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政策・規則国土安全保障省 (DHS)重要#就労移民・就労許可#難民・亡命・TPS#取締り・送還・不正

DHS、仮釈放・執行猶予・監督釈放者の裁量的就労許可要件を厳格化する規則案を提案

公開日 2026年6月5日

米国国土安全保障省(DHS)は、人道上の理由により仮釈放された外国人、執行猶予措置(deferred action)を認められた外国人、最終強制退去命令を受けて監督命令(order of supervision)により一時釈放されている外国人を対象に、裁量的就労許可(EAD)の要件を制限し明確化する規則案を提案しました。この提案は現時点では確定しておらず、施行もされていません。意見公募の締め切りは2026年8月4日です。

ポイント

対象者

人道上の理由で仮釈放された外国人、執行猶予措置対象者、最終強制退去命令下で監督命令により釈放され、裁量的就労許可を申請または保有する外国人です。

取るべき対応

影響を受ける個人および雇用主は、2026年8月4日までにregulations.govを通じて、DHS案件番号USCIS-2026-0067を明記して意見を提出することができます。

全文翻訳

公式原文の全文を 2026-10-12 に本サイトに保存しました。元のリンクが変更・削除されても、ここで全文を確認できます。翻訳はAIが原文全体を段落ごとに訳したもので、法的効力は英語原文のみにあります。
原文が非常に長いため、最初の642段落を翻訳しました。以降は原文で表示しています。

文書見出し
Document Headings
文書の見出しは文書の種類によって異なるが、以下の内容を含む場合がある。
Document headings vary by document type but may contain the following:
文書を発出し署名した一又は複数の機関
the agency or agencies that issued and signed a document
文書が改正し、改正を提案し、又は直接関係するCFRのタイトル番号及び各パートの番号
the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to
機関の整理番号/機関内部のファイル番号
the agency docket number / agency internal file number
連邦規制及び規制緩和措置統一アジェンダに掲載される各規制措置を識別するRIN
the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions
詳細については文書作成ハンドブックを参照のこと。
See the Document Drafting Handbook for more details.
国土安全保障省
Department of Homeland Security
8 CFR 第106部、第241部及び第274a部
8 CFR Parts 106, 241, and 274a
[CIS番号 2805-25、DHS整理番号 USCIS-2026-0067]
[CIS No. 2805-25; DHS Docket No. USCIS-2026-0067]
RIN 1615-AC98
RIN 1615-AC98
(印刷ページ 34352)
( printed page 34352)
機関:
AGENCY:
アメリカ合衆国市民権移民局、国土安全保障省(DHS)。
U.S. Citizenship and Immigration Services, DHS.
措置:
ACTION:
規則制定案の通知。
Notice of proposed rulemaking.
概要:
SUMMARY:
国土安全保障省(DHS)は、緊急の人道上の理由又は重大な公共の利益のために一時的に米国へパロールされた外国人、デファード・アクションを付与された外国人、又は退去強制の最終命令が存在し監督命令の下で収容から一時的に釈放された外国人について、裁量的就労許可の資格を制限し明確化することを提案する。DHSはさらに、就労許可を申請する外国人が特定の犯罪行為を犯したことを認め、逮捕され、又は有罪判決を受けた場合には、米国内での法執行活動への協力を含む重大な相殺的公益が存在しない限り、裁量権の好意的行使に値しないことを明記することを提案する。
The Department of Homeland Security proposes to limit and clarify eligibility for discretionary employment authorization for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, who have been granted deferred action, or against whom a final order of removal exists and who are temporarily released from custody on an order of supervision. DHS further proposes to specify that aliens applying for employment authorization who admit to committing, have been arrested for, or have been convicted of certain criminal acts do not warrant a favorable exercise of discretion unless there are significant countervailing public interests, which may include assisting law enforcement activity in the United States.
期日:
DATES:
一般からの意見提出: 書面による意見は2026年8月4日までに提出しなければならない。本規則案の「文書削減法」の項で説明される情報収集に関する意見は、2026年8月4日までに受理されなければならない。電子連邦文書管理システムは、当該日の終わりの東部標準時の深夜まで意見を受け付ける。
Submission of Public Comments: Written comments must be submitted on or before August 4, 2026. Comments on the information collection described in the “Paperwork Reduction Act” section of this proposed rule must be received on or before August 4, 2026. The electronic Federal Docket Management System will accept comments prior to midnight eastern time at the end of that day.
宛先:
ADDRESSES:
本規則制定案の全体に関する意見は、DHS整理番号USCIS-2026-0067を明記の上、連邦電子規則制定ポータル(http://www.regulations.gov)を通じて提出することができる。5 U.S.C. 553(b)(4)に従い、上記の本規則の概要は、https://www.regulations.govでも閲覧できる。意見の提出についてはウェブサイトの指示に従うこと。
You may submit comments on the entirety of this proposed rulemaking package, identified by DHS Docket No. USCIS-2026-0067 through the Federal eRulemaking Portal: http://www.regulations.gov. In accordance with 5 U.S.C. 553(b)(4), the summary of this rule found above may also be found at https://www.regulations.gov. Follow the website instructions for submitting comments.
意見は英語で提出しなければならず、又は英語訳を添付しなければならない。USCISが本改正を実施する上で最も有用な意見は、規則案の具体的な部分を引用し、推奨される変更の理由を説明し、当該推奨される変更を裏付けるデータ、情報又は根拠を含むものである。上記に列挙された方法以外の方法、すなわちDHS又はUSCISの職員宛の電子メール又は書簡により提出された意見は、本規則案に対する意見とはみなされず、DHSからの返答を受けられない場合がある。なお、DHS及びUSCISは、手渡し、宅配便又は郵送により提出された意見を一切受け付けない。さらに、USCISはCD/DVD及びUSBドライブなどのデジタル媒体に保存された意見を受け付けることができない。http://www.regulations.govを使用して意見を提出できない場合は、代替の手順について、国土安全保障省アメリカ合衆国市民権移民局政策戦略局規制調整課に電話((240) 721-3000)で連絡すること。
Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the proposed rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the proposed rule and may not receive a response from DHS. Please note that DHS and USCIS will not accept any comments that are hand-delivered, couriered, or sent by mail. In addition, USCIS cannot accept comments contained on any form of digital media storage devices, such as CDs/DVDs and USB drives. If you cannot submit your comment by using http://www.regulations.gov, please contact the Regulatory Coordination Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, by telephone at (240) 721-3000 for alternate instructions.
詳細についての問い合わせ先:
FOR FURTHER INFORMATION CONTACT:
国土安全保障省アメリカ合衆国市民権移民局(USCIS)政策戦略局治安公共安全課、5900 Capital Gateway Drive, Camp Springs, MD 20746、電話 (240) 721-3000。
Security and Public Safety Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services (USCIS), Department of Homeland Security, 5900 Capital Gateway Drive, Camp Springs, MD 20746; telephone (240) 721-3000.
補足情報:
SUPPLEMENTARY INFORMATION:
目次
Table of Contents
I. 一般参加
I. Public Participation
II. 要旨
II. Executive Summary
A. 規制措置の目的
A. Purpose of the Regulatory Action
B. 法的根拠
B. Legal Authority
C. 規制措置の主要規定の概要
C. Summary of the Major Provisions of the Regulatory Action
D. 費用及び便益の概要
D. Summary of Costs and Benefits
III. 背景及び目的
III. Background and Purpose
A. 従前の関連する規則制定の取組
A. Prior and Related Rulemaking Efforts
1. 庇護就労許可書(EAD)改革
1. Asylum EAD Reform
2. 生体認証規則
2. Biometrics Rule
B. 背景
B. Background
1. 退去強制命令を受けた外国人の収容、釈放及び送還
1. Detention, Release, and Repatriation of Aliens Ordered Removed
2. INA及び拷問等禁止条約(CAT)実施規則に基づく退去強制の停止並びにCAT実施規則に基づく退去強制の繰延べ
2. Withholding of Removal Under the INA and Regulations Implementing CAT and Deferral of Removal Under Regulations Implementing CAT
3. パロール
3. Parole
4. デファード・アクション
4. Deferred Action
5. 就労許可
5. Employment Authorization
6. 生体情報の提出
6. Biometric Submission
C. 目的
C. Purpose
1. 退去強制の最終命令を受けた外国人
1. Aliens With Final Orders of Removal
2. CAT実施規則に基づき退去強制の繰延べを許可された外国人
2. Aliens Who Have Received a Grant of Deferral of Removal Under the Regulations Implementing CAT
3. 米国へパロールされた外国人
3. Aliens Paroled Into the United States
4. デファード・アクションを付与された外国人
4. Aliens Granted Deferred Action
IV. 規則案に関する検討
IV. Discussion of Proposed Rule
A. 裁量による就労許可一般
A. Discretionary Employment Authorization Generally
1. 生体情報の提出及び犯罪歴
1. Biometrics Submission and Criminal History
2. 申請手数料
2. Filing Fees
3. E-Verify(雇用資格確認システム)
3. E-Verify
4. 経済的必要性
4. Economic Necessity
B. OSUPに基づく外国人に対する裁量による就労許可
B. Discretionary Employment Authorization for Aliens on OSUP
C. 拷問等禁止条約(CAT)実施規則に基づき退去強制の繰延べを認められた外国人
C. Aliens Granted Deferral of Removal Under the Regulations Implementing CAT
D. 米国へ仮釈放された外国人に対する裁量による就労許可
D. Discretionary Employment Authorization for Aliens Paroled Into the United States
E. 延期的措置(デファード・アクション)を認められた外国人に対する裁量による就労許可
E. Discretionary Employment Authorization for Aliens Granted Deferred Action
F. 就労許可の自動終了
F. Automatic Termination of Employment Authorization
G. 技術的修正及び明確化のための修正
G. Technical Edits and Edits for Clarity
H. 現に就労許可を有する特定の外国人の信頼利益
H. Reliance Interests of Certain Aliens With Current Employment Authorization
I. 提案された規則の目的を達成するための重要な代替案の記述
I. Description of Any Significant Alternatives to the Proposed Rule Which Accomplish the Stated Objectives
J. 分離可能性
J. Severability
V. 法令上及び規則上の要件
V. Statutory and Regulatory Requirements
A. 大統領令12866号(規制の計画及び審査)、13563号(規制の改善及び規制審査)並びに14192号(規制緩和を通じた繁栄の解放)
A. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (Unleashing Prosperity Through Deregulation)
1. 概要
1. Summary
2. 提案規則の背景及び目的
2. Background and Purpose of the Proposed Rule
3. 対象人口
3. Population
4. 金銭換算による影響分析
4. Monetized Impact Analysis
5. 雇用主への費用
5. Costs to Employers
6. 就労許可を申請する他の全ての外国人に係る生体情報費用
6. Biometrics Costs to All Other Aliens Who Apply for Employment Authorization
7. 連邦政府への潜在的費用
7. Potential Costs to the Federal Government
8. 便益
8. Benefits
9. 労働市場概況
9. Labor Market Overview
B. 規制緩和法
B. Regulatory Flexibility Act
C. 1995年未財源委任改革法
C. Unfunded Mandates Reform Act of 1995
D. 1996年小規模事業規制施行公正化法(議会審査法)
D. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
E. 大統領令13132号(連邦制)
E. Executive Order 13132 (Federalism)
F. 大統領令12988号(民事司法改革)
F. Executive Order 12988 (Civil Justice Reform)
G. 家族への影響評価
G. Family Assessment
H. 大統領令13175号(インディアン部族政府との協議及び調整)
H. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
I. 国家環境政策法
I. National Environmental Policy Act
J. 文書作成負担削減法
J. Paperwork Reduction Act
K. 大統領令12630号(政府の行為及び憲法上保護された財産権への干渉)
K. Executive Order 12630 (Governmental Actions and Interference with Constitutionally Protected Property Rights)
略語表
Table of Abbreviations
AEDPA 反テロリズム及び効果的死刑法
AEDPA Anti-Terrorism and Effective Death Penalty Act
ASC 申請支援センター
ASC Application Support Center
BIA 移民審査委員会
BIA Board of Immigration Appeals
BLS 労働統計局
BLS Bureau of Labor Statistics
CAP アメリカ進歩センター
CAP Center for American Progress
CAT 拷問及び他の残虐な、非人道的な又は品位を傷つける取扱い又は刑罰に関する条約
CAT Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment
CBP 米国税関国境警備局
CBP U.S. Customs and Border Protection
CEQ 環境諮問委員会
CEQ Council of Environmental Quality
CFR 連邦規則集
CFR Code of Federal Regulations
CPI-U 全都市消費者向け消費者物価指数
CPI-U Consumer Price Index for All Urban Consumers
DACA 幼少期入国者に対する強制送還の延期措置
DACA Deferred Action for Childhood Arrivals
DHS 米国国土安全保障省
DHS U.S. Department of Homeland Security
DOJ 米国司法省(印刷版34353ページ)
DOJ U.S. Department of Justice ( printed page 34353)
DOL 米国労働省
DOL U.S. Department of Labor
DOS 米国国務省
DOS U.S. Department of State
EAD 就労許可証
EAD Employment Authorization Document
E.O. 大統領令
E.O. Executive Order
EOIR 移民審査執行事務局
EOIR Executive Office for Immigration Review
E-Verify 雇用資格確認システム
E-Verify Employment Eligibility Verification System
FARRA 1998年外交改革及び機構改革法
FARRA Foreign Affairs Reform and Restructuring Act of 1998
FBI 連邦捜査局
FBI Federal Bureau of Investigation
FR 連邦官報
FR Federal Register
FY 会計年度
FY Fiscal Year
GSA 米国一般調達局
GSA General Services Administration
HR 人事
HR Human Resources
H.R. 1 単一の大きく美しい法案法(One Big Beautiful Bill Act)、公法119-21号、139 Stat. 72。
H.R. 1 The One Big Beautiful Bill Act, Public Law 119-21, 139 Stat. 72.
HSA 2002年国土安全保障法
HSA Homeland Security Act of 2002
HHS 米国保健福祉省
HHS U.S. Department of Health and Human Services
ICE 米国移民関税執行局
ICE U.S. Immigration and Customs Enforcement
IIRIRA 1996年不法移民改革及び移民責任法
IIRIRA Illegal Immigration Reform and Immigrant Responsibility Act of 1996
IJ 移民判事
IJ Immigration Judge
INA 移民国籍法
INA Immigration and Nationality Act
INS 移民帰化局
INS Immigration and Naturalization Service
IRFA 初期規制柔軟性分析
IRFA Initial Regulatory Flexibility Analysis
IRS 内国歳入庁
IRS Internal Revenue Service
LPR 合法永住者
LPR Lawful Permanent Resident
MOU 了解覚書
MOU Memorandum of Understanding
NEPA 国家環境政策法
NEPA National Environmental Policy Act
NGO 非政府組織
NGO Non-governmental Organization
NPRM 規則制定案の告示
NPRM Notice of Proposed Rulemaking
OI 業務指示書
OI Operating Instructions
OMB 行政管理予算局
OMB Office of Management and Budget
OSUP 監督命令
OSUP Orders of supervision
PRA ペーパーワーク削減法
PRA Paperwork Reduction Act
Pub. L. 公法
Pub. L. Public Law
RFA 規制柔軟性法
RFA Regulatory Flexibility Analysis
RIA 規制影響分析
RIA Regulatory Impact Analysis
SBREFA 1996年小規模事業規制執行公正化法
SBREFA Small Business Regulatory Enforcement Fairness Act of 1996
長官 国土安全保障長官
Secretary Secretary of Homeland Security
SSA 社会保障庁
SSA Social Security Administration
TPS 一時的保護資格
TPS Temporary Protected Status
UMRA 1995年財源不交付義務改革法
UMRA Unfunded Mandates Reform Act of 1995
U.N. 国際連合
U.N. United Nations
U.S.C. 合衆国法典
U.S.C. United States Code
USCIS 米国市民権移民局
USCIS U.S. Citizenship and Immigration Services
I. 公衆参加
I. Public Participation
国土安全保障省(DHS)は、本提案規則のあらゆる側面について、書面によるデータ、意見、コメント及び主張を提出することにより、すべての関係者がこの規則制定手続に参加するよう招請する。DHSはまた、本提案規則から生じ得る経済的、環境的又は連邦制度に関する影響に関連するコメントも招請する。コメントは英語で提出しなければならず、英語以外の言語による場合は英訳を添付しなければならない。米国市民権移民局(USCIS)がこれらの変更を実施する上で最も有益なコメントとなるのは、提案規則の特定の箇所を引用し、推奨される変更の理由を説明し、当該推奨される変更を裏付けるデータ、情報又は権限を含むものである。上記以外の方法で提出されたコメント、DHS又はUSCIS当局者宛てに送付された電子メール又は書簡を含むものは、本提案規則に対するコメントとはみなされず、DHSから返答を受けられない場合がある。
The Department of Homeland Security (DHS) invites all interested parties to participate in this rulemaking by submitting written data, views, comments and arguments on all aspects of this proposed rule. DHS also invites comments that relate to the economic, environmental, or federalism effects that might result from this proposed rule. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to U.S. Citizenship and Immigration Services (USCIS) in implementing these changes will reference a specific portion of the proposed rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the proposed rule and may not receive a response from DHS.
指示:コメントを提出する場合は、機関名(米国市民権移民局)及び本規則制定手続に係るDHS整理番号USCIS-2026-0067を必ず記載しなければならない。コメント又は資料の提出方法にかかわらず、すべての提出物は、変更を加えることなく、連邦電子規則制定ポータル(http://www.regulations.gov)に掲載され、提出者が提供したあらゆる個人情報が含まれることとなる。したがって、かかる情報を提出することにより、当該情報は公開されることとなる。DHSに対して行う任意の公開コメントの提出においては、提供する個人情報の量を制限することを検討されたい。DHSは、個人のプライバシーに影響を及ぼす可能性がある、又は不快であると判断した情報については、コメント内に含まれていても一般公開から除外することがある。詳細については、http://www.regulations.gov で閲覧可能なプライバシー及びセキュリティに関する通知を参照されたい。
Instructions: If you submit a comment, you must include the agency name (U.S. Citizenship and Immigration Services) and the DHS Docket No. USCIS-2026-0067 for this rulemaking. Regardless of the method used for submitting comments or material, all submissions will be posted, without change, to the Federal eRulemaking Portal at http://www.regulations.gov, and will include any personal information you provide. Therefore, submitting this information makes it public. You may wish to consider limiting the amount of personal information that you provide in any voluntary public comment submission you make to DHS. DHS may withhold information provided in comments from public viewing that it determines may impact the privacy of an individual or is offensive. For additional information, please read the Privacy and Security Notice available at http://www.regulations.gov.
整理簿:整理簿へのアクセス並びに背景資料又は受領されたコメントの閲覧については、http://www.regulations.gov にアクセスし、DHS整理番号USCIS-2026-0067を参照されたい。また、オンライン整理簿にて電子メールによる通知登録を行うことにより、コメントが掲載された場合又は最終規則が公表された場合に通知を受けることができる。
Docket: For access to the docket and to read background documents or comments received, go to http://www.regulations.gov, referencing DHS Docket No. USCIS-2026-0067. You may also sign up for email alerts on the online docket to be notified when comments are posted or a final rule is published.
II. 要旨
II. Executive Summary
A. 規制措置の目的
A. Purpose of the Regulatory Action
DHS(国土安全保障省)は、緊急の人道上の理由又は公共の重大な利益のために一時的に仮釈放されて米国に入国した外国人[1]に関する8 CFR 274a.12(c)(11)(以下「(c)(11)」)に基づく裁量的就労許可の適格性を制限し明確化すること、及び、延期的措置(deferred action)を付与された外国人[2]に関する8 CFR 274a.12(c)(14)(以下「(c)(14)」)に基づく裁量的就労許可の適格性を制限し明確化することを提案する。DHSはまた、一つの限定的な例外を除き、国外追放又は退去強制の最終命令が存在し、監督命令の下で収容から一時的に釈放されている外国人[3]に関する8 CFR 274a.12(c)(18)(以下「(c)(18)」)に基づく裁量的就労許可の適格性を廃止することを提案する。さらに、DHSは、就労許可について、発動事由を伴う自動的終了条件を追加することを提案する。本提案規則はまた、これらの区分に属する外国人に対し、就労の経済的必要性を立証し、裁量の好意的な行使に値することを立証することを義務付ける。DHSはまた、これらの区分における就労許可の更新又は後続申請を行う外国人に対し、USCIS(米国市民権移民局)が運営する電子的就労資格確認制度であるE-Verifyに参加する雇用主に雇用されているか、又はそのような雇用主への就労を求めていることを義務付けることを提案する。DHSはまた、8 CFR 274a.12(c)に基づき就労許可を申請するすべての外国人が生体認証情報を提出しなければならないこと、いかなる就労許可を発行する前にも外国人の身元が確認されなければならないこと、及び、一般的に、外国人が逮捕され[4]、起訴され、若しくは何らかの犯罪行為について有罪判決を受けた場合、又は暴力的若しくは危険な犯罪を犯したことを自認した場合、若しくは当該外国人がギャング若しくはテロ組織の構成員であるとの証拠が存在する場合には、米国内における法執行活動を補助するために当該外国人が米国内に所在することを含みうる、重大な対抗的公共の利益が存在しない限り、裁量の好意的な行使には値しないことを明確化することを提案する。
DHS proposes to limit and clarify eligibility for discretionary employment authorization under 8 CFR 274a.12(c)(11)(“(c)(11)”), for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit,[1] and for discretionary employment authorization under 8 CFR 274a.12(c)(14)(“(c)(14)”), for aliens granted deferred action.[2] DHS also proposes to eliminate, with one narrow exception, discretionary employment authorization eligibility under 8 CFR 274a.12(c)(18)(“(c)(18)”), for aliens against whom a final order of deportation or removal exists and who are temporarily released from custody on an order of supervision.[3] Additionally, DHS proposes to add automatic termination conditions for employment authorization with triggering events. The proposed rule will also require that aliens in these categories establish their economic necessity for employment and establish they warrant a favorable exercise of discretion. DHS is also proposing to require aliens applying for renewal or subsequent requests of employment authorization in these categories be employed by or seeking employment with an employer who participates in E-Verify, the electronic employment eligibility verification program administered by USCIS. DHS also proposes to clarify that all aliens applying for employment authorization under 8 CFR 274a.12(c) must submit biometrics, that an alien's identity must be validated before issuing any employment authorization, and that, generally, situations where aliens have been arrested,[4] indicted, or convicted of any criminal act, or who have admitted to committing a violent or dangerous crime, or for whom evidence exists that the alien is a member of a gang or terrorist organization, do not warrant a favorable exercise of discretion, unless there are significant countervailing public interests, which may include the presence of the alien in the United States to assist law enforcement activity in the United States.
さらに、DHSは、拷問及び他の残虐な、非人道的な又は品位を傷つける取扱い若しくは刑罰に関する条約(CAT)第3条に基づく米国の義務を履行する規則に基づき退去強制の延期を付与された外国人は、8 CFR 274a.12(c)(18)に従って裁量的就労許可を申請する資格を有することを明確化する。CATに基づく退去強制の延期の付与によって、就労許可が自動的に付与されることはない。当該外国人は就労許可を申請することができるが、USCISは、当該外国人が裁量の好意的な行使に値する場合に、8 CFR(印刷ページ34354)274a.12(c)(18)に基づく適格性を判断する権限及び裁量を留保する。
Additionally, DHS is clarifying that aliens granted deferral of removal based on regulations implementing the United States' obligations under Article 3 of the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (CAT) are eligible to apply for discretionary employment authorization in accordance with 8 CFR 274a.12(c)(18). Employment authorization will not be automatic upon the grant of deferral of removal under CAT. Such aliens may apply for employment authorization, but USCIS retains the authority and discretion to determine their eligibility under 8 CFR ( printed page 34354) 274a.12(c)(18) if the alien warrants a favorable exercise of discretion.
これらの提案された変更及び明確化は、米国民の安全及び治安並びに我が国の移民制度の健全性の継続的確保を目的とする大統領令(E.O.)14159号「侵略から米国民を保護すること」[5]に応じたものである。DHSは、外国人に対する裁量的就労許可の付与が、犯罪歴のある外国人、国家安全保障若しくは公共の安全に対する脅威となる外国人、及び移民国籍法(INA)の下で入国不許可事由若しくは退去強制事由に該当し、又はその他の理由により救済を受ける資格を有しない外国人を逮捕し、収容し、速やかに米国から退去させるというINAの下でのDHSの義務と整合することを確保しようとするものである。DHSはまた、その規則が、不法移民を削減し、連邦議会が外国人が合法的に米国へ移民するために定めた包括的な制度の枠外で移民上の利益を得ようとする外国人の誘因を削減するという政権の取組と整合することを確保しようとするものである。法執行は移民制度の健全性にとって不可欠である。それは米国の国家安全保障を保護し、INAの下でのいかなる利益又は特権も、合法的に資格を有し、かつ合法的に米国内に在留する者のみがこれを享受できることを確保するものである。
These proposed changes and clarifications are responsive to Executive Order (E.O.) 14159, “Protecting the American People Against Invasion” [5] to ensure the continued safety and security of the American people and the integrity of our immigration system. DHS seeks to ensure that any discretionary grant of employment authorization to aliens is consistent with DHS's obligations under the INA to apprehend, detain, and promptly remove from the United States any criminal aliens, aliens who are a threat to national security or public safety, and aliens who are inadmissible or deportable or otherwise ineligible for relief under the INA. DHS also seeks to ensure that its rules are aligned with the Administration's efforts to reduce illegal immigration and the incentives for aliens to try to obtain immigration benefits outside of the comprehensive scheme Congress has provided for aliens to legally immigrate to the United States. Enforcement is essential to the integrity of the immigration system. It protects U.S. national security and ensures that only those who are legally qualified and lawfully in the United States are allowed to avail themselves of any benefits privileges under the INA.
(c)(18)区分に基づいて発給される就労許可は、監督付き釈放命令(OSUP)により米国移民関税執行局(ICE)の拘禁から一時的に解放された外国人を対象とするものであり、当該命令は、退去強制又は強制送還を待つ間、外国人が指定した全ての国又は法第241条(8 U.S.C. 1231)に基づく国が当該外国人の受入れを拒否したため、又はその他の理由により当該外国人の退去強制が実行不可能若しくは公共の利益に反するために退去強制できない場合に、外国人が米国内に留まることを認めるものである。8 CFR 274a.12(c)(18)に基づく就労許可申請を審査するに当たり、米国市民権・移民局(USCIS)はこれまで、外国人が指定した全ての国又は法第241条に基づく国が当該外国人の受入れを拒否したため退去強制できないか否か、又は退去強制が実行不可能若しくは公共の利益に反するか否かについて個別の評価を行うことなく、退去強制の確定命令を受けて監督付き釈放命令により釈放された全ての外国人に対して当該利益を付与してきた。退去強制命令後に監督付き釈放命令によりICEの拘禁から釈放されたという理由のみで、個別の評価を行うことなく就労許可を付与することは、外国人に対し、退去強制命令に従い、ICEに協力して速やかに渡航書類を取得し、米国を出国することよりも、米国内に留まることを奨励しかねないため、移民制度の整合性を損なうものである。
Employment authorization issued under the (c)(18) category is for aliens temporarily released from U.S. Immigration and Customs Enforcement (ICE) custody on orders of supervision (OSUP), which allow aliens to remain in the United States while awaiting deportation or removal when they cannot be removed due to the refusal of all countries designated by the alien or under section 241 of the Act, 8 U.S.C. 1231, to receive the alien, or because the removal of the alien is otherwise impracticable or contrary to the public interest. When adjudicating employment authorization applications under 8 CFR 274a.12(c)(18), USCIS has historically granted the benefit to any alien with a final order of removal released on an order of supervision without conducting an individualized assessment of whether the alien cannot be removed due to the refusal of all countries designated by the alien or under section 241 of the Act to receive the alien or because removal is impracticable or contrary to the public interest. Granting employment authorization solely because the alien was released from ICE custody on an order of supervision after an order of removal without conducting an individualized assessment undermines the integrity of the immigration system as it can incentivize aliens to remain in the United States rather than complying with their removal orders, cooperating with ICE in swiftly obtaining travel documents, and departing the United States.
さらに、犯罪行為について逮捕され、起訴され、起訴状により訴追され、若しくは有罪判決を受けた外国人、又は暴力的若しくは危険な犯罪を行ったことを認める外国人に対する裁量的就労許可を、一つの限定的な例外を除いて廃止することにより、国土安全保障省(DHS)は犯罪の実行を抑止し、そのような危険な外国人が米国内に留まることを思いとどまらせることを期待している。DHSは、この効果が、就労許可の再申請を意図する外国人に対して特に有効であると見込んでいる。これらの外国人は、DHSが、米国内の法執行活動への協力を含み得る重大な相反する公共の利益が存在すると判断しない限り、就労許可について裁量を有利に行使するには値しないこととなる。
Furthermore, by eliminating, with one limited exception, discretionary employment authorization for an alien who has been arrested for, charged with, indicted for, or convicted of any criminal act, or who admits to committing a violent or dangerous crime, DHS hopes to deter the commission of crime and disincentivize such dangerous aliens from remaining in the United States. DHS anticipates this will be especially effective for aliens who intend to reapply for employment authorization. These aliens would not warrant a favorable exercise of discretion for employment authorization unless DHS has determined there are significant countervailing public interests, which may include assisting law enforcement activity in the United States.
本規則は、緊急の人道上の理由又は重大な公共の利益のために米国に一時的に仮放免された外国人に関する(c)(11)、強制退去猶予措置(deferred action)の付与を受けた者に関する(c)(14)、又は退去強制若しくは強制送還の確定命令が存在し、監督付き釈放命令により拘禁から一時的に釈放された者に関する(c)(18)に基づく裁量的就労許可付与の要件を明確化するものである。本規則は、これらの外国人に対し、裁量の有利な行使に値することを立証するよう求めるものとする。本規則はまた、これら三つの区分に該当する外国人に対し、経済的必要性を立証することを求めるものである。これにより、DHSは、現状とは対照的に、一貫した政策を推進する。現状では、強制退去猶予措置の付与を受けた者((c)(14))又は退去強制の確定命令を受けた者((c)(18))のみが、就労許可のために経済的必要性を立証することを求められている。この改正案により、これらの区分における裁量的就労許可の対象となるのは、就労についての経済的必要性を有する外国人のみとなることが確保されるとともに、米国人労働者に不利益を及ぼす潜在的なリスクを最小化することにもなる。就労についての経済的必要性を有しない外国人は、これらの区分における就労許可及び就労許可証(EAD)の対象とはならない。DHSが従来、これらの区分に属する全ての外国人に経済的必要性の立証を求めていなかった場合においても、今後は一貫してこれを求めることとなる。DHSは、かかる必要性を立証するために使用し得る書類について、様式の記載要領及びその他の下位規則指針において案内を提供する予定である。
The rule clarifies the requirements for discretionary grants of employment authorization under (c)(11) for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, under (c)(14) for those who have been granted deferred action, or under (c)(18) for those against whom a final order of deportation or removal exists and who are temporarily released from custody on an order of supervision. The rule will require these aliens to establish they warrant a favorable exercise of discretion. The rule also requires that aliens under these three categories establish economic necessity. In doing so, DHS promotes a consistent policy in contrast to the status quo, which currently only requires aliens who have received a grant of deferred action ((c)(14)) or those with final orders of removal ((c)(18)) to establish economic necessity for employment authorization. This proposed change will also ensure that only aliens with an economic need to work will be eligible for discretionary employment authorization in these categories, as well as minimize the potential risk of disadvantaging American workers. Aliens who do not have an economic need for employment will not be eligible for employment authorization and an employment authorization document (EAD) in these categories. Where DHS previously did not require all aliens under these categories to establish economic necessity, it will now consistently require them to do so. DHS will provide guidance on the documentation that may be used to establish such necessity in form instructions and other sub-regulatory guidance.
上記で詳細に論じた全ての要素に加えて、本政権及びDHSは、米国人労働者の重要性についても認識している。DHSは、本規則により、退去強制の確定命令を受けた後も外国人が米国内に留まることを奨励しかねない就労許可を大幅に制限するとともに、米国人労働者の保護を強化することを意図している。
In addition to all the factors discussed at length above, this Administration and DHS recognize the importance of American workers as well. DHS intends for this rule to significantly restrict employment authorization that might incentivize aliens to remain in the United States after receiving a final order of removal and to strengthen protection for American workers.
