonstrate they are eligible for employment authorization under the new 8 CFR 274a.12(c)(18). DHS is aware that such aliens may claim they have engendered reliance interests in not having to produce such evidence to be employment authorized. However, the federal government's interests in ensuring that aliens who have been ordered removed, but granted deferral of that removal, are complying with their order of supervision and deserve a favorable discretionary grant of employment authorization outweigh any reliance interests that may have engendered from past practices or grants of employment authorization without satisfying the proposed requirements under 8 CFR 274a.12(c)(18). The annual average number of aliens granted CAT deferral of removal in removal proceedings over a 10-fiscal-year period was 167, as reflected in Table IV.2 below. The number of aliens granted CAT deferral from FY 2015 through FY 2024 remains low.
(印刷页第34390页)
( printed page 34390)
D. 对获准假释进入美国的外国人的自由裁量就业授权
D. Discretionary Employment Authorization for Aliens Paroled Into the United States
DHS拟修订8 CFR 274a.12(c)(11),以明确规定USCIS仅在外国人值得获得有利的自由裁量处理时,才依据8 CFR 274a.12(c)(11)授予就业授权。参见拟议的8 CFR 274a.12(c)(11)(ii)。此项自由裁量决定还包括但不限于考虑该外国人的犯罪记录,包括本拟议规则第IV.A节所讨论和描述的任何刑事逮捕、指控、起诉或定罪情况。另请参见拟议的8 CFR 274a.13(a)(iv)。
DHS is proposing to amend 8 CFR 274a.12(c)(11) to clearly state that USCIS will only grant employment authorization under 8 CFR 274a.12(c)(11) if the alien warrants a favorable exercise of discretion. See proposed 8 CFR 274a.12(c)(11)(ii). This discretionary determination also includes but is not limited to consideration of the alien's criminal history, including any criminal arrests, charges, indictments, or convictions as discussed and described in Section IV.A of this proposed rule. See also proposed 8 CFR 274a.13(a)(iv).
DHS还拟修订8 CFR 274a.12(c)(11),要求依据《移民与国籍法》第212(d)(5)条,即8 U.S.C. 1182(d)(5)获准假释进入美国的外国人,还必须证明其存在就业的经济必要性。参见拟议的8 CFR 274a.12(c)(11)(i)。在假释期间有经济能力自我维持生计的外国人,将不具备就业授权资格。将就业授权限定于符合拟议要求的外国人,符合本届政府加强美国工人在劳动力市场中的保护的目标,并将任何使美国工人处于不利地位的风险降至最低。
DHS is also proposing to amend 8 CFR 274a.12(c)(11) to require that an alien paroled into the United States pursuant to section 212(d)(5) of the Act, 8 U.S.C. 1182(d)(5), must also establish an economic necessity for employment. See proposed 8 CFR 274a.12(c)(11)(i). Aliens who are financially able to support themselves during the period of parole will not be eligible for employment authorization. Limiting employment authorization to aliens who meet the proposed requirements aligns with the Administration's goals of strengthening protections for American workers in the labor market and minimizes any risk of disadvantaging American workers.
此外,如前所述,这些拟议修订旨在对具有重大犯罪记录而被假释进入美国的外国人起到阻止其继续留在美国的作用,因为这些外国人将无法合法工作。如果这些外国人没有其他经济来源维持其在美国的生活,且没有可能导致获得更永久身份的待决移民福利申请,这些外国人可能会发现继续留在美国既不可行也不合意。
Additionally, as stated previously, these proposed revisions are intended to serve as a disincentive for aliens paroled into the United States who have significant criminal history from remaining in the United States, as the aliens will not be able to lawfully work. If these aliens do not have other financial means of sustaining their lives in the United States and do not have pending immigration benefits which may lead to a more permanent status, the aliens may not find it possible or desirable to remain in the country.
除8 CFR 274a.12(c)(11)项下规定的初次获得就业授权资格的要求外,美国国土安全部(DHS)还建议,根据8 CFR 274a.12(c)(11)寻求续签其就业授权的被假释外国人还必须证明其受雇于或正在寻求受雇于在电子核实系统(E-Verify)中处于良好参与地位的美国雇主。[151] 参见拟议的8 CFR 274a.12(c)(11)。
In addition to the requirements that establish eligibility for an initial grant of employment authorization under 8 CFR 274a.12(c)(11), DHS is also proposing that aliens with parole who are seeking renewal of their employment authorization under 8 CFR 274a.12(c)(11) must also establish that they are employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify.[151] See proposed 8 CFR 274a.12(c)(11).
E. 获准暂缓执行遣返的外国人的酌情就业授权
E. Discretionary Employment Authorization for Aliens Granted Deferred Action
美国国土安全部建议修订8 CFR 274a.12(c)(14),对其进行重组,以明确规定,只有在外国人应获得有利的自由裁量处理结果,且该外国人已证明其具有就业经济必要性的情况下,美国公民及移民服务局(USCIS)才会根据8 CFR 274a.12(c)(14)授予就业授权。参见拟议的8 CFR 274a.12(c)(14)。该自由裁量决定还包括对该外国人犯罪记录的考量,包括但不限于本拟议规则第IV.A节中讨论和描述的任何刑事逮捕、指控、起诉书或定罪。另见拟议的8 CFR 274a.13(a)(iv)。
DHS is proposing to amend 8 CFR 274a.12(c)(14) by restructuring it to clearly state that USCIS will only grant employment authorization under 8 CFR 274a.12(c)(14) if the alien merits a favorable exercise of discretion and if the alien has established an economic necessity for employment. See proposed 8 CFR 274a.12(c)(14). This discretionary determination also includes consideration of the alien's criminal history, including but not limited to any criminal arrests, charges, indictments, or convictions as discussed and described in Section IV.A of this proposed rule. See also proposed 8 CFR 274a.13(a)(iv).
目前,美国公民及移民服务局仅建议外国人提交证明经济必要性的书面证据,但在随本拟议法规一并修订的表格中,将要求提供书面证据(印刷页第34391页)。关于外国人可用于证明经济必要性的书面证据种类,将在表格说明和/或其他次级监管指南中予以规定。在暂缓执行遣返期间能够经济自立的外国人将不具备获得就业授权和就业授权文件(EAD)的资格。为符合拟议要求的外国人提供就业授权,符合本届政府加强美国工人在劳动力市场中保护的目标,并将使美国工人处于不利地位的任何风险降至最低。此外,这些拟议修订旨在对具有重大犯罪记录而获准暂缓执行遣返的外国人起到阻止其继续留在美国的作用,因为这些外国人将无法合法工作。例如,此类外国人如果没有其他经济来源维持其在美国的生活,且没有可能导致获得更永久身份的待决移民福利申请,可能会发现继续留在美国既不可行也不合意。
Currently, USCIS only suggests an alien submit documentary evidence of economic necessity, but documentary evidence will be required as part of the form revisions accompanying the ( printed page 34391) proposed regulation. Information concerning what documentary evidence the alien may use to establish economic necessity will be set forth in form instructions and/or other sub-regulatory guidance. Aliens who are financially able to support themselves during the period of deferred action will not be eligible for employment authorization and an EAD. Providing employment authorization to aliens who meet the proposed requirements aligns with the Administration's goals of strengthening protections for American workers in the labor market and minimizes any risk of disadvantaging American workers. Additionally, these proposed revisions are intended to serve as a disincentive for aliens with deferred action who have significant criminal history from remaining in the United States, as the aliens will not be able to lawfully work. For example, such aliens who do not have other financial means of sustaining their lives in the United States and who do not have pending immigration benefits that may lead to a more permanent status may not find it possible or desirable to remain in the country.
除8 CFR 274a.12(c)(14)项下规定的初次获得就业授权资格的要求外,美国国土安全部建议,根据8 CFR 274a.12(c)(14)寻求续签其就业授权的获准暂缓执行遣返的外国人还必须证明其受雇于或正在寻求受雇于在电子核实系统中处于良好参与地位的美国雇主。[152] 参见拟议的8 CFR 274a.12(c)(14)。美国国土安全部还建议,将8 CFR 274a.12(c)(14)项下就业授权的有效期限制为不超过1年,无论是初次申请还是续签的就业授权文件。
In addition to the requirements that establish eligibility for an initial grant of employment authorization under 8 CFR 274a.12(c)(14), DHS is proposing that an alien with deferred action seeking renewal of his or her employment authorization under 8 CFR 274a.12(c)(14) must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify.[152] See proposed 8 CFR 274a.12(c)(14). DHS is also limiting the validity period for employment authorization under 8 CFR 274a.12(c)(14), whether for an initial or renewal EAD, to a period not to exceed 1 year.
F. 就业授权的自动终止
F. Automatic Termination of Employment Authorization
美国国土安全部还建议修订274a.14(a)(1),增加两项可自动终止根据8 CFR 274a.12(c)授予的就业授权的额外理由。第一,本规则建议,当外国人收到根据任何遣返条款(例如《移民与国籍法》第217条、第235条、第240条)作出的行政终局遣返令时,根据8 CFR 274a.12(c)授予的就业授权文件将自动终止。例如,根据《移民与国籍法》第240条(8 U.S.C. 1229a)规定的遣返程序作出的遣返令,通常在移民上诉委员会驳回上诉,或被申请人放弃上诉权利,或提出上诉的期限届满后,成为行政终局裁决。参见8 CFR 1241.1。
DHS is also proposing amending 274a.14(a)(1) to expand the reasons for automatic termination to include two additional reasons which would automatically terminate employment authorization granted under 8 CFR 274a.12(c). First, this rule proposes that EADs granted under 8 CFR 274a.12(c) will automatically terminate when the alien receives an administratively final order of removal under any removal provision ( e.g., INA 217, 235, 238, 240). For example, a removal order issued following removal proceedings under section 240 of the INA, 8 U.S.C. 1229a, generally becomes administratively final upon dismissal of an appeal by the Board of Immigration Appeals or upon the respondent's waiver of appeal or expiration of the period allotted for filing an appeal. See8 CFR 1241.1.
其次,本规则拟规定,根据8 CFR 274a.12(c)授予的就业许可文件(EAD),在作为就业授权依据的基础被终止或被拒绝时,自动终止。这可能包括美国国土安全部(DHS)终止作为就业授权依据的身份,或拒绝作为该就业授权依据的申请(例如假释、暂缓遣返)。基础身份或福利终止的通知、待决申请被拒绝的通知,或者存在最终驱逐令,均将导致根据8 CFR 274a.12(c)授予的任何外国人就业授权自动终止。相较于撤销程序,这是一种更简单、更清晰、更高效的流程。随着外国人资格的丧失,其就业授权也随之丧失。这限制了行政延误,并明确界定了就业授权何时终止。尽管就业授权本身并不妨碍驱逐出境,但自动终止有助于美国政府迅速采取行动,确保在必须对外国人立即执行驱逐出境时,例如在DHS已认定某外国人对美国公众安全构成明显威胁的情况下,只有符合就业授权资格的外国人才拥有就业授权。
Second, this rule proposes that EADs granted under 8 CFR 274a.12(c) automatically terminate when the underlying basis for employment authorization is terminated or denied. This can include DHS's termination of status or denial of the application that was the basis of the employment authorization ( e.g., parole, deferred action). Notice of the termination of the underlying status or benefit, denial of a pending application, or having a final order of removal will result in the automatic termination of any alien's employment authorization granted under 8 CFR 274a.12(c). This is a simpler, clearer, and more efficient process than revocation. As the alien's eligibility ceases, so too would the employment authorization. This limits administrative delays and clearly outlines when employment authorization ceases. While employment authorization alone does not preclude removal, the automatic termination assists the U.S. government in acting quickly to ensure only those aliens who are eligible for employment authorization have it in the event that imminent removal of an alien is necessary, such as in the case of an alien who DHS has established poses a clear threat to the safety of the American public.
如果外国人认为其拥有就业授权的另一独立依据,则在其就业授权根据本条款被终止的情况下,可就该独立依据申请授权。例如,可能存在这样一名外国人,其既有一份待决的庇护申请,又有一份待决的U非移民身份申请。如果该外国人因其庇护申请待决时间较长而根据8 CFR 274a.12(c)(8)持有就业许可文件(EAD),但后因美国公民及移民服务局(USCIS)拒绝该庇护申请而导致该EAD被终止,则该外国人此后可能可以根据8 CFR 274a.12(c)(14)就其U签证申请申请相关EAD。
If an alien believes that he or she has a separate basis for employment authorization, he or she may apply for authorization on that separate ground if his or her employment authorization is terminated under this provision. For example, there could be an alien who has both a pending asylum application as well as a pending petition for U nonimmigrant status. If such an alien had an EAD under 8 CFR 274a.12(c)(8) due to the length of time his or her asylum application was pending but later has that EAD terminated because USCIS denied the asylum application, the alien may be able to later apply for an EAD related to his or her U visa petition under 8 CFR 274a.12(c)(14).
G. 技术性修改及明晰性修改
G. Technical Edits and Edits for Clarity
最后,美国国土安全部(DHS)拟进行技术性修改,以更新或删除有关职位名称、表格编号、邮寄地址、副本以及办公室管辖权的引用,对法规文本进行明晰性修改,并删除因技术或组织变化而已过时的不必要的操作性或程序性限制。如前所述,DHS拟修订8 CFR 241.4(j)(3)、241.5(a)、241.5(c)及241.13(h)(3),以删除对已废止的移民归化局(INS)职位名称的过时引用,代之以相应的DHS部门名称,以准确反映对遣返前监督(OSUP)及EAD签发拥有权限的DHS部门,并更新和正确援引8 CFR第274a部分下的就业授权法规。这些拟议修改还明确,部长及移民及海关执法局(ICE)局长可灵活地将ICE内部的职权授予相应的部门负责人,而不受特定职位曾经或可能被赋予的特定名称的限制。[153] 参见拟议的8 CFR 241.4(j)(3)、241.5(a)、241.5(c)及241.13(h)(3)。DHS将在未来的规则制定中更新整个8 CFR第241部分,以按照本次拟议修改的精神,删除对过时INS职位名称的其他引用。
Finally, DHS is proposing technical edits to update or remove references to position titles, form numbers, mailing addresses, copies, and office jurisdiction, edits to regulatory text for clarity, and edits that remove unnecessary operational or procedural constraints that have become technologically or organizationally outdated. As discussed, DHS proposes to revise 8 CFR 241.4(j)(3), 241.5(a), 241.5(c), and 241.13(h)(3) to remove obsolete references to legacy INS titles and replace them with the appropriate DHS component names, to correctly reflect the DHS components with authority over OSUP and EAD issuance, and to update and properly reference the employment authorization regulations under 8 CFR part 274a. These proposed amendments also clarify that the Secretary and the Director of ICE have the flexibility to delegate authorities within ICE to appropriate component heads, notwithstanding a particular title that has been or may be assigned to a particular position.[153] See proposed 8 CFR 241.4(j)(3), 241.5(a), 241.5(c), and 241.13(h)(3). DHS will update all of 8 CFR part 241 in a future rulemaking to remove additional references to obsolete INS titles consistent with the changes proposed here.
H. 部分现持就业授权外国人的信赖利益
H. Reliance Interests of Certain Aliens With Current Employment Authorization
美国国土安全部(DHS)在提出这些监管修正案时,已考虑到随时间推移,可能受本拟议规则影响的外国人可能形成的潜在依赖利益,包括因紧急人道主义原因或重大公共利益而暂时被假释进入美国的外国人、获得推迟遣返行动的外国人、已有最终驱逐令但根据监管令暂时获释的外国人(OSUP),以及具有犯罪记录的外国人。尽管授予就业许可纯属自由裁量、性质上属于临时性且期限有限,但美国国土安全部强调,基于这些自由裁量类别之一而对就业许可申请作出裁决,其本意始终是一项与是否应对该外国人给予假释或推迟遣返行动等问题分开作出的决定。本拟议规则中的任何内容均不改变使该外国人在其中一个类别中有资格获得自由裁量性EAD(第34392页)的具体事实和情况;也就是说,处于监管令下的外国人仍将继续处于监管令下,处于假释状态的外国人仍将继续处于假释状态,依此类推。此外,美国国土安全部仅会将本规则中拟议的变更适用于在本规则生效日期当日或之后收到的就业许可申请,本规则中的任何内容均不授权撤销或终止根据现行法规原本有资格获得EAD、但在这些变更最终定案后将不再具备资格的任何外国人的就业许可;任何此类外国人将保留其EAD上所印有效日期内的就业许可。
In proposing these regulatory amendments, DHS has considered the potential reliance interests that may have been engendered over time to the aliens who may be affected by this proposed rule, including aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, aliens granted deferred action, aliens against whom a final order of removal exists and who are temporarily released from custody on an order of supervision, OSUP, and aliens with a criminal history. While the grant of employment authorization is purely discretionary, temporary in nature, and for a finite period, DHS emphasizes that the adjudication of the request for employment authorization based on one of these discretionary categories was always intended to be a decision separate from, for example, whether the alien should be paroled or have deferred action. Nothing in this proposed rule changes the particular facts and circumstances that gave rise to the alien qualifying for a discretionary ( printed page 34392) EAD in one of these categories; that is, aliens on OSUP will remain on OSUP, aliens on parole remain on parole, etc. Further, DHS would only apply the proposed changes in this rule to employment authorization applications received on or after the effective date of the rule, and nothing in this rule authorizes the revocation or termination of employment authorization for any alien who was eligible for an EAD under the current regulations but would no longer be eligible when these changes are finalized; any such aliens would retain their employment authorization for the validity date printed thereon.
一般而言,要获得自由裁量性就业许可,外国人必须证明其符合资格,并且值得美国公民及移民服务局(USCIS)作出有利的自由裁量决定。只有在USCIS批准就业许可申请后,外国人才获得就业授权并获发EAD。许多自由裁量性就业许可类别本应具有临时性质,并以临时移民身份或授予为基础。[154] 例如,假释和推迟遣返行动均属临时性质,并不赋予在美国境内的移民身份,完全由美国国土安全部自由裁量,并可随时终止。一旦假释或推迟遣返行动的授予结束或被终止,就业许可将不再有依据。当外国人获得就业许可的依据结束时,就业许可也随之终止,无论是在EAD上标明的有效期届满时(该有效期通常与假释或推迟遣返行动的期限相对应),还是依据8 CFR 274a.14(a)条终止,或依照8 CFR 274a.14(b)条规定的程序被撤销。同样,持有最终驱逐令的外国人根据监管令获释的期限本应具有临时性质,外国人应当预期仅在最终完成其驱逐所需的期限内根据监管令从拘留中获释。这些对上述三种移民情形及其相应就业许可本质所固有的明确且具有限制性的条件,有助于削弱这些外国人群体中任何长期预期和利益。[155] 尽管如此,出于审慎起见,美国国土安全部已如下文所述,分析了本规则制定对任何潜在依赖利益的影响。
In general, to be granted discretionary employment authorization, the alien must demonstrate eligibility and that he or she merits the favorable exercise of discretion by USCIS. An alien is authorized employment and issued an EAD only after USCIS approves an application for employment authorization. Many discretionary employment authorization categories are supposed to be temporary in nature and are based upon a temporary immigration status or grant.[154] For example, parole and deferred action are temporary in nature, do not provide an immigration status within the United States, are solely within DHS's discretion, and may be terminated at any time. Once a grant of parole or deferred action either ends or is terminated, there will no longer be a basis for employment authorization. When the basis for an alien's employment authorization ends, employment authorization also ends, either at the conclusion of the validity period indicated on the EAD (which generally mirrors the time of parole or deferred action) or after termination under 8 CFR 274a.14(a) or revocation in accordance with the procedures set forth in 8 CFR 274a.14(b). Similarly, the period of time under which an alien with a final order of removal is released on an order of supervision is intended to be temporary in nature, and an alien should only expect to be released from custody on an order of supervision for only the period of time that it takes to ultimately effectuate the removal of the alien. These clear and limiting conditions that are at the very nature of these three immigration scenarios and any corresponding employment authorization serve to attenuate any long-term expectations and interests among these alien populations.[155] Nonetheless, out an abundance of caution, DHS has analyzed the effects of this rulemaking on any potential reliance interests as discussed below.
与提交I-765表格和I-765WS表格相关的估计费用,每名外国人约为639.13美元至788.42美元不等。[156] 除申请费外,外国人还需承担完成I-765表格和I-765WS表格的机会成本,估计每次填报需5.88小时,[157] 并且,按照本规则的拟议规定,如根据第274a.12(c)条申请,还需在USCIS申请支持中心提交生物识别信息,以便USCIS在审查其申请过程中进行生物识别筛查和审查。[158] 总体而言,这些成本并不显著,特别是考虑到美国政府在确定谁获准在美国工作方面所具有的利益。
The estimated costs associated with filing Form I-765 and Form I-765WS ranges from approximately $639.13 to $788.42 per alien.[156] In addition to the filing fee, the alien incurs the opportunity cost of completing Form I-765 and Form I-765WS, estimated at 5.88 hours per response,[157] and, as proposed in this rule, if applying under § 274a.12(c), submits their biometrics at a USCIS Application Support Center for biometric screening and vetting by USCIS as part of the review of their application.[158] In general, these costs are not significant, especially given the U.S. Government's interest in determining who is permitted to work in the United States.
DHS认识到,根据本拟议规则不再获得就业授权的外国人所遭受的工资损失可能被视为重大损失。然而,如上文所述,这些外国人已被告知这些项目具有临时性和自由裁量性,且DHS在每次申请时均可拒绝行使其自由裁量权向其授予就业授权。此外,USCIS针对每个就业资格类别发布的政策指南[159]明确说明,外国人可能因多种原因而不具备获得就业授权的资格,包括该外国人未能通过国家安全和公共安全审查,或因其他原因被认定不宜获得有利的自由裁量处理。在本规则中,DHS拟限制其行使自由裁量权向具有犯罪记录的外国人授予就业授权的权限,即如果外国人曾因某些犯罪行为被逮捕、被指控(未经判决)、被起诉、承认实施该行为,或已被判定犯有该罪行,则该情况将被视为不利的自由裁量因素,除非存在抵消性公共利益(可能包括协助美国执法活动),否则通常将导致就业授权申请被拒绝。此类因素本质上即为负面因素,因此,若主张外国人已对持续忽视、淡化或重新定性此类负面因素的做法产生重大依赖,则显得前后矛盾。由于USCIS过去可能未对此类本质上属于负面的因素给予如此重视,并不意味着USCIS未来会继续如此行事。
DHS recognizes that lost wages incurred by aliens who would no longer be employment authorized under this proposed rule could be viewed as significant. Nevertheless, as explained above, these aliens were apprised of the temporary and discretionary nature of these programs and that DHS may decline to exercise its discretion to grant them employment authorization with each application. Moreover, USCIS policy guidance for each employment eligibility category describes [159] that an alien may be ineligible for employment authorization for a range of reasons, including if the alien fails to pass national security and public safety vetting or is otherwise deemed not to warrant a favorable exercise of discretion. In this rule, DHS is proposing to limit the exercise of its discretionary authority to grant employment authorization to aliens with a criminal history, such that if an alien has been arrested for, charged with (without disposition), indicted for, admits to committing, or has been convicted of certain criminal acts it will be considered a negative discretionary factor that will generally result in the denial of a request for employment authorization, absent a countervailing public interest, which may include assisting law enforcement activity in the United States. Such factors are by their very nature negative; therefore, it would be incongruous to argue that an alien has come to significantly rely on a continued practice of disregarding, discounting, or re-labeling such negative factors., Because USCIS may have not weighed such inherently negative factors as heavily in the past, it does not follow that USCIS would continue to do so in the future.
尽管本规则拟议的变更可能导致外国人及其家庭为最终被拒绝的申请支付申请费(包括任何上诉费或复议请求费),某些不再获得就业授权的外国人遭受工资损失,需改为受雇于在E-Verify系统中保持良好参与资格的美国雇主,或承受其他相关及附带的经济困难,但这些外国人均已知悉其并不具有永久移民身份,其移民状况属于临时性质,相应的就业授权将随着该授权所依据的事由终止而终止,且任何未来授予就业授权均取决于DHS作出有利的自由裁量决定。本拟议规则所述及的外国人在美国并不享有“工作权利”。任何就业授权的授予纯属自由裁量行为,具有临时性质且期限有限,因此每当外国人希望获得新一期或续期就业授权时,均须提交新的申请。DHS已得出结论,受影响外国人可能主张的此类依赖利益并不重大,且被本拟议规则通篇所述的美国自身利益和关切所超越。
While the changes proposed in this rule may result in aliens and their families paying filing fees for ultimately denied applications (including any fees for appeals or requests for reconsideration), lost wages incurred by certain aliens who are no longer employment authorized, having to change to a U.S. employer who is a participant in good standing in E-Verify, or other related and ancillary economic hardships, those aliens are aware that they do not have a permanent immigration status, that their immigration situation is temporary, that any corresponding employment authorization will end when the basis for the employment authorization also ends, and that any future grant of employment authorization is contingent upon a favorable exercise of discretion by DHS. The aliens referenced in this proposed rule do not have a “right to work” in the United States. Any grant of employment authorization is purely discretionary, temporary in nature, and for a finite period, thus making it necessary for each alien to submit a new application requesting employment authorization each time the alien would like a new period or renewal of employment authorization. DHS has concluded that any such reliance interests that impacted aliens could claim are not significant and are outweighed by the United States' own interests and concerns as explained throughout this proposed rule.
尽管本拟议规则打破了部分曾经依赖政府此前裁定获得就业授权的外国人的既定做法和预期,但DHS并无(印刷页34393)义务遵循此前的政策或法规。[160] DHS指出,从根本上讲,这三个项目本身具有的临时性和自由裁量性质表明,依赖就业授权将持续获得保证这一预期是没有依据的。
While this proposed rule disrupts some settled practices and expectations of certain aliens who may have previously relied on the government's prior determinations to grant them employment authorization, DHS is not ( printed page 34393) required to adhere to prior policies or regulations.[160] DHS notes that, fundamentally, the temporary and discretionary nature of these three programs indicate that reliance on the continued assured existence of employment authorization would be unwarranted.
在受影响人群已获得工作许可或在美国境内以其他方式建立新的社区联系的范围内,国土安全部(DHS)指出,这些利益在性质上要低于可能归属于利益远为重大的人群的任何依赖利益,即DHS诉加利福尼亚大学董事会案(DHS v. Regents of the Univ. of Cal.)中所涉及的“童年抵美暂缓遣返计划”(DACA)受益人群体。[161] 在Regents案中,最高法院审查了国土安全部在废止DACA时是否适当考虑了DACA受益人的依赖利益。[162] DACA受益人均已在美国居住相当长的时间,其依赖利益包括就读学位课程、开始职业生涯、创办企业以及购置房产。[163] 正如最高法院所指出的,这些利益虽然值得注意,但并非“必然具有决定性”,并且“国土安全部可以在其所面临的具体情形下,认定[废止DACA中涉及的]其他利益和政策考量超过任何依赖利益。”[164] 就本拟议规则中宣布的行动而言,国土安全部指出,受影响人群的依赖利益通常将远低于Regents案中所涉及的人群。如上所述,受影响人群本应知晓,因而也必然已经考虑到其获得工作许可资格的有限性和裁量性条件。因此,其依赖利益被美国政府在加强对美国工人保护、使其授予工作许可的裁量权与现任政府当前的移民执法优先事项(包括迅速驱逐被下达驱逐令的外国人)保持一致,以及严格执行和管理国家移民法律方面的重大利益所超越。
To the extent that the affected population has obtained employment authorization or otherwise established new ties within the community while in the United States, DHS notes these interests are qualitatively less than any reliance interests that might be attributed to a population with far greater interests, namely the Deferred Action for Childhood Arrival (DACA) recipient population at issue in DHS v. Regents of the Univ. of Cal.[161] In Regents, the Supreme Court reviewed whether DHS had appropriately considered the reliance interests of DACA recipients when rescinding DACA.[162] The reliance interests of DACA recipients, all of whom had been present in the United States for considerable periods of time, included their enrollment in degree programs, beginning their careers, starting businesses, and purchasing homes.[163] As the Court noted, these interests, though noteworthy, were not “necessarily dispositive,” and “DHS may determine, in the particular context before it, that other interests and policy concerns [in rescinding DACA] outweigh any reliance interests.” [164] For the purposes of the actions announced in this proposed rule, DHS notes the reliance interests of the affected population will generally be far less than the population in Regents. As stated above, the affected population would have known, and thus must have considered, the limited and discretionary terms of their eligibility for work authorization. Accordingly, their reliance interests are outweighed by the U.S. government's strong interest in strengthening protections for American workers, aligning its discretionary authority to grant employment authorization with the Administration's current immigration enforcement priorities, including the prompt removal of aliens with removal orders, and rigorously enforcing and administering the country's immigration laws.
对于处于“无法遣返的特别监管”(OSUP)状态的外国人而言,在国土安全部已要求出具旅行证件的每一个国家[165]均未能出具旅行证件的情况下,国土安全部为该有限群体的外国人创设了一项针对裁量性工作许可禁令的特别例外。此外,国土安全部在本规则中对属于此例外情形且生活在混合家庭中(即拥有某些美国公民或合法永久居民受扶养人的外国人)的人员给予了特别考虑。根据拟议的监管框架,国土安全部将把该外国人作为受扶养的美国公民或合法永久居民配偶、子女和/或父母的主要经济支持提供者这一角色,视为在行使授予工作许可裁量权时的积极因素。目前,《联邦法规汇编》(CFR)第8编第274a.12(c)(18)(ii)条将“在美国存在依赖该外国人提供支持的配偶和/或子女”列为一项裁量因素。本拟议修改并非意图删除该因素,而是将其移至8 CFR 274a.13(a)(3),将其范围扩大至包括父母,并明确受扶养人必须是美国公民、合法永久居民,或以其他合法身份在美国境内居留的人员。因此,国土安全部正在承认,对于其经济需求包括抚养某些类型受扶养人的人员,将予以相应考虑。
For aliens on OSUP, in instances where every country [165] from whom DHS has requested travel documents has failed to issue travel documents, DHS created a specific exception to the bar to discretionary employment authorization for that limited group of aliens. Furthermore, DHS gave special consideration in this rule to those who fall under this exception and live in a mixed household (that is, aliens with certain U.S. citizen or lawfully permanent resident dependents). Under the proposed regulatory framework, DHS will consider the alien's role as a primary provider of economic support for a dependent U.S. citizen or lawful permanent resident spouse, child(ren), and/or parent as a positive factor in exercising its discretion to grant employment authorization. Currently, 8 CFR 274a.12(c)(18)(ii) lists “The existence of a dependent spouse and/or children in the United States who rely on the alien for support” as a discretionary factor. This proposed change does not intend to delete this factor but instead move it to 8 CFR 274a.13(a)(3), expand it to include parents, and clarify that the dependents must be U.S. citizens, lawful permanent residents, or present in the United States in some other lawful status. DHS is therefore acknowledging that those whose economic necessity includes the support of certain types of dependents will be afforded consideration.
此外,对于处于OSUP状态的外国人而言,《移民与国籍法》(INA)第241(h)条,即《美国法典》第8编第1231(h)条明确规定:“本条中任何内容均不得解释为设立任何可由任何一方针对美国或其机构或官员或任何其他人合法强制执行的实体性或程序性权利或利益。”该法规、现行条例或本拟议规则均未为持有最终驱逐令的外国人创设任何获得工作许可的权利。因此,不存在获得工作许可的默示或明示权利,故依赖利益必须依据该法规的明文规定相应地予以折减。
Additionally, for aliens on OSUP, section 241(h) of the INA, 8 U.S.C. 1231(h) specifically provides that “[n]othing in this section shall be construed to create any substantive or procedural right or benefit that is legally enforceable by any party against the United States or its agencies or officers or any other person.” Nothing in the statute, the current regulations, or this proposed rule creates any right for an alien with a final order of removal to obtain employment authorization. Accordingly, there is no implied or explicit right to obtain employment authorization, and therefore reliance interests are necessarily discounted accordingly based on the express terms of the statute.
第三方,包括雇主、房东及其他相关方,也可能对这些人群的就业能力存在间接的依赖利益。然而,如前所述,每个人群的移民身份状况及其相应的就业授权均属临时性质。因此,在考量可能产生的任何依赖利益时,必须计及这些人群获得就业授权的临时可得性与资格条件,故此类依赖利益不应被视为具有重大意义。基于上述相同理由,国土安全部(DHS)认为,本规则所述拟议法规修正案所体现的美国政府利益,超过第三方的任何依赖利益。
Third parties, including employers, landlords, and others, may also have indirect reliance interests in the ability of these populations to be employed; however, as stated previously, the immigration situation of each population and their corresponding employment authorization are temporary. Therefore, consideration of any reliance interest that may have resulted must take into account the temporary availability and eligibility of these populations to be employment authorized and is therefore not considered significant. For the same reasons set forth above, DHS finds the U.S. government's interest in these proposed regulatory amendments described in this rule outweighs any reliance interest of third parties.
此外,通过进行通告评议式规则制定程序,国土安全部正在提供通知,以使这些人群能够缓解因获得就业授权而可能产生的任何依赖利益。
Additionally, by going through notice and comment rulemaking, DHS is providing notice that will allow these populations to mitigate any reliance interest that may have resulted from being employment authorized.
国土安全部欢迎就本拟议规则可能影响的依赖利益提交意见。
DHS welcomes comments on the reliance interests that may be affected by this proposed rule.
一、关于拟议规则替代方案的讨论
I. Discussion on Alternatives to the Proposed Rule
国土安全部已审慎考虑了拟议规则的潜在替代方案,以期在实现既定目标的同时,最大限度地减少对受影响个人及实体的经济影响。国土安全部尚未发现能够以符合适用法律及操作要求的方式实现拟议规则政策目标的替代方案。本拟议规则体现了国土安全部就如何在兼顾相关政策考量的同时,有效且高效地实现既定目标所作出的最佳判断。
DHS has carefully considered potential alternatives to the proposed rule that would achieve the stated objectives while minimizing economic impacts on affected individuals and entities. DHS has not identified alternatives that would meet the policy goals of the proposed rule in a manner consistent with applicable legal and operational requirements. The proposed rule reflects DHS's best judgment on how to effectively and efficiently achieve the stated objectives while balancing the relevant policy considerations.
国土安全部认识到,公众意见对于指出美国公民及移民服务局(USCIS)在规则制定过程中可能未曾识别的潜在替代方案具有重要意义。因此,国土安全部邀请公众就能够实现本拟议规则既定目标的任何重大替代方案提出意见和建议。具体而言,国土安全部寻求有关能够实现相同政策目标,同时进一步减少经济影响或解决任何意外后果的方法的意见。公众反馈对于确保最终规则全面理解其潜在影响,并在可行的情况下纳入可行的替代方案至关重要。国土安全部请求公众提交意见,并寻求能够实现相同目标的替代方案。
DHS recognizes the importance of public input in pointing out potential alternatives that USCIS may not have identified during the rulemaking process. Accordingly, DHS invites members of the public to provide comments and suggestions for any significant alternatives that could accomplish the stated objectives of the proposed rule. Specifically, DHS seeks input on approaches that would achieve the same policy goals while further minimizing economic impacts or addressing any unintended consequences. Public feedback is critical to ensuring that the final rule reflects a comprehensive understanding of its potential impacts and incorporates viable alternatives, if available. DHS requests comments and seeks alternatives from the public that will accomplish the same objectives.
二、可分割性
J. Severability
国土安全部在发布本拟议规则时,意图使各项(印刷页第34394页)条款在最大可能范围内彼此可分割。本规则的结构设计使得,若法院对本规则作出中止、禁令或撤销裁定,该裁定可被严格限定于纠正法院可能认定的特定条款所存在的具体损害。例如,若法院出于某种原因裁定仅应禁止或撤销8 CFR 274a.12(c)(11)项下的法规修正案,国土安全部意图使该法院严格限缩其裁决范围,使本规则其余部分就所有其他受涵盖外国人及情形继续有效。这一原则同样适用于本规则拟议的所有条款,包括8 CFR 241.4条、241.5条、241.13条、274a.12条、274a.13条及274a.14条。国土安全部在本规则中拟议的每一项修订,特别是涉及酌情就业授权的修订,均意图被视为可独立成立并应独立考量的单独条款。国土安全部确认,拟议对8 CFR 106.2(a)(44)(ii)(F)条和(a)(44)(iv)(D)条的修订,与拟议对8 CFR 274a.12(a)(10)条的修订相互关联且互为条件。
In issuing this proposed rule, it is DHS's intention that the various ( printed page 34394) provisions would be considered severable from one another to the greatest extent possible. This rule is structured in such a way that a stay, injunction or vacatur of this rule could be narrowly tailored to remedy the specific harm that a court may determine exists with a specific provision. For example, if a court were to hold that only the amendments to the regulations under 8 CFR 274a.12(c)(11) should be enjoined or vacated for some reason, it is the intent of DHS that such court would narrowly construe its decision and leave the remainder of the rule in place with respect to all other covered aliens and circumstances. This also holds true for all of the provisions proposed in this rule, including 8 CFR 241.4, 241.5, 241.13, 274a.12, 274a.13, and 274a.14. Each revision that DHS is proposing in this rule, in particular those affecting discretionary employment authorization, is intended to be considered as a separate provision that can stand on its own and should be considered independently. DHS does recognize that the revisions being proposed to 8 CFR 106.2(a)(44)(ii)(F) and (a)(44)(iv)(D) are intertwined with and contingent upon the revisions being proposed to 8 CFR 274a.12(a)(10).
第五部分、法定与法规要求
V. Statutory and Regulatory Requirements
A. 第12866号行政命令(《监管规划与审查》)、第13563号行政命令(《改进监管与监管审查》)及第14192号行政命令(《通过放松监管释放繁荣》)
A. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (Unleashing Prosperity Through Deregulation)
第12866号和第13563号行政命令指示各机构评估可用监管替代方案的成本与效益,并在确有必要制定法规时,选择能够实现净效益最大化的监管方法。第13563号行政命令强调量化成本与效益、降低成本、协调各项规则以及促进灵活性的重要性。
E.O.s 12866 and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if a regulation is necessary, to select regulatory approaches that maximize net benefits. E.O. 13563 emphasizes the importance of quantifying costs and benefits, reducing costs, harmonizing rules, and promoting flexibility.
E.O. 14192号行政命令指示各机构大幅减少遵守联邦法规所需的私人支出,并规定“在法律允许的范围内,与新法规相关的任何新增成本,应通过取消与至少10项现行法规相关的现有成本予以抵消。”
E.O. 14192 directs agencies to significantly reduce the private expenditures required to comply with Federal regulations and provides that “any new incremental costs associated with the new regulations shall, to the extent permitted by law be offset by the elimination of existing costs associated with at least 10 prior regulations.”
管理和预算办公室(OMB)已将本规则指定为“重大监管行动”,根据第12866号行政命令第3(f)(1)节的定义,该规则具有经济重大性,因为其对经济的年度影响在分析的任何一年均超过1亿美元。因此,本规则已由管理和预算办公室审查。
The Office of Management and Budget (OMB) has designated this rule a “significant regulatory action” that is economically significant as defined under section 3(f)(1) of E.O. 12866, because its annual effects on the economy exceed $100 million in any year of the analysis. Accordingly, the rule has been reviewed by the Office of Management and Budget.
此外,本拟议规则不属于第14192号行政命令所规定的监管行动,因为该规则是针对美国移民相关职能发布的。本规则的主要直接目的是实施或解释美国移民法(如《移民与国籍法》第101(a)(17)节,8 U.S.C. 1101(a)(17)所述),或美国联邦政府就外国人所履行的任何其他职能。参见OMB备忘录M-25-20,《关于实施题为“通过放松监管释放繁荣”的第14192号行政命令第3节的指南》(2025年3月26日)。
Additionally, this proposed rule is not an E.O. 14192 regulatory action because it is being issued with respect to an immigration-related function of the United States. The rule's primary direct purpose is to implement or interpret the immigration laws of the United States (as described in INA sec. 101(a)(17), 8 U.S.C. 1101(a)(17)) or any other function performed by the U.S. Federal Government with respect to aliens. See OMB Memorandum M-25-20, “Guidance Implementing Section 3 of Executive Order 14192, titled “Unleashing Prosperity Through Deregulation” (Mar. 26, 2025).
1. 概要
1. Summary
国土安全部(DHS)估计,本拟议规则将导致获准延期执行、获准假释入境以及已获最终驱逐令但符合就业授权资格的外国人人数减少。这可能导致不再具有就业授权资格的外国人收入损失,同时确保并加强对美国工人的保护。收入损失可能导致成本从外国人转移至其支持网络,包括为该外国人及其任何受抚养人提供扶助的家庭成员、社区团体、非营利组织或第三方组织。此外,国土安全部估计,本拟议规则将增加仍具有就业授权资格的外国人的申请负担,同时确保就业的经济必要性,并允许国土安全部在签发就业授权之前核实犯罪记录并通过生物识别验证外国人的身份,以及要求外国人向美国公民及移民服务局(USCIS)证明其应获得有利的自由裁量权行使。目前雇用外国工人、且这些工人根据本拟议规则将不再具有续签就业授权资格的美国企业,可能因员工流动或遵守拟议的E-Verify要求(该要求将确保外国人获得工作授权)而产生新的成本。最后,本拟议规则可能导致税收损失。
DHS estimates that this proposed rule would result in a reduction in the number of aliens granted deferred action, aliens granted parole, and aliens with final orders of removal who are eligible for employment authorization. This could result in lost earnings for aliens who are no longer eligible for employment authorization, while also ensuring and strengthening protections of American workers. The lost earnings could result in a transfer of costs from the alien to his or her support network, including family members, community groups, non-profits or third-party organizations that provide for the alien, and any dependents. In addition, DHS estimates that the proposed rule would increase filing burdens for those aliens who remain eligible for employment authorization, while ensuring economic necessity for employment and permitting DHS to verify criminal history and biometrically verify an alien's identity before issuing employment authorization, and demonstrating to the satisfaction of USCIS that the alien warrants a favorable exercise of discretion. U.S. businesses that currently employ alien workers who would no longer be eligible to renew their employment authorization under this proposed rule could incur new costs due to employee turnover or compliance with the proposed E-Verify requirement that would ensure aliens' authorization to work. Finally, the proposed rule may result in a loss of tax revenue.
根据本拟议规则,国土安全部估计并量化了六类经济影响,包括:(1)可能不再具有就业授权资格的外国工人的潜在收入损失;(2)外国人提交表格所需时间负担的增加;(3)外国人提交生物识别信息所需的额外时间和费用;[166](4)雇用外国工人的雇主在雇用授权文件(EAD)到期、被撤销或未获续签时可能产生的劳动力流动成本;(5)雇主为保留申请续签EAD的外国工人而注册并维持良好状态的E-Verify账户所需承担的成本;以及(6)联邦政府可能遭受的就业税损失。
Under the proposed rule, DHS estimates and quantifies six types of economic impacts, including: (1) potential lost earnings of alien workers who may no longer be eligible for employment authorization; (2) increased time burden for aliens to submit forms; (3) added time and costs for aliens to submit biometrics; [166] (4) labor turnover costs that employers of alien workers could incur when EADs expire, are revoked, or are not renewed; (5) costs to employers to enroll in and maintain an E-Verify account as a participant in good standing to retain alien workers applying for renewal EADs; and (6) potential employment tax losses to the Federal government.
DHS估计,根据本拟议规则,部分外国人将不再具有获得酌情就业授权文件(EAD)的资格。然而,由于数据限制,DHS无法精确估计此类人员的数量,因此采用具有上下限的区间估计。本拟议规则估计的10年未折现直接成本约为91亿美元至279亿美元(表V.36),其中包括与生物识别信息相关的成本、相关申请表格所增加的时间负担成本,以及在雇主无法为因本规则而丧失就业授权资格的(c)(11)、(c)(14)和(c)(18)类外国人找到替代劳动力的情况下所产生的估计成本。按3%贴现率折算的本拟议规则10年成本年化后约为9.205亿美元至28亿美元,按7%贴现率折算后约为9.371亿美元至29亿美元。DHS估计,从雇主和雇员向联邦政府转移的就业税(即医疗保险税和社会保障税)最高为29亿美元(10年未折现)(按3%贴现率年化为2.982亿美元,按7%贴现率年化为3.046亿美元)。
DHS estimates that some aliens would be ineligible for discretionary EADs due to the proposed rule. However, DHS cannot estimate this population with precision because of data constraints and therefore relies on a range with an upper and lower bound. The estimated 10-year undiscounted, direct costs of this proposed rule would range from about $9.1 billion to $27.9 billion (Table V.36), which includes costs associated with biometrics and added time burdens for relevant filing forms as well as estimated costs should employers not be able to find replacement labor for (c)(11), (c)(14), and (c)(18) aliens who would become ineligible for employment authorization under this rule. The estimated 10-year costs of the proposed rule annualized at a 3 percent discount rate would range from 920.5 million to 2.8 billion, and at a 7 percent discount rate would range from $937.1 million to $2.9 billion. DHS estimates $2.9 billion (10-year undiscounted) as the maximum transfer of employment taxes (namely Medicare and Social Security) from employers and employees to the Federal Government ($298.2 million annualized at 3 percent and $304.6 million annualized at 7 percent).
本拟议规则的潜在收益将是定性的。首先,由于本拟议规则将削减(c)(11)、(c)(14)和(c)(18)类外国人群体的就业授权资格,美国公民或合法永久居民工人总体上将更有可能获得目前由这些类别外国工人所占据的工作岗位。其次,本拟议规则可能会降低(c)(18)类外国人在收到最终驱逐令后继续留在美国的动机,这可能减少政府在执行此类外国人最终驱逐令以及监控和(印刷页第34395页)追踪因暂缓执行驱逐令监管(OSUP)而被暂时释放的外国人方面所耗费的资源。根据美国国土安全部(DHS)2025年5月发布的一份新闻稿,[167]逮捕、拘留和驱逐一名非法外国人的平均成本为17,121美元。[168]其他无法量化的收益还包括:使DHS能够确定就业的经济必要性,在根据第274a.12(c)条签发任何就业授权之前对外国人的身份进行生物识别验证,将外国人的生物识别信息与政府数据库进行核查以排查犯罪活动,以及确保外国人在续签就业授权时其就业授权由雇主进行核实,从而提高移民系统的完整性。
The potential benefits of the proposed rule would be qualitative. First, U.S. citizen or lawful permanent resident workers, on the whole, would be more likely to obtain jobs currently held by category (c)(11), (c)(14), and (c)(18) alien workers since the proposed rule would reduce employment authorization eligibility for these populations of aliens. Second, the proposed rule may reduce the incentive for (c)(18) aliens to remain in the United States after receiving a final order of removal, which could reduce the amount of government resources expended on enforcing final orders of removal for such aliens as well as monitoring and ( printed page 34395) tracking aliens temporarily released on OSUP. According to a May 2025 DHS press release,[167] the average cost to arrest, detain, and remove an illegal alien is $17,121.[168] Additional unquantifiable benefits also include enabling DHS to determine an economic necessity for employment, biometrically verifying an alien's identity before issuing any employment authorization under § 274a.12(c), vetting an alien's biometrics against government databases for criminal activity, and ensuring that aliens who renew their employment authorization have their employment authorization verified by their employer, thereby increasing the integrity of the immigration system.