H-2B短期非農業労働者などの特定の雇用に基づく査証を規定する制定法上の条項は、当該外国人労働者が、当該業務または労働を遂行する能力を有する、適格かつ雇用可能な米国人労働者を排除してはならないことを義務付けており、同様に、当該外国人の雇用が米国内の労働者の賃金及び労働条件に悪影響を及ぼしてはならないことを義務付けている。[6] 国土安全保障省(DHS)は、本規則案で論じられている外国人の集団を短期非農業労働者と同一視するものでは決してない。むしろ、DHSは、特定の査証プログラムにおいて米国人労働者への配慮が義務付けられている点を単に指摘するものである。しかしながら、DHSは、DHSが外国人の就労許可の可否及び範囲を決定するに当たり、米国人労働者を考慮すべきであるとする歴史的先例が存在することを認識している。
Statutory provisions governing certain employment-based visas, such as H-2B temporary nonagricultural workers, mandate that such alien workers not displace qualified, available American workers who are capable of performing such services or labor, and similarly that such alien employment not adversely affect the wages and working conditions of workers in the United States.[6] DHS is in no way equating the populations of aliens discussed in this proposed regulation with temporary nonagricultural workers; rather, DHS merely notes the mandatory consideration for American workers in certain visa programs. However, DHS recognizes there is historical precedent to consider American workers when DHS determines the availability and scope of employment authorization for aliens.
例えば、1974年、旧移民帰化局(INS)のレナード・F・チャップマン・ジュニア長官は、外国人学生の夏季プログラム政策に関する重大な変更を発表した。[7] 新たな政策の下では、夏季雇用を求める外国人学生は、INSに申請し許可を得なければならなかった。長年続いた学生雇用政策を変更するに当たり、INSは米国で学ぶ若年外国人のもたらす外交上の利益を認めつつも、米国人の雇用機会の保護こそを最終的な考慮事項とすべきであると判断した。[8] 翌年、INSの法律顧問であったサム・バーンゼンは、INSの決定についてさらに詳細を説明するプレゼンテーションを行った。彼は、F-1学生の就労が制定法によって明示的に禁止されているわけではないことを認めつつも、「米国市民または米国の合法的永住者が、非移民学生に雇用を提供するためにキャンパス内の職を解雇されることのないようにする」ことを懸念していた。[9](印刷ページ34355)続けてバーンゼンは、「INSは対外関係への悪影響と労働市場への悪影響とを比較衡量しなければならなかった」と述べた。[10] これは結局のところ、就労を希望する学生はINSに申請し、所定の規則の下で資格を立証しなければならないことを意味した。会計検査院(GAO)は1983年の報告書において、1974年当時のF-1学生数を約154,580人と推定した。[11] 仮にこの154,580人のF-1学生全員が米国人労働者を排除したとしても、それは、より最近の就労許可申請に基づく現在の排除リスクには遠く及ばない。2024会計年度において、米国市民権・移民局(USCIS)は、(c)(18)監督命令に基づくEAD初回申請及び更新申請を33,024件、(c)(11)仮釈放に基づくEAD初回申請及び更新申請を792,130件、(c)(14)執行猶予措置(デファード・アクション)に基づくEAD初回申請及び更新申請を153,154件受理しており、本規則案の影響を受けるカテゴリーにおける裁量的EAD申請の合計は978,308件に上る。[12] 旧INSが、年間150,000人を超える米国人労働者の潜在的な排除を防止するために、ある形態の就労許可を打ち切ることを正当化したのであれば、DHSが裁量的EADカテゴリーを審査するに当たり、年間最大978,308人の米国人労働者への潜在的な影響を軽視できないことは当然である。
For example, in 1974, the former Immigration and Naturalization Service (INS) Commissioner Leonard F. Chapman, Jr. announced a significant change to the summer program policy for foreign students.[7] Under the new policy, foreign students seeking summer employment had to apply and obtain permission from INS. In changing the long-standing student employment policy, INS recognized the foreign policy benefits for young aliens studying in the United States but determined that the protection of job opportunities for Americans should be the ultimate consideration.[8] The following year, INS General Counsel Sam Bernsen gave a presentation further detailing INS' decision. He recognized that F-1 student work was not expressly banned by statute but was concerned about ensuring that “a United States citizen or a United States lawful permanent resident will not be fired from a campus job to provide employment for a nonimmigrant ( printed page 34355) student.” [9] Continuing, Bernsen stated the “INS had to weigh the adverse effect on foreign relations against the adverse effect on the labor market.” [10] This ultimately meant students who wanted employment had to apply to the INS and establish eligibility under the prescribed rules. The Government Accountability Office (GAO) in a 1983 report estimated that there were approximately 154,580 F-1 students in 1974.[11] If all 154,580 F-1 students displaced American workers, it still falls far short of the current displacement risk based on more recent employment authorization applications. In FY 2024, USCIS received 33,024 (c)(18) Order of Supervision EAD initial and renewal applications; 792,130 (c)(11) Parole EAD initial and renewal applications; and 153,154 (c)(14) Deferred Action EAD initial and renewal applications, for a total of 978,308 discretionary EAD applications in the categories impacted by this proposed rule.[12] If the former INS was justified in terminating a form of work authorization in order to prevent the possible displacement of more than 150,000 American workers on an annual basis, it follows that DHS cannot discount the potential impact on up to 978,308 American workers annually when reviewing discretionary EAD categories.
さらに、大統領令14159は、具体的に以下のように定めている。
Additionally, E.O. 14159 specifically provides that:
我が国の移民法を執行することは、米国の国家安全保障及び公共の安全にとって極めて重要である。米国民は、自らの利益を最優先する連邦政府、そして米国民の安全、安全保障、並びに財政的及び経済的福祉を優先するという神聖な義務を理解している連邦政府を享受するに値する。[13]
Enforcing our Nation's immigration laws is critically important to the national security and public safety of the United States. The American people deserve a Federal Government that puts their interests first and a Federal Government that understands its sacred obligation to prioritize the safety, security, and financial and economic well-being of Americans.[13]
本規則はまた、就労許可の更新を求める以下の集団の外国人に対し、E-Verifyプログラムに良好な状態で参加している米国の雇用主に雇用されている、または雇用を求めていることを要求する。すなわち、(1)緊急の人道上の理由または重大な公共の利益のために米国に一時的に仮釈放され、(c)(11)の下で申請する者、(2)(c)(14)の下で申請し、執行猶予措置の付与を受けた者、または(3)国外追放もしくは退去強制の最終命令の対象となっており、(c)(18)の下で申請し、監督命令により拘禁から一時的に釈放されている者である。この要件は、米国人労働者を潜在的な排除及び労働市場におけるあらゆる不利益から保護するとともに、これらの外国人を雇用する米国の雇用主が我が国の移民法を遵守し、無許可の労働者を雇用していないことを確保するものである。
This rule will also require the following groups of aliens who are seeking a renewal of employment authorization be employed by, or seeking employment with, a U.S. employer who is a participant in good standing in the E-Verify program: aliens who were (1) paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit applying under (c)(11); (2) who have been granted deferred action applying under (c)(14); or (3) against whom a final order of deportation or removal exists and who are temporarily released from custody on an order of supervision applying under (c)(18). This requirement will protect American workers against potential displacement and any disadvantages in the labor market and ensure that U.S. employers who hire these aliens are complying with our immigration laws and not employing unauthorized workers.
最後に、本規則は、米国人労働者の保護を強化し拡充するという政権の広範な目的と整合するものである。一般的に、雇用の経済的必要性を立証し、かつ、連邦市民権・移民業務局(USCIS)による裁量権の好意的な行使に値する外国人に対してのみ就労許可を制限することにより、本規則は、本来であれば外国人によって占められる可能性のある職務に米国人労働者が参入するための障壁を取り除き、道を開くものである。さらに、本規則は、退去強制の最終命令を受けた外国人が米国に滞在し続ける誘因を制限することにより、米国人労働者のための労働力人口を拡大する。総じて、本規則は、未来の仕事のために米国人労働者を育成し、経済を再生させるという大統領の国内政策目標を達成するための、連邦政府内のより広範な取組み[14]の一部を構成するものである。国土安全保障省(DHS)は、本規則による変更を、最終規則の施行日以降に提出された新規及び更新の就労許可申請にのみ適用することを提案する。
Finally, this rule is consistent with the Administration's broad objective to protect and strengthen protections for American workers. Generally, by limiting employment authorization to those aliens who establish an economic necessity for employment and warrant a favorable exercise of discretion by USCIS, this rule will remove barriers and open pathways for American workers to participate in positions that may otherwise be filled by aliens. Further, the rule limits incentives to remain in the United States for those aliens with final orders of removal, thereby expanding the labor pool for American workers. Overall, this rule represents one piece of a broader initiative [14] within the federal government to fulfill the President's domestic policy goal of developing American workers for jobs of the future and a revitalized economy. DHS proposes to apply changes made by this rule only to initial and renewal employment authorization applications filed on or after the effective date of the final rule.
B. 法的権限
B. Legal Authority
本規則案において行われる規制改正に関する国土安全保障長官(長官)の権限は、移民及び国籍法(INA)、8 U.S.C. 1101 以下、及び2002年国土安全保障法(HSA)、Public Law 107-296, 116 Stat. 2135(一部は6 U.S.C. 101 以下に法典化)の各種規定に見出される。本規則案を発出する一般的な権限は、INA第103条(a)、8 U.S.C. 1103(a)に見出される。同条は、長官に移民及び帰化に関する法律を執行し運用する権限、並びに当該権限を遂行するために長官が必要と認める規則を定める権限を与えるものである。また、HSA第122条、6 U.S.C. 112は、DHSのすべての機能を長官に付与し、長官に規則を発出する権限を与えている。[15]これには、米国内で雇用され得る外国人の区分を定める規則を発出する権限、並びに就労許可などの移民上の利益を求める外国人から生体情報を収集し、又はその提出を要求する権限が含まれる。本規則案のその他の権限は、以下に見出される。
The Secretary of Homeland Security's (Secretary) authority for the regulatory amendments made in this proposed rule is found in various provisions of the Immigration and Nationality Act (INA), 8 U.S.C. 1101 et seq., and the Homeland Security Act of 2002 (HSA), Public Law 107-296, 116 Stat. 2135 (codified in part at 6 U.S.C. 101 et seq.). General authority for issuing this proposed rule is found in section 103(a) of the INA, 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and naturalization laws and establish such regulations as the Secretary deems necessary for carrying out such authority, as well as section 122 of the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the Secretary and authorizes the Secretary to issue regulations.[15] This includes the authority to issue regulations authorizing categories of aliens to be employed in the United States and to collect from or require the submission of biometrics by aliens requesting immigration benefits, such as employment authorization. Additional authority for this proposed rule is found in:
第208条、8 U.S.C. 1158。同条は、庇護申請の審査について定めるものであり、とりわけ、特定の条件下で庇護申請者に就労許可を付与する裁量権を認めている。
Section 208,8 U.S.C. 1158, which governs the consideration of asylum applications and allows, inter alia, discretion to grant asylum applicants employment authorization under specified conditions.
第212条(d)(5)(A)、8 U.S.C. 1182(d)(5)(A)。同条は、長官に仮放免の条件を定める権限を与えている。
Section 212(d)(5)(A),8 U.S.C. 1182(d)(5)(A), which authorizes the Secretary to prescribe conditions on parole.
INA第241条、8 U.S.C. 1231。同条は、外国人が行政上最終的な退去強制命令を受けた後の拘禁、釈放、就労許可及び退去強制について定めるものである。
Section 241 of the INA,8 U.S.C. 1231, which governs the detention, release, employment authorization, and removal of aliens after they have received an administratively final order of removal;
INA第274A条(h)(3)(B)、8 U.S.C. 1324a(h)(3)(B)。同条は、米国内の外国人に対して就労許可を拡大する長官の権限を認めるものである。[16]
Section 274A(h)(3)(B) of the INA,8 U.S.C. 1324a(h)(3)(B), which recognizes the Secretary's authority to extend employment authorization to aliens in the United States; [16]
1996年違法移民改革及び移民責任法(IIRIRA)第401条から第405条、Public Law 104-208, 110 Stat. 3009-(印刷ページ34356)546。これらの規定は、E-Verifyの創設及び運用に関する権限を確立するものである。
Sections 401-405 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA),Public Law 104-208, 110 Stat. 3009- ( printed page 34356) 546, which established the authority for the creation and operation of E-Verify;
HSA第101条(b)(1)(F)、6 U.S.C. 111(b)(1)(F)。同条は、「国土を保護することを目的とした取組み、活動及びプログラムによって米国の総体的な経済安全保障が損なわれないことを確保する」義務をDHSの主要な任務として定めるものである。
Section 101(b)(1)(F) of the HSA,6 U.S.C. 111(b)(1)(F), which establishes as a primary mission of DHS the duty to “ensure that the overall economic security of the United States is not diminished by efforts, activities, and programs aimed at securing the homeland”;
HSA第451条(a)(3)、6 U.S.C. 271(a)(3)。同条は、USCIS長官に対し、「移民審査の各機能を遂行するための方針」を定める権限を付与するものである。
Section 451(a)(3) of the HSA,6 U.S.C. 271(a)(3), which confers authority on the USCIS Director to establish “policies for performing [immigration adjudication] functions”;
INA第103条、8 U.S.C. 1103、INA第287条(b)、8 U.S.C. 1357(b)、並びに連邦規則集(CFR)第8章第103.2条(b)(9)及び第103.16条。これらは、DHSによる生体情報の収集、提出及び使用について定め、これを規律するものである。並びに
Section 103 of the INA,8 U.S.C. 1103; section 287(b) of the INA, 8 U.S.C. 1357(b); and sections 103.2(b)(9) and 103.16 of chapter 8 of the CFR, which provides for and governs the collection, submission, and use of biometrics by DHS; and
ワン・ビッグ・ビューティフル・ビル法(H.R. 1)、Public Law 119-21, 139 Stat. 72(関連部分は8 U.S.C. 1801-1815に法典化)。同法は、特定の移民上の利益に関連する就労許可の有効期間、並びに一定の手数料について制限を課すものである。
The One Big Beautiful Bill Act (H.R. 1),Public Law 119-21, 139 Stat. 72 (codified in relevant part at 8 U.S.C. 1801-1815), which imposes restrictions on validity periods of employment authorization in relation to certain immigration benefits, as well as certain fees.
C. 規制措置の主要条項の概要
C. Summary of the Major Provisions of the Regulatory Action
DHSは、特定の外国人に対する裁量的就労許可を規律する規則の改正を提案する。本規則案には、特定の外国人が裁量的就労許可の対象となる場合を明確化し制限すること、並びにUSCISが裁量的就労許可の付与を審査する際に特定の裁量的要素をどのように考慮するかについて、以下の規定を盛り込む予定である。
DHS is proposing to amend its regulations governing discretionary employment authorization for certain aliens. The proposed rule would include the following provisions to clarify and limit when certain aliens are eligible for discretionary employment authorization and how USCIS will weigh certain discretionary factors when adjudicating a discretionary grant of employment authorization:
米国に一時的保護許可(パロール)を与えられた又は国外退去猶予(デファード・アクション)を認められた外国人に対する就労許可。国土安全保障省(DHS)は、緊急の人道上の理由又は重大な公益上の理由に基づき米国への一時的保護許可(パロール)を与えられた外国人に関する8 CFR 274a.12(c)(11)に基づく裁量的就労許可の資格要件、並びに国外退去猶予(デファード・アクション)を認められた外国人に関する8 CFR 274a.12(c)(14)に基づく裁量的就労許可の資格要件を改正することを提案する。具体的には、国外退去猶予の付与を受けるには、外国人が裁量の好意的行使に値することを立証しなければならないことを確認し、就労許可の更新を申請する外国人に対しては、E-Verifyにおいて良好な地位にある米国の雇用主に雇用されていること又はそのような雇用主への就職を求めていることを要求し、さらに、緊急の人道上の理由又は重大な公益上の理由に基づき米国への一時的保護許可(パロール)を与えられた外国人に対しては、就労の経済的必要性を立証することを要求するものである。8 CFR 274a.12(c)(14)に対して提案される具体的な変更は、8 CFR 274a.12(c)(33)に基づいて認可されるDACA(若年移民に対する国外退去猶予措置)の付与に基づく就労許可、又は8 CFR 274a.12(c)(40)(8 CFR 274a.12(c)(14)ではない)に基づいて認可される、係属中の真正な申請を有し、裁量の好意的行使に値するT非移民ステータス申請者及びその適格家族に対する国外退去猶予の付与に基づく就労許可には適用されない。ただし、以下に記載する犯罪歴のある外国人及び生体情報に関する提案される変更は、特に除外されない限り8 CFR 274a.12(c)に基づくすべての裁量的就労許可に一般的に適用されるものであり、DACAの付与又は真正なT申請に基づく就労許可にも適用される。
Employment Authorization for Aliens Granted Deferred Action or Paroled into the United States. DHS proposes to revise eligibility for discretionary employment authorization under 8 CFR 274a.12(c)(11) for aliens who have been paroled into the United States based on urgent humanitarian reasons or significant public benefit and under 8 CFR 274a.12(c)(14) for aliens who have been granted deferred action by confirming such a grant requires the alien establish they warrant a favorable exercise of discretion, by requiring aliens applying for renewal of employment authorization be employed by or seeking employment with a U.S. employer in good standing in E-Verify, and by requiring aliens who have been paroled into the United States based on urgent humanitarian reasons or significant public benefit to establish an economic necessity for employment. The specific changes proposed to 8 CFR 274a.12(c)(14) do not apply to employment authorization based on a grant of DACA, which is authorized under 8 CFR 274a.12(c)(33), or to employment authorization based on a grant of deferred action to an applicant for T nonimmigrant status, and eligible family members, who have pending, bona fide applications, and who warrant a favorable exercise of discretion, authorized under 8 CFR 274a.12(c)(40), and not 8 CFR 274a.12(c)(14); however, the proposed changes described below relating to criminal aliens and biometrics, which are generally applicable to all discretionary employment authorization under 8 CFR 274a.12(c) unless specifically exempted, do apply to employment authorization based on a grant of DACA or a bona fide T application.
監督付き強制退去猶予措置(OSUP)により一時的に釈放された外国人に対する就労許可。DHSは、強制退去の最終命令を受け、OSUPにより拘禁から一時的に釈放された外国人に関する8 CFR 274a.12(c)(18)に基づく裁量的就労許可の資格要件について、DHSが渡航文書の発給を要請したすべての国がかかる文書を発給しなかったために強制退去が実行不可能であるとDHSが判断した外国人に限定することを提案する。DHSはまた、この区分における就労許可の更新を申請する外国人に対して、E-Verifyにおいて良好な地位にある米国の雇用主に雇用されていること又はそのような雇用主への就職を求めていることを要求することを提案する。
Employment Authorization for Aliens Temporarily Released on OSUP. DHS proposes to limit eligibility for discretionary employment authorization under 8 CFR 274a.12(c)(18) for aliens who have final orders of removal and are temporarily released from custody on OSUP to aliens for whom DHS has determined that removal is impracticable because all countries from which DHS requested travel documents have failed to issue such documents. DHS also proposes to require aliens applying for renewal of employment authorization in this category to be employed by or seeking employment with a U.S. employer in good standing in E-Verify.
犯罪歴のある外国人に対する裁量的就労許可の禁止。DHSは、米国内における法執行活動への協力のために外国人が米国内に所在することを含み得る重大な相反する公共の利益が存在するとDHSが判断した場合を除き、以下の場合には一般的に裁量を好意的に行使して就労許可を付与しないことを提案する。
Bar discretionary employment authorization for criminal aliens. DHS proposes that unless DHS has determined that there are significant countervailing public interests, which may include the presence of the alien in the United States to assist law enforcement activity in the United States, it generally will not favorably exercise its discretion to grant employment authorization, when:
○ 外国人が何らかの犯罪行為について逮捕され、起訴され(処分未了の場合を含む)、大陪審起訴され、又は有罪判決を受けた場合。又は
○ An alien has been arrested for, charged with (without disposition), indicted for, or convicted of, any criminal act; or
○ 外国人が正式に逮捕、起訴、大陪審起訴又は有罪判決を受けたことがない場合であっても、暴力的又は危険な犯罪を犯したことを自認する場合。又は
○ An alien admits to committing a violent or dangerous crime, even if the alien has never been formally arrested, charged, indicted or convicted; or
○ 外国人がギャング又はテロ組織に所属していることを示す証拠がある場合。
○ There is evidence of the alien's membership in a gang or terrorist organization.
外国人が公判前転換プログラム等の州又は連邦のプログラムに成功裏に参加したことは、移民国籍法(INA)上の有罪判決には該当しない場合があるものの、DHSは一般的に、何らかの形態の処罰、罰則又は自由の制約を課す合意を締結した外国人に対して、裁量を好意的に行使して就労許可を付与することはしない。これには、外国人の犯罪記録が封印又は抹消された合意又はプログラムも含まれる。これらの場合、外国人の当初の犯罪による逮捕が優先的な判断要素となる。
While an alien's successful participation in state or federal programs, such as pretrial diversion programs, may not constitute a conviction for the purposes of the INA, DHS generally will not favorably exercise its discretion to grant employment authorization for aliens who enter into agreements that impose some form of punishment, penalty, or a restraint on liberty. This includes agreements or programs where an alien's criminal record has been sealed or expunged. In these cases, the alien's initial criminal arrest would be the prevailing factor.
生体情報の提出の要求。DHSは、裁量的就労許可を求める外国人に対し、生体情報の提出を要求することを提案する。移民帰化局(USCIS)は、外国人の生体情報を連邦捜査局(FBI)に提出して犯罪歴の確認を行い、また、本人確認及び就労許可証(EAD)の発行を容易にするために外国人の生体情報を使用する。
Require biometrics submission. DHS proposes to require aliens seeking discretionary employment authorization to submit biometrics. USCIS will submit an alien's biometrics to the Federal Bureau of Investigation (FBI) for a criminal history check and use an alien's biometrics to facilitate identity verification and production of the EAD.
有効期間。国土安全保障省(DHS)は、本規則案の影響を受ける裁量的就労認可証(EAD)の有効期間を短縮(例えば、1年を超えない期間に)し、これらの区分に基づきEADを申請する外国人に、継続的な適格性を確保する責任を負わせることを意図している。2025年7月4日、大統領は「One Big Beautiful Bill Act」(H.R. 1)、公法119-21号、139 Stat. 72に署名し、法律として成立させた。同法は、米国に仮釈放(パロール)された外国人の就労認可の有効期間について、1年又は当該外国人の仮釈放期間のいずれか短い方を上限とする制限を設けた。[17] H.R.1はまた、一時的保護措置(TPS)に基づく就労認可について法定の有効期間を定め、TPS関連の就労認可は、2025年7月22日以降に係属中又は提出された就労認可の新規及び更新申請について、1年又はTPSの期間のいずれか短い方まで自動的に延長されるものとした。[18] これらの変更を踏まえ、DHSは、繰延強制送還(deferred action)及び監督下仮放免(OSUP)に基づく就労認可区分について発行されるEADの有効期間を更新し、H.R. 1によって課された他の有効期間と整合させることとしている。継続的な適格性の確保及び取扱いの一貫性を図ることに加え、この(印刷版34357ページ)より短い有効期間は、OSUP下にある外国人がOSUPの条件及び条項を遵守しており、再犯又は逃亡していないことを確認するための、継続的な管理の実施も支えるものである。USCISが最新かつ正確な身元調査情報を有することを確保するため、就労認可の各申請に際して生体認証情報の提出のために再出頭する責任は、外国人側が負うべきである。DHS及び移民局(USCIS)は、その裁量により、将来、準規則的指針(sub-regulatory guidance)を発行することにより、その他の裁量的EADの有効期間を更に短縮することができる。
Validity periods. DHS intends to shorten the validity period of the discretionary EADs ( e.g., not more than one year) impacted by the proposed rule and place the burden on the alien to ensure ongoing eligibility for those applying for EADs under these categories. On July 4, 2025, the President signed into law the One Big Beautiful Bill Act (H.R. 1), Public Law 119-21, 139 Stat. 72. It placed a limit on the validity of employment authorization for any alien paroled into the United States to one year or the duration of the alien's parole, whichever is shorter.[17] H.R.1 also established statutory validity periods for Temporary Protected Status (TPS)-based employment authorization, stating TPS-related employment authorization may only be automatically extended for up to 1 year or the duration of TPS, whichever is shorter, for initial and renewal applications for employment authorization pending or filed on or after July 22, 2025.[18] Considering these changes, DHS is updating the validity period for EADs issued for deferred action and OSUP-based employment authorization categories to align with the others imposed in H.R. 1. In addition to ensuring continuous eligibility and consistent treatment, this ( printed page 34357) shorter validity period also supports ongoing management of aliens on OSUP to ensure aliens are complying with the terms and conditions of OSUP and have not reoffended or absconded. The burden should be on the alien to reappear for biometrics submission with each application for employment authorization to ensure USCIS has the most up-to-date and accurate background check information. At their discretion, DHS and USCIS may shorten additional discretionary EAD validity periods by issuing sub-regulatory guidance in the future.
就労認可の自動終了。DHSは、8 CFR 274a.14(a)(1)に基づく自動終了の理由を拡大し、以下の2つの追加理由を含めることを提案している。
Automatic Termination of Employment Authorization. DHS is proposing to expand the reasons for automatic termination under 8 CFR 274a.14(a)(1), to include two additional reasons:
○ 外国人がいずれかの退去強制関連規定(例えば、移民国籍法(INA)第217条、第235条、第238条、第240条)に基づき、行政上確定した退去強制命令を受けている場合。及び
○ When an alien has an administratively final order of removal under any of the removal statutes ( e.g., INA 217, 235, 238, 240); and
○ 就労認可の基礎となる根拠が終了又は拒否された場合。これには、就労認可の根拠となった地位のDHSによる終了、又は申請の拒否(例えば、仮釈放、繰延強制送還)が含まれ得る。
○ When the underlying basis for employment authorization is terminated or denied. This can include DHS's termination of status or denial of the application that was the basis of the employment authorization ( e.g., parole, deferred action).
基礎となる地位若しくは利益の終了、係属中の申請の拒否、又は確定した退去強制命令が存在することの通知は、§ 274a.12(c)に基づき付与された外国人の就労認可の自動終了をもたらす。
Notice of the termination of the underlying status or benefit, denial of a pending application, or having a final order of removal will result in the automatic termination of any alien's employment authorization granted under § 274a.12(c).
D. 費用及び便益の概要
D. Summary of Costs and Benefits
DHSは、本規則案により、繰延強制送還を認められた外国人、仮釈放を認められた外国人、及び確定した退去強制命令を受けた外国人のうち、就労認可の資格を有する者の数が減少すると推定している。これにより、就労認可の資格を失う外国人について逸失所得が生じる可能性がある一方で、米国人労働者の保護を確保し、強化することにもなる。この逸失所得は、当該外国人を扶養する家族、地域団体、非営利団体又は第三者機関、及びその扶養家族を含む支援ネットワークへの費用の移転をもたらす可能性がある。さらにDHSは、本規則案により、引き続き就労認可の資格を有する外国人について申請の負担が増加する一方で、就労の経済的必要性を確保し、DHSが就労認可を発行する前に犯罪歴の確認及び外国人の身元の生体認証による確認を行うことを可能にし、かつ、当該外国人が裁量の好意的な行使に値することをUSCISの納得する形で示すことを可能にすると推定している。本規則案により就労認可の更新資格を失う外国人労働者を現在雇用している米国企業は、従業員の離職、又は外国人の就労認可を確保するために提案されているE-Verify要件への準拠に伴い、新たな費用を負担する可能性がある。最後に、本規則案は税収の減少をもたらす可能性がある。
DHS estimates that this proposed rule would result in a reduction in the number of aliens with granted deferred action, aliens granted parole, and aliens with final orders of removal who are eligible for employment authorization. This could result in lost earnings for aliens who are no longer eligible for employment authorization, while also ensuring and strengthening protections of American workers. The lost earnings could result in a transfer of costs from the alien to their support network, including family members, community groups, non-profits or third-party organizations that provide for the alien, and any dependents. In addition, DHS estimates that the proposed rule would increase filing burdens for those aliens who remain eligible for employment authorization, while ensuring economic necessity for employment and permitting DHS to verify criminal history and biometrically verify an alien's identity before issuing employment authorization, and demonstrating to the satisfaction of USCIS that the alien warrants a favorable exercise of discretion. U.S. businesses that currently employ alien workers who would no longer be eligible to renew their employment authorization under this proposed rule could incur new costs due to employee turnover or compliance with the proposed E-Verify requirement that would ensure aliens' authorization to work. Finally, the proposed rule may result in a loss of tax revenue.
この規則案の下で、DHS(国土安全保障省)は、以下を含む6種類の経済的影響を推計し、数値化している。(1)雇用authorizationの対象資格を失う可能性のある外国人労働者の潜在的な逸失収入、(2)外国人が様式を提出するための時間的負担の増加、(3)外国人が生体情報を提出するための追加の時間及び費用、[19](4)雇用authorization証(EAD)が失効、取り消し、又は更新されない場合に外国人労働者の雇用主が被る可能性のある労働力の入れ替えに係る費用、(5)更新EADを申請する外国人労働者を引き続き雇用するために、良好な参加者としてE-Verifyアカウントに登録し維持するための雇用主の費用、及び(6)連邦政府にとっての雇用税の潜在的な減収。
Under the proposed rule, DHS estimates and quantifies six types of economic impacts, including: (1) potential lost earnings of alien workers who may no longer be eligible for employment authorization; (2) increased time burden for aliens to submit forms; (3) added time and costs for aliens to submit biometrics; [19] (4) labor turnover costs that employers of alien workers could incur when EADs expire, are revoked, or are not renewed; (5) costs to employers to enroll in and maintain an E-Verify account as a participant in good standing to retain alien workers applying for renewal EADs; and (6) potential employment tax losses to the Federal government.
DHSは、本規則案により一部の外国人が裁量的EADの対象資格を失うと推計している。しかしながら、データ上の制約により、DHSはこの対象人口を正確に推計することができないため、上限及び下限を伴う幅をもって推計している。本規則案による10年間の割引前直接費用の推計額は、約91億ドルから279億ドルの範囲となる(表V.36)。これには、生体情報及び関連する申請様式に係る時間的負担の増加に関連する費用、並びに、本規則の下で雇用authorizationの対象資格を失うこととなる(c)(11)、(c)(14)及び(c)(18)区分の外国人について、雇用主が代替労働力を確保できない場合に発生すると推計される費用が含まれる。本規則案による10年間の費用を3パーセントの割引率で年率換算した推計額は、9億2,050万ドルから28億ドルの範囲となり、7パーセントの割引率では9億3,710万ドルから29億ドルの範囲となる。DHSは、雇用主及び被用者から連邦政府への雇用税(すなわちメディケア及び社会保障)の移転の最大額を29億ドル(10年間割引前)と推計している(3パーセントで年率換算すると2億9,820万ドル、7パーセントで年率換算すると3億460万ドル)。
DHS estimates that some aliens would be ineligible for discretionary EADs due to the proposed rule. However, DHS cannot estimate this population with precision because of data constraints and, therefore, relies on a range with an upper and lower bound. The estimated 10-year undiscounted, direct costs of this proposed rule would range from about $9.1 billion to $27.9 billion (Table V.36), which includes costs associated with biometrics and added time burdens for relevant filing forms as well as estimated costs should employers not be able to find replacement labor for category (c)(11), (c)(14), and (c)(18) aliens who would become ineligible for employment authorization under this rule. The estimated 10-year costs of the proposed rule annualized at a 3 percent discount rate would range from $920.5 million to $2.8 billion, and at a 7 percent discount rate would range from $937.1 million to $2.9 billion. DHS estimates $2.9 billion (10-year undiscounted) as the maximum transfer of employment taxes (namely Medicare and Social Security) from employers and employees to the Federal Government ($298.2 million annualized at 3 percent and $304.6 million annualized at 7 percent).
本規則案の潜在的な便益は定性的なものである。第一に、本規則案は(c)(11)、(c)(14)及び(c)(18)区分の外国人労働者人口の雇用authorization対象資格を縮小することから、米国市民又は適法永住者である労働者全体として、現在これらの区分の外国人労働者が保有している職を得やすくなる可能性がある。第二に、本規則案は、(c)(18)区分の外国人が最終的な退去強制命令を受けた後も米国内にとどまるインセンティブを減少させる可能性があり、これにより、そのような外国人に対する最終的な退去強制命令の執行、並びにOSUPにより一時的に釈放された外国人の監視及び追跡に費やされる政府資源の量を削減できる可能性がある。2025年5月のDHSの発表によれば、[20]不法外国人の逮捕、収容及び送還にかかる平均費用は17,121ドルである。[21]
The potential benefits of the proposed rule would be qualitative. First, U.S. citizen or lawful permanent resident workers on the whole would be more likely to obtain jobs currently held by category (c)(11), (c)(14), and (c)(18) alien workers since the proposed rule would reduce employment authorization eligibility for these populations of aliens. Second, the proposed rule may reduce the incentive for (c)(18) aliens to remain in the United States after receiving a final order of removal, which could reduce the amount of government resources expended on enforcing final orders of removal for such aliens as well as monitoring and tracking aliens temporarily released on OSUP. According to a May 2025 DHS announcement,[20] the average cost to arrest, detain, and remove an illegal alien is $17,121.[21]
追加の定量化できない便益には、DHSが雇用上の経済的必要性を判断できるようにすること、§274a.12(c)に基づく雇用authorizationを発行する前に外国人の身元を生体情報により確認すること、外国人の生体情報を政府のデータベースと照合して犯罪歴を調査すること、及び、雇用authorizationを更新する外国人について、その雇用主により雇用authorizationが確認されるようにすることで、移民制度の健全性を高めることが含まれる。
Additional unquantifiable benefits also include enabling DHS to determine an economic necessity for employment, biometrically verifying an alien's identity before issuing any employment authorization under § 274a.12(c), vetting an alien's biometrics against government databases for criminal activity, and ensuring that aliens who renew their employment authorization have their employment authorization verified by their employer, thereby increasing the integrity of the immigration system.
表II.1は、規則案による変更の影響の概要、並びに、それに伴う推計費用及び便益を示している。[22]
Table II.1 shows the summary of impacts of the proposed regulatory changes and the associated estimated costs and benefits.[22]
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最終的な退去強制命令を受けた外国人、延期的措置を認められた外国人及び仮釈放を認められた外国人のうち、就労認可の資格を有する者の数を削減することによる影響[23]には、潜在的な分配上の影響(移転)及び費用の両方が含まれる。米国市民権・移民局(USCIS)は、就労認可の資格をもはや有しない外国人に対する補償の喪失を、この変更の影響の尺度として用いており、これらの外国人から他の者への分配上の影響(移転)として、又は企業の生産性損失に係る費用の代理指標として用いている。全ての企業が、当該外国人が就いていたであろう職務について合理的な労働代替者を容易に見出すことができる場合、国土安全保障省(DHS)は、これらの労働者から労働力人口の他の者へ(又は労働力人口に呼び戻されることにより)最大28億ドル(3パーセントの割引率で年率換算)、又は29億ドル(7パーセントの割引率で年率換算)が移転されると推計している(表II.2(A))。[24]このシナリオの下では、連邦雇用税の損失は生じない。[25]逆に、企業が当該外国人が就いていたであろう職務について合理的な労働代替者を見出すことができない場合には、最大28億ドル(3パーセントの割引率で年率換算)又は29億ドル(7パーセントの割引率で年率換算)が生産性損失の貨幣化された推計費用となり、これらの外国人から他の労働者への貨幣化された推計移転額は0ドルとなる。さらに、このように職務が充足されないシナリオの下では、連邦政府への雇用税の損失が生じることになる。USCISは、企業及び従業員から連邦政府への雇用税の移転の最大減少額を、2億9,820万ドル(3パーセントの割引率で年率換算)又は3億460万ドル(7パーセントの割引率で年率換算)と推計している。
The impacts [23] of reducing the number of aliens with final orders of removal, aliens granted deferred action, and aliens granted parole who are eligible for employment authorization include both potential distributional impacts (transfers) and costs. USCIS uses the lost compensation to aliens who are no longer eligible for employment authorization as a measure of the impact of this change—either as distributional impacts (transfers) from these aliens to others or as a proxy for businesses' cost for lost productivity. If all companies can easily find reasonable labor substitutes for the positions the aliens would have otherwise filled, DHS estimates a maximum of $2.8 billion (annualized at a 3 percent discount rate) would be transferred from these workers to others in the labor force (or induced back into the labor force) or $2.9 billion (annualized at a 7 percent discount rate) (Table II.2(A)).[24] Under this scenario, there would be no Federal employment tax losses.[25] Conversely, if companies are unable to find reasonable labor substitutes for the positions the aliens would have filled, then a maximum of $2.8 billion (annualized at a 3 percent discount rate) or $2.9 billion (annualized at a 7 percent discount rate) is the estimated monetized cost in lost productivity, and $0 is the estimated monetized transfers from these aliens to other workers. In addition, under this scenario where jobs would go unfilled, there would be a loss of employment taxes to the Federal Government. USCIS estimates $298.2 million (annualized at a 3 percent discount rate) or $304.6 million (annualized at a 7 percent discount rate) as the maximum reduction in transfers of employment taxes from companies and employees to the Federal Government.
DHSは、上記の2つのシナリオが、労働市場の状況を踏まえて雇用主がどのように対応し得るかについての不確実性を表していると考えている。DHSは、最終的な退去強制命令を受けた外国人、延期的措置を認められた外国人及び仮釈放を認められた外国人の就労資格に影響を及ぼす規定から生じる貨幣化された影響の範囲について、両端の値を推計した。本規則制定の効果は、一部には、(印刷ページ34365)全国、州及び地域の労働市場の状況、経済的及び事業上の要因、関係する職種及び技能の種類、並びに同様の技能を有する労働者の入手可能性を含む、絶えず変動する多数の複雑な変数の相互作用に左右されることになる。DHSは、移民が労働市場に与える影響について広範な文献が存在することを認識している。[26]DHSは、これらのシナリオにおいて提示された推計、及び影響を受ける職務が補充されるという仮定の妥当性について、公衆からの意見を歓迎する。
DHS believes the two scenarios described above represent the uncertainty in how employers will be able to respond given labor market conditions. DHS estimated endpoints for the range of monetized impacts resulting from the provisions that affect employment eligibility for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole. Effects of this rulemaking would depend in part on the interaction of a ( printed page 34365) number of complex variables that are constantly in flux, including national, state, and local labor market conditions, economic and business factors, the type of occupations and skills involved, and the availability of similarly skilled workers. DHS acknowledges there is extensive literature on the impacts of immigration on labor markets.[26] DHS welcomes public comment on the estimates presented in these scenarios and on the validity of the assumptions on affected jobs being backfilled.
本規則にはその他の費用があり、E-Verify、生体情報、労働者の離職及び様式記入負担の追加が含まれる。これらのその他の費用は、上記の両シナリオの下で存在するため、420万ドル(3パーセントの割引率で年率換算)又は440万ドル(7パーセントの割引率で年率換算)が本規則の最小費用となる。
There are other costs of the rule, including E-Verify, biometrics, labor turnover, and additional form burdens. These other costs exist under both scenarios described above, and thus $4.2 million is the minimum cost of the rule (annualized at a 3 percent discount rate) or $4.4 million (annualized at a 7 percent discount rate).
上記のシナリオにより示される影響の範囲に、その他の費用の考慮を加えたものを、表II.2に要約する。表II.2に示す基本推計値は、各シナリオについての最小推計値と最大推計値との中間点である。[27]
The range of impacts described by the scenarios above, plus the consideration of the other costs, are summarized in Table II.2. The primary estimate shown in Table II.2 is the median point between the minimum estimate and the maximum estimate for each scenario.[27]
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さらに、表II.3は、行政管理予算局(OMB)通達A-4により要求される、本提案規則に伴う費用を示す会計報告書を提示する。[28]なお、費用の項目については、会計報告書に提供される基本推計値は、全ての外国人が他の労働者に置き換えられるシナリオの最小費用と、いかなる外国人も置き換えられないシナリオの最大費用(表II.2(A)及び(B)に示されるシナリオ)とに基づいて算出された中間点である。
In addition, Table II.3 presents the prepared accounting statement, as required by OMB Circular A-4, showing the costs associated with this proposed regulation.[28] Note that under costs, the primary estimates provided in the accounting statement are the calculated midpoint based on the minimum cost from the scenario that all aliens are replaced with other workers and the maximum cost from the scenario that no aliens are replaced with other workers (scenarios presented in Tables II.2(A) and (B)).
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III. 背景及び目的
III. Background and Purpose
A. 従前の及び関連する規則制定の取組
A. Prior and Related Rulemaking Efforts
2020年11月19日、国土安全保障省(DHS)は連邦官報に規則案(NPRM)「最終送還命令を受けた特定の種類の外国人に対する就労許可」(OSUP NPRM)を公表した。85 FR 74196。同規則案は、最終送還命令を受け、監督命令の下で身柄拘束から一時的に解放された外国人について、裁量的就労許可の資格を、狭い例外を除き廃止することを提案するものであった。一般に、OSUP NPRMの根拠は、トランプ大統領が発した二つの大統領令、すなわちE.O. 13768(米国内における公共の安全の強化)およびE.O. 13788(アメリカ製品を買い、アメリカ人を雇用する)に由来するものであった。[29]
On November 19, 2020, DHS published a notice of proposed rulemaking (NPRM) in the Federal Register , Employment Authorization for Certain Classes of Aliens with Final Orders of Removal (OSUP NPRM). 85 FR 74196. It proposed to eliminate eligibility for discretionary employment authorization for aliens who have final orders of removal and are temporarily released from custody on an order of supervision with one narrow exception. In general, the basis for the OSUP NPRM stemmed from two executive orders issued by President Trump, E.O. 13768 (Enhancing Public Safety in the Interior of the United States) and E.O. 13788 (Buy American and Hire American).[29]
USCIS(米国市民権移民局)は、当該規則案に対する公衆からの意見を受け付けるため30日間の意見募集期間を設け、同期間は2020年12月21日に終了した。DHSはOSUP NPRMに関して合計306件の意見を受領した。
USCIS provided a 30-day comment period to receive public comments on the proposed rule, which ended December 21, 2020. DHS received a total of 306 comments on the OSUP NPRM.
2021年1月20日、バイデン大統領はE.O. 13993(民事移民執行の政策及び優先事項の見直し)を発令し、これによりE.O. 13768は撤回された。[30]続いて2021年1月25日、バイデン大統領はE.O. 14005(すべての米国の労働者によってすべての米国においてアメリカ製が実現されることを確保する)を発令し、これによりE.O. 13788は撤回された。[31]E.O. 13993及び14005は、各省庁に対し、これらの大統領令と矛盾する機関の措置又は指針を見直し、改訂し、又は撤回するよう指示するものであった。
On January 20, 2021, President Biden issued E.O. 13993 (Revision of Civil Immigration Enforcement Policies and Priorities), which revoked E.O. 13768.[30] Then, on January 25, 2021, President Biden issued E.O. 14005 (Ensuring the Future Is Made in All of America by All of America's Workers), which revoked E.O. 13788.[31] E.O.s 13993 and 14005 directed agencies to review, revise, or rescind any agency actions or guidance inconsistent with the executive orders.
DHSは、E.O. 13993及び14005に照らしてOSUP NPRM及び公衆からの意見を検討した結果、2021年5月10日にOSUP NPRMを撤回した。「最終送還命令を受けた特定の種類の外国人に対する就労許可、撤回」、86 FR 24751。したがって、OSUP最終規則が公表されることは一度もなかった。本規則における提案条項の多くは、(印刷ページ34370)OSUP NPRMにおいて当初提案された内容に概ね沿うものである。しかしながら、最終規則が公表されなかったため、DHSは従前提案された条項について改めて検討するものである。
After reviewing the OSUP NPRM and the public comments in light of E.O.s 13993 and 14005, DHS withdrew the OSUP NPRM on May 10, 2021. Employment Authorization for Certain Classes of Aliens with Final Orders of Removal; Withdrawal, 86 FR 24751. Therefore, an OSUP final rule was never published. Many of the proposed provisions in this rule closely follow ( printed page 34370) what was originally proposed in the OSUP NPRM. However, as no final rule was published, DHS will address the previously proposed provisions anew.
本規則と並行して、DHSは様々な段階にある複数の規則制定作業に取り組んでいる。DHSは、これらの他の規則それぞれについて、本規則に対する周辺的、重複的又は相互に関連する影響を検討及び分析し、該当する影響があれば、これを本規則案の裏付け資料、政策及び規則本文に反映させている。
Concurrent with this rule, DHS is engaging in multiple rulemaking actions that are in various stages of development. DHS has considered and analyzed each of these other rules for peripheral, overlapping, or interrelated effects on this rule and has incorporated their effects, if any, into the supporting documentation, policies, and regulatory text for this proposed rule.
1. 庇護申請者就労許可証(EAD)改革
1. Asylum EAD Reform
DHSは最近、8 CFR 274a.12(c)(8)及び8 CFR 208.7に基づき庇護申請が係属中の外国人に対する就労許可(通称「(c)(8) EAD」)に関する規則案(「庇護EAD改革規則」)を公表した。
DHS recently published a proposed rule (“Asylum EAD Reform Rule”) addressing employment authorization for aliens with pending applications for asylum under 8 CFR 274a.12(c)(8) and 8 CFR 208.7 (colloquially referred to as a “(c)(8) EAD”).
庇護EAD改革規則案(91 FR 8616)において、DHSは8 CFR 274a.13(a)(1)を改正し、移民及び国籍法(INA)第208条(d)(2)、8 U.S.C. 1158(d)(2)に基づく裁量的な法定権限に従い、USCISが8 CFR 274a.12(c)(8)に基づき庇護を申請する外国人が提出する就労許可申請を裁量により許可できるようにすることを目指している。庇護が裁量的な利益である以上、USCISは同様に、係属中の庇護申請に付随する就労許可についても裁量の問題として許可すべきであるということになる。DHSは、ほとんど資格要件がなく、ほぼ無制限の更新機会を伴う就労許可を、救済の申立ての多くが最終的に認められない外国人集団に対して引き続き提供することはできない。2023会計年度、2024会計年度及び2025会計年度(年初来)において、USCISが完了した約33,500件の庇護案件のうち約18,000件、すなわち50%超が、却下又は移民裁判所への付託という結果となった。[32]司法省の移民不服審査局(EOIR)の移民裁判所の判事も同様に、2023会計年度及び2024会計年度に実体審理された庇護申請の約50%を認め、2025会計年度(第3四半期まで)においてはわずか約25%のみを認めた。[33]
In the proposed Asylum EAD Reform rule, 91 FR 8616, DHS seeks to amend 8 CFR 274a.13(a)(1) so that USCIS would have discretion to grant applications for employment authorization filed by aliens applying for asylum pursuant to 8 CFR 274a.12(c)(8) in keeping with its discretionary statutory authority under section 208(d)(2) of the INA, 8 U.S.C. 1158(d)(2). As asylum is a discretionary benefit, it follows that USCIS should similarly grant work authorization associated with a pending asylum application as a matter of discretion. DHS cannot continue to provide employment authorization to asylum applicants with virtually no eligibility criteria and nearly limitless renewal opportunities to a population of aliens where many of the claims for relief are ultimately unsuccessful. In fiscal years 2023, 2024, and 2025 (year to date), in roughly 18,000 of the approximately 33,500 asylum cases completed by USCIS, over 50% resulted in a denial or referral to Immigration Court.[32] Judges in the Department of Justice, Executive Office for Immigration Review's (EOIR) immigration courts similarly granted about 50% of the asylum applications adjudicated on the merits in fiscal years 2023 and 2024 and only about 25% in fiscal year 2025 (through the third quarter).[33]
庇護EAD改革規則案の目的は、庇護EADの手続を改革し、改善し、合理化することにより、正当な庇護の主張を有する者を優先的に扱い、保護を付与できるようにすることにある。したがって、同規則案は、8 CFR 274a.12(c)(8)に基づき庇護申請が係属中の外国人に対するEADの発給手続、(c)(8) EAD申請の処理期間、(c)(8) EADを申請するための待機期間、(c)(8) EADが審査される期間、(c)(8) EADの有効期間、及び(c)(8) EADの資格要件に影響を及ぼすこととなる。庇護EAD改革規則は、既存の規則本文の改正及び新たな規則本文の創設を必要とすることとなる。
The purpose of the proposed Asylum EAD Reform Rule is to reform, improve, and streamline the asylum EAD process, so that those with bona fide asylum claims can be prioritized and extended protection. Thus, that proposed rule would impact the process for issuance of EADs for aliens with a pending asylum application under 8 CFR 274a.12(c)(8), the processing timeframe for (c)(8) EAD applications, the waiting period to apply for a (c)(8) EAD, the time in which a (c)(8) EAD is adjudicated, (c)(8) EAD validity period, and eligibility requirements for (c)(8) EADs. The Asylum EAD Reform Rule would require changes to existing regulatory text and the creation of new regulatory text.
DHSは、亡命EAD改革規則と本規則案の組合せ効果の可能性について検討した。本規則及び亡命EAD改革規則はいずれも、該当する人口集団に対する就労認可の裁量的性質を強調しており、本規則及び亡命EAD改革規則に含まれる裁量的要素の提案及び明確化された資格要件は、概して重複している。例えば、裁量的EAD規則及び亡命EAD改革規則はいずれも、特定の犯罪歴のある外国人を就労認可の資格から除外することを提案している。亡命EAD改革規則において、DHSは、移民国籍法第101条(a)(43)、8 U.S.C. 1101(a)(43)に規定される重罪で有罪判決を受けたいかなる外国人、特に重大な犯罪で有罪判決を受けたいかなる外国人、米国外において重大な非政治的犯罪を犯したと信じるに足りる重大な理由があるいかなる外国人、及び8 CFR 208.13(c)に基づくいかなる規則上の刑事上の理由による亡命の義務的否認の対象とならないことを立証できないいかなる外国人についても、(c)(8)EADの資格を除外することを提案している。
DHS considered the possible combined effects of the Asylum EAD Reform Rule and this proposed rule. Both this rule and the Asylum EAD Reform Rule emphasize the discretionary nature of employment authorization for the pertinent populations and the proposed discretionary factors and clarified eligibility requirements included in this rule and the Asylum EAD Reform Rule generally overlap. For example, both the Discretionary EAD Rule and Asylum EAD Reform Rule propose to exclude certain criminal aliens from employment authorization eligibility. In the Asylum EAD Reform Rule, DHS is proposing to exclude (c)(8) EAD eligibility for any alien who has been convicted of an aggravated felony as described in section 101(a)(43) of the INA, 8 U.S.C. 1101(a)(43), any alien who has been convicted of a particularly serious crime, any alien for whom there are serious reasons to believe that he or she committed a serious non-political crime outside the United States, and any alien who fails to establish that he or she is not subject to a mandatory denial of asylum due to any regulatory criminal grounds under 8 CFR 208.13(c).
本規則案は亡命EAD改革規則と交差する部分があるものの、DHSは両規則における変更の基礎として現行の規則文言を使用している。これは、本手続の現時点において亡命EAD改革規則によって提案されているいかなる変更も、あくまで「提案」にすぎないためである。したがって、DHSは、いずれかの最終規則の規則文言が、公表時点における最新の規則と文言を整合させるために、関連する規則案における正確な規定とは異なる可能性があることを認識している。例えば、裁量的EAD規則は8 CFR 274a.12(c)を改正し、現在非裁量的であるEADの区分を概説しており、これには(c)(8)に基づく亡命EADが含まれる。しかしながら、この規定は、裁量的EAD規則と亡命EAD規則の両方を正確に整合させるため、最終規則の段階で修正が必要となる可能性がある。DHSは、裁量的EAD規則案が8 CFR 274a.12(c)に基づくすべての就労認可に関連する変更を含む一方、亡命EAD改革規則はすべての(c)(8)に特有の提案される変更に対応することに留意する。
Although this proposed rule intersects with the Asylum EAD Reform Rule, DHS is using current regulatory text as the basis for changes in both rules. This is because any changes proposed by the Asylum EAD Reform Rule at this point in the process are just that—proposed. Therefore, DHS acknowledges that the regulatory text for either final rule may differ from the exact provisions in the relevant proposed rule in order to align the text with any updated regulations as of the time of publication. For example, the Discretionary EAD Rule amends 8 CFR 274a.12(c) to outline the EAD categories that are currently non-discretionary, which includes asylum EADs under (c)(8). However, this provision may require edits at the final rule stage, to accurately align both the Discretionary EAD and Asylum EAD rules. DHS notes that while the proposed Discretionary EAD Rule includes changes that relate to all employment authorization under 8 CFR 274a.12(c), the Asylum EAD Reform Rule will address all (c)(8)-specific proposed changes.
2. 生体情報規則
2. Biometrics Rule
DHSはまた、移民及び帰化に関する法律の運用及び執行並びにあらゆる移民申請、請願若しくは利益又はその他の関連する要求若しくは情報収集の審査における生体情報の使用及び提出に関する規則を同時に改正することを提案している(「生体情報規則」)。[34]生体情報規則は、年齢を問わず、移民上の利益の要求又はその他の要求若しくは情報収集を申請し、又はこれに関連する[35]いかなる個人も、免除されない限り、生体情報を提出することを義務付けることを提案している。これには、米国市民、米国国民及び適法永住者を含む、あらゆる申請者、請願者、スポンサー、支援者、派生的申請者、扶養家族、又は受益者が含まれる。本規則は「生体情報」を定義し、DHSによる収集が認められる方式を拡大するものである。さらに、規則案は、すべての場合において申請者に新たな生体情報の提出を義務付けるのではなく、USCISが生体情報を再利用できる能力を成文化するが、生体情報に基づく本人確認が完了した後にのみ生体情報の再利用を認めるものとする。最後に、本規則は、外国人逮捕時の生体情報収集権限を拡大し、生体情報サービスの予約への不出頭を免除する「特別な事情」基準を設け、DVA(女性に対する暴力防止法)自己申請者及びT非移民資格申請者が善良な道徳的(印刷ページ34371)性格を証明する方法を修正し、DHSが収集できる目的を明確化するものである。
DHS is also concurrently proposing to amend its regulations concerning the use and submission of biometrics in the administration and enforcement of immigration and naturalization laws and the adjudication of any immigration application, petition, or benefit or any other related request or collection of information (“Biometrics Rule”).[34] The Biometrics Rule proposes to require the submission of biometrics by any individual, regardless of age, filing or associated [35] with an immigration benefit request or other request or collection of information, unless exempted. This incorporates any applicant, petitioner, sponsor, supporter, derivative, dependent, or beneficiary, including U.S. citizens, U.S. nationals, and lawful permanent residents. It will define “biometrics” and expand modalities authorized for collection by DHS. Further, the proposed rule will codify USCIS's ability to reuse biometrics rather than requiring applicants to submit new biometrics in all cases but permit the reuse of biometrics only after completion of a biometric-based identity verification. Finally, it will expand biometrics collection authority upon alien arrest; establish an “extraordinary circumstances” standard to excuse a failure to appear at a biometric services appointment; modify how VAWA self-petitioners and T nonimmigrant status applicants demonstrate good moral ( printed page 34371) character; and clarify the purposes for which DHS can collect.
生体情報規則の目的は、同省による生体情報の収集を標準化し、生体情報の要件の対象となる人口集団に通知を行うことである。生体情報規則においてより詳細に説明されているとおり、本人確認[36]及び事案管理のために生体情報を使用することは、人身取引と闘うDHSの取組を支援し、経歴上の犯罪歴照会の結果を確認し、不正を抑止するものである。
The purpose of the Biometrics Rule is to standardize the Department's collection of biometrics and provide notice to those populations that will be subject to biometrics requirements. As explained more in-depth in the Biometrics Rule, using biometrics for identity verification [36] and case management will assist DHS's efforts to combat trafficking, confirm the results of biographical criminal history checks, and deter fraud.
DHSは、本規則案と、本規則制定作業に重複し、又は同時進行する可能性のある介在的な立法、関連する規則制定及び政策変更との組合せ効果に関する意見を歓迎する。
DHS welcomes comments on the combined impact of this proposed rule with any intervening legislation, related rulemakings, and policy changes that could either overlap or coincide with this rulemaking.
B. 背景
B. Background
1. 退去強制命令を受けた外国人の収容、釈放及び本国送還
1. Detention, Release, and Repatriation of Aliens Ordered Removed
INA第241条(8 U.S.C. 1231)は、最終的な退去強制命令の対象となる外国人の拘禁、釈放及び退去強制について規定している。国土安全保障省(DHS)は、一般的に、退去強制命令が行政上確定した日から90日以内に当該外国人を合衆国から退去させる。[37]この90日間の退去強制期間は、当該外国人が自己の出国に必要な渡航文書その他の文書を適時かつ誠実に申請することを怠り若しくは拒否した場合、又は退去強制を妨げるために共謀し若しくは行動した場合には、延長することができる。[38]INA第241条(a)(2)(8 U.S.C. 1231(a)(2))に基づき、DHSは退去強制期間中、当該外国人を「拘禁しなければならない」ものとされ、また、INA第212条(a)(2)若しくは(a)(3)(B)(8 U.S.C. 1182(a)(2)又は(a)(3)(B))に基づき入国不能と認定された外国人、又はINA第237条(a)(2)若しくは(a)(4)(B)(8 U.S.C. 1227(a)(2)又は(a)(4)(B))に基づき退去強制事由に該当すると認定された外国人(犯罪、安全保障関連及びテロリズムに係る事由)を、退去強制期間中に釈放することは明確に禁止されている。
Section 241 of the INA, 8 U.S.C. 1231, governs the detention, release, and removal of aliens subject to final orders of removal. DHS generally has 90 days after the date a removal order becomes administratively final to remove the alien from the United States.[37] This 90-day removal period can be extended if the alien fails or refuses to make timely application in good faith for travel or other documents necessary for the alien's departure or conspires or acts to prevent removal.[38] Under section 241(a)(2) of the INA, 8 U.S.C. 1231(a)(2), DHS “shall detain” an alien during the removal period and is specifically prohibited from releasing an alien during the removal period who has been found inadmissible under sections 212(a)(2) or (a)(3)(B) of the INA, 8 U.S.C. 1182(a)(2) or (a)(3)(B), or deportable under sections 237(a)(2) or (a)(4)(B) of the INA, 8 U.S.C. 1227(a)(2) or (a)(4)(B) (criminal, security-related, and terrorism grounds).
一定の場合には、DHSは90日間の退去強制期間内に外国人を退去させることができない。そのような場合、DHSは合衆国最高裁判所のZadvydas対Davis事件判決[39]を遵守しなければならない。Zadvydas事件において、最高裁判所は、最終的な退去強制命令を受けた外国人について、「合理的に予見し得る将来において退去強制が実現される相当の見込み」がないと判断された場合には、(特別な事情がある場合を除き、[40])当該外国人を拘禁し続けることはできないと判示した。[41]同裁判所は、「拘禁の推定的に合理的な期間」として6か月を定めた。[42]6か月の期間経過後、外国人が合理的に予見し得る将来において退去強制が実現される相当の見込みがないと信じるに足る正当な理由を示した場合、政府は、その主張を覆すに足る十分な証拠をもって応答しなければならない。[43]DHSが、合理的に予見し得る将来において退去強制が実現される見込みがないと判断した場合、当該外国人は、原則として、監督命令に基づき一時的に釈放されなければならない。[44]この釈放期間中、外国人は、DHSが当該外国人の退去強制を引き続き追求する間、自己の退去強制に向けた努力を継続する(又はその努力を支援する)ことが求められる。[45]
In certain instances, DHS is not able to remove aliens within the 90-day removal period. In such cases, DHS must comply with the U.S. Supreme Court's decision in Zadvydas v. Davis.[39] In Zadvydas, the Supreme Court held that an alien with a final order of removal cannot be kept in detention (unless special circumstances exist) [40] once it has been determined that there is not a “significant likelihood of removal in the reasonably foreseeable future.” [41] The Court established 6 months as the “presumptively reasonable period of detention.” [42] After the 6-month period, once the alien provides good reason to believe there is no significant likelihood of removal in the reasonably foreseeable future, the Government must respond with sufficient evidence to rebut that showing.[43] In the event DHS determines that removal is not likely to occur in the reasonably foreseeable future, the alien must generally be temporarily released on an order of supervision.[44] During this period of release, the alien is required to continue to make efforts (or assist in efforts) towards his or her removal while DHS continues to pursue the alien's removal.[45]
外国人が監督命令に基づき一時的に釈放された場合、当該監督命令には、釈放のための条件が付される。これには、外国人が入国管理官の面前に定期的に出頭すること及び監督命令に定められた条件を遵守することが含まれる。[46]外国人が監督命令に定められた釈放条件を遵守しない場合、DHSは当該外国人を再び拘禁下に置き、退去強制が実施されるまで拘禁することができる。監督命令に故意に従わない外国人は、INA第243条(b)(8 U.S.C. 1253(b))に基づき刑事訴追の対象ともなり得る。
If an alien is temporarily released on an order of supervision, the order of supervision will contain conditions for release, including requiring the alien to appear periodically before an immigration officer and comply with the conditions prescribed in the order of supervision.[46] If an alien fails to comply with the conditions of release as specified in the order of supervision, DHS can take the alien back into custody and detain the alien until he or she is removed. Aliens who willfully fail to comply with an order of supervision can also be criminally prosecuted under section 243(b) of the INA, 8 U.S.C. 1253(b).
外国人に対して最終的な退去強制命令が発付された後は、移民・関税執行局(ICE)が、INA第241条(8 U.S.C. 1231)及び8 CFR第241部に基づき、当該外国人の合衆国からの退去強制を実施する責任を負う。一般に、外国政府から、当該外国人が合衆国を出国し、その出生国、市民権国、国籍国若しくは最終常居所国、又は当該外国人の受入れに同意した代替国へ送還されることを可能にする渡航文書を取得する必要がある。2019年の退去強制データに基づくと、DHSが渡航文書を取得し、外国人を合衆国から退去させるまでに平均187.19日、およそ6か月を要している。[47]この平均日数は近年減少傾向にあるため、監督付き釈放(OSUP)の対象となる外国人の数は、今後減少する可能性が高い。[48]
Once an alien has been issued a final order of removal, ICE is responsible for effectuating the alien's removal from the United States pursuant to section 241 of the INA, 8 U.S.C. 1231, and 8 CFR part 241. Generally, a travel document must be obtained from a foreign government that will allow the alien to depart the United States and be repatriated either to the alien's country of birth, citizenship, nationality, or last habitual residence or to an alternate country that has agreed to accept the alien. Based on 2019 removal data, it takes DHS an average of 187.19 days, roughly 6 months, to obtain travel documents and remove an alien from the United States.[47] As this average has declined in recent years, the population of aliens that will be released on OSUP will likely decrease.[48]
しかしながら、一部の国は、最終的な退去強制命令が発付された外国人に対し、必要な渡航文書の発給を拒否し、又は不合理に遅延させている。自国民の本国送還の受入れを不合理に遅延させる国は、DHSが外国人を適時に退去させる能力を妨げ、移民法を執行するという合衆国の主権的利益を阻害する。INA第243条(d)、8 U.S.C. 1253(d)に基づき、長官は、特定の国が自国民の受入れを拒否し又は不合理に遅延させていることを国務長官に通知する権限を有する。長官からそのような通知を受けた場合、国務長官は、当該国における領事官に対し、当該国の国民に対する移民ビザ、非移民ビザ又はその双方の発給を停止するよう命じなければならない。[49] DHS及び米国国務省(DOS)は、様々な外交上の経路及び手段を通じて当該国を遵守させるよう取り組んでおり、大多数の国は遵守しているが、自国民の本国送還への協力を拒否する国も存在し、その結果、合衆国は、当該国に協力させるため、INA第243条(d)、8 U.S.C. 1253(d)に基づく査証制裁を課してきた。[50]
However, some countries refuse or unreasonably delay the issuance of the necessary travel documents to aliens who have been issued a final order of removal. Countries that unreasonably delay accepting the repatriation of their citizens or nationals impede DHS's ability to remove aliens in a timely manner and interfere with the United States' sovereign interest in enforcing its immigration laws. Under section 243(d) of the INA, 8 U.S.C. 1253(d), the Secretary has the authority to notify the Secretary of State that a specific country is refusing or unreasonably delaying acceptance of its nationals. Upon such notification from the Secretary, the Secretary of State must order consular officers in that country to discontinue issuing immigrant visas, nonimmigrant visas, or both to citizens and nationals of that country.[49] While DHS and the U.S. Department of State (DOS) work through various diplomatic channels and avenues to get such countries to comply, and most countries do comply, there are countries that refuse to assist in the repatriation of their citizens and nationals, and as a result, the United States has imposed visa sanctions under section 243(d) of the INA, 8 U.S.C. 1253(d), to get such countries to cooperate.[50]
(印刷版34372ページ)
( printed page 34372)
2. INA及びCAT実施規則に基づく退去強制の停止並びにCAT実施規則に基づく退去強制の繰延べ
2. Withholding of Removal Under the INA and Regulations Implementing CAT and Deferral of Removal Under Regulations Implementing CAT
外国人が入国不許可事由若しくは国外退去強制事由に該当し、かつ最終的な退去強制命令が発付されている場合であっても、特定の事案におけるDHSの外国人退去強制権限は、ノン・ルフールマン(送還禁止)に関する合衆国の条約上の義務を実施する一定の制定法及び規則上の規定により、さらに制限されることがある。合衆国は、1951年の難民の地位に関する条約第33条を含め、これを組み込む1967年の難民の地位に関する議定書(議定書)の締約国である。198 U.N.T.S. 137。第33条は、具体的に「締約国は、難民を、いかなる方法によっても、人種、宗教、国籍若しくは特定の社会的集団の構成員であること又は政治的意見を理由にその生命又は自由が脅威にさらされるおそれのある領域の国境へ追放し、又は送還してはならない」と定めている。[51] 合衆国はまた、拷問等禁止条約(CAT)の締約国でもある。[52] CAT第3条は、「いずれの締約国も、ある者について、拷問を受けるおそれがあると信じるに足りる実質的な根拠がある他の国へ、その者を追放し、送還し、又は引き渡してはならない」と定めている。[53]
Even if an alien is inadmissible or deportable and has a final order of removal, DHS's authority to remove an alien in certain cases may be further restricted by certain statutory and regulatory provisions implementing U.S. treaty obligations concerning non-refoulement (non-return). The United States is a party to the 1967 Protocol relating to the Status of Refugees (Protocol), which incorporates, inter alia, Article 33 of the 1951 Convention relating to the Status of Refugees. 198 U.N.T.S. 137. Article 33 specifically provides that “[n]o contracting state shall expel or return ( refouler ) a refugee in any manner whatsoever to the frontier of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group, or political opinion.” [51] The United States is also a party to CAT.[52] Article 3 of CAT requires that “[n]o State Party shall expel, return (`refouler') or extradite a person to another state where there are substantial grounds for believing that he would be in danger of being subjected to torture.” [53]
これらの条約はいずれも自動執行性を有するものではないが、合衆国は、これらの条約に基づくノン・ルフールマン義務を制定法及び規則において実施してきた。[54] 議定書については、連邦議会は、1980年難民法の一環として、INA第241条(b)(3)、8 U.S.C. 1231(b)(3)として、合衆国のノン・ルフールマン義務を実施した。CATについては、連邦議会は、1998年対外関係改革再編法(FARRA)、公法第105-277号、G編、第2442条(b)(1998年10月21日)において、関係機関に対し、CAT第3条に基づく合衆国の義務を実施するための規則を公布するよう指示した。米国司法省(DOJ)は、1999年にFARRA第2442条を実施する規則を公布した。64 FR 8478(1999年2月19日)を参照。INA第241条(b)(3)、8 U.S.C. 1231(b)(3)に基づく退去強制の停止、並びにCATに基づく退去強制の停止及び繰延べに関する規則は、現在、主として8 CFR 208.16から208.18まで及び1208.16から1208.18までに成文化されている。
Though neither of these treaties is self-executing, the United States has implemented its non-refoulement obligations under these treaties in statutes and regulations.[54] With respect to Protocol, Congress implemented the United States' non-refoulement obligations as part of the Refugee Act of 1980, section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3). With respect to CAT, Congress directed the appropriate agencies to publish regulations to implement the United States' obligations under Article 3 of the CAT in the Foreign Affairs Reform and Restructuring Act of 1998 (FARRA), Public Law 105-277, div. G., sec. 2442(b) (Oct. 21, 1998). The Department of Justice (DOJ) published regulations in 1999 implementing FARRA sec. 2442. See64 FR 8478 (Feb. 19, 1999). The regulations governing withholding of removal based on section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3), and withholding and deferral of removal under CAT are now codified in principal part at 8 CFR 208.16 through 208.18 and 1208.16 through 1208.18.