表V.1概述了拟议监管变更的影响摘要及相关估计成本和收益。[169]
Table V.1 shows the summary of impacts of the proposed regulatory changes and the associated estimated costs and benefits.[169]
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( printed page 34402)
减少具有最终驱逐令的外国人、获准延期遣返行动的外国人以及获准假释且符合工作许可资格的外国人人数所产生的影响,既包括潜在的分配性影响(转移),也包括成本。美国公民及移民服务局(USCIS)将这些不再符合工作许可资格的外国人所损失的报酬作为衡量此项变化影响的指标,既可将其视为这些外国人向他人转移的分配性影响(转移),也可将其作为企业生产力损失成本的替代衡量方式。如果所有公司都能轻易为这些外国人原本会填补的职位找到合理的劳动力替代者,美国国土安全部(DHS)估计最多将有28亿美元(按3%贴现率年化)从这些工人转移给劳动力中的其他人(或促使其重新进入劳动力市场);按7%贴现率年化则为29亿美元(见表V.2(A))。[171]在此情形下,不会产生联邦就业税损失。[172]相反,如果公司无法为这些外国人原本会填补的职位找到合理的劳动力替代者,则估计生产力损失的货币化成本最高为28亿美元(按3%贴现率年化)或29亿美元(按7%贴现率年化),而这些外国人向其他工人转移的货币化转移估计为0美元。此外,在这种职位空缺无人填补的情形下,联邦政府将遭受就业税损失。USCIS估计,公司和雇员向联邦政府转移的就业税的最大减少额为2.982亿美元(按3%贴现率年化)或3.046亿美元(按7%贴现率年化)。
The impacts of reducing the number of aliens with final orders of removal, aliens granted deferred action, and aliens granted parole who are eligible for employment authorization include both potential distributional impacts (transfers) and costs. USCIS uses the lost compensation to aliens who are no longer eligible for employment authorization as a measure of the impact of this change—either as distributional impacts (transfers) from these aliens to others or as a proxy for businesses' cost for lost productivity. If all companies can easily find reasonable labor substitutes for the positions the aliens would have otherwise filled, DHS estimates a maximum of $2.8 billion (annualized at a 3 percent discount rate) would be transferred from these workers to others in the labor force (or induced back into the labor force); $2.9 billion (annualized at a 7 percent discount rate) (Table V.2(A)).[171] Under this scenario, there would be no Federal employment tax losses.[172] Conversely, if companies are unable to find reasonable labor substitutes for the positions the aliens would have filled then a maximum of $2.8 billion (annualized at a 3 percent discount rate) or $2.9 billion (annualized at a 7 percent discount rate) is the estimated monetized cost in lost productivity, and $0 is the estimated monetized transfers from these aliens to other workers. In addition, under this scenario where jobs would go unfilled, there would be a loss of employment taxes to the Federal Government. USCIS estimates $298.2 million (annualized at a 3 percent discount rate) or $304.6 million (annualized at a 7 percent discount rate) as the maximum reduction in transfers of employment taxes from companies and employees to the Federal Government.
DHS认为,上述两种情形体现了在当前劳动力市场条件下雇主应对能力的不确定性。DHS针对影响具有最终驱逐令的外国人、获准延期遣返行动的外国人以及获准假释的外国人就业资格的各项规定所产生的货币化影响范围,估计了其端点值。本规则制定的影响部分取决于诸多复杂且不断变化的变量之间的相互作用,包括全国、州及地方的劳动力市场状况、经济和商业因素、所涉职业和技能的类型,以及具有类似技能的工人的供给情况。DHS承认,关于移民对劳动力市场影响的文献十分丰富。[173]DHS欢迎公众就这些情形中提出的估算以及受影响职位将被重新填补这一假设的有效性发表意见。
DHS believes the two scenarios described above represent the uncertainty in how employers will be able to respond given labor market conditions. DHS estimated endpoints for the range of monetized impacts resulting from the provisions that affect employment eligibility for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole. Effects of this rulemaking would depend in part on the interaction of a number of complex variables that are constantly in flux, including national, state, and local labor market conditions, economic and business factors, the type of occupations and skills involved, and the availability of similarly skilled workers. DHS acknowledges there is extensive literature on the impacts of immigration on labor markets.[173] DHS welcomes public comment on the estimates presented in these scenarios and on the validity of the assumptions on affected jobs being backfilled.
本规则还存在其他成本,包括E-Verify系统、生物识别信息采集、劳动力流动以及额外的表格负担。上述两种情形下均存在这些其他成本,因此本规则的最低成本为420万美元(按3%贴现率年化),或440万美元(按7%贴现率年化)。
There are other costs of the rule, including E-Verify, biometrics, labor turnover, and additional form burdens. These other costs exist under both scenarios described above, and thus $4.2 million is the minimum cost of the rule (annualized at a 3 percent discount rate or $4.4 million (annualized at a 7 percent discount rate).
上述情形所描述的影响范围,加上对其他成本的考量,汇总于表V.2中。表V.2中所示的主要估算值,是每种情形下最低估算值与最高估算值之间的中位点。[174]
The range of impacts described by the scenarios above, plus the consideration of the other costs, are summarized in Table V.2. The primary estimate shown in Table V.2 is the median point between the minimum estimate and the maximum estimate for each scenario.[174]
(印刷页第34403页)
( printed page 34403)
(印刷页第34404页)
( printed page 34404)
此外,表V.3列出了按照行政管理和预算局(OMB)A-4号通告要求编制的会计报表,显示了与本拟议法规相关的成本。[175]请注意,在成本项下,会计报表中提供的主要估算值,是基于“所有外国人均被其他工人替代”这一情形下的最低成本,与“无外国人被替代”这一情形下的最高成本(即表V.2(A)和(B)所示的情形)计算得出的中点值。
In addition, Table V.3 presents the prepared accounting statement, as required by OMB Circular A-4, showing the costs associated with this proposed regulation.[175] Note that under costs, the primary estimates provided in the accounting statement are the calculated midpoint based on the minimum cost from the scenario that all aliens are replaced with other workers and the maximum cost from the scenario that no aliens are replaced with other workers (scenarios presented in Tables V.2(A) and (B)).
(印刷页第34405页)
( printed page 34405)
(印刷页第34406页)
( printed page 34406)
2. 拟议规则的背景与目的
2. Background and Purpose of the Proposed Rule
USCIS正在起草相关法规,以使其授予工作许可的自由裁量权与本届政府当前的移民执法优先事项保持一致,[176]包括通过严格执行和管理我国移民法律,促使具有驱逐令的外国人被及时驱逐出境。
USCIS is drafting regulations to align its discretionary authority to grant employment authorization with the Administration's current immigration enforcement priorities,[176] including the prompt removal of aliens with removal orders through the rigorous enforcement and administration of our immigration laws.
a. 对处于监督下自愿离境(OSUP)状态的外国人给予自由裁量性工作许可(第(c)(18)项)
a. Discretionary Employment Authorization for Aliens on OSUP ((c)(18))
如上文所述,美国移民及海关执法局(ICE)致力于迅速将受最终驱逐令约束的外国人从美国驱逐出境。驱逐行动需要综合协调、管理和推动方面的努力。根据法律规定,国土安全部(DHS)必须在最终驱逐令发布后90天内(“驱逐期限”)将被拘留的外国人驱逐出境或释放。[177] 此外,法律明确禁止国土安全部在驱逐期限内释放因犯罪或恐怖活动而被判驱逐的外国人。[178] 对于被拘留超过驱逐期限的外国人,国土安全部必须遵守Zadvydas案的裁决(本拟议规则通篇讨论该案),[179] 该裁决认为,一旦确定“在可预见的未来内不存在显著的驱逐可能性”,持有最终驱逐令的外国人就不能被继续拘留(除非存在特殊情况)。[180] (印刷页34407) 根据《移民与国籍法》(INA)第241(a)(3)条,即8 U.S.C. 1231(a)(3)的规定,从ICE拘留中获释的持有最终驱逐令的外国人应受到监管。[181]
As discussed, ICE works to promptly remove aliens subject to a final order of removal from the United States. Removal operations require integrated coordination, management, and facilitation efforts. By law, DHS is required to remove or release a detained alien ordered removed within a period of 90 days (“removal period”) after the issuance of a final order of removal.[177] Furthermore, the law expressly prohibits DHS from releasing an alien during the removal period if the alien was ordered removed based on criminal grounds and/or terrorist activities.[178] For aliens detained beyond the removal period, DHS must comply with Zadvydas (discussed throughout this proposed rule),[179] which held that an alien with a final order of removal cannot be kept in detention (unless special circumstances exist) once it has been determined that there is not a “significant likelihood of removal in the reasonably foreseeable future.” [180] ( printed page 34407) Aliens with final orders of removal who are released from ICE custody under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), are subject to supervision.[181]
如上所述,国土安全部目前根据8 CFR 274a.12(c)(18)的规定,向已被判处驱逐并根据《移民与国籍法》第241(a)(3)条(即8 U.S.C. 1231(a)(3))以监管令形式暂时获释的外国人提供就业授权资格。参见8 CFR 241.5(c)、274a.12(c)(18)。
As noted above, DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(18) to aliens who have been ordered removed and have been temporarily released from detention under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), on an order of supervision. See8 CFR 241.5(c), 274a.12(c)(18).
如前言中详细说明,国土安全部已确定,就业授权应限于被判处驱逐并根据监管令(OSUP)暂时获释的外国人中的一部分,以便更好地与国土安全部的执法使命及本届政府当前的移民执法重点(包括第14159号行政命令中所述内容)保持一致,并加强对美国工人的保护。
As explained in detail in the preamble, DHS has determined that employment authorization should be limited to a subset of aliens ordered removed and temporarily released on OSUP to better align with the DHS enforcement mission and the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159, and efforts to strengthen protections of American workers.
此外,国土安全部拟要求符合本例外情形的外国人证明其就业存在经济必要性。拟议的法规修改将要求外国人填写并提交I-765WS表格,并提交证明文件[182]以支持其就业经济必要性的主张。
Further, DHS intends to require aliens who qualify under this exception to establish an economic necessity for employment. The proposed regulatory change will require that aliens complete and submit Form I-765WS, as well as submit documentary evidence [182] to support their claim of economic necessity for employment.
国土安全部拟将本规则所作的变更仅适用于在本规则(如最终定稿)生效日期当日或之后根据8 CFR 274a.12(c)(18)提交的初次申请和续签申请。美国公民及移民服务局(USCIS)不会将本规则所作的变更适用于在本规则(如最终定稿)生效日期之前收到的任何待决的补发工作许可证(EAD)申请,也不会适用于新提交的补发EAD申请,因为此类裁定不被视为就业授权的新批准,而是基于先前已获批准期限对EAD的补发。
DHS proposes to apply changes made by this rule only to initial and renewal applications under 8 CFR 274a.12(c)(18) filed on or after the effective date of the rule, if finalized. USCIS would not apply the changes made by this rule to any pending application for a replacement EAD received before the effective date of the rule, if finalized, or to new applications for replacement EADs, because such adjudications are not considered a new grant of employment authorization but a replacement of an EAD based on a previously authorized period.
b. 对获得延缓执行遣返(Deferred Action)的外国人的酌情就业授权((c)(14))
b. Discretionary Employment Authorization for Aliens Granted Deferred Action ((c)(14))
国土安全部目前根据(c)(14)类别向获得延缓执行遣返的外国人提供就业授权资格。参见8 CFR 274a.12(c)(14)。此类外国人若要获得就业授权,必须提交I-765表格,并附上所需文件及相应费用。[183] 如果USCIS根据(c)(14)类别批准该外国人的I-765表格,其有效期通常与延缓执行遣返的授予期限相同,并将在延缓执行遣返期限的结束日期终止。[184] 如前言中详细说明,国土安全部已确定并拟议,对获得延缓执行遣返的外国人,其就业授权应限制在不超过一年的期限内。
DHS currently extends eligibility for employment authorization to aliens who have been granted deferred action under the (c)(14) category. See8 CFR 274a.12(c)(14). In order for such aliens to obtain employment authorization, the alien must file Form I-765 accompanied by required documentation and the proper fee.[183] If USCIS approves the alien's Form I-765 under the (c)(14) category, the validity period generally runs for the same period of time as the grant of deferred action and will end on the end date of the period of deferred action.[184] As explained in detail in the preamble, DHS has determined and is proposing that employment authorization should be limited for aliens granted deferred action not to exceed one year.
国土安全部拟将本规则所作的变更仅适用于在本规则(如最终定稿)生效日期当日或之后根据8 CFR 274a.12(c)(14)提交的初次申请和续签申请。USCIS不会将本规则(如最终定稿)所作的变更适用于在该生效日期之前收到的任何待决的补发EAD申请,也不会适用于新提交的补发EAD申请,因为此类裁定不被视为就业授权的新批准,而是基于先前已获批准期限对EAD的补发。
DHS proposes to apply changes made by this rule only to initial and renewal applications under 8 CFR 274a.12(c)(14) filed on or after the effective date of the rule, if finalized. USCIS would not apply the changes made by this rule, if finalized, to any pending application for a replacement EAD received before the effective date of the rule or to new applications for replacement EADs, because such adjudications are not considered a new grant of employment authorization but a replacement of an EAD based on a previously authorized period.
c. 对获准假释进入美国的外国人的酌情就业授权((c)(11))
c. Discretionary Employment Authorization for Aliens Paroled Into the United States ((c)(11))
外国人作为入境申请人,可以基于紧急人道主义原因或重大公共利益请求准予假释进入美国。假释允许可能不符合入境资格或在其他方面不符合入境条件的外国人暂时假释进入美国境内一段时间。通常情况下,假释在到期日或假释人离开美国或获得移民身份(以先发生者为准)时终止。除少数例外情况外,美国国土安全部(DHS)目前将就业许可资格扩大适用于根据(c)(11)类别获得假释的外国人。见8 CFR 274a.12(c)(11)。此类外国人若要获得就业许可,必须提交I-765表格,并附具所需文件及相应费用。[185]如果美国公民及移民服务局(USCIS)根据(c)(11)类别批准外国人的I-765表格,则就业许可的有效期为外国人假释期限或一年,以两者中较短者为准。[186]正如序言中详细说明的那样,国土安全部已确定,应进一步限制获准假释的外国人的就业许可,以更好地契合国土安全部的执法使命及本届政府当前的移民执法优先事项,包括第14159号行政命令中所列事项,以及加强保护美国工人的各项努力。
Aliens who are applicants for admission may request to be paroled into the country based on urgent humanitarian reasons or a significant public benefit. Parole allows an alien who may be inadmissible or otherwise ineligible for admission into the United States to be paroled into the country for a temporary period of time. Generally, parole ends upon an expiration date or when a parolee departs the United States or acquires an immigration status, whichever occurs first. With some exceptions, DHS currently extends eligibility for employment authorization to aliens who have been granted parole under the (c)(11) category. See8 CFR 274a.12(c)(11). In order for such aliens to obtain employment authorization, the alien must file Form I-765 accompanied by required documentation and the proper fee.[185] If USCIS approves an alien's Form I-765 under the (c)(11) category, the validity period for employment authorization will be the shorter of either the duration of the alien's parole or one year.[186] As explained in detail in the preamble, DHS has determined that employment authorization should be further limited for aliens granted parole to better align with the DHS enforcement mission and the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159, and efforts to strengthen protections of American workers.
国土安全部提议,本规则所做的变更仅适用于本规则(如最终确定)生效日期当日或之后提交的根据8 CFR 274a.12(c)(11)提出的初次申请和续签申请。对于在本规则(如最终确定)生效日期之前收到的任何待决的更换版就业许可证(EAD)申请,或对于新提交的更换版EAD申请,美国公民及移民服务局均不会适用本规则所做的变更,因为此类裁定并不被视为新的就业许可授予,而是基于此前已获授权期限对EAD进行更换。
DHS proposes to apply changes made by this rule only to initial and renewal applications under 8 CFR 274a.12(c)(11) filed on or after the effective date of the rule, if finalized. USCIS would not apply the changes made by this rule to any pending application for a replacement EAD received before the effective date of the rule, if finalized, or to new applications for replacement EADs because such adjudications are not considered a new grant of employment authorization but a replacement of an EAD based on a previously authorized period.
3. 受影响人群
3. Population
可能受本拟议规则影响的人群包括:已有最终驱逐令但根据监管令暂时获准解除拘留,并根据(c)(18)类别获得就业许可的外国人;获准延缓执行遣返(暂缓遣返)并根据(c)(14)类别获得就业许可的外国人;以及基于紧急人道主义原因或重大公共利益获准假释进入美国,并根据(c)(11)类别获得就业许可的外国人。
The populations that could be affected by this proposed rule consist of: aliens who have a final order of removal but who are temporarily released from custody on an order of supervision and are employment authorized under the (c)(18) category; aliens granted deferred action and are employment authorized under the (c)(14) category; and aliens granted parole into the country based on urgent humanitarian reasons or a significant public benefit and are employment authorized under the (c)(11) category.
如序言中所述,凡曾因任何刑事犯罪行为被逮捕、起诉或定罪,或已承认实施暴力或危险犯罪,或有证据表明属于帮派或恐怖组织成员的外国人,均不应获得自由裁量权的有利行使,除非存在重大的相反公共利益考量因素,(原书第34408页)该考量因素可能包括该外国人留在美国协助美国境内执法活动。这些拟议变更不仅将影响(c)(11)、(c)(14)和(c)(18)类人群,还将影响所有酌情裁量类EAD人群,[187]但不包括(c)(8)、[188](c)(19)、(c)(20)、(c)(22)和(c)(24)类别。虽然部分外国人,例如因监管令而被释放者,属于已知的已定罪罪犯,但国土安全部无法准确估计,若本拟议规则最终颁布为正式规则,将有多少外国人可能因自由裁量而被拒绝就业许可。自由裁量分析具有个案具体性,通常是在官员确定外国人符合所有适用的门槛资格要求之后进行评估的。该分析涉及审查个案中所有相关的具体事实和情况,并在案件记录全局范围内权衡特定案件中存在的所有积极因素与任何消极因素。此外,国土安全部也不掌握会因后续刑事定罪或帮派、恐怖组织关联而被自由裁量拒绝的外国人数量。基于上述原因,我们无法估计将有多少外国人会因这些因素而被自由裁量拒绝。然而,国土安全部承认,对于那些因犯罪记录而不再被认定符合酌情裁量类EAD资格的外国人而言,将产生类似的成本,本分析将对此作进一步讨论。
As noted in the preamble, aliens who have been arrested for, indicted for, or convicted of any criminal act, have admitted to committing a violent or dangerous crime, or for whom evidence exists that the alien is a member of a gang or terrorist organization do not warrant a favorable exercise of discretion, unless there are significant countervailing public interest, which ( printed page 34408) may include the presence of the alien in the United States to assist law enforcement activity in the United States. These proposed changes will not only affect the (c)(11), (c)(14), and (c)(18) populations, but all discretionary EAD populations,[187] excluding (c)(8),[188] (c)(19), (c)(20), (c)(22), and (c)(24). While some aliens, such as those released on orders of supervision, are known convicted criminals, DHS is unable to precisely estimate the number of aliens who could potentially be denied employment authorization as a matter of discretion should this proposed rule be promulgated as a final rule. The discretionary analysis is case-specific and typically assessed after an officer has determined that the alien meets all applicable threshold eligibility requirements. It involves the review of all relevant, specific facts and circumstances in an individual case and weighing all the positive factors present in a particular case against any negative factors in the totality of the record. Further, DHS does not know the number of aliens who would be denied as a matter of discretion because of subsequent criminal convictions or gang/terrorist organization affiliations. For these reasons, we cannot estimate how many aliens would be denied as a matter of discretion based on these factors. However, DHS recognizes that there would be similar costs, which are further discussed in this analysis, for those aliens that are no longer found eligible for employment authorization under a discretionary EAD based on criminal history.
国土安全部(DHS)根据2015财年至2024财年的历史数据估算受影响人数。预计人数估算是根据以下两种情形编制的:(1) 无本规则情形,以及(2) 有本规则情形。这两种情形稍后将用于“货币化影响分析”部分,以估算本拟议规则的经济影响。
DHS estimates the affected population based on historical data for FY 2015 through FY 2024. The projected population estimates are developed under two scenarios: (1) without this rule and (2) with this rule. The two scenarios will later be used in the “Monetized Impact Analysis” section to estimate the economic impact of this proposed rule.
a. 根据监管令临时释放的外国人自由裁量就业授权((c)(18))
a. Discretionary Employment Authorization for Aliens on OSUP ((c)(18))
国土安全部根据2015财年至2024财年的历史数据估算受影响人数。表V.4显示了2015财年至2024财年期间,根据(c)(18)类别,为根据监管令临时释放的外国人使用I-765表申请就业授权的初次申请和续签申请的年度收案量和批准量。
DHS estimates the affected population based on historical data for FY 2015 through FY 2024. Table V.4 shows the annual receipts and approvals for initial and renewal applications for employment authorization using Form I-765 under the (c)(18) category for aliens temporarily released on an order of supervision for FY 2015 through FY 2024.
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在2015财年至2024财年期间,就业授权初次申请收案量从2015财年的9,632件下降至2018财年的4,421件(该期间的最低值),随后上升至2022财年的10,435件(该期间的最高值),之后又下降至2024财年的5,228件。就业授权初次申请批准量从2015财年的最高值8,745件下降至2021财年的最低值3,210件,随后上升至2024财年的4,420件。就业授权续签申请收案量从2015财年的22,816件下降至2019财年的19,315件(该期间的最低值),随后上升至2023财年的27,840件(该期间的最高值),之后又下降至2024财年的27,433件。就业授权续签申请批准量从2015财年的21,241件下降至2021财年的最低值17,220件,随后再次上升至2024财年的最高值27,796件。虽然国土安全部估计拟议规则将减少符合就业授权资格的外国人数量,并预计(c)(18)类别的初次申请和续签申请的收案量和批准量都将下降,但由于本分析中进一步讨论的原因,国土安全部无法确定下降的幅度。
The number of initial receipts of employment authorization over the period FY 2015 through FY 2024 decreased from 9,632 in FY 2015 through 4,421 in FY 2018 (a period low), then increased to 10,435 in FY 2022 (a period high), and subsequently, decreased to 5,228 in FY 2024. The number of initial approvals of employment authorization decreased from a high of 8,745 in FY 2015 to a low of 3,210 in FY 2021, then increased to 4,420 in FY 2024. The number of renewal receipts of employment authorization decreased from 22,816 in FY 2015 to 19,315 in FY 2019 (a period low) before increasing to 27,840 FY 2023 (a period high) and subsequently decreased to 27,433 in FY 2024. The number of renewal approvals for employment authorization decreased from 21,241 in FY 2015 to a low of 17,220 in FY 2021 before increasing again to a high of 27,796 in FY 2024. While DHS estimates the proposed rule would reduce the number of aliens eligible for employment authorization and anticipates a decline in (c)(18) receipts and approvals for both initial and renewal applications, DHS is unable to determine the magnitude of decline for reasons discussed further in this analysis.
表V.5根据表V.4中列出的收案量,显示了初次申请和续签申请收案量的年增长率。对于初次申请收案量,2015财年至2019财年期间的5年年增长率下降了9.8%;2020财年至2024财年期间的5年年增长率下降了3.7%;2015财年至2024财年期间的10年年增长率下降了5.9%。[189] 对于续签申请收案量,2015财年至2019财年期间的5年年增长率下降了3.3%;2020财年至2024财年期间的5年年增长率上升了3.8%;2015财年至2024财年期间的10年年增长率上升了1.9%。[190] 国土安全部使用这些增长率来估算在有本规则和无本规则两种情形下初次申请和续签申请预计收案量。
Table V.5 shows annual growth rates of initial and renewal receipts based on the receipts presented in Table V.4. For initial receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 9.8 percent; the 5-year annual growth rate for the period 2020 through 2024 decreased 3.7 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 decreased 5.9 percent.[189] For renewal receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 3.3 percent; the 5-year annual growth rate for the period 2020 through 2024 increased 3.8 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 1.9 percent.[190] DHS uses these growth rates to estimate the projected number of initial and renewal receipts under the two scenarios with and without this rule.
为估算无本规则情形下初次申请预计收案量,国土安全部选择使用2020财年至2024财年期间初次申请收案量的下降增长率负3.7%。通过选择这一较为保守的年增长率,初次申请收案量的估算预测值将更高,这将导致潜在成本估算的范围更大。
To estimate the projected number of initial receipts without this rule, DHS chooses to use the declining growth rate of −3.7 percent for initial receipts for the period FY 2020 through FY 2024. By choosing this more conservative annual growth rate, the estimated projection will be higher for initial receipts, which would lead to a greater range of potential cost estimates.
为估算无本规则情形下续签申请预计收案量,国土安全部承认,根据监管令临时释放的外国人持有驱逐令,并且正在持续不断地从美国被驱逐出境。此外,初次申请收案量的下降增长率在某一时点将导致续签申请收案量趋于平稳或下降。因此,我们认为使用上升的年增长率来估算续签申请预计收案量是不合理的。在本分析中,我们使用2015财年至2019财年期间负3.3%的5年平均年增长率(表V.5)。
To estimate the projected number of renewal receipts without this rule, DHS acknowledges that aliens temporarily released on OSUP have removal orders and are deported from the United States on an ongoing basis. Additionally, the declining growth rate for initial receipts would, at some point, result in either a plateau or a decrease for renewal receipts. Therefore, we do not find it reasonable to use an increasing annual growth rate to estimate the projected number of renewal receipts. In this analysis, we use the 5-year average annual growth rate of −3.3 percent for the period FY 2015 through FY 2019 (Table V.5).
接下来,在表V.6中,我们计算了初次申请和续签申请收案量和批准量的平均数量,以及相应的批准率。[191] 2015财年至2019财年期间初次申请的批准率为83.6%,2020财年至2024财年期间为64.5%,2015财年至2024财年期间为73.7%。2015财年至2019财年期间续签申请的批准率为94.2%,2020财年至2024财年期间为93.9%,2015财年至2024财年期间为94.0%。
Next, in Table V.6, we calculate the average number of receipts and approvals, along with approval rates for initial and renewal receipts.[191] The approval rate for initials for FY 2015 through FY 2019 is 83.6 percent, for FY 2020 through FY 2024 is 64.5 percent, and for FY 2015 through FY 2024 is 73.7 percent. The approval rate for renewals for FY 2015 through FY 2019 is 94.2 percent, for FY 2020 through FY 2024 is 93.9 percent, and for FY 2015 through FY 2024 is 94.0 percent.
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为了在表V.7中预测在没有本规则的情况下的初次批准数量,国土安全部(DHS)选择了较为保守的初次批准率,即2015财年至2019财年的5年年均比率83.6%。此外,为了预测续期批准数量,国土安全部选择了较为保守的续期批准率,即2015财年至2019财年的5年年均比率94.2%。然而,我们注意到,在表V.6中分析的三个时期内,平均续期批准率的差异范围相对较小,仅为0.3个百分点(94.2%减去93.9%)。通过选择这些年度批准率,“无本规则情景”下的初次批准和续期批准预测数值将更高,这将导致潜在成本估算的范围更大。
To project the number of initial approvals without this rule in Table V.7, DHS chooses the more conservative initial approval rate by choosing the 5-year average annual rate of 83.6 percent from FY 2015 through FY 2019. Moreover, to project the number of renewal approvals, DHS chooses the more conservative renewal approval rate by choosing the 5-year annual rate of 94.2 percent from FY 2015 through FY 2019. However, we note that the average renewal approval rate over the three periods analyzed in Table V.6 are within a relatively small range of 0.3 percentage (94.2 percent minus 93.9 percent). By choosing these annual approval rates, the projections under the “without the rule scenario” will be higher for initial and renewal approvals, which will lead to a greater range of potential cost estimates.
为预测2025财年的初次申请和续签申请接收量,我们依据本届政府现行的移民执法优先事项对相关人口数量进行了估算。2015财年至2019财年期间的初次申请和续签申请接收量平均值更符合上述执法方针,可作为2025财年的合理估算依据。为预测2025财年的初次申请接收量,采用了2015财年至2019财年期间初次申请接收量的5年平均年度数值6,944件。2025财年初次批准量的预测值,是以平均初次批准率83.6%(表V.6)乘以2025财年初次申请接收量估算值(6,944件)计算得出,结果为5,805件(表V.7)。
To project FY 2025 initial and renewal receipts, we estimate the population in accordance with the administration's current immigration enforcement priorities. The average initial and renewal receipts from FY 2015 through FY 2019 fall more in line with these directives and are reasonable estimates for FY 2025. To project FY 2025 initial receipts, the 5-year average annual number of initial receipts of 6,944 from FY 2015 through FY 2019 is used. The projected FY 2025 initial approvals are calculated by multiplying the average initial approval rate of 83.6 percent (Table V.6) by the estimated number of initial receipts from FY 2025 (6,944), which equals 5,805 (Table V.7).
为预测2026财年的初次申请接收量,将2020财年至2024财年期间的5年平均年增长率负3.7%(表V.5)乘以2025财年初次申请接收量预测值(6,944件),结果为负257件(四舍五入)。用2025财年初次申请接收量预测值减去257件,结果为6,687件(表V.7)。[192] 2026财年初次批准量的计算方法为,以相同的平均初次批准率83.6%乘以2026财年初次申请接收量估算值(6,687件),结果为5,590件(四舍五入)。此后各年度均依此方法重复计算。
To project FY 2026 initial receipts, the 5-year average annual growth rate of −3.7 percent from FY 2020 through FY 2024 (Table V.5) is multiplied by the number of projected initial receipts from FY 2025 (6,944), which equals −257 (rounded). Subtracting 257 from the projected initial receipts for FY 2025 equals 6,687 (Table V.7).[192] The FY 2026 initial approvals are calculated by multiplying the same average initial approval rate of 83.6 percent by the estimated number of initial receipts from FY 2026 (6,687), which equals 5,590 (rounded). The process was then repeated for subsequent years.
为推算2025财年续签收案数,我们采用2015财年至2019财年期间负3.3%的五年平均年增长率(表V.5)。[193] 2025财年续签批准数的计算方法是将94.2%的平均续签批准率(表V.6)乘以2025财年续签收案估计数(23,047),等于21,710(表V.7)。
To project FY 2025 renewal receipts, we use the 5-year average annual growth rate of −3.3 percent for the period FY 2015 through FY 2019 (Table V.5).[193] The FY 2025 renewal approvals are calculated by multiplying the average renewal approval rate of 94.2 percent (Table V.6) by the estimated number of renewal receipts from FY 2025 (23,047), which equals 21,710 (Table V.7).
为推算2026财年续签收案数,采用2015财年至2019财年期间较为保守的负3.3%的五年年增长率(表V.5),乘以2025财年预计续签收案数(23,047),等于负761(四舍五入)。将761从2025财年预计续签收案数中减去,等于22,286(表V.7)。[194] 2026财年预计续签批准数的计算方法是将94.2%的平均续签批准率乘以2026财年续签收案估计数(22,286),等于20,993(四舍五入)。该过程随后在后续各年度中重复进行。这些推算数据见表V.7。
To project FY 2026 renewal receipts, the more conservative 5-year annual growth rate of −3.3 percent from FY 2015 through FY 2019 (Table V.5) is multiplied by the number of projected renewal receipts from FY 2025 (23,047), which equals −761 (rounded). Subtracting 761 from the projected renewal receipts for FY 2025 equals 22,286 (Table V.7).[194] The projected number of FY 2026 renewal approvals are calculated by multiplying the average renewal approval rate of 94.2 percent by the estimated number of renewal receipts from FY 2026 (22,286), which equals 20,993 (rounded). The process was then repeated for subsequent years. These projections are shown in Table V.7.
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本拟议规则将取消以临时方式批准监督下释放(OSUP)的外国人获得就业许可的资格,但对于国土安全部(DHS)已认定因所有被要求出具旅行证件的国家均未能出具此类证件而使遣返不具可行性的外国人除外。为推算遣返不具可行性的外国人数量,美国公民及移民服务局(USCIS)从美国移民及海关执法局(ICE)获取了过去10个财年中因无法获得旅行证件而被释放出拘留的外国人数量数据。表V.8显示了在相应财年中以临时方式批准监督下释放且旅行证件申请被拒的外国人数量。国土安全部估计,本拟议规则将导致以临时方式批准监督下释放且有资格获得就业许可的外国人数量减少,并将导致在该例外情形下最多有322名外国人仍具有就业许可资格。
This proposed rule would eliminate the eligibility for employment authorization for aliens temporarily released on OSUP with an exception of aliens for whom DHS has determined removal is impracticable because all countries from which DHS has requested travel documents have failed to issue such documents. To estimate the number of aliens whose removal is impracticable, USCIS obtained data from ICE over the last 10 fiscal years on the number of aliens released from custody who have been unable to obtain travel documents. Table V.8 shows the number of aliens temporarily released on OSUP denied a travel document in the corresponding fiscal year. DHS estimates this proposed rule would result in fewer aliens temporarily released on OSUP who are eligible for employment authorization and would result in a maximum of 322 aliens remaining eligible for employment authorization under the exception.
根据实施《禁止酷刑公约》(CAT)的法规,即8 CFR 208.17和1208.17条款,获准暂缓驱逐的外国人将根据8 CFR 274a.12(c)(18)条款有资格获得工作许可。获准CAT暂缓驱逐的外国人将持续暂缓驱逐,直至该暂缓被终止为止。[195] 表V.9显示了2015财年至2024财年获准CAT暂缓驱逐案件的数量(印刷页第34412页)。自2015财年以来,获准CAT暂缓驱逐的案件数量呈上升趋势,在2023财年达到316起案件的高点,随后在2024财年下降至245起案件。基于10年平均值,年度案件数量约为167起。[196]
Aliens who have been granted deferral of removal under the regulations implementing CAT at 8 CFR 208.17 and 1208.17 will be eligible for employment authorization pursuant to 8 CFR 274a.12(c)(18). Aliens granted CAT deferral of removal continue to have their removal deferred until it is terminated.[195] Table V.9 shows the number of CAT cases granted deferral of ( printed page 34412) removal for FY 2015 through FY 2024. Since FY 2015, the number of CAT cases granted deferral of removal has trended upward reaching a high of 316 cases in FY 2023 before decreasing to 245 cases in FY 2024. The annual number of cases is approximately 167 based on a 10-year average.[196]
基于国土安全部(DHS)已确定因所有被DHS要求出具旅行证件的国家均明确拒绝出具此类证件而使驱逐不可行的外国人这一例外情形(322起),以及获准CAT暂缓驱逐的例外情形(167起),DHS估计,根据本拟议规则,未来仍将有资格获得工作许可的(c)(18)类别初始批准案件数量的上限估计值为每年489起(322加167)。DHS认识到,上限估计值并未考虑因后续定罪而不再具备资格的外国人数量。DHS同样不知道有多少外国人将根据经济必要性要求具备资格,也不知道有多少人将申请或因其他考量因素而被拒绝,例如外国人遵守监管令条件的情况,以及外国人的犯罪历史,包括但不限于外国人从监管令下获释后发生的任何刑事逮捕、指控、起诉或定罪。DHS认识到,如果322起可能属于该例外情形的潜在(c)(18)类别初始批准案件中有任何外国人未申请工作许可或被拒绝工作许可,则489的上限估计值将被高估。因此,我们所采用的489上限估计值假设,所有因无法获得旅行证件或根据实施CAT第三条的法规获准暂缓驱逐而暂时从监管令下获释的外国人中,百分之百将在本拟议规则下仍具备工作许可资格。
Based on the exception regarding aliens for whom DHS has determined removal is impracticable because all countries from which DHS has requested travel documents have affirmatively declined to issue such documents (322), and the grant of CAT deferral of removal exception (167), DHS estimates an upper bound estimate for initial (c)(18) category approvals that would remain eligible for employment authorization under this proposed rule in the future is 489 annually (322 plus 167). DHS recognizes an upper bound estimate does not account for the number of aliens who would no longer be eligible due to subsequent convictions. DHS also does not know how many aliens would be eligible under the economic necessity requirement or how many would apply for or be denied for other considerations, such as the alien's compliance with the order of supervision conditions and the alien's criminal history, including but not limited to any criminal arrests, charges, indictments, or convictions subsequent to the alien's release from custody on an order of supervision. DHS recognizes if any of the 322 potential initial (c)(18) category approvals who may fall under the exception do not apply for work authorization or are denied employment authorization that the upper bound estimate of 489 would be an overestimate. Thus, the upper bound estimate of 489 we use assumes that 100 percent of aliens temporarily released on OSUP who have either been unable to obtain travel documents or who have been granted deferral of removal under the regulations implementing CAT Article 3, would remain employment authorization eligible under this proposed rule.
此外,我们使用167(表V.10(A)A列)作为下限估计值,以涵盖根据实施CAT的8 CFR 208.17和1208.17法规获准暂缓驱逐、并将根据8 CFR 274a.12(c)(18)条款有资格获得工作许可的外国人群体。[197] DHS强调,尽管获准CAT暂缓驱逐的外国人具备工作许可资格,但美国公民及移民服务局(USCIS)仅在外国人值得获得有利的自由裁量权行使时,才会根据8 CFR 274a.12(c)(18)条款批准工作许可。DHS认识到,如果167起可能属于获准CAT暂缓驱逐例外情形的潜在(c)(18)类别批准案件中有任何外国人未申请工作许可(印刷页第34413页)或被拒绝工作许可,则167的下限估计值将被高估。因此,167的下限估计值假设,所有属于获准CAT暂缓驱逐例外情形的外国人中,百分之百将申请工作许可并在本拟议规则下获得批准。
Additionally, we use a lower bound estimate of 167 (Table V.10(A) column A) to capture the populations of aliens who have been granted deferral of removal under the regulations implementing CAT at 8 CFR 208.17 and 1208.17 and will be eligible for employment authorization pursuant to 8 CFR 274a.12(c)(18).[197] DHS emphasizes that while aliens who are granted CAT deferral of removal are eligible for employment authorization, USCIS would only grant employment authorization under 8 CFR 274a.12(c)(18) if the alien warrants a favorable exercise of discretion. DHS recognizes if any of the 167 potential (c)(18) category approvals who may fall under the grant of CAT deferral of removal exception do not apply for ( printed page 34413) work authorization or are denied employment authorization that the lower bound estimate of 167 would be an overestimate. Thus, the lower bound estimate of 167 assumes that 100 percent of aliens that fall under the grant of CAT deferral of removal exception would apply for work authorization and be approved under this proposed rule.
这些上限和下限估计值被用作初始接收数量的预测值,取决于从ICE监管下获释但无法获得旅行证件的外国人的平均数量,以及获准CAT暂缓驱逐的外国人的平均数量。从2015财年到2024财年,从ICE监管下获释的外国人数量下降了约67.5%,而获准CAT暂缓驱逐的案件数量增加了约102.5%(表V.8和表V.9)。[198] 在本分析中,DHS依据这些群体的10年平均值,因为存在本规则制定之外的各种因素,可能导致被认定为无法获得旅行证件或获准CAT暂缓驱逐的外国人数量减少或增加。然而,DHS目前无法确定这些群体规模的趋势将会增加、减少还是保持稳定。因此,DHS在本分析中使用各自的10年平均值。
These upper and lower bound estimates are used as the projected number of initial receipts and depend on the average number of aliens released from ICE custody who are unable to obtain travel documents and aliens granted CAT deferral of removal. From FY 2015 through FY 2024, the number of aliens released from ICE custody decreased approximately 67.5 percent and cases granted CAT deferral of removals increased approximately 102.5 percent (Tables V.8 and V.9).[198] For this analysis, DHS relies on 10-year averages for these populations as there are various factors outside of this rulemaking that may result in a decrease or increase in the number of aliens identified as unable to obtain travel documents or granted CAT deferral of removal. However, DHS cannot predict with certainty at this time if the trend in the size of these populations would increase, decrease, or remain stable. Therefore, DHS uses the respective 10-year averages for this analysis.
国土安全部(DHS)估计,根据本拟议规则,最初批准的就业授权中仍有资格续签的比例下限,从2025财年的2.9%到2034财年的4.0%不等(表V.10(A)第C栏)。[199]在假设最初批准中具有续签资格的比例相同的前提下,我们将续签受理和批准的总数乘以这些百分比,得出每个财年对应的续签就业授权文件(EAD)下限估计值(表V.10(A)第E栏和第G栏)。此外,我们还假设最初批准中具有续签资格的比例相同,从而估计上限值。表V.10(B)重复了最初申请和续签申请上限数量的估计值。
DHS estimates that the lower bound share of initial grants of employment authorization that would continue to be eligible for renewal under this proposed rule ranges from 2.9 percent in FY 2025 to 4.0 percent in FY 2034 (Table V.10(A) column C).[199] Under the assumption that the same share of initial approvals would be eligible as renewals, we multiply the renewal receipts and approvals populations by these percentages to obtain a corresponding lower bound renewal EAD estimate for each fiscal year (Table V.10(A) columns E and G). Further, we estimate the upper bound assuming that the same share of initial approvals would be eligible as renewals. Table V.10(B) repeats the estimates for the upper bound populations for initials and renewals.
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我们估计续签批准数量的下限区间为626至647(表V.10(A)第G栏)。国土安全部认识到,预计的续签批准数量可能无法完全反映出,如果外国人的雇主未注册E-Verify系统并选择不注册,且该外国人无法找到参与E-Verify且资格良好的美国雇主提供的替代工作,则将不再符合获得就业授权资格的外国人人数。一些申请续签的外国人目前可能也未在就业,因此不符合续签的新要求。此外,国土安全部不清楚这些外国人中有多少人符合经济必要性要求,也不清楚有多少人将被认定不应酌情获得就业授权。国土安全部认识到,如果部分续签批准申请人未提出申请或被拒绝获得就业授权,则估计的626至647的下限区间可能会更低。[200]
We estimate the lower bound range for renewal approvals to be 626 to 647 (Table V.10(A) Column G). DHS recognizes that the projected renewal approvals may not fully account for the number of aliens who would no longer be eligible for employment authorization due to the proposed E-Verify requirement if the aliens' employers are not enrolled and opt not to enroll in E-Verify, and if the aliens are unable to find alternative employment with a U.S. employer who is a participant in good standing in E-Verify. Some aliens applying for renewal may also not be currently employed and therefore would not meet the new requirements for renewal. Additionally, DHS does not know how many of these aliens would be eligible under the economic necessity requirement or how many would be determined not to warrant employment authorization as a matter of discretion. DHS recognizes that the estimated lower bound range of 626 to 647 could be even lower if any of the renewal approvals do not apply for or are denied employment authorization.[200]
(印刷页第34415页)
( printed page 34415)
b. 获得暂缓执行(Deferred Action)的外国人的酌情就业授权((c)(14))。
b. Discretionary Employment Authorization for Aliens Granted Deferred Action ((c)(14)).
国土安全部根据2015财年至2024财年的历史数据估计受影响人数。表V.11显示了使用I-765表格数据统计的,2015财年至2024财年期间获得暂缓执行的外国人就业授权初次申请和续签申请的年度受理量和批准量。
DHS estimates the affected population based on historical data for FY 2015 through FY 2024. Table V.11 shows the annual receipts and approvals using Form I-765 data for initial and renewal applications of employment authorization for aliens granted deferred action for FY 2015 through FY 2024.
2015财年至2024财年期间,就业授权初次受理数量从2015财年的35,538件减少至2020财年的14,302件(期间最低点),随后增加至2024财年的148,398件(期间最高点)。就业授权初次批准数量从2015财年的22,177件减少至2016财年的6,454件(期间最低点),随后增加至2024财年的155,468件(期间最高点)。就业授权续签受理数量从2015财年的最高点11,303件减少至2019财年的3,357件(期间最低点),随后增加至2024财年的4,756件。就业授权续签批准数量从2015财年的最高点9,073件减少至2020财年的最低点2,731件,随后增加至2024财年的4,100件。尽管国土安全部估计本拟议规则将减少符合就业授权资格的外国人数量,并预计(c)(14)类初次申请和续签申请的受理量和批准量将下降,但由于本分析中进一步讨论的原因,国土安全部无法确定下降幅度。
The number of initial receipts of employment authorization over the period FY 2015 through FY 2024 decreased from 35,538 in FY 2015 through 14,302 in FY 2020 (a period low), then increased to 148,398 in FY 2024 (a period high). The number of initial approvals of employment authorization decreased from 22,177 in FY 2015 to 6,454 in FY 2016 (a period low) before increasing to 155,468 in FY 2024 (a period high). The number of renewal receipts of employment authorization decreased from a high of 11,303 in FY 2015 to 3,357 in FY 2019 (a period low) before increasing to 4,756 in FY 2024. The number of renewal approvals of employment authorization decreased from a high of 9,073 in FY 2015 to a low of 2,731 in FY 2020 before increasing to 4,100 in FY 2024. Although DHS estimates this proposed rule would reduce the number of aliens eligible for employment authorization and anticipates a decline in (c)(14) receipts and approvals for initial and renewal applications, DHS is unable to determine the magnitude of decline for reasons discussed further in this analysis.
表V.12根据表V.11所列的受理数据,显示了初次申请和续签申请受理量的年度增长率。就初次受理而言,2015财年至2019财年期间的5年年均增长率下降了11.9%,2020财年至2024财年期间的5年年均增长率上升了59.7%,2015财年至2024财年期间的10年年均增长率上升了15.4%。[201]就续签受理而言,2015财年至2019财年期间的5年年均增长率下降了21.6%;2020财年至2024财年期间的5年年均增长率上升了5.0%,2015财年至2024财年期间的10年年均增长率下降了8.3%。[202]国土安全部利用(印刷页第34416页)这些增长率,在有本规则和无本规则两种情景下,估算初次申请和续签申请受理量的预计数量。
Table V.12 shows annual growth rates of initial and renewal receipts based on the receipts presented in Table V.11. For initial receipts, the 5-year annual growth rate for the period FY 2015 to FY 2019 decreased 11.9 percent, the 5-year annual growth rate for the period 2020 through 2024 increased 59.7 percent, and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 15.4 percent.[201] For renewal receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 21.6 percent; the 5-year annual growth rate for the period 2020 through 2024 increased 5.0 percent, and the 10-year annual growth rate for the period FY 2015 through FY 2024 decreased 8.3 percent.[202] DHS uses ( printed page 34416) these growth rates to estimate the projected number of initial and renewal receipts under the two scenarios of with and without this rule.