INA第241条(b)(3)項(8 U.S.C. 1231(b)(3))に基づき退去強制の一時停止を認められた外国人、及び拷問等禁止条約(CAT)を実施する規則(8 CFR 208.16(c)及び1208.16(c))に基づき退去強制の一時停止を認められた外国人は、いずれも、当該外国人がナチスの迫害に関与した場合、ジェノサイドに関与した場合、拷問及び裁判外処刑の行為を行った場合、他者の迫害に関与した場合、特に重大な犯罪について有罪判決を受けた場合、米国に到着する前に米国外で重大な非政治犯罪を行った場合、又は米国の安全に対する危険である場合には、退去強制の一時停止に対する義務的除外事由の対象となる[55]。しかしながら、外国人が上記の義務的除外事由のいずれかに該当することにより、前述の規定に基づく一時停止の資格を有しない場合であっても、移民判事(IJ)又は移民不服審査委員会(BIA)が、退去強制により当該外国人が拷問を受ける可能性がより高い国へ送還されることになると判断した場合には、国土安全保障省(DHS)は当該外国人を米国から退去させることは認められない。8 CFR 208.17及び1208.17。かかる場合、IJ又はBIAは当該国への退去強制を繰延べる。
Aliens granted withholding of removal based on section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3), and aliens granted withholding of removal based on the regulations implementing CAT, 8 CFR 208.16(c) and 1208.16(c), are both subject to mandatory bars to withholding if the aliens participated in Nazi persecution, participated in genocide, committed an act of torture and extrajudicial killing, participated in the persecution of others, have been convicted of a particularly serious crime, have committed a serious nonpolitical crime outside the United States prior to arrival, or are a danger to the security of the United States.[55] However, even if an alien is not eligible for withholding under the provisions noted above because he or she is subject to one of the mandatory bars to withholding, DHS still is not permitted to remove an alien from the United States if an Immigration Judge (IJ) or the Board of Immigration Appeals (BIA) has determined that removal would result in the alien being removed to a country where he or she would more likely than not be tortured. 8 CFR 208.17 and 1208.17. In such instances, the IJ or BIA defers removal to that country.
INA第241条(b)(3)項(8 U.S.C. 1231(b)(3))に基づく退去強制又は国外追放の一時停止、又はCAT第3条に基づく米国の義務を実施する規則(「CAT一時停止」)(当該外国人が義務的除外事由の対象でない場合)、及びCATに基づく退去強制の繰延べは、外国人が立証責任を果たした場合には義務的なものであり、付与されなければならない。8 CFR 1208.16(b)、(c)(4)及び1208.17(a)を参照のこと。外国人が退去強制の一時停止又は繰延べを認められた後は、当該外国人の事案が再開され、8 CFR 208.24若しくは1208.24に基づき一時停止が終了されるか、又は8 CFR 208.17若しくは1208.17に基づき繰延べが終了されない限り、DHSは、一時停止又は繰延べが認められた国へ当該外国人を退去させることはできない。多くの場合、CATを実施する規則に基づき退去強制の一時停止又は繰延べを認められた外国人は、監督命令に基づき釈放されるが、かかる命令は、当該一時停止又は繰延べの付与が有する非裁量的性質を変更又は影響するものではなく、たとえ当該外国人がその後、監督命令に定められた釈放条件に違反した場合であってもそれは変わらない。かかる違反は、当該外国人が移民・関税執行局(ICE)の拘禁に戻されることにつながり得るが、当該外国人の事案が再開され、8 CFR 208.24若しくは1208.24に基づき一時停止が終了されるか、又は8 CFR 208.17若しくは1208.17に基づき退去強制の繰延べが終了されない限り、当該外国人が関係する国へ実際に米国から退去させられることにはならない。
Withholding of deportation or removal based on section 241(b)(3) of the INA, 8 U.S.C. 1231(b)(3), or the regulations implementing U.S. obligations under CAT Article 3 (“CAT withholding”) (if the alien is not subject to a mandatory bar) and CAT deferral of removal are mandatory and must be granted if the alien meets the burden of proof. See8 CFR 1208.16(b), (c)(4) and 1208.17(a). Once an alien has been granted withholding or deferral of removal, DHS cannot remove the alien to the country from which removal has been withheld or deferred unless the alien's case is reopened and withholding is terminated under 8 CFR 208.24 or 1208.24, or deferral is terminated under 8 CFR 208.17 or 1208.17. In most instances, an alien granted withholding of removal or deferral of removal under the regulations implementing CAT will be released pursuant to an order of supervision, but such an order does not alter or affect the nondiscretionary nature of the withholding or deferral of removal grant, even if the alien subsequently violates the conditions for release as specified in the order of supervision. Such violations could result in a return of the alien to ICE custody but will not result in the alien's actual removal from the United States to the relevant country or countries in question unless the alien's case is reopened, and withholding is terminated under 8 CFR 208.24 or 1208.24 or deferral of removal is terminated under 8 CFR 208.17 or 1208.17.
3. 仮放免
3. Parole
INAは、長官に対し、入国を申請する者を、その入国許可の可否にかかわらず、「緊急の人道上の理由又は重大な公益上の理由のために、個別の事案ごとに限り、[DHS]が定める条件の下で」一時的に米国へ仮放免する狭い裁量的権限を付与している[56]。さらに、DHSが一時的な裁量的仮放免の目的が達成されたと認定した場合、当該外国人は米国を退去するか、「又は仮放免された際の拘禁に戻されなければならず、その後、その事案は米国への入国を申請する他の者の場合と同様の方法で引き続き取り扱われる」ことが求められる[57]。
The INA confers upon the Secretary the narrow discretionary authority to parole applicants for admission, regardless of admissibility, into the United States “temporarily under such conditions as [DHS] may prescribe only on a case-by-case basis for urgent humanitarian reasons or significant public benefit.” [56] Additionally, upon a finding by DHS that the purpose of the temporary, discretionary parole has been served, the alien is required to depart the United States “or be returned to the custody from which he was paroled and thereafter his case shall continue to be dealt with in the same manner as that of any other applicant for admission to the United States.” [57]
19世紀後半以降、政府は、入国不許可となる外国人が米国に入国し一時的に滞在することを認めるため、何らかの形態の仮放免を利用してきた[58]。連邦議会は、1952年にINAを制定するまで、この仮放免権限を成文化しなかった[59]。1952年のINA第212条(d)(5)項は、司法長官に対し、「緊急の理由又は厳密に公共の利益にかなうと認められる理由」のために外国人を米国へ仮放免する権限を付与した[60]。1952年のINAに添付された下院報告書において、連邦議会は、仮放免が次のような場合を意図したものであることを示した。
Since the late 19th century, the Government has used some form of parole to allow inadmissible aliens to come into and temporarily remain in the United States.[58] Congress did not codify this parole authority until 1952, with the enactment of the INA.[59] Section 212(d)(5) of the 1952 INA authorized the Attorney General to parole an alien into the United States for “emergent reasons or for reasons deemed strictly in the public interest.” [60] In a House Report accompanying the 1952 INA, Congress indicated that parole was meant for
すなわち、移民審査官による審査の機会が得られる前に直ちに医療措置を必要とする外国人の事案のような緊急事態の場合、及び、入国不許可となる外国人を米国内(印刷ページ34373)に所在させることが厳密に公共の利益にかなう場合、例えば証人としての場合又は訴追の目的のための場合などである[61]。
emergency cases, such as the case of an alien who requires immediate medical attention before there has been an opportunity for an immigration officer to inspect him, and in cases where it is strictly in the public interest to have an inadmissible alien present in the ( printed page 34373) United States, such as, for instance, a witness or for purposes of prosecution.[61]
しかしながら、INAは、この権限が入国不許可となる外国人の集団を仮放免するために用いられ得るか否かについては規定していなかった。
The INA, however, did not address whether the authority could be used to parole groups of inadmissible aliens.
1952年以降、仮放免(パロール)の権限は、ハンガリー、キューバ、中国、チェコスロバキア、ソビエト連邦、ウガンダ及びベトナムからの難民など、入国不許可事由に該当する外国人の大規模な集団を仮放免するために繰り返し行使された。[62] 議会内の一部にはこの仮放免権限の行使を批判する声もあったが、[63] 議会は、米国政府によって米国内への仮放免を許可された特定の集団の外国人に対し、合法永住権への道筋を提供するための立法を可決した。[64]
Subsequent to 1952, the parole authority was repeatedly used to parole large groups of inadmissible aliens, namely refugees from Hungary, Cuba, China, Czechoslovakia, the Soviet Union, Uganda, and Vietnam.[62] Although some in Congress criticized this use of the parole authority,[63] Congress passed legislation to provide a path to lawful permanent residence for certain groups of aliens who had been paroled into the United States by the U.S. Government.[64]
1980年、議会は難民法(Refugee Act)を可決し、「当該特定の外国人に関してやむを得ない公益上の理由」が難民としての入国に代えて仮放免を必要とする場合でない限り、難民の仮放免を禁止することにより、仮放免権限を狭めた。[65] 難民以外の者に対する仮放免権限は従前のまま維持された。
In 1980, Congress passed the Refugee Act, narrowing the parole authority by prohibiting the parole of refugees unless “compelling reasons in the public interest with respect to that particular alien” required parole rather than admission as a refugee.[65] The parole authority for non-refugees remained the same.
一部の学者によれば、難民法の当該改正は、それ以前の数十年間における行政府による仮放免権限の行使に対する議会の不満が継続していたことを反映するものであった。[66] 難民法に付随する上院報告書は、同法の目的の一つが「慣習によって実施され、法律によって明確に定義されてこなかった仮放免権限の場当たり的な使用の年月を終わらせること」であったと述べている。[67]
According to some scholars, the Refugee Act's amendment represented continued congressional displeasure with the Executive Branch's use of the parole authority in the preceding decades.[66] The Senate Report accompanying the Refugee Act states that one of the Act's purposes was to “[e]nd[ ] the years of ad hoc use of the parole authority, which has been implemented by custom rather than clearly defined by law.” [67]
このような議会の批判にもかかわらず、行政府は1980年から1996年までの間、ベトナム及びその他の東南アジアの住民、並びに米国からの帰化放棄者を含む、各種の外国人の集団を仮放免するために当該権限を使用し続けた。[68] 1996年、議会は不法移民改革及び移民責任法(IIRIRA)を可決した。[69] 移民法の改正の一環として、議会は、難民の集団が米国に入国することを認めるための仮放免権限の広範な使用に関する懸念に特に対処した。議会は、移民国籍法(INA)第212条(d)(5)(A)項、合衆国法典第8編第1182条(d)(5)(A)の条文を改正し、司法長官が裁量により仮放免を許可できるのは「緊急の人道上の理由又は重大な公共の利益のために、個別の事案ごとにのみ」であることを明確にした(強調追加)。[70]
Despite this congressional criticism, the Executive Branch continued to use the parole authority to parole categories of aliens from 1980 until 1996, including for Vietnamese and other Southeast Asian populations, and U.S. expatriates.[68] In 1996, Congress passed the IIRIRA.[69] As part of its reform of the immigration laws, Congress specifically addressed its concerns about the broad use of the parole authority to allow groups of refugees to come to the United States. Congress amended the text of section 212(d)(5)(A) of the INA, 8 U.S.C. 1182(d)(5)(A), to make clear that the Attorney General could grant parole, as a matter of discretion, “ only on a case-by-case basis for urgent humanitarian reasons or significant public benefit” (emphasis added).[70]
1996年の議会による改正後も、仮放免権限は新たな類型別仮放免プログラムを創設するために引き続き広範に使用された。例えば2000年には、INA第217条、合衆国法典第8編第1187条に基づく、法律上失効期限が定められたビザ免除試験プログラム(Visa Waiver Pilot Program)の全体を管理するために仮放免権限が使用され、ほとんどの先進国からの商用又は観光目的の訪問者に対して突然ビザ要件を課すことによって生じたであろう国際旅行及び通商の全面的な混乱並びに米国経済及び対外関係への深刻な害を回避した。[71] このビザ免除試験プログラムの下で、2000年5月1日から10月1日までの間に数千万人の外国人訪問者が米国内に仮放免された。[72] その後の数年間、仮放免権限はより小規模な類型別プログラムを創設するために使用された。例えば、ブッシュ政権は2007年にキューバ家族再統合仮放免プログラムを創設した。[73] オバマ政権は、2014年のハイチ家族再統合仮放免プログラム、[74] 2016年のフィリピン人第二次世界大戦退役軍人仮放免プログラム、[75] 及び2017年の国際起業家仮放免プログラムを含む複数の仮放免プログラムを創設した。[76] さらに最近では、バイデン政権が複数の類型別仮放免プログラムを創設し、[77] その中には、キューバ、ハイチ、ニカラグア及びベネズエラからの入国不許可事由に該当する外国人を対象とする仮放免プログラム(「CHNV仮放免プログラム」)が含まれる。[78]
Following Congress' amendment in 1996, the parole authority continued to be used expansively to create new categorical parole programs. In 2000, for example, the parole authority was used to manage the statutorily sunsetting Visa Waiver Pilot Program under section 217 of the INA, 8 U.S.C. 1187, in its entirety, to avoid the wholesale disruption of international travel and commerce, and the serious harm to the U.S. economy and foreign relations, that would have resulted from suddenly imposing visa requirements on visitors for business or pleasure from most developed countries.[71] Under this Visa Waiver Pilot Program, tens of millions of foreign visitors were paroled into the United States between May 1 and October 1, 2000.[72] In subsequent years, the parole authority was used to create smaller categorical programs. For example, the Bush Administration created the Cuban Family Reunification Parole program in 2007.[73] The Obama Administration created several parole programs, including the Haitian Family Reunification Parole Program in 2014,[74] the Filipino World War II Veterans Parole program in 2016,[75] and Parole for International Entrepreneurs in 2017.[76] More recently, the Biden Administration created several categorical parole programs,[77] including the parole programs for inadmissible aliens from Cuba, Haiti, Nicaragua, and Venezuela (“CHNV parole programs”).[78]
2025年7月4日、大統領はH.R. 1、公法119-21、139 Stat. 72に署名し、法律として成立させた。これにより、米国内に仮放免されたあらゆる外国人による就労許可の新規又は更新申請について新たな手数料が設けられ、また、就労許可の有効期間についても、1年又は当該外国人の仮放免期間のいずれか短い方を上限とする制限が課された。[79]
On July 4, 2025, the President signed H.R. 1, Public Law 119-21, 139 Stat. 72 into law. It established a new fee for an initial or renewal application for employment authorization by any alien paroled into the United States and also placed a limit on the validity of employment authorization to one year or the duration of the alien's parole, whichever is shorter.[79]
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4. 訴追猶予(デファード・アクション)
4. Deferred Action
1800年代後半以来、最高裁判所は外国人を合衆国から追放又は排除する行政府の権限を認めており、かかる権限を「合衆国政府に属する主権の一部であって、憲法によって委任された主権的権限の一部としての主権の属性」であるとみなしてきた。[80] この権限は1952年移民国籍法(8 U.S.C. 1101以下)において法典化された。長年にわたり、連邦議会は移民国籍法(INA)における移民執行権限及び規定を明確化し、強化してきた。[81] 2002年、国土安全保障省(DHS)の設置に際し、連邦議会は長官に対し移民法を執行する権限、外国人を合衆国から逮捕、収容及び退去させる権限、並びに「国家移民執行政策及び優先事項」を策定する権限を付与することにより、この権限を再確認した。[82]
Since the late 1800s, the Supreme Court has recognized the authority of the Executive Branch to expel or exclude aliens from the United States and viewed such power as “an incident of sovereignty belonging to the government of the United States as a part of those sovereign powers delegated by the Constitution.” [80] This authority was codified in the Immigration and Nationality Act of 1952, 8 U.S.C. 1101 et seq. Over the years, Congress has clarified and strengthened the immigration enforcement authorities and provisions in the INA.[81] In 2002, with the creation of DHS, Congress reaffirmed this authority by giving the Secretary authority to enforce the immigration laws; to apprehend, detain, and remove aliens from the United States; and to establish “national immigration enforcement policies and priorities.” [82]
長官の執行権限には、外国人に対して特定の執行措置を取らないという訴追裁量を行使する固有の権限も伴う。[83] 延期措置(deferred action)とは、外国人が適法な地位を欠く、又はその他の理由により合衆国からの退去強制の対象となり得るにもかかわらず、DHSが当該外国人の合衆国からの退去強制を追求しないことを選択する裁量の一形態である。[84] 延期措置は、外国人が本来資格を有しない移民上の救済を得ることを認める適法な移民上の地位ではない。むしろ、延期措置は、特定の期間にわたり合衆国からの退去強制を追求しないという決定を反映した執行裁量の一形態である。仮放免(パロール)とは異なり、延期措置は制定法によって創設されたものではなく、移民国籍法において具体的に定義されているものでもない。しかしながら、執行措置を実施しないという権限は、長官の移民執行権限の本質的な特徴である。最高裁判所は、執行措置を取らないという決定は当該機関の裁量の範囲内にあり、かかる決定は一般的に司法審査の対象とならないと判示している。[85]
The Secretary's enforcement powers also come with an inherent authority to exercise prosecutorial discretion to not take a specific enforcement action against an alien.[83] Deferred action is a form of discretion in which DHS chooses to not seek an alien's removal from the United States even though the alien lacks lawful status or is otherwise removable from the United States.[84] Deferred action is not a legal immigration status that permits an alien to obtain immigration relief for which the alien is not eligible. Rather, deferred action is a form of enforcement discretion reflecting a decision not to pursue removal from the United States for a specified period of time. Unlike parole, deferred action was not created by statute and is not specifically defined in the INA. However, the authority not to execute an enforcement action is a quintessential feature of the Secretary's immigration enforcement powers. The Supreme Court has stated that the decision not to take an enforcement action is within the discretion of the agency, and such decisions are generally not subject to judicial review.[85]
旧移民帰化局(INS)は、数十年にわたり延期措置を用いてきた。[86] 1975年以前は、これは「非優先地位(non-priority status)」と呼ばれ、特定の期間にわたり外国人の退去強制を延期する訴追裁量の行使として認識されていた。[87] 外国人を非優先地位に置くことは、地方地区局長が行使する権限であり、INS業務指示(Operating Instructions、OI)及び方針によって規律されていた。例えば、当該業務指示は、地区局長が外国人を非優先地位に置くか否かを決定する際に考慮し得る要素の例を定めていた。これには以下が含まれる。(1)当該外国人が合衆国から退去強制される可能性、(2)当該外国人が正式な手続を経ずに出国する可能性、(3)当該外国人の渡航能力に影響を及ぼす年齢及び身体的状態、(4)当該外国人が退去強制された場合に他国が当該外国人を受け入れる可能性、(5)当該外国人が合衆国からの国外追放を妨げ、又は無期限に遅延させる移民法上の救済の資格を有するか否か、(6)当該外国人が退去強制の高優先度対象(例えば、テロリスト、国際麻薬密売人、密入国斡旋者)とみなされるか否か、及び(7)当該外国人の退去強制が否定的な世論を招くか否か。[88] 非優先地位は1996年に正式に延期措置と改称された。[89] 延期措置は、外国人が本来資格を有しない移民上の救済を得ることを認める適法な移民上の地位ではない。むしろ、延期措置は、特定の期間にわたり合衆国からの退去強制を追求しないという決定を反映した執行裁量の一形態である。
The former INS used deferred action for decades.[86] Prior to 1975, it was known as “non-priority status” and recognized as a use of prosecutorial discretion to defer removal of an alien for a specific period.[87] Placing an alien in non-priority status was an authority exercised by field district directors and was governed by INS Operating Instructions (OI) and policy. For example, the OIs previously provided examples of factors district directors could consider when deciding whether to place an alien in non-priority status, which included: (1) the likelihood of the alien's removal from the United States; (2) the likelihood the alien would depart without formal proceedings; (3) the age and physical condition of the alien in terms of affecting the alien's ability to travel; (4) the likelihood another country would accept the alien, if the alien were removed; (5) whether the alien could qualify for relief under the immigration laws that would prevent or indefinitely delay deportation from the United States; (6) whether the alien was considered a high priority for removal ( e.g., terrorists, international drug traffickers, smugglers); and (7) whether the alien's removal would generate adverse publicity.[88] Non-priority status was formally renamed deferred action in 1996.[89] Deferred action is not a legal immigration status that permits an alien to obtain immigration relief for which the alien is not eligible. Rather, deferred action is a form of enforcement discretion reflecting a decision not to pursue removal from the United States for a specified period.
延期措置に直接の制定法上の権限は存在しないものの、連邦議会はその使用を認識しており、一定の限定的かつ特異な場合において、やむを得ない人道上の事情に対応し、特定の政策目標を推進し、又は特定の立法措置が恒久的な救済を提供するまでの橋渡しとして機能する暫定的な執行裁量の一形態として、延期措置に言及してきた。[90] 例えば、連邦議会は、家庭内暴力、人身売買及び犯罪行為の外国人被害者、並びに9/11攻撃で死亡した者の家族、及び米軍において現役勤務中に死亡した軍人の遺族について、延期措置に言及した。[91]
Even though there is no direct statutory authority for deferred action, Congress has acknowledged its use and, on certain limited and unique occasions, has referenced deferred action as an interim form of enforcement discretion to address compelling humanitarian circumstances, further a specific policy goal, or act as a bridge until specific legislative action could provide permanent relief.[90] For example, Congress referenced deferred action for alien victims of domestic abuse, trafficking, and criminal activity, as well as family members of individuals who perished during the 9/11 attacks, and surviving family members of military personnel who died while serving on active duty in the U.S. Armed Forces.[91]
DHSは今日でも繰延措置を使用しているが、それは差し迫った事情又はやむを得ない人道的要因が存在する個別の状況及び事案に対処するためのみならず、「一部の事案に対してより低い優先順位を与える行政上の選択行為」としても用いられている。[92] しかしながら、繰延措置は、現行の合法的な移民手続に取って代わるため、又は入国不許可事由若しくは退去強制事由に該当する外国人、若しくはその他の理由により資格を有しない外国人が合法的な地位を取得できるようになるまで米国内に滞在することのみを可能にするための長期的な救済措置として設けられたものでは決してない。
DHS still uses deferred action today, not only to address discrete situations and cases where there are exigent circumstances or compelling humanitarian factors, but also as “an act of administrative choice to give some cases lower priority.” [92] Deferred action, however, was never meant to supplant the current legal immigration process or provide long-term relief solely to allow an inadmissible, removable, or otherwise ineligible alien to remain in the United States until he or she can qualify for a legal status.
DHSはこれまで多数の外国人集団に対して繰延措置の利用を認める選択をしてきたが、かかる措置がもたらす主たる利益及び付随的利益の大きさに鑑みれば、繰延措置の付与は長官の裁量権の行使として異例のものである。繰延措置の付与は、状況の全体を慎重に考慮した上で、個別事案ごとに行われるべきものである。さらに、繰延措置は訴追裁量権の行使であるため、いつでも、いかなる理由によっても終了させることができる。
While DHS has previously chosen to make deferred action available to large populations of aliens, the main and ancillary benefits of such make the granting of deferred action an extraordinary exercise of the Secretary's discretionary authority. A grant of deferred action should only be made on a case-by-case basis after careful consideration of the totality of the circumstances. Additionally, as deferred action is an exercise of prosecutorial discretion, it is subject to termination at any time and for any reason.
5. 就労許可
5. Employment Authorization
外国人が米国内で就労することを許可されているか否かは、当該外国人の米国内における地位( 原文34375ページ)、及び当該就労が制定法により、又は長官の一般的裁量権限に基づき特に許可されているか否かに依存する。就労許可の付与を特に義務付ける制定法上の規定は極めて少ない。[93] 一部の制定法上の規定は、長官が裁量により就労許可を付与することを特に認めているが、[94] 移民国籍法(INA)第103条(a)、第214条(a)(1)及び第274A条(h)(3)、8 U.S.C. 1103(a)、1184(a)、1324a(h)(3)その他の規定に基づく長官の一般的権限は、裁量的な就労許可区分を設定する権限を提供するものである。ただし、退去強制命令を受けた外国人に関しては、INA第241条(a)(7)、8 U.S.C. 1231(a)(7)が、米国からの退去強制を命じられた外国人が就労許可を受ける資格を有することを特に禁止しており、これは、長官が、当該外国人の指定した国若しくはINA第241条(b)、8 U.S.C. 1231(b)に基づき定められた国のいずれもが当該外国人を受け入れないため、又はその他の理由により当該外国人の退去強制が実行不可能若しくは公益に反するために、当該外国人を退去強制することができないと判断した場合を除く。
Whether an alien is authorized to work in the United States depends on the alien's status in the United States ( printed page 34375) and whether employment is specifically authorized by statute or pursuant to the Secretary's general discretionary authority. There are very few statutory provisions that specifically require the provision of employment authorization.[93] While some statutory provisions specifically allow the Secretary to grant employment authorization as a matter of discretion,[94] the Secretary's general authorities under sections 103(a), 214(a)(1), and 274A(h)(3) of the INA, 8 U.S.C. 1103(a), 1184(a), 1324a(h)(3), among other provisions, provide the authority to establish discretionary employment authorization categories. However, in the context of aliens ordered removed, section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7), specifically prohibits an alien who has been ordered removed from the United States from being eligible to receive employment authorization unless the Secretary determines that the alien cannot be removed because no country, as designated by the alien or delineated under section 241(b) of the INA, 8 U.S.C. 1231(b), will accept the alien or the alien's removal is otherwise impracticable or contrary to the public interest.
DHS規則8 CFR 274a.12は、米国内で就労することを許可される外国人の区分を定めており、これには、その地位に付随して就労を許可される外国人(8 CFR 274a.12(a))、米国内での就労を許可されるが特定の雇用主の下でのみ許可される外国人(8 CFR 274a.12(b))、及び長官が裁量により就労許可を与え得ると判断した区分に該当する外国人(8 CFR 274a.12(c))が含まれる。USCISに就労許可申請書を提出することが求められる場合、外国人は様式の指示に従い、所定の手数料も納付しなければならない(免除又は減免される場合を除く)。8 CFR 274a.13を参照。
DHS regulations at 8 CFR 274a.12 set forth the categories of aliens who are authorized to work in the United States, including: those aliens who are authorized to work incident to their status (8 CFR 274a.12(a)); aliens who are authorized to work in the United States but only for a specific employer (8 CFR 274a.12(b)); and aliens who fall within a category that the Secretary has determined may be employment authorized as a matter of discretion (8 CFR 274a.12(c)). If required to file an application for employment authorization with USCIS, aliens must also submit the appropriate fee (unless exempt or waived) and in accordance with the form instructions. See8 CFR 274a.13.
6. 生体情報の提出
6. Biometrics Submission
INAの複数の条項は、DHSに対し生体情報を収集し又はその提出を要求する特定の権限を付与している。例えば、INA第235条(d)(3)、8 U.S.C. 1225(d)(3)(「米国への入国、再入国、通過若しくは居住の特権に関し、又はいずれかの外国人若しくは外国人であると信じ若しくは疑われる者に触れる事項に関し、あるいは本章の執行及び局の運営に重要かつ関連性のある事項に関する、いずれかの者による若しくはいずれかの者からの証拠を取得し及び検討する」権限を規定している)、INA第287条(b)、8 U.S.C. 1357(b)(移民担当官及び職員が宣誓を執行し証拠を取得する権限)、INA第333条、8 U.S.C. 1444(帰化のための写真提出義務)、INA第335条、8 U.S.C. 1446(帰化申請者の調査及び審査)、INA第262条(a)、8 U.S.C. 1302(a)(外国人の登録及び指紋採取の義務)、INA第264条(a)、8 U.S.C. 1304(a)(外国人登録に必要な様式の内容を定める権限)を参照のこと。さらに、INA第103条(a)(3)、8 U.S.C. 1103(a)(3)(長官に対し、移民法に基づく権限を遂行するために必要と認める「規則を定め、保証書、報告書、申告書その他の書類の様式を定め、指示を発し、並びにその他の行為を行う」広範な権限を付与している)も参照のこと。
Several sections of the INA provide DHS with the specific authority to collect or require submission of biometrics. See, e.g., INA section 235(d)(3), 8 U.S.C. 1225(d)(3) (providing authority “to take and consider evidence of or from any person touching the privilege of any alien or person he believes or suspects to be an alien to enter, reenter, transit through, or reside in the United States or concerning any matter which is material and relevant to the enforcement of this chapter and the administration of the Service”); INA section 287(b), 8 U.S.C. 1357(b) (powers of immigration officers and employees to administer oaths and take evidence); INA section 333, 8 U.S.C. 1444 (requirement to furnish photographs for naturalization); INA section 335, 8 U.S.C. 1446 (investigation and examination of applicants for naturalization); INA section 262(a), 8 U.S.C. 1302(a) (requirement for aliens to register and be fingerprinted); INA section 264(a), 8 U.S.C. 1304(a) (authority to prescribe contents of forms required for alien registration); see also INA section 103(a)(3), 8 U.S.C. 1103(a)(3) (conferring broad authority on the Secretary to “establish such regulations; prescribe such forms of bond, reports, entries, and other papers; issue such instructions; and perform such other acts as he deems necessary for carrying out his authority under the” immigration laws).
したがって、DHS規則は、USCISが、申請人、申立人、スポンサー、受益者、または給付申請を提出する者に対し、生体情報の提出及び生体情報サービス手数料の支払いを求めることができると規定している。[95] 8 CFR 103.2(b)(9)を参照。DHS(国土安全保障省)は、法律、規則、様式の説明、または連邦官報告示を通じて、申請を行う外国人、永住者、または米国市民から、個別の事案ごとに生体情報の提出を求める権限を有する。同条、及び8 CFR 103.16も参照。現行規則では、DHSは、背景調査及びセキュリティチェックの実施、移民給付の裁定、並びに移民国籍法(INA)の運用に関連するその他の機能の遂行のために、生体情報を使用することが認められている。同103.16(a)を参照。DHSは、生体情報の提出に関連する生体情報サービス手数料を課す権限を有する。8 CFR 103.17を参照。
DHS regulations accordingly provide that USCIS may require any applicant, petitioner, sponsor, beneficiary, or individual filing a benefit request to submit biometrics and pay the biometric services fee.[95] See8 CFR 103.2(b)(9). DHS has the authority to require the submission of biometrics from any alien, lawful permanent resident or U.S. citizen filing a request, on a case-by-case basis, through law, regulation, form instructions, or a Federal Register notice. Id.; see also8 CFR 103.16. Current regulations allow DHS to use biometric information to conduct background and security checks, adjudicate immigration benefits, and perform other functions related to the administration of the INA. See id. at 103.16(a). DHS has the authority to charge a biometric services fee associated with the submission of biometric information. See8 CFR 103.17.
2024年1月31日、USCISは、2016年以来初めて特定の移民及び帰化給付申請手数料を調整する最終規則を公布した。[96] 89 FR 6194(2024年1月31日)(手数料規則)。手数料規則は、その他の変更点とともに、生体情報サービス手数料を別個に徴収するのではなく、関連する様式の申請手数料自体に組み込むよう、USCISの申請手数料を改正した。89 FR 6277-78頁を参照、88 FR 402, 484-85頁(2023年1月4日)(規則案)も参照。[97] 新たな申請手数料は、2024年4月1日以降の消印がある申請について適用された。USCISの手数料表は、様式G-1055「手数料表」において公表されている。[98] 最新の手数料表は、2025年3月6日に公表された。
On January 31, 2024, USCIS published a final rule to adjust certain immigration and naturalization benefit request fees for the first time since 2016.[96] 89 FR 6194 (Jan. 31, 2024) (Fee Rule). The Fee Rule, among other changes, amended USCIS filing fees to incorporate a “biometric services fee” into the cost of the related form filing fee itself rather than charging a separate biometric fee. See 89 FR at 6277-78; see also88 FR 402, 484-85 (Jan. 4, 2023) (proposed rule).[97] The new filing fees were effective for filings postmarked April 1, 2024, and later. The USCIS Fee Schedule is published in the Form G-1055, Fee Schedule.[98] The most recent Fee Schedule was published on March 6, 2025.
手数料規則は、生体情報に基づく背景調査の実施、書類の作成、及び本人確認を行いつつ、申請却下を減少させるために必要な調整を行うことができるよう、生体情報の提出に関する実務及び政策において、DHSに柔軟性を与えた。この取組みにより、手数料体系が簡素化され、利用者にとってより使いやすい仕組みとなり、別個の生体情報サービス手数料を含めなかったことによる給付申請の却下が減少し、USCISによる生体情報の利用方法がより適切に反映されることとなった。
The Fee Rule provided DHS flexibility in its biometrics submission practices and policies to ensure that necessary adjustments can be made to meet emerging needs, conduct biometrics-based background checks, produce documents, and verify identities, while reducing filing rejections. This approach simplified the fee structure, created a more user-friendly experience, reduced rejections of benefit requests for failure to include a separate biometric services fee, and better reflected how USCIS uses biometric information.
7. E-Verify(イー・ベリファイ)
7. E-Verify
1996年に始まったE-Verifyプログラムは、登録雇用主が従業員の米国内での就労資格を確認できるようにするウェブベースのシステムである。[99] E-Verifyに登録した雇用主は、従業員がフォームI-9「雇用資格確認書」に記載した情報を、DHS(( printed page 34376)身元確認及び就労資格)及び社会保障庁(SSA)(身元確認)が保有する記録と電子的に照合することにより、新規採用従業員の身元及び就労資格を確認し、これにより雇用主が合法的な労働力を維持し、不正な就労書類の使用を減少させることを支援している。また、賃金及び税務報告の正確性の向上にも寄与している。
Originating in 1996, the E-Verify program is a web-based system that allows enrolled employers to confirm the eligibility of their employees to work in the United States.[99] E-Verify employers verify the identity and employment authorization of newly hired employees by electronically matching information provided by employees on the Form I-9, Employment Eligibility Verification, against records available to DHS ( printed page 34376) (identity and employment authorization) and the Social Security Administration (SSA) (identity verification), thereby assisting employers in maintaining a legal workforce and reducing the use of fraudulent work documents. It also helps to improve the accuracy of wage and tax reporting.
E-Verifyは、無料で迅速なオンラインサービスであり、従業員の情報を数百万件の政府記録と電子的に照合し、わずか3秒から5秒で結果を提供する。E-Verifyは任意参加のプログラムであるが、一部の雇用主は、連邦契約の条件として、または州法その他の適用法令に基づく事業免許の条件として、これに登録することが義務付けられている。[100]
E-Verify is a free, fast, online service that electronically confirms an employee's information against millions of government records and provides results within as few as 3 to 5 seconds. While E-Verify is a voluntary program, some employers are required to enroll in it as a condition of Federal contracting, or as a condition of business licensing under State legislation or other applicable law.[100]
雇用主がE-Verifyプログラムに参加するには、まず国土安全保障省(DHS)との間で覚書(MOU)を締結しなければならない。[101] このMOUを締結することにより、雇用主は適法な雇用要件を遵守し、個人情報の不正な開示及び国籍又は市民権の地位に基づく違法な差別的取扱いを防止するためにE-Verifyの手続に従うことに同意するものとする。具体的には、雇用主はMOUにおいて、求職者の採用前審査のためにE-Verifyを使用しないこと、及び違法な雇用慣行を支援するためにE-Verifyを使用しないことに同意する。さらに雇用主は、1964年公民権法第7編及び移民国籍法(INA)第274B条、合衆国法典第8編第1324b条を遵守し、採用、解雇、雇用資格の確認、募集又は紹介の実務において、国籍又は市民権の地位を理由として個人を違法に差別しないこと、又は差別的な文書関連慣行を行わないことに同意する。違法な慣行には、選択的な確認の実施、E-Verifyの不適切な使用、又は従業員が「外国人」のように見える若しくは聞こえる、若しくは暫定的不一致通知(TNC)若しくは不一致を受けたことを理由として解雇し若しくは雇用を拒否することが含まれ得る。また、このMOUには、雇用主がINA第274B条、合衆国法典第8編第1324b条若しくは公民権法第7編に違反した場合、必要とされる確認手続を遵守しなかった場合、又はその他E-Verifyの要件を遵守しなかった場合、米国市民権・移民局(USCIS)が当該雇用主のE-Verifyへのアクセスを停止又は終了させることができる旨が明記されている。INA第274B条、合衆国法典第8編第1324b条に定める移民関連の不公正な雇用慣行の規定に違反する雇用主は、未払賃金の支払命令を含む民事上の制裁を受ける可能性がある。また、DHS又は社会保障庁(SSA)が、雇用主が確立されたE-Verifyの手続又は要件を遵守しなかったと判断した場合、DHSは直ちにMOUを、ひいては当該雇用主のE-Verifyへの参加を停止又は終了させることができる。要するに、雇用主による本契約条件の違反は、当該プログラムへの参加を直ちに終了させる根拠となる。102
Before an employer can participate in the E-Verify program, the employer must enter into a Memorandum of Understanding (MOU) with DHS.[101] By executing the MOU, employers agree to abide by lawful hiring requirements and to follow the E-Verify process to prevent unauthorized disclosure of personal information and unlawful discriminatory practices based on national origin or citizenship status. Specifically, in the MOU, the employer agrees not to use E-Verify for pre-employment screening of job applicants or in support of any unlawful employment practice. The employer further agrees to comply with title VII of the Civil Rights Act of 1964 and section 274B of the INA, 8 U.S.C. 1324b, by not discriminating unlawfully against any individual in hiring, firing, employment eligibility verification, or recruitment or referral practices because of his or her national origin or citizenship status, or by committing discriminatory documentary practices. Illegal practices can include selective verification, improper use of E-Verify, or discharging or refusing to hire an employee because he or she appears or sounds “foreign” or has received tentative non-confirmations (TNC) or mismatches. The MOU also makes clear that USCIS may suspend or terminate an employer's access to E-Verify if the employer violates title VII or section 274B of the INA, 8 U.S.C. 1324b; fails to follow required verification procedures; or otherwise fails to comply with E-Verify requirements. Any employer who violates the immigration-related unfair employment practices provisions in section 274B of the INA, 8 U.S.C. 1324b, could face civil penalties, including back pay awards. DHS may also immediately suspend or terminate the MOU, and thereby the employer's participation in E-Verify, if DHS or the SSA determines that the employer failed to comply with established E-Verify procedures or requirements. In sum, violation of the terms of this agreement by the employer is grounds for immediate termination of its participation in the program.102
E-Verifyに参加する雇用主であっても、現行法の要求に従い、新たに雇用した各従業員についてフォームI-9を作成しなければならない。[103] フォームI-9の作成完了後、雇用主は新規雇用者の情報をE-Verifyに入力しなければならず、E-Verifyはその情報を政府のデータベースに含まれる情報と照合する。[104] 雇用主がE-Verifyに登録した後は、当該雇用主がE-Verifyを使用することを選択した雇用先において、すべての新規雇用者の雇用資格をE-Verifyにより確認する責任を負う。[105] 雇用主が外国人についてE-Verifyを使用できる最も早い時期は、当該外国人が雇用の申し出を承諾し、従業員及び雇用主がフォームI-9を完了した後である。[106] 従業員の身元及び就労資格の確認並びにE-Verifyの案件作成は、新規雇用者の初出勤日から起算して3営業日以内に行わなければならない。一般に、E-Verifyは新規雇用者についてのみ適用され、(現に雇用されている従業員、すなわち(c)(11)、(c)(14)及び(c)(18)の区分に基づき就労が認められている外国人を含む)現職従業員の失効間近の就労許可を確認するために使用することはできない。[107]
Employers participating in E-Verify must still complete a Form I-9 for each newly hired employee, as required under current law.[103] Following completion of Form I-9, the employer must enter the newly hired worker's information into E-Verify, which then checks that information against information contained in government databases.[104] Once an employer enrolls in E-Verify, that employer is responsible for confirming the employment eligibility of all new hires in E-Verify at the hiring site(s) for which the employer has chosen to use E-Verify.[105] The earliest an employer may use E-Verify with respect to an alien is after the alien accepts an offer of employment and the employee and employer complete the Form I-9.[106] Verification of the employee's identity and employment authorization and creating the E-Verify case must be done no later than the end of 3 business days after the new hire's first day of employment. Generally, E-Verify applies to new hires only and cannot be used to verify expiring work authorization of a current employee (including those aliens authorized employment under the (c)(11), (c)(14), and (c)(18) categories).[107]
全50州、コロンビア特別区、プエルトリコ、グアム、米領バージン諸島及び北マリアナ諸島自治連邦区において利用可能なE-Verifyは、現在、就労資格を電子的に確認するための最善の手段である。本プログラムにより、雇用主は自らの従業員が米国内で就労する資格を有することを確認することができ、また、従業員のフォームI-9(雇用資格確認書)の情報をDHS及びSSAが保有する記録と照合することにより、雇用主が相応の注意を払ったことを示すことができる。
E-Verify, which is available in all 50 states, the District of Columbia, Puerto Rico, Guam, the U.S. Virgin Islands, and the Commonwealth of the Northern Mariana Islands, is currently the best means available to electronically confirm employment eligibility. The program allows employers to confirm the eligibility of their employees to work in the United States and shows that employers have done their due diligence by comparing information from an employee's Form I-9, Employment Eligibility Verification, to records available to DHS and SSA.
C. 目的
C. Purpose
DHSは、米国に仮放免された外国人、仮滞在を許可された外国人、又は退去強制命令及び監督命令を受けた外国人に対する裁量的就労許可に関する現行の規則が、DHSの執行上の使命及び優先事項を十分に反映していないと判断した。
DHS has determined that the current regulations governing discretionary employment authorization for aliens who are paroled into the United States, have been granted deferred action, or have an order of removal and an order of supervision do not adequately reflect DHS's enforcement mission and priorities.
米国における就労許可の取得は、外国人が(合法的に又は不法に)米国へ移住し、米国に滞在するための重要な誘因であり続けてきた。[108] そのため、米国の移民制度の健全性を維持するためには、就労許可を慎重に規制しなければならない。
Obtaining employment authorization in the United States has long been, and continues to be, a significant incentive for aliens to (legally and illegally) migrate to and remain in the United States.[108] As such, employment authorization must be carefully regulated to maintain the integrity of the U.S. immigration system.
1. 米国労働者の保護強化
1. Strengthening Protections for American Workers
この規則案は、米国人労働者への保護を強化し、米国人労働者が不利益を被るリスクを最小化するという政権の取り組みと整合するものである。
This proposed rule is consistent with the Administration's efforts to strengthen protections for American workers and minimize the risk of disadvantaging American workers.
前述のとおり、大統領令14159号は、米国人労働者の経済的及び金銭的福祉を確保するという連邦政府の目標を明確にしている。米国人労働力の保護、強化及び育成は、米国人労働者にとっての経済的安定、安定性及び成長を確立する上で極めて重要である。(印刷ページ34377)本規則案は、就労認可を正当に得るべき外国人に米国労働市場への参加を限定することにより、米国人労働者が労働市場に参入し、又は再参入する機会をより多く創出するという点で、これらの目標に合致するものである。実際、研究によれば、移民は短期的には賃金及び雇用機会に負の影響を及ぼすことを通じて、自国民労働者に悪影響を与えることが示されており、[109] かかる悪影響は、典型的には、あるいは主として、技能の低い労働者又は少数派の自国民労働者が被っていることが示されている。[110] 本規則案は、これらの悪影響を緩和するものである。なぜなら、本規則がなければ(c)(11)、(c)(14)及び(c)(18)の各区分の下で就労認可を受けていたであろう一部の外国人が、米国人労働者が本来得られたかもしれない職をめぐって競合し、場合によってはその職を占めることになり得るからである。
As noted above, E.O. 14159 articulates the Administration's goal for the federal government to provide for the financial and economic well-being of U.S. workers. Protecting, strengthening, and developing the U.S. workforce is critical to establishing economic security, ( printed page 34377) stability, and growth for American workers. This proposed rule aligns with these goals by limiting participation in the U.S. labor force to aliens who warrant employment authorization, thereby creating more opportunities for American workers to join or re-join the labor force. Indeed, studies have shown that immigration adversely impacts native workers through negative effects on wages along with employment opportunities in the short-term,[109] with the adverse impacts typically, if not predominantly, borne by under-skilled or minority native workers.[110] This proposed rule will mitigate these adverse impacts because it is possible that some aliens who would have received employment authorization under the (c)(11), (c)(14), and (c)(18) categories in the absence of this rule may compete for and potentially occupy jobs that American workers might have otherwise acquired.
労働者保護という政権の目標に加え、本規則案は、あらゆる水準における米国労働力を近代化し、強化し、再活性化するという大統領による広範な取り組みの一部でもある。例えば、「将来の高賃金熟練職に向けた米国人の育成」と題する大統領令14278号[111]は、「新興産業や米国への投資企業の重要な労働力ニーズ及び需要の高い技能に対応するため、制度を統合し資源を再配分する機会」を開発することなどにより、「熟練職その他の職種に対する高まる需要を満たすよう米国人労働者を育成する」という包括的な取り組みを表明している。大統領令14278号第2条、第3条(a)。これに関連して、「アメリカ・ファースト貿易政策」において、大統領は「投資及び生産性を促進し、我が国の産業的及び技術的優位性を強化し、我が国の経済的及び国家的安全保障を防衛し、そして何よりも、米国人労働者、製造業者、農業者、牧畜業者、起業家及び企業に利益をもたらす、強固で再活性化された貿易政策を確立する」という目標を明示した。[112] これらの表明は、あらゆる水準の米国人労働者のための機会を発展させ、強化するという大統領の包括的な目標を体現するものである。したがって、本規則案は、米国人労働者への保護を強化するためのこのより大きな取り組み及び広範な一連の政策の一部を成すものである。
In addition to the Administration's goal of protecting workers, this proposed rule is also part of a broader initiative by the President to modernize, strengthen, and revitalize the American workforce at all levels. For example, E.O. 14278, Preparing Americans for High-Paying Skilled Trade Jobs of the Future,[111] espouses the overarching commitment to “equip American workers to fill the growing demand for skilled trades and other occupations” by, among other things, developing “[o]pportunities to integrate systems and realign resources to address critical workforce needs and in-demand skills of emerging industries and companies investing in the United States.” E.O. 14278, secs. 2, 3(a). Relatedly, in America First Trade Policy, the President articulated his goal of “establishing a robust and reinvigorated trade policy that promotes investment and productivity, enhances our Nation's industrial and technological advantages, defends our economic and national security, and—above all—benefits American workers, manufacturers, farmers, ranchers, entrepreneurs, and businesses.[112] These pronouncements embody the President's overarching goal of developing and bolstering opportunities for American workers of all levels. This proposed rule, thus, represents, one part of this larger initiative and broad array of policies to strengthen protections for American workers.
2. 退去強制の最終命令を受けた外国人
2. Aliens With Final Orders of Removal
a. 移民法の執行
a. Immigration Enforcement
国家の移民法の執行は、移民制度の健全性にとって不可欠である。なぜなら、それにより、法的に資格を有し、かつ米国内に合法的に在留する者のみが、移民国籍法(INA)に基づくいかなる利益も享受できることが確保されるからである。1996年、連邦議会は、テロ対策及び効果的死刑法(AEDPA)(Public Law 104-132, title IV; 110 Stat. 1214(1996年4月24日))及び不法移民改革及び移民責任法(IIRIRA)(Public Law 104-208, div. C; 110 Stat. 3009(1996年9月28日))を制定した。AEDPA及びIIRIRAは、移民の執行、外国人の拘禁、並びに特定の種類の救済、退去強制からの保護及び法的地位の付与に対する制限に焦点を当てた、米国移民法に対する広範な改正を行った。IIRIRAは、司法長官(現在は長官)の外国人拘禁に関する権限を拡大し、重罪犯罪で有罪判決を受けた外国人の拘禁を義務付けるとともに、米国からの退去強制手続中の外国人の拘禁を義務付けた。また、適切な書類を所持しない者、又は米国に到着する際に重大な虚偽表示を行った者、あるいは、長官が指定する場合には、米国に検査され入国を許可され若しくは仮放免されておらず、かつ米国内に少なくとも2年間継続して在留していたことを証明できない外国人に対する、迅速な退去強制手続を創設した。[113] AEDPA及びIIRIRAを制定することにより、連邦議会は、移民法の執行が優先事項であり、国家安全保障、公共の安全及び米国移民制度の健全性にとって極めて重要であることを明確にした。
Enforcement of the nation's immigration laws is essential to the integrity of the immigration system, as it ensures that only those who are legally qualified and lawfully in the United States are allowed to avail themselves of any benefits under the INA. In 1996, Congress passed the Anti-Terrorism and Effective Death Penalty Act (AEDPA), Public Law 104-132, title IV; 110 Stat. 1214 (Apr. 24, 1996) and the IIRIRA, Public Law 104-208, div. C; 110 Stat. 3009 (Sept. 28, 1996). AEDPA and IIRIRA made sweeping changes to U.S. immigration laws focusing on immigration enforcement, detention of aliens, and bars to certain types of relief, protection from removal, and grants of legal status. IIRIRA expanded the Attorney General's (now Secretary's) authority to detain aliens, including requiring mandatory detention of aliens convicted of aggravated felony offenses and the detention of aliens pending removal from the United States. It also created an expedited removal process for aliens who do not have proper documents or who make material misrepresentations and who are arriving in the United States, or, as designated by the Secretary, aliens who have not been inspected and admitted or paroled into the United States and cannot prove continuous presence in the United States for at least 2 years.[113] By passing AEDPA and IIRIRA, Congress made clear that enforcement of the immigration laws is a priority and is critical for purposes of national security, public safety, and the integrity of the U.S. immigration system.
しかしながら、DHS(国土安全保障省)は、退去強制の確定命令を受けた外国人を常に速やかに退去させることができるわけではない。移民国籍法(INA)第241条(a)(1)及び(2)、8 U.S.C. 1231(a)(1)及び(2)は、長官が外国人を収容する権限を有し、かつ長官が当該外国人を退去させなければならない90日間の退去強制期間について規定している。しかしながら、外国人を合衆国から退去させ、本国へ送還する手続は、困難かつ時間を要する過程となり得るものであり、さらに法的不服申立てによって複雑化し、又は十分な機関の資源の不足によって妨げられることもある。退去の遅延は、一部の国が渡航文書の発給を不合理に遅らせ、又は自国民の送還の受入れを不合理に遅らせることによっても生じ得る。
However, DHS is not always able to promptly remove aliens with final orders of removal. Sections 241(a)(1) and (2) of the INA, 8 U.S.C. 1231(a)(1) and (2), provide for a 90-day removal period in which the Secretary is authorized to detain the alien and within which the Secretary shall remove the alien. However, the removal of aliens from the United States and repatriation to their home countries can be a difficult and time-consuming process that can be further complicated by legal appeals or impeded by a lack of sufficient agency resources. Delays in removal can also occur because some countries unreasonably delay the issuance of travel documents or unreasonably delay accepting the repatriation of their nationals.
DHSは、退去強制期間中、退去強制の確定命令を受けた外国人を収容する権限を有するものの、DHSが6か月以内に当該外国人の退去を実現できない場合、DHSは原則として当該外国人を収容から解放しなければならない。[114] DHSが執行した退去強制に関するデータに基づけば、DHSが渡航文書を取得して外国人を合衆国から退去させるまでに6か月又はそれ以上を要する場合がある。[115] 上述のとおり、2019年の退去強制データに基づけば、DHSが渡航文書を取得して外国人を合衆国から退去させるまでに平均187.19日、すなわちおよそ6か月を要している。ただし、この期間は、移住の著しい変化、優先順位の変更、国家間の協定、未処理案件の滞留、技術の進歩、送達方法及び治安上の懸念等の種々の要因により変動し得る。ザドヴィダス事件判決により、DHSは、下表に示すとおり、凶悪重罪その他の重大犯罪で有罪判決を受けた者を含め、数千人の外国人を移民収容から解放せざるを得なくなった。
Although DHS has authority to detain aliens with final orders of removal during the removal period, if DHS cannot effectuate an alien's removal in a 6-month period, DHS must generally release such aliens from detention.[114] Based on data on removals executed by DHS, it may take DHS 6 months or longer to obtain travel documents and remove an alien from the United States.[115] As stated above, based on 2019 removal data, it takes DHS an average of 187.19 days, roughly 6 months, to obtain travel documents and remove an alien from the United States. However, this length of time can change due to a number of factors such as significant changes in migration, priority shifts, country agreements, backlogs, advances in technology, delivery methods, and security concerns. Due to the decision in Zadvydas, DHS has had to release thousands of aliens from immigration detention as illustrated in the table below, including aliens convicted of aggravated felonies and other serious crimes.
(印刷版34378ページ)
( printed page 34378)
退去強制の確定命令を受けた外国人がDHSの収容から解放される場合、当該外国人は監督命令(order of supervision)の下で解放され、同命令には、渡航文書の取得に向けた取組への協力や、退去の手配が可能となった場合に退去のために出頭することを外国人に求める等の解放条件が付される。監督命令により一時的に解放された後、外国人は8 CFR 274a.12(c)(18)に基づき就労許可を申請することができる。表III.2に示すとおり、USCIS(米国市民権・移民局)は毎年、OSUP(監督命令)によりDHSの収容から解放された外国人に係る就労許可の新規申請及び当該許可の更新を数千件承認している。
When aliens with final orders of removal are released from DHS custody, the aliens are released under an order of supervision, which contains conditions for release, such as requiring aliens to assist with efforts to procure travel documents and present themselves for removal in the event removal can be arranged. Once temporarily released on an order of supervision, an alien may apply for employment authorization under 8 CFR 274a.12(c)(18). Each year, USCIS approves thousands of initial requests for employment authorization and renewals of such authorization for aliens released from DHS custody on an OSUP, as shown in Table III.2.
上述のとおり、大統領令14159号は、退去強制の確定命令の実効的な執行を本政権の優先事項と位置付け、長官に対し、移民法の誠実な執行を確保するためにあらゆる適切な措置を講ずること、及び大統領令14159号において掲げられた目的と整合しない覚書、指針、政策又は措置を速やかに撤回することを指示した。これを踏まえ、DHSは、退去強制の確定命令を受け、監督命令により一時的に解放された外国人の就労資格について定める現行規則、8 CFR 274a.12(c)(18)を検討した。DHSは、同規則が本政権の執行上の優先事項と整合しないと判断した。なぜなら、同規則は、監督命令により一時的に解放された外国人が就労許可の資格を得ることを認めており(印刷版34379ページ)、そのため、かかる外国人に対し、退去強制命令に従って合衆国を出国する代わりに合衆国にとどまるよう誘因を与えることになるからである。
As noted above, E.O. 14159 made the successful enforcement of final orders of removal a priority for the Administration and directed the Secretary to take all appropriate action to ensure the faithful execution of immigration laws and to promptly revoke any memoranda, guidance, policy, or action that is inconsistent with the objectives espoused in E.O. 14159. Consistent with the above, DHS examined the current regulation at 8 CFR 274a.12(c)(18) governing employment eligibility for aliens with a final removal order and temporarily released on OSUP. DHS determined that this regulation is inconsistent with the Administration's enforcement priorities because it allows aliens temporarily released on an order of supervision to qualify for employment authorization ( printed page 34379) and, as such, incentivizes such aliens to remain in the United States instead of complying with their removal order and departing the United States.
現行の8 CFR 241.5(c)の規則は、INA第241(a)(7)条、8 U.S.C. 1231(a)(7)[116]の文言を大部分において繰り返しているに過ぎず、また、外国人が就労認可を得るために裁量的な好意的判断に値することを立証する責任を外国人側に負わせることを明確にしていない。また、同規則は、退去強制の最終命令を受け、監督命令により一時的に釈放された外国人に対し、INA第241(a)(7)(A)条、8 U.S.C. 1231(a)(7)(A)に基づき、当該外国人が指定した国またはINA第241(b)条、8 U.S.C. 1231(b)に規定される国のすべてが当該外国人の受入れを拒否したことを理由として申請するのか、それともINA第241(a)(7)(B)条、8 U.S.C. 1231(a)(7)(B)に基づき、退去強制の実施が実行不可能であるか、または公益に反することを理由として申請するのかについて、いずれの根拠に基づき就労認可を申請しているのかを明らかにすることを求めていない。提案された8 CFR 274a.12(c)(18)は、裁量的な利益を受ける資格があることを立証する責任は、合衆国政府ではなく外国人側にあることを明確にするものである。さらに、国土安全保障省(DHS)は、(c)(18)区分に基づき就労認可を申請する外国人は、合衆国政府が代替的な退去強制先国として特定したすべての国、および合衆国政府が受入れを要請したすべての国が適切な渡航文書を提供しなかったために、DHSが当該外国人を退去強制することができないと判断したことを示す、ICE様式I-220B(監督命令書)の記入済みのものを提出しなければならないことを、今般明確に示すことを提案している。提案された8 CFR 274a.13(a)(3)(iii)を参照されたい。この変更は、外国人の退去強制が実行不可能であるか、または公益に反するかについての判断はDHSが行うものであり、外国人はこの判断を反映した記入済みのI-220Bを提出しなければならないことを明確にするために行われるものである。
The current regulation at 8 CFR 241.5(c) largely restates the language of section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7),[116] and also does not clearly place the burden on the alien to establish that he or she warrants a favorable exercise of discretion to obtain employment authorization. It also does not require an alien who has a final order of removal and has been temporarily released on an order of supervision to establish on what basis he or she is seeking employment authorization, either under section 241(a)(7)(A) of the INA, 8 U.S.C. 1231(a)(7)(A), because every country designated by the alien or described in section 241(b) of the INA, 8 U.S.C. 1231(b) has refused to receive the alien, or under section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B), because removal is impracticable or against the public interest. Proposed 8 CFR 274a.12(c)(18) clarifies that the burden is on the alien, not the U.S. Government, to establish that he or she is eligible for a discretionary benefit. Further, DHS is now proposing to clearly indicate that an alien applying for employment authorization under the (c)(18) category must provide a completed ICE Form I-220B, Order of Supervision indicating that DHS determined the alien could not be removed because every country identified by the U.S. government as an alternate country of removal, and every country the U.S. government has asked to accept the alien, has failed to provide the appropriate travel documents. See proposed 8 CFR 274a.13(a)(3)(iii). This change is being made to clarify that DHS makes the determination if an alien's removal is impracticable or contrary to the public interest, and the alien must submit a completed I-220B reflecting this determination.
DHSは、退去強制の最終命令を受け、監督命令(OSUP)により釈放された外国人に対して、極めて限定的な場合を除き就労認可を付与することは、議会が創設した退去強制の制度を損ない、かつ、当該外国人に対し、退去強制命令に従うこと、退去強制先国と適時に渡航文書を取得するために協力すること、及び合衆国から出国することに代えて、合衆国内に留まることを促す誘因となると判断した。DHSが提案する変更は、外国人に対し、適時に渡航文書を取得し、命じられたとおりに合衆国から出国することを促すものである。本規則に基づき提案される改正は、これらの懸念に対処し、就労認可の付与を政権の執行優先事項と整合させるものである。
DHS has determined that granting employment authorization to aliens who have final orders of removal and are released on OSUP, except in very limited circumstances, undermines the removal scheme created by Congress and incentivizes such aliens to remain in the United States instead of complying with their removal orders, working with the country of removal to obtain travel documents in a timely manner, and departing the United States. DHS's proposed changes will encourage aliens to obtain travel documents in a timely manner and depart the United States as ordered. The revisions proposed under this rule will address these concerns and align the grant of employment authorization with the Administration's enforcement priorities.
b. 就労認可の制限に対する例外
b. Exception to Employment Authorization Bars
DHSは、DHSが退去強制先国から渡航文書を取得することができないために、外国人を合衆国から退去強制することができない場合があることを認識している。したがって、DHSは、就労認可の制限に対する狭い例外を設けることを提案する。DHSは、退去強制の最終命令の対象となり、監督命令により釈放された外国人が、次の場合には引き続き裁量的な就労認可を申請することを認める。(1)当該外国人が監督命令に記載された釈放条件を遵守していること、(2)DHSが、当該外国人の収容からの釈放時、または当該外国人の監督命令の条件により義務付けられ予定されたとおりにICEに出頭した時点のいずれかにおいて、DHSが渡航文書を要請したすべての国がその時点で当該文書を発給していないために、当該外国人の退去強制が実行不可能であると判断したこと、(3)当該外国人が経済的必要性を立証すること、及び(4)DHSが、当該外国人がその他の点で就労認可の付与について裁量的な好意的判断に値すると判断すること。
DHS recognizes that there are certain times an alien cannot be removed from the United States because DHS is unable to obtain travel documents from a country of removal. Therefore, DHS is proposing to create a narrow exception to the bar to employment authorization. DHS will continue to allow aliens who are subject to a final order of removal and released on an order of supervision to apply for discretionary employment authorization, if: (1) the alien is complying with the conditions of release described in their order of supervision, (2) DHS has determined that the alien's removal is impracticable, either at the time of the alien's release from custody or at the time the alien checks in with ICE as scheduled and required by the terms of the alien's order of supervision, because all countries from which DHS has requested travel documents at that time have failed to issue such documents, (3) the alien establishes economic necessity, and (4) DHS determines that the alien otherwise warrants a favorable exercise of discretion for a grant of employment authorization.
DHSは、退去強制の最終命令の対象となる外国人のうち、DHSがその退去強制が実行不可能であると判断した者の数は比較的少数であると見込んでいる。例えば、2024会計年度においては、ICEの収容からOSUPにより一時的に釈放された外国人のうち、当該外国人が計上された会計年度中にDHSが渡航文書を取得できなかったために退去強制することができなかったのは、わずか120人であった(表III.3)。DHSは、本提案規則により、ICEの収容からOSUPにより一時的に釈放された外国人のうち、この例外に基づき就労認可を受ける資格を引き続き有する者が、年平均322人になると推計している。
DHS anticipates that the number of aliens who are subject to a final order of removal for whom DHS has determined that their removal is impracticable will be relatively small. For example, in FY 2024, only 120 aliens who were temporarily released from ICE custody on OSUP could not be removed in that fiscal year due to DHS's inability to obtain travel documents during the fiscal year in which the aliens were counted (Table III.3). DHS estimates this proposed rule would result in an annual average of 322 aliens temporarily released from ICE custody on OSUP remaining eligible for employment authorization under the exception.