为在没有本规则的情况下估算初次申请收件量的预测数,国土安全部(DHS)选择采用2015财年至2019财年期间初次申请收件量的-11.9%的下降增长率。我们认为,基于本届政府当前的移民执法优先事项,采用递增的年度百分比增长率来预测初次申请收件量是不合理的。[203]
To estimate the projected number of initial receipts without this rule, DHS chooses to use the declining growth rate of -11.9 percent for initial receipts for the period FY 2015 through FY 2019. We do not find it reasonable to use an increasing annual percentage growth rate to project initial receipts based on the administration's current immigration enforcement priorities.[203]
为在没有本规则的情况下估算续签申请收件量的预测数,国土安全部承认,对于已获得暂缓遣返和工作许可的外国人而言,暂缓遣返的批准可由国土安全部自行决定随时终止。[204] 国土安全部还认识到,若本规则最终确定,(c)(14)类工作许可证(EAD)的有效期将不超过一年。此外,初次申请收件量的下降增长率在某个时点上将导致续签申请收件量趋于平稳或下降。因此,我们认为采用递增的年度增长率来估算续签申请收件量的预测数是不合理的。在本分析中,我们使用2015财年至2024财年期间-8.3%的十年平均年增长率,而非2015财年至2019财年期间-21.6%的年增长率(表V.12),后者是两者中更为保守的续签申请收件量增长率。通过选择-8.3%的年增长率,在没有本规则的情况下,续签申请收件量的预测值将更高,这将导致潜在成本估算的范围更大。
To estimate the projected number of renewal receipts without this rule, DHS acknowledges that for aliens who have been granted deferred action and employment authorization, the grant of deferred action can be terminated at any time at DHS discretion.[204] DHS also recognizes that the validity period for a (c)(14) EAD would not exceed one year, should this rule become finalized. Additionally, the declining growth rates for initial receipts would, at some point, result in either a plateau or a decrease in the number of renewal receipts. Therefore, we do not find it reasonable to use an increasing annual growth rate to estimate the projected number of renewal receipts. In this analysis, we use the 10-year average annual growth rate of −8.3 percent for the period FY 2015 through FY 2024 instead of the annual growth rate of −21.6 percent for the period FY 2015 through FY 2019 (Table V.12), which is the more conservative rate of renewal receipts between the two. By choosing an annual growth rate of −8.3 percent, the projection without this rule would be higher for renewal receipts, which would lead to a greater range of potential cost estimates.
接下来,在表V.13中,我们根据表V.11所示的年度收件量和批准量,计算初次申请和续签申请的平均收件量、批准量及批准率。[205] 2015财年至2019财年初次申请的批准率为38.8%,2020财年至2024财年为95.9%,2015财年至2024财年为77.9%。2015财年至2019财年续签申请的批准率为72.9%,2020财年至2024财年为81.5%,2015财年至2024财年为76.0%。
Next, in Table V.13, we calculate the average receipts, approvals, and approval rates for initial and renewal receipts from the annual receipts and approvals shown in Table V.11.[205] The approval rate for initials for FY 2015 through FY 2019 is 38.8 percent, for FY 2020 through FY 2024 is 95.9 percent, and for FY 2015 through FY 2024 is 77.9 percent. The approval rate for renewals for FY 2015 through FY 2019 is 72.9 percent, for FY 2020 through FY 2024 is 81.5 percent, and for FY 2015 through FY 2024 is 76.0 percent.
(印刷页第34417页)
( printed page 34417)
为预测表V.14中若无本规则情况下的初次批准数量,国土安全部(DHS)选择了较为保守的初次批准率,即2020财年至2024财年5年平均年率95.9%。此外,为预测续签批准数量,国土安全部选择了较为保守的续签批准率,即2020财年至2024财年5年平均年率81.5%。然而,我们注意到,表V.13中所分析的三个时期的平均续签批准率处于8.6个百分点(81.5%减72.9%)的相对较小范围内。通过选择这些年度批准率,“若无本规则”情景下的初次批准和续签批准预测数值将更高,这将导致潜在成本估算的范围更大。
To project the number of initial approvals without this rule in Table V.14, DHS chooses the more conservative initial approval rate by choosing the 5-year average annual rate of 95.9 percent from FY 2020 through FY 2024. Moreover, to project the number of renewal approvals, DHS chooses the more conservative renewal approval rate by choosing the 5-year annual rate of 81.5 percent from FY 2020 through FY 2024. However, we note that the average renewal approval rate over the three periods analyzed in Table V.13 are within a relatively small range of 8.6 percent (81.5 percent minus 72.9 percent). By choosing these annual approval rates, the projections under the “without the rule” scenario will be higher for initial and renewal approvals, which will lead to a greater range of potential cost estimates.
为预测2025财年的初次受理量和续签受理量,我们依照本届政府当前的移民执法优先事项对相关人数进行了估算。2015财年至2019财年期间的初次受理量和续签受理量平均值更加符合这些政策指引,可作为2025财年的合理估算依据。预计2025财年的初次批准量是通过将95.9%的平均初次批准率(见表V.13)乘以2025财年预计的初次受理量31,165份而得出的,计算结果为29,887份(见表V.14)。
To project FY 2025 initial and renewal receipts, we estimate the population in accordance with the administration's current immigration enforcement priorities. The average initial and renewal receipts from FY 2015 through FY 2019 fall more in line with these directives and are reasonable estimates for FY 2025. The projected FY 2025 initial approvals are calculated by multiplying the average initial approval rate of 95.9 percent (Table V.13) by the estimated number of initial receipts from FY 2025, 31,165, which equals 29,887 (Table V.14).
为预测2026财年的初次申请接收量,将2015财年至2019财年期间负11.9%的五年平均年增长率(表V.12)乘以2025财年预计初次申请接收量(31,165件),得出负3,709件(四舍五入)。将2025财年预计初次申请接收量减去3,709件,等于27,456件(表V.14)。[206] 2026财年初次申请批准量的计算方法是,将同样的95.9%平均初次批准率乘以2026财年预计初次申请接收量(27,456件),得出26,330件(四舍五入)。随后对后续年份重复该计算过程。
To project FY 2026 initial receipts, the 5-year average annual growth rate of −11.9 percent from FY 2015 through FY 2019 (Table V.12) is multiplied by the number of projected initial receipts from FY 2025 (31,165), which equals −3,709 (rounded). Subtracting 3,709 from the projected initial receipts for FY 2025 equals 27,456 (Table V.14).[206] The FY 2026 initial approvals are calculated by multiplying the same average initial approval rate of 95.9 percent by the estimated number of initial receipts from FY 2026 (27,456), which equals 26,330 (rounded). The process was then repeated for subsequent years.
为预测2025财年延期申请接收量,我们使用2015财年至2024财年期间负8.3%的十年平均年增长率(表V.12)。[207] 2025财年延期申请批准量的计算方法是,将81.5%的平均延期批准率(表V.13)乘以2025财年预计延期申请接收量(7,159件),得出5,835件(表V.14)。
To project FY 2025 renewal receipts, we use the 10-year average annual growth rate of −8.3 percent for the period FY 2015 through FY 2024 (Table V.12).[207] The FY 2025 renewal approvals are calculated by multiplying the average renewal approval rate of 81.5 percent (Table V.13) by the estimated number of renewal receipts from FY 2025 (7,159), which equals 5,835 (Table V.14).
为预测2026财年续签申请收件量,将2015财年至2024财年期间较为保守的10年年均增长率负8.3%(表V.12)乘以2025财年预计续签申请收件量(7,159件),得出负594(四舍五入)。将2025财年预计续签申请收件量减去594,得出6,565件(表V.14)。[208] 2026财年预计续签批准数量的计算方法是,将平均续签批准率81.5%乘以2026财年预计续签申请收件量估计值(6,565件),得出5,350件(四舍五入)。随后对后续年度重复该计算过程。这些预测数据列于表V.14。
To project FY 2026 renewal receipts, the more conservative 10-year annual growth rate of −8.3 percent from FY 2015 through FY 2024 (Table V.12) is multiplied by the number of projected renewal receipts from FY 2025 (7,159), which equals −594 (rounded). Subtracting 594 from the projected renewal receipts for FY 2025 equals 6,565 (Table V.14).[208] The projected number of FY 2026 renewal approvals are calculated by multiplying the average renewal approval rate of 81.5 percent by the estimated number of renewal receipts from FY 2026 (6,565), which equals 5,350 (rounded). The process was then repeated for subsequent years. These projections are shown in Table V.14.
为预测本规则下未来(c)(14)类就业许可批准的年度数量,将表V.14中(无本规则情况下)初次申请和续签申请收件量的估计值,乘以表V.13中两个最不保守的批准率。为估算本规则下初次申请批准数量的下限,采用38.8%的批准率,上限采用77.9%的批准率。为估算本规则下续签申请批准数量的下限,采用72.9%的批准率,上限采用76.0%的批准率。这些批准率区间是合理的,因为它们均低于无本规则情况下相应估算所采用的较为保守的比率,即初次申请95.9%和续签申请81.5%,且更符合本届政府当前的移民执法优先事项。( 印刷页 34418) 本规则下预计批准数量列于表V.15。
To project the annual number of future (c)(14) employment authorization approvals under this rule, the estimates (without rule) for initial and renewal receipts from Table V.14 are multiplied by the two least conservative approval rates from Table V.13. To estimate the lower bound projected approvals for initials under this rule the approval rate of 38.8 percent is used and 77.9 percent is used for the upper bound. To estimate the lower bound projected approvals for renewals under this rule the approval rate of 72.9 percent is used and 76.0 percent is used for the upper bound. These ranges of approval rates are reasonable as they are both below the more conservative rates of 95.9 percent (initials) and 81.5 percent (renewals) used in the respective estimates without the rule and they fall more in line with the administration's current immigration enforcement priorities. The ( printed page 34418) projected approvals under this rule are presented in Table V.15.
我们估算续签批准数量下限区间为2,393件至5,219件(表V.15(B)第C列)。国土安全部(DHS)认识到,预计的续签批准数量可能未能完全反映因拟议的E-Verify要求而不再有资格获得就业许可的外国人数量,这种情况可能发生在外国人雇主未参加且选择不参加E-Verify系统,且外国人无法从参加E-Verify且信誉良好的美国雇主处另觅工作的情况下。部分申请续签的外国人目前可能也未就业,因此不符合续签的新要求。此外,国土安全部不清楚其中有多少外国人将符合经济必要性要求,也不清楚有多少外国人将被酌情认定不应获得就业许可。国土安全部认识到,如果部分续签批准申请人未申请就业许可或其申请被拒绝,则估计的下限区间2,393件至5,219件可能会更低。209
We estimate the lower bound range for renewal approvals to be 2,393 to 5,219 (Table V.15(B) Column C). DHS recognizes that the projected renewal approvals may not fully account for the number of aliens who would no longer be eligible for employment authorization due to the proposed E-Verify requirement if the aliens' employers are not enrolled and opt not to enroll in E-Verify, and if the aliens are unable to find alternative employment with a U.S. employer who is a participant in good standing in E-Verify. Some aliens applying for renewal may also not be currently employed and therefore would not meet the new requirements for renewal. Additionally, DHS does not know how many of these aliens would be eligible under the economic necessity requirement or how many would be determined not to warrant employment authorization as a matter of discretion. DHS recognizes that the estimated lower bound range of 2,393 to 5,219 could be even lower if any of the renewal approvals do not apply for or are denied employment authorization.209
c. 对被假释入境美国的外国人给予的酌情就业许可(第(c)(11)类)
c. Discretionary Employment Authorization for Aliens Paroled Into the United States ((c)(11))
国土安全部基于2015财年至2024财年的历史数据估算受影响人口。表V.16显示了2015财年至2024财年期间使用I-765表格提交的获假释外国人就业许可初次申请和续签申请的年度收件量及批准数量。( 印刷页 34419)
DHS estimates the affected population based on historical data for FY 2015 to FY 2024. Table V.16 shows the annual receipts and approvals for initial and renewal applications of employment authorization for aliens granted parole ( printed page 34419) using Form I-765 for FY 2015 through FY 2024.
在2015财年至2024财年期间,就业许可初次申请收件量从2015财年的52,709件降至2020财年的7,099件(期间最低值),随后增至2024财年的748,544件(期间最高值)。就业许可初次申请批准数量从2015财年的48,060件增至2016财年的74,526件,随后降至2019财年的最低值4,341件。此后,初次申请批准数量逐年增加,2024财年达到最高值753,357件。就业许可续签申请收件量从2015财年的5,133件降至2022财年的最低值1,862件,随后增至2024财年的最高值43,586件。就业许可续签申请批准数量总体上从2015财年的3,741件降至2021财年的最低值856件,随后增至2024财年的最高值36,718件。尽管国土安全部估计本拟议规则将减少有资格获得就业许可的外国人数量,并预计(c)(11)类初次申请和续签申请的收件量及批准数量均将下降,但由于本分析后续讨论的原因,国土安全部无法确定下降的幅度。
The number of initial receipts of employment authorization over the period FY 2015 through FY 2024 decreased from 52,709 in FY 2015 to 7,099 in FY 2020 (a period low), then increased to 748,544 in FY 2024 (a period high). The number of initial approvals for employment authorizations increased from 48,060 in FY 2015 to 74,526 in FY 2016, before decreasing to a low of 4,341 in FY 2019. Subsequently, the number of initial approvals increased annually with a high of 753,357 in FY 2024. The number of renewal receipts for employment authorizations decreased from 5,133 in FY 2015 to a low of 1,862 in FY 2022, before increasing to a high of 43,586 in FY 2024. The number of renewal approvals for employment authorization generally decreased from 3,741 in FY 2015 to a low of 856 in FY 2021 before increasing to a high of 36,718 in FY 2024. Although DHS estimates this proposed rule would reduce the number of aliens eligible for employment authorization and anticipates a decline in (c)(11) receipts and approvals for both initial and renewals, DHS is unable to determine the magnitude of decline for reasons discussed further in this analysis.
表V.17显示了基于表V.16所列申请数量计算得出的初次申请和延期申请收件量的年增长率。对于初次申请收件量,2015财年至2019财年期间的5年年增长率下降了22.7%;2020财年至2024财年期间的5年年增长率上升了153.9%;2015财年至2024财年期间的10年年增长率上升了30.4%。[210]对于延期申请收件量,2015财年至2019财年期间的5年年增长率下降了8%;2020财年至2024财年期间的5年年增长率上升了75.5%;2015财年至2024财年期间的10年年增长率上升了23.9%。[211]国土安全部(DHS)使用这些增长率来估算在本规则实施与不实施两种情形下初次申请和延期申请预计收件量。
Table V.17 shows annual growth rates of initial and renewal receipts based on the receipts presented in Table V.16. For initial receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 22.7 percent; the 5-year annual growth rate for the period FY 2020 through FY 2024 increased 153.9 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 30.4 percent.[210] For renewal receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 8 percent; the 5-year annual growth rate for the period FY 2020 through FY 2024 increased 75.5 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 23.9 percent.[211] DHS uses these growth rates to estimate the projected number of initial and renewal receipts under the two scenarios with and without this rule.
(印刷页第34420页)
( printed page 34420)
为估算在不实施本规则情形下的初次申请预计收件量,国土安全部选择使用2015财年至2019财年期间初次申请收件量的下降增长率负22.7%。鉴于本届政府当前的移民执法优先事项,我们认为使用不断上升的年增长率来预测初次申请收件量并不合理。[212]
To estimate the projected number of initial receipts without this rule, DHS chooses to use the declining growth rate of −22.7 percent for initial receipts for the period FY 2015 through FY 2019. We do not find it reasonable to use an increasing annual percentage growth rate to project initial receipts based on the administration's current immigration enforcement priorities.[212]
为估算在不实施本规则情形下的延期申请预计收件量,国土安全部承认,获准假释并获得工作授权的外国人的假释身份可由国土安全部酌情终止。国土安全部还认识到,工作授权期限是可变的。通常,根据(c)(11)条款授予的工作授权期限为假释期限或一年,以两者中较短者为准。[213]此外,初次申请收件量的下降增长率在某一时点将导致延期申请收件量趋于平稳或下降。因此,我们认为使用不断上升的年增长率来估算延期申请预计收件量并不合理。在本分析中,我们使用2015财年至2019财年期间的5年平均增长率负8%(表V.17)。
To estimate the projected number of renewal receipts without this rule, DHS acknowledges that aliens granted parole and have been authorized to work can have their parole terminated at DHS discretion. DHS also recognizes that the period of employment authorization is variable. Typically, employment authorization under (c)(11) is granted for the duration of parole or one year, whichever is shorter.[213] Additionally, the declining growth rate for initial receipts would, at some point, result in either a plateau or a decrease for renewal receipts. Therefore, we do not find it reasonable to use an increasing annual growth rate to estimate the projected number of renewal receipts. In this analysis, we use the 5-year average growth rate of −8 percent for the period FY 2015 through FY 2019 (Table V.17).
接下来,在表V.18中,我们根据表V.16所示的年度收件量和批准量,计算出初次申请和延期申请的平均收件量、批准量及批准率。[214]2015财年至2019财年初次申请的批准率为95.7%,2020财年至2024财年为88.9%,2015财年至2024财年为89.8%。2015财年至2019财年延期申请的批准率为66.1%,2020财年至2024财年为78.6%,2015财年至2024财年为75.7%。
Next, in Table V.18, we calculate the average receipts and approvals and approval rates for initial and renewal receipts from the annual receipts and approvals shown in Table V.16.[214] The approval rate for initials for FY 2015 through FY 2019 is 95.7 percent, for FY 2020 to FY 2024 is 88.9 percent, and for FY 2015 through FY 2024 is 89.8 percent. The approval rate for renewals for FY 2015 through FY 2019 is 66.1 percent, for FY 2020 through FY 2024 is 78.6 percent, and for FY 2015 through FY 2024 is 75.7 percent.
为预测在不实施本规则情形下表V.19中的初次申请批准量,国土安全部选择了较为保守的初次申请批准率,即2015财年至2019财年的5年年率95.7%。此外,为预测2025财年延期申请批准量,国土安全部选择了较为保守的延期申请批准率,即(印刷页第34421页)2020财年至2024财年的5年年率78.6%。然而,我们注意到,表V.18中所分析的三个时期的平均延期申请批准率处于相对较小的范围内,相差12.5个百分点(78.6%减去66.1%)。通过选择这些年批准率,初次申请和延期申请的预测批准量将会更高,从而导致潜在成本估算的范围更大。
To project the number of initial approvals without this rule in Table V.19, DHS chooses the more conservative initial approval rate by choosing the 5-year annual rate of 95.7 percent from FY 2015 through FY 2019. Moreover, to project FY 2025 renewal approvals, DHS chooses the more conservative renewal approval rate by ( printed page 34421) choosing the 5-year annual rate of 78.6 percent from FY 2020 through FY 2024. However, we note that the average renewal approval rate over the three periods analyzed in Table V.18 are within a relatively small range of 12.5 percentage (78.6 percent minus 66.1 percent). By choosing these annual approval rates, the projections will be higher for initial and renewal approvals, which will lead to a greater range of potential cost estimates.
为预测2025财年初次申请和延期申请收件量,我们根据本届政府当前的移民执法优先事项对相关人群数量进行估算。2015财年至2019财年期间初次申请和延期申请的平均收件量与这些政策指令更为一致,是2025财年的合理估算值。为预测2025财年初次申请收件量,我们使用了2015财年至2019财年期间初次申请收件量的5年平均年数41,120件。2025财年初次申请预计批准量的计算方法是,将2015财年至2019财年初次申请平均批准率95.7%(表V.18)乘以2025财年初次申请预计收件量(41,120件),得出39,352件(四舍五入)。
To project FY 2025 initial and renewal receipts, we estimate the population in accordance with the administration's current immigration enforcement priorities. The average initial and renewal receipts from FY 2015 through FY 2019 fall more in line with these directives and are reasonable estimates for FY 2025. To project FY 2025 initial receipts, the 5-year average annual number of initial receipts of 41,120 from FY 2015 through FY 2019 is used. The projected FY 2025 initial approvals are calculated by multiplying the average initial approval rate of 95.7 percent (Table V.18) for FY 2015 through FY 2019 by the estimated number of initial receipts from FY 2025 (41,120), which equals 39,352 (rounded).
为预测2026财年初次申请受理量,将2015财年至2019财年期间的5年平均年增长率负22.7%(表V.17)乘以2025财年预测初次申请受理量(41,120),得出负9,334(四舍五入)。用2025财年预测初次申请受理量减去9,334,等于31,786(表V.19)。[215]2026财年初次批准量的计算方法是,将同样的平均初次批准率95.7%乘以2026财年预测初次申请受理量估计值(31,786),等于30,419(四舍五入)。随后对后续年份重复此过程。
To project FY 2026 initial receipts, the 5-year average annual growth rate of −22.7 percent from FY 2015 through FY 2019 (Table V.17) is multiplied by the number of projected initial receipts from FY 2025 (41,120), which equals −9,334 (rounded). Subtracting 9,334 from the projected initial receipts for FY 2025 equals 31,786 (Table V.19).[215] The FY 2026 initial approvals are calculated by multiplying the same average initial approval rate of 95.7 percent by the estimated number of initial receipts from FY 2026 (31,786), which equals 30,419 (rounded). The process was then repeated for subsequent years.
为预测2025财年续签申请受理量,采用2015财年至2019财年期间的5年平均年度续签申请受理量4,407。[216]2025财年预测续签批准量的计算方法是,将2020财年至2024财年的平均续签批准率78.6%(表V.18)乘以2025财年续签申请受理量估计值(4,407),等于3,464(表V.19)。
To project FY 2025 renewal receipts, the 5-year average annual number of renewal receipts of 4,407 from FY 2015 through FY 2019 is used.[216] The projected FY 2025 renewal approvals are calculated by multiplying the average renewal approval rate of 78.6 percent (Table V.18) for FY 2020 through FY 2024 by the estimated number of renewal receipts from FY 2025 (4,407), which equals 3,464 (Table V.19).
为预测2026财年续签申请受理量,将2015财年至2019财年期间的5年年增长率负8.0%(表V.17)乘以2025财年预测续签申请受理量(4,407),得出负353(四舍五入)。用2025财年预测续签申请受理量减去353,等于4,054(表V.19)。[217]2026财年续签批准量的计算方法是,将同样的平均续签批准率78.6%乘以2026财年续签申请受理量估计值(4,054),等于3,186(四舍五入)。随后对后续年份重复此过程。这些预测数据列于表V.19。
To project FY 2026 renewal receipts, the 5-year annual growth rate of −8.0 percent from FY 2015 through FY 2019 (Table V.17) is multiplied by the number of projected renewal receipts from FY 2025 (4,407), which equals −353 (rounded). Subtracting 353 from the projected renewal receipts for FY 2025 equals 4,054 (Table V.19).[217] The FY 2026 renewal approvals are calculated by multiplying the same average renewal approval rate of 78.6 percent by the estimated number of renewal receipts from FY 2026 (4,054), which equals 3,186 (rounded). The process was then repeated for subsequent years. These projections are shown in Table V.19.
为预测本规则下未来(c)(11)类工作许可批准的年度数量,将表V.19中“无本规则情况下”初次及续签申请受理量的预测估计值分别乘以表V.18中的批准率。为估算本规则下初次批准量的下限预测值,采用批准率88.9%,上限预测值采用89.8%。[218]为估算本规则下续签批准量的下限预测值,采用批准率66.1%,上限预测值采用75.7%。这些批准率区间是合理的,因为它们均低于在无本规则情况下各自预测估计值(表V.19)中所采用的更为保守的比率,即初次申请95.7%和续签申请78.6%,且更符合本届政府当前的移民执法优先事项。本规则下的预测批准量列于表V.20。(印刷页34422)
To project the annual number of future (c)(11) employment authorization approvals under this rule, the projected “without the rule” estimates for initial and renewal receipts from Table V.19 are multiplied by approval rates from Table V.18. To estimate the lower bound projected initial approvals under this rule the approval rate of 88.9 percent is used and 89.8 percent is used for the upper bound.[218] To estimate the lower bound projected renewal approvals under this rule the approval rate of 66.1 percent is used and 75.7 percent is used for the upper bound. These ranges of approval rates are reasonable as they are both below the more conservative rates of 95.7 percent (initials) and 78.6 percent (renewals) used in the respective projected estimates without this rule (Table V.19) and they fall more in line with the Administration's current immigration enforcement priorities. The projected approvals ( printed page 34422) under this rule are presented in Table V.20.
我们估计续签批准量的下限区间为1,375至2,913(表V.20(B)栏C)。国土安全部(DHS)认识到,该续签批准量预测值可能未能完全反映因拟议的E-Verify要求而不再具备工作许可资格的外国人数量,这些情形包括:外国人的雇主未参加E-Verify且选择不参加,以及外国人无法找到参加E-Verify且信誉良好的美国雇主提供的替代就业机会。部分申请续签的外国人目前也可能处于未就业状态,因而无法满足续签的新要求。此外,国土安全部不清楚其中有多少外国人将符合经济必要性要求,也不清楚有多少人将被自由裁量认定为不应获得工作许可。国土安全部认识到,若部分续签批准申请人未提出申请或工作许可申请被拒绝,则所估计的1,375至2,913的下限区间可能会更低。[219]
We estimate the lower bound range for renewal approvals to be 1,375 to 2,913 (Table V.20(B) Column C). DHS recognizes that the projected renewal approvals may not fully account for the number of aliens who would no longer be eligible for employment authorization due to the proposed E-Verify requirement if the aliens' employers are not enrolled and opt not to enroll in E-Verify, and if the aliens are unable to find alternative employment with a U.S. employer who is a participant in good standing in E-Verify. Some aliens applying for renewal may also not be currently employed and therefore would not meet the new requirements for renewal. Additionally, DHS does not know how many of these aliens would be eligible under the economic necessity requirement or how many would be determined not to warrant employment authorization as a matter of discretion. DHS recognizes that the estimated lower bound range of 1,375 to 2,913 could be even lower if any of the renewal approvals do not apply for or are denied employment authorization.[219]
(印刷页34423)
( printed page 34423)
d. 申请续签工作许可的外国人,E-Verify
d. Aliens Applying for Renewal of Employment Authorization—E-Verify
DHS提议,对于在本最终规则生效日期之后获得就业授权的(c)(11)、(c)(14)和(c)(18)类外国人,仅在该外国人符合本规则提议的初次就业授权资格标准,并证明其受雇于E-Verify(即美国国土安全部的雇佣资格核实计划)的良好信誉参与雇主的情况下,方可续签其就业授权,具体方式为提供该美国雇主在E-Verify中的公司识别号以及该美国雇主在E-Verify中登记的名称。由于本规则提议限制并厘清对因监管令而暂时获释的外国人,以及获得延期执行和假释的外国人的就业授权资格,此项规定对续签群体的影响将取决于哪些外国人仍符合资格,以及该外国人的雇主是否已经参与E-Verify,或者在雇主尚未注册的情况下是否愿意注册并参与E-Verify。[220]由于就业授权资格存在不确定性,美国国土安全部(DHS)无法估算将受此规定影响的续签群体的范围,若试图进行此类估算将属于推测性质。然而,DHS承认将有申请续签的外国人受此规定影响。
DHS proposes to allow (c)(11), (c)(14), and (c)(18) aliens who are granted employment authorization after the effective date of the final rule to have their employment authorization renewed only if the alien meets the initial employment authorization eligibility criteria proposed in this rule and establishes that he or she is employed by a U.S. employer who is a participant in good standing in E-Verify, the DHS employment eligibility verification program, by providing the U.S. employer's E-Verify company identification number and the U.S. employer's name as listed in E-Verify. Because this rule proposes to limit and clarify eligibility for employment authorization for aliens temporarily released on an order of supervision and aliens granted deferred action and parole, the impact on renewal populations would depend on which aliens remain eligible and if an alien's employer already participates in E-Verify, or would be willing to enroll and participate in E-Verify if the employer is not enrolled.[220] Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision, and attempting to do so would be speculative. However, DHS acknowledges there would be aliens applying for renewal who would be impacted by this provision.
e. 就业授权的终止,8 CFR 274a.14
e. Termination of Employment Authorization—8 CFR 274a.14
如前言所述,DHS提议扩大8 CFR 274a.14项下自动终止的事由。本分析中先前描述的各类群体将受此规定影响,因为相较于没有本规则的情形,其就业授权将提前终止。[221]由于就业授权终止及触发终止的因素存在不确定性,DHS无法估算受影响人群的具体比例,若试图进行此类估算将属于推测性质。然而,DHS承认,对于就业授权被终止的外国人而言,其所承担的成本与归属于不再符合就业授权资格的外国人的成本相似。
As noted in the preamble, DHS is proposing to expand the reasons for automatic termination under 8 CFR 274a.14. The populations previously described in this analysis would be impacted by this provision because their employment authorization will be terminated earlier than it would have been without this rule.[221] Because of the uncertainty regarding the termination of employment authorization and the factors triggering termination, DHS is unable to estimate the precise portion of population impacts and attempting to do so would be speculative. However, DHS acknowledges costs for aliens whose employment authorization is terminated similar to those ascribed to aliens no longer eligible for employment authorization.
f. 雇主群体
f. Employer Population
DHS认识到,本拟议规则将影响目前或未来雇用(c)(11)、(c)(14)和(c)(18)类外国工人的雇主。然而,由于裁量性EAD(就业授权文件)的就业授权被视为“开放市场”性质,外国工人并不与特定雇主绑定,因此DHS无法精确估算可能产生成本的雇主数量。此类就业也不要求在就业授权申请过程的任何阶段(初次申请、续签或更换阶段)向美国劳工部(DOL)提交劳动条件申请或临时劳工证明,或提供其他雇主数据。DHS认识到,诸多因素会影响雇主是否参与E-Verify计划。尽管E-Verify是一项免费的自愿性计划,但部分雇主根据联邦合同条件,或根据州立法或其他适用法律规定的营业执照条件,被要求注册参与该计划。然而,DHS无法预测将有多少雇主使用E-Verify,也无法预测因本拟议规则而发生多少劳动力流动。此外,DHS不了解有多少雇主会选择注册E-Verify以保留其获得裁量性就业授权的外国雇员,也不了解如果这些雇主注册,将为多少名雇员建立E-Verify案件。DHS同样无法确定,由于本拟议规则,有多少雇主的获得裁量性就业授权的外国雇员将继续保持就业资格。DHS欢迎公众就雇主为保留获得裁量性就业授权的外国雇员而注册E-Verify计划的情况提供意见或数据,以及雇主在核实雇员就业授权时将为多少名雇员建立E-Verify案件的总体数量提供意见或数据。DHS指出,若某公司选择不注册E-Verify,此项规定可能成为该公司雇用或继续雇用获得裁量性就业授权的外国人的障碍。即使在获得裁量性就业授权的雇员仍保持就业资格的情况下,此类障碍也会因增加美国企业可能承担的人员流动成本而加重本规则的成本核算。
DHS recognizes that this proposed rule would impact employers who currently, or will in the future, employ (c)(11), (c)(14), and (c)(18) alien workers. However, DHS cannot precisely estimate the number of employers that could incur costs because employment authorization for discretionary EADs is considered to be “open market,” where alien workers are not tied to a specific employer. Such employment also does not require a Labor Condition Application or a Temporary Labor Certification from the U.S. Department of Labor (DOL), or other employer data at any point in the employment authorization application process (initial, renewal, or replacement stage). DHS recognizes that many factors influence whether an employer participates in the E-Verify program. While E-Verify is a free, voluntary program, some employers are required to enroll in the program as a condition of Federal contracting or as a condition of business licensing under State legislation or other applicable laws. However, DHS cannot predict the number of employers who would use E-Verify or how many would experience labor turnover due to this proposed rule. Further, DHS does not know the number of employers that would choose to enroll in E-Verify to retain their discretionary employment authorized alien employees or the overall number of employees for whom these entities would create an E-Verify case, should the employers enroll. DHS is also unable to determine the number of employers whose discretionary employment authorized alien employees would remain employment eligible as a result of this proposed rule. DHS welcomes public comment or data on employers who enroll in the E-Verify program to retain discretionary employment authorized alien employees as well as the overall number of employees for whom employers would create E-Verify cases, should they verify the employment authorization of employees. DHS notes that this provision may act as a barrier to a company hiring or continuing to employ a discretionary employment authorized alien should the company make the choice to not enroll in E-Verify. Such barriers contribute to the cost calculation of this rule by increasing the potential for turnover costs incurred by U.S. businesses, even in situations where a discretionary employment authorized employee remains employment authorized.
4. 货币化影响分析
4. Monetized Impact Analysis
本节介绍与拟议规则相关的货币化成本估算。拟议条款的影响是与“无该规则”情景相比估算得出的,该基准情景假设不实施任何拟议行动。美国国土安全部(DHS)预计,修订资格条件并针对酌处性就业授权引入新的证据要求可能产生若干影响,包括外籍工人潜在的收入损失、填写I-765表所需时间增加30分钟而产生的成本、填写I-765WS表的要求及相关的30分钟时间负担、前往申请支持中心(ASC)提交生物特征信息,以及填写I-131表所需时间增加15分钟(仅适用于(c)(11)类别)。
This section presents the estimated monetized costs associated with the proposed rule. The impacts of the proposed provisions are estimated in comparison with the “without the rule” scenario, a baseline that assumes no proposed action would be implemented. DHS anticipates that revising eligibility and introducing new evidentiary requirements for discretionary employment authorization could have several impacts, including potential lost earnings to alien workers, the costs associated with a 30-minute time burden increase to complete Form I-765, the requirement to complete Form I-765WS and the associated 30-minute time burden, traveling to an ASC and submitting biometrics, and the 15-minute increase to complete Form I-131 ((c)(11) category only).
拟议规则预计将导致符合就业授权资格的外籍人员数量在(c)(11)类、(c)(14)类和(c)(18)类项下有所减少。减少符合就业授权资格的(c)(11)类、(c)(14)类和(c)(18)类外籍人员数量所产生的影响,既包括潜在的分配性影响(转移),也包括成本。美国国土安全部以这些不再具备就业授权资格的外籍人员群体的薪酬损失及相关税收影响,作为衡量此项变化影响的指标,既可将其视为这些外籍人员向他人转移的分配性影响(转移),也可将其作为企业生产力损失成本的替代衡量指标。
The proposed rule is estimated to result in a reduction in the number of aliens who are eligible for employment authorization, under the (c)(11), the (c)(14), and the (c)(18) categories. The impacts of reducing the number of (c)(11), (c)(14), and (c)(18) aliens who are eligible for employment authorization include both potential distributional impacts (transfers) and costs. DHS uses lost compensation to these alien populations who would no longer be eligible for employment authorization and associated tax implications as a measure of the impact of this change—either as distributional impacts (transfers) from these aliens to others or as a proxy for businesses' cost for lost productivity.
a. 针对处于延期强制遣返行动(OSUP)状态外籍人员的酌处性就业授权((c)(18)类)
a. Discretionary Employment Authorization for Aliens on OSUP ((c)(18))
一、收入
i. Earnings
美国国土安全部没有关于在(c)(18)类别下获得就业授权的外籍工人在初次申请或续签阶段的工资或职业信息,因为这些外籍工人获得的是开放市场就业授权文件(EAD),该文件不包含也不要求提供有关其就业情况的任何数据。由于许多申请(c)(18)类别的外籍人员可能是相对较新进入劳动力市场的人员,我们预计其中许多人不会获得“高层级”工资。联邦最低工资目前为(印刷版第34424页)每小时7.25美元,[222]但许多州已实施更高的最低工资标准。[223]然而,联邦政府并未追踪全国范围内按人口加权的最低工资估算值。目标人群中的外籍人员可能分布在美国各地,根据其所居住的州或城市不同,可能适用不同的最低工资标准。
DHS has no information on wages or occupations of alien workers with employment authorization under the (c)(18) category, at the initial or renewal stage, since these alien workers obtain an open-market EAD that does not include or require any data on their employment. Because many of the aliens applying for (c)(18) category would be relatively new entrants to the labor force, we would not expect many of them to earn “high-tier” wages. The Federal minimum wage is currently ( printed page 34424) $7.25 per hour,[222] but many States have implemented higher minimum wage rates.[223] However, the Federal Government does not track a nationwide population-weighted minimum wage estimate. Aliens in the population of interest could be located anywhere within the United States and may be subject to a range of minimum wage rates depending on the State or city in which the alien lives.
与其他规则保持一致,美国国土安全部采用劳工统计局(BLS)全国职业就业与工资估算中所有职业的第10百分位小时工资,作为可能获得入门级工资人员有效最低工资的合理替代指标。劳工统计局的估算数据反映了美国劳动力市场工资的变化情况,该数据每年更新,因此能够体现各州最低工资标准的任何变化。目前,所有职业的第10百分位小时工资估算值为13.97美元,未计入员工福利。[224]
Consistent with other rules, DHS uses the 10th percentile hourly wage from the Bureau of Labor Statistics (BLS) National Occupational Employment and Wage Estimates for all occupations as a reasonable proxy for the effective minimum wage for individuals who are likely to earn an entry-level wage. BLS estimates account for changes in wages across the United States labor market, which is updated annually and will thus reflect any changes to State minimum wage rates. The 10th percentile hourly wage estimate for all occupations is currently $13.97, not accounting for worker benefits.[224]
受影响的部分外籍人员的工资很可能高于最低工资标准。由于受影响的就业授权文件(EAD)在初次申请或续签阶段均不包含也不要求提供任何有关工资的数据,美国国土安全部无法从相关表格中获取有关可能雇用此类工人的收入、职业、行业、职位或企业的信息。然而,美国国土安全部不排除部分人群可能获得所有职业平均工资的可能性。因此,本分析同时采用13.97美元的有效最低小时工资率作为下限估算值,并考虑到各州平均工资的差异,采用所有职业31.48美元的平均工资率作为上限估算值。[225]
It is likely that some aliens impacted would earn wages above the minimum. Because the EADs impacted do not include or require, at the initial or renewal stage, any data regarding wages, DHS has no information from the associated forms concerning earnings, occupations, industries, positions, or businesses that may employ such workers. However, DHS does not rule out the possibility that some portion of the population might earn the average wage for all occupations. Therefore, this analysis uses both the effective minimum hourly wage rate of $13.97 to estimate a lower bound and an average wage rate for all occupations of $31.48 as an upper bound in consideration of the variance in average wages across States.[225]
国土安全部(DHS)在估算时间机会成本时考虑工人福利因素,方法是利用劳工统计局(BLS)最新报告中关于全体美国平民工人平均总薪酬的数据,计算出福利与工资比率乘数。[226] 国土安全部估计该福利与工资比率乘数为1.45,该乘数包含雇员工资薪金以及带薪休假、保险和退休金等福利的全部成本。[227] 因此,利用该福利与工资比率乘数,国土安全部计算出处于区间高端的个人的总薪酬率为每小时45.65美元,其中所有职业的平均工资估算为每小时31.48美元,平均福利为每小时14.17美元。[228] 国土安全部计算出处于区间低端的个人的总薪酬率为每小时20.26美元,其中第10百分位的每小时工资估算为13.97美元,平均福利为每小时6.29美元。[229] 本分析中所有量化的成本和转移支付估算均采用基于有效最低时薪和所有职业平均时薪的低限和高限薪酬区间。
DHS accounts for worker benefits when estimating the opportunity cost of time by calculating a benefits-to-wage multiplier using the most recent BLS report detailing average total employee compensation for all civilian American workers.[226] DHS estimates the benefits-to-wage multiplier to be 1.45, which incorporates employee wages and salaries and the full cost of benefits, such as paid leave, insurance, and retirement.[227] Therefore, using the benefits-to-wage multiplier, DHS calculates the total rate of compensation for individuals at the high end of the range as $45.65 where the average wage estimate for all occupations is $31.48 per hour and the average benefits are $14.17 per hour.[228] DHS calculates the total rate of compensation for individuals at the lower end of the range as $20.26 per hour, where the 10th percentile hourly wage estimate is $13.97 per hour and the average benefits are $6.29 per hour.[229] All of the quantified estimates of costs and transfer payments in this analysis incorporate lower and upper bound compensation ranges based on the effective minimum hourly wage and the average hourly wage across all occupations.
为了得出年薪,我们将每小时工资乘以年工作小时数。典型的年工作小时数为2,080小时(每周40小时乘以一年52周)。然而,并非所有美国工人均为全职就业,因此我们对每周工作小时数进行了调整。劳工统计局目前报告称,所有私营非农行业的平均每周工作小时数为34.3小时。[230] 利用此调整,我们得出每年工作1,784小时(每周34.3小时乘以一年52周)。由于目前(c)(18)类就业授权文件(EAD)的有效期最长为1年,国土安全部将有效最低时薪的平均值20.26美元和所有职业的平均每小时薪酬率45.65美元分别乘以1,784小时,从而估算出年收入分别为36,144美元和81,440美元。
To obtain the annual salary we multiply the hourly wage by annual work hours. The typical annual number of work hours is 2,080 (40 hours per week times 52 weeks in a year). However, not all American workers are employed full-time, so we make an adjustment to number of hours worked per week. BLS currently reports that average weekly hours across all private nonfarm industries is 34.3 hours.[230] Using this adjustment we arrive at 1,784 hours worked per year (34.3 hours per week times 52 weeks in a year). Since the current validity period of a (c)(18) EAD is up to 1 year, DHS multiplied the total rate of compensation using the average effective minimum hourly wage rate of $20.26 and the average hourly compensation rate across all occupations of $45.65 by 1,784 hours to estimate the annual earnings of $36,144 and $81,440, respectively.
表V.21显示了针对在最后未决诉讼程序期间(OSUP)临时获释的外国人,初次批准和续期批准两种工资估算范围下的两个估计人口范围,以及相应的潜在收入损失。关于本规则下报告于A栏和C栏的估计批准数,以及未实施本规则情况下报告于E栏的基准申请人估计数,相关影响评估均基于以下假设:所有根据(c)(18)类别获批就业授权的人员均进入劳动力市场。这一假设具有合理性,因为除极少数例外情形外,外国人通常不会在不期望获得经济利益的情况下,承担申请就业授权所需的直接申请费用(就存在申请费用的相关就业授权类别而言)和与时间相关的机会成本。然而,实际上,外国人可能因与本行动无特定关联的其他各种原因而未能就业。
Table V.21 shows the two estimated population ranges for initial and renewal approvals for the two ranges of wage estimates for aliens temporarily released on OSUP and the corresponding potential lost earnings. Regarding the estimated approvals under this rule reported in Columns A and C and the estimated baseline filers without this rule reported in Column E, the assessments of possible impacts rely on the assumption that everyone who was approved for employment authorization under the (c)(18) category entered the labor force. This assumption is justifiable because aliens, with few exceptions, generally would not have expended the direct filing (for the pertinent employment authorization categories in which there is a filing fee) and time-related opportunity costs associated with applying for employment authorization if the aliens did not expect to recoup an economic benefit. Realistically, however, aliens might not be employed for any number of other reasons not specifically relevant to this action.
截至2024年12月,全国失业率为4.1%。[231] 即使在失业率较低的情况下,劳动力市场中仍存在持续且相当大的职位流动。外国人可能因这种正常的职位流动或任何特定案件相关的因素和条件而处于失业状态。因此,我们认为合理的做法是对表V.10中A栏、B栏和G栏的按比例调整后的人口数进行预测,得出表V.21中A栏、C栏和E栏的数据,以反映当前的失业状况,具体做法是将就业率(即1减去0.041)纳入计算,得出0.959。[232]
The national unemployment rate as of December 2024 was 4.1 percent.[231] There is constant and considerable job turnover in the labor market even when the unemployment rate is low. Aliens could be unemployed due to this normal turnover or from any number of case-specific factors and conditions. As such, we believe it is reasonable to project scaled populations (from Table V.10 Columns A, B, and G) in Table V.21 Columns A, C, and E to account for current unemployment, which is conducted by integrating the employment rate, as unity minus 0.041, to arrive at 0.959.[232]
表V.21(A)显示了基于下限( 印刷页34425)工资年收入36,144美元得出的初次就业许可批准数量下限和上限范围的成本估算。根据(c)(18)“人口”部分所制定的预测,该规则下每个群体的总收入在B列、D列和F列中列出。G列和H列列出了潜在的收入损失,计算方法是用当前基线(F列)减去该规则所涉群体的潜在收入(B列和D列)。同样,表V.21(B)基于上限(平均)工资年收入81,440美元,重复列出了初次就业许可批准数量下限和上限范围的估算。表V.21(C)和表V.21(D)分别基于下限和上限工资年收入,针对续期就业许可批准数量的下限和上限范围,重复列出了表V.21(A)和表V.21(B)中的估算。
Table V.21(A) shows cost estimates for the lower and upper bound range of initial employment authorization approvals based on the lower bound ( printed page 34425) wage annual earnings of $36,144. The total earnings for each population under the rule based on the projections developed in the (c)(18) “Population” section is reported in Columns B, D and F. Columns G and H present the potential lost earnings, by subtracting the potential earnings from rule populations (Columns B and D) from the current baseline (Column F). Similarly, Table V.21(B) repeats the estimates for the lower and upper bound range of initial employment authorization approvals based on the upper bound (average) wage annual earnings of $81,440. Tables V.21(C) and V.21(D) repeat the estimates from Table V.21(A) and V.21(B) for the lower and upper bound ranges of renewal employment authorization approvals based on the lower and upper bound wage annual earnings, respectively.
( 印刷页34426)
( printed page 34426)
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( printed page 34427)
美国国土安全部(DHS)将因取消(c)(18)类别就业许可资格而给暂时根据监管令被释放的外国人造成的收入损失,作为衡量该规则总体影响的指标,这既可以作为分配性影响(转移支付),也可以作为企业生产力损失成本的替代指标。该指标并未包括企业因利润损失和机会成本而产生的额外成本,也未包括对外国人支持网络造成的分配性影响。不过,本分析将在后文进一步讨论这些成本。如表V.21所示,潜在的收入损失取决于暂时根据监管令被释放、且仍符合就业许可资格并继续工作的外国人数量,以及其工资水平。在2025财年至2034财年的10年期间,总收入损失预计在74亿美元至179亿美元之间。[233] 按7%的贴现率折算为年度值,初次和续期就业许可文件(EAD)持有人的收入损失预计在7.552亿美元至18亿美元之间(表V.25)。234 ( 印刷页34428) 按3%的贴现率折算为年度值,初次和续期EAD持有人的收入损失预计在7.463亿美元至18亿美元之间(表V.25)。
DHS uses the lost compensation to aliens temporarily released on an order of supervision as a measure of the overall impact of removing eligibility for employment authorization under the (c)(18) category—either as distributional impacts (transfers) or as a proxy for costs to businesses for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an alien's support network. However, these costs will be discussed further in this analysis. As shown in Table V.21, the potential lost earnings depend on the number of aliens released temporarily on OSUP who remain eligible for employment authorization and continue to work, as well as their wage rate. Over the 10-year period from FY 2025 to FY 2034, the total lost earnings would range from $7.4 billion to $17.9 billion.[233] Annualized at a 7 percent discount rate, lost earnings for initial and renewal EAD holders would range from $755.2 million to $1.8 billion (Table V.25). 234 ( printed page 34428) Annualized at a 3 percent discount rate, lost earnings for initial and renewal EAD holders would range from $746.3 million to $1.8 billion (Table V.25).
根据本拟议规则中提出的资格标准,不再符合续期就业许可资格的EAD持有人将遭受收入损失。此外,国土安全部承认,如果申请续期的外国人的雇主目前未加入E-Verify系统且选择不加入该系统,则这些外国人可能会面临额外的收入损失。在这种情况下,如果申请续期的外国人无法在参与E-Verify的雇主处找到工作,他们可能会遭受收入损失。
EAD holders who would no longer be eligible to renew their employment authorization under the proposed eligibility criteria in this proposed rule would incur lost earnings. Additionally, DHS acknowledges the potential for additional lost compensation to aliens applying for renewal if their employers are not currently enrolled in E-Verify and opt not to enroll in the E-Verify program. In such cases, aliens applying for renewal could lose earnings if they are unable to find employment with an employer who participates in E-Verify.
国土安全部认识到,在不考虑通货膨胀影响的情况下,收入通常会随时间推移而增长,EAD持有人未来的收入可能高于本分析中的估算值。此外,由于就业许可续期必然是在初次就业许可获批之后发生的,随着时间推移,续期所获工资及总体报酬可能会更高。因此,这一因素可能会使收入损失的估算值产生向下偏误。然而,我们目前尚未找到可行的方法将这种可能性纳入量化估算之中。
DHS recognizes that, excluding the effects of inflation, earnings generally rise over time and the earnings of EAD holders could be higher in the future than estimated in this analysis. Moreover, since employment authorization renewals necessarily follow initial employment authorization approvals, in time, wages earned and, hence total compensation, could be higher for renewals. Accordingly, this effect could have a downward bias in the estimate of earnings losses. However, we see no tractable way at present to incorporate this possibility into the quantified estimates.
除上述量化影响外,对于因不再符合就业许可资格而受到影响的、根据监管令被释放的外国人而言,还可能存在定性影响。对于无法续期就业许可或无法获得初次就业许可的(c)(18)类人群而言,很可能会因收入损失而面临经济困难。该群体成员可能需要依靠其支持网络获得经济和社会援助,这些支持网络可能包括但不限于家庭成员和朋友、宗教和慈善组织、私营非营利性服务机构、州和地方政府以及非政府组织(NGO)。国土安全部认为,本规则对外国人支持网络造成的直接间接影响,很可能不会显著超过该外国人在没有本规则情况下本应获得的工资和福利。
In addition to the above quantified impacts, there could be qualitative impacts for aliens released on an order of supervision who would no longer be eligible for employment authorization. For the (c)(18) population that would not be able to renew their employment authorization or obtain initial employment authorization, there would likely be an impact in terms of lost income, which could pose economic hardships. Members of this population may need to rely on their support networks for financial and social assistance, which could involve, but may not be limited to, family members and friends, religious and charitable organizations, private non-profit providers, State and local governments, and NGOs. DHS believes that the immediate indirect impact of this rule to an alien's support network is likely not significantly more than the wages and benefits the alien would have earned without this rule.
二、生物识别信息
ii. Biometrics
如前言所述,现行国土安全部(DHS)法规赋予美国公民及移民服务局(USCIS)一般权限,可要求任何申请移民福利的外国人在个案基础上提交生物识别信息。[235] 当USCIS确定申请(c)(18)类别的外国人须提交生物识别信息时,该外国人将收到USCIS发出的生物识别服务预约通知,要求其前往应用支持中心(ASC)提交生物识别信息,以协助身份核实并便利(c)(18)就业授权文件(EAD)卡的制作等事项。[236] DHS拟将提交生物识别信息的要求予以法典化,即所有根据(c)(18)类别提交I-765表格的外国人,无论是初次申请还是续签申请,均须前往ASC提交生物识别信息。DHS拟使用申请(c)(18)的外国人所提交的生物识别信息进行犯罪记录筛查。[237] 提交生物识别信息要求外国人前往ASC参加生物识别服务预约。在以往的规则制定中,DHS估计前往ASC的平均往返距离为50英里,平均往返耗时为2.5小时。[238] 出行成本还包括基于估计的50英里往返距离,按2025年总务管理局(GSA)私人自用汽车使用里程费率每英里0.70美元计算的里程费。[239] 由于每名外国人在ASC提交生物识别信息需花费1小时10分钟(即1.17小时),将ASC耗时与出行时间相加,共计3.67小时。[240] 按工资下限和上限估算,我们估计提交生物识别服务的时间机会成本分别为每小时74.35美元和167.54美元。[241] 估计的出行成本为35美元,即每英里报销费率0.70美元乘以50英里的出行距离。将时间机会成本与出行成本相加,得出每名外国人提交生物识别信息的成本在工资下限为109.35美元,在工资上限为202.54美元。[242]
As discussed in the preamble, current DHS regulations provide general authority for USCIS to require the submission of biometrics from any alien filing for an immigration benefit on a case-by-case basis.[235] When USCIS determines that an alien applying for (c)(18) is required to submit biometrics, they receive a biometrics services appointment notice from USCIS to submit biometrics at an ASC to assist in identity verification and facilitate (c)(18) EAD card production, among other things.[236] DHS is proposing to codify the requirement to submit biometrics, where all aliens who file Form I-765 under the (c)(18) category—for both initial and renewal applications—would be required to appear at an ASC and submit biometrics. DHS proposes to use the biometrics submitted by aliens applying for (c)(18) to screen for criminal history.[237] The submission of biometrics requires that aliens travel to an ASC for the biometric services appointment. In past rulemakings, DHS estimated that the average round-trip distance to an ASC is 50 miles, and that the average travel time for the trip is 2.5 hours.[238] The cost of travel also includes a mileage charge based on the estimated 50 mile round trip at the 2025 General Services Administration (GSA) rate of $0.70 per mile for use of a privately owned automobile.[239] Because an individual alien would spend 1 hour and 10 minutes (1.17 hours) at an ASC to submit biometrics, summing the ASC time and travel time yields 3.67 hours.[240] At the lower and upper wage bounds, we estimate the opportunity costs of time to submit biometrics services are $74.35 and $167.54 per hour, respectively.[241] The estimated travel cost is $35, which is the per mileage reimbursement rate of $0.70 multiplied by the 50-mile travel distance. Summing the opportunity cost of time and travel costs generates a per alien biometrics submission cost of $109.35 at the lower bound wage and $202.54 at the upper bound wage.[242]
表V.22显示了针对根据监管令获释的外国人的初次申请和续签申请的两个工资估计范围所对应的两个人口数量区间,以及提交生物识别信息的相应总成本。表V.22(A)显示了在工资下限提交成本109.35美元的情况下,I-765表格初次申请接收量的下限和上限成本估计。B列和D列中的下限和上限预计生物识别信息接收量,是根据本规则在(c)(18)“人口”部分表V.10中给出的下限和上限批准量。C列和E列的总成本给出了基于下限的未折现成本范围。同样,表V.22(B)重复了基于上限提交成本202.54美元的I-765表格初次申请接收量的下限和上限范围估计。表V.22(C)和表V.22(D)分别重复了基于下限和上限提交成本的续签I-765表格接收量的下限和上限范围估计。
Table V.22 shows the two population ranges for initial and renewal receipts for the two ranges of wage estimates for aliens released on an order of supervision and the corresponding total cost to submit biometrics. Table V.22(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts at the lower bound submission cost of $109.35. The lower and upper bound projected biometrics receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.10 in the (c)(18) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound. Similarly, Table V.22(B) repeats the estimates for the lower and upper bound range of initial Form I-765 receipts based on the upper bound submission cost of $202.54. Tables V.22(C) and V.22(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound submission costs, respectively.
(印刷页第34429页)
( printed page 34429)
(印刷页第34430页)
( printed page 34430)
如表V.22所示,提交生物识别信息的成本取决于根据监管令暂时获释并申请就业授权的外国人数量及其工资水平。在2025财年至2034财年的10年期间内,估计提交生物识别信息的总成本范围为919,629美元至490万美元。[243] 按7%的贴现率年化计算,提交生物识别信息的估计成本范围为91,843美元至498,612美元(表V.25)。按3%的贴现率年化计算,提交生物识别信息的估计成本范围为91,910美元至499,194美元(表V.25)。DHS认识到,所呈现的估计数可能偏高,因为有一部分人口已经收到生物识别服务预约通知并完成了生物识别信息提交。根据本拟议规则的新要求,这部分人口将继续完成生物识别信息提交,因此不会产生新的成本。
As shown in Table V.22, the cost to submit biometrics depends on the number of aliens temporarily released on an order of supervision who apply for employment authorization and their wage rate. Over the 10-year period from FY 2025 through FY 2034, the estimated total cost to submit biometrics would range from $919,629 to $4.9 million.[243] Annualized at a 7 percent discount rate, the estimated costs to submit biometrics would range from $91,843 to $498,612 (Table V.25). Annualized at a 3 percent discount rate, the estimated costs to submit biometrics would range from $91,910 to $499,194 (Table V.25). DHS recognizes that the estimates presented may be an overestimate, as a portion of the population already receives a biometrics services appointment notice and completes biometrics submission. Under the new requirement of this proposed rule, this portion of the population would continue to complete biometrics and thus not incur new costs.
iii. 表格
iii. Forms
对于仍符合就业授权资格的外国人而言,拟议规则将增加申请就业授权的外国人群体填写I-765表格的时间负担。本规则还拟议为根据监管令被释放、正在申请初次就业授权或续展就业授权的外国人增加申请程序和证据要求。拟议的新要求包括提交I-765WS表格及支持性文件[244],以证明该外国人就业的经济必要性,并且,仅针对申请续展的外国人,还需提供该外国人美国雇主在E-Verify系统中登记的名称及该雇主的E-Verify公司识别号。
For aliens who remain eligible to be employment authorized, the proposed rule would increase the time burden for Form I-765 on the population of aliens applying for employment authorization. This rule also proposes to add filing procedures and evidentiary requirements for aliens released on an order of supervision who are seeking initial employment authorization or renewing employment authorization. The proposed new requirements include submitting Form I-765WS along with supporting documentation [244] to establish the alien's economic necessity for employment and, for aliens applying for renewal only, the name of the alien's U.S. employer as listed in E-Verify and that employer's E-Verify Company Identification Number.
国土安全部(DHS)估计填写I-765表格的时间负担为4.38小时。246如果本规则最终确定生效,在生效日期之后申请就业授权的根据监管令被释放的外国人,本拟议规则将使I-765表格的时间负担增加30分钟(0.5小时),合计为4.88小时。246时间负担增加的原因是拟议的法规要求,即外国人必须受雇于在E-Verify系统中保持良好资格的美国雇主,方可获得就业授权续展资格。这一变化将使每份申请的时间机会成本按有效最低时薪计算增加约10.13美元(第34431页),按所有职业的平均薪酬计算增加约22.83美元。247
DHS estimates the time burden for completing Form I-765 is 4.38 hours.245 For aliens released on OSUP who apply for employment authorization after the effective date of this rule should it be finalized, this proposed rule would increase the time burden of Form I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours.246 The increased time burden is due to the proposed regulatory requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization. This change would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly ( printed page 34431) compensation and by about $22.83 based on the average compensation for all occupations.247
本拟议规则还将要求根据(c)(18)类别申请就业授权的外国人提交I-765WS表格。目前,证明存在经济必要性以进行就业仅被列为可酌情考虑的因素之一,而并非(c)(18)类别下的强制性要求。在本拟议规则中,国土安全部拟将其规定为强制性要求。国土安全部估计目前填写I-765WS表格的时间负担为30分钟(0.5小时)。[248]然而,由于拟议的法规要求外国人就其在I-765WS表格中申报的财务记录提供补充文件,该时间负担将增加30分钟(0.5小时),使填写该表格的新时间负担达到1小时。对于暂时根据监管令被释放、持续符合资格并在本规则(如最终确定)生效日期之后申请就业授权的外国人,本拟议规则将使每名外国人的时间机会成本按有效最低时薪计算增加20.26美元,按所有职业的平均薪酬计算增加45.65美元。[249]综合I-765表格和I-765WS表格的新增成本,每名外国人增加的总时间负担成本,在较低和较高薪酬标准下分别将增加30.39美元和68.48美元。[250]
This proposed rule would also make it a requirement to submit Form I-765WS for aliens applying for employment authorization under the (c)(18) category. Currently, proving the existence of economic necessity to be employed is listed as a discretionary factor for consideration, but it is not a requirement under the (c)(18) category. In this proposed rule, DHS would make this a mandatory requirement. DHS estimates the current time burden for completing Form I-765WS is 30 minutes (0.5 hours).[248] However, due to the proposed regulatory requirement that aliens provide supplementary documentation for their financial records reported in Form I-765WS, the time burden will increase 30 minutes (0.5 hours), making the new time burden to complete the form 1 hour. For aliens temporarily released on an order of supervision who continue to be eligible and apply for employment authorization after the effective date of the rule should it be finalized, the proposed rule would increase the opportunity cost of time for each alien by $20.26 based on the effective minimum hourly compensation and $45.65 based on the average compensation for all occupations.[249] Combining the new costs of the Forms I-765 and I-765WS, the total per alien increased time burden would add costs of $30.39 and $68.48 at the respective lower and upper bound compensation rates.[250]
表V.23列出了针对初次申请和续展申请两类人群填写I-765表格和I-765WS表格所增加的时间机会成本。表V.23(A)显示了基于30.39美元的下限额外时间机会成本,针对I-765表格初次申请收件量的下限和上限范围的成本估算。B栏和D栏中的下限和上限预计表格收件量,是根据(c)(18)“人群”部分表V.10中本规则下的下限和上限批准量得出的。C栏和E栏的总成本提供了基于下限薪酬标准的未贴现成本范围。同样,表V.23(B)根据68.48美元的上限额外时间机会成本,重复列出了EAD初次申请收件量下限和上限范围的估算值。表V.23(C)和表V.23(D)则分别根据下限和上限薪酬时间机会成本,针对I-765表格续展申请收件量的下限和上限范围重复列出了这些估算值。
Table V.23 shows the additional opportunity cost of time for filing Form I-765 and Form I-765WS for the two population ranges for initial and renewal receipts. Table V.23(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts based on the lower bound additional opportunity cost of time of $30.39. The lower and upper bound projected forms receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.10 in the (c)(18) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound compensation. Similarly, Table V.23(B) repeats the estimates for the lower and upper bound range of initial EAD receipts based on the upper bound additional opportunity cost of time of $68.48. Tables V.23(C) and V.23(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound wage opportunity cost of time, respectively.
(印刷页第34432页)
( printed page 34432)
(印刷页第34433页)
( printed page 34433)
如表中所示,在2025财年至2034财年这10年期间,因填写表格的时间负担增加而产生的预计总时间机会成本,预计将在约255,579美元至170万美元之间。[251]按7%的贴现率折算为年化值,预计成本将在25,525美元至168,584美元之间(表V.25)。按3%的贴现率折算为年化值,预计成本将在25,543美元至168,781美元之间(表V.25)。
As indicated in the table, the estimated total opportunity costs of time incurred as a result of the increased time burden for completing the forms over the 10-year period from FY 2025 through FY 2034 would range from about $255,579 to $1.7 million.[251] Annualized at a 7 percent discount rate, the estimated costs would range from $25,525 to $168,584 (Table V.25). Annualized at a 3 percent discount rate, the estimated costs would range from $25,543 to $168,781 (Table V.25).
对于根据暂缓执行监管(OSUP)临时释放并使用ICE第I-220B表格的外国人而言,预计的时间负担不会发生变化。ICE负责填写I-220B表格,并且该表格目前已在就业授权申请过程中提交。
There would be no change in the estimated time burden for aliens temporarily released on OSUP for ICE Form I-220B. ICE completes Form I-220B and it is currently already submitted during the employment authorization application process.
四、税收
iv. Taxes
该拟议规则短期内可能减少向联邦政府缴纳的税款(一种转移支付)。在原可由(c)(18)类外国劳工担任的职位(初次情形)或曾由其担任的职位(续期情形)出现空缺期间,联邦政府将无法征收相关税款。
This proposed rule could reduce taxes paid to the Federal Government (a transfer payment) in the short term. During the period of vacancy for a job that could be (initial) or formerly (renewal) held by the (c)(18) alien worker, the Federal Government would not be collecting taxes.
如果企业无法为原本由不再具备工作授权资格的受影响外国人所从事的职位找到劳动力,那么未能履行的劳动将导致雇主和雇员向各级政府缴纳的税款减少。因此,(c)(18)“收入”部分所述的收入损失将导致此类税收减少。由于个人和家庭的纳税情况差异很大,各州所得税税率也各不相同,因此很难量化劳动力市场就业对联邦和州所得税收入的影响。[252]但是,国土安全部(DHS)能够估算就业税,即医疗保险税和社会保障税的潜在缴纳影响,两者合计税率为7.65%(分别为6.2%和1.45%)。[253]由于雇员和雇主均需各自缴纳相应部分的医疗保险税和社会保障税,因此雇员和雇主向医疗保险和社会保障缴纳的税收转移支付总水平为15.3%。[254]DHS按未计负担的收入基础估算税收影响。该计算方法为将稳定后的收入乘以15.3%的就业税率,再将所得乘积除以1.45的福利负担倍数。(第34434页)255
If businesses cannot find labor for positions that affected aliens who are no longer eligible for work authorization would have occupied, then the unperformed labor would result in a reduction in taxes from employers and employees to governments. Accordingly, the lost earnings derived in the (c)(18) “Earnings” section will contribute to such a reduction in taxes paid. It is challenging to quantify impacts on Federal and State income tax revenue from employment in the labor market because individual and household tax situations vary widely as do the various States income tax rates.[252] However, DHS is able to estimate the potential contributory effects on employment taxes, namely Medicare and Social Security, which have a combined tax rate of 7.65 percent (6.2 percent and 1.45 percent, respectively).[253] With both the employee and employer paying their respective portion of Medicare and Social Security taxes, the total level of tax transfer payments from employees and employers to Medicare and Social Security is 15.3 percent.[254] DHS estimates the tax impacts on the unburdened earnings basis. This is calculated by multiplying the stabilized earnings by the employment tax rate of 15.3 percent and dividing the resulting ( printed page 34434) product by the benefits burden multiple of 1.45.255
为估算就业税损失的范围,我们采用表V.21第G列和第H列中按现行工资率和平均薪酬率估算的初次和续期申请人预计收入损失范围,将每年数值乘以15.3%,再除以1.45。这些计算结果列于表V.24中。税收影响的实际数值将取决于在没有本规则的情况下,企业能够轻易为多少受影响的EAD持有人找到合理劳动力替代者。
To estimate the range of employment tax losses, we take the estimated lost earnings for the range of initial and renewal projected filers at the prevailing and average compensation rates from Table V.21, columns G and H, multiply each year by 15.3 percent, and divide by 1.45. These calculations are shown in Table V.24. The actual value of tax impacts would depend on the number of affected EAD holders that businesses would have been able to easily find reasonable labor substitutes for in the absence of this rule.
(第34435页)
( printed page 34435)
(第34436页)
( printed page 34436)
DHS估计,在2025财年至2034财年的10年期间,收入损失可能介于74亿美元至179亿美元之间,[256]由此产生的相应就业税损失或转移支付将介于7.802亿美元至19亿美元之间。[257]按7%的贴现率年化计算,就业税损失约为7970万美元至1.923亿美元(表V.25)。按3%的贴现率年化计算,就业税损失约为7870万美元至1.902亿美元(表V.25)。此外,根据雇员的具体情况,可能还存在本文未估算的其他联邦所得税损失。也可能存在因管辖区不同而有所差异的州和地方所得税损失,但DHS无法对此进行量化。我们注意到,税收转移支付的潜在减少仅适用于薪酬影响,而不适用于劳动力更替成本、表格填写时间负担相关成本,或E-Verify系统的实施与使用成本。
Lost earnings, which DHS estimates could range between $7.4 billion and $17.9 billion over the 10-year period from FY 2025 through FY 2034,[256] would result in corresponding employment tax losses or transfers ranging between $780.2 million and $1.9 billion.[257] Annualized at a 7 percent discount rate, employment tax losses would range from approximately $79.7 million to $192.3 million (Table V.25). Annualized at a 3 percent discount rate, employment tax losses would range from approximately $78.7 million to $190.2 million (Table V.25). Again, depending on the circumstances of the employee, there could be additional Federal income tax losses not estimated here. There may also be State and local income tax losses that would vary according to the jurisdiction, but that DHS is unable to quantify. We note that the potential decrease in tax transfers only applies to the compensation impacts, not to labor turnover costs, costs associated with form time burdens, or implementation and use of E-Verify.
五、总计
v. Total
在前述(c)(18)“货币化影响分析”各部分中,我们列出了该拟议规则在劳动收入损失、生物特征信息提交、表格填写时间负担增加以及税收减少形式的转移支付方面的影响估算。总影响是通过汇总表V.21至表V.24中初次和续期影响的最大值和最小值估算而得出的。因此,表V.25列出了该拟议规则估算的货币化成本范围,其中表V.25(A)列出最大估算值,表V.25(B)列出最小估算值。该表的每个分节均提供未贴现的10年期总值,以及按7%和3%贴现率计算的现值成本和年化成本。
In the previous (c)(18) “Monetized Impact Analysis” sections we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes. The total impacts are aggregated by summing the total initial and renewal impacts from Tables V.21 through V.24 in terms of the maximum and minimum estimates. Therefore, Table V.25 shows the range of estimated monetized costs of the proposed rule, where Table V.25(A) presents the maximum estimates, and Table V.25(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
(第34437页)
( printed page 34437)
(第34438页)
( printed page 34438)
如表V.25所示,拟议规则在2025财年至2034财年期间的预计10年货币化未贴现成本,按所采用的假设计算,最高可达约197.6亿美元,最低成本估计为81.8亿美元。[258] 本规则的大部分成本将源于劳动收入损失,如果企业无法为临时根据境外监管下的监督释放(OSUP)获释的外国人原本将填补的职位找到合理的劳动力替代者。国土安全部(DHS)指出,存在未反映在上述估计中的未量化成本。
As Table V.25 shows, the projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $19.76 billion with a minimum cost estimate of $8.18 billion under the assumptions relied on.[258] The majority of the costs of this rule would result from lost labor earnings, if companies are unable to find reasonable labor substitutes for the positions that aliens temporarily released on OSUP would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
b. 对获得暂缓遣返行动的外国人的酌情就业授权((c)(14))
b. Discretionary Employment Authorization for Aliens Granted Deferred Action ((c)(14))
一、收入
i. Earnings
国土安全部没有关于获得暂缓遣返行动(无论是初次还是续期阶段)的外国人的工资或职业的信息,因为这些外国人劳动者获得的是开放市场就业授权文件(EAD),该文件不包含或要求任何有关其就业情况的数据。由于许多申请(c)(14)的外国人与申请(c)(18)的外国人具有许多相同的特征,例如都是相对较新进入劳动力市场的人员,且有效期均不超过一年等,国土安全部采用了与(c)(18)“收入”部分所述相同的工资和收入估算。对于每名外国人,所采用的估计年收入下限为36,144美元,上限为81,440美元。
DHS has no information on wages or occupations of aliens who have been granted deferred action, at the initial or renewal stage, since these alien workers obtain an open-market EAD that does not include or require any data on their employment. Because many of the aliens applying for (c)(14) would have many of the same characteristics as aliens applying for (c)(18), such as being relatively new entrants to the labor force and having a validity period not exceeding one year, etc., DHS used the same wage and earnings estimates described in the (c)(18) “Earnings” section. For each alien, the estimated annual lower bound earnings used is $36,144 and the upper bound earnings is $81,440.
表V.26显示了针对获得暂缓遣返行动的外国人的初次和续期批准的两个估计人口范围,以及相应的工资估计两个范围及其对应的潜在收入损失。关于A栏和C栏中报告的本规则下的估计批准数,以及E栏中报告的无本规则情况下的基线申请人估计数,对可能影响的评估依赖于以下假设,即每一位根据(c)(14)类别获得就业授权的人都进入了劳动力市场。这一假设是合理的,因为外国人(极少数例外情况除外)通常不会在没有预期获得经济利益的情况下,承担申请就业授权所涉及的直接申请费(适用于收取申请费的相关就业授权类别)以及与时间相关的机会成本。然而实际上,外国人可能由于与本行动并无特别相关性的其他多种原因而未能就业。
Table V.26 shows the two estimated population ranges for initial and renewal approvals for the two ranges of wage estimates for aliens granted deferred action and the corresponding potential lost earnings. Regarding the estimated approvals under this rule reported in Columns A and C and the estimated baseline filers without this rule reported in Column E, the assessments of possible impacts rely on the assumption that everyone who was approved for employment authorization under the (c)(14) category entered the labor force. This assumption is justifiable because aliens, with few exceptions, generally would not have expended the direct filing (for the pertinent employment authorization categories in which there is a filing fee) and time-related opportunity costs associated with applying for employment authorization if the aliens did not expect to recoup an economic benefit. Realistically, however, aliens might not be employed for any number of other reasons not specifically relevant to this action.
截至2024年12月,全国失业率为4.1%。[259] 即使在失业率较低时,劳动力市场中仍存在持续且相当大的工作岗位流动。外国人可能因这种正常的岗位流动或任何其他具体案例的因素和情况而处于失业状态。因此,我们认为有理由对表V.26 A栏、C栏和E栏中的按比例调整人口数(源自表V.15:初次和续期基线申请量、本规则下初次和续期批准的下限数、以及本规则下初次和续期批准的上限数)进行预测,以反映当前的失业状况,具体做法是将就业率(即1减去0.041)纳入计算,得出0.959。[260]
The national unemployment rate as of December 2024 was 4.1 percent.[259] There is constant and considerable job turnover in the labor market even when the unemployment rate is low. Aliens could be unemployed due to this normal turnover or from any number of case-specific factors and conditions. As such, we believe it is reasonable to project scaled populations (from Table V.15: initial and renewal baseline receipts, lower bound initial and renewal approvals under this rule, and upper bound initial and renewal approvals under this rule) in Table V.26 Columns A, C, and E to account for current unemployment, which is conducted by integrating the employment rate, as unity minus 0.041, to arrive at 0.959.[260]
表V.26(A)显示了基于下限工资年收入36,144美元计算的初次就业授权批准下限和上限范围的成本估算。根据(c)(14)“人口”部分制定的预测,本规则下每类人口的总收入分别在B栏、D栏和F栏中报告。G栏和H栏列出了潜在的收入损失,计算方法是将规则人口的潜在收入(B栏和D栏)与当前基线(F栏)相减。同样,表V.26(B)基于上限(平均)工资年收入81,440美元,重复了初次就业授权批准下限和上限范围的估算。表V.26(C)和表V.26(D)分别基于下限和上限工资年收入,针对续期就业授权批准的下限和上限范围,重复了表V.26(A)和表V.26(B)中的估算。
Table V.26(A) shows cost estimates for the lower and upper bound range of initial employment authorization approvals based on the lower bound wage annual earnings of $36,144. The total earnings for each population under the rule based on the projections developed in the (c)(14) “Population” section is reported in Columns B, D and F. Columns G and H present the potential lost earnings, by subtracting the potential earnings from rule populations (Columns B and D) from the current baseline (Column F). Similarly, Table V.26(B) repeats the estimates for the lower and upper bound range of initial employment authorization approvals based on the upper bound (average) wage annual earnings of $81,440. Tables V.26(C) and V.26(D) repeat the estimates from Table V.26(A) and V.26(B) for the lower and upper bound ranges of renewal employment authorization approvals based on the lower and upper bound wage annual earnings, respectively.
(印刷页第34439页)
( printed page 34439)
(印刷页第34440页)
( printed page 34440)
美国国土安全部(DHS)将对获得延缓强制遣返待遇的外国人造成的损失补偿,作为衡量取消其在(c)(14)类别下就业授权资格所产生的总体影响的一项指标,这既可以视为分配性影响(转移支付),也可以作为企业因生产力损失而产生成本的替代指标。该指标不包括企业因利润损失和机会成本而产生的额外成本,也不包括对外国人支持网络中其他相关方所产生的分配性影响。然而,本分析将在后文进一步讨论这些成本。如表V.26所示,潜在的收入损失(第34441页印刷版)取决于获得延缓强制遣返待遇并仍具备就业授权资格并继续工作的外国人人数,以及其工资水平。在2025财年至2034财年的10年期间,总收入损失预计在13亿美元至87亿美元之间。[261] 按7%的贴现率年化计算,初次申请和续期就业授权文件(EAD)持有人的收入损失预计在1.355亿美元至9.323亿美元之间(表V.30)。[262] 按3%的贴现率年化计算,初次申请和续期EAD持有人的收入损失预计在1.307亿美元至8.986亿美元之间(表V.30)。
DHS uses the lost compensation to aliens granted deferred action as a measure of the overall impact of removing eligibility for employment authorization under the (c)(14) category—either as distributional impacts (transfers) or as a proxy for costs to businesses for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an alien's support network. However, these costs will be discussed further in this analysis. As shown in Table V.26, the potential lost ( printed page 34441) earnings depend on the number of aliens granted deferred action who remain eligible for employment authorization and continue to work, as well as their wage rate. Over the 10-year period from FY 2025 through FY 2034, the total lost earnings would range from $1.3 billion to $8.7 billion.[261] Annualized at a 7 percent discount rate, lost earnings for initial and renewal EAD holders would range from $135.5 million to $932.3 million (Table V.30).[262] Annualized at a 3 percent discount rate, lost earnings for initial and renewal EAD holders would range from $130.7 million to $898.6 million (Table V.30).
根据本规则拟议的资格标准,不再具备续期就业授权资格的EAD持有人将遭受收入损失。此外,美国国土安全部认识到,如果申请续期的外国人的雇主目前尚未加入E-Verify系统且选择不加入该系统,则这些外国人可能会面临额外的补偿损失。在此类情况下,如果申请续期的外国人无法找到参与E-Verify系统的雇主提供的工作,他们可能会因此遭受收入损失。
EAD holders who would no longer be eligible to renew their employment authorization under the proposed eligibility criteria in this rule would incur lost earnings. Additionally, DHS acknowledges the potential for additional lost compensation to aliens applying for renewal if their employers are not currently enrolled in E-Verify and opt not to enroll in the E-Verify program. In such cases, aliens applying for renewal could lose earnings if they are unable to find employment with an employer who participates in E-Verify.
美国国土安全部认识到,在不考虑通货膨胀影响的情况下,收入通常会随时间推移而增长,EAD持有人未来的收入可能高于本分析中的估计值。此外,由于就业授权续期必然在初次就业授权获批之后进行,随着时间推移,续期申请人所获得的工资乃至总薪酬可能会更高。因此,这种影响可能会使收入损失的估计值出现向下偏差。然而,我们目前尚未找到切实可行的方法将这一可能性纳入量化估计之中。
DHS recognizes that, excluding the effects of inflation, earnings generally rise over time and the earnings of EAD holders could be higher in the future than estimated in this analysis. Moreover, since employment authorization renewals necessarily follow initial employment authorization approvals, in time, wages earned and, hence total compensation, could be higher for renewals. Accordingly, this effect could have a downward bias in the estimate of earnings losses. However, we see no tractable way at present to incorporate this possibility into the quantified estimates.
除上述量化影响外,对于不再具备就业授权资格的已获延缓强制遣返待遇的外国人而言,还可能存在定性影响。对于无法续期其就业授权或无法获得初次就业授权的(c)(14)类人群而言,很可能会产生收入损失方面的影响,这可能导致经济困难。该群体成员可能需要依赖其支持网络获得经济和社会援助,这可能包括但不限于家庭成员和朋友、宗教和慈善组织、私营非营利性服务提供者、州和地方政府以及非政府组织(NGO)。美国国土安全部认为,本规则对外国人支持网络造成的直接间接影响,很可能不会显著超过该外国人在没有本规则情况下本应获得的工资和福利。
In addition to the above quantified impacts, there could be qualitative impacts for aliens granted deferred action who would no longer be eligible for employment authorization. For the (c)(14) population that would not be able to renew their employment authorization or obtain initial employment authorization, there would likely be an impact in terms of lost income, which could pose economic hardships. Members of this population may need to rely on their support networks for financial and social assistance, which could involve, but may not be limited to, family members and friends, religious and charitable organizations, private non-profit providers, State and local governments, and NGOs. DHS believes that the immediate indirect impact of this rule to an alien's support network is likely not significantly more than the wages and benefits the alien would have earned without this rule.
二、生物识别信息
ii. Biometrics
美国国土安全部现行法规赋予美国公民及移民服务局(USCIS)逐案要求任何申请移民福利的外国人提交生物识别信息的一般权力。当USCIS确定申请(c)(14)的外国人须提交生物识别信息时,该外国人将收到USCIS发出的生物识别服务预约通知,要求其前往申请支持中心(ASC)提交生物识别信息,以协助身份核实并为(c)(14) EAD卡的制作等提供支持。[263] 美国国土安全部拟将提交生物识别信息的要求正式纳入法规,规定所有依据(c)(14)类别提交I-765表格的外国人,无论是初次申请还是续期申请,均须前往ASC提交生物识别信息。美国国土安全部拟使用申请(c)(14)的外国人所提交的生物识别信息进行犯罪记录筛查。[264] 申请(c)(14)的外国人所承担的成本可能与(c)(18)“生物识别信息”部分所述成本相似,即按照本分析所采用的较低和较高工资标准,每名外国人提交生物识别信息的成本分别为109.35美元和202.54美元。
Current DHS regulations provide general authority for USCIS to require the submission of biometrics from any alien filing for an immigration benefit on a case-by-case basis. When USCIS determines that an alien applying for (c)(14) is required to submit biometrics, they receive a biometrics services appointment notice from USCIS to submit biometrics at an ASC to assist in identity verification and facilitate (c)(14) EAD card production, among other things.[263] DHS is proposing to codify the requirement to submit biometrics, where all aliens who file Form I-765 under the (c)(14) category—for both initial and renewal applications—would be required to appear at an ASC and submit biometrics. DHS proposes to use the biometrics submitted by aliens applying for (c)(14) to screen for criminal history.[264] Aliens applying for (c)(14) would likely experience similar costs to those outlined in the (c)(18) “Biometrics” section, a per alien biometrics submission cost of $109.35 and $202.54 at the respective lower and upper wage rates for this analysis.
表V.27显示了获准延期遣返行动的外国人在初次申请和续签申请两种人口范围内,对应两种工资估算范围的生物特征信息提交总成本。表V.27(A)显示了基于109.35美元的下限提交成本,I-765表初次申请下限和上限人口范围的成本估算。B栏和D栏的生物特征信息申请下限和上限预测值,即本规则下批准数的下限和上限,来自表V.15“(c)(14)人口”部分。[265] C栏和E栏的总成本提供了下限情形下未贴现成本的范围。同样,表V.27(B)基于202.54美元的上限提交成本,重复了I-765表初次申请下限和上限范围的估算。表V.27(C)和V.27(D)分别基于下限和上限提交成本,重复了I-765表续签申请下限和上限范围的这些估算。
Table V.27 shows the two population ranges for initial and renewal receipts for the two ranges of wage estimates for aliens granted deferred action and the corresponding total cost to submit biometrics. Table V.27(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts at the lower bound submission cost of $109.35. The lower and upper bound projected biometrics receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.15 in the (c)(14) “Population” section.[265] The total costs for Columns C and E provide the range of undiscounted costs for the lower bound. Similarly, Table V.27(B) repeats the estimates for the lower and upper bound range of initial Form I-765 receipts based on the upper bound submission cost of $202.54. Tables V.27(C) and V.27(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound submission costs, respectively.
(印刷页第34442页)
( printed page 34442)
(印刷页第34443页)
( printed page 34443)
如表V.27所示,提交生物特征信息的成本取决于申请就业授权的获准延期遣返行动外国人人数及其工资水平。在2025财年至2034财年的10年期间内,提交生物特征信息的估计总成本预计在1200万美元至3740万美元之间。[266] 按7%的贴现率年化计算,提交生物特征信息的估计成本预计在130万美元至400万美元之间(表V.30)。按3%的贴现率年化计算,提交生物特征信息的估计成本预计在120万美元至380万美元之间(表V.30)。美国国土安全部(DHS)认识到,所列估算数字可能偏高,因为该人群中有一部分人已经收到生物特征信息采集服务预约通知并完成了生物特征信息提交。根据本拟议规则的新要求,这部分人群将继续完成生物特征信息提交,因此不会产生新的成本。
As shown in Table V.27, the cost to submit biometrics depends on the number of aliens granted deferred action who apply for employment authorization and their wage rate. Over the 10-year period from FY 2025 to FY 2034, the estimated total cost to submit biometrics would range from $12.0 million to $37.4 million.[266] Annualized at a 7 percent discount rate, the estimated costs to submit biometrics would range from $1.3 million to $4.0 million (Table V.30). Annualized at a 3 percent discount rate, the estimated costs to submit biometrics would range from $1.2 million to $3.8 million (Table V.30). DHS recognizes that the estimates presented may be an overestimate, as a portion of the population already receives a biometrics services appointment notice and completes biometrics submission. Under the new requirement of this proposed rule, this portion of the population would continue to complete biometrics, and thus not incur new costs.
三、表格
iii. Forms
对于仍符合就业授权资格的外国人而言,本拟议规则将增加申请就业授权的外国人群体的时间负担。本规则拟为获准延期遣返行动并寻求初次就业授权或续签就业授权的外国人增加申请程序和证明要求。目前,在没有本规则的情况下,根据(c)(14)延期遣返行动类别申请就业授权的外国人必须填写I-765WS表,以确定该外国人是否存在经济工作需要。由于该工作表已是该人群的现有要求,因此填写该工作表所需的时间负担未计入本分析。但是,拟议规则将要求提供书面证明文件,以支持I-765WS表中所提供的财务信息。[267] 对于获准延期遣返行动并仍符合就业授权资格的外国人而言,拟议规则将要求申请(c)(14)续签的外国人证明其受雇于或正在寻求受雇于在E-Verify系统中保持良好参与资格的美国雇主。该外国人须列明美国雇主名称,并提供其E-Verify公司识别号。这项新要求将增加申请续签就业授权的外国人群体的时间负担。
For aliens who remain eligible to be employment authorized, the proposed rule would increase the time burden on the population of aliens applying for employment authorization. This rule proposes to add filing procedures and evidentiary requirements for aliens granted deferred action who are seeking initial employment authorization or renewing employment authorization. Currently, without this rule, aliens applying for employment authorization under the (c)(14), deferred action category, must complete Form I-765WS to determine if the alien has an economic need to work. The time burden for completing this worksheet is not included in this analysis since it is already a requirement for this population. However, the proposed rule would require documentary evidence to support the financial information provided in Form I-765WS.[267] For aliens granted deferred action and who remain eligible to be employment authorized, the proposed rule would require an alien applying for a (c)(14) renewal to show that he or she is employed or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify. The alien would be required to list the U.S. employer's name and supply its E-Verify Company Identification Number. This new requirement would increase the time burden on the population of aliens applying for renewal of employment authorization.
美国国土安全部估计,填写I-765表所需的时间负担为4.38小时。[268] 对于在本规则(如最终确定)生效日期后申请就业授权的获准延期遣返行动外国人而言,(印刷页第34444页)本拟议规则将使I-765表的时间负担增加30分钟(0.5小时),总计达到4.88小时。[269] 该时间负担的增加,是由于拟议的监管要求规定,外国人必须受雇于在E-Verify系统中保持良好参与资格的美国雇主,方可具备续签就业授权的资格。根据有效最低小时薪酬计算,这一变化将使每份申请的时间机会成本增加约10.13美元,根据所有职业的平均薪酬计算,则增加约22.83美元。[270]
DHS estimates the time burden for completing Form I-765 is 4.38 hours.[268] For aliens granted deferred action who apply for employment authorization after the effective date of this rule ( printed page 34444) should it be finalized, this proposed rule would increase the time burden of Form I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours.[269] The increased time burden is due to the proposed regulatory requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization. This change would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly compensation and by about $22.83 based on the average compensation for all occupations.[270]
目前,获得暂缓遣返行动且符合资格并申请就业许可的外国人,须填写并提交I-765WS表。目前,填写I-765WS表的预估时间负担为每份30分钟(0.5小时)。[271]然而,由于拟议的法规要求外国人就其在I-765WS表中申报的财务记录提供补充文件,该时间负担将增加30分钟(0.5小时),使填写该表的新时间负担达到1小时。对于在本规则如最终定稿后生效之日起继续符合资格并申请就业许可的获得暂缓遣返行动的外国人而言,拟议规则将使每份申请的时间机会成本按有效最低小时报酬计算增加约10.13美元,按所有职业的平均报酬计算增加约22.83美元。[272]将填写I-765表和I-765WS表的新增成本合并计算,每名外国人增加的时间负担在较低和较高两档报酬率下将分别增加20.26美元和45.65美元的成本。273
Aliens granted deferred action, who are eligible and apply for employment authorization, are currently required to complete and submit Form I-765WS. The estimated time burden for completing Form I-765WS is currently 30 minutes (0.5 hours) per response.[271] However, due to the proposed regulatory requirement that aliens provide supplementary documentation for their financial records reported in Form I-765WS, the time burden will increase 30 minutes (0.5 hours), making the new time burden to complete the form 1 hour. For aliens granted deferred action who continue to be eligible and apply for employment authorization after the effective date of the rule should it be finalized, the proposed rule would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly compensation and by about $22.83 based on the average compensation for all occupations.[272] Combining the new costs of completing Form I-765 and Form I-765WS, the total per alien increased time burden would add costs of $20.26 and $45.65 at the respective lower and upper bound compensation rates.273
表V.28列出了针对初次受理和续期受理两个人口范围填写I-765表和I-765WS表所产生的额外申请时间机会成本。表V.28(A)根据20.26美元的较低额外时间机会成本,列出了续期I-765表受理量下限和上限范围的成本估算。B列和D列中的下限和上限预计受理量,系依据(c)(14)“人口”部分表V.15中本规则下的下限和上限批准量。C列和E列的总成本给出了按较低报酬率计算的未贴现成本范围。同样,表V.28(B)根据45.65美元的较高额外时间机会成本,重复列出了续期受理量下限和上限范围的估算。
Table V.28 shows the additional filing opportunity cost of time for filing Form I-765 and Form I-765WS for the two population ranges for initial and renewal receipts. Table V.28(A) shows cost estimates for the lower and upper bound range of renewal Form I-765 receipts based on the lower bound additional opportunity cost of time of $20.26. The lower and upper bound projected receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.15 in the (c)(14) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound compensation. Similarly, Table V.28(B) repeats the estimates for the lower and upper bound range of renewal receipts based on the upper bound additional opportunity cost of time of $45.65.
(印刷页 34445)
( printed page 34445)
(印刷页 34446)
( printed page 34446)
如表中所示,在2025财年至2034财年的10年期间内,因填写表格的时间负担增加而产生的预估时间机会成本总额,预计在约220万美元至840万美元之间。按7%的贴现率年化计算,填写I-765表和I-765WS表产生的预估额外成本将在235,496美元至897,077美元之间(表V.30)。按3%的贴现率年化计算,填写I-765表和I-765WS表产生的预估额外成本将在227,734美元至866,282美元之间(表V.30)。
As indicated in the table, the estimated total opportunity costs of time incurred as a result of the increased time burden for completing the forms over the 10-year period from FY 2025 through FY 2034 would range from about $2.2 million to $8.4 million. Annualized at a 7 percent discount rate, the estimated additional costs to complete Forms I-765 and I-765WS would range from $235,496 to $897,077 (Table V.30). Annualized at a 3 percent discount rate, the estimated additional costs to complete Forms I-765 and I-765WS would range from $227,734 to $866,282 (Table V.30).
四、税收
iv. Taxes
本拟议规则短期内可能减少向联邦政府缴纳的税款(一种转移支付)。在原本可由(或曾由)(c)(14)类外国劳工担任的职位(初次申请)或曾由其担任的职位(续期申请)处于空缺期间,联邦政府将无法征收相关税款。
This proposed rule could reduce taxes paid to the Federal Government (a transfer payment) in the short term. During the period of vacancy for a job that could be (initial) or formerly (renewal) held by the (c)(14) alien worker, the Federal Government would not be collecting taxes.
如果企业无法为不再具备工作许可资格的受影响外国人原本将占据的职位找到劳动力,那么未履行的劳动将导致雇主和雇员向各级政府缴纳的税款减少。因此,(c)(14)“收入”部分所述的收入损失将导致此类税收减少。
If businesses cannot find labor for the positions the affected aliens who are no longer eligible for work authorization would have occupied, then the unperformed labor would result in a reduction in taxes from employers and employees to governments. Accordingly, the lost earnings derived in the (c)(14) “Earnings” section will contribute to such a reduction in taxes paid.