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( printed page 34380)
表III.3に示すとおり、この例外の対象となり得る外国人の数は少数にとどまると見込まれる。なぜなら、外国人が一時的にOSUPにより釈放された後も、DHS(国土安全保障省)は引き続き適切な外国政府と協力して渡航文書の取得に努めており、また、DHSがそのような外国人の渡航文書を釈放後まもなく、または翌会計年度内に受領することもあるためである。過去10年間の平均が322人であり、いずれの年においても660人を超えなかったことから、DHSはこの数が比較的少数にとどまると見込んでいる。
As reflected in Table III.3, the number of aliens who would qualify for this exception should remain small because even after an alien is temporarily released on OSUP, DHS continues to work with the appropriate foreign governments to obtain travel documents, and DHS sometimes receives travel documents for such aliens shortly after their release or within the following fiscal year. As the 10-year average was 322 aliens, and no single year was above 660 aliens, DHS anticipates that the number will remain relatively small.
最後に、この例外に該当する外国人に就労許可の資格を認めることは、移民国籍法(INA)第241条(a)(7)項、合衆国法典第8編第1231条(a)(7)の規定と整合的である。第241条(a)(7)項は、一定の条件が満たされない限り、退去強制命令を受けた外国人に対する就労許可を禁止している。退去強制の確定命令の対象となっている外国人は、USCIS(米国市民権・移民局)に対して就労許可を申請し、または取得する権利を有しない。議会は、不法移民改革及び移民責任法(IIRIRA)の一部として第241条を制定した際、この点を明確にしており、本条のいかなる規定も実体的または手続的な権利または利益を創設するものではないと規定している。INA第241条(h)項、合衆国法典第8編第1231条(h)を参照されたい。[117]しかしながら、INA第241条(a)(7)項、合衆国法典第8編第1231条(a)(7)は、長官が、自らの単独かつ審査不能な裁量により、次のいずれかを認定した場合に、就労許可を付与する裁量権限を長官に与えている。すなわち、(1)外国人が指定した、または移民国籍法第241条、合衆国法典第8編第1231条に基づき定められたすべての送還先国が当該外国人の受入れを拒否したために、当該外国人を米国から退去させることができない場合、または(2)当該外国人の退去強制が実務上不可能であるか、または公共の利益に反する場合である。INA第241条(a)(7)項(A)号及び(B)号、合衆国法典第8編第1231条(a)(7)(A)及び(B)を参照されたい。一定の条件が満たされない限りいかなる外国人も就労許可の資格を有しないという、この法令の否定的な構成は、これらの条件が資格を得るために必要条件であって十分条件ではないことを示している。したがって、長官は、INA第241条(a)(7)(A)項(外国人が指定した、または本条に基づくすべての国がその受入れを拒否したために退去させることができない場合)または(B)項(外国人の退去強制が「実務上不可能であるか、または公共の利益に反する」場合)のいずれかについて認定を行うことを義務付けられていない。INA第241条(a)(7)項(A)号、(B)号、合衆国法典第8編第1231条(a)(7)(A)、(B)を参照されたい。同様に、長官は(B)号のいずれの条項についても具体的な認定を行うことを義務付けられていない。長官は、退去強制の確定命令の対象となるすべての外国人に対する就労許可の恒久的禁止を維持することもできるし、その他の合理的な要件を定めることもできる。
Finally, allowing aliens who fall within the exception to be eligible for employment authorization is consistent with section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7). Section 241(a)(7) bars employment authorization for aliens who have been ordered removed, unless certain conditions are met. No alien subject to a final order of removal has a right to apply for or obtain employment authorization from USCIS, and Congress made this clear when it enacted section 241 as part of IIRIRA and stated that none of the provisions of this section create any substantive or procedural right or benefit. See INA sec. 241(h), 8 U.S.C. 1231(h).[117] Section 241(a)(7) of the INA, 8 U.S.C 1231(a)(7), however, gives the Secretary discretionary authority to grant employment authorization if the Secretary determines, in his or her sole and unreviewable discretion, that: (1) an alien cannot be removed from the United States because all countries of removal as designated by the alien or delineated under section 241 of the INA, 8 U.S.C. 1231, have declined to receive the alien, or (2) the alien's removal is otherwise impracticable or contrary to the public interest. INA sec. 241(a)(7)(A) and (B), 8 U.S.C. 1231(a)(7)(A) and (B). The negative framing of the statute, that no alien shall be eligible for employment authorization unless certain conditions are met, demonstrates that these conditions are necessary, not sufficient, for eligibility. The Secretary is thus not required to make a finding under either INA 241(a)(7)(A) (an alien cannot be removed due to the refusal of all countries designated by the alien or under this section to receive the alien) or (B) (the alien's removal is “otherwise impracticable or contrary to the public interest”). See INA sec. 241(a)(7)(A), (B), 8 U.S.C. 1231(a)(7)(A), (B). Similarly, the Secretary is not required to make a specific finding under either clause of subparagraph (B). The Secretary can choose to maintain the permanent bar on employment authorization for all aliens subject to a final order of removal or otherwise establish reasonable requirements.
本規則制定において、DHSはINA第241条(a)(7)項、合衆国法典第8編第1231条(a)(7)の(A)号に基づく認定を一切行っていない。そのような認定は必要でも要求されるものでもない。そのような認定を行うことは、政権の執行優先事項と整合しないこととなる。DHSは、退去強制の確定命令を受けたすべての外国人が、ノン・ルフールマン義務に従いつつ、最終的に米国からの退去強制の対象となるよう努めている。すなわち、当該外国人が市民、臣民、または国民である国、当該外国人が出生した国もしくは居住地を有する国、または当該外国人を受け入れる意思のある国のいずれかへの退去強制である。
In this rulemaking, DHS is not making any determination under subparagraph (A) of section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7). Such a determination is not necessary or required. Making such a determination would be inconsistent with the Administration's enforcement priorities. DHS works to ensure that all aliens who have a final order of removal will eventually be subject to removal from the United States, either, consistent with its non-refoulement obligations: to a country where the alien is a citizen, subject, or national; to a country where the alien was born or the alien has a residence; or to any country that is willing to accept the alien.
国土安全保障省(DHS)は、INA第241条(a)(7)号(B)の「公共の利益」条項、8 U.S.C. 1231(a)(7)(B)に基づく判断も行っていない。これは、DHSが米国に一時的に滞在し就労authorizationを受けることが公共の利益にかなうと判断した外国人に対して、既に十分な代替手段が存在するためである。INA第241条(a)(7)号(B)、8 U.S.C. 1231(a)(7)(B)の条文は選言的に記載されており、そのため、subparagraph(B)の二つの節は別個のものであり、相互に独立して分析することができる。[118] 例えば、最終退去命令を受けた外国人が法執行機関に協力しており、その協力ゆえに当該外国人の退去が公共の利益に反する場合、当該外国人は法執行機関への協力に基づいて(一部において)就労authorizationの資格を得るための手段が存在するのであって、第241条(a)(7)号(B)に基づく「公共の利益」に基づくものではない。(印刷ページ34381)法執行機関に協力する外国人は、Tノンイミグラントステータス(人身売買の被害者)の資格がある場合[119]、Uノンイミグラントステータス(該当する犯罪行為の被害者)の資格がある場合[120]、Sノンイミグラントステータス(刑事捜査または訴追における証人)の資格がある場合[121]、または継続的滞在許可(特定の人身売買被害者のための一時的移民上の指定)[122]、ディファードアクション、もしくはINA第212条(d)(5)、8 U.S.C. 1182(d)(5)に基づく仮釈放(パロール)が認められている場合に、就労authorizationの資格を得ることができる。これらの既存の手段は、法執行機関との協力強化における公共の利益を反映するものであり、DHSに対して、外国人による法執行機関への協力の性質を評価するための適切な枠組みを提供するものである。
DHS also is not making any determinations based on the “public interest” clause of subparagraph (B) of section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7)(B), because there are already sufficient alternate avenues available for aliens whom DHS has determined that it is in the public's interest for them to remain temporarily in the United States and receive employment authorization. The text of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B) is written in the disjunctive and, as such, the two clauses in subparagraph (B) are separate and can be analyzed separate and apart from each other.[118] For example, when an alien with a final order of removal is assisting law enforcement entities, and the alien's removal is contrary to the public interest because of such assistance, there are avenues for such an alien to qualify for employment authorization, in part, based on his or ( printed page 34381) her assistance to law enforcement, not based on “public interest” under section 241(a)(7)(B). Aliens assisting law enforcement may qualify for employment authorization if the aliens are eligible for T nonimmigrant status (trafficking victims),[119] U nonimmigrant status (victims of qualifying criminal activity),[120] or S nonimmigrant status (witnesses in criminal investigations or prosecutions),[121] or are granted continued presence (temporary immigration designation for certain trafficking victims),[122] deferred action, or parole under section 212(d)(5) of the INA, 8 U.S.C. 1182(d)(5). These existing avenues reflect the public interest in strengthening cooperation with law enforcement and provide DHS with the appropriate framework to assess the nature of the alien's assistance to law enforcement.
したがって、長官がINA第241条(a)(7)号(B)、8 U.S.C. 1231(a)(7)(B)の実行不可能性条項に基づき認定を行った外国人を除き、監督命令により一時的に釈放された最終退去命令を受けた外国人は、就労authorizationの対象とならない。これには、INA第241条(a)(7)号(A)、8 U.S.C. 1231(a)(7)(A)に基づく当該外国人の受入れを諸国が拒否したことを理由として、または、INA第241条(a)(7)号(B)、8 U.S.C. 1231(a)(7)(B)の公共の利益条項を理由として、以前は就労authorizationの資格を有していた可能性がある外国人も含まれる。さらに、就労authorizationの資格を判断する目的に限り、DHSは、DHSが現在渡航書類を要請しているすべての国が渡航書類の発給に至らなかったとDHSが判断した場合に、INA第241条(a)(7)号(B)、8 U.S.C. 1231(a)(7)(B)にいう外国人の退去が「その他の点で実行不可能」であることを明確にする。
Therefore, except for aliens for whom the Secretary has made a finding under the impracticability clause of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B), no alien with a final order of removal who has been temporarily released on an order of supervision will be eligible for employment authorization. This includes aliens who may have previously been eligible for employment authorization based on the refusal of countries to receive the alien under section 241(a)(7)(A) of the INA, 8 U.S.C. 1231(a)(7)(A), or the public interest clause of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B). Furthermore, for purposes of determining employment authorization eligibility only, DHS clarifies that an alien's removal is “otherwise impracticable” under section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B), when DHS determines that all countries from which DHS has currently requested travel documents have failed to issue a travel document.
最終退去命令を受けた外国人の迅速な退去を確保することが、政権の方針である。移民・関税執行局(ICE)は、米国から最終退去命令の対象となる外国人を迅速に退去させるために取り組んでいる。退去業務には、統合された連携、管理、及び促進の取組みが必要である。最終退去命令の対象となる外国人の退去は、米国にとって国家安全保障上の優先事項であり、このことは大統領令14159第4条において、「最終退去命令の効果的な執行」を確保することを優先事項とすると強調されている。[123] 大統領令14159はまた、移民法の執行が米国の国家安全保障及び公共の安全にとって極めて重要であることを指摘している。最終退去命令を受けた外国人の多くは、連邦、州及び地方の刑務所で服役した犯罪者であり、一般に移民手続において米国に滞在する資格がないと判断された者であるが、そのような外国人が引き続き米国内に滞在していることは、国家の利益に反する。このため、大統領令14159は、長官に対し、ICE、CBP及びUSCISの長が、最終退去命令の効果的な執行の確保を含め、米国民の公共の安全及び国家安全保障上の利益を保護する優先事項を各機関のために設定できるよう、あらゆる適切な措置を講じることを指示した。大統領令14159はまた、長官に対し、米国内における不法外国人の不法滞在の増加又は継続をもたらした政策上の決定を撤回し、すべての省の活動を大統領令14159に定める方針に適合させることを指示した。
It is the Administration's policy to ensure the prompt removal of aliens who have been issued a final order of removal. ICE works to promptly remove aliens subject to a final order of removal from the United States. Removal operations require integrated coordination, management, and facilitation efforts. The removal of aliens subject to final orders of removal is a national security priority for the United States, highlighted by section 4 of E.O. 14159, making it a priority to ensure “the successful enforcement of final orders of removal.” [123] E.O. 14159 also notes that the enforcement of our immigration laws is critically important to the national security and public safety of the United States. The continued presence in the United States of aliens with final orders of removal, many of whom are criminals who have served time in our Federal, State, and local prisons and who have been, in general, determined in immigration proceedings to be ineligible to remain in the country, is contrary to the national interest. For this reason, E.O. 14159 directed the Secretary to take all appropriate action to enable the heads of ICE, CBP, and USCIS to set priorities for their agencies that protect the public safety and national security interests of the American people, including by ensuring the successful enforcement of final orders of removal. E.O. 14159 also directed the Secretary to rescind the policy decisions that led to the increased or continued unauthorized presence of illegal aliens in the United States and to align all departmental activities with the policies set out by E.O. 14159.
最終的な退去強制命令を受けた外国人で、移民関税執行局(ICE)の拘禁からINA第241条(a)(3)項、8 U.S.C. 1231(a)(3)に基づき釈放された者は、監督の対象となる。[124] 当該監督は、ICEフォームI-220B「監督命令書」を通じて実施される。釈放の条件には通常、ICEへの定期的な出頭、渡航書類及び渡航手配の取得に向けた誠実な努力、ギャングや犯罪者との関わりを持たないこと又は犯罪行為に関与しないこと、並びに必要とされる更生治療プログラムへの参加が含まれる。
Aliens with final orders of removal who are released from ICE custody under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), are subject to supervision.[124] The supervision is effectuated through ICE Form I-220B, Order of Supervision. Conditions for release typically include regular check-ins with ICE; making good faith efforts to obtain travel documents and travel arrangements; not associating with gangs, criminals, or engaging in criminal activity; and participating in requisite rehabilitative treatment programs.
国土安全保障省(DHS)は、最終的な退去強制命令を受け、かつ監督命令(OSUP)により釈放された外国人に就労許可を付与することが、そのような外国人に対し、退去強制命令を遵守し、送還先国と協力して速やかに渡航書類を取得し、米国を出国することに代えて、米国に留まり、場合によっては米国人労働者と職を奪い合うことを促す結果となり、退去強制の実施における課題を悪化させることを確認している。
DHS has identified that granting employment authorization to aliens with final removal orders and released on OSUP exacerbates the challenges in effectuating removal by incentivizing such aliens to remain in the United States and possibly compete for jobs against American workers, instead of complying with their removal orders, working with the country of removal to obtain travel documents in a timely manner, and departing the United States.
DHSは現在、8 CFR 274a.12(c)(18)に基づき、退去強制を命じられ、INA第241条(a)(3)項、8 U.S.C. 1231(a)(3)に基づく監督命令により拘禁から一時的に釈放された外国人に対し、就労許可の資格を付与している(通称「(c)(18) EAD」と呼ばれる)。8 CFR 274a.12(c)(18)を参照、また8 CFR 241.5(c)も参照のこと。就労許可を申請するには、外国人は現在、必要書類及び適正な手数料を添えてフォームI-765を提出しなければならない。(c)(18) EADに必要な書類には現在、退去強制命令書及び監督命令書の写しが含まれる。USCISは、OSUPにより一時的に釈放された外国人に対し、初回又は更新の就労許可申請の一環として、生体情報の提出及び該当する場合の関連手数料の支払いを義務付けている。USCISが外国人に(c)(18) EADを発給した場合、その有効期間は1年であり、[125] USCISは外国人が指定した郵送方法の希望に従いEADを郵送する。外国人が(c)(18)就労許可を更新するには、監督命令下にあり続け、これを継続して遵守していることを証明するため、必要書類、生体情報及び適正な手数料を添えてフォームI-765を提出しなければならない。USCISは、その裁量により、資格の有無にかかわらず申請を拒否することができる。USCISがフォームI-765の申請を拒否した場合、同庁は拒否の理由を説明する書面による通知を外国人に送付する。
DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(18) to aliens who have been ordered removed and have been temporarily released from detention under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), on an order of supervision (colloquially referred to as the “(c)(18) EAD”). See8 CFR 274a.12(c)(18); see also8 CFR 241.5(c). To apply for employment authorization, the alien must currently file a Form I-765 accompanied by required documentation and the proper fee. Required documentation for a (c)(18) EAD currently includes a copy of the order of removal and the order of supervision. USCIS requires aliens temporarily released on OSUP to submit biometrics and pay the associated fee, if applicable, as part of their initial or renewal employment authorization application. If USCIS issues the alien a (c)(18) EAD, it is valid for 1 year,[125] and USCIS mails an EAD according to the mailing preferences indicated by the alien. To renew an alien's (c)(18) employment authorization, an alien must file Form I-765, accompanied by required documentation, biometrics and the proper fees, to demonstrate that he or she remains on an order of supervision and continues to comply with it. USCIS may, in its discretion, deny an application regardless of eligibility. If USCIS denies the Form I-765 application, the agency sends a written notice to the alien explaining the basis for denial.
DHSは、提案される8 CFR 274a.12(c)(18)に基づく就労許可に対する一般的禁止の狭い例外に該当する資格を有する外国人に対し、OSUPに置かれている期間中、就労についての経済的必要性を立証することを要求することを提案する。DHSは、そのような就労許可申請を裁量により審査する際に考慮する現行の要素一覧を改訂し、外国人が今後立証しなければならない要件の一覧とすることを提案する。これには以下が含まれる。外国人が釈放条件を遵守していること、DHSが渡航書類の発給を要請した全ての国がその発給を行わなかったために、外国人の退去強制が実施不可能であるとDHSが判断したこと(印刷版34382ページ)、外国人が就労についての経済的必要性を立証すること、及び外国人が裁量の好意的行使に値することである。DHSはまた、外国人が、米国市民、適法永住者、又は適法に在留する子、配偶者若しくは親である被扶養者に対する主たる経済的扶養者であることを立証することにより、就労についての経済的必要性を証明できることを明確化することを提案する。
DHS is proposing to require aliens who qualify for employment authorization under the narrow exception to the general bar to employment authorization under proposed 8 CFR 274a.12(c)(18) to establish an economic necessity for employment during the period the aliens are on OSUP. DHS proposes to revise the current list of factors it considers as a matter of discretion when adjudicating such applications for employment authorization to a list of requirements that an alien must now establish, including: the alien's compliance with the conditions for release; that DHS has determined the alien's removal is impracticable because ( printed page 34382) all countries from which DHS requested travel documents have failed to issue such documents; the alien establishes an economic necessity to be employed; and the alien warrants a favorable exercise of discretion. DHS also proposes to clarify that an alien may demonstrate an economic necessity for employment by demonstrating that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s).
3. 拷問等禁止条約(CAT)第3条を実施する規則に基づき退去強制の繰延べを認められた外国人
3. Aliens Who Have Received a Grant of Deferral of Removal Under the Regulations Implementing CAT Article 3
CAT(拷問等禁止条約)に基づく強制送還の延期の付与を受け、監督下での釈放により拘禁から解放された外国人は、8 CFR 274a.12(c)(18)に基づき就労認可の対象となる。USCIS(米国市民権移民局)は、当該外国人が8 CFR 274a.12(c)(18)に規定される適格基準を満たし、かつ裁量の肯定的行使に値する場合に限り、8 CFR 274a.12(c)(18)に基づく認可を付与する。上記で論じたとおり、(c)(18)区分の下で就労認可を申請する外国人は、米国政府が送還先の代替国として特定したすべての国、および米国政府が外国人の受入れを要請したすべての国が、適切な渡航文書の発給を拒否したために、DHS(国土安全保障省)が当該外国人を送還できないと判断したことを示す、記入済みのICEフォームI-220B(監督命令書)を提出しなければならない。提案された8 CFR 274a.13(a)(3)(iii)を参照されたい。この外国人集団について就労認可が自動的に付与されることはなく、USCISはEAD(就労認可書)の適格性を判断する権限および裁量を保持する。
Aliens who have received a grant of deferral of removal under CAT, as described in 8 CFR 208.17 and 1208.17, and are released from custody under an order of supervision would be eligible for employment authorization pursuant to 8 CFR 274a.12(c)(18). USCIS would only grant authorization under 8 CFR 274a.12(c)(18) if the alien meets the eligibility criteria described in 8 CFR 274a.12(c)(18) and the alien also warrants a favorable exercise of discretion. As discussed above, aliens applying for employment authorization under the (c)(18) category must provide a completed ICE Form I-220B, Order of Supervision indicating that DHS determined the alien could not be removed because every country identified by the U.S. government as an alternate country of removal, and every country the U.S. government has asked to accept the alien, has failed to provide the appropriate travel documents. See proposed 8 CFR 274a.13(a)(3)(iii). Employment authorization will not be automatic for this population of aliens and USCIS retains the authority and discretion to determine their eligibility for EAD.
4. 米国への仮入国(パロール)を許可された外国人
4. Aliens Paroled Into the United States
上記で述べたとおり、仮入国(パロール)は、緊急の人道上の理由または重大な公共の利益に基づき、入国不可能な外国人が一時的に米国に入国または滞在することを許可するために、長官がその裁量により講じる一時的な措置である。この裁量は、米国への適法な移民のための通常の手続を回避することを意図したものではない。長官が外国人を米国に一時的に仮入国させる裁量を行使するという決定は、当該外国人に実体的な権利を創設するものでも、適法な地位を付与するものでもなく、いつでも終了させることができる。
As noted above, parole is a temporary action, taken by the Secretary in the Secretary's discretion, to allow an alien who is inadmissible to temporarily enter or remain in the United States, based on urgent humanitarian reasons or a significant public benefit. This discretion is not meant to circumvent the normal process for legal immigration to the United States. The Secretary's decision to exercise discretion to temporarily parole an alien into the United States also does not create any substantive rights or confer a lawful status to such aliens and can be terminated at any time.
一部の例外を除き、DHSは現在、INA(移民国籍法)第212条(d)(5)、8 U.S.C. 1182(d)(5)に基づき、緊急の人道上の理由または重大な公共の利益のために一時的に米国へ仮入国を許可された外国人に対し、8 CFR 274a.12(c)(11)に基づく就労認可の対象資格を拡張している(通称「(c)(11) EAD」と呼ばれる)。[126] (c)(11) EADの申請には、外国人は必要書類および該当する場合は所定の手数料を添えてフォームI-765を提出しなければならない。[127] (c)(11) EADの適格性を立証するために必要な書類には、外国人が緊急の人道上の理由または重大な公共の利益のために米国に仮入国したことを示す、有効期限内のフォームI-94、旅券、またはその他の渡航文書の写しが含まれる。USCISが外国人の申請を承認した場合、1年間または外国人の仮入国期間のいずれか短い方を有効期間とするEADが発行され、外国人が指定した郵送方法により郵送される。[128] USCISはその裁量により、適格性の有無にかかわらず申請を拒否することができる。USCISがフォームI-765を拒否した場合、同局は8 CFR 274a.13(c)に基づき、拒否の根拠を説明する書面通知を外国人に送付する。
With some exceptions, DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(11) to aliens who have been paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit pursuant to section 212(d)(5) of the INA, 8 U.S.C. 1182(d)(5) (colloquially referred to as the “(c)(11) EAD”).[126] To apply for a (c)(11) EAD, an alien must file a Form I-765 accompanied by required documentation and the proper fee (if applicable).[127] The required documentation to establish eligibility for a (c)(11) EAD includes a copy of the alien's valid, unexpired Form I-94, passport, or other travel document showing he or she was paroled into the United States for urgent humanitarian reasons or significant public benefit. If USCIS approves the alien's application, an EAD is issued with a validity period of 1 year or for the duration of the alien's parole, whichever is shorter, and mailed according to the mailing preferences indicated by the alien.[128] USCIS may, in its discretion, deny an application regardless of eligibility. If USCIS denies the Form I-765, the agency sends written notice to the alien explaining the basis for denial pursuant to 8 CFR 274a.13(c).
仮釈放の一時的な性質に鑑み、国土安全保障省(DHS)は、仮釈放に基づく就労許可について、E.O.14159に概説されたものを含む政権の現行の移民執行上の優先事項、及び米国人労働者の保護を強化するための取組とより整合させるため、更に制限すべきであると判断した。さらに、米国市民と外国人との間で利用可能な職をめぐる競争を制限することは、米国国民の最善の利益にかなうものである。外国人に対する就労許可を制限することは、現在就職活動をしている米国市民が直面し得る不利益を最小限に抑えるとともに、類似の職種、産業及び地理的地域において外国人によって占められている職の利用可能性を増加させる。これは、2021会計年度から2024会計年度までの間に承認された(c)(11)に基づくI-765(新規及び更新)1,211,447件を提出した仮釈放者が現在就いている職などが該当する。[129] DHSはさらに、緊急の人道上の理由又は重大な公共の利益のために一時的に米国への仮釈放を認められた者など、米国に一時的な期間滞在する外国人について、就労許可の付与が正当化されることを確保したいと考えている。したがって、DHSは、8 CFR 274a.12(c)(11)を改正し、同条に基づき就労許可を申請する外国人に対し、就労の経済的必要性を立証すること、及び当該外国人が裁量権の好意的な行使に値することを証明することを求めることを提案する。就労の経済的必要性を立証するために使用し得る文書の種類については、様式の指示及びその他の下位規則的指針において示される予定である。DHSはまた、このカテゴリーに基づき就労許可の更新を求める外国人について、E-Verifyに良好な状態で参加している米国の雇用主に雇用されていること、又は雇用を求めていることを要件として追加することを提案する。
Due to the temporary nature of parole, DHS has determined that employment authorization based on parole should be further limited to better align with the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159, and efforts to strengthen protections for American workers. Moreover, it is in the best interests of the American public to limit competition between U.S. citizens and aliens for available jobs. Limiting employment authorization for aliens minimizes any disadvantages currently faced by U.S. citizens who are on the job market and increases the availability of jobs filled by aliens in similar occupations, industries, and geographic regions, such as jobs currently held by the parolees who filed the 1,211,447 approved (c)(11)-based I-765s (initial and renewals) between FY2021 and FY2024.[129] DHS further wants to ensure that aliens who are in the United States for a temporary period of time, such as those who are temporarily paroled into the United States for urgent humanitarian reasons or significant public benefit, warrant a grant of employment authorization. Therefore, DHS proposes to amend 8 CFR 274a.12(c)(11) to require aliens applying for employment authorization under 8 CFR 274a.12(c)(11) to establish an economic necessity for employment and to demonstrate that the alien warrants a favorable exercise of discretion. The types of documentation that may be used to establish an economic necessity to be employed will be provided in form instructions and other sub-regulatory guidance. DHS also proposes to add a requirement that aliens seeking to renew employment authorization under this category be employed by, or be seeking employment with, a U.S. employer who is a participant in good standing in E-Verify.
DHSはまた、仮釈放者が就労許可の必要性を立証すること、就労許可を付与する決定が当該必要性に基づくものであること、及びそのような就労許可の付与が仮釈放を認める理由と整合していることを確保したいと考えている。DHSが緊急の人道上の理由又は重大な公共の利益のために外国人に仮釈放を付与する裁量権を行使した場合であっても、仮釈放を付与する理由が必ずしも就労許可(印刷版34383ページ)の付与の根拠となるとは限らない。仮釈放の付与に基づく就労許可申請の審査は、別個の決定として意図されており、その中で就労許可申請に関連する裁量的要素は、仮釈放を付与する際に相互に比較衡量された要素とは別に、それ自体として相互に比較衡量されるものである。ただし、両者の間の裁量的要素の多くは同一であり、類似の肯定的又は否定的な重みを有する可能性があることに留意する。
DHS also wants to ensure that parolees establish a need for employment authorization, that any decision to grant employment authorization is based upon that need, and that such a grant of employment authorization is consistent with the reason for granting parole. While DHS may have exercised its discretion to grant an alien parole for urgent humanitarian reasons or significant public benefit, the reasons for granting parole may not necessarily serve as the basis for a grant of employment ( printed page 34383) authorization. The adjudication of the request for employment authorization based on a grant of parole is intended to be a separate decision wherein the discretionary factors related to the request for employment authorization are weighed against each other on their own and not against those that were weighed against each other when granting parole, while noting that many of the discretionary factors between the two may be the same and carry similar positive or negative weight.
DHSはまた、8 CFR 274a.12(c)(11)を改正し、迅速な退去強制手続における外国人の拘束及び仮釈放を定める8 CFR 235.3(b)(2)(iii)、及び信頼できる恐怖の面接を待つ間の外国人の拘束を定める8 CFR 235.3(b)(4)(ii)と整合させることを提案する。これらの規定は、当該仮釈放の付与が拘束からの仮釈放という限定された目的のためのものであり、8 CFR 274a.12(c)(11)に基づく就労許可の独立した根拠として機能し得ないことを定めている。[130]したがって、参照の容易さ及び明確性のため、DHSは、この明確化を8 CFR 274a.12(c)(11)のカテゴリー自体に追加することを提案する。
DHS is also proposing to amend 8 CFR 274a.12(c)(11) to conform with 8 CFR 235.3(b)(2)(iii) (detention and parole of aliens in expedited removal) and 235.3(b)(4)(ii) (detention of aliens pending credible fear interview) which state that such grants of parole are for the limited purpose of parole out of custody and cannot serve as an independent basis for employment authorization under 8 CFR 274a.12(c)(11).[130] Accordingly, for ease of reference and clarity, DHS is proposing to add this clarification to the 8 CFR 274a.12(c)(11) category itself.
5. 強制執行猶予(デファード・アクション)を付与された外国人
5. Aliens Granted Deferred Action
仮釈放とは異なり、強制執行猶予(デファード・アクション)は制定法によって創設されたものではなく、移民及び国籍法(INA)において具体的に定義されているものでもない。しかしながら、上記で論じたとおり、執行措置を実行しない権限は、長官の移民執行権限の典型的な特徴である。[131]デファード・アクションについて直接的な制定法上の根拠がないにもかかわらず、連邦議会はその使用を認識しており、上記で論じたとおり、数回にわたり、デファード・アクションを暫定的な形態の執行裁量として言及してきた。
Unlike parole, deferred action was not created by statute and is not specifically defined in the INA; however, as discussed above, the authority not to execute an enforcement action is a quintessential feature of the Secretary's immigration enforcement powers.[131] Despite the lack of direct statutory authority for deferred action, Congress has acknowledged its use and, on several occasions, has referenced deferred action as an interim form of enforcement discretion, as discussed above.
DHSは、退去強制の裁量的延期(deferred action)を外国人に認めることを正当化し得る独自の事案又はやむを得ない事情が存在することを認識している。裁量的延期の付与の可否を判断するには、当該外国人の状況の検討、裁量上の積極的要素及び消極的要素の比較衡量、並びに状況の全体を考慮することが必要となる。DHSは、やむを得ない人道上の事情に対応するため、特定の政策目標を推進するため、又は特定の立法措置により恒久的な救済が得られるまでの橋渡しとして機能させるため、引き続き個別の事案ごとに裁量的延期を活用する。DHSはまた、限られた資源を考慮し、行政上の便宜を図るための暫定的措置として、引き続き裁量的延期を活用する。
DHS recognizes that there are some unique cases or compelling situations that may warrant granting an alien deferred action. Deciding whether to grant deferred action involves a review of an alien's circumstances, weighing positive and negative discretionary factors, and considering the totality of the circumstances. DHS will continue to use deferred action on a case-by-case basis to address compelling humanitarian circumstances, further a specific policy goal, or act as a bridge until specific legislative action can provide permanent relief. DHS will also continue to use deferred action as a temporary measure for administrative convenience, especially considering limited resources.
しかしながら、裁量的延期を認められた外国人に就労authorization(就労許可)を付与すべきか否かは、INA第103条(a)及び第274a条(h)(3)(8 U.S.C. 1103(a)及び1374a(h)(3))に基づき就労許可を付与する長官の裁量的権限に根ざした、別個の政策判断である。
Whether aliens granted deferred action should be employment authorized, however, is a separate policy determination that is grounded in the Secretary's discretionary authority to grant employment authorization under sections 103(a) and 274a(h)(3) of the INA, 8 U.S.C. 1103(a) and 1374a(h)(3).