就本分析而言,国土安全部(DHS)采用与(c)(18)“税收”部分所述相同的、对就业税(即医疗保险税和社会保障税)可能产生的潜在影响。国土安全部以未计负担的收入为基础估算税收影响。计算方法为:将稳定后的收入乘以15.3%的就业税率,再将所得结果除以1.45的福利负担倍数。[274]
DHS uses the same potential contributory effects on employment taxes, namely Medicare and Social Security, as described in the (c)(18) “Taxes” section for this analysis. DHS estimates the tax impacts on the unburdened earnings basis. We calculate this by multiplying the stabilized earnings by the employment tax rate of 15.3 percent and dividing the resulting product by the benefits burden multiple of 1.45.[274]
为估算就业税损失的范围,我们采用表V.26 G列和H列中按现行报酬率和平均报酬率计算的初次申请和续期申请预计申请人的预估收入损失,将每年数值乘以15.3%,再除以1.45。这些计算结果列于表V.29中。税收影响的实际数值,将取决于在没有本规则的情况下,企业原本能够轻易为多少受影响的就业许可文件(EAD)持有者找到合理劳动力替代者的数量。
To estimate the range of employment tax losses, we take the estimated lost earnings for the range of initial and renewal projected filers at the prevailing and average compensation rates from Table V.26, columns G and H, multiply each year by 15.3 percent, and divide by 1.45. These calculations are shown in Table V.29. The actual value of tax impacts would depend on the number of affected EAD holders that businesses would have been able to easily find reasonable labor substitutes for in the absence of this rule.
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DHS估计,在2025财年至2034财年的10年期间,收入损失可能介于13亿美元至87亿美元之间,[275]这将导致就业税收或转移支付相应减少,减少幅度介于1.339亿美元至9.207亿美元之间。[276]按7%的贴现率年化计算,就业税收损失将介于约1430万美元至9840万美元之间(表V.30)。按3%的贴现率年化计算,就业税收的减少将介于约1380万美元至9480万美元之间(表V.30)。同样,根据雇员的具体情况,可能还存在未在此估算的额外联邦所得税损失。也可能存在州和地方所得税损失,其金额因司法管辖区而异,但国土安全部(DHS)无法对此进行量化。我们注意到,税收转移潜在减少的影响仅适用于薪酬影响,不适用于劳动力流动成本、与表格填写时间负担相关的成本,或E-Verify系统的实施和使用成本。
Lost earnings, which DHS estimates could range between $1.3 billion to $8.7 billion over the 10-year period from FY 2025 through FY 2034,[275] would result in corresponding reduction in employment taxes or transfers ranging between $133.9 million and $920.7 million.[276] Annualized at a 7 percent discount rate, employment tax losses would range from approximately $14.3 million to $98.4 million (Table V.30). Annualized at a 3 percent discount rate, the reduction in employment taxes would range from approximately $13.8 million to $94.8 million (Table V.30). Again, depending on the circumstances of the employee, there could be additional Federal income tax losses not estimated here. There may also be State and local income tax losses that would vary according to the jurisdiction, but that DHS is unable to quantify. We note that the potential decrease in tax transfers only applies to the compensation impacts, not to labor turnover costs, costs associated with form time burdens, or implementation and use of E-Verify.
v. 总计
v. Total
在前述(c)(14)“货币化影响分析”各节中,我们列出了拟议规则对丧失劳动收入、生物特征信息提交、填写表格所需时间负担增加以及以减税形式体现的转移支付等方面影响的估算。总影响是通过汇总表V.26至表V.29中最初和续期影响的最大值和最小值估算得出的。因此,表V.30显示了拟议规则估计货币化成本的范围,其中表V.30(A)列出了最大估算值,表V.30(B)列出了最小估算值。对于表格的每一小节,均提供了未贴现的10年期总值,以及按7%和3%贴现率计算的现值成本和年化成本。
In the previous (c)(14) “Monetized Impact Analysis” sections we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes. The total impacts are aggregated by summing the total initial and renewal impacts from Tables V.26 through V.29 in terms of the maximum and minimum estimates. Therefore, Table V.30 shows the range of estimated monetized costs of the proposed rule, where Table V.30(A) presents the maximum estimates, and Table V.30(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
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如表V.30所示,在所采用的假设下,拟议规则在2025财年至2034财年期间预计的10年期未贴现货币化成本最高可达约88亿美元,最低成本估计为13亿美元。[277]如果公司无法为获得延期遣返行动的外国人所担任的职位找到合理的劳动力替代者,本规则的大部分成本将源于劳动收入的损失。国土安全部指出,上述估算中未反映出一些无法量化的成本。
As Table V.30 shows, the projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $8.8 billion with a minimum cost estimate of $1.3 billion under the assumptions relied on.[277] The majority of the costs of this rule would result from lost labor earnings, if companies are unable to find reasonable labor substitutes for the positions that the aliens granted deferred action would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
c. 获准假释进入美国的外国人的酌情就业授权((c)(11))
c. Discretionary Employment Authorization for Aliens Paroled Into the United States ((c)(11))
i. 收入
i. Earnings
国土安全部没有关于获得假释许可的外国人(无论是在最初阶段还是续期阶段)的工资或职业信息,因为这些外国劳工获得的是开放市场就业授权文件(EAD),不包含也不要求提供任何有关其就业情况的数据。由于许多申请(c)(11)类别的外国人与申请(c)(18)类别的外国人具有许多相同的特征,例如均为相对新进入劳动力市场者,且有效期均不超过一年等,国土安全部采用了与(c)(18)“收入”一节中所述相同的工资和收入估算方法。对于每名外国人,所使用的估计年收入下限为36,144美元,上限为81,440美元。
DHS has no information on wages or occupations of aliens who have been granted parole, at the initial or renewal stage, since these alien workers obtain an open-market EAD that does not include or require any data on their employment. Because many of the aliens applying for (c)(11) would have many of the same characteristics as aliens applying for (c)(18), such as being relatively new entrants to the labor force and having a validity period not exceeding one year, etc., DHS used the same wage and earnings estimates described in the (c)(18) “Earnings” section. For each alien, the estimated annual lower bound earnings used is $36,144 and the upper bound earnings is $81,440.
表V.31显示了针对获准假释的外国人,在两个工资估算范围下,最初批准和续期批准的两个估计人口范围,以及相应的潜在收入损失。关于本规则下估计的批准人数(列于A列和C列)以及无本规则情况下估计的基线申请人数(列于E列),对可能影响的评估依赖于这样一个假设,即所有在(c)(11)类别下获得就业授权批准的人都进入了劳动力市场。这一假设是合理的,因为除少数例外情况外,外国人如果不期望获得经济利益回报,通常不会为申请就业授权(对于需要缴纳申请费的相关就业授权类别而言)而承担直接申请费用和与时间相关的机会成本。然而,实际上,外国人可能由于与本行动不特别相关的其他多种原因而未能就业。
Table V.31 shows the two estimated population ranges for initial and renewal approvals for the two ranges of wage estimates for aliens granted parole and the corresponding potential lost earnings. Regarding the estimated approvals under this rule reported in Columns A and C and the estimated baseline filers without this rule reported in Column E, the assessments of possible impacts rely on the assumption that everyone who was approved for employment authorization under the (c)(11) category entered the labor force. This assumption is justifiable because aliens, with few exceptions, generally would not have expended the direct filing (for the pertinent employment authorization categories in which there is a filing fee) and time-related opportunity costs associated with applying for employment authorization if the aliens did not expect to recoup an economic benefit. Realistically, however, aliens might not be employed for any number of other reasons not specifically relevant to this action.
截至2024年12月,全国失业率为4.1%。[278]即使在失业率较低的情况下,劳动力市场中仍存在持续且相当大的工作岗位流动。外国人可能因这种正常的岗位流动或因任何数量的具体案件因素和条件而失业。因此,我们认为按比例推算表V.20中的人口规模(即初次和续签基线申请量、本规则下初次和续签批准量的下限和上限)并将其列入表V.31的A、C、E栏,以反映当前失业情况,这是合理的做法,其计算方法是将就业率(即1减去0.041)纳入计算,得出0.959。[279]
The national unemployment rate as of December 2024 was 4.1 percent.[278] There is constant and considerable job turnover in the labor market even when the unemployment rate is low. Aliens could be unemployed due to this normal turnover or from any number of case-specific factors and conditions. As such, we believe it is reasonable to project scaled populations (from Table V.20: initial and renewal baseline receipts, lower bound initial and renewal approvals under this rule, and upper bound initial and renewal approvals under this rule) in Table V.31 Columns A, C, and E to account for current unemployment, which is conducted by integrating the employment rate, as unity minus 0.041, to arrive at 0.959.[279]
表V.31(A)显示了基于下限工资年收入36,144美元的初次就业授权批准量下限和上限范围的成本估算。根据(c)(11)“人口”部分所制定的预测,本规则下各类人群的总收入列于B、D、F栏。G栏和H栏显示了潜在收入损失,其计算方法是将本规则下人群的潜在收入(B栏和D栏)与当前基线(F栏)相减。同样,表V.31(B)根据上限(平均)工资年收入81,440美元,重复列出了初次就业授权批准量下限和上限范围的估算。表V.31(C)和表V.31(D)分别根据下限和上限工资年收入,重复列出了表V.31(A)和表V.31(B)中针对续签就业授权批准量下限和上限范围的估算。
Table V.31(A) shows cost estimates for the lower and upper bound range of initial employment authorization approvals based on the lower bound wage annual earnings of $36,144. The total earnings for each population under the rule based on the projections developed in the (c)(11) “Population” section is reported in Columns B, D and F. Columns G and H present the potential lost earnings, by subtracting, the potential earnings from rule populations (Columns B and D) from the current baseline (Column F). Similarly, Table V.31(B) repeats the estimates for the lower and upper bound range of initial employment authorization approvals based on the upper bound (average) wage annual earnings of $81,440. Tables V.31(C) and V.31(D) repeat the estimates from Table V.31(A) and V.31(B) for the lower and upper bound ranges of renewal employment authorization approvals based on the lower and upper bound wage annual earnings, respectively.
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国土安全部(DHS)将获准假释入境的外国人的收入损失作为衡量取消(c)(11)类别就业授权资格总体影响的指标,无论是作为分配性影响(转移支付),还是作为企业生产力损失成本的替代指标。该指标不包括企业因利润损失和机会成本而产生的额外成本,也不包括对外国人支持网络中其他人员的分配性影响。然而,本分析将进一步讨论这些成本。如表V.31所示,潜在收入损失取决于获准假释且仍符合就业授权资格并继续工作的外国人数量,以及其工资水平。在2025财年至2034财年的10年期间,总收入损失将在3.736亿美元至12亿美元之间。[280]按7%贴现率折算为年化值,(印刷页34453)初次和续签EAD持有者的收入损失将在4,200万美元至1.324亿美元之间(表V.35)。[281]按3%贴现率折算为年化值,初次和续签EAD持有者的收入损失将在3,940万美元至1.25亿美元之间(表V.35)。
DHS uses the lost compensation to aliens granted parole as a measure of the overall impact of removing eligibility for employment authorization under the (c)(11) category—either as distributional impacts (transfers) or as a proxy for costs to businesses for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an alien's support network. However, these costs will be discussed further in this analysis. As shown in Table V.31, the potential lost earnings depend on the number of aliens granted parole who remain eligible for employment authorization and continue to work, as well as their wage rate. Over the 10-year period from FY 2025 through FY 2034, the total lost earnings would range from $373.6 million to $1.2 billion.[280] Annualized at ( printed page 34453) a 7 percent discount rate, lost earnings for initial and renewal EAD holders would range from $42.0 million to $132.4 million (Table V.35).281 Annualized at a 3 percent discount rate, lost earnings for initial and renewal EAD holders would range from $39.4 million to $125.0 million (Table V.35).
根据本规则拟议的资格标准,不再符合续签就业授权资格的EAD持有者将遭受收入损失。此外,国土安全部承认,如果申请续签的外国人的雇主目前未参加E-Verify计划且选择不参加该计划,则这些外国人可能遭受额外的收入损失。在这种情况下,申请续签的外国人如果无法找到参加E-Verify计划的雇主提供的工作,则可能蒙受收入损失。
EAD holders who would no longer be eligible to renew their employment authorization under the proposed eligibility criteria in this rule would incur lost earnings. Additionally, DHS acknowledges the potential for additional lost compensation to aliens applying for renewal if their employers are not currently enrolled in E-Verify and opt not to enroll in the E-Verify program. In such cases, aliens applying for renewal could lose earnings if they are unable to find employment with an employer who participates in E-Verify.
国土安全部认识到,在排除通货膨胀影响的情况下,收入通常会随时间推移而上升,EAD持有者未来的收入可能高于本分析中的估算值。此外,由于就业授权续签必然在初次就业授权批准之后进行,随着时间推移,续签所获得的工资收入及总薪酬可能更高。因此,这一因素可能使收入损失的估算值产生向下偏差。然而,我们目前尚未找到切实可行的方法将这种可能性纳入量化估算之中。
DHS recognizes that, excluding the effects of inflation, earnings generally rise over time and the earnings of EAD holders could be higher in the future than estimated in this analysis. Moreover, since employment authorization renewals necessarily follow initial employment authorization approvals, in time, wages earned and, hence total compensation, could be higher for renewals. Accordingly, this effect could have a downward bias in the estimate of earnings losses. However, we see no tractable way at present to incorporate this possibility into the quantified estimates.
除上述量化影响外,被准予假释的外国人如不再具备获得就业授权的资格,还可能产生定性影响。对于(c)(11)类人群中无法续签就业授权或无法获得初次就业授权的人员而言,很可能会因收入损失而受到影响,这可能造成经济困难。此类人群可能需要依靠其支持网络获得经济和社会援助,这可能包括但不限于家庭成员和朋友、宗教和慈善组织、私营非营利性服务提供者、州和地方政府以及非政府组织(NGO)。美国国土安全部(DHS)认为,本规则对外国人支持网络造成的直接间接影响,很可能不会显著超过该外国人在没有本规则情况下本应获得的工资和福利。
In addition to the above quantified impacts, there could be qualitative impacts for aliens granted parole who would no longer be eligible for employment authorization. For the (c)(11) population that would not be able to renew their employment authorization or obtain an initial employment authorization, there would likely be an impact in terms of lost income, which could pose economic hardships. Members of this population may need to rely on their support networks for financial and social assistance, which could involve, but may not be limited to, family members and friends, religious and charitable organizations, private non-profit providers, State and local governments, and NGOs. DHS believes that the immediate indirect impact of this rule to an alien's support network is likely not significantly more than the wages and benefits the alien would have earned without this rule.
二、生物识别信息
ii. Biometrics
美国国土安全部(DHS)现行法规赋予美国公民及移民服务局(USCIS)一般性权力,可根据具体情况要求任何申请移民福利的外国人提交生物识别信息。当USCIS确定申请(c)(11)类别的外国人需要提交生物识别信息时,该外国人将收到USCIS发出的生物识别服务预约通知,前往申请支持中心(ASC)提交生物识别信息,以协助身份核实并促进(c)(11)类就业授权文件(EAD)卡的制作等。[282] DHS拟将提交生物识别信息的要求予以编纂为法规,要求所有以(c)(11)类别提交I-765表格的外国人,无论是初次申请还是续签申请,均须前往申请支持中心(ASC)提交生物识别信息。DHS拟利用申请(c)(11)类别的外国人提交的生物识别信息进行犯罪记录筛查。[283] 由于申请(c)(11)类别的外国人很可能面临与(c)(18)“生物识别信息”部分所述类似的费用,根据本分析所采用的较低和较高两种工资水平,每名外国人提交生物识别信息的费用分别为109.35美元和202.54美元。
Current DHS regulations provide general authority for USCIS to require the submission of biometrics from any alien filing for an immigration benefit on a case-by-case basis. When USCIS determines that an alien applying for (c)(11) is required to submit biometrics, they receive a biometrics services appointment notice from USCIS to submit biometrics at an ASC to assist in identity verification and facilitate (c)(11) EAD card production among other things.[282] DHS is proposing to codify the requirement to submit biometrics, where all aliens who file Form I-765 under the (c)(11) category—for both initial and renewal applications—would be required to appear at an ASC and submit biometrics. DHS proposes to use the biometrics submitted by aliens applying for (c)(11) to screen for criminal history.[283] Because aliens applying for (c)(11) would likely experience similar costs to those outlined in the (c)(18) “Biometrics” section, there is a per alien biometrics submission cost of $109.35 and $202.54 at the respective lower and upper wage rates for this analysis.
表V.32显示了在两种工资水平估算范围下,初次申请和续签申请的两个人群范围,以及提交生物识别信息的相应总费用。表V.32(A)显示了在较低提交费用109.35美元的情况下,初次提交I-765表格的下限和上限人数范围的费用估算。B栏和D栏中的下限和上限生物识别信息预计接收数,为来自(c)(11)“人群”部分表V.20中本规则下的下限和上限批准数。[284] C栏和E栏的总费用提供了下限估算下未折现费用的范围。同样,表V.32(B)基于较高提交费用202.54美元,重复了初次提交I-765表格的下限和上限范围的估算。表V.32(C)和表V.32(D)分别基于较低和较高提交费用,重复了续签I-765表格下限和上限范围的估算。
Table V.32 shows the two population ranges for initial and renewal receipts for the two ranges of wage estimates for aliens granted parole and the corresponding total cost to submit biometrics. Table V.32(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts at the lower bound submission cost of $109.35. The lower and upper bound projected biometrics receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.20 in the (c)(11) “Population” section.[284] The total costs for Columns C and E provide the range of undiscounted costs for the lower bound. Similarly, Table V.32(B) repeats the estimates for the lower and upper bound range of initial Form I-765 receipts based on the upper bound submission cost of $202.54. Tables V.32(C) and V.32(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound submission costs, respectively.
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如表V.32所示,提交生物识别信息的费用取决于申请就业授权的被准予假释外国人数量及其工资水平。在2025财年至2034财年的10年期间内,提交生物识别信息的估计总费用预计在1,850万美元至3,520万美元之间。[285] 按7%的折现率年化计算,提交生物识别信息的估计费用预计在210万美元至390万美元之间(表V.35)。按3%的折现率年化计算,提交生物识别信息的估计费用预计在190万美元至370万美元之间(表V.35)。DHS认识到,所列估计数可能偏高,因为该人群中有一部分已收到生物识别服务预约通知并完成生物识别信息提交。根据本拟议规则的新要求,该部分人群将继续完成生物识别信息提交,因此不会产生新的费用。
As shown in Table V.32, the cost to submit biometrics depends on the number of aliens granted parole who apply for employment authorization and their wage rate. Over the 10-year period from FY 2025 through FY 2034, the estimated total cost to submit biometrics would range from $18.5 million to $35.2 million.[285] Annualized at a 7 percent discount rate, the estimated costs to submit biometrics would range from $2.1 million to $3.9 million (Table V.35). Annualized at a 3 percent discount rate, the estimated costs to submit biometrics would range from $1.9 million to $3.7 million (Table V.35). DHS recognizes that the estimates presented may be an overestimate, as a portion of the population already receives a biometrics services appointment notice and completes biometrics submission. Under the new requirement of this proposed rule, this portion of the population would continue to complete biometrics, and thus not incur new costs.
三、表格
iii. Forms
对于仍符合就业许可资格的外国人而言,拟议规则将增加申请就业许可的外国人群体的时间负担。本规则还建议为获得假释并寻求初次就业许可或续签就业许可的外国人增加申请程序和证据要求。拟议的新要求包括提交I-765WS表及相关证明文件[286],以证明该外国人存在就业的经济必要性,并且仅对申请续签的外国人而言,还需提供其在E-Verify系统中登记的美国雇主名称及该雇主的E-Verify公司识别号。
For aliens who remain eligible to be employment authorized, the proposed rule would increase the time burden on the population of aliens applying for employment authorization. This rule also proposes to add filing procedures and evidentiary requirements for aliens granted parole who are seeking initial employment authorization or renewing employment authorization. The proposed new requirements include submitting Form I-765WS along with supporting documentation [286] to establish the alien's economic necessity for employment and, for aliens applying for renewal only, the name of the alien's U.S. employer as listed in E-Verify and that employer's E-Verify Company Identification Number.
美国国土安全部(DHS)估计填写I-765表的时间负担为4.38小时。[287]对于本规则生效后(如最终定稿)申请就业许可的获假释外国人而言,本拟议规则将使I-765表的时间负担增加30分钟(0.5小时),总计达到4.88小时。[288]此时间负担增加是由于拟议的监管要求,即外国人必须受雇于在E-Verify系统中信誉良好的美国雇主,方可获得就业许可续签资格。根据有效最低小时薪酬计算,这一变化将使每份申请的时间机会成本增加约10.13美元(第34456页印刷版);根据所有职业的平均薪酬计算,则增加约22.83美元。[289]
DHS estimates the time burden for completing Form I-765 is 4.38 hours.[287] For aliens granted parole who apply for employment authorization after the effective date of this rule should it be finalized, this proposed rule would increase the time burden of Form I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours.[288] The increased time burden is due to the proposed regulatory requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization. This change would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly ( printed page 34456) compensation and by about $22.83 based on the average compensation for all occupations.[289]
本拟议规则还将规定,根据(c)(11)类别申请就业许可的外国人必须提交I-765WS表。目前,证明存在就业经济必要性仅作为可酌情考虑的因素列出,并非(c)(11)类别下的强制要求。在本拟议规则中,国土安全部将把这一要求设为强制性要求。国土安全部估计,目前填写I-765WS表的时间负担为30分钟(0.5小时)。[290]然而,由于拟议的监管要求规定外国人须就I-765WS表中申报的财务记录提供补充证明文件,该表格的时间负担将增加30分钟(0.5小时),使填写该表格的新时间负担达到1小时。对于本规则生效后(如最终定稿)继续符合资格并申请就业许可的获假释外国人而言,按有效最低小时薪酬计算,拟议规则将使每名外国人的时间机会成本增加20.26美元;按所有职业的平均薪酬计算,则增加45.65美元。[291]
This proposed rule would also make it a requirement to submit Form I-765WS for aliens applying for employment authorization under the (c)(11) category. Currently, proving the existence of economic necessity to be employed is listed as a discretionary factor for consideration, but it is not a requirement under the (c)(11) category. In this proposed rule, DHS would make this a mandatory requirement. DHS estimates the current time burden for completing Form I-765WS is 30 minutes (0.5 hours).[290] However, due to the proposed regulatory requirement that aliens provide supplementary documentation for their financial records reported in Form I-765WS, the time burden will increase 30 minutes (0.5 hours), making the new time burden to complete the form 1 hour. For aliens granted parole who continue to be eligible and apply for employment authorization after the effective date of the rule should it be finalized, the proposed rule would increase the opportunity cost of time for each alien by $20.26 based on the effective minimum hourly compensation and $45.65 based on the average compensation for all occupations.[291]
此外,本拟议规则还将影响I-131表的填报负担,该表格是目前根据(c)(11)类别申请就业许可的外国人须填写的表格。由于本规则拟议的监管要求规定外国人须受雇于在E-Verify系统中信誉良好的美国雇主方可获得就业许可续签资格,且须就I-765WS表中申报的财务记录提供补充证明文件,I-131表将相应更新以反映这些新要求。填写I-131表目前的时间负担为2.917小时,但在拟议的监管变更下将增加至3.167小时,相差15分钟(0.25小时)。由于这些变化,按有效最低小时薪酬计算,每名外国人的时间机会成本将增加5.07美元;按所有职业的平均薪酬计算,则增加11.41美元。[292]综合I-765表、I-765WS表和I-131表的新增成本,按较低和较高薪酬标准计算,每名外国人增加的时间负担成本分别为35.46美元和79.89美元。[293]
Additionally, this proposed rule would impact the reporting burden for Form I-131, a form aliens seeking employment authorization under the (c)(11) category are currently required to complete. Due to the proposed regulatory requirements in this rule that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization and that aliens provide supplementary documentation for their financial records reported in Form I-765WS, Form I-131 would be updated to reflect these new requirements. The time burden to complete Form I-131 is currently 2.917 hours but would increase to 3.167 hours under the proposed regulatory changes, a 15-minute (0.25 hour) difference. The opportunity cost of time for each alien due to these changes would increase by $5.07 based on the effective minimum hourly compensation and $11.41 based on the average compensation for all occupations.[292] Combining the new costs of the Forms I-765, I-765WS, and I-131, the total per alien increased time burden would add costs of $35.46 and $79.89 at the respective lower and upper bound compensation rates.[293]
表 V.33 显示了针对初次受理和续期受理两个人口范围填写 I-765 表、I-765WS 表和 I-131 表所产生的额外时间机会成本。表 V.33(A) 显示了基于每小时 35.46 美元的下限额外时间机会成本,初次 I-765 表受理量下限和上限范围的成本估算。B 列和 D 列中的下限和上限预计表格受理量,是根据(c)(11)“人口”部分表 V.20 中本规则下的下限和上限批准量得出的。C 列和 E 列的总成本提供了下限补偿情形下未贴现成本的范围。同样,表 V.33(B) 基于每小时 79.89 美元的上限额外时间机会成本,重复列出了初次 EAD 受理量下限和上限范围的估算。表 V.33(C) 和表 V.33(D) 分别重复列出了下限和上限工资时间机会成本的估算。
Table V.33 shows the additional opportunity cost of time for filing Form I-765, Form I-765WS, and Form I-131 for the two population ranges for initial and renewal receipts. Table V.33(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts based on the lower bound additional opportunity cost of time of $35.46. The lower and upper bound projected forms receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.20 in the (c)(11) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound compensation. Similarly, Table V.33(B) repeats the estimates for the lower and upper bound range of initial EAD receipts based on the upper bound additional opportunity cost of time of $79.89. Tables V.33(C) and V.33(D) repeat on the lower and upper bound wage opportunity cost of time, respectively.
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如表中所示,在 2025 财年至 2034 财年这十年期间,因完成表格所需时间增加而产生的估计总时间机会成本约为 600 万美元至 1390 万美元不等。[294] 以 7% 的贴现率折算为年化值,完成 I-765 表、I-765WS 表和 I-131 表所需的估计额外成本将在 673,757 美元至 160 万美元之间(表 V.35)。以 3% 的贴现率折算为年化值,完成 I-765 表、I-765WS 表和 I-131 表所需的估计额外成本将在 632,291 美元至 150 万美元之间(表 V.35)。
As indicated in the table, the estimated total opportunity costs of time incurred as a result of the increased time burden for completing the forms over the 10-year period from FY 2025 to FY 2034 would range from about $6.0 million to $13.9 million.[294] Annualized at a 7 percent discount rate, the estimated additional costs to complete Form I-765, Form I-765WS, and Form I-131 would range from $673,757 to $1.6 million (Table V.35). Annualized at a 3 percent discount rate, the estimated additional costs to complete Form I-765, Form I-765WS, and Form I-131 would range from $632,291 to $1.5 million (Table V.35).
四、税收
iv. Taxes
本拟议规则短期内可能减少向联邦政府缴纳的税款(一种转移支付)。在原本可由(c)(11)外籍劳工担任的职位(初次)或曾经担任的职位(续期)处于空缺期间,联邦政府将无法征收相应税款。
This proposed rule could reduce taxes paid to the Federal Government (a transfer payment) in the short term. During the period of vacancy for a job that could be (initial) or formerly (renewal) held by the (c)(11) alien worker, the Federal Government would not be collecting taxes.
如果企业无法为那些因不再具备工作授权资格的受影响外国人原本将填补的职位找到替代劳动力,则未履行的劳动将导致雇主和雇员向各级政府缴纳的税款减少。因此,(c)(11)“收入”部分中得出的收入损失将导致此类税收减少。
If businesses cannot find labor for the positions the affected aliens who are no longer eligible for work authorization would have occupied, then the unperformed labor would result in a reduction in taxes from employers and employees to governments. Accordingly, the lost earnings derived in the (c)(11) “Earnings” section will contribute to such a reduction in taxes paid.
就本分析而言,国土安全部(DHS)采用与(c)(18)“税收”部分所述相同的、对就业税(即医疗保险税和社会保障税)可能产生的潜在影响。国土安全部基于未计负担的收入估算税收影响。具体计算方法为:将稳定后的收入乘以 15.3% 的就业税率,再将所得乘积除以 1.45 的福利负担倍数。[295]
DHS uses the same potential contributory effects on employment taxes, namely Medicare and Social Security, as described in the (c)(18) “Taxes” section for this analysis. DHS estimates the tax impacts on the unburdened earnings basis. We calculate this by multiplying the stabilized earnings by the employment tax rate of 15.3 percent and dividing the resulting product by the benefits burden multiple of 1.45.[295]
为估算就业税损失的范围,我们采用表 V.31 G 列和 H 列中按现行工资率和平均薪酬水平计算的初次及续期预计申请人的估计收入损失,将每年的数值乘以 15.3%,再除以 1.45。这些计算结果显示于表 V.34 中。税收影响的实际数值将取决于在没有本规则的情况下,企业能够轻易为多少受影响的 EAD 持有人找到合理替代劳动力。
To estimate the range of employment tax losses, we take the estimated lost earnings for the range of initial and renewal projected filers at the prevailing and average compensation rates from Table V.31, columns G and H, multiply each year by 15.3 percent, and divide by 1.45. These calculations are shown in Table V.34. The actual value of tax impacts would depend on the number of affected EAD holders that businesses would have been able to easily find reasonable labor substitutes for in the absence of this rule.
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国土安全部估计,在 2025 财年至 2034 财年这十年期间,收入损失可能在 3.736 亿美元至 12 亿美元之间,[296] 由此导致的相应就业税损失或转移支付将在 3940 万美元至 1.259 亿美元之间。[297] 以 7% 的贴现率折算为年化值,就业税损失约在 440 万美元至 1400 万美元之间(表 V.35)。以 3% 的贴现率折算为年化值,就业税损失约在 420 万美元至 1320 万美元之间(表 V.35)。此外,根据雇员的具体情况不同,可能还存在此处未估算的额外联邦所得税损失。此外,还可能存在州和地方所得税损失,其数额因司法管辖区而异,但国土安全部无法对此进行量化。我们注意到,税收转移支付的潜在减少仅适用于薪酬影响,不适用于劳动力更替成本、与表格填写时间负担相关的成本,或 E-Verify 系统的实施和使用成本。
Lost earnings, which DHS estimates could range between $373.6 million to $1.2 billion [296] over the 10-year period from FY 2025 through FY 2034, would result in corresponding employment tax losses or transfers ranging between $39.4 million and $125.9 million.[297] Annualized at a 7 percent discount rate, employment tax losses would range from approximately $4.4 million to $14.0 million (Table V.35). Annualized at a 3 percent discount rate, employment tax losses would range from approximately $4.2 million to $13.2 million (Table V.35). Again, depending on the circumstances of the employee, there could be additional Federal income tax losses not estimated here. There may also be State and local income tax losses that would vary according to the jurisdiction but that DHS is unable to quantify. We note that the potential decrease in tax transfers only applies to the compensation impacts, not to labor turnover costs, costs associated with the form time burdens, or implementation and use of E-Verify.
五、总计
v. Total
在之前的(c)(11)“货币化影响分析”部分,我们提出了拟议规则在以下方面相关影响的估算:劳动收入损失、生物特征信息采集、填写表格所增加的时间负担,以及以减税形式体现的转移支付。总影响是通过汇总表V.31至表V.34中初次及续期影响的最大值和最小值估算得出的。因此,表V.35列示了拟议规则估算货币化成本的范围,其中表V.35(A)列示最大估算值,表V.35(B)列示最小估算值。对于该表的每个小节,均提供了未贴现的10年合计总值,以及按7%和3%贴现率计算的现值成本和年度化成本。
In the previous (c)(11) “Monetized Impact Analysis” sections we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes. The total impacts are aggregated by summing the total initial and renewal impacts from Tables V.31 through V.34 in terms of the maximum and minimum estimates. Therefore, Table V.35 shows the range of estimated monetized costs of the proposed rule, where Table V.35(A) presents the maximum estimates, and Table V.35(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
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如表V.35所示,在所依据的假设条件下,拟议规则在2025财年至2034财年期间预计的10年货币化未贴现成本最高可达约12亿美元,最低成本估算为4亿美元。[298] 如果公司无法为获准假释的外国人原本将填补的职位找到合理的劳动力替代者,则本规则的大部分成本将源于劳动收入损失。国土安全部(DHS)指出,上述估算中未反映部分无法量化的成本。
As Table V.35 shows, the projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $1.2 billion with a minimum cost estimate of $0.4 billion under the assumptions relied on.[298] The majority of the costs of this rule would result from lost labor earnings, if companies are unable to find reasonable labor substitutes for the positions that the aliens granted parole would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
d. 总计
d. Grand Total
在之前的“货币化影响分析”各部分中,我们提出了拟议规则在以下方面相关影响的估算,这些影响与所讨论的酌情就业许可文件(EAD)有关:劳动收入损失、生物特征信息采集、填写表格所增加的时间负担,以及以减税形式体现的转移支付。总计影响是通过汇总表V.25、表V.30和表V.35中初次及续期影响的最大值和最小值估算得出的。因此,表V.36列示了拟议规则估算货币化成本的范围,其中表V.36(A)列示最大估算值,表V.36(B)列示最小估算值。对于该表的每个小节,均提供了未贴现的10年合计总值,以及按7%和3%贴现率计算的现值成本和年度化成本。
In the previous “Monetized Impact Analysis” sections, we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes for the discretionary EADs discussed. The grand total impacts are aggregated by summing the total initial and renewal impacts from Tables V.25, V.30, and V.35 in terms of the maximum and minimum estimates. Therefore, Table V.36 shows the range of estimated monetized costs of the proposed rule, where Table V.36(A) presents the maximum estimates, and Table V.36(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
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如表V.36所示,在所依据的假设条件下,拟议规则在2025财年至2034财年期间的总计10年货币化未贴现预计成本最高可达约279亿美元,最低成本估算为91亿美元。(印刷页第34464页)[299] 如果公司无法为本拟议规则中所讨论的外国人原本将填补的职位找到合理的劳动力替代者,则本规则的大部分成本将源于劳动收入损失。国土安全部(DHS)指出,上述估算中未反映部分无法量化的成本。
As Table V.36 shows, the grand total projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $27.9 billion with a minimum cost estimate of $9.1 billion under the assumptions relied ( printed page 34464) on.[299] The majority of the costs of this rule would result from lost labor earnings if companies are unable to find reasonable labor substitutes for the position the aliens discussed in this proposed rule would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
5. 雇主承担的成本
5. Costs to Employers
由于必须选择次优方案来填补原本将由(c)(11)、(c)(14)或(c)(18)类外国人工人填补的职位,公司可能会产生机会成本。国土安全部(DHS)无法确定这些公司的次优方案具体为何。因此,国土安全部无法确定本规则总体影响中属于转移支付还是成本的部分。[300] 如果公司能够为原本将由(c)(11)、(c)(14)或(c)(18)类外国人工人填补的职位找到替代劳动力,则取消这些外国人的就业授权将主要产生分配性影响,表现为从外国人向目前在美国劳动力队伍中的其他人员(或被吸引重返劳动力市场的工人)转移,可能以增加工时或加班费的形式体现。国土安全部承认,雇主可能会产生额外的机会成本,例如与寻找新员工相关的额外成本。如果公司无法为这些外国人原本提供的劳动力找到合理的替代者,则取消这些外国人的就业授权资格将主要通过生产力和利润损失给这些公司带来成本。
Companies may incur opportunity costs by having to choose the next best alternative to filling a job a (c)(11), (c)(14), or (c)(18) alien worker would have filled. DHS is unable to determine what an employer's next best alternative may be for those companies. As a result, DHS does not know the portion of overall impacts of this rule that are transfers or costs.[300] If companies can find replacement labor for the positions the (c)(11), (c)(14), or (c)(18) alien worker would have filled, removing employment authorization from these aliens would result in primarily distributional effects in the form of transfers from aliens to others that are currently in the U.S. labor force (or workers induced to return to the labor market), possibly in the form of additional work hours or overtime pay. DHS acknowledges that there may be additional opportunity costs to employers, such as additional costs associated with searching for new employees. If companies cannot find reasonable substitutes for the labor the aliens would have provided, removing employment authorization eligibility for these aliens would primarily result in costs to those companies through lost productivity and profits.
国土安全部(DHS)预计,修订因获释等待监督程序(OSUP)、获得暂缓遣返或获得假释的外国人的资格认定,可能导致其失去工作,从而给雇主带来人员更替成本。此外,拟议中针对申请续签的外国人提出的E-Verify要求,也将给那些目前尚未注册E-Verify计划、但希望继续留用其外国雇员的雇主带来成本。可能给雇主带来成本的群体,具体是指申请续签的群体,而此类影响的产生体现在两项不同的规定中:(一)有关资格认定的一般性规定,以及(二)针对寻求续签工作许可的外国人所设定的E-Verify要求。
DHS anticipates that revising eligibility for aliens released on OSUP, aliens granted deferred action, and aliens granted parole could lead to a loss of employment resulting in turnover costs for employers. Additionally, the proposed E-Verify requirement for aliens applying for renewal would also result in costs to employers who are not currently enrolled in the E-Verify program and would seek to retain their alien worker(s). The population that could involve costs to employers involves specifically the renewal population, and the development of such impacts embodies two different provisions: (i) the provisions regarding eligibility in general, and (ii) the E-Verify requirement for aliens seeking to renew employment authorization.
a. 未量化的人员更替成本
a. Unquantified Turnover Costs
Some aliens who have final orders of removal but are temporarily released from custody on an order of supervision would eventually be out of the labor force even in the absence of this proposed rule. Since these aliens have been ordered removed, the Federal Government makes efforts to remove them from the United States on an ongoing basis regardless of employment authorization. For aliens who would no longer be eligible for employment authorization under this rule because the aliens do not meet the proposed exception—DHS has not determined that the removal of such aliens is impracticable because ICE has not identified them as unable to obtain travel documents—this rule would affect the timing of when such alien workers would be removed from the labor force, which could vary.
Further, some aliens who have been granted deferred action and aliens who have been granted parole would also eventually be out of the labor force even in the absence of this proposed rule. For both populations, the grant of deferred action and parole have limited validity periods and can be terminated at any time at DHS discretion. Additionally, for these aliens who would no longer be eligible for employment authorization under this rule because the aliens do not meet the proposed requirements, this rule would also affect the timing of when such alien workers would be removed from the labor force, which could vary.
This proposed rule would result in employers incurring labor turnover costs earlier in comparison to the state of the world in the absence of the proposed rule. Since the timing of when alien workers would be removed from the labor force is variable regardless of whether this proposed rule becomes final or not, DHS is unable to establish a baseline estimate of the labor turnover costs employers currently incur. In addition, DHS cannot quantify the labor turnover costs that employers would incur earlier than they would otherwise be due to the proposed rule because there is no way to know the timing for when aliens would be removed.
b. Employer Costs of E-Verify Requirement for Aliens Applying for Renewal
For aliens applying for renewal, employment authorization would only be granted to aliens who continue to meet the exception (under category (c)(18)), demonstrate economic necessity, do not have subsequent criminal convictions, are employed by a U.S. employer who is a participant in good standing in the E-Verify program, and establish that the aliens warrant a favorable exercise of discretion. The E-Verify program is a DHS web-based system that allows enrolled employers to confirm the identity and eligibility of their employees to work in the United States by electronically matching information provided by employees on the Employment Eligibility Verification (Form I-9) against records available to DHS and the SSA.[301] DHS does not charge a fee for employers to participate in the E-Verify Program and create cases to confirm the identity and employment eligibility of newly hired employees. Employment authorization renewal applications would be denied for those aliens who cannot establish that he or she is employed by a U.S. employer who is a participant in good standing in E-Verify and the filing fee would not be refunded.[302] DHS does not know the number of aliens applying for renewal who would incur this cost once the rule is final.
Although there is no fee to use E-Verify, this proposed requirement would result in costs to newly enrolled employers. Employers who enroll in the E-Verify program would incur startup enrollment or program initiation costs as well as additional opportunity costs of time for ongoing annual training for the E-Verify program. DHS assumes that employers who are currently participating in the E-Verify program would not incur these costs since they previously incurred enrollment costs and would continue to participate in ongoing annual training regardless of this proposed rule.[303] Additionally, DHS expects that only newly enrolled employers would incur new costs for verifying the identity and work authorization of all of their newly hired ( printed page 34465) employees, including any new (c)(11), (c)(14), and/or (c)(18) workers as a result of this proposed rule. For employers currently enrolled in E-Verify who choose to hire a (c)(11), (c)(14), and/or (c)(18) alien worker, the proposed rule would not cause such employers to incur new costs since they already must use E-Verify for all newly hired employees as of the date they signed the E-Verify MOU.[304] Therefore, with or without the proposed rule, an employer already enrolled in the E-Verify program that chooses to hire a (c)(11), (c)(14), and/or (c)(18) alien worker would incur the opportunity cost of time to verify any newly hired employees.
Data show that some employers currently use E-Verify to confirm the identity and employment eligibility of (c)(11), (c)(14), and (c)(18) alien workers. Further, the requirement to participate in the E-Verify program is not new as certain employers are required to enroll in the program as a condition of Federal contracting, or as a condition of business licensing under State legislation or other applicable law or regulation.[305]
To renew employment authorization, the proposed rule would require that (c)(11), (c)(14), and (c)(18) alien workers be employed by or seek to be employed by employers enrolled in E-Verify who are in good standing. Therefore, the proposed rule would result in additional costs for employers that hire these alien workers only if such employers are not currently enrolled in the E-Verify program and who choose to retain their (c)(11), (c)(14), and/or (c)(18) alien workers.
For employers that have hired or intend to hire (c)(11), (c)(14), and/or (c)(18) alien workers but are not enrolled in the E-Verify program, such employers would incur opportunity costs of time to enroll. Participating in the E-Verify program and remaining in good standing requires employers to enroll in the program online,[306] electronically sign the associated MOU with DHS that sets the terms and conditions of participation in the program and create E-Verify cases for all newly hired employees. The MOU requires employers to abide by lawful hiring procedures and to ensure that no employee will be unfairly discriminated against as a result of E-Verify.[307] If an employer violates the terms of this agreement, it is grounds for immediate termination from the program.[308] Additionally, employers are required to designate and register at least one person that serves as an E-Verify administrator on their behalf.
For this analysis, DHS assumes that each employer participating in the E-Verify program designates one human resources (HR) specialist to manage the program on its behalf. Based on the most recent PRA Information Collection Package for E-Verify, DHS estimates the time burden for an HR specialist to undertake the tasks associated with the E-Verify program. DHS estimates the time burden for an HR specialist to complete the enrollment process is 2 hours 16 minutes (2.26 hours), on average, to provide basic company information, review and sign the MOU, take a new user training, and review the user guides.[309] Once enrolled in the E-Verify program, DHS estimates the time burden is 1 hour to complete ongoing annual training on new features and system updates.[310]
Once enrolled in the E-Verify program, the employer is responsible for ensuring that the employment eligibility verification process adheres to the requirements of the MOU and the employer verifies that all newly hired employees are employment authorized. After completing Form I-9, the employer must enter the newly hired employee's information in E-Verify where it is checked against records available to SSA and DHS. After checking an employee's information against these records, E-Verify returns the case processing results, which could either automatically confirm the employee as employment authorized or return a mismatch. Receiving a mismatch does not mean an employee is not authorized to work in the United States; rather, it indicates there is an initial system mismatch between the information the employer entered in E-Verify from the employee's Form I-9 and the records available to DHS or SSA. Employees receiving a mismatch have the option to contest (take action) or not contest (not take action) to resolve the DHS and/or SSA mismatch case result. E-Verify requires employers to promptly inform the employee about the mismatch and provide instructions for contesting it. The E-Verify website also provides detailed information about contesting the mismatch.[311]
In the absence of specific population data on which entities would continue to hire (c)(11), (c)(14), and/or (c)(18) alien workers, it is only possible to calculate an estimated average unit cost for an employer not currently participating in E-Verify to hire one renewal alien worker. In this analysis, DHS uses an hourly compensation rate for estimating the opportunity cost of time for an HR specialist. DHS uses this occupation as a proxy for those who might prepare and complete the verification for an employer. DHS notes that not all employers may have an HR specialist, but rather some equivalent occupation may prepare and complete the verification and create the E-Verify case.
According to the most recent BLS data, the average hourly wage rate for HR specialists is $36.57.[312] DHS estimates the hourly compensation rates by adjusting the average hourly wage rates by a benefit-to-wage multiplier to account for the full cost of benefits, such as paid leave, insurance, and retirement. Based on the most recent report by the BLS on the average employers' costs for employee compensation for all civilian workers in major occupational groups and industries, DHS estimates that the benefits-to-wage multiplier is 1.45.[313] Therefore, DHS calculates an average hourly compensation rate of $53.03 for ( printed page 34466) HR specialists.[314] Applying this average hourly compensation rate to the estimated time burden of 2.26 hours for the enrollment process, DHS estimates an average opportunity cost of time for a new employer to enroll in E-Verify is $119.85.[315] DHS assumes the estimated opportunity cost of time to enroll in the E-Verify program is a one-time cost to employers. In addition, DHS estimates the opportunity cost of time associated with 1 hour of ongoing annual training for newly enrolled entities would be $53.03 annually in the years following enrollment.
Newly enrolled employers would also incur opportunity costs of time to enter employee information into the E-Verify system to confirm their identity and work authorization. DHS estimates the time burden for an HR specialist to submit a case in E-Verify is 7.74 minutes (or 0.129 hours).[316] Therefore, DHS estimates the opportunity cost of time would be approximately $6.84 per case.[317]
DHS estimates the total first year cost for a new employer to enroll in E-Verify and create a single E-Verify case in the E-Verify system would be approximately $126.69.[318] In subsequent years, DHS estimates newly-enrolled employers would incur costs of $59.87, at minimum, to maintain their account and create one new E-Verify case for their alien worker.[319] DHS recognizes that the actual cost to newly-enrolled employers of using E-Verify would be higher since case submissions would also include all newly hired employees, not just (c)(11), (c)(14), or (c)(18) alien workers. However, since DHS cannot predict how many employees each employer would hire in the future, DHS cannot estimate how many additional E-Verify cases an employer may expect to create. Employers already enrolled in the E-Verify program who choose to hire (c)(11), (c)(14), or (c)(18) alien workers in subsequent years would incur costs even in the absence of this proposed rule.
Employers that are not currently participating in E-Verify face the binary choice of participating in or not participating in the program. If the employer who had hired a (c)(11), (c)(14), or (c)(18) alien worker does not participate, the employer faces the potential for labor turnover costs. If the employer does participate, the employer incurs the cost of enrolling and participating in the program and implementing the program requirements. On one hand, since the discretionary EADs discussed in this proposed rule can be variable and some can be terminated at any time at DHS discretion, there might be some disincentive not to participate in E-Verify. However, as discussed in the “Population” section, DHS cannot make reliable estimates of the number of employers that would enroll and participate in E-Verify, and as such, cannot estimate total costs germane to this implementation.
c. Turnover Costs to Employers Who Currently Hire Discretionary EAD Holders
In order to properly account for costs involving employers who have hired aliens who are discretionary EAD holders, DHS introduces the costs applicable to discuss labor turnover and E-Verify in separate segments. DHS anticipates this proposed rule would impose labor-related turnover costs on U.S. employers who employ (c)(11), (c)(14), and/or (c)(18) alien workers who would remain eligible under this rule but are not enrolled in E-Verify and opt not to enroll. Employers would incur labor turnover costs because these alien workers would remain eligible for initial employment authorization under this rule but would not be eligible to renew employment authorization since the alien workers would be unable to establish that they are employed by a U.S. employer who is a participant in good standing in E-Verify. As a result, alien workers would no longer be able to work and presumably employers would need to find a replacement worker.
For aliens who would remain eligible for employment authorization in the (c)(18) category under this rule, the duration of time to remove aliens on OSUP from the U.S. would likely be longer than average as DHS has determined that removal for these aliens is impracticable because all countries from which DHS has requested travel documents have affirmatively declined to issue such documents. Therefore, employers who do not use or are enrolled in E-Verify would incur turnover costs in cases where their (c)(18) alien workers would remain eligible for employment authorization under this rule. However, U.S. employers who are not enrolled in E-Verify could avoid turnover costs by choosing to enroll in the program. If an employer chooses to enroll in E-Verify, the employer would instead incur the associated costs to enroll in the system, submit cases (for all newly hired employees, not just (c)(18) alien workers), and maintain their account.
Employment separations can generate substantial labor turnover costs to employers that can be divided into several components. First are the direct or “hard” costs that involve separation and replacement costs. The separation costs include exit interviews, severance pay, and costs of temporarily covering the employee's duties and functions with other employees, which may require overtime or temporary staffing. The replacement costs typically include expenses of advertising positions, search and agency fees, screening applicants, interviews, background verification, employment testing, hiring bonuses (and/or incentives), and possible travel and relocation costs. Once hired, employers face additional training, orientation, and assessment costs.
Second, direct costs involve loss of productivity and possibly profitability due to operational and production disruptions, which can include errors from other employees that may temporally fill the position. Some analysts have identified a third cost segment, which is a type of indirect cost, which encompasses loss of institutional knowledge, networking, and impacts to work-culture, morale, and interpersonal relationships. This last type of cost is almost impossible to measure quantitatively.[320]
There are numerous studies and reports concerning labor turnover costs available from Human Resource entities that are cited across correspondent literature. Some focus on specific occupations, industries, salary levels, and often measure turnover cost in slightly different ways. Labor turnover ( printed page 34467) cost is generally reported as a share of annual earnings or an actual cost per employee. Usually, these reports measure the more direct, or “hard” costs associated with turnover and not intangible effects, such as worker morale or lost productivity. Many reports cite a 2012 report published by the Center for American Progress (CAP) that surveyed more than 30 studies that considered both direct ( e.g., separation and replacement) and indirect ( e.g., loss of institutional knowledge) costs.[321] DHS captures lost productivity—proxied by estimated earnings to aliens—should employers not be able to immediately find replacement labor for previously eligible aliens applying for employment authorization who would have been granted work authorization without this proposed rule. DHS requests public comments on how, or if, that measure of productivity may overlap with the types of productivity covered in the CAP report captured here, such as from the substitutability of replacement labor.
The CAP and other reports that we reviewed confirm three central aspects of turnover cost: (1) that they vary substantially across industries and jobs; (2) that they tend to grow (in absolute and percentage terms) according to skill level and earnings; and (3) that they are higher for salaried workers compared to hourly wage earners. The report notes that specialized technical jobs and highly paid jobs in line with senior or executive levels, which involve high levels of education, credentials, and stringent hiring criteria, can generate disproportionately high replacement costs that can reach more than 100 percent of the salary—compared to jobs with low educational and technical requirements.[322] However, the CAP survey found that costs tend to range within a bound of 10 percent to around 40 percent of the salary. For example, CAP found despite wide variation and range, for workers earning on average $75,000 per year or less ($2012), turnover costs ranged typically from 10 to 30 percent of the salary, clustering at about 21 percent. More recent reports indicate that the typical cost is about one-third of the salary.[323]
DHS examined a 2020 report by the Washington Center for Equitable Growth, which updated the earlier CAP study results to provide information on about thirty-five studies on turnover costs.324 We selected data points that captured both the annual earnings salary (which the study benchmarked to 2019 levels) and turnover costs. We then culled the data applicable to salary levels introduced in the (c)(18) “Earnings” section of this proposed rule. Twenty-seven resulting data points were employed for the analysis (Table V.37). The mean of 22.4 percent and the median of 16.6 percent of annual salary are amenable to the metrics reported in the studies referenced above and fall within a substantial range, from 2.1 percent to 68.7 percent (Table V.38).
( printed page 34468)
Additionally, the scatterplots presented in Figures V.1(A) and V.1(B) with the fitted least squares line clearly reveal that turnover cost is an increasing function of the annual earnings, with a moderately strong correlation coefficient of 0.421.[325] Figure V.1(A) plots the cost as a percentage of salary, as this is how it is inputted into the estimation, while Figure V.1(B) plots the cost in actual dollars, for context.
Figure V.1(A): Relation Between Annual Salary and Turnover Cost (%)
( printed page 34469)
Figure V.1(B): Relation Between Annual Salary and Turnover Cost ($)
In the absence of specific data on which employers hire (c)(11), (c)(14), and/or (c)(18) alien workers and use, or would enroll in, E-Verify, it is only possible to calculate an estimated range of average per employee turnover costs an employer not currently participating in E-Verify could incur. In order to estimate labor turnover costs, DHS uses estimated employee annual earnings of $36,144 based on the effective minimum wage as a lower bound and $81,440 based on the average wage developed previously in this analysis ( see (c)(18) “Earnings” section) and an upper bound. DHS multiplied each of these estimated employee annual earnings by 22.4 percent in accordance with an average (mean) cost percent derived from the 2020 report by the Washington Center for Equitable Growth ( see Table V.38). Using annual earnings based on the effective minimum wage (lower bound), DHS estimates labor turnover costs would be approximately $8,096 per worker and using the annual earnings based on the average wage (upper bound), DHS estimates labor turnover costs would be approximately $18,243 per worker.[326] Turnover costs would be higher if a U.S. employer that does not use or enroll in E-Verify employs more than one (c)(11), (c)(14), and/or (c)(18) alien worker who would remain eligible under this rule. DHS ( printed page 34470) recognizes that turnover costs would occur in the year an EAD expires and, depending on the effective date of this rule should it become finalized, employers who incur turnover costs may incur them in up to two consecutive fiscal years.
DHS is unable to predict how many employers would actually participate in E-Verify in order to retain their (c)(11), (c)(14), and/or (c)(18) alien workers or the total number of employment authorizations employers would confirm through E-Verify should they choose to participate. DHS assumes that employers would make a cost-benefit decision between incurring labor turnover costs and incurring the current and future costs to enroll and participate in E-Verify. DHS recognizes that an employer that enrolls and participates in E-Verify would confirm employment authorization for all new hires, not only their alien workers. Unlike the development of the costs germane to forgone earnings, in which DHS could at least deduce a range for the population based on some limited data, doing so here would be completely speculative, and we do not endeavor to rely on a range here.
6. Biometrics Costs to All Other Aliens Who Apply for Employment Authorization
As noted in the preamble and discussed elsewhere, aliens applying for employment authorization under § 274a.12(c) must submit biometrics in accordance with § 103.16 of this chapter, with any required fee. This includes all other (c) categories not discussed earlier in this analysis.[327] For this proposed rule, DHS is unable to project population estimates with any precision for these other (c) categories due to uncertainty regarding the status of some of the populations. The administration's current immigration enforcement priorities, including E.O. 14159 “Protecting the American People Against Invasion,” may impact the populations of these other (c) categories to varying degrees. Further, DHS recently published a proposed rule, Employment Authorization Reform for Asylum Applicants (“Asylum EAD Reform Rule”), addressing employment authorization for aliens with pending applications for asylum under § 274a.12(c)(8). However, DHS acknowledges similar biometrics costs for aliens applying for employment authorization under the other (c) categories as those described in the “Monetized Impact Analysis” section. The estimated cost for biometrics submission would range between $109.35 and $202.54 per alien.
7. Potential Costs to the Federal Government
The INA provides for the collection of fees at a level that will ensure recovery of the full costs of providing adjudication and naturalization services, including administrative costs and services provided without charge to certain aliens and petitioners. See section 286(m) of the INA, 8 U.S.C. 1356(m). DHS notes that USCIS establishes its fees by assigning costs to an adjudication based on its relative adjudication burden and use of USCIS resources. Fees are established at an amount that is necessary to recover these assigned costs, such as salaries and benefits for clerical positions, officers, and managerial positions, plus an amount to recover unassigned overhead ( e.g., facility rent, IT equipment and systems) and immigration benefits provided without a fee charge. Consequently, since USCIS immigration fees are based on resource expenditures related to the service in question, USCIS uses the fee associated with an information collection as a reasonable measure of the collection's costs to USCIS. Therefore, DHS has established the fee for the adjudication of Form I-765, Application for Employment Authorization, and the corresponding Form I-765 Worksheet. DHS notes that the proposed rule may increase USCIS' costs associated with adjudicating employment authorization requests because of the requirement to submit supporting documentary evidence when submitting Form I-765WS. USCIS currently does not charge a filing fee for Form I-765WS. While a filing fee is not charged for this form, the cost to USCIS is captured in the fee for Form I-765. Future adjustments to the fee schedule may be necessary to recover the additional operating costs and will be determined at USCIS' next comprehensive biennial fee review.
8. Benefits
The benefits potentially realized by the proposed rule are qualitative. DHS estimates that American workers could have a better chance of obtaining jobs that some (c)(11), (c)(14), and (c)(18) alien workers currently hold, as the proposed rule would reduce employment authorization eligibility for these alien worker populations. This proposed rule would limit employment authorization under the (c)(11), (c)(14), and (c)(18) categories to better align with the DHS enforcement mission and the Administration's immigration enforcement priorities, including those outlined in E.O. 14159, Protecting the American People Against Invasion, and the Administration's efforts to strengthen protections of American workers.
In addition, E.O. 14159 entrusts DHS with the faithful execution of existing immigration laws and enables DHS to ensure the successful enforcement of final orders of removal to enhance public safety and national security. Without this proposed rule, aliens with final orders of removal could be incentivized to compete with American workers for jobs and resources instead of complying with their removal order. The proposed restriction on the ability to obtain work authorization may increase incentives for aliens with final orders of removal to depart the United States, which could decrease the amount of time aliens are in this status and could save government resources expended while aliens are temporarily released on an order of supervision and pending repatriation. ICE oversees the monitoring and tracking of aliens on an order of supervision as well as effectuates their removal from the United States.[328] Managing aliens temporarily released on an order of supervision consumes DHS resources. Specifically, ICE must devote resources to track and monitor the status of these aliens. This includes conducting regular check-ins to ensure compliance with conditions of release. These cases absorb scarce enforcement resources that could be diverted to, among other things, identifying and detaining criminal aliens. If fewer aliens with final orders of removal on an order of supervision remain in the United States for an extended period because this rule increases the incentives for them to depart, then ICE is likely to spend fewer resources on monitoring and tracking aliens on an order of supervision.
This proposed rule would create a consistent policy for adjudicating employment authorization applications for aliens who apply for employment authorization under the (c)(11), (c)(14), and (c)18) categories. Having a consistent policy on imposing restrictions on the ability to obtain employment authorization could also incentivize aliens who apply for employment authorization under the (c)(11) and (c)(14) categories (and who ( printed page 34471) may no longer be eligible) to voluntarily depart the United States earlier, thereby saving government resources to track and monitor these aliens once their parole or deferred action expires.
Monetizing this benefit is not possible at this time. Although the Federal Government makes efforts to remove these aliens from the United States on an ongoing basis regardless of employment authorization, there is no way to know the timing of when aliens would be removed, if an alien would be motivated to self-deport or, ultimately, who would execute the removal.
Additionally, the proposal to require aliens applying for employment authorization under the (c)(11), (c)(14), and (c)(18) categories to submit additional financial documentary evidence to establish an economic necessity to work may reduce abuse and fraud in the EAD program. Aliens would be required to submit Form I-765WS, which requires submission of annual income, annual expenses, and a total current value of an alien's assets, along with supporting financial documentary evidence.[329] The additional documentation alongside Form I-765WS will provide a clear record of an alien's assets, creating transparency of an alien's financial status, and thus enabling the detection of irregularities in an alien's documentation. DHS is unable to quantify the benefits that would result from an increase in the required supporting financial documentation. Finally, the added requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to remain eligible to renew employment authorization, along with codifying biometrics as a requirement for aliens applying under § 274a.12(c), would ensure that employers are hiring legally eligible alien workers and would enable aliens to be vetted against government databases for criminal records and verify their identity before issuing an EAD, which would promote a consistent policy when granting employment authorization and also uphold the integrity of the immigration system.
9. Labor Market Overview
As discussed in the “Population” sections of this analysis, USCIS anticipates approving somewhere between 37,933 and 106,053 Form I-765 applications annually from aliens with final orders of removal, aliens granted deferred action, and aliens granted parole in the absence of this proposed rule.[330] The U.S. labor force consists of a total of 168,547,000 workers, according to recent data (Dec. 2024).[331] Therefore, the maximum population affected by this proposed rule (about 106,053) represents 0.063 percent of the U.S. labor force, suggesting that the number of potential workers no longer eligible for employment authorization make up a very small percentage of the U.S. labor market.[332]
B. Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, as amended by the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), Public Law 104-121 (Mar. 29, 1996), requires Federal agencies to consider the potential impact of regulations on small businesses, small governmental jurisdictions, and small organizations during the development of their rules. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, or governmental jurisdictions with populations of less than 50,000.[333]
This proposed rule is estimated to result in a reduction in the number of aliens with final orders of removal—and are temporarily released on an order of supervision except in cases where the alien meets the exception under this proposed rule ( i.e., removal is impracticable because all countries from which DHS requested travel documents have affirmatively declined to issue such documents)—aliens granted deferred action, and aliens granted parole who are eligible for employment authorization. DHS has estimated that the rule would cover an upper bound population of about 106,053 aliens annually. As previously explained, the provision being proposed may result in forgone labor earnings for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole. This rule directly regulates and impacts aliens with EADs, and individuals are not considered a small entity under the Regulatory Flexibility Act. Some entities (including employers) could be indirectly impacted by labor turnover costs or the costs of implementing and utilizing E-Verify by this proposed rule because they employ an affected alien. DHS has prepared an initial regulatory flexibility analysis (IRFA) to accompany this proposed rule.
1. A description of the reasons why the action by the agency is being considered.
DHS has determined that the current employment authorization regulations governing discretionary employment authorization do not adequately reflect DHS's enforcement mission and priorities. As discussed more fully in the preamble, DHS's current immigration enforcement priorities include (1) the prompt removal of aliens who have received a final order of removal from the United States; (2) carrying out the directives contained in E.O. 14159 “Protecting the American People Against Invasion;” and (3) implementing the Administration's objective of strengthening protections for American workers. DHS is proposing through this rulemaking to align its discretionary authority to grant employment authorization with its immigration enforcement mission and priorities. Enforcement is essential to the integrity of the immigration system.
2. A succinct statement of the objectives of, and legal basis for, the proposed rule.
DHS's authority to detain and release aliens ordered removed from custody on an order of supervision and to grant employment authorization is found in several statutory provisions. Section 102 of the HSA (Pub. L. 107-296, 116 Stat. 2135), 6 U.S.C. 112, and section 103 of the INA, 8 U.S.C. 1103, charge the Secretary with the administration and enforcement of the immigration and naturalization laws of the United States.[334] In addition to establishing the Secretary's general authority to administer and enforce immigration ( printed page 34472) laws, section 103 of the INA, 8 U.S.C. 1103, enumerates various related authorities, including the Secretary's authority to establish regulations as are necessary for carrying out his or her authority. Section 241 of the INA, 8 U.S.C. 1231, governs the detention, release, removal, and employment eligibility of aliens after they have received an administratively final order of removal. Section 274A of the INA, 8 U.S.C. 1324a, governs employment of aliens who are authorized to be employed by statute or in the discretion of the Secretary and the requirements U.S. employers must follow to verify the identity and employment authorization of their employees. The authority to establish and operate E-Verify is found in sections 401-405 of IIRIRA, Public Law 104-208, 110 Stat. 3009-546. The Secretary proposes the changes in this rule under these authorities.
3. A description of and, where feasible, an estimate of the number of small entities to which the proposed rule will apply.
This rule directly regulates and impacts aliens with EADs, and individuals are not considered a small entity under the Regulatory Flexibility Act. Since some small entities may be indirectly impacted by this proposed rule by employing an affected alien, DHS has developed this IRFA to evaluate the potential impact on small entities. Small entities could incur costs due to the proposed rule if they employ EAD holders who are affected by the new requirements of the proposed rule. However, DHS does not currently require information on the employer or employment status of the EAD holder and thus is unable to determine how many entities could be impacted by the proposed rule or whether the entities impacted would be considered small entities. This is because these EADs are open market EADs,[335] and therefore DHS does not currently collect information on the employer or the employment status of the EAD holder. This proposed rule may cause some existing EAD holders to be ineligible to renew their employment authorization. In such cases, small entities may incur opportunity costs associated with having to choose the next best alternative to immediately filling a job an EAD holder would have filled in situations where eligibility for the employment authorization category is not met. If entities cannot find reasonable substitutes for the labor the aliens on discretionary EADs described in this proposed rule would have provided, removing employment authorization eligibility for these aliens would result primarily in costs to those entities through lost productivity and lost profits. DHS expects that this type of turnover would be incurred in the first two years after the effective date of this rule.[336] Small entities, that do not currently participate in E-Verify would incur costs to implement and use the program in order to retain aliens temporarily released on OSUP in order for the alien to be eligible to renew employment authorization under this rule. DHS estimates the total first year cost for a new entity to enroll in the E-Verify program and create a single E-Verify case would be approximately $126.69.[337] In subsequent years, DHS estimates newly enrolled entities would incur a minimal annual cost of $59.87 to maintain their account and create one new case for their category (c)(11), (c)(14), and (c)(18) alien workers.[338] DHS recognizes that the actual cost to newly enrolled entities of using E-Verify would be higher since case submissions would also include all newly hired employees, not just category (c)(11), (c)(14), and (c)(18) alien workers. However, since DHS cannot predict how many employees each entity would hire in the future, DHS cannot estimate how many additional E-Verify cases an entity may expect to create. Entities already enrolled in the E-Verify program who choose to hire category (c)(11), (c)(14), and (c)(18) alien workers in subsequent years would incur costs even in the absence of this proposed rule.
Small entities that are not participating in E-Verify face the binary choice of participating or not participating in the program. If an entity who had hired a category (c)(11), (c)(14), and (c)(18) alien worker does not participate, the entity faces the potential for labor turnover costs. If the entity does participate, the entity incurs the cost of enrolling and participating in the E-Verify program and implementing the program requirements. On one hand, since the validity period for the discretionary EADs can be variable and some can be terminated at any time at DHS discretion, there might be some disincentive not to participate in E-Verify. However, as discussed in the “Population” section, DHS cannot make reliable estimates of the number of entities that would enroll and participate in E-Verify, and as such, cannot estimate total costs germane to this implementation.
If a small entity who employs category (c)(11), (c)(14), and (c)(18) alien workers who would remain eligible under this rule is not enrolled in E-Verify and opts not to enroll, the entity would incur labor-related turnover costs. Entities would incur labor turnover costs because these alien workers would remain eligible for initial employment authorization under this rule but would not be eligible to renew employment authorization since these aliens would be unable to establish that they are employed by an entity enrolled in E-Verify. As a result, alien workers would no longer be able to work and presumably entities would need to find a replacement worker. For aliens who would remain eligible for employment authorization under this rule—specifically aliens who are under category (c)(18) and who meet the exception under this proposed rule ( i.e., removal is impracticable because all countries from which DHS requested travel documents have affirmatively declined to issue such documents)—the duration of time to remove aliens on an order of supervision from the U.S. would likely be longer than average as DHS has determined that removal for these aliens is impracticable because all countries from which DHS has requested travel documents have affirmatively declined to issue such documents. Aliens under category (c)(11) and (c)(14) would also retain some eligibility under this rule so long as the aliens are able to provide the necessary documents to prove their economic necessity to work, which will be determined by use of the Federal Poverty Guidelines under title 42 of the U.S. Code. However, entities who do not use or are enrolled in E-Verify would incur turnover costs in cases where their category (c)(11), (c)(14), and (c)(18) alien workers would remain eligible for employment authorization under this rule and instead would have to find an eligible employer. ( printed page 34473)
Using annual earnings based on the effective minimum wage (lower bound), DHS estimates labor turnover costs would be approximately $8,096 per worker and using the annual earnings based on the average wage (upper bound), DHS estimates labor turnover costs would be approximately $18,243 per worker.[339] Turnover costs would be higher if a U.S. employer that does not use or enroll in E-Verify employs more than one category (c)(11), (c)(14), or (c)(18) alien worker who would remain eligible under this rule. DHS recognizes that turnover costs would occur in the year an EAD expires and, depending on the effective date of this rule should it become finalized, employers who incur turnover costs may incur them in up to two consecutive fiscal years.
DHS is unable to predict how many entities would participate in E-Verify in order to retain their category (c)(11), (c)(14), or (c)(18) alien workers or the total number of employment authorizations these entities would confirm through E-Verify should they choose to participate. DHS assumes that entities would make a cost-benefit decision between incurring labor turnover costs and incurring the current and future costs to enroll and participate in E-Verify. DHS recognizes that an entity that enrolls and participates in E-Verify would confirm employment authorization for all new hires, not only their discretionary EAD alien workers.
DHS has no way to predict how many small entities would adopt the E-Verify system and how many workers they would vet. Since this rule proposes a reduction in eligibility for employment authorization for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole, the impact on the renewal population would depend on which aliens remain eligible and if the alien's employer already participates in E-Verify or would be willing to enroll and participate in E-Verify if the employer is not enrolled. DHS cannot rule out that some employers would incur labor turnover costs as a result of choosing not to enroll and participate in E-Verify. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for the renewal population that would be impacted by this provision and attempting to do so would be completely speculative. However, DHS acknowledges there could be aliens applying for renewal who would be impacted by this provision, which could, in turn, affect employers, some of which could be small entities. DHS seeks comments from the public on the impacts to small entities from enrolling and participating in the E-Verify program. DHS also seeks public comment on the number of small businesses that may be affected as well as compliance costs to those small businesses as a result of this proposed rule.
4. A description of the projected reporting, recordkeeping, and other compliance requirements of the proposed rule, including an estimate of the classes of small entities that will be subject to the requirement and the type of professional skills necessary for preparation of the report or record.
This rule would not directly impose any reporting, recordkeeping, or other compliance requirements on small entities.
5. Identification, to the extent practicable, of all relevant Federal rules that may duplicate, overlap or conflict with the proposed rule.
DHS has recently published a proposed rule, Employment Authorization Reform for Asylum Applicants (“Asylum EAD Reform Rule”) addressing employment authorization for aliens with pending applications for asylum under 8 CFR 274a.12(c)(8) and 8 CFR 208.7. DHS is also concurrently proposing to amend its regulations concerning the use and submission of biometrics in the administration and enforcement of immigration and naturalization laws and the adjudication of any immigration application, petition, or benefit or any other related request or collection of information (“Biometrics Rule”).
6. Description of any significant alternatives to the proposed rule that accomplish the stated objectives of applicable statutes and that minimize any significant economic impact of the proposed rule on small entities.
This rule directly regulates and impacts aliens with final orders of removal, aliens granted deferred action, and aliens granted parole, and individuals are not considered a small entity under the Regulatory Flexibility Act. Accordingly, DHS is not aware of any alternatives to the proposed rule that accomplish the stated objectives and that would minimize the economic impact of the proposed rule on small entities as this rule already imposes no direct costs on small entities. DHS requests comment and seeks alternatives from the public that will accomplish the same objectives.
C. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (UMRA) is intended, among other things, to curb the practice of imposing unfunded Federal mandates on State, local, and Tribal governments.[340] Title II of UMRA requires each Federal agency to prepare a written statement assessing the effects of any Federal mandate in a proposed rule, or final rule for which the agency published a proposed rule, which includes any Federal mandate that may result in a $100 million or more expenditure (adjusted annually for inflation) in any one year by State, local, and Tribal governments, in the aggregate, or by the private sector. See2 U.S.C. 1532(a). The inflation adjusted value of $100 million in 1995 is approximately $206 million in 2024 based on the Consumer Price Index for All Urban Consumers (CPI-U).[341]
This proposed rule does not contain such a mandate, because it would not impose any enforceable duty upon any other level of government or private sector entity. Rather, there may be some private-public partnership investment projects and beneficial downstream effects to State or local governments because the rule would codify the set aside for infrastructure projects. Any downstream effects on such entities would arise solely due to their voluntary choices, and the voluntary choices of others, and would not be a consequence of an enforceable duty imposed by this rule. Similarly, any costs or transfer effects on State and local governments would not result from a Federal mandate as that term is defined under UMRA. The requirements of title II of UMRA; therefore, do not apply, and DHS has not prepared a statement under UMRA. DHS has, however, analyzed many of the potential effects of this proposed action in the RIA above. ( printed page 34474)
D. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
This proposed rule is a major rule as defined by 5 U.S.C. 804, also known as the Congressional Review Act (CRA) as enacted in section 251 of the Small Business Regulatory Enforcement Fairness Act of 1996, Public Law 104-121, 110 Stat. 847, 868 et seq. Accordingly, this rule, if enacted as a final rule, would be effective absent any exceptions at least 60 days after the date on which Congress receives a report submitted by DHS under the CRA, or 60 days after the final rule's publication, whichever is later. 5 U.S.C. 801.
E. Executive Order 13132 (Federalism)
This proposed rule will not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with section 6 of E.O. 13132, Federalism, it is determined that this proposed rule does not have sufficient federalism implications to warrant the preparation of a federalism summary impact statement.
F. Executive Order 12988 (Civil Justice Reform)
This proposed rule was drafted and reviewed in accordance with E.O. 12988, Civil Justice Reform. This proposed rule was written to provide a clear legal standard for affected conduct and was reviewed carefully to eliminate drafting errors and ambiguities, so as to minimize litigation and undue burden on the Federal court system. DHS has determined that this proposed rule meets the applicable standards provided in sections 3(a) and 3(b)(2) of E.O. 12988.
G. Family Assessment
DHS has reviewed this rule in line with the requirements of section 654 of the Treasury General Appropriations Act, 1999, Public Law 105-277, 112 Stat. 2681 (1998). DHS has systematically reviewed the criteria specified in section 654(c)(1) of the statute by evaluating whether this regulatory action: (1) impacts the stability or safety of the family, particularly in terms of marital commitment; (2) impacts the authority of parents in the education, nurture, and supervision of their children; (3) helps the family perform its functions; (4) affects disposable income or poverty of families and children; (5) only financially impacts families, if at all, to the extent such impacts are justified; (6) may be carried out by State or local government or by the family; or (7) establishes a policy concerning the relationship between the behavior and personal responsibility of youth and the norms of society. If the agency determines a regulation may negatively affect family well-being, then the agency must provide an adequate rationale for its implementation.
DHS has determined that the proposed rule may adversely cause personal and family-related hardships, including causing disruptions to the alien and his or her U.S. citizen or LPR spouse and/or children dependent on the income currently earned by the affected alien and may decrease disposable income and increase the poverty of certain family members.
DHS has also determined the proposed rule may decrease disposable income and increase the poverty of certain families and children, including U.S. citizen children. However, DHS notes that employment authorization under these categories are a discretionary benefit and temporary in nature.[342] Families without durable lawful status should ultimately not solely rely upon discretionary categories of employment authorization and may experience hardship should they fail to take into account the temporary and discretionary nature of such benefits. The same is true for aliens with a final order of removal who will eventually be removed from the country, and their families should ultimately expect to experience such hardships.
However, for the reasons stated elsewhere in this preamble, DHS has determined that the benefits of the action justify the financial impact on such families. As described throughout this proposed rule, DHS has compelling legal and policy reasons for the proposed regulatory action. Any hardship that may occur because of an alien's inability to work is outweighed by DHS's goals of restoring the integrity of the immigration system through enforcement and judiciously using its discretion in those limited circumstances that serve a legitimate government interest. As described in the Purpose, Background, and Discussion sections of this rule, DHS has compelling legal and policy reasons for the proposed regulatory action, including the enforcement of the general prohibition against providing aliens ordered removed with employment authorization and disincentivizing those aliens with final orders of removal from remaining in the United States without a durable lawful status. This proposed rule's impact is justified, and no further actions are required.
Finally, DHS has also determined that the proposed rule neither strengthens nor erodes the authority and rights of parents in the education, nurture, and supervision of their children. The proposed rule also does not affect the ability of families to perform their functions or substitute governmental activity or function for the functions of families. This is not an action that can be carried out by State or local government, nor does the action establish an implicit or explicit policy concerning the relationship between the behavior and personal responsibility of youths and the norms of society.
H. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
This rule does not have tribal implications under E.O. 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.
I. National Environmental Policy Act
DHS and its components analyze proposed regulatory actions to determine whether the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 et seq., applies and, if so, what degree of analysis is required. DHS Directive 023-01 Rev. 01 “Implementing the National Environmental Policy Act” (Dir. 023-01 Rev. 01) and Instruction Manual 023-01-001-01 Rev. 01 (Instruction Manual) [343] establish the policies and procedures that DHS and its components use to comply with NEPA.
NEPA allows Federal agencies to establish, in their NEPA implementing procedures, categories of actions (“categorical exclusions”) that experience has shown do not, individually or cumulatively, have a significant effect on the human environment and, therefore, do not require an environmental assessment or environmental impact statement.[344] The ( printed page 34475) Instruction Manual, Appendix A lists the DHS Categorical Exclusions.[345]
Under DHS NEPA implementing procedures, for an action to be categorically excluded, it must satisfy each of the following three conditions: (1) The entire action clearly fits within one or more of the categorical exclusions; (2) the action is not a piece of a larger action; and (3) no extraordinary circumstances exist that create the potential for a significant environmental effect.[346]
This proposed rule is limited to amending the regulatory criteria for applying for employment authorization and clarifies discretionary employment authorization eligibility for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, for aliens granted deferred action, and for aliens who have a final order of removal and who are temporarily released from custody on an order of supervision. This proposed rule is strictly administrative and procedural and amends DHS's existing regulations governing employment authorization. DHS has reviewed this proposed rule and finds that no significant impact on the environment, or any change in environmental effect will result from the amendments being promulgated in this proposed rule.
Accordingly, DHS finds that the promulgation of this proposed rule's amendments to current regulations clearly fits within categorical exclusion A3 established in DHS's NEPA implementing procedures as an administrative change with no change in environmental effect, is not part of a larger Federal action, and does not present extraordinary circumstances that create the potential for a significant environmental effect. Therefore, the proposed amendments are categorically excluded from further NEPA review.
J. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, Public Law 104-13, 109 Stat. 163 (1995), all Departments are required to submit to OMB, for review and approval, any reporting or recordkeeping requirements inherent in a rule. USCIS is revising two information collections in association with this rulemaking action:
Form I-765
USCIS invites the general public and other Federal agencies to comment on the impact to the proposed collection of information. In accordance with the PRA, the information collection notice is published in the Federal Register to obtain comments regarding the proposed edits to the information collection instrument.
Comments are encouraged and will be accepted for 60 days from the publication date of the proposed rule. All submissions received must include the OMB Control Number 1615-0040 in the body of the letter and the agency name. To avoid duplicate submissions, please use only one of the methods under the ADDRESSES and “Public Participation” sections of this rule to submit comments. Comments on this information collection should address one or more of the following four points:
(1) Evaluate whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden of the collection of information, including the validity of the methodology and assumptions used;
(3) Enhance the quality, utility, and clarity of the information to be collected; and
(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.
Overview of Information Collection
(1) Type of Information Collection: Revision of a Currently Approved Collection.
(2) Title of the Form/Collection: Application for Employment Authorization.
(3) Agency form number, if any, and the applicable component of DHS sponsoring the collection: I-765; USCIS.
(4) Affected public who will be asked or required to respond, as well as a brief abstract: Primary: Individuals or households. Form I-765 collects information needed to determine if an alien is eligible for an initial EAD, a replacement EAD, or a subsequent EAD upon the expiration of a previous EAD under the same eligibility category. Aliens in many immigration statuses are required to possess an EAD as evidence of work authorization. To be authorized for employment, an alien must be lawfully admitted for permanent residence or authorized to be so employed by the INA or under regulations issued by DHS. Pursuant to statutory or regulatory authorization, certain classes of aliens are authorized to be employed in the United States without restrictions as to location or type of employment as a condition of their admission or subsequent change to one of the indicated classes. USCIS may determine the validity period assigned to any document issued evidencing an alien's authorization to work in the United States. These classes of aliens authorized to accept employment are listed in 8 CFR 274a.12. USCIS also collects biometric information from certain aliens applying for EADs to verify the alien's identity, check or update their background information, and produce the EAD card. An alien applying for employment authorization can apply for a Social Security number and Social Security card using Form I-765.
(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: The estimated total number of respondents for the information collection I-765 (paper) is 1,682,157 and the estimated hour burden per response is 4.88 hours; the estimated total number of respondents for the information collection I-765 (electronic) is 455,653 and the estimated hour burden per response is 4 hours; the estimated total number of respondents for the I-765 PDFi submission process is 148,190 and the estimated burden per response is 4.312 hours; the estimated total number of respondents for the information collection Form I-765WS is 302,000 and the estimated hour burden per response is 1 hour; the estimated total number of respondents for the information collection Biometric Processing is 302,355 and the estimated hour burden per response is 1.17 hours; the estimated total number of respondents for the information collection Passport-Style Photographs is 2,286,000 and the estimated hour burden per response is 0.5 hours.
(6) An estimate of the total public burden (in hours) associated with the collection: The total estimated annual hour burden associated with this collection is 12,441,047 hours.
(7) An estimate of the total public burden (in cost) associated with the collection: The estimated total annual cost burden associated with this collection of information is $400,895,820.
Form I-131
USCIS invites the general public and other federal agencies to comment on the impact to the proposed collection of information. In accordance with the PRA, the information collection notice is published in the Federal Register to ( printed page 34476) obtain comments regarding the proposed edits to the information collection instrument.
Comments are encouraged and will be accepted for 60 days from the publication date of the proposed rule. All submissions received must include the OMB Control Number 1615-0013 in the body of the letter and the agency name. To avoid duplicate submissions, please use only one of the methods under the ADDRESSES and “Public Participation” sections of this rule to submit comments. Comments on this information collection should address one or more of the following four points:
(1) Evaluate whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden of the collection of information, including the validity of the methodology and assumptions used;
(3) Enhance the quality, utility, and clarity of the information to be collected; and
(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.
Overview of this information collection:
(1) Type of Information Collection: Revision of a Currently Approved Collection.
(2) Title of the Form/Collection: Application for Travel Document.
(3) Agency form number, if any, and the applicable component of DHS sponsoring the collection: Form I-131; USCIS.
(4) Affected public who will be asked or required to respond, as well as a brief abstract: Primary: Individuals or households. Certain aliens, principally lawful permanent residents, conditional permanent residents, refugees, asylees, aliens applying for adjustment of status, aliens with pending Temporary Protected Status (TPS) applications and granted TPS, eligible recipients of DACA, aliens inside the United States seeking an Advance Parole Document, aliens outside the United States seeking an Advance Parole Document, and Commonwealth of the Northern Mariana Islands long-term residents seeking Advance Permission to Travel to allow them to travel to the United States and lawfully enter or reenter the United States. U.S. citizens and lawful permanent residents will no longer utilize Form I-131 to request parole for their eligible family members under the Cuban Family Reunification Parole or Haitian Family Reunification Parole processes.
(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: The estimated total number of respondents for the information collection Form I-131 (paper) is 976,639 and the estimated hour burden per response is 3.167 hours; the estimated total number of respondents for the information collection Form I-131 (online) is 30,205 and the estimated hour burden per response is 2 hours; the estimated total number of respondents for biometrics processing is 49,615 and the estimated hour burden per response is 1.17 hours; the estimated total number of respondents for passport-style photos is 16,600 and the estimated hour burden per response is 0.5 hours.
(6) An estimate of the total public burden (in hours) associated with the collection: The total estimated annual hour burden associated with this collection is 3,219,776 hours.
(7) An estimate of the total public burden (in cost) associated with the collection: The estimated total annual cost burden associated with this collection of information is $296,178,136.
K. Executive Order 12630 (Governmental Actions and Interference With Constitutionally Protected Property Rights)
This rule would not cause the taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.
List of Subjects
8 CFR Part 106
Citizenship and naturalization
Fees
Immigration
8 CFR Part 241
Administrative practice and procedure
Aliens
Immigration
8 CFR Part 274a
Administrative practice and procedure
Aliens
Cultural exchange program
Employment
Penalties
Reporting and recordkeeping requirements
Students
Accordingly, DHS proposes to amend parts 106, 241, and 274a of chapter I, subchapter B, of title 8 of the Code of Federal Regulations as follows:
PART 106—USCIS FEE SCHEDULE
1. The authority citation for part 106 continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1254a, 1254b, 1304, 1356; Pub. L. 107-609; 48 U.S.C. 1806; Pub. L. 107-296, 116 Stat. 2135 (6 U.S.C. 101 note); Pub. L. 115-218, 132 Stat. 1547; Pub. L. 116-159, 134 Stat. 709.
2. Section 106.2 is amended by revising paragraphs (a)(44)(ii)(F) and (a)(44)(iv)(D) to read as follows:
§ 106.2
Fees.
(a) * * *
(44) * * *
(ii) * * *
(F) Persons granted Withholding of Deportation or Removal or Deferral of Removal;
* * * * *
(iv) * * *
(D) Persons granted Withholding of Deportation or Removal or Deferral of Removal;
* * * * *
PART 241—APPREHENSION AND DETENTION OF ALIENS ORDERED REMOVED
3. The authority citation for part 241 continues to read as follows:
Authority: 5 U.S.C. 301, 552, 552a; 8 U.S.C. 1103, 1182, 1223, 1224, 1225, 1226, 1227, 1228, 1231, 1251, 1253, 1255, 1330, 1362; 18 U.S.C. 4002, 4013(c)(4); Pub. L. 107-296, 116 Stat. 2135 (6 U.S.C. 101, et seq.); 8 CFR part 2.
4. Section 241.4 is amended by revising paragraph (j)(3) to read as follows:
§ 241.4
Continued detention of inadmissible, criminal, and other aliens beyond the removal period.
* * * * *
(j) * * *
(3) Employment authorization. An alien who is subject to a final order of deportation or removal and whom ICE has temporarily released from custody on an order of supervision pursuant to section 241(a)(3) of the Act after making the required assessment under section 241(a)(7) of the Act may apply to USCIS for employment authorization pursuant to the procedures prescribed under §§ 274a.12(c)(18) and 274a.13 of this chapter. Any grant of employment authorization by USCIS is discretionary. USCIS will only grant employment authorization if USCIS determines that the alien meets the criteria for employment authorization under § 274a.12(c)(18) of this chapter and warrants a favorable exercise of discretion. The alien must request employment authorization on the form ( printed page 34477) and in the manner prescribed by USCIS and according to the form instructions.
* * * * *
5. Section 241.5 is amended by revising the paragraph (a) introductory text and paragraph (c) to read as follows:
§ 241.5
Conditions of release after removal period.
(a) Order of supervision. Any alien U.S. Immigration and Customs Enforcement (ICE) determines should be released from custody or detention pursuant to §§ 241.4 and 241.13(h) of this part, shall only be released on an order of supervision and shall be issued a completed Form I-220B, Order of Supervision, or successor form, which specifies the conditions for release and consequences for failure to comply with the conditions of release, including DHS's authority to take the alien back into custody and the potential for criminal charges and fines under § 243 of the Act if the alien fails to comply with the terms of supervised release. The Secretary, Director of ICE, or designated delegate shall have the authority to issue an order of supervision under this section. The order of supervision shall specify conditions of supervision including, but not limited to, the following:
* * * * *
(c) Employment authorization. An alien who is subject to a final order of removal and whom U.S. Immigration and Customs Enforcement has released on an order of supervision pursuant to section 241(a)(3) of the Act and under this section may apply to U.S. Citizenship and Immigration Services (USCIS) for employment authorization on the form designated by USCIS, with the appropriate fee and in accordance with the form instructions, pursuant to the procedures prescribed under §§ 274a.12 and 274a.13 of this chapter.
6. Section 241.13 is amended by revising paragraph (h)(3) to read as follows:
§ 241.13
Determination of whether there is a significant likelihood of removing a detained alien in the reasonably foreseeable future.
* * * * *
(h) * * *
(3) Employment authorization. USCIS may, in the exercise of its discretion, grant employment authorization under the same conditions set forth in §§ 241.5, 274a.12(c)(18), and 274a.13 of this chapter for aliens released under an order of supervision.
* * * * *
PART 274a—CONTROL OF EMPLOYMENT OF ALIENS
7. The authority citation for part 274a continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1105a, 1324; 48 U.S.C. 1806; Pub. L. 101-410, 104 Stat. 890, as amended by Pub. L. 114-74, 129 Stat 599; Title VII of Pub. L. 110-229, 122 Stat. 754; Pub. L. 115-218, 132 Stat. 1547; 8 CFR part 2.
8. Section 274a.12 is amended by revising the introductory text of paragraph (c), paragraph (c)(11), paragraph (c)(14), and paragraph (c)(18) to read as follows:
§ 274a.12
Classes of aliens authorized to accept employment.
* * * * *
(c) Aliens who must apply to receive employment authorization. An alien within a class of aliens described in this section must apply in order to receive employment authorization and an employment authorization document. Except as otherwise provided by law and except for aliens described in paragraph (c)(8), whether to authorize employment of an alien within a class described in this section is in the sole and unreviewable discretion of USCIS.
* * * * *
(11) Except as provided in paragraphs (b)(37) and (c)(34) of this section and § 212.19(h)(4), § 235.3(b)(2)(iii), and § 235.3(b)(4)(ii) of this chapter, an alien paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit pursuant to section 212(d)(5) of the Act.
(i) An alien may be granted employment authorization under this paragraph and 8 CFR 274.13(a)(3) only if the alien establishes:
(A) An economic necessity for employment; and
(B) The alien warrants a favorable exercise of discretion.
(ii) To renew employment authorization under this paragraph, the alien must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the E-Verify Company Identification Number (or Client Company Identification Number if the U.S. employer uses an agent) of the employer.
* * * * *
(14) Except as provided for in paragraph (c)(33) or (c)(40) of this section, an alien who has been granted deferred action, an act of administrative convenience to the government that gives some cases lower priority.
(i) An alien may be granted employment authorization under this paragraph only if the alien establishes:
(A) An economic necessity for employment; and
(B) The alien warrants a favorable exercise of discretion.
(ii) To renew employment authorization under this paragraph, the alien must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the E-Verify Company Identification Number (or Client Company Identification Number if the U.S. employer uses an agent) of the employer.
* * * * *
(18) An alien against whom a final order of removal exists, including aliens granted deferral of removal pursuant to § 208.17 or § 1208.17 of this title, and who is temporarily released from custody on an order of supervision under the authority contained in section 241(a)(3) of the Act and § 241.5 of this chapter.
(i) An alien may be granted employment authorization under this paragraph only if the alien establishes:
(A) Compliance with the conditions of release described in his or her order of supervision;
(B) The alien is one whose removal DHS has determined is impracticable because all countries from which DHS requested travel documents have failed to issue such documents;
(C) An economic necessity to be employed; and
(D) The alien warrants a favorable exercise of discretion.
(ii) In addition to the requirements described in paragraph (e) of this section, to establish economic necessity for employment, an alien may demonstrate that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s).
(iii) To renew employment authorization under this paragraph, the alien must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the E-Verify Company Identification Number (or Client Company Identification Number if the U.S. employer uses an agent) of the employer.
* * * * *
(e) Basic criteria to establish economic necessity. The poverty guidelines updated periodically in the Federal Register by the U.S. Department ( printed page 34478) of Health and Human Services under the authority of 42 U.S.C. 9902(2) will be used as the basic criteria to establish eligibility for employment authorization when the alien's economic necessity is identified as a factor. The alien shall submit an application for employment authorization listing his or her assets, income, and expenses as evidence of his or her economic need to work. Permission to work granted on the basis of the alien's application for employment authorization may be revoked in accordance with the procedures set forth in 274a.14(b) of this chapter upon a showing that the information contained in the statement was not true and correct.
9. Section 274a.13 is amended by revising paragraph (a)(1), adding a paragraph heading to paragraph (a)(2), adding paragraph (a)(3), and revising paragraph (b) to read as follows:
§ 274a.13
Application for employment authorization.
(a) * * *
(1) Aliens who must apply for employment authorization under § 274a.12(c) of this chapter.
(i) An alien authorized employment under § 274a.12(c) shall be subject to all conditions and restrictions specified by applicable law, regulations, form instructions, or on the employment authorization document.
(ii) USCIS, in its discretion, may establish a specific validity period for an employment authorization document issued to an alien who falls within one of the classes of aliens described in § 274a.12(c), which may include authorization to work while any administrative appeal or judicial review of an application, petition, or request is pending.
(iii) Aliens applying for employment authorization under § 274a.12(c) must submit biometrics in accordance with § 103.16 of this chapter, with any required fee. USCIS shall notify aliens of the proper date, time, and location to appear for the submission of biometrics after the application for employment authorization has been filed.
(iv) The approval of applications for initial employment authorization or renewal of employment authorization filed under § 274a.12(c), except as otherwise provided by law and except for aliens described in § 274a.12(c)(8), is within the sole and unreviewable discretion of USCIS. In general, unless DHS has determined that there are significant countervailing public interests, USCIS will not grant employment authorization under any of the following circumstances,:
(A) The alien has been arrested for, charged with (without disposition), indicted for, or has been convicted of, any criminal act;
(B) The alien admits to committing a violent or dangerous crime, even if the alien has never been formally arrested, charged, indicted, or convicted; or
(C) There is evidence of the alien's membership in a gang or terrorist organization.