仮釈放(パロール)の付与に基づく就労許可の場合と同様に、DHSは、裁量的延期の付与に基づく就労許可の付与に関する決定が、就労許可の必要性に基づくものであり、かつ、当該就労許可の付与が裁量的延期の付与理由と整合的であることを確保したいと考えている。DHSが裁量的延期を付与する裁量を行使したとしても、裁量的延期を付与した理由が、必ずしも就労許可の付与の根拠として同一のものとなるとは限らない。裁量的延期の付与に基づく就労許可申請の審査は、別個の決定として行われることが意図されており、その中では、就労許可申請に関連する裁量上の要素が、それ自体として相互に比較衡量されるのであって、裁量的延期を付与する際に比較衡量された要素と対比して比較衡量されるものではない。ただし、両者の間の裁量上の要素の多くが同一であり、同様の積極的又は消極的な重みを持ち得ることには留意する。
As with employment authorization based on a grant of parole, DHS also wants to ensure that any decision to grant employment authorization based upon a grant of deferred action is based upon the need for employment authorization and that such a grant of employment authorization is consistent with the reason for deferred action. While DHS may have exercised its discretion to grant deferred action, the reasons for granting deferred action may not necessarily serve as the same basis for a grant of employment authorization. The adjudication of the request for employment authorization based on a grant of deferred action is intended to be a separate decision wherein the discretionary factors related to the request for employment authorization are weighed against each other on their own and not against the factors that were weighed against each other when granting deferred action, while noting that many of the discretionary factors between the two may be the same and carry similar positive or negative weight.
DHSは現在、裁量的延期を付与された外国人であって、就労の経済的必要性を立証した者に対し、8 CFR 274a.12(c)(14)に基づく就労許可の資格を付与している(通称「(c)(14) EAD」と呼ばれる)。かかる外国人が就労許可を取得するためには、Form I-765を、必要な書類及び(該当する場合は)所定の手数料とともに提出しなければならない。[132] 8 CFR 274a.12(c)(14)に基づく就労許可の資格を立証するために必要な書類には、裁量的延期の付与を示す命令書、通知書その他の書面の写し、及び就労の経済的必要性を有することの証拠が含まれる。USCISは、裁量的延期を付与された外国人が就労の経済的必要性を有するか否かを、当該外国人の現在の年間所得、現在の年間支出、及び現在の資産の合計価額を審査することにより判断する。[133] 当該外国人は、Form I-765WS(Form I-765ワークシート)にこの財務情報を記載するよう指示される。
DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(14) to aliens who have been granted deferred action, if the alien establishes an economic necessity for employment (colloquially referred to as the “(c)(14) EAD”). For such aliens to obtain employment authorization, they must file a Form I-765 accompanied by required documentation and the proper fee (if applicable).[132] The required documentation to establish eligibility for employment authorization under 8 CFR 274a.12(c)(14) includes a copy of the alien's order, notice, or other document reflecting the grant of deferred action and proof that he or she has an economic necessity to work. USCIS considers whether an alien granted deferred action has an economic necessity to work by reviewing the alien's current annual income, current annual expenses, and the total current value of his or her assets.[133] The alien is instructed to provide this financial information on Form I-765WS, Form I-765 Worksheet.
USCISが外国人による(c)(14) EADの申請を承認した場合、当該就労許可は通常、裁量的延期の期間中有効であり、当該外国人が指定した郵送方法に従って郵送される。USCISは、その裁量により、資格の有無にかかわらず申請を拒否することができる。USCISがForm I-765を拒否する場合、同庁は8 CFR 274a.13(c)に従い、拒否の根拠を説明する書面による通知を当該外国人に送付する。
If USCIS approves the alien's application for a (c)(14) EAD, it is generally valid for the duration of the period of deferred action and is mailed according to the mailing preferences indicated by the alien. USCIS may, in its discretion, deny an application regardless of eligibility. If USCIS denies the Form I-765, the agency sends a written notice to the alien explaining the basis for denial pursuant to 8 CFR 274a.13(c).
DHSは、国土安全保障省(DHS)の執行任務及びE.O. 14159に概説されているものを含む現政権の現行の移民執行優先事項とより適切に整合させるため、就業許可をさらに制限すべきであると決定した。例えば、E.O. 14159は、「入国不許可及び退去強制可能な全ての外国人、特にアメリカ国民の安全又は治安を脅かす外国人に対して、移民法を誠実に執行することが合衆国の政策である」と明示的に定めており、DHSに対して「最終的な退去強制命令の確実な執行を含め、アメリカ国民の公共の安全及び国家安全保障上の利益を保護する優先事項を各省庁のために設定する」ことを義務付けている。さらに、同大統領令は、DHSに対し、「法律に合致する形で、合衆国内における不法外国人の存在の増加又は継続をもたらした前政権の政策決定を速やかに撤回し、全ての省庁活動を本命令及び移民法に定める政策と整合させる」よう強制し、また「就業許可が移民国籍法(INA)第274A条(8 U.S.C. 1324a)に合致する方法で付与されること、及び合衆国内のいかなる無許可外国人にも就業許可が付与されないことを確保する」ことを求めている。重大な消極的裁量要素を有する繰延強制措置が付与された外国人に対する就業許可を制限することは、E.O. 14159に列挙された執行優先事項と整合するものである。
DHS has determined that employment authorization should be further limited to better align with the DHS enforcement mission and the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159. For example, E.O. 14159 expressly states that “It is the policy of the United States to faithfully execute the immigration laws against all inadmissible and removable aliens, particularly those aliens who threaten the safety or security of the American people[,]” and it requires DHS “to set priorities for their agencies that protect the public safety and national security interests of the American people, including by ensuring the successful enforcement of final orders of removal.” In addition, the E.O. compels DHS to “promptly take all appropriate action, consistent with law, to rescind the policy decisions of the previous administration that led to the increased or continued presence of illegal aliens in the United States, and align any and all departmental activities with the policies set out by this order and the immigration laws[,]” and “ensur[e] that employment authorization is provided in a manner consistent with section 274A of the INA (8 U.S.C. 1324a), and that employment authorization is not provided to any unauthorized alien in the United States.” Limiting employment authorization for aliens granted deferred action who have significant negative discretionary factors is consistent with the enforcement priorities enumerated in E.O. 14159.
さらに、大統領令14161号「合衆国を外国テロリスト及びその他の国家安全保障及び公共安全上の脅威から保護する」(印刷ページ34384)は、DHSに対し、「合衆国への入国、上陸を意図する、又は既に合衆国内にいる全ての外国人、特に特定された安全保障上のリスクを有する地域又は国家から来る外国人について、可能な限り最大限の身元確認及び審査を行う」ことを義務付けている。
In addition, Executive Order 14161, “Protecting the United States From Foreign Terrorists and Other National Security and Public Safety Threats”, ( printed page 34384) requires DHS to “vet and screen to the maximum degree possible all aliens who intend to be admitted, enter, or are already inside the United States, particularly those aliens coming from regions or nations with identified security risks.”
したがって、明確性を促進するため、DHSは、繰延強制措置の付与に基づき就業許可を申請する外国人が、就労の経済的必要性を立証し、かつ、上記の優先事項と整合する形で、当該外国人が裁量の好意的行使に値することを立証しなければならないという要件を強調するため、8 CFR 274a.12(c)(14)を改正することを提案する。また、上記と整合する形で、DHSは、就業許可を1年を超えない期間に制限するため、8 CFR 274a.12(c)(14)を改正することを提案する。
Therefore, to promote clarity, DHS is proposing to amend 8 CFR 274a.12(c)(14) to emphasize the requirement that aliens applying for employment authorization based on a grant of deferred action must establish economic necessity for employment and that the alien warrants a favorable exercise of discretion, consistent with the priorities laid out above. Also consistent with the above, DHS is proposing to amend 8 CFR 274a.12(c)(14) to limit employment authorization to a period not to exceed one year.
さらに、DHSは、8 CFR 274a.12(c)(14)に基づき初回の就業許可を付与された外国人が、このカテゴリーに基づく就業許可の更新の資格を得るためには、E-Verifyの参加資格を良好に保持している合衆国雇用主に雇用されているか、又はそのような雇用主への雇用を求めていることを要件として追加することを提案する。
In addition, DHS also proposes to add a requirement that aliens who were granted initial employment authorization under 8 CFR 274a.12(c)(14) be employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of their employment authorization based on this category.
IV. 規則案の検討
IV. Discussion of Proposed Rule
A. 裁量的就業許可一般について
A. Discretionary Employment Authorization Generally
DHSは、DHSが就業許可を付与する固有の裁量的権限をどのように行使するかを強調し、明確化するため、連邦規則集(CFR)第8編の複数の規定を改正することを提案する。
DHS is proposing to revise several provisions in title 8 of the CFR to emphasize and clarify how DHS will exercise its inherent discretionary authority to grant employment authorization.
多くの移民上の利益については、外国人が当該利益を受けるために、その申請が裁量の好意的行使に値することを立証する必要がある。[134] これらの利益については、裁量分析は、利益申請の審査における独立した追加的な構成要素である。入国審査官は、通常、外国人が全ての適用される基本的資格要件を満たしていると最初に判断した後に、裁量を好意的に行使するか否かを決定する。
Many immigration benefits require an alien to demonstrate that the request warrants a favorable exercise of discretion in order to receive the benefit.[134] For these benefits, a discretionary analysis is a separate, additional component of adjudicating the benefit request. An immigration officer typically determines whether to favorably exercise discretion after first determining that the alien meets all applicable threshold eligibility requirements.
裁量分析には、個別の事案における全ての関連する具体的事実及び状況の検討が含まれる。ただし、審査官が裁量を行使する方法には制限があり、審査官は、恣意的に、一貫性なく、又は偏見若しくは思い込みに依拠して裁量を行使してはならない。
The discretionary analysis involves the review of all relevant, specific facts and circumstances in an individual case. However, there are limitations on how the officer may exercise discretion; the officer may not exercise discretion arbitrarily, inconsistently, or in reliance on biases or assumptions.
一部の文脈においては、審査官が裁量判断を行う際に検討し指針として用いなければならない特定の要素を概説する規則及び判例法が存在する。[135] しかしながら、外国人が就業許可に関して裁量の好意的行使に値するかどうかを判断する際に審査官が考慮しなければならない要素の網羅的な一覧は存在しない。裁量分析を行うため、審査官は、記録全体において、特定の事案に存在する全ての積極的要素を、あらゆる消極的要素と比較衡量しなければならない。この分析は、包括的であり、当該事案に固有であり、かつ、裁定時に判明している全ての関連事実に基づくものでなければならない。[136]
In some contexts, there are regulations and case law that outline certain factors that officers must review and use as a guide in making a discretionary determination.[135] However, there is no exhaustive list of factors that officers must consider when determining whether an alien warrants a favorable exercise of discretion with respect to employment authorization. To perform a discretionary analysis, officers must weigh all positive factors present in a particular case against any negative factors in the totality of the record. The analysis must be comprehensive, specific to the case, and based on all relevant facts known at the time of adjudication.[136]
セクションII.B「法的権限」で説明したとおり、裁量による就労許可区分及び外国人が就労許可を付与されるための資格基準を設定する長官の権限は、とりわけ移民国籍法(INA)第103条(a)項、8 U.S.C. 1103(a)及びINA第274A条(h)(3)項、8 U.S.C. 1324a(h)(3)に基づく長官の一般的権限の中に存在する。
As described in Section II.B, “Legal Authority,” the Secretary's authority to establish discretionary employment authorization categories and the eligibility criteria for aliens to be granted employment authorization exists in the Secretary's general authority, among other provisions, under section 103(a) of the INA, 8 U.S.C. 1103(a) and section 274A(h)(3) of the INA, 8 U.S.C. 1324a(h)(3).
したがって、国土安全保障省(DHS)は、本規則案の一部として、8 CFR第274a部を改正し、就労許可に関してDHSがその裁量権をどのように行使するかを明確化することを提案する。以下で更に詳細に論じる8 CFR第274a部の改正は、8 CFR 274a.12(c)に基づき初回及び更新の就労許可を申請する外国人が、該当する場合、申請サポートセンター(ASC)において生体認証情報を提出し、関連する生体認証サービス手数料を支払うことを義務付ける要件も成文化することになる。しかしながら、上記のとおり、庇護EAD改革規則は(c)(8)EADに関するDHSの裁量を改正することを提案している。
Accordingly, as part of this proposed rule, DHS is proposing to amend 8 CFR part 274a to clarify how DHS will exercise its discretionary authority as it relates to employment authorization. The amendments to 8 CFR part 274a, discussed in further detail below, would also codify requirements for aliens who are applying for initial and renewal employment authorization under 8 CFR 274a.12(c) to submit biometrics at an ASC and pay the associated biometric services fee, as applicable. As noted above, however, the Asylum EAD Reform Rule proposes to amend DHS's discretion as it relates to (c)(8) EADs.
8 CFR第274a部の改正はまた、制定法[137]又は特定の規則[138]によって別途対処されている就労資格区分を除き、就労許可の有効期間を設定するDHSの既存の実務及び8 CFR 274a.12(c)に基づき提出された申請に係る就労許可の付与を検討する際に裁量を適用するDHSの権限を、一般的に成文化するものである。提案されている8 CFR 274a.12(c)、274a.13(a)(1)(iv)及び274a.13(b)を参照のこと。
The amendments to 8 CFR part 274a would also generally codify DHS's existing practice of establishing validity periods for employment authorization and DHS's authority to apply discretion when considering a grant of employment authorization for applications filed under 8 CFR 274a.12(c), except for the employment eligibility categories that have otherwise been addressed via statute [137] or specific regulation.[138] See proposed 8 CFR 274a.12(c), 274a.13(a)(1)(iv), and 274a.13(b).
DHSは、次のいずれかに該当する場合、DHSが重大な相反する公共の利益(米国内の法執行活動への協力を含み得る)が存在すると判断しない限り、米国市民権移民局(USCIS)は原則として初回又は更新の就労許可申請を承認しないことを明確化することを提案する。(1)当該外国人が、何らかの犯罪行為について逮捕され、告発され(処分未確定)、起訴され、若しくは有罪判決を受けたことがある場合、又は(2)当該外国人が、正式に逮捕、告発、起訴若しくは有罪判決を受けたことがない場合であっても、暴力的若しくは危険な犯罪を行ったことを認めている場合、又は(3)当該外国人がギャング若しくはテロ組織の構成員であることを示す証拠が存在する場合。提案されている8 CFR 274a.13(a)(1)(iv)を参照のこと。DHSは、これらの裁量的要素が、8 CFR 274a.12(c)に基づき就労が許可される全ての区分((8)、(19)、(20)、(22)及び(24)を除く)に適用されることを強調する。これには、若年移民への delayed action(DACA)に基づき延期的措置を付与された外国人、Tノンイミグラントステータスの真正な申請(22 U.S.C. 7101(b)(19)に沿って審査される)若しくはUノンイミグラントステータスの申請、又はウェイトリストに登録されたUノンイミグラントステータスの申請を行っている外国人を含む。
DHS is proposing to clarify that USCIS will generally not approve an application for initial or renewal of employment authorization, unless DHS has determined there are significant countervailing public interests, which may include assisting law enforcement activity in the United States, if (1) the alien: has been arrested for, charged with (without disposition), indicted for, or has been convicted of, any criminal act; or (2) the alien admits to committing a violent or dangerous crime, even if he or she has never been formally arrested, charged, indicted or convicted; or (3) there is evidence of the alien's membership in a gang or terrorist organization. See proposed 8 CFR 274a.13(a)(1)(iv). DHS emphasizes that these discretionary factors apply to all categories of employment authorized under 8 CFR 274a.12(c) (other than (8), (19), (20), (22), and (24)), including aliens granted deferred action based on Deferred Action for Childhood Arrivals (DACA), a bona fide T nonimmigrant status application [which will be adjudicated consistent with 22 U.S.C. 7101(b)(19)] or U nonimmigrant status petition, or a waitlisted U nonimmigrant status petition).
DHSは、1つの限定的な例外を除き、ギャング又はテロ組織の構成員であることを示す証拠が存在する外国人について裁量的な就労許可を廃止することにより、外国人がギャング及びテロ組織と関わりを持つことを思いとどまらせる抑止効果を生み出し、その規則を政権の優先事項に整合させる。DHSは、この抑止効果が、就労許可を申請しようとする外国人に対して特に効果的であることを期待しており、米国に危害を加えようとする団体と関わりを持つ可能性のある者に深刻な結果をもたらすことによってこれを実現する。利用可能な証拠を検討する際、DHSは、明確な一律の規則を適用するのではなく、全ての証拠及び関連要素(例えば、これは決して網羅的なリストではないが、刺青、服装、並びに当該外国人が脅迫又は恐怖を生み出すために用いられる集団的アイデンティティを受け入れたことを示す写真又は供述を含む証拠など)を考慮する多因子的アプローチを適用する。関連する証拠は、ギャング及びテロ組織が新たな標章、手口及び活動手段を採用するにつれて、時間の経過とともに変化していく。これらの区分の外国人に対する就労許可(印刷版34385ページ)の付与は、省に与えられた広範な裁量の範囲内にある。要するに、ギャング又はテロ組織の構成員であることを証拠が示す外国人は、DHSが重大な相反する公共の利益(米国内の法執行活動への協力を含み得る)が存在すると判断しない限り、就労許可について裁量の好意的な行使を正当化しないこととなる。本規則案においては具体的に取り上げられていないため、DHSはギャング又はテロ組織の構成員であることの証拠に関する立証基準について、省の指針を通じて情報を提供する予定である。
By eliminating, with one limited exception, discretionary employment authorization for aliens for whom there exists evidence of membership in a gang or terrorist organization, DHS is creating a disincentive for aliens to affiliate themselves with gangs and terrorist organizations and conforming its regulations with Administration priorities. DHS hopes this disincentive will be especially effective for aliens who intend to apply for employment authorization by imposing serious consequences on those who may otherwise affiliate themselves with groups that wish to harm the United States. When reviewing the available evidence, DHS will apply a multi-factor approach that takes into consideration all evidence and relevant factors (for example, and this list is by no means exhaustive, tattoos, clothing, and evidence including pictures or statements which indicate the alien has adopted a group identity used to intimidate or create fear) rather than applying any bright line rules. Pertinent evidence will change over time as gangs and terrorist organizations adopt new markers, tactics, and means of operating. Grants of employment ( printed page 34385) authorization for these categories of aliens fall within the broad discretion afforded to the Department. In sum, aliens for whom evidence demonstrates membership in a gang or terrorist organization would not warrant a favorable exercise of discretion for employment authorization unless DHS has determined there are significant countervailing public interests, which may include assisting law enforcement activity in the United States. As it is not specifically addressed in this proposed rulemaking, DHS will provide information regarding the standard of proof for evidence of membership in a gang or terrorist organization through departmental guidance.
DHSは、ギャングまたはテロ組織の構成員であることを示す証拠がある外国人に対して就労許可を一般的に付与しないことは、テロリズムおよびギャングによってもたらされる被害と闘うという政権の優先事項と整合するものであると指摘する。大統領令14159号「侵略からアメリカ国民を保護する」は、「合衆国全域における犯罪カルテル、外国ギャング、および国際犯罪組織の存在を終わらせる」ことの重要性を認識した。[139] 大統領令14161号は、「テロ攻撃を実行しようとする、国家安全保障を脅かす、憎悪に満ちたイデオロギーを信奉する、またはその他の悪意ある目的のために移民法を悪用しようとする外国人から自国民を守る」という政権の目標を発表した。[140] 同大統領令はさらに、「入国を認められた外国人および合衆国内に既に存在するその他の外国人が、自国民、文化、政府、諸制度、または建国の理念に対して敵対的な態度を抱かず、また指定された外国テロリストまたはその他の国家安全保障上の脅威を擁護、援助、または支援しないことを確保する」という目的を発表している。ギャングまたはテロ組織の構成員であることとの関係その他の証拠を有する者に対して就労許可を付与しないことにより、国土安全保障省(DHS)はその規則および実務を政権の表明された政策に適合させるものである。
DHS notes that generally declining to grant employment authorization to aliens for whom there is evidence of membership in a gang or terrorist organization is consistent with the Administration's priorities of combating terrorism and the harms inflicted by gangs. E.O. 14159, Protecting the American People Against Invasion, recognized the importance of “end[ing] the presence of criminal cartels, foreign gangs, and transnational criminal organizations throughout the United States.” [139] E.O. 14161 announced the Administration's goal “to protect its citizens from aliens who intend to commit terrorist attacks, threaten our national security, espouse hateful ideology, or otherwise exploit the immigration laws for malevolent purposes.” [140] The E.O. further announces the objective of “ensur[ing] that admitted aliens and aliens otherwise already present in the United States do not bear hostile attitudes toward its citizens, culture, government, institutions, or founding principles, and do not advocate for, aid, or support designated foreign terrorists or other threats to our national security.” By not granting employment authorization to those with ties or other evidence of membership in a gang or terrorist organization, the Department is conforming its regulations and practices to the stated policies of the Administration.
さらに、重大犯罪の被害者または重大な形態の人身取引の被害者に関して、DHSは、一部の外国人が、善意の申請人または申立人とみなされ、もしくはみなされる予定であり、Uビザ待機リストに掲載される可能性があり、就労許可を認められなかった原因となったのと同一の犯罪に基づき入国不許可事由の免除を受ける可能性があり、かつ前述の犯罪にもかかわらず被害者に基づく申立てまたは申請が最終的に承認される可能性があるにもかかわらず、裁量的就労許可について好意的な決定を受けられない場合があることを考慮した。DHSは、一貫性を確保するため、すべての裁量的就労許可は一般的に、本前文の他の箇所で説明される同一の分析枠組みの下で検討されるべきであると判断した。したがって、政権の優先事項に従い、すべての対象者層は否定的な裁量的要素の存在下において一般的に平等に検討されるべきであることから、これらの対象者層について例外または免除を設ける必要はない。さらに、本規則案は就労許可を付与する前に裁量的分析において考慮しなければならない一部の要素を拡大または改訂するものであるが、DHSはこれらの区分について就労許可を発行する前に、国家および公共の安全に関する懸念の審査を含む裁量的分析を既に実施している。例えば、現行の方針の下では、DHSは一般的に、公共の安全または国家安全保障上のリスクを示し、かつ一般的に当該外国人を入国不許可とする犯罪について有罪判決を受けたか、または逮捕されたことがある、係属中のU非移民ビザ主たる申立人またはその適格家族に対して、裁量により就労許可および執行猶予(deferred action)を付与することを差し控える。DHSの裁量権と整合的に、本規則案は現行の要件を単に発展させるものであり、個々の事案において存在し得るその他の好意的な要素、または外国人が就労許可を求める区分にかかわらず、潜在的または確認された公共の安全もしくは国家安全保障上のリスクを有する外国人に対して就労許可を付与しないというDHSの決定を確認するものである。
Additionally, regarding victims of serious crimes or severe forms of trafficking in persons, DHS has considered that some aliens will not receive a favorable decision on their discretionary employment authorization even though the alien is or will be deemed a bona fide applicant or petitioner, may be placed on the U visa waiting list, may receive a waiver of inadmissibility based on the same crime or crimes that rendered them ineligible for discretionary work authorization, and may ultimately have their victim-based petition or application approved despite the aforementioned crime or crimes. DHS has determined that, for consistency, all discretionary employment authorizations should generally be considered under the same analytical framework, as described elsewhere in this preamble. Accordingly, it is not necessary to provide any exceptions or exemptions for these populations because all populations should, generally, be considered equally in the presence of negative discretionary factors, per the Administration's priorities. Further, while this proposed rule would expand or revise some of the factors that must be considered within discretionary analysis prior to granting employment authorization, DHS already conducts discretionary analysis, including a review of national and public safety concerns, prior to issuing work authorization for these categories. For example, under current policy, DHS generally declines to exercise its discretion to grant work authorization and deferred action to a pending principal U nonimmigrant petitioner, or his or her qualifying family member, who has been convicted of, or arrested for, a crime or crimes that indicate a risk to public safety or national security and would generally render the alien inadmissible. Consistent with DHS's discretionary authority, this proposed rule simply builds on the current requirements and confirms DHS's decision not to provide work authorization to aliens who pose a potential or confirmed public safety or national security risk, regardless of any other favorable factors that may be present in their individual cases or the category under which the alien seeks employment authorization.
1. バイオメトリクスの提出および犯罪歴
1. Biometrics Submission and Criminal History
現在、DHSは特定の区分の外国人に対してのみバイオメトリクスの提出を求めている。これが求められる場合、これらの外国人は、米国市民権・移民局(USCIS)の申請支援センター(ASC)に出頭してバイオメトリクス、すなわち通常は写真、指紋、および署名を提出するよう、USCISからバイオメトリクス・サービス予約通知を受け取る。DHSは本人確認および安全なEAD(就労許可証)の作成のためにバイオメトリクスを使用する。DHSは、8 CFR 274a.12(c)に基づき就労許可を求めるすべての外国人について、バイオメトリクスの提出義務および(該当する場合)関連するバイオメトリクス・サービス手数料の支払義務を明文化することを提案する。提案される8 CFR 274a.13(a)を参照のこと。さらに、DHSは当該外国人のバイオメトリクスを使用して犯罪歴を照会し、背景調査を実施する。
Currently, DHS only requires certain categories of aliens to submit biometrics. When required to do so, these aliens receive a biometric services appointment notice from USCIS to appear at a USCIS application support center (ASC) to submit their biometrics—typically a photograph, fingerprints, and a signature. DHS uses biometrics for identity verification and secure EAD production. DHS is proposing to codify the requirement to submit biometrics and the requirement to pay any associated biometric services fee (if applicable) from all aliens seeking employment authorization under 8 CFR 274a.12(c). See proposed 8 CFR 274a.13(a). In addition, DHS will use the alien's biometrics to screen for criminal history and perform background checks.
DHSは、公共の安全を確保し、犯罪歴を有する外国人が就労許可のような裁量的利益を取得することを防止することに強い関心を有している。そのため、カテゴリー(c)を申請し、かつその他の該当するカテゴリー固有の適格要件を満たすすべての外国人について、DHSは、就労許可を付与するか否かについてその裁量権を有利に行使するかどうかを判断するに当たり、当該外国人がOSUPからの釈放後または仮釈放もしくは強制送還猶予の付与後に行った犯罪活動を含む、当該外国人の犯罪歴全体を考慮するものとする。犯罪歴が移民上の利益の審査において考慮要素となる場合、DHSは一般に、外国人が提出した自己の犯罪歴に関する証拠を審査することに加えて、生体情報に基づく審査を実施し、犯罪歴を独自に特定し検証する。[141] 8 CFR 274a.12(c)に基づき就労許可を申請するすべての外国人に生体情報の提出を義務付けるという提案に伴い、DHSは、身元確認及び安全なEAD(就労許可証)の作成のためにこれらの生体情報を使用することを意図するとともに、提出された生体情報を用いて、公共の安全、不正行為及び国家安全保障上の審査のための犯罪歴の経歴照会も実施する意図である。これにより、USCIS(米国市民権・移民局)は、就労許可を申請するこれらの外国人を適切に審査し、各申請者の犯罪歴経歴照会の結果に基づいて適切な裁量的判断を下すことが可能となる。USCISは、就労許可申請の提出後、生体情報を提出すべき適正な日時及び場所を外国人に引き続き通知するものとする。
DHS has a strong interest in ensuring public safety and preventing aliens with criminal histories from obtaining a discretionary benefit, such as employment authorization. As such, for all aliens applying for category (c), and who meet all other applicable category-specific eligibility requirements, DHS will consider each alien's entire criminal history, including any criminal activity after the alien's release on OSUP or grant of parole or deferred action, in determining whether DHS will favorably exercise its discretion to grant employment authorization. Where criminal history is a factor in the adjudication of an immigration benefit, DHS generally conducts biometric-based screenings to independently identify and verify criminal history in addition to reviewing any evidence submitted by the alien regarding his or her criminal history.[141] With the proposal to require the submission of biometrics from every alien applying for employment authorization under 8 CFR 274a.12(c), DHS intends to use those biometrics for identity verification and secure EAD production, while also using the submitted biometrics to perform criminal history background checks for public safety, fraud, and national security vetting. This will allow USCIS to properly vet these aliens applying for employment authorization and make an appropriate discretionary determination based upon the results of each applicant's criminal background check. USCIS would continue to notify aliens of the proper date, time, and location to submit their biometrics after the application for employment authorization has been filed.
外国人の犯罪歴を考慮するに当たり、DHSは、州または連邦のプログラム(裁判前転換プログラム等)への参加が成功したことは、INA(移民国籍法)上の有罪判決を構成しない場合があるものの、DHSは、当初の刑事逮捕または法執行機関との接触を否定的な裁量的要素として考慮することに留意する。一般に、DHSは、何らかの形の処罰、罰則、または自由の制約を課す合意を締結した外国人に対して、就労許可を付与するようその裁量権を有利に行使することはない。これには、外国人の犯罪記録が封印または抹消された合意またはプログラムも含まれる。(印刷ページ34386)
In considering the criminal history of an alien, DHS notes that while an alien's successful participation in state or federal programs (such as pretrial diversion programs) may not constitute a conviction for the purposes of the INA, DHS will consider the initial criminal arrest or law enforcement encounter as a negative discretionary factor. In general, DHS will not favorably exercise its discretion to grant employment authorization to aliens who enter into agreements that impose some form of punishment, penalty, or a restraint on liberty. This includes agreements or programs where an alien's criminal record has been sealed or expunged. ( printed page 34386)
さらに、DHSは、本提案規則の影響を受ける裁量的EADの有効期間を短縮する(例えば、1年を超えないものとする)意図であり、これらのカテゴリーに基づきEADを申請する外国人に対し、継続的な適格性を確保する責任を負わせることとする。具体的には、DHSは、H.R. 1で課されたその他の制限と整合させるため、強制送還猶予及びOSUPに基づく就労許可カテゴリーについて発行されるEADの有効期間を1年を超えない期間に制限することを提案している。その他の裁量的カテゴリーについては、DHS及びUSCISは、その裁量により、将来、下位規則的指針を発出することにより、これらのEADの有効期間を短縮することができる。継続的な適格性を確保することに加え、これはまた、OSUPに置かれた外国人がOSUPの条件及び条項を遵守しており、再犯または逃亡していないことを確保するための、当該外国人の継続的管理を支援するものである。USCISが最新かつ正確な経歴照会情報を保有できるようにするため、就労許可の各申請において生体情報要件を遵守する責任は、外国人側が負うべきである。
Further, DHS intends to shorten the validity period of the discretionary EADs ( e.g., not more than one year) impacted by the proposed rule and place the burden on the alien to ensure ongoing eligibility of those applying for EADs under these categories. Specifically, DHS is proposing to limit the validity period for EADs issued for deferred action and OSUP-based employment authorization categories to a duration not to exceed one year, to align with other limits imposed in H.R. 1. For additional discretionary categories, DHS and USCIS, at their discretion, may shorten these EAD validity periods by issuing sub-regulatory guidance in the future. In addition to ensuring continuous eligibility, this also supports ongoing management of aliens on an OSUP to ensure aliens are complying with the terms and conditions of the OSUP and have not reoffended or absconded. The burden should be on the alien to comply with biometrics requirements with each application for employment authorization to ensure USCIS has the most up-to-date and accurate background check information.
2. 申請手数料
2. Filing Fees
2024年1月31日、USCISは、2016年以来初めて特定の移民及び帰化上の利益申請手数料を調整する最終規則を公表した。[142] 新しい申請手数料は、2024年4月1日以降の消印による申請について適用された。USCISの手数料表は、様式G-1055、手数料表に公表されている。[143] 本提案規則は、最新のG-1055に記載されているForm I-765、就労許可申請書に係る申請手数料の変更を提案するものではない。
On January 31, 2024, USCIS published a final rule to adjust certain immigration and naturalization benefit request fees for the first time since 2016.[142] The new filing fees were effective for filings postmarked April 1, 2024, and later. The USCIS Fee Schedule is published in the Form G-1055, Fee Schedule.[143] This proposed rule does not propose to change the associated filing fee for the Form I-765, Application for Employment Authorization as documented in the most recent G-1055.
3. E-Verify
3. E-Verify
DHSはまた、8 CFR 274a.12(c)(11)、(c)(14)及び(c)(18)を改正し、これらの就労認可区分の下で就労認可の更新を求める外国人は、E-Verifyに参加資格を有する米国雇用主に雇用されているか、又はそのような雇用主への雇用を求めている者でなければならないことを反映させることを提案する。したがって、就労認可の更新を求める場合、8 CFR 274a.12(c)(11)、(c)(14)及び(c)(18)の下での当初の就労認可付与の要件に加えて、外国人は、E-Verifyに参加資格を有する米国雇用主に雇用されているか、又はそのような雇用主への雇用を求めていることを証明しなければならない。
DHS also proposes to revise 8 CFR 274a.12(c)(11), (c)(14), and (c)(18) to reflect that aliens seeking renewal of their employment authorization under these employment authorization categories must be employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify. Therefore, in addition to the requirements to be eligible for an initial grant of employment authorization under 8 CFR 274a.12(c)(11), (c)(14), and (c)(18) when seeking renewal of that employment authorization, an alien must also demonstrate he or she is employed by or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify.