(2) Aliens applying for asylum. * * *
(3) Aliens under orders of supervision. In addition to the requirements under paragraph (a), an alien who is applying for initial employment authorization under § 274a.12(c)(18) must also submit the following supporting documentation:
(i) An administrative removal order issued by DHS or a decision by an Immigration Judge or the Board of Immigration Appeals (BIA) demonstrating that the alien is subject to a final order of removal or deportation;
(ii) A form designated by USCIS, such as a completed Form I-765 including Form I-765WS, to show economic necessity pursuant to § 274a.12(e), as well as documentary evidence of economic necessity, such as statements of income, expenses, and assets, and/or demonstrate that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s);
(iii) The complete Form I-220B, Order of Supervision, or successor form, including the Personal Report Record that reflects that the alien is complying with the conditions for supervised release. The Form I-220B must also reflect that DHS has determined that the alien's removal is impracticable at this time because every country the U.S. government has asked to accept the alien, as described in section 241(b) of the Act, failed to provide the appropriate travel documents; and
(iv) If a condition of the order of supervision is to support a law enforcement investigation or prosecution, the alien must provide evidence that he or she is materially cooperating with Federal, State, or local law enforcement on a criminal investigation or prosecution. This includes a completed designated form executed by a qualifying law enforcement entity certifying material cooperation.
(b) Approval of application. If USCIS approves a request for employment authorization or an Employment Authorization Document (Form I-766), USCIS will issue an employment authorization document valid for a specific period, and the alien will be subject to any terms and conditions required by applicable law, regulations, form instructions, or specified on the employment authorization document. USCIS has discretion to determine, except as otherwise provided by law, the period for employment authorization, except that employment authorization under § 274a.12(c)(14) and (c)(18) shall not exceed 1 year.
* * * * *
10. Section 274a.14 is amended by revising paragraphs (a)(1)(i)-(iii) and adding paragraphs (a)(1)(iv)-(vi) to read as follows:
§ 274a.14
Termination of employment authorization.
(a) * * *
(1) * * *
(i) The expiration date specified by USCIS on the employment authorization document is reached;
(ii) Removal proceedings are instituted (however, this shall not preclude the subsequent authorization of employment pursuant to § 274a.12(c) where appropriate);
(iii) The alien is granted voluntary departure;
(iv) The alien receives an administratively final order of removal (however, this shall not preclude the subsequent authorization of employment pursuant to § 274a.12(c) where appropriate);
(v) The underlying basis for employment authorization is terminated or denied; or
(vi) Under § 274a.12(c)(18):
(A) If a condition of the order of supervision is the alien's material support of a law enforcement investigation or prosecution, the termination of any agreement with the relevant law enforcement entity or the conclusion of the investigation or prosecution; or
(B) DHS or the alien obtains the travel or other documents necessary to effectuate the alien's removal from the United States.
* * * * *
Markwayne Mullin,
Secretary, U.S. Department of Homeland Security.
Footnotes
1. Currently, except as provided in 8 CFR 274a.12(b)(37) and (c)(34) and 8 CFR 212.19(h)(4), an alien paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit pursuant to section 212(d)(5) of the Act is eligible for employment authorization under 8 CFR 274a.12(c)(11) ((c)(11) category).
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2. Currently, except as provided in 8 CFR 274a.12(c)(33), an alien who has been granted deferred action, an act of administrative convenience to the government that gives some cases lower priority, is eligible for employment authorization under 8 CFR 274a.12(c)(14) ((c)(14) category) if the alien establishes an economic necessity for employment.
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3. Currently, an alien against whom a final order of deportation or removal exists and who is released on an order of supervision under the authority contained in section 241(a)(3) of the Act, and who meets other eligibility criteria may be granted employment authorization under 8 CFR 274a.12(c)(18) ((c)(18) category).
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4. In this proposed rule, this means arrested or charged regardless of the disposition.
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5. 90 FR 8443 (Jan. 29, 2025).
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6. See, e.g., INA sec. 101(a)(15)(H)(ii)(b), 8 U.S.C. 1101(a)(15)(H)(ii)(b); see also8 CFR 214.2(h)(6)(i).
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7. See American Council for Nationalities Service Interpreter Releases, Vol. 51, No. 16 “Foreign Student Work Policy Changed” (May 14, 1974).
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8. Id.
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9. See Bernsen, Sam, General Counsel, INS, DOJ, “Leave to Labor” as published in American Counsel for Nationalities Service Interpreter Releases, Vol. 52, No 35 (Sept. 2, 1975).
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10. Id.
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11. See GAO, Controls Over Foreign Students in U.S. Postsecondary Institutions Are Still Ineffective, https://www.gao.gov/​products/​hrd-83-27 (Mar. 10, 1983). Department of State (DOS) data on F-1 student visa issuances only goes back to 1987. See https://travel.state.gov/​content/​dam/​visas/​Statistics/​Non-Immigrant-Statistics/​NIVClassIssuedDetailed/​NIVClassIssued-DetailedFY1987-1991.pdf. Accordingly, official data for 1974 F-1 visa admissions is not available from DOS.
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12. For more information, please see Tables V.4, V.11, and V.16.
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13. See E.O. 14159, Protecting the American People Against Invasion, 90 FR 8443 (Jan. 29, 2025).
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14. For example, as noted elsewhere in this rule, USCIS is engaged in concurrent rulemaking on other employment authorization in the asylum context.
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15. Although several provisions of the INA discussed in this proposed rule refer exclusively to the “Attorney General,” such provisions are now to be read as referring to the Secretary by operation of the HSA. See 6 U.S.C. 202(3), 251, 271(b), 542 note, and 557; 8 U.S.C. 1103(a)(1) and (g), 1551 note; Nielsen v. Preap, 586 U.S. 392, 397 n.2 (2019).
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16. Courts have acknowledged that Congress delegated authority to DHS to grant or extend employment authorization to certain classes of aliens. See, e.g., Wash. All. of Tech. Workers v. DHS, 50 F.4th 164, 191-92 (D.C. Cir. 2022) (“What matters is that section 1324a(h)(3) expressly acknowledges that employment authorization need not be specifically conferred by statute; it can also be granted by regulation.”). DHS is exercising this discretionary authority consistent with all applicable authorities, including the referenced authorities in the HSA, and sections 103, 208, 212(d)(5)(A), 241, and 274A(h)(3) of the INA, 8 U.S.C. 1103, 1158, 1182(d)(5)(A), 1231, and 1324a(h)(3), as well as the Administrative Procedure Act at 5 U.S.C. 553. See Loper Bright Enters. v. Raimondo, 603 U.S. 369, 395 (2024) (“In a case involving an agency, of course, the statute's meaning may well be that the agency is authorized to exercise a degree of discretion. Congress has often enacted such statutes. For example, some statutes `expressly delegate' to an agency the authority to give meaning to a particular statutory term. Others empower an agency to prescribe rules to `fill up the details' of a statutory scheme, or to regulate subject to the limits imposed by a term or phrase that leaves agencies with flexibility,' such as `appropriate' or `reasonable.' ”) (citations omitted).
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17. See Section 100003(b)(1) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter.); see also Section 100010(a) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1809(a) (defining the validity period for renewal employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter).
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18. See Section 100003(c)(1) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1803(c)(1) (defining the validity period for initial employment authorization of aliens granted TPS to a period of 1 year or for the duration of the TPS designation, whichever is shorter.); see also Section 100012(a) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1811(a) (defining the validity period for renewal employment authorization of those granted TPS to a period of 1 year or for the duration of the TPS designation, whichever is shorter).
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19. As discussed later in this preamble, the proposed changes under 8 CFR 274a.13(a) will require all aliens applying for employment authorization under § 274a.12(c) to submit biometrics at an ASC. DHS is concurrently proposing to amend its regulations concerning the submissions and use of biometrics by an NPRM. The overlapping policy objectives between the biometrics rule and this proposed rule were considered when developing the populations and costs associated with submitting biometrics under this proposed rule. As such, this rule will only consider the impacts of biometrics submission for those aliens that apply for employment authorization under § 274a.12(c).
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20. “DHS Announces Historic Travel Assistance and Stipend for Voluntary Self-Deportation” (release date May 5, 2025), https://www.dhs.gov/​news/​2025/​05/​05/​dhs-announces-historic-travel-assistance-and-stipend-voluntary-self-deportation, (last viewed Nov. 26, 2025).
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21. It is important to note that costs can vary significantly based on individual circumstances, such as the method of removal, the alien's location, detention costs, transportation expenses, legal proceedings, and other logistical considerations.
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22. For a complete summary of regulatory changes and additional guidance in this proposed rule, please see Section IV, “Discussion of Proposed Rule.”
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23. All other categories include: (c)(1)-(10), (c)(12), (c)(16), (c)(17), (c)(19)-(22), (c)(24)-(26), (c)(33)-(36), and (c)(40).
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24. We note that DHS does not know the portion of overall impacts of this rule that are transfers or costs and assume that if companies can find replacement labor for the positions the (c)(11), (c)(14), or (c)(18) alien worker would have filled, removing employment authorization from these aliens would result in primarily distributional effects in the form of transfers from aliens to others that are currently in the U.S. labor force (or workers induced to return to the labor market). Please see Section V.A.5. “Costs to Employers” for more information.
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25. This scenario assumes that all the labor substitutes for the positions the aliens would have filled were previously unemployed. If a labor substitute was previously employed, then there could be a potential tax loss stemming from the position that was vacated.
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26. See Edo, A. (2019). The Impact of Immigration on the Labor Market. Journal of Economic Surveys, Vol. 33(3), pp. 922-948.
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27. Example calculations at 7 percent: The median for compensation (transfer) of $0 and $2,877,152,531 = $1,443,576,266. The median for taxes (transfer) of $0 and $304,644,371 = $152,322,185. The median for biometrics (cost) of $3,440,598 and $8,425,002 = $5,932,800. The median for forms (cost) of $934,778 and $2,622,217 = $1,778,497. The median for lost productivity (cost) of $0 and $2,887,152,531 = $1,443,576,266. The median for total costs of $4,375,376 and $2,898,199,750 = $1,451,287,563.
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28. OMB, “Circular A-4” (Sept. 17, 2003).
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29. E.O. 13768, Enhancing Public Safety in the Interior of the United States, 82 FR 8799 (Jan. 30, 2017); E.O. 13788, Buy American and Hire American, 82 FR 18837 (Apr. 21, 2017).
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30. E.O. 13993, Revision of Civil Immigration Enforcement Policies and Priorities, 86 FR 7051 (Jan. 25, 2021).
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31. E.O. 14005, Ensuring the Future Is Made in All of America by All of America's Workers, 86 FR 7475 (Jan. 28, 2021).
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32. See, e.g., Office of Homeland Security Statistics, DHS, “Asylees: 2023” (Oct. 2024), https://ohss.dhs.gov/​sites/​default/​files/​2024-10/​2024_​1002_​ohss_​asylees_​fy2023.pdf.Note: This figure does not include cases associated with the Operation Allies Welcome (OAW) program. This program, established by the previous administration, resulted in disproportionately high grant rates for OAW cases. These cases were excluded to give a more accurate overview of the previous years' figures, as the OAW cases' priority and volume would have impacted the average if they had been included.
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33. See EOIR, Asylum Decisions (July 31, 2025) (comparing asylum grants versus the total of asylum grants and denials), https://www.justice.gov/​eoir/​media/​1344851/​dl?​inline.
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34. Collection and Use of Biometrics by U.S. Citizenship and Immigration Services, 90 FR49062 (Nov. 3, 2025).
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35. By “associated,” DHS means a person with substantial involvement or participation in the immigration benefit request or other request or collection of information, such as a named derivative, beneficiary, petitioner's signatory, sponsor, or co-applicant. The terms “file,” “submit,” and “associated with” or variations thereof, as used throughout this rule, do not relate to attorneys and accredited representatives, although attorneys and accredited representatives may file or submit a request on behalf of a client.
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36. See DHS, Biometrics, https://www.dhs.gov/​biometrics (last updated Jan. 24, 2025).
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37. INA sec. 241(a)(1)(A) and (B)(i), 8 U.S.C. 1231(a)(1)(A) and (B)(i).
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38. INA sec. 241(a)(1)(C), 8 U.S.C. 1231(a)(1)(C).
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39. 533 U.S. 678 (2001).
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40. Under 8 CFR 241.14, aliens with “special circumstances” are those: (1) that have a highly contagious disease that threatens public safety; (2) whose release would have serious adverse foreign policy implications; (3) who present a significant threat to national security or significant risk of terrorism; or (4) who are especially dangerous.
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41. Zadvydas, 533 U.S. at 701.
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42. Id.
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43. Id.; see also8 CFR 241.13(d).
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44. INA 241(a)(3), 8 U.S.C. 1231(a)(3); see also8 CFR 241.5. Aliens subject to an expedited removal order, however, are not subject to release on an order of supervision. INA sec. 235(b)(1)(B)(iii)(IV), 8 U.S.C. 1225(b)(1)(B)(iii)(IV) (an alien subject to expedited removal under section 235 “shall be detained pending a final determination of credible fear of persecution and, if found not to have such a fear, until removed”).
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45. See 8 CFR 241.5(a).
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46. INA sec. 241(a)(3), 8 U.S.C 1231(a)(3); 8 CFR 241.5(a). DHS may also require an alien temporarily released on an order of supervision to post a bond of a sufficient amount to ensure that the alien complies with the terms for release, including surrendering him- or herself to DHS custody for removal. 8 CFR 241.5(b).
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47. This is the most recent publicly available data. Furthermore, even though the average time to obtain travel documents across all countries was 187.19 days, the process for negotiating with foreign governments to obtain travel documents is dynamic. While there may be a period of inactivity by a particular foreign government to cooperate with issuing travel documents for a specific alien, a policy shift can also occur quickly and result in prompt repatriation. See Office of Inspector General, “ICE Faces Barriers in Timely Repatriation of Detained Aliens” (Mar. 11, 2019), https://www.oig.dhs.gov/​sites/​default/​files/​assets/​2019-03/​OIG-19-28-Mar19.pdf.
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48. Per internal DHS data and analysis.
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49. See INA sec. 243(d), 8 U.S.C. 1253(d); see also Memorandum of Understanding Between the Secretaries of State and Homeland Security Concerning Implementation of Section 428 of the Homeland Security Act of 2002, para. 3(c) (2003).
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50. See, e.g., DHS, “DHS Announces Implementation of Visa Sanctions,” July 10, 2018 (implementing visa restrictions on the governments of Burma and Laos for denying or unreasonably delaying the acceptance of their nationals who have been ordered removed from the United States), https://www.dhs.gov/​archive/​news/​2018/​07/​10/​dhs-announces-implementation-visa-sanctions.
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51. Convention Relating to the Status of Refugees, Treaty Series, vol. 198, p. 137, art. 33 (July 28, 1951).
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52. Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, Treaty Series, vol. 1465 (Dec. 10, 1984).
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53. Id.
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54. See, e.g., Trinidad y Garcia v. Thomas, 683 F.3d 952, 955 (9th Cir. 2012); Pierre v. Gonzales, 502 F.3d 109, 119-20 (2d Cir. 2007); Matter of H-M-V-, 22 I&N Dec. 256, 259-60 (BIA 1998).
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55. The regulations at 8 CFR 208.16(d)(2) specifically provide that an application for withholding of removal under the regulations implementing CAT shall be denied if the alien falls within section 241(b)(3)(B) of the INA, 8 U.S.C. 1231(b)(3)(B).
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56. INA sec. 212(d)(5)(A), 8 U.S.C. 1182(d)(5)(A); see also8 CFR 212.5(a) and (c) through (e) (discretionary authority for establishing conditions of parole and for terminating parole).
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57. INA sec. 212(d)(5)(A), 8 U.S.C. 1182(d)(5)(A).
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58. See, e.g., Kaplan v. Tod, 267 U.S. 228, 230 (1925); see also Nishimuru Ekiu v. United States, 142 U.S. 651, 661 (1892) (recognizing that the immigration authorities could authorize an alien to come ashore temporarily, without admission, while admissibility was litigated, leaving the alien in the same position as she was); Leng May Ma v. Barber, 357 U.S. 185, 188-90 (1958) (a paroled alien is still deemed an alien seeking admission to the United States).
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59. Public Law 82-414, 66 Stat. 163 (June 27, 1952).
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60. Id. at 66 Stat 188.
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61. See, e.g., H.R. Rep. 82-1365, p. 1706 (Feb. 14, 1952).
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62. See, e.g., Implementation of Haitian Family Reunification Parole Program, 79 FR 75581 (Dec. 18, 2014); Procedures for Credible Fear Screening and Consideration of Asylum, Withholding of Removal, and CAT Protection Claims by Asylum Officers, 87 FR 18078 (Mar. 29, 2022) (lowering the standard to parole an alien who had not yet established credible fear).
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63. See, e.g., H. Rept. 89-748, p. 3335 (Sept. 15, 1965), accompanying the Immigration and Nationality Act—Amendments of 1965:
Inasmuch as definite provision has now been made for refugees, it is the express intent of the committee that the parole provisions of the Immigration and Nationality Act, which remain unchanged by this bill, be administered in accordance with the original intention of the drafters of the legislation. The parole provisions were designed to authorize the Attorney General to act only in emergent, individual, and isolated situations, such as the case of an alien who requires immediate medical attention, and not for the immigration of classes or groups outside the limit of the law.
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64. See, e.g., Public Law 85-559, 72 Stat. 419-20 (July 25, 1958) (stating that any alien who was paroled into the United States as a refugee from the Hungarian Revolution who is found “to have been and to be admissible as an immigrant at the time of his arrival in the United States and at the time of his inspection and examination, except for the fact that he was not and is not in possession of the documents required by . . . the Immigration and Nationality Act, shall be regarded as lawfully admitted to the United States for permanent residence as of the date of his arrival”); Public Law 89-732, 80 Stat. 1161 (Nov. 2, 1966) (similarly relating to aliens paroled into the United States after fleeing Cuba due to the 1959 Cuban Revolution).
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65. Public Law 96-212 (1980) (codified at 8 U.S.C. 1182(d)(5)(B)).
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66. E.g., Adam B. Cox & Cristina M. Rodríguez, The President and Immigration Law, 119 Yale L.J. 458, 474-76 (2009) (“Congress added the language to the INA in 1980 in large part to restrict the use of parole in refugee contexts, including with respect to the Executive's heavy reliance on the power to manage the Haitian exoduses.”); Peter Margulies, The Boundaries of Executive Discretion: Deferred Action, Unlawful Presence, and Immigration Law, 64 a.m. U. L. Rev. 1183, 1213 (2015) (“This language itself emerged in 1980 from congressional displeasure over expansive uses of discretion by the Executive Branch.”).
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67. S. Rep. 96-256 at 5 (1979).
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68. Refugee Act of 1979, S.643 Before the S. Comm. on the Judiciary, 96th Cong. 253, (1979) (annual report of H.E.W. on the Indochinese Refugee Assistance Program) (describing an “expanded parole program” for 11,000 additional Cambodian, Vietnamese, and Laotian refugees); Marian Nash Leich, Contemporary Practice of the United States Relating to International Law, 82 a.m. J. of Int'l L. 336, 336-337 (1988) (parole for U.S. expatriates who had renounced U.S. citizenship) (citing to Circular Telegram, State 386507).
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69. Public Law 104-208, Div. C (Sept. 30, 1996).
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70. Id. at title VI, sec. 602.
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71. David J. Bier, 126 Parole Orders over 7 Decades: A Historical Review of Immigration Parole Orders, July 17, 2023, at https://www.cato.org/​blog/​126-parole-orders-over-7-decades-historical-review-immigration-parole-orders.
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72. Cong. Research Service, Visa Waiver Program (Oct. 15, 2024), https://www.congress.gov/​crs-product/​RL32221.
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73. 72 FR 65588 (Nov. 21, 2007).
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74. 79 FR 75581 (Dec. 12, 2014).
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75. 81 FR 28097 (May 9, 2016).
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76. See 82 FR 5238 (Jan. 17, 2017). In 2018, DHS published a proposed rule to rescind the International Entrepreneur Parole Program. 83 FR 24415 (May 29, 2018).
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77. 88 FR 1266 (Jan. 9, 2023); 88 FR 26329 (Apr. 28, 2023); 88 FR 1243 (Jan. 9, 2023); 88 FR 26327 (Apr. 28, 2023); 88 FR 1255 (Jan. 9, 2023); 87 FR 63507 (Oct. 19, 2022); 88 FR 1279 (Jan. 9, 2023).
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78. On March 25, 2025, the Trump Administration published a notice in the Federal Register titled, “Termination of Parole Processes for Cubans, Haitians, Nicaraguans, and Venezuelans”. 90 FR 13611 (Mar. 25, 2025). On April 14, 2025, a United States district court issued a preliminary injunction order staying parts of the FRN. See Svitlana Doe, —v. Noem, 778 F. Supp. 3d 311 (D. Mass. 2025). However, DHS filed an application for a stay of the district court order with the U.S. Court of Appeals for the First Circuit, which was denied. On May 8, 2025, DHS filed with the Supreme Court an application to stay the district court's order. On May 30, 2025, the Supreme Court granted DHS' application for stay of the district court's order pending disposition of the appeal pending before the U.S. Court of Appeals for the First Circuit. Noem v. Doe, 145 S. Ct. 1524 (2025). Accordingly, the parole termination notices and employment authorization termination notices that DHS sent to aliens paroled under the CHNV parole programs remain in effect. USCIS also will not process any new requests for parole related to CHNV programs.
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79. See Section 100003(b)(1) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter); see also Section 100010(a) of Part I, Title X of Public Law 119-21 (July 4, 2025); 8 U.S.C. 1809(a) (defining the validity period for renewal employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter.). On July 22, 2025, USCIS published a notice in the Federal Register at 90 FR 34511announcing the new H.R. 1 fee requirements, applicable to benefit requests postmarked on or after July 22, 2025, which includes application for employment authorization filed by parolees under 8 CFR 274a.12(c)(11).
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80. Chae Chan Ping v. United States, 130 U.S. 581, 606-09 (1889).
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81. For example, in 1996, Congress passed the Anti-Terrorism and Effective Death Penalty Act (AEDPA), Public Law 104-132, title IV, 110 Stat. 1214 (Apr. 24, 1996) and IIRIRA. AEDPA and IIRIRA made significant changes to U.S. immigration laws. By passing AEDPA and IIRIRA, Congress underscored the importance of enforcement of the immigration laws as critical for upholding national security, public safety, and the integrity of the U.S. immigration system.
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82. See Homeland Security Act of 2002 (HSA), Public Law 107-296, secs. 202(5), 234; 6 U.S.C. 202(5), 557; see also INA secs. 103(a)(1) 8 U.S.C. 1103(a)(1)
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83. See, e.g., United States v. Texas, 599 U.S. 670, 679 (2023); Arizona v. United States, 567 U.S. 387, 396 (2012); Heckler v. Chaney, 470 U.S. 821 (1985).
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84. See, e.g., Reno v. Am.-Arab Anti-Discrimination Comm. (AADC), 525 U.S. 471, 483-84 (1999).
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85. See, e.g., Heckler, 470 U.S. at 831-33; see also Texas, 599 U.S. at 678-79 (describing the Executive's power to prioritize and decide how aggressively to enforce the laws).
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86. See Charles Gordon et al., “Immigration Law and Procedure” (1956) 6 sec. 72.03(2)(h). See also generally Leon Wildes, “The Operations Instructions of The Immigration Service: Internal Guidelines or Binding Rules?,” 17 San Diego L. Rev. 99 (1979).
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87. Id.
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88. See Charles Gordon et al., at 16 § OI 242.1.
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89. Id.
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90. Cong. Research Service, An Overview of Discretionary Reprieves from Removal: Deferred Action, DACA, TPS, and Others (Apr. 10, 2018) https://www.congress.gov/​crs-product/​R45158.
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91. See INA sec. 204(a)(1)(D)(i)(II) and (IV) (aliens battered or subjected to extreme cruelty); INA sec. 237(d)(2) (victims of trafficking and qualifying criminal activity); title IV, subtitle C, sections 421-428, Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, Public Law 107-56, 115 Stat. 272 (Oct. 26, 2001) (certain family members of lawful permanent resident 9/11 victims); Posthumous Benefits for Surviving Spouses, Children, and Parents of Certain Military Personnel, National Defense Authorization Act of FY 2004, Public Law 108-136, 117 Stat. 1392, title XVII, sec. 1703(c)(1)(A) and (d)(1) (certain surviving spouses, parents, children of deceased veteran of U.S. Armed Forces).
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92. See AADC, 525 U.S. at 483-84.
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93. See, e.g., INA sec. 101(i)(2), 8 U.S.C. 1101(i)(2) (requiring T nonimmigrants to be employment authorized); INA sec. 214(c)(2)(E), 8 U.S.C. 1184(c)(2)(E) (requiring spouses of L nonimmigrants to be employment authorized); INA sec. 214(e)(2), 8 U.S.C. 1184(e)(2) (requiring spouses of E treaty traders/investors to be employment authorized; INA sec. 214(p)(3)(B), 8 U.S.C. 1184(p)(3)(B) (requiring U nonimmigrants to be employment authorized).
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94. See, e.g., INA sec. 106(a), 8 U.S.C. 1105a(a) (providing that the Secretary may grant employment authorization to alien spouses of certain nonimmigrants if the alien spouse or child of that alien spouse were battered or subjected to extreme cruelty); INA sec. 214(p)(6), 8 U.S.C. 1184(p)(6) (providing that the Secretary may grant employment authorization to aliens who have a pending bona fide application for U nonimmigrant status).
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95. Currently, biometrics collection generally refers to the collection of fingerprints, photographs, and signatures. See USCIS, “Preparing for Your Biometric Services Appointment” (July 6, 2023), https://www.uscis.gov/​forms/​forms-information/​preparing-your-biometric-services-appointment (describing biometrics as including fingerprints, photographs, and digital signature).
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96. USCIS issued a final rule to adjust fees in 2020, but that rule was preliminarily enjoined following litigation and ultimately never went into effect. 85 FR 46788 (Aug. 3, 2020); Immigrant Legal Res. Ctr. v. Wolf, 491 F. Supp. 3d 520 (N.D. Cal. 2020) ( ILRC); Nw. Immigrant Rights Project v. USCIS, 496 F. Supp. 3d 31 (D.D.C. 2020) ( NWIRP).
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97. The exception to this change is Form I-821, Application for Temporary Protected Status, which retained a separate biometric services fee due to the statutory $50 maximum TPS registration fee. 8 CFR 106.2(a)(48)(iii); see INA sec. 244(c)(1)(B), 8 U.S.C. 1254a(c)(1)(B); 88 FR 485; see also8 U.S.C. 1254b(a) (“In addition to collection of registration fees described in section 1254a(c)(1)(B) of this title, fees for fingerprinting services, biometric services, and other necessary services may be collected when administering the program described in section 1254a of this title.”).
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98. https://www.uscis.gov/​g-1055 (last updated Mar. 6, 2025).
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99. See E-Verify, “About E-Verify” https://www.e-verify.gov/​about-e-verify.
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100. See, e.g.,E.O. 13465 of June 6, 2008, Amending Executive Order 12989, as amended,73 FR 33285 (June 6, 2008) (requiring that federal contractors participate in E-Verify); Ariz. Rev. Stat. sec. 23-214 (requiring every employer to “verify the employment eligibility of the employee through the E-Verify program”). Overall, 24 states have passed laws to require employers to utilize E-Verify to varying degrees, while 7 states, including Arizona, Georgia, Mississippi, North Carolina, South Carolina, Tennessee, and Utah, have E-Verify laws that require all or most employers to use E-Verify.
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101. See E-Verify, “The E-Verify Memorandum of Understanding for Employers” (June 1, 2013), https://www.e-verify.gov/​sites/​default/​files/​everify/​memos/​MOUforEVerifyEmployer.pdf.
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103. See E-Verify, “Account Compliance,” https://www.e-verify.gov/​employers/​monitoring-and-compliance (last updated Aug. 20, 2019).
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104. See id. For example, E-Verify compares employee information against records in the SSA database and those available to DHS. Most employees are automatically confirmed as work authorized. In Fiscal Year 2024 (Oct. 2023-Sept. 2024), the E-Verify program processed a total of 42,766,806 cases. During this same time period, 98.49 percent of employees were automatically confirmed as authorized to work (“work authorized”) either instantly or within 24 hours, requiring no employee or employer action. See E-Verify, “E-Verify Performance,” https://www.e-verify.gov/​about-e-verify/​e-verify-data/​e-verify-performance (last updated Mar. 14, 2024).
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105. E-Verify User Manual, Section 1.4. “Verification Locations and Hiring Sites,” https://www.e-verify.gov/​quick-reference-guide-for-e-verify-enrollment-10-introduction/​14-verification-locations-and-hiring (last updated July 18, 2018).
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106. “E-Verify Performance,” https://www.e-verify.gov/​about-e-verify/​e-verify-data/​e-verify-performance (last updated Mar. 14, 2024).
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107. E-Verify, “May I Verify an Existing Employee in E-Verify?” (Aug. 18, 2023) (stating that only “federal contractors with a federal contract that contains the FAR E-Verify clause” may verify existing employees), https://www.e-verify.gov/​faq/​may-i-verify-an-existing-employee-in-e-verify.
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108. See, e.g., Elizabeth Jacobs, Center for Immigration Studies, The Availability of Work Authorization Is a Known `Pull Factor' for Illegal Immigration and the Submission of Fraudulent Asylum Claims (Feb. 7, 2024) (“The idea that work authorization availability serves as a strong incentive for an alien to file a fraudulent or frivolous asylum application is not a new one.”), https://cis.org/​Jacobs/​Availability-Work-Authorization-Known-Pull-Factor-Illegal-Immigration-and-Submission.
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109. See, e.g., The Economic and Fiscal Consequences of Immigration, National Academies of Sciences, Engineering, and Medicine, Francine D. Blau and Christopher Mackie, Eds. National Academies Press, 2017 at 267 (“Another regularity consistent with theory is that there are larger negative effects on native wages from immigrant inflows in the short run ( i.e., in studies of the immediate impacts of abrupt immigrant inflows or in which inflows are observed over shorter periods of time, or in the case of the structural studies, when capital is assumed fixed).
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110. Id. at 241 (“Some notable patterns emerge. Confirming expectations based on economic theory about which groups are most negatively affected by immigration, native dropouts tend to be more negatively affected than better-educated natives (as indicated by comparing results for dropouts with the overall results for all workers or all men or women). The results in the table also suggest that this negative effect may be compounded for native minorities.”).
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111. 90 FR 17525 (Apr. 28, 2025).
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112. 90 FR 8471 (Jan. 30, 2025).
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113. See INA sec. 235(b)(1), 8 U.S.C. 1225(b)(1).
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114. See generally Zadvydas, 533 U.S. 678 (recognizing a six-month period of detention to be presumptively reasonable for aliens with final orders of removal).
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115. Office of Inspector General, DHS, “ICE Faces Barriers in Timely Repatriation of Detained Aliens” (Mar. 11, 2019), Table 2, https://www.oig.dhs.gov/​sites/​default/​files/​assets/​2019-03/​OIG-19-28-Mar19.pdf. Please note, this is the most recent data available.
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116. The Department notes that current 8 CFR 241.5(c)(1)—that an officer may grant employment authorization if “the alien cannot be removed in a timely manner”—does not directly mirror INA 241(a)(7)(A), 8 U.S.C. 1231(a)(7)(A) (“No alien ordered removed shall be eligible . . . unless the Attorney General makes a specific finding that—(A) the alien cannot be removed due to the refusal of all countries designated by the alien or under this section to receive the alien”). The Department believes the changes made to 8 CFR 274a.12(c)(18)—providing that an alien is eligible for work authorization under this category only if all countries from which DHS requested travel documents have failed to issue such documents—is more closely aligned with INA 241(a)(7)(A).
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117. Section 241(h) of the INA, 8 U.S.C. 1231(h), specifically states “(h) Statutory construction.—Nothing in this section shall be construed to create any substantive or procedural right or benefit that is legally enforceable by any party against the United States or its agencies or officers or any other person.”
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118. See, e.g., Reiter v. Sonotone Corp., 442 U.S. 330, 339 (1979) (“Canons of construction ordinarily suggest that terms connected by a disjunctive be given separate meanings, unless the context dictates otherwise; here it does not.”) (citations omitted).
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119. See INA sec. 101(a)(15)(T), 8 U.S.C. 1101(a)(15)(T) (eligibility requirements include compliance with any reasonable request from a law enforcement agency for assistance in the investigation or prosecution of human trafficking).
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120. See INA sec. 101(a)(15)(U), 8 U.S.C. 1101(a)(15)(U) (eligibility requirements include helpfulness to law enforcement in the investigation or prosecution of a qualifying crime).
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121. See INA sec. 101(a)(15)(S), 8 U.S.C. 1101(a)(15)(S) (eligibility requirements include providing law enforcement critical, reliable information necessary to the successful investigation or prosecution of a criminal organization).
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122. See 22 U.S.C. 7105(c)(3); 28 CFR 1100.35 (Federal law enforcement official must determine the alien is a victim of a severe form of trafficking and may be a potential witness to such trafficking).
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123. See E.O. 14159, Protecting the American People Against Invasion, 90 FR 8443 (Jan. 29, 2025).
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124. When releasing on OSUP an alien who has been ordered removed, ICE is not necessarily determining that all applicable foreign countries are refusing to accept the alien. ICE's efforts to effectuate removal are always ongoing, and even after an alien is temporarily released on OSUP, ICE may return the alien to custody and remove the alien from the United States.
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125. All initial and renewal EADs issued under category (c)(18) are currently valid for 1 year upon issuance. Replacement EAD cards are issued for the same dates as the previous card that would have had a validity period of 1 year.
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126. There are some exceptions to eligibility for employment authorization for individuals paroled into the United States. See, e.g.,8 CFR 212.19(h)(4) (a child of an entrepreneur parolee is not employment authorized). Further, in 2022, DHS and the Department of Justice adopted an interim final rule that added new paragraphs 8 CFR 235.3(b)(2)(iii) and (b)(4)(ii), clarifying that “parole” for aliens in expedited removal or during periods of detention pending a credible fear interview would be for the limited purpose of parole out of custody and would not serve as an independent basis for employment authorization. Procedures for Credible Fear Screening and Consideration of Asylum, Withholding of Removal, and CAT Protection Claims by Asylum Officers,87 FR 18078 (Mar. 29, 2022); see8 CFR 235.3(b)(2)(iii) (a grant of parole for an alien in expedited removal is for the limited purpose of parole out of custody, and does not serve as a basis for employment authorization) and 8 CFR 235.3(b)(4)(ii) (parole of aliens pending credible fear determination is for limited purpose of parole out of custody, and does not serve as a basis for employment authorization).
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127. Not all categories of (c)(11) EADs require a fee. For example, (c)(11) EADs for Special Parole processes for Immigrant Military Members and Veterans Initiative, where the alien is a current or former U.S. armed forces service member, do not have a fee. For additional information, see G-1055, Fee Schedule, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​g-1055.pdf.
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128. See Section 100003(b)(1) of One Big Beautiful Bill Act (also known as “H.R. 1”), Immigration and Law Enforcement Matters, Part I, Title X of Public Law 119-21, 139 Stat. 72 (July 4, 2025). 8 U.S.C. 1803(b)(1) (requiring new immigration fees and defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter.); 90 FR 34511 (July 22, 2025) (USCIS notice announcing the new fees required by HR-1); “USCIS Updates Fees Based on H.R.1” (release date July 18, 2025), https://www.uscis.gov/​newsroom/​alerts/​uscis-updates-fees-based-on-hr-1 (last viewed on July 28, 2025). For EADs issued prior to July 22, 2025, the date of the USCIS Federal Register notice announcing the new HR-1 fees, parole-based EADs were generally valid for the duration of the parole period.
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129. For more information, please see Table V.16: Total Annual Form I-765 (c)(11) Filings Receipts and Approvals, FY 2015 through FY 2024.
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130. As explained above, DHS and the Department of Justice adopted an interim final rule in 2022 that added new paragraphs 8 CFR 235.3(b)(2)(iii) and (b)(4)(ii), clarifying that “parole” for aliens in expedited removal or during periods of detention pending a credible fear interview would be for the limited purpose of parole out of custody and would not serve as an independent basis for employment authorization. 87 FR 18078; see8 CFR 235.3(b)(2)(iii) (a grant of parole for an alien in expedited removal is for the limited purpose of parole out of custody, and does not serve as a basis for employment authorization); see also8 CFR 235.3(b)(4)(ii) (parole of aliens pending credible fear determination is for limited purpose of parole out of custody, and does not serve as a basis for employment authorization).
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131. See, e.g., Heckler, 470 U.S. 831.
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132. For additional information, see USCIS, DHS, “Fee Schedule,” G-1055 (Apr. 3, 2025), https://www.uscis.gov/​sites/​default/​files/​document/​forms/​g-1055.pdf.
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133. See 8 CFR 274a.12(e).
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134. See, e.g., Matter of Patel, 17 I&N Dec. 597 (BIA 1980) (discussing discretionary aspect of adjustment of status adjudications).
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135. See USCIS, “Policy Manual,” Volume 1, General Policies and Procedures, Part E, Adjudications, Chapter 8, Discretionary Analysis, FN 47, https://www.uscis.gov/​policy-manual/​volume-1-part-e-chapter-8.
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136. See USCIS, “Policy Manual,” Volume 1, General Policies and Procedures, Part E, Adjudications, Chapter 8, Discretionary Analysis, https://www.uscis.gov/​policy-manual/​volume-1-part-e-chapter-8.
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137. See INA 244(a)(1)(B), 8 U.S.C. 1254a(a)(1)(B) ((c)(19)); INA 210(d)(2)(B), 8 U.S.C. 1160(d)(2)(B) ((c)(20)); INA 245A(e), 8 U.S.C. 1255a(e) ((c)(22)); Legal Immigration Family Equity Act (LIFE Act), Public Law 106-553, Sec. 1104(c)(3)(C), 114 Stat. 2762, 2762A-148 ((c)(24)).
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138. For example, the regulations have long excepted and continue to except (c)(8) EADs from discretionary considerations. 8 CFR 274a.13(a)(1).
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139. 90 FR 8443.
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140. 90 FR 8451.
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141. See “Privacy Act of 1974; System of Records,” 83 FR 36950 (July 31, 2018).
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142. In all cases, the previous “Biometric Services Fee” was incorporated into the related form filing fee, with the exception of Form I-821, Application for Temporary Protected Status. See 89 FR 6194 (Jan. 31, 2024).
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143. https://www.uscis.gov/​g-1055 (last updated Mar. 6, 2025).
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144. E-Verify Employer Search Tool can be found at: https://www.e-verify.gov/​e-verify-employer-search.
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145. Id.
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146. This is the same requirement as that of F-1 students applying for a 24-month extension of post-completion optional practical training, more commonly known as STEM OPT. 8 CFR 214.2(f)(10)(ii)(C)(5).
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147. See generally DHS, “Annual Report 2024: Citizenship and Immigration Services Ombudsman,” section “Meeting the Growing Demand for Employment Authorization Documents” (June 28, 2024), https://www.dhs.gov/​sites/​default/​files/​2024-07/​24_​0628_​cisomb_​2024-annual-report.pdf.
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148. See also8 CFR 274a.12(e), which provides that the Federal Poverty Guidelines issued by the Department of Health and Human Services under the authority of 42 U.S.C. 9902(2) will be used as the basic criteria to establish eligibility for employment authorization when economic necessity is a factor.
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149. In the event an alien who has been granted deferral of removal under the regulations implementing CAT was not issued or does not have an order of supervision, the alien will need to make arrangements with ICE to request issuance of or a copy of their order of supervision.
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150. See Section IV.A.3.
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151. See Section IV.B.4 for a further discussion on E-Verify and the definition of “in good standing.”
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152. See Section IV.A.3 and Section III.B.8 for further discussion on E-Verify and the definition of “in good standing.”
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153. After the functions of the former INS were transferred to the Secretary pursuant to the HSA, Public Law107-296, sec. 441(c) (6 U.S.C. 251(2)), the functions were further delegated to component heads. ICE now has primary authority over all enforcement actions and USCIS has authority over adjudications of immigration benefits, including issuance of EADs. See DHS Delegation No. 7030.2, “Delegation of Authority to the Assistant Secretary for U.S. Immigration and Customs Enforcement” (Nov. 13, 2004); DHS Delegation No. 0150.1, “Delegation to the Bureau of Citizenship and Immigration Services” (June 5, 2003).
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154. See, e.g.,8 CFR 274a.12(c)(11) (aliens temporarily paroled into the United States); 8 CFR 274a.12(c)(17)(ii) (domestic servants temporarily visiting the United States).
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155. See DHS v. Regents of the Univ. of Cal., 591 U.S. 1, 32 (2020) (noting that DHS could conclude that reliance is “unjustified in light of the express limitations” in relevant immigration policy).
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156. For more information and calculations, see Section V.A.8.
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157. This proposed rule would increase the time burden of Form-I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours. This proposed rule would also increase the time burden of Form I-765WS by 30 minutes (0.5 hours) for a total of 1 hour (0.5 hours to complete the form and 0.5 hours to provide supplementary documentation). However, alien workers that file under 8 CFR 274a.12(c)(14) are already required to submit Form I-765WS, and due to the proposed requirement that aliens provide supplementary documentation with the Form I-765WS this proposed rule would increase the time burden of Form I-765WS by 30 minutes (0.5 hours) for a total of 0.5 hours for category (c)(14) alien workers. Thus, completing both forms will have an estimated time burden of 5.88 hours for category (c)(18) and (c)(11) alien workers and an estimated time burden of 5.38 hours for category (c)(14) alien workers.
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158. Biometrics submission is estimated to require 1.17 hours per alien.
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159. See 8 CFR 274a.12(a)(1); USCIS, “Policy Manual,” Volume 10, Employment Authorization, Part A, Employment Authorization Policies and Procedures, Chapter 4, Adjudication, FN 8, https://www.uscis.gov/​policy-manual/​volume-10-part-a-chapter-4#footnote-8 (last updated Apr. 2, 2025).
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160. See Encino Motorcars, LLC v. Navarro, 579 U.S. 211, 221-22 (2016) (“Agencies are free to change their existing policies as long as they provide a reasoned explanation for the change. . . . But the agency must at least display awareness that it is changing position and show that there are good reasons for the new policy. In explaining its changed position, an agency must also be cognizant that longstanding policies may have engendered serious reliance interests that must be taken into account.”).
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161. 591 U.S. 1 (2020).
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162. Id. at 31.
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163. Id.
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164. Id.
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165. See section 241(b) of the INA, 8 U.S.C. 1231(b), for information on the countries to which arriving and other aliens may be removed.
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166. As discussed in the preamble, the proposed changes under 8 CFR 274a.13(a) will require all aliens applying for employment authorization under § 274a.12(c) to submit biometrics at an ASC. DHS is concurrently proposing to amend its regulations concerning the submissions and use of biometrics by an NPRM. The overlapping policy objectives between the biometrics rule and this proposed rule were considered when developing the populations and costs associated with submitting biometrics under this proposed rule. As such, this rule will only consider the impacts of biometrics submission for those aliens that apply for employment authorization under § 274a.12(c).
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167. “DHS Announces Historic Travel Assistance and Stipend for Voluntary Self-Deportation” (release date May 5, 2025), https://www.dhs.gov/​news/​2025/​05/​05/​dhs-announces-historic-travel-assistance-and-stipend-voluntary-self-deportation, (last viewed Nov. 26, 2025).
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168. It is important to note that costs can vary significantly based on individual circumstances, such as the method of removal, the alien's location, detention costs, transportation expenses, legal proceedings, and other logistical considerations.
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169. For a complete summary of regulatory changes and additional guidance in this proposed rule, please see Section IV, “Discussion of Proposed Rule.”
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170. All other categories include: (c)(1)-(10), (c)(12), (c)(16), (c)(17), (c)(19)-(22), (c)(24)-(26), (c)(33)-(36), and (c)(40).
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171. We note that DHS does not know the portion of overall impacts of this rule that are transfers or costs and assume that, if companies can find replacement labor for the positions the (c)(11), (c)(14), or (c)(18) alien worker would have filled, removing employment authorization from these aliens would result in primarily distributional effects in the form of transfers from aliens to others that are currently in the U.S. labor force (or workers induced to return to the labor market). Please see Section V.A.5. “Costs to Employers” for more information.
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172. This scenario assumes that all the labor substitutes for the positions the aliens would have filled were previously unemployed. If a labor substitute was previously employed, then there could be a potential tax loss stemming from the position that was vacated.
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173. See Edo, A. (2019). The Impact of Immigration on the Labor Market. Journal of Economic Surveys, Vol. 33(3), pp. 922-948.
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174. Example calculations at 7 percent: The median for compensation (transfer) of $0 and $2,877,152,531 = $1,443,576,266. The median for taxes (transfer) of $0 and $304,644,371 = $152,322,185. The median for biometrics (cost) of $3,440,598 and $8,425,002 = $5,932,800. The median for forms (cost) of $934,778 and $2,622,217 = $1,778,497. The median for lost productivity (cost) of $0 and $2,887,152,531 = $1,443,576,266. The median for total costs of $4,375,376 and $2,898,199,750 = 1,451,287,563.
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175. OMB, “Circular A-4” (Sept. 17, 2003).
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176. See E.O. 14159, Protecting the American People Against Invasion, secs. 2, 4, and 16(c), 90 FR 8443 (Jan. 29, 2025).
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177. INA sec. 241(a)(1), 8 U.S.C. 1231(a)(1). The 90-day period is extended if the alien fails or refuses to make timely application in good faith for travel or other documents necessary to the alien's departure or conspires or acts to prevent removal.
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178. INA sec. 241(a)(2), 8 U.S.C. 1231(a)(2).
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179. 533 U.S. 678 (2001).
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180. Id.
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181. INA sec. 241(a)(3), 8 U.S.C. 1231(a)(2). See Section III.C. When releasing an alien who has been ordered removed on OSUP, ICE is not necessarily determining that all applicable foreign countries are refusing to accept the alien. ICE's efforts to effectuate removal are always ongoing, and even after an alien is temporarily released on OSUP, ICE may take the alien back into custody and remove the alien from the United States.
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182. Supporting evidence includes, but is not limited to, pay stubs, an Internal Revenue Service (IRS) transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income, including alimony, child support, and dividends.
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183. The recently promulgated fee rule updated the fee for Form I-765 to $470 for online filing and $520 for paper filing. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule).
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184. Please see the “List of Subject and Regulatory Amendments” section under 274a.13.
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185. The recently promulgated fee rule updated the fee for Form I-765 to $470 for online filing and $520 for paper filing. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule).
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186. See Section 100003(b)(1) of One Big Beautiful Bill Act, Immigration and Law Enforcement Matters, Part I, Title X of Public Law 119-21, 139 Stat. 72 (July 4, 2025); 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter).
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187. All EAD categories that would be affected by these proposed changes include: (c)(1)-(12), (c)(14), (c)(16)-(18), (c)(26), (c)(33)-(36), and (c)(40).
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188. As noted elsewhere in this rule, there is concurrent rulemaking on (c)(8) EADs; as such, changes to the (c)(8) category will be in the Asylum EAD Reform Rule only.
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189. Calculation:
(((FY 2019 Initial Receipts 5,765 ÷ FY 2015 Initial Receipts 9,632) ‸ (1 ÷ 5))−1) = −0.098;
(((FY 2024 Initial Receipts 5,228 ÷ FY 2020 Initial Receipts 6,312) ‸ (1 ÷ 5))−1) = −0.037;
(((FY 2024 Initial Receipts 5,228 ÷ FY 2015 Initial Receipts 9,632) ‸ (1 ÷ 10))−1) = −0.059.
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190. Calculations:
(((FY 2019 Renewal Receipts 19,315 ÷ FY 2015 Renewal Receipts 22,816) ‸ (1 ÷ 5))−1) =-0.033;
(((FY 2024 Renewal Receipts 27,433 ÷ FY 2020 Renewal Receipts 22,715) ‸ (1 ÷ 5))−1) = 0.038;
(((FY 2024 Renewal Receipts 27,433 ÷ FY 2015 Renewal Receipts 22,816) ‸ (1 ÷ 10))−1) = 0.019.
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191. Table V.6 Calculations:
FY 2015 through FY2019: Average Initial Receipts = (9,632 + 8,667 + 6,236 + 4,421 + 5,765) ÷ 5 = 6,944; Average Initial Approvals = (8,745 + 7,506 + 5,274 + 3,433 + 4,064)) ÷ 5 = 5,804; Initial Approval Rate = 5,804 ÷ 6,944 = 0.836; Average Renewal Receipts = (22,816 + 26,107 + 26,351 + 20,646 + 19,315) ÷ 5 = 23,047; Average Renewal Approvals = (21,241 + 24,474 + 21,274 + 20,171 + 21,344) ÷ 5 = 21,701; Renewal Approval Rate = 21,701 ÷ 23,047 = 0.942.
FY 2020 through FY 2024: Average Initial Receipts = (6,312 + 8,758 + 10,435 + 6,093 + 5,228) ÷ 5 = 7,365; Average Initial Approvals = (4,278 + 3,210 + 7,717 + 4,109 + 4,420) ÷ 5 = 4,747; Initial Approval Rate = 4,747 ÷ 7,365 = 0.645; Average Renewal Receipts = (22,715 + 23,450 + 21,200 + 27,840 + 27,433) ÷ 5 = 24,528; Average Renewal Approvals = (18,983 + 17,220 + 26,759 + 24,448 + 27,796) ÷ 5 = 23,041; Renewal Approval Rate = 23,041 ÷ 24,528 = 0.940.
FY 2015 through FY 2024: Average Initial Receipts = (9,632 + 8,667 + 6,236 + 4,421 + 5,765 + 6,312 + 8,758 + 10,435 + 6,093 + 5,228) ÷ 10 = 7,155; Average Initial Approvals = (8,745 + 7,506 + 5,274 + 3,433 + 4,064 + 4,278 + 3,210 + 7,717 + 4,109 + 4,420) ÷ 10 = 5,276; Initial Approval Rate = 5,276 ÷ 7,155 = 0.737; Average Renewal Receipts = (22,816 + 26,107 + 26,351 + 20,646 + 19,315 + 22,715 + 23,450 + 21,200 + 27,840 + 27,433) ÷ 10 = 23,787; Average Renewal Approvals = (21,241 + 24,474 + 21,274 + 20,171 + 21,344 + 18,983 + 17,220 + 26,759 + 24,448 + 27,796) ÷ 10 = 22,371; Renewal Approval Rate = 22,371 ÷ 23,787 = 0.940.
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192. Calculation: 6,944 (FY 2025 estimated initial receipts) × −0.0037 (5-year annual growth rate FY 2020 to FY 2024) + 6,944 (FY 2025 estimated initial receipts) = 6,687 estimated FY 2026 initial receipts.
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193. Calculation: 22,816 (FY 2015 renewal receipts) + 26,107 (FY 2016 renewal receipts) + 26,351 (FY 2017 renewal receipts) + 20,646 (FY 2018 renewal receipts) + 19,315 (FY 2019 renewal receipts) ÷ 5 = 23,047 estimated FY 2025 renewal receipts.
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194. Calculation: 23,047 (FY 2025 estimated renewal receipts) × −0.033 (10-year annual growth rate FY 2015 to FY 2019) + 23,047 (FY 2025 estimated renewal receipts) = 22,286 estimated FY 2026 renewal receipts.
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195. See 8 CFR 208.17, 1208.17, 208.24, and 1208.24.
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196. This analysis assumes that all aliens who are granted CAT deferral of removal would enter the labor market.
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197. The population of aliens who have been granted deferral of removal under the regulations implementing CAT serves as a reasonable lower bound estimate because aliens under OSUP who cannot obtain travel documents are more likely to be removed if their country of origin eventually issues the necessary documents, because they lack the legal protection from removal that the regulations implementing CAT deferral of removal provides. In contrast, aliens granted deferral of removal under the regulations implementing CAT cannot be removed to the country where they face torture, regardless of document availability, unless their protection is legally terminated.
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198. Calculations:
Aliens Released from ICE Custody, Unable to Obtain Travel Documents from Table V.8: (FY 2015 through FY 2024) ÷ FY 2015 = (369−120) ÷ 369 = 0.675.
Cases Granted CAT Deferral of Removal from Table V.9: (FY 2015 through FY 2024) ÷ FY 2015 = (−245−121) ÷ 121 = 1.025.
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199. Calculations: For example, for FY 2025 (167 estimated lower bound ÷ 5,805 projected number of initial approvals) = 0.029. For FY 2025 (489 estimated upper bound ÷ 5,805 projected number of initial approvals) = 0.084.
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200. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision and attempting to do so would be speculative. Please see Section V.A.3.d for more information.
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201. Calculations:
(((FY 2019 Initial Receipts 18,908 ÷ FY 2015 Initial Receipts 35,538) ^ (1 ÷ 5))−1) = −0.119;
(((FY 2024 Initial Receipts 148,398 ÷ FY 2020 Initial Receipts 14,302) ^ (1 ÷ 5))−1) = 0.597;
(((FY 2024 Initial Receipts 148,398 ÷ FY 2015 Initial Receipts 35,538) ^ (1 ÷ 10))−1) = 0.154.
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202. Calculations:
(((FY 2019 Renewal Receipts 3,357 ÷ FY 2015 Renewal Receipts 11,303) ^ (1 ÷ 5))−1) = −0.216;
(((FY 2024 Renewal Receipts 4,756 ÷ FY 2020 Renewal Receipts 3,730) ^ (1 ÷ 5))−1) = 0.05;
(((FY 2024 Renewal Receipts 4,756 ÷ FY 2015 Renewal Receipts 11,303) ^ (1 ÷ 10))−1) = −0.083.
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203. See E.O. 14159, Protecting the American People Against Invasion, secs. 2, 4, and 16(c), 90 FR 8443 (Jan. 29, 2025).
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204. USCIS, “DHS Support of the Enforcement of Labor and Employment Laws,” https://www.uscis.gov/​working-in-the-united-states/​information-for-employers-and-employees/​dhs-support-of-the-enforcement-of-labor-and-employment-laws (last updated Jan. 24, 2025).
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205. Table V.13 Calculations:
FY 2015 through FY2019: Average Initial Receipts = (35,538 + 33,158 + 38,779 + 29,442 + 18,908) ÷ 5 = 31,165; Average Initial Approvals = (22,177 + 6,454 + 9,574 + 8,581 + 13,711) ÷ 5 = 12,099; Initial Approval Rate = 12,099 ÷ 31,165 = 0.388; Average Renewal Receipts = (11,303 + 6,861 + 10,173 + 4,101 + 3,357) ÷ 5 = 7,159; Average Renewal Approvals = (9,073 + 5,841 + 4,503 + 2,944 + 3,719) ÷ 5 = 5,216; Renewal Approval Rate = 5,216 ÷ 7,159 = 0.729.
FY 2020 through FY 2024: Average Initial Receipts = (14,302 + 25,770 + 63,785 + 84,790 + 148,398) ÷ 5 = 67,409; Average Initial Approvals = (14,564 + 25,337 + 53,295 + 74,594 + 155,468) ÷ 5 = 64,652; Initial Approval Rate = 64,652 ÷ 67,409 = 0.959; Average Renewal Receipts = (3,730 + 3,668 + 4,376 + 3,757 + 4,756) ÷ 5 = 4,057; Average Renewal Approvals = (2,731 + 3,063 + 3,847 + 2,794 + 4,100) ÷ 5 = 3,307; Renewal Approval Rate = 3,307 ÷ 4,057 = 0.815.
FY 2015 through FY 2024: Average Initial Receipts = (35,538 + 33,158 + 38,779 + 29,442 + 18,908 + 14,302 + 25,770 + 63,785 + 84,790 + 148,398) ÷ 10 = 49,287; Average Initial Approvals = (22,177 + 6,454 + 9,574 + 8,581 + 13,711 + 14,564 + 25,337 + 53,295 + 74,594 + 155,468) ÷ 10 = 38,376; Initial Approval Rate = 38,376 ÷ 49,287 = 0.779; Average Renewal Receipts = (11,303 + 6,861 + 10,173 + 4,101 + 3,357 + 3,730 + 3,668 + 4,376 + 3,757 + 4,756) ÷ 10 = 5,608; Average Renewal Approvals = (9,073 + 5,841 + 4,503 + 2,944 + 3,719 + 2,731 + 3,063 + 3,847 + 2,794 + 4,100) ÷ 10 = 4,262; Renewal Approval Rate = 4,262 ÷ 5,608 = 0.760.
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206. Calculation: 31,165 (FY 2025 estimated initial receipts) × −0.119 (5-year annual growth rate FY 2015 to FY 2019) + 31,165 (FY 2025 estimated initial receipts) = 27,456 estimated FY 2026 initial receipts.
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207. Calculation: 11,303 (FY 2015 renewal receipts) + 6,861 (FY 2016 renewal receipts) + 10,173 (FY 2017 renewal receipts) + 4,101 (FY 2018 renewal receipts) + 3,357 (FY 2019 renewal receipts) ÷ 5 = 7,159 estimated FY 2025 renewal receipts.
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208. Calculation: 7,159 (FY 2025 estimated renewal receipts) × −0.083 (10-year annual growth rate FY 2015 through FY 2024) + 7,159 (FY 2025 estimated renewal receipts) = 6,565 estimated FY 2026 renewal receipts.
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209. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision and attempting to do so would be speculative. Please see Section V.A.3.d for more information.
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210. Calculation:
(((FY 2019 Initial Receipts 14,592 ÷ FY 2015 Initial Receipts 52,709) ^ (1 ÷ 5))−1) = −0.227;
(((FY 2024 Initial Receipts 748,544 ÷ FY 2020 Initial Receipts 7,099) ^ (1 ÷ 5))−1) = 1.539;
(((FY 2024 Initial Receipts 748,544 ÷ FY 2015 Initial Receipts 52,709) ^ (1 ÷ 10))−1) = 0.304.
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211. Calculations:
(((FY 2019 Renewal Receipts 3,382 ÷ FY 2015 Renewal Receipts 5,133) ^ (1 ÷ 5))−1) = −0.080;
(((FY 2024 Renewal Receipts 43,586 ÷ FY 2020 Renewal Receipts 2,619) ^ (1 ÷ 5))−1) = 0.755;
(((FY 2024 Renewal Receipts 43,586 ÷ FY 2015 Renewal Receipts 5,133) ^ (1 ÷ 10))−1) = 0.239.
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212. See E.O. 14159, Protecting the American People Against Invasion, secs. 2, 4, and 16(c), 90 FR 8443 (Jan. 29, 2025).
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213. See Section 100003(b)(1) of One Big Beautiful Bill Act, Immigration and Law Enforcement Matters, Part I, Title X of Public Law 119-21, 139 Stat. 72 (July 4, 2025); 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter).
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214. Table V.18 Calculations:
FY 2015 through FY 2019: Average Initial Receipts = (52,709 + 77,038 + 50,388 + 10,871 + 14,592) ÷ 5 = 41,120; Average Initial Approvals = (48,060 + 74,526 + 55,558 + 14,194 + 4,341) ÷ 5 = 39,336; Initial Approval Rate = 39,336 ÷ 41,120 = 0.957; Average Renewal Receipts = (5,133 + 4,402 + 4,809 + 4,310 + 3,382) ÷ 5 = 4,407; Average Renewal Approvals = (3,741 + 3,409 + 2,760 + 3,331 +1,332) ÷ 5 = 2,915; Renewal Approval Rate = 2,915 ÷ 4,407 = 0.661.
FY 2020 through FY 2024: Average Initial Receipts = (7,099 + 69,397 + 98,249 + 392,398 + 748,544) ÷ 5 = 263,137; Average Initial Approvals = (12,541 + 31,876 + 72,265 + 299,987 + 753,357) ÷ 5 = 234,005; Initial Approval Rate = 234,005 ÷ 263,137 = 0.889; Average Renewal Receipts = (2,619 + 2,088 + 1,862 + 20,325 + 43,586) ÷ 5 = 14,096; Average Renewal Approvals = (1,464 + 856 + 1,151 + 15,237 + 36,718) ÷ 5 = 11,085; Renewal Approval Rate = 11,085 ÷ 14,085 = 0.786.
FY 2015 through FY 2024: Average Initial Receipts = (52,709 + 77,038 + 50,388 + 10,871 + 14,592 + 7,099 + 69,397 + 98,249 + 392,398 + 748,544) ÷ 10 = 152,129; Average Initial Approvals = (48,060 + 74,526 + 55,558 + 14,194 + 4,341 + 12,541 + 31,876 + 72,265 + 299,987 + 753,357) ÷ 10 = 136,671; Initial Approval Rate = 136,671 ÷ 152,129 = 0.898; Average Renewal Receipts = (5,133 + 4,402 + 4,809 + 4,310 + 3,382 + 2,619 + 2,088 + 1,862 + 20,325 + 43,586) ÷ 10 = 9,252; Average Renewal Approvals = (3,741 + 3,409 + 2,760 + 3,331 +1,332 + 1,464 + 856 + 1,151 + 15,237 + 36,718) ÷ 10 = 7,000; Renewal Approval Rate = 7,000 ÷ 9,252 = 0.757.
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215. Calculation: 41,120 (FY 2025 estimated initial receipts) × −0.227 (5-year annual growth rate FY 2015 to FY 2019) + 41,120 (FY 2025 estimated initial receipts) = 31,786 estimated FY 2026 initial receipts.
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216. Calculation: 5,133 (FY 2015 renewal receipts) + 4,402 (FY 2016 renewal receipts) + 4,809 (FY 2017 renewal receipts) + 4,310 (FY 2018 renewal receipts) + 3,382 (FY 2019 renewal receipts) ÷ 5 = 4,407 estimated FY 2025 renewal receipts.
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217. Calculation: 4,407 (FY 2025 estimated renewal receipts) × −0.080 (5-year annual growth rate FY 2015 to FY 2019) + 4,407 (FY 2025 estimated renewal receipts) = 4,054 estimated FY 2026 renewal receipts.
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218. DHS recognizes that this range is relatively tight but these percents are based on actuals and is more likely to accurately portray a range of approvals under this rule.
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219. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision and attempting to do so would be speculative. Please see Section V.A.3.d for more information.
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220. Currently, there are approximately 1,392,898 employers participating in E-Verify at over 2.4 million hiring sites. Employers enroll in E-Verify by reporting their company details, to include the company's name, parent organization, physical verification location, mailing address, employer identification number and total number of employees. See E-Verify History and Milestones, https://www.e-verify.gov/​about-e-verify/​history-and-milestones (last accessed July 8, 2025). For more information regarding how to confirm if an employer is in good standing in the E-Verify system, please refer back to Section IV.A.3 (E-Verify).
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221. All EAD categories that would be affected by these proposed changes include: (c)(1)-(12), (c)(14), (c)(16)-(22), (c)(24)-(c)(26), (c)(33)-(c)(36), and (c)(40).
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222. See DOL, “Minimum Wage,” https://www.dol.gov/​general/​topic/​wages/​minimumwage (last visited Feb. 4, 2025).
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223. See DOL, “State Minimum Wage Laws,” https://www.dol.gov/​agencies/​whd/​minimum-wage/​state (last visited Feb. 4, 2025).
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224. See BLS, “May 2023 National Occupational Employment and Wage Estimates,” “United States,” “All Occupations” (SOC #00-0000), https://www.bls.gov/​oes/​2023/​May/​oes_​nat.htm#00-0000 (last updated Apr. 3, 2024). The 10th, 25th, 75th and 90th percentile wages are available in the downloadable XLS file link.
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225. See BLS, “May 2023 National Occupational Employment and Wage Estimates,” “United States,” “All Occupations” (SOC #00-0000), https://www.bls.gov/​oes/​2023/​May/​oes_​nat.htm#00-0000 (last visited Jan. 31, 2025). The average wage of $31.48 for all occupations is found under occupation code 00-0000.
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226. See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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227. The benefits-to-wage multiplier is calculated as follows: (Total Employee Compensation per hour) ÷ (Wages and Salaries per hour) = $46.84 ÷ $32.25 = 1.45 (rounded). See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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228. The calculation of the benefits-weighted average for all occupations hourly wage estimate: $31.48 per hour × 1.45 benefits-to-wage multiplier = $45.65 (rounded) per hour.
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229. The calculation of the benefits-weighted 10th percentile hourly wage estimate: $13.97 per hour × 1.45 benefits-to-wage multiplier = $20.26 (rounded) per hour.
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230. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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231. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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232. Calculations examples:
Table V.21(A), Column A (FY 2025) = 167 × 0.959 = 160;
Table V.21(A), Column C (FY 2025) = 489 × 0.959 = 469;
Table V.21(A), Column E (FY 2025) = 5,805 × 0.959 = 5,567;
Table V.21(C), Column A (FY 2025) = 630 × 0.959 = 604;
Table V.21(C), Column C (FY 2025) = 1,824 × 0.959 = 1,749;
Table V.21(C), Column E (FY 2025) = 21,710 × 0.959 = 20,820.
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233. Calculations: $1,538,830,800 (10-year total initial upper bound costs) + $5,854,858,128 (10-year total renewal upper bound costs) = $7,393,688,928 (minimum 10-year total lower bound costs); $3,718,957,600 (10-year total initial upper bound costs) + $14,151,421,600 (10-year total renewal upper bound costs) = $17,870,378,200 (maximum 10-year total upper bound costs).
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234. An important assumption relied upon in this analysis is that each holder of an approved EAD has entered the labor force and is working (when the rule becomes effective). DHS relies on this assumption on the grounds that aliens would not have expended the direct filing and time-related opportunity costs of applying for an EAD if they did not intend to recoup an economic benefit from doing so. In reality, some EAD holders may not be employed for any number of reasons—including normal labor market frictions—that have nothing to do with this rule. In addition, some aliens may seek an EAD for purposes of paper documentation and may not intend to work.
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235. Currently, biometrics collection generally refers to the collection of fingerprints, photographs, and signatures. See USCIS, “Preparing for your Biometric Services Appointment,” https://www.uscis.gov/​forms/​forms-information/​preparing-your-biometric-services-appointment (last updated July 6, 2023).
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236. USCIS was previously authorized to collect an $85 biometric services fee. However, the recently promulgated fee rule incorporated the biometric services costs into the underlying immigration benefit request fees for which biometric services are applicable and maintained a separate $30 biometric services fee for other certain benefit requests. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule). Thus, the populations of aliens applying for I-765 in this analysis are not required to pay a separate biometric services fee.
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237. The cost to screen for criminal history is covered by the Form I-765 filing fee which incorporates the biometric services costs.
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238. See “Employment Authorization for Certain H-4 Dependent Spouses; Final rule,” 80 FR 10284 (25 Feb. 2015); and “Provisional and Unlawful Presence Waivers of Inadmissibility for Certain Immediate Relatives; Final Rule,” 78 FR 536, 572 (Jan. 3, 2013).
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239. GSA, “Privately owned vehicle (POV) mileage reimbursement rates,” https://www.gsa.gov/​travel/​plan-book/​transportation-airfare-rates-pov-rates/​privately-owned-vehicle-pov-mileage-reimbursement-rates (last updated Dec. 30, 2024).
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240. Source for biometric time burden estimate: Paperwork Reduction Act (PRA) Supporting Statement for USCIS Form I-485 Instructions (OMB control number 1615-0023). The PRA Supporting Statement can be found at page 19 of the form instructions, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-485instr.pdf (last updated Jan. 20, 2025).
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241. Calculations: 3.67 (total time in hours to submit biometrics) × $20.26 (prevailing wage for 1 hour of work) = $74.35; 3.67 (total time in hours to submit biometrics) × $45.65 (average wage for 1 hour of work) = $167.54.
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242. Calculations: $35 (cost of travel) + $74.35 (time-related costs at lower bound wage) = $109.35; $35 (cost of travel) + $167.54 (time-related costs at upper bound wage) = $202.54.
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243. Calculations: $182,610 (10-year total initial lower bound costs) + $737,019 (10-year total renewal lower bound costs) = $919,629 (minimum 10-year total lower bound costs); $990,420 (10-year total initial upper bound costs) + $4,006,039 (10-year total renewal upper bound costs) = $4,996,459 (maximum 10-year total upper bound costs).
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244. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
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245. See PRA Supporting Statement for USCIS Form I-765 Instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
246. The additional 30 minutes is an average estimate across all respondents completing Form I-765 to review additional language in the instructions and gather required supporting documentation.
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247. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
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248. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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249. Calculations: 1.0 hour (time to file I-765WS) × $20.26 (effective minimum hourly wage for 1 hour of work) = $20.26; 1.0 hour (time to file I-765WS) × $45.65 (average wage for all occupations for 1 hour of work) = $45.65.
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250. Calculations 1.5 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS) × $20.26 = $30.39; Calculations 1.5 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS) × $45.65 = $68.48.
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251. Calculations: $50,750 (10-year total initial lower bound costs) + $204,829 (10-year total renewal lower bound costs) = $255,579 (minimum 10-year total lower bound costs); $334,870 (10-year total initial upper bound costs) + $1,354,465 (10-year total renewal upper bound costs) = $1,689,335 (maximum 10-year total upper bound costs).
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252. Robert Frank, “61% of Americans paid no federal income taxes in 2020, Tax Policy Center says,” CNBC (Aug. 18, 2021), https://www.cnbc.com/​2021/​08/​18/​61percent-of-americans-paid-no-federal-income-taxes-in-2020-tax-policy-center-says.html (last updated Aug. 20, 2021), and for varying State income tax rates, see Tonya Moreno, “Your Guide to State Income Tax Rates,” The Balance, https://www.thebalance.com/​state-income-tax-rates-3193320 (last updated Jan. 23, 2023).
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253. The various employment taxes are discussed in more detail, see IRS, “Understanding Employment Taxes,” https://www.irs.gov/​businesses/​small-businesses-self-employed/​understanding-employment-taxes (last updated Jan. 7, 2025). See IRS “Publication 15,” “(Circular E), Employer's Tax Guide” (Dec. 17, 2024), https://www.irs.gov/​pub/​irs-pdf/​p15.pdf, for specific information on employment tax rates. Relevant calculation: (6.2 percent Social Security + 1.45 percent Medicare) × 2 employee and employer losses = 15.3 percent total estimated public tax impact.
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254. Employers are subject to Federal and State unemployment taxes on wages paid to employees. Employers must meet certain conditions to determine whether or not they must pay the Federal unemployment tax. The current Federal unemployment tax is 6.0 percent and applies to the first $7,000 paid to each employee as wages during the year, https://www.irs.gov/​taxtopics/​tc759#:~:text=​If%20you%20won't%20be,rate%20after%20credit%20is%200.6%25. (last updated Jan. 7, 2025). State unemployment tax rates vary. Due to the unique circumstances for each employer, it would be difficult to assess any Federal and State unemployment tax losses.
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255. We divide by the 1.45 benefits multiplier to account for the fact that employment taxes are calculated based upon wages paid, not including fringe benefits.
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256. Calculations (data from Table V.21): $1,538,830,800 (10-year total initial upper bound costs) + $5,854,858,128 (10-year total renewal upper bound costs) = $7,393,688,928 (minimum 10-year total lower bound costs); $3,718,957,600 (10-year total initial upper bound costs) + $14,151,421,600 (10-year total renewal upper bound costs) = $17,870,379,200 (maximum 10-year total upper bound costs).
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257. Calculations: $162,373,181 (10-year total initial lower bound costs) + $617,788,477 (10-year total renewal lower bound costs) = $780,161,658 (minimum 10-year total lower bound costs); $392,414,148 (10-year total initial upper bound costs) + $1,493,218,968 (10-year total renewal upper bound costs) = $1,885,633,116 (maximum 10-year total upper bound costs).
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258. Calculations: $7,393,688,928 (lost labor earnings costs) + $919,629 (biometrics costs) + $255,579 (time burden to complete forms costs) = $8,175,025,794 minimum undiscounted 10-year total; $17,870,379,200 (lost labor earnings costs) + $4,996,459 (biometrics costs) + $1689,335 (time burden to complete forms costs) = $19,762,698,110 maximum undiscounted 10-year total.
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259. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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260. Calculations examples:
Table V.26(A), Column A (FY 2025) = 12,092 × 0.959 = 11,596;
Table V.26(A), Column C (FY 2025) = 24,278 × 0.959 = 23,283;
Table V.26(A), Column E (FY 2025) = 29,887 × 0.959 = 28,662;
Table V.26(C), Column A (FY 2025) = 5,219 × 0.959 = 5,005;
Table V.26(C), Column C (FY 2025) = 5,441 × 0.959 = 5,218;
Table V.26(C), Column E (FY 2025) = 5,835 × 0.959 = 5,596.
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261. Calculations: $1,173,704,112 (10-year total initial upper bound costs) + $95,492,448 (10-year total renewal upper bound costs) = $1,269,196,560 (minimum 10-year total lower bound costs); $8,389,541,600 (10-year total initial upper bound costs) + $335,940,000 (10-year total renewal upper bound costs) = $8,725,481,600 (maximum 10-year total upper bound costs).
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262. An important assumption relied upon in this analysis is that each holder of an approved EAD has entered the labor force and is working (when the rule becomes effective). DHS relies on this assumption on the grounds that aliens would not have expended the direct filing and time-related opportunity costs of applying for an EAD if they did not intend to recoup an economic benefit from doing so. In reality, some EAD holders may not be employed for any number of reasons—including normal labor market frictions—that have nothing to do with this rule. In addition, some aliens may seek an EAD for purposes of paper documentation and may not intend to work.
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263. USCIS was previously authorized to collect an $85 biometric services fee. However, the recently promulgated fee rule incorporated the biometric services costs into the underlying immigration benefit request fees for which biometric services are applicable and maintained a separate $30 biometric services fee for other certain benefit requests. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule). Thus, the populations of aliens applying for I-765 in this analysis are not required to pay a separate biometric services fee.
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264. The cost to screen for criminal history is covered by the Form I-765 filing fee which incorporates the biometric services costs.
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265. Using the projected lower and upper bound approvals under this rule serves as a reasonable proxy for the projected number of biometric receipts under this rule proposes to codify the requirement to submit biometrics.
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266. Calculations: $7,981,785 (10-year total initial lower bound costs) + $3,985,152 (10-year total renewal lower bound costs) = $11,966,937 (minimum 10-year total lower bound costs); $29,682,035 (10-year total initial upper bound costs) + $7,695,101 (10-year total renewal upper bound costs) = $37,377,136 (maximum 10-year total upper bound costs).
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267. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
268. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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269. The additional 30 minutes is an average estimate across all respondents completing Form I-765 to review additional language in the instructions and gather required supporting documentation.
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270. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
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271. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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272. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
273. Calculations 1.0 hour (0.5 additional I-765 burden hours + 0.5 hours to file I-765WS) × $20.26 = $20.26; Calculations 1.0 hour (0.5 additional I-765 burden hours + 0.5 hours to file I-765WS) × $45.65 = $45.65.
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274. We divide by the 1.45 benefits multiplier to account for the fact that employment taxes are calculated based upon wages paid, not including fringe benefits.
The benefits-to-wage multiplier is calculated as follows: (Total Employee Compensation per hour) ÷ (Wages and Salaries per hour) = $46.84 ÷ $32.25 = 1.45 (rounded). See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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275. Calculations (data from Table V.26): $1,173,704,112 (10-year total initial upper bound costs) + $95,492,448 (10-year total renewal upper bound costs) = $1,269,196,560 (minimum 10-year total lower bound costs); $8,389,541,600 (10-year total initial upper bound costs) + $335,940,000 (10-year total renewal upper bound costs) = $8,725,481,600 (maximum 10-year total upper bound costs).
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276. Calculations: $123,846,019 (10-year total initial lower bound costs) + $10,076,099 (10-year total renewal lower bound costs) = $133,922,118 (minimum 10-year total lower bound costs); $885,241,286 (10-year total initial upper bound costs) + $35,447,463 (10-year total renewal upper bound costs) = $920,688,749 (maximum 10-year total upper bound costs).
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277. Calculations: $1,269,196,560 (lost labor earnings costs) + $11,966,937 (biometrics costs) + $2,217,193 (time burden to complete forms costs) = $1,283,380,690 minimum undiscounted 10-year total; $8,725,481,600 (lost labor earnings costs) + $37,377,136 (biometrics costs) + $8,424,345 (time burden to complete forms costs) = $8,771,283,081 maximum undiscounted 10-year total.
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278. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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279. Calculations examples:
Table V.31(A), Column A (FY 2025) = 36,556 × 0.959 = 35,057;
Table V.31(A), Column C (FY 2025) = 36,926 × 0.959 = 35,412;
Table V.31(A), Column E (FY 2025) = 39,352 × 0.959 = 37,739;
Table V.31(C), Column A (FY 2025) = 2,913 × 0.959 = 2,794;
Table V.31(C), Column C (FY 2025) = 3,336 × 0.959 = 3,199;
Table V.31(C), Column E (FY 2025) = 3,464 × 0.959 = 3,322.
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280. Calculations: $342,319,824 (10-year total initial upper bound costs) + $31,264,560 (10-year total renewal upper bound costs) = $373,584,384 (minimum 10-year total lower bound costs); $888,999,040 (10-year total initial upper bound costs) + $303,852,640 (10-year total renewal upper bound costs) = $1,192,851,680 (maximum 10-year total upper bound costs).
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281. An important assumption relied upon in this analysis is that each holder of an approved EAD has entered the labor force and is working (when the rule becomes effective). DHS relies on this assumption on the grounds that aliens would not have expended the direct filing and time-related opportunity costs of applying for an EAD if they did not intend to recoup an economic benefit from doing so. In reality, some EAD holders may not be employed for any number of reasons—including normal labor market frictions—that have nothing to do with this rule. In addition, some aliens may seek an EAD for purposes of paper documentation and may not intend to work.
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282. USCIS was previously authorized to collect an $85 biometric services fee. However, the recently promulgated fee rule incorporated the biometric services costs into the underlying immigration benefit request fees for which biometric services are applicable and maintained a separate $30 biometric services fee for other certain benefit requests. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule). Thus, the populations of aliens applying for I-765 in this analysis are not required to pay a separate biometric services fee.
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283. The cost to screen for criminal history is covered by the Form I-765 filing fee which incorporates the biometric services costs.
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284. Using the projected lower and upper bound approvals under this rule serves as a reasonable proxy for the projected number of biometric receipts under this rule proposes to codify the requirement to submit biometrics.
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285. Calculations: $16,268,437 (10-year total initial lower bound costs) + $2,252,172 (10-year total renewal lower bound costs) = $18,520,609 (minimum 10-year total lower bound costs); $30,437,711 (10-year total initial upper bound costs) + $4,777,108 (10-year total renewal upper bound costs) = $35,214,819 (maximum 10-year total upper bound costs).
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286. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
287. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).>
288. The additional 30 minutes is an average estimate across all respondents completing Form I-765 to review additional language in the instructions and gather required supporting documentation.
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289. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
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290. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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291. Calculations: 1.0 hour (time to file I-765WS) × $20.26 (effective minimum hourly compensation for 1 hour of work) = $20.26; 1.0 hour (time to file I-765WS) × $45.65 (average compensation for all occupations for 1 hour of work) = $45.65.
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292. Calculations: 0.25 hour (time to file I-131) × $20.26 (effective minimum hourly compensation for 1 hour of work) = $5.07; 0.25 hour (time to file I-131) × $45.65 (average compensation for all occupations for 1 hour of work) = $11.41.
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293. Calculations: 1.75 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS + 0.25 hour to file I-131) × $20.26 = $35.46; 1.75 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS + 0.25 hour to file I-131) × $45.65 = $79.89.
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294. Calculations: $5,275,527 (10-year total initial lower bound costs) + $730,335 (10-year total renewal lower bound costs) = $6,005,862 (minimum 10-year total lower bound costs); $12,005,869 (10-year total initial upper bound costs) + $1,884,284 (10-year total renewal upper bound costs) = $13,890,153 (maximum 10-year total upper bound costs).
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295. We divide by the 1.45 benefits multiplier to account for the fact that employment taxes are calculated based upon wages paid, not including fringe benefits.
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296. Calculations (data from Table V.31): $342,319,824 (10-year total initial upper bound costs) + $31,264,560 (10-year total renewal upper bound costs) = $373,584,384 (minimum 10-year total lower bound costs); $888,999,040 (10-year total initial upper bound costs) + $303,852,640 (10-year total renewal upper bound costs) = $1,192,851,680 (maximum 10-year total upper bound costs).
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297. Calculations: $36,120,643 (10-year total initial lower bound costs) + $3,298,949 (10-year total renewal lower bound costs) = $39,419,592 (minimum 10-year total lower bound costs); $93,804,726 (10-year total initial upper bound costs) + $32,061,694 (10-year total renewal upper bound costs) = $125,866,420 (maximum 10-year total upper bound costs).
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298. Calculations: $373,584,384 (lost labor earnings costs) + $18,520,609 (biometrics costs) + $6,005,862 (time burden to complete forms costs) = $398,110,855 minimum undiscounted 10-year total; $1,192,851,680 (lost labor earnings costs) + $35,214,819 (biometrics costs) + $13,890,153 (time burden to complete forms costs) = $1,241,956,652 maximum undiscounted 10-year total.
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299. Calculations: $9,036,469,872 (lost labor earnings costs) + $31,407,175 (biometrics costs) + $8,478,634 (time burden to complete forms costs) = $9,076,355,681 minimum undiscounted 10-year total; $27,788,712,480 (lost labor earnings costs) + $77,588,414 (biometrics costs) + $24,003,833 (time burden to complete forms costs) = $27,890,304,727 maximum undiscounted 10-year total.
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300. Transfer payments are monetary payments from one group to another that do not affect total resources available to society. See “OMB Regulatory Impact Analysis: A Primer” pages 7 and 8 for further discussion of transfer payments and distributional effects, https://www.reginfo.gov/​public/​jsp/​Utilities/​circular-a-4_​regulatory-impact-analysis-a-primer.pdf.
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301. See E-Verify, https://www.e-verify.gov/​.
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302. The recently promulgated fee rule updated the fee for Form I-765 to $470 for online filing and $520 for paper filing. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule).
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303. Employers already participating in E-Verify likely already complete ongoing annual training because they voluntarily chose to enroll or because of rules or regulations beyond the scope of this proposed rule. DHS anticipates that such employers would continue to use E-Verify regardless of their decision to hire (c)(18), (c)(14), and/or (c)(11) workers or not.
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304. See E-Verify, “Questions and Answers,” https://www.e-verify.gov/​about-e-verify/​questions-and-answers?​tid=​All&​page=​0 (last updated Sept. 15, 2022).
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305. Certain States (for example Alabama, Arizona, Mississippi, and South Carolina) and certain Federal contracts subject to the Federal Acquisition Regulation found at 48 CFR, Subpart 22.18 require the use of E-Verify.
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306. See E-Verify, “The Enrollment Process” (May 17, 2024), https://www.e-verify.gov/​employers/​enrolling-in-e-verify/​the-enrollment-process.
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307. An employer that discriminates in its use of E-Verify based on an individual's citizenship status or national origin may also violate the INA's anti-discrimination provision, at 8 U.S.C. 1324b.
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308. See E-Verify, “The E-Verify Memorandum of Understanding for Employers,” https://www.e-verify.gov/​sites/​default/​files/​everify/​memos/​MOUforEVerifyEmployer.pdf (last updated June 1, 2013).
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309. The USCIS Office of Policy and Strategy (OPS), PRA Compliance Branch estimates the average time burdens. See USCIS, “E-Verify Program” (OMB control number 1615-0092) (May 24, 2016), https://www.regulations.gov/​document?​D=​USCIS-2007-0023-0081. The PRA Supporting Statement can be found under Question 12.
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310. See USCIS, “E-Verify Program” (OMB control number 1615-0092) (May 24, 2016), https://www.regulations.gov/​document?​D=​USCIS-2007-0023-0081. The PRA Supporting Statement can be found under Question 12.
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311. E-Verify, “How to Process a Tentative Nonconfirmation (Mismatch),” https://www.e-verify.gov/​employees/​tentative-nonconfirmation-overview/​how-to-correct-a-tentative-nonconfirmation (last updated Sept. 15, 2022).
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312. See BLS, “May 2023 National Occupational Employment and Wage Estimates,” “United States,” “Human Resources Specialists” (SOC #13-1071), https://www.bls.gov/​oes/​2023/​May/​oes_​nat.htm#13-1071 (last updated Apr. 3, 2024).
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313. The benefits-to-wage multiplier is calculated as follows: (Total Employee Compensation per hour) ÷ (Wages and Salaries per hour) = $46.84 ÷ $32.25 = 1.45 (rounded). See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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314. Calculation: $36.57 average hourly wage rate for HR specialists × 1.46 benefits-to-wage multiplier = $53.03 hourly compensation.
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315. Calculation: 2.26 hours for the enrollment process × $53.03 total compensation wage rate for an HR specialist = $119.85.
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316. See USCIS, “E-Verify Program” (OMB control number 1615-0092) (May 24, 2016), https://www.regulations.gov/​document?​D=​USCIS-2007-0023-0081. The PRA Supporting Statement can be found under Question 12.
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317. Calculation: 0.129 hours to submit a query × $53.03 total compensation wage rate for an HR specialist = $6.84.
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318. Calculation: $119.85 opportunity cost for a new entity to enroll in E-Verify + $6.84 cost to submit a query into E-Verify = $126.69.
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319. Calculation: $53.03 1 hour of annual training + $6.84 cost to submit a query into E-Verify = $59.87. E-Verify has a Work Authorization Docs Expiring case alert that notifies employers that an employee's EAD or Arrival-Departure Record (Form I-94) document is expiring. The alert is a reminder for the employer to reverify the employee. See E-Verify, “Questions and Answers,” https://www.e-verify.gov/​about-e-verify/​questions-and-answers?​tid=​All&​page=​0 (last updated Sept. 15, 2022).
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320. For additional descriptions of the components of labor turnover costs, see Holly Bengfort, “Employee retention: The Real Cost of Losing an Employee,” PeopleKeep (Apr. 16, 2024), https://www.peoplekeep.com/​blog/​employee-retention-the-real-cost-of-losing-an-employee.
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321. See Heather Boushey & Sarah Jane Glynn, “There Are Significant Business Costs to Replacing Employees,” Center for American Progress (Nov. 16, 2012), https://www.americanprogress.org/​issues/​economy/​reports/​2012/​11/​16/​44464/​there-are-significant-business-costs-to-replacing-employees/​.
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322. See Shane McFeely and Ben Wigert, “This Fixable Problem Costs U.S. Businesses $1 Trillion,” Workplace (Mar. 13, 2019), https://www.gallup.com/​workplace/​247391/​fixable-problem-costs-businesses-trillion.aspx. See also Kate Heinz, “The True Costs of Employee Turnover,” Built In (July 17, 2024), https://builtin.com/​recruiting/​cost-of-turnover.
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323. See “The Real Cost of Employee Turnover in 2021,” Verstela (Nov. 4, 2020), https://www.verstela.com/​blog/​cost-of-employee-turnover/​. See also Louie Andre, “112 Employee Turnover Statistics: 2021 Causes, Cost & Prevention Data,” Finances Online, https://financesonline.com/​employee-turnover-statistics/​#cost (last updated Feb. 25, 2025).
324. See Kate Bahn and Carmen Sanchez Cumming, “Improving U.S. Labor Standards and the Quality of Jobs to Reduce the Costs of Employee Turnover to U.S. Companies,” Washington Center for Equitable Growth (Dec. 2020), https://equitablegrowth.org/​wp-content/​uploads/​2020/​12/​122120-turnover-costs-ib.pdf. The data are found in the report's methodological appendix.
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325. The slope coefficient for the regression of costs against salary is 5.2E-06. By multiplying this figure by 5,000 to obtain 0.026, it can be interpreted that a $5,000 increase in salary is associated with a 2.6 percentage point increase in labor turnover costs, on average, within the range of our data. The exact probability of committing a type I error ( p -value) for the slope coefficient is 0.027, such that we can reject the hypothesis that salary and turnover costs are not systemically related (or such that the correlation in the particular data is due to randomness) with more than 95 percent confidence.
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326. Calculations: $36,144 × 0.224 = $8,096; $81,440 × 0.224 = $18,243.
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327. All other categories include: (c)(1), (c)(2), (c)(3), (c)(4), (c)(5), (c)(6), (c)(7), (c)(8), (c)(9), (c)(10), (c)(12), (c)(16), (c)(17), (c)(19), (c)(20), (c)(21), (c)(22), (c)(24), (c)(25), (c)(26), (c)(33), (c)(34), (c)(35), (c)(36), and (c)(40).
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328. See ICE, “Removal,” https://www.ice.gov/​remove/​removal (last updated Mar. 6, 2025); ICE, “Enforcement and Removal Operations,” https://www.ice.gov/​about-ice/​ero (last updated Feb. 4, 2025).
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329. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
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330. Calculations:
4,136 (projected (c)(18) initial approvals FY 2034) + 16,052 (projected (c)(18) renewal approvals FY 2034) + 9,556 (projected (c)(14) initial approvals FY 2034) + 2,676 (projected (c)(14) renewal approvals FY 2034) + 3,878 (projected (c)(11) initial approvals FY 2034) + 1,635 (projected (c)(11) renewal approvals FY 2034) = 37,933 (minimum projected annual approvals);
5,805 (projected (c)(18) initial approvals FY 2025) + 21,710 (projected (c)(18) renewal approvals FY 2025) + 29,887 (projected (c)(14) initial approvals FY 2025) + 5,835 (projected (c)(14) renewal approvals FY 2025) + 39,352 (projected (c)(11) initial approvals FY 2025) + 3,464 (projected (c)(11) renewal approvals FY 2025) = 106,053 (maximum projected annual approvals).
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331. BLS, Economic News Release, “The Employment Situation—December 2024, Summary Table A, Household Data, seasonally adjusted, Civilian labor force,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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332. Calculation: 106,053 (maximum projected annual discretionary EAD alien worker approvals ÷ 168,547,000 (U.S. labor force) = 0.00063 (rounded).
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333. A small business is defined as any independently owned and operated business not dominant in its field of operation that qualifies as a small business per the Small Business Act, 15 U.S.C. 632.
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334. Public Law 104-208, div. C, at secs. 401-405.
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335. Open market EADs allow aliens to work in any occupation or industry. The alien is not required to work for a specific employer or in any specific industry or occupation, and the U.S. employer is not required to test the labor market to ensure that there are no American workers available and that the hiring of the category (c)(11), (c)(14), and (c)(18) alien will not adversely affect the wages and working conditions for similarly situated American workers.
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336. We do not attribute turnover costs from ineligibility in other years because we operate under the assumption that if an initial EAD is approved, then the renewal would also be approved under the proposed criteria of this rule. DHS recognizes that in some cases, a renewal filing could be denied even in the wake of an approved initial EAD in future years, but the number of instances this would occur is unknown. Estimation of these cases would be speculative at this time.
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337. Calculation: $119.85 opportunity cost for a new entity to enroll in E-Verify + $6.84 cost to submit a query into E-Verify = $126.69. Calculation: $53.03 1 hour of annual training + $6.84 cost to submit a query into E-Verify = $59.87.
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338. Calculation: $53.03 1 hour of annual training + $6.84 cost to submit a query into E-Verify = $59.87.
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339. Calculation: $36,144 × 22.4% = $8,096; $81,440 × 22.4% = $18,243. For more information on this calculation, please see the “Turnover Costs to Employers Who Currently Hire Discretionary EAD Holders” section.
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340. The term “Federal mandate” means a Federal intergovernmental mandate or a Federal private sector mandate. See 2 U.S.C. 1502(1), 658(5), (6).
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341. See BLS, “Historical Consumer Price Index for All Urban Consumers (CPI-U): U.S. city average, all items, by month,” https://www.bls.gov/​cpi/​tables/​supplemental-files/​historical-cpi-u-202412.pdf. Calculation of inflation: (1) Calculate the average monthly CPI-U for the reference year (1995) and the current year (2024); (2) Subtract reference year CPI-U from current year CPI-U; (3) Divide the difference of the reference year CPI-U and current year CPI-U by the reference year CPI-U; (4) Multiply by 100 = [(Average monthly CPI-U for 2024—Average monthly CPI-U for 1995) ÷ (Average monthly CPI-U for 1995)] × 100 = [(313.689−152.383) ÷ 152.383] = (161.306 ÷ 152.383) = 1.059 × 100 = 105.9 percent = 106 percent (rounded). Calculation of inflation-adjusted value: $100 million in 1995 dollars × 2.06 = $206 million in 2024 dollars.
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342. DHS further notes that the underlying basis for employment authorization of the relevant categories of this rule—namely a grant of parole, deferred action, or order of supervision—are also wholly discretionary and temporary in nature.
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343. The Instruction Manual contains DHS's procedures for implementing NEPA and was issued November 6, 2014, https://www.dhs.gov/​ocrso/​eed/​epb/​nepa. (last updated July 29, 2025)
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344. See 42 U.S.C. 4336(a)(2), 4336e(1).
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345. See Instruction Manual, Appendix A, Table 1.
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346. Instruction Manual at V.B(2)(a) through (c).
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BILLING CODE 9111-97-P
BILLING CODE 9111-97-C
[FR Doc. 2026-11285 Filed 6-4-26; 8:45 am]
原文标题: Clarification of Discretionary Employment Authorization for Certain Aliens
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