したがって、提案されている8 CFR 274a.12(c)(11)の下で就労認可を更新する資格を得るためには、外国人は、現に仮放免が認められていることを証明し、就労の経済的必要性及び裁量の好意的行使に値することの両方を立証し、かつ、E-Verifyに参加資格を有する米国雇用主に雇用されているか、又はそのような雇用主への雇用を求めていなければならない。提案されている8 CFR 274a.12(c)(14)の下で就労認可を更新する資格を得るためには、外国人は、現に国外退去の裁量的延期が認められていることを証明し、就労の経済的必要性を立証し、裁量の好意的行使に値することを立証し、かつ、E-Verifyに参加資格を有する米国雇用主に雇用されているか、又はそのような雇用主への雇用を求めていなければならない。最後に、提案されている8 CFR 274a.12(c)(18)の下で就労認可を更新する資格を得るためには、外国人は、移民国籍法(INA)第241条(a)(3)、8 U.S.C. 1231(a)(3)に基づく監督命令により釈放されていること、その監督命令に記載された釈放条件を遵守していること、DHSが渡航文書の発給を要請したすべての国がそのような文書を発給しなかったため、DHSが当該外国人の国外退去が実行不可能であると決定した者であること、就労の経済的必要性を立証すること、裁量の好意的行使に値することを立証すること、並びにE-Verifyに参加資格を有する米国雇用主に雇用されているか、又はそのような雇用主への雇用を求めていることを証明しなければならない。
So, to be eligible to renew one's employment authorization under proposed 8 CFR 274a.12(c)(11), an alien must demonstrate he or she has a current grant of parole, establish both an economic necessity for employment and that they warrant favorable exercise of discretion, and be employed by or be seeking employment with a U.S. employer who is a participant in good standing in E-Verify. To be eligible to renew one's employment authorization under proposed 8 CFR 274a.12(c)(14), an alien must demonstrate he or she has a current grant of deferred action, establish an economic necessity for employment, warrant a favorable exercise of discretion, and be employed by or be seeking employment with a U.S. employer who is a participant in good standing in E-Verify. Lastly, to be eligible to renew one's employment authorization under proposed 8 CFR 274a.12(c)(18) an alien must demonstrate he or she has been released under an order of supervision under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), is complying with the conditions of release described in their order of supervision, is one whose removal DHS has determined is impracticable because all countries from which DHS requested travel documents have failed to issue such documents, establish an economic necessity for employment, warrant a favorable exercise of discretion, and be employed by or be seeking employment with a U.S. employer who is a participant in good standing in E-Verify.
外国人は、公開ウェブサイト上のE-Verify雇用主検索ツール[144]を使用して、雇用主が現在E-Verifyに登録されているかどうかを確認することにより、E-Verify参加資格を有する雇用主からのみ雇用を受け入れることを確実にすることができる。雇用主の名称が一覧に表示されていれば、それはその雇用主が登録され、良好な地位にあることの良い指標となる。E-Verifyのアカウントコンプライアンス部門は、E-Verifyの規則を遵守していない(したがって良好な地位にない)雇用主を終了させ、雇用主が終了された場合、E-Verifyチームは検索ツールを更新する。雇用主は、根本的な問題を是正すれば終了後に復帰を申請することができるため、検索ツールは毎日更新される。[145]
Aliens can ensure they only accept employment from an E-Verify employer by using the E-Verify Employer Search Tool [144] on the publicly available website to determine if the employer is currently enrolled in E-Verify. If the employer's name appears on the list, this is a good indication of their enrollment and good standing. E-Verify's Account Compliance section terminates employers who are not compliant with E-Verify rules (and therefore not in good standing), and if an employer is terminated, the E-Verify team will update the search tool. Employers can request reinstatement after termination if they fix the underlying issue, so the search tool is updated daily.[145]
外国人は、E-Verifyに参加資格を有する米国雇用主に雇用されているか、又はそのような雇用主への雇用を求めていることを証明するために、E-Verifyに登録されている米国雇用主の名称及び当該雇用主のE-Verify会社識別番号(CIN)(米国雇用主が代理人を使用している場合は顧客会社識別番号)を提供することができる。CINは検索ツールでは利用できないが、外国人は雇用主又は雇用予定の雇用主に連絡することによりこの番号を入手することができる。[146]この番号は変更されないため、同じ雇用主の下で更新を申請する外国人はすでにこの番号を有しているはずである。E-Verifyに参加資格を有する米国雇用主に雇用されているか、又はそのような雇用主への雇用を求めていることを証明できなかった外国人は、就労認可及びEADの更新資格を得られない。
An alien can demonstrate he or she is employed by or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the U.S. employer's name as listed in E-Verify and the employer's E-Verify Company Identification Number (CIN) (or Client Company Identification Number if the U.S. employer uses an agent). While the CIN is not available via the search tool, an alien can obtain the number by contacting their employer or prospective employer.[146] As this number does not change, any alien applying for renewal with the same employer would already have this number. An alien who fails to establish that he or she is employed by or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify would not be eligible for renewal of his or her employment authorization and an EAD.
DHSは、就労認可更新申請の提出時点において、雇用主が(1)8 CFR 274a.12(c)の下で就労認可を有する外国人を雇用する米国内のすべての雇用拠点についてE-Verifyに登録しており、かつ(2)そのような雇用拠点における新規採用従業員の雇用資格の確認を含むがこれに限られないE-Verifyのすべての要件を遵守している場合に、その雇用主をE-Verifyの参加資格を有する者とみなす。
DHS will consider an employer to be a participant in good standing with E-Verify if, at the time of filing of the application for renewal of employment authorization, the employer (1) has enrolled in E-Verify with respect to all hiring sites in the United States that employ an alien with employment authorization under 8 CFR 274a.12(c) and (2) is in compliance with all requirements of E-Verify, including but not limited to, verifying the employment eligibility of newly hired employees at such hiring sites.
(c)(11)、(c)(14)及び(c)(18)の分類に基づき就労authorizationの更新を求める外国人に対し、E-Verifyにおいて良好な地位にある参加者である米国雇用主による雇用又は雇用の希望を要求することは、移民制度及び米国内の労働市場の健全性を促進するものである。この要件は、(c)(11)、(c)(14)及び(c)(18)の分類に基づき就労authorizationの更新を求める外国人が、E-Verifyの覚書(MOU)を通じて新規採用従業員の米国内就労資格を確認し、米国内で就労することを認められている者のみを採用すること、及びE-Verifyを使用してForm I-9の情報を確認するという追加的措置を講じることに合意した雇用主と関わることとなる制度を構築するものである。この要件はまた、雇用主が就労authorizationの根拠を維持しており、かつ米国内で不法に就労していない外国人と関わっていることを保証することにより、米国人労働者の置き換えを防止する制度を構築するものである。(印刷ページ34387)外国人の仮放免(parole)又は執行猶予措置(deferred action)が終了し、そのEADが取り消されたにもかかわらずUSCIS(米国市民権移民局)が取り消されたEADを回収できない場合、当該外国人は取り消されたEADを求職先の雇用主に提示し続けることができる可能性がある。E-Verifyにおいて良好な地位にある参加者である雇用主は、外国人が表面上有効に見えるEADを提示した場合であっても、現行の政府記録に基づいて当該外国人の就労authorizationの状況を正確に判断することができる。
Requiring aliens who are seeking renewal of their employment authorization under the (c)(11), (c)(14), and (c)(18) categories to be employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify promotes the integrity of the immigration system and the labor market in the United States. This requirement creates a system where aliens who are seeking to renew their employment authorization under the (c)(11), (c)(14), and (c)(18) categories are engaged with employers that, through their E-Verify MOU, have agreed to confirm the eligibility of their newly hired employees to work in the United States and to only hire people who are authorized to work in the United States and take the additional step to confirm Form I-9 information using E-Verify. This requirement also creates a system that prevents the displacement of American workers by guaranteeing that employers are engaging with aliens who maintain their basis for employment authorization and ( printed page 34387) are not working unlawfully in the United States. In instances where an alien's parole or deferred action is terminated and his or her EAD is revoked but USCIS is unable to recover the revoked EAD, the alien may be able to continue to present the EAD to potential employers. An employer who is a participant in good standing in E-Verify will be able to correctly determine the alien's employment authorization status based on current government records even if the alien presents an EAD that appears to be facially valid.
4. 経済的必要性
4. Economic Necessity
DHS(国土安全保障省)は、8 CFR 274a.12(c)(11)、(c)(14)及び(c)(18)を改正し、これら3つの分類すべてにおいて外国人が就労に関する経済的必要性を立証しなければならないことを示すことを提案する。この変更は、現行の要件(現在は(c)(14)に基づき執行猶予措置を受けた外国人及び(c)(18)に基づき最終的な退去強制命令を受けた外国人のみに経済的必要性の立証を義務付けている)とは対照的に、3つの分類間の整合性をもたらすこととなる。この提案された変更は、就労に関する経済的必要性を有する外国人のみがこれらの分類における裁量的就労authorizationの対象となることを一貫して確保するとともに、米国人労働者を不利にする潜在的リスクを最小化するものである。
DHS is proposing to modify 8 CFR 274a.12(c)(11), (c)(14), and (c)(18) to indicate that aliens in all three of these categories must establish that they have an economic necessity for employment. This change will result in consistency among the three categories, in contrast to the current requirement, which currently only mandates that aliens who received deferred action under (c)(14) and those with a final order of removal under (c)(18) must establish economic necessity. This proposed change will consistently ensure that only aliens with an economic need to work will be eligible for discretionary employment authorization in these categories, as well as minimize the potential risk of disadvantaging American workers.
この提案された変更はまた、米国人労働者の保護を強化及び実施するという政権の目標を促進するものである。就労authorizationを、就労に関する経済的必要性を立証し、かつUSCISによる裁量の好意的行使を正当化する外国人に限定することにより、本規則は、米国人労働者がそうでなければ外国人によって占められる可能性のある職に従事するための障壁を取り除き、道を開くこととなる。本規則は、最終的な退去強制命令を受けた外国人が米国内に留まることを思いとどまらせることとなり、したがって米国人労働者のための労働機会を拡大することとなる。この提案された規則の変更は、大統領の国内政策目標である、将来の職及び再活性化された経済に向けて米国人労働者を方向付けるという目標を達成するための、連邦政府によるより広範な取組に寄与するものである。
This proposed change also promotes the Administration's objective to strengthen and enforce protections for American workers. In limiting employment authorization to those aliens who establish an economic necessity for employment and warrant a favorable exercise of discretion by USCIS, this rule will remove barriers and open pathways for American workers to participate in positions that may otherwise be filled by aliens. This rule will disincentivize aliens with a final order of removal from remaining in the United States and thus expand labor opportunities for American workers. This proposed rule change contributes to a broader initiative on the part of the federal government to fulfill the President's domestic policy goal of orienting American workers for jobs of the future and for a revitalized economy.
B. OSUP対象外国人に対する裁量的就労authorization
B. Discretionary Employment Authorization for Aliens on OSUP
INA(移民国籍法)第241条(a)(7)項、8 U.S.C. 1231(a)(7)は、米国からの退去強制命令を受けた外国人が、長官がその裁量により、(a)(7)(A)項、8 U.S.C. 1231(a)(7)(A)に基づき、当該外国人が指定した全ての国又はINA第241条(b)項、8 U.S.C. 1231(b)に基づき指定される国が当該外国人の受入れを拒否したために退去強制できないと判断した場合、又は(a)(7)(B)項、8 U.S.C. 1231(a)(7)(B)に基づき、当該外国人の退去強制がその他の点で実行不可能であるか若しくは公益に反すると判断した場合を除き、就労authorizationを受ける資格を有しないことを明確に禁止している。INAも規則も、最終的な退去強制命令の対象となる外国人又は監督命令(order of supervision)に基づき拘禁から一時的に釈放された外国人に対する就労authorizationの発給を義務付けるものではない。同法は、就労authorizationを付与すべきか否か、及び付与する場合にはINA第241条(a)(7)項(A)又は(B)、8 U.S.C. 1231(a)(7)(A)、(B)に基づく認定に基づきどの分類の外国人に付与するかを決定する長官の裁量を留保している。
Section 241(a)(7) of the INA, 8 U.S.C. 1231(a)(7), specifically prohibits an alien who has been ordered removed from the United States from being eligible to receive employment authorization unless the Secretary, in his or her discretion, determines, under subparagraph (a)(7)(A), 8 U.S.C. 1231(a)(7)(A), that the alien cannot be removed due to the refusal of all countries designated by the alien or under section 241(b) of the INA, 8 U.S.C. 1231(b), to accept the alien or, under subparagraph (a)(7)(B), 8 U.S.C. 1231(a)(7)(B), the alien's removal is otherwise impracticable or contrary to the public interest. Neither the INA nor the regulations mandate issuance of employment authorization to any alien subject to a final order of removal or based on such alien's temporary release from custody on an order of supervision. The statute preserves the Secretary's discretion to decide if employment authorization should be granted and, if yes, to which classes of aliens based upon a finding under subparagraph (A) or (B) of section 241(a)(7) of the Act, 8 U.S.C. 1231(a)(7)(A), (B).
国土安全保障省(DHS)は、8 CFR 274a.12(c)(18)を改正し、最終的な退去強制命令を受けており、かつDHSが監督命令(order of supervision)に基づき収容から一時的に釈放した全ての外国人について就労許可の資格を改める方針を提案している。ただし、DHSが渡航書類の発給を要請した全ての国が当該書類の発給を拒否したために合衆国からの退去強制が実行不可能であるとDHSが判断した外国人については、この限りではない。提案されている8 CFR 274a.12(c)(18)を参照のこと。この例外に該当しない外国人に対して就労許可を付与することは、最終的な退去強制命令を受けた外国人が退去強制命令に従わず、速やかに渡航書類を取得して合衆国を退去することをせず、合衆国に留まり続けることを助長することになり、移民制度の健全性を損なうものである。
DHS is proposing to revise 8 CFR 274a.12(c)(18) to amend eligibility for employment authorization for all aliens who have final orders of removal and who DHS has temporarily released from custody on an order of supervision, except for aliens for whom DHS has determined that their removal from the United States is impracticable because all countries from which DHS has requested travel documents have failed to issue such documents. See proposed 8 CFR 274a.12(c)(18). Providing employment authorization to aliens who do not fall within this exception undermines the integrity of the immigration system by incentivizing aliens with a final order of removal to remain in the United States instead of complying with their orders of removal, obtaining travel documents in a timely manner, and departing the United States.
本規則において定める例外に該当しない外国人が速やかに合衆国から退去することを促すことは、DHSの限られた資源の効率的な活用にも資するものである。監督命令(OSUP)により釈放された外国人の管理には、DHSの資源が過度に費やされている。監督命令により一時的に釈放された外国人の管理には、当該外国人の状況の追跡及び監視に加え、釈放条件の遵守を確認するための定期的な出頭確認を実施することが必要である。この時間を要する手続きは、犯罪歴のある外国人や国家の安全保障及び公共の安全を脅かす外国人の特定、収容及び退去強制といった他の執行上の優先事項から資源を奪うものである。本規則はまた、米国労働者に対する保護を強化するという政権の目標とも整合するものである。
Encouraging aliens who do not fall within the exception provided in this rule to timely depart the United States also promotes the efficient use of DHS's limited resources. Managing aliens released on OSUP consumes an inordinate amount of DHS resources. Management of aliens temporarily released on OSUP requires tracking and monitoring the status of such aliens, as well as conducting regular check-ins to ensure compliance with the conditions of release. This time-intensive process takes away from other enforcement priorities such as identifying, detaining, and removing criminal aliens or aliens who pose threats to the national security and public safety of the country. The rule also aligns with the Administration's goals of strengthening protections for American workers.
DHSは、本規則に定める狭い例外に該当する外国人に対して引き続き就労許可を付与することは、移民国籍法(INA)第241条(a)(7)(B)項、合衆国法典第8編第1231条(a)(7)(B)項の実行不可能性条項に合致すると判断した。以下の表IV.1は、DHSが渡航書類を取得できない、監督命令により釈放された外国人の年間の内訳を示すものである。
DHS has determined that continuing to provide employment authorization to those aliens who fall within the narrow exception provided in this rule is consistent with the impracticability clause of section 241(a)(7)(B) of the INA, 8 U.S.C. 1231(a)(7)(B). Table IV.1 below shows the subset of aliens released on OSUP for whom DHS cannot obtain travel documents annually.
(印刷ページ 34388)
( printed page 34388)
ある会計年度においてDHSがある外国人の渡航書類を取得できなかった場合であっても、その後の会計年度において当該書類を取得できることがある。DHSは、渡航書類の発給を要請した全ての国が当該書類の発給を拒否したために合衆国からの退去強制が実行不可能である外国人の数は、引き続き極めて少数にとどまると見込んでいる。したがって、DHSは、そのような外国人が退去強制されるまでの間、合衆国に留まりながら就労することを認めることは、INA又は政権の執行上の優先事項に反するものではないと判断した。
In some instances, even if DHS is not able to obtain travel documents for an alien in one fiscal year, DHS is able to obtain such documents in a subsequent fiscal year. DHS expects the number of aliens whose removal from the United States is impracticable because all countries from which DHS has requested travel documents have failed to issue such documents will remain very low. As such, DHS has determined that it is not contrary to the INA or the Administration's enforcement priorities to allow such aliens to work while remaining in the United States and until the aliens can be removed.
合衆国からの退去強制が実行不可能である外国人については、DHSは、現在は裁量的要素にすぎない経済的必要性を、他の裁量的就労許可区分と整合させる形で、必須の資格要件とする。例えば8 CFR 274a.12(c)(18)を参照のこと。したがって、本提案規則により設けられる例外に基づき就労許可の資格を得る外国人は、就労の経済的必要性を証明する必要がある。自活できる経済力を有する外国人は、就労許可及びEADの資格を得ることができない。
For aliens whose removal from the United States is impracticable, DHS is making economic necessity, which is currently only a discretionary factor, a mandatory eligibility requirement, consistent with other discretionary employment authorization categories. See, e.g.,8 CFR 274a.12(c)(18). As such, aliens who are eligible for employment authorization based on the exception created in this proposed rule will need to demonstrate economic necessity for employment. Aliens who are financially able to support themselves will not be eligible for employment authorization and an EAD.
DHSは、8 CFR 274a.12(c)(18)に基づく就労許可について、初回のEADであるか更新のEADであるかを問わず、その有効期間を1年を超えない期間に制限するという既存の実務を明文化するものである。現在、全ての初回及び更新の(c)(18)EADは、発行時において最長1年間有効とされている。[147]
DHS is codifying its existing practice of limiting the validity period for employment authorization under 8 CFR 274a.12(c)(18), whether for an initial or renewal EAD, to a period not to exceed 1 year. All initial and renewal (c)(18) EADs are currently valid for a maximum of 1 year upon issuance.[147]
DHSはまた、8 CFR 274a.14(a)に定める、特定の種類の就労許可を自動的に終了させる契機となる事由の一覧に、8 CFR 274a.12(c)(18)に基づき付与される就労許可に関連する特定の規定を追加することを提案している。具体的には、監督命令の条件が、法執行機関による捜査又は訴追に対する外国人の実質的な協力である場合、DHSは、適格な法執行機関との外国人の実質的な協力に基づく合意の終了時、又は当該刑事捜査若しくは訴追の終結時に、8 CFR 274a.12(c)(18)に基づく就労許可が自動的に終了することを提案している。さらに、本規則は、当該外国人を米国から退去させるために必要な渡航書類その他の書類を当該外国人が取得した場合にも、就労許可が終了することを提案している。提案された8 CFR 274a.14(a)(vi)を参照のこと。これらの規定は、外国人が監督付き一時釈放(OSUP)のすべての条件を遵守することを確保するためのものであり、OSUPにより一時的に釈放された外国人が適切な期間に限り就労許可を有することを確保するという政権の優先事項と整合するものである。
DHS is also proposing to add specific provisions related to employment authorization granted under 8 CFR 274a.12(c)(18) to the list of triggering events in 8 CFR 274a.14(a) that automatically terminate certain categories of employment authorization. Specifically, if a condition of the order of supervision is the alien's material support to a law enforcement investigation or prosecution, DHS is proposing that employment authorization under 8 CFR 274a.12(c)(18) will automatically terminate upon the termination of any agreement based on the alien's material cooperation with a qualifying law enforcement entity or the conclusion of the criminal investigation or prosecution. In addition, the rule proposes that the employment authorization would terminate if the alien obtains the required travel or other documents to remove the alien from the United States. See proposed 8 CFR 274a.14(a)(vi). These provisions are intended to ensure that the alien complies with all conditions of release on OSUP and are consistent with the Administration's priority of ensuring that aliens temporarily released on OSUP only have employment authorization for an appropriate period.
DHSは、監督付き一時釈放(OSUP)により一時的に釈放され、就労許可の対象となる外国人に対し、以下の書類の提出を求めることを提案している。(1)当該外国人が退去強制又は国外追放の最終命令の対象であることを証明する、移民判事(IJ)若しくは移民不服審査委員会(BIA)の決定書、又はDHSが発出した行政退去強制命令書の写し、(2)USCISが指定する様式、すなわちForm I-765WSを含む記入済みのForm I-765、並びに、扶養家族である米国市民、合法永住者、又は合法的に在留する子、配偶者若しくは親に対する経済的支援の主たる提供者であることを示す収入、支出及び資産に関する陳述書、及び/又はその他の証拠書類など、経済的必要性を示す証拠書類[148]、並びに(3)釈放条件の遵守を反映した完全な個人報告記録の写しを含む、現行かつ完全な監督命令書(Form I-220B)[149]の写し。
DHS is proposing to require aliens temporarily released on OSUP who are eligible for employment authorization to submit the following documents: (1) a copy of a decision by an IJ or the BIA, or an administrative removal order issued by DHS, demonstrating that the alien is subject to a final order of removal or deportation; (2) a form designated by USCIS, such as a completed Form I-765 including Form I-765WS, and documentary evidence such as statements of income, expenses, and assets, and/or any other evidence demonstrating that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s) to show economic necessity; [148] and (3) a copy of the current and complete Order of Supervision [149] (Form I-220B), including a copy of the complete Personal Report Record that reflects compliance with the conditions for release.
ICEが、退去強制の最終命令を受けた外国人の収容及び退去強制に関して管轄権を有する主要なDHS傘下機関であることに鑑み、(印刷ページ34389)ICEは、外国人の監督命令による当初の一時釈放の時点において、及びその後、外国人が釈放条件に従いICEに出頭しなければならない都度、当該外国人の退去強制が実行不可能であるか否かについて適切な判断を行う。ICEが、外国人の監督命令による当初の釈放の時点、又は外国人がその監督命令の条件を遵守してチェックインする時点において、その時点でDHSが渡航書類の発給を要請したすべての国がかかる書類を発給していないと判断した場合、ICE当局官は、上記の理由により当該外国人の退去強制が現時点で実行不可能であることを示すため、Form I-220Bにその旨を注記する。DHSにより監督命令の下で一時的に釈放された退去強制の最終命令を受けた外国人であって、本例外に基づき就労許可を求める者は、ICEがかかる判断を行い、上記の理由により当該外国人の退去強制が実行不可能である旨をForm I-220Bに注記しない限り、就労許可の対象とならない。
Given that ICE is the primary DHS component with jurisdiction over the ( printed page 34389) detention and removal of aliens with a final order of removal, ICE will make the appropriate determination as to whether the alien's removal is impracticable at the time of the alien's initial temporary release on an order of supervision and thereafter when the alien must report to ICE consistent with the conditions of release. If ICE determines, at the time of the alien's initial release on an order of supervision or when the alien checks in, in compliance with the conditions of the alien's order of supervision, that all countries from which DHS has requested travel documents at such time have failed to issue such documents, ICE officers will annotate the Form I-220B to indicate that the alien's removal is currently impracticable because of the reasons stated above. Aliens with final orders of removal whom DHS has temporarily released on an order of supervision and who are seeking employment authorization based on this exception will not be eligible for employment authorization unless ICE has made such a determination and annotated the Form I-220B to indicate the alien's removal is impracticable because of the reasons stated above.
DHSはさらに、監督付き一時釈放(OSUP)により一時的に釈放された外国人であって、就労許可の更新を申請する者について、当該外国人が、(1)提案された8 CFR 274a.13(a)(3)(i)に列挙されたすべての要件を満たすことを証明し、かつ(2)E-Verifyの参加資格を良好な状態で保持している米国雇用主に雇用されている、又はかかる雇用主による雇用を求めていることを立証する場合に限り、更新を認めることを提案している。[150]提案された8 CFR 274a.13(a)(3)(ii)を参照のこと。
DHS further proposes to allow aliens temporarily released on OSUP who apply for a renewal of their employment authorization to have it renewed only if the alien: (1) demonstrates that he or she meets all requirements listed in proposed 8 CFR 274a.13(a)(3)(i), and (2) establishes that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify.[150] See proposed 8 CFR 274a.13(a)(3)(ii).
C.拷問等禁止条約規則に基づき退去強制の繰延べを認められた外国人
C. Aliens Granted Deferral of Removal Under the Convention Against Torture Regulations
外国人が退去強制の一時停止又は繰延べを認められた場合、DHSは、8 CFR 208.24、1208.24、208.17、1208.17又は1208.18(c)に定める適用される規則上の手続に従って当該一時停止又は繰延べが終了されない限り、一時停止又は繰延べの対象となった国へ当該外国人を退去強制させることはできない。
Once an alien has been granted withholding or deferral of removal, DHS cannot remove an alien to the country from which removal has been withheld or deferred unless withholding or deferral is terminated under applicable regulatory procedures set out in 8 CFR 208.24, 1208.24, 208.17, 1208.17, or 1208.18(c).
拷問等禁止条約(CAT)実施規則である8 CFR 208.17及び1208.17に基づき退去強制の履行猶予を認められ、監督付き釈放命令(OSUP)に基づき出頭報告を行っている外国人は、8 CFR 274a.12(c)(18)に従って就労許可を申請することができる。USCISは、CAT規則に基づき退去強制の履行猶予を認められた当該外国人について就労許可の適格性を判断する権限及び裁量を引き続き保持するものとし、USCISは、当該外国人が適格性基準を満たし、かつ裁量の好意的行使に値する場合に限り、8 CFR 274a.12(c)(18)に基づく就労許可を付与する。前述のとおり、(c)(18)区分に基づき就労許可を申請する外国人は、米国政府が代替送還先国として特定した全ての国及び米国政府が受入れを要請した全ての国が適切な渡航書類の発給を行わなかったために、国土安全保障省(DHS)が当該外国人を退去させることができないと判断したことを示す、記入済みのICEフォームI-220B(監督命令書)を提出しなければならない。改正案8 CFR 274a.13(a)(3)(iii)を参照されたい。DHSは、過去において、CAT実施規則に基づき退去強制の履行猶予を認められた外国人が、監督命令に基づく釈放の証拠を提出することなく就労許可を付与された事例があったことを認識している。DHSは、CAT実施規則に基づき退去強制の履行猶予を認められた外国人は8 CFR 274a.12(c)(18)に基づく就労許可の対象となり、監督命令に基づく釈放の証拠の提出を含む8 CFR 274a.12(c)(18)の適格性要件の全てを満たさなければ就労許可の資格を得られないことを、ここに明確化する。CAT第3条実施規則に基づき退去強制の履行猶予を認められ、監督命令に基づく釈放の証拠を提示することなく就労許可を付与されていた外国人は、今後、就労許可証(EAD)の更新を申請する際には、新たな8 CFR 274a.12(c)(18)に基づく就労許可の資格を証明するため、監督命令に基づく釈放の証拠を提出しなければならない。DHSは、このような外国人が、就労許可を得るために当該証拠を提出する必要がないという信頼利益を生じさせたと主張する可能性があることを認識している。しかしながら、退去を命じられたものの当該退去の履行猶予を認められた外国人が監督命令を遵守しており、就労許可の裁量的な好意的付与に値することを確保するという連邦政府の利益は、過去の慣行又は8 CFR 274a.12(c)(18)に基づく改正案の要件を満たさない就労許可の付与から生じ得るいかなる信頼利益にも優先する。下記の表IV.2に示すとおり、過去10会計年度における退去強制手続においてCATに基づく退去強制の履行猶予を認められた外国人の年間平均数は167人であった。2015会計年度から2024会計年度までにCATに基づく履行猶予を認められた外国人の数は、依然として少数にとどまっている。
Aliens who have been granted deferral of removal under the regulations implementing CAT at 8 CFR 208.17 and 1208.17 and are reporting on an OSUP may apply for employment authorization pursuant to 8 CFR 274a.12(c)(18). USCIS will retain the authority and discretion to determine eligibility for employment authorization for those aliens granted deferral of removal under the CAT regulations, as USCIS will only grant employment authorization under 8 CFR 274a.12(c)(18) if such aliens meet the eligibility criteria and also warrant a favorable exercise of discretion. As discussed above, aliens applying for employment authorization under the (c)(18) category must provide a completed ICE Form I-220B, Order of Supervision, indicating that DHS determined the alien could not be removed because every country identified by the U.S. government as an alternate country of removal, and every country the U.S. government has asked to accept the alien, has failed to provide the appropriate travel documents. See proposed 8 CFR 274a.13(a)(3)(iii). DHS recognizes that there have been past instances where aliens who were granted deferral of removal under the regulations implementing CAT were granted employment authorization without having to provide evidence of their release under an order of supervision. DHS is now clarifying that aliens who have been granted deferral of removal under the regulations implementing CAT are eligible for employment authorization under 8 CFR 274a.12(c)(18) and must satisfy all of the eligibility requirements of 8 CFR 274a.12(c)(18) to qualify for employment authorization, including producing evidence of their release under an order of supervision. Those aliens who have been granted deferral of removal under the regulations implementing CAT Article 3 and were granted employment authorization without having to present evidence of their release under an order of supervision must now, when seeking to renew their EAD, provide evidence of their release under an order of supervision to demonstrate they are eligible for employment authorization under the new 8 CFR 274a.12(c)(18). DHS is aware that such aliens may claim they have engendered reliance interests in not having to produce such evidence to be employment authorized. However, the federal government's interests in ensuring that aliens who have been ordered removed, but granted deferral of that removal, are complying with their order of supervision and deserve a favorable discretionary grant of employment authorization outweigh any reliance interests that may have engendered from past practices or grants of employment authorization without satisfying the proposed requirements under 8 CFR 274a.12(c)(18). The annual average number of aliens granted CAT deferral of removal in removal proceedings over a 10-fiscal-year period was 167, as reflected in Table IV.2 below. The number of aliens granted CAT deferral from FY 2015 through FY 2024 remains low.
(印刷版34390ページ)
( printed page 34390)
D. 米国へのパロールを認められた外国人に対する裁量的就労許可
D. Discretionary Employment Authorization for Aliens Paroled Into the United States
DHSは、USCISが外国人が裁量の好意的行使に値する場合に限り8 CFR 274a.12(c)(11)に基づく就労許可を付与することを明確に規定するため、8 CFR 274a.12(c)(11)の改正を提案する。改正案8 CFR 274a.12(c)(11)(ii)を参照されたい。この裁量的判断には、本改正案のセクションIV.Aで論じ、説明した外国人の犯罪歴(逮捕、起訴、起訴状又は有罪判決を含む)の考慮が含まれるが、これに限定されない。改正案8 CFR 274a.13(a)(iv)も参照されたい。
DHS is proposing to amend 8 CFR 274a.12(c)(11) to clearly state that USCIS will only grant employment authorization under 8 CFR 274a.12(c)(11) if the alien warrants a favorable exercise of discretion. See proposed 8 CFR 274a.12(c)(11)(ii). This discretionary determination also includes but is not limited to consideration of the alien's criminal history, including any criminal arrests, charges, indictments, or convictions as discussed and described in Section IV.A of this proposed rule. See also proposed 8 CFR 274a.13(a)(iv).
DHSはまた、移民及び国籍法第212(d)(5)条、8 U.S.C. 1182(d)(5)に基づき米国へのパロールを認められた外国人が、就労についての経済的必要性をも立証しなければならないことを要求するため、8 CFR 274a.12(c)(11)の改正を提案する。改正案8 CFR 274a.12(c)(11)(i)を参照されたい。パロール期間中に自活する経済的能力を有する外国人は、就労許可の対象とならない。就労許可を改正案の要件を満たす外国人に限定することは、労働市場における米国人労働者の保護強化という政権の目標に合致するものであり、米国人労働者を不利にする危険性を最小限に抑えるものである。
DHS is also proposing to amend 8 CFR 274a.12(c)(11) to require that an alien paroled into the United States pursuant to section 212(d)(5) of the Act, 8 U.S.C. 1182(d)(5), must also establish an economic necessity for employment. See proposed 8 CFR 274a.12(c)(11)(i). Aliens who are financially able to support themselves during the period of parole will not be eligible for employment authorization. Limiting employment authorization to aliens who meet the proposed requirements aligns with the Administration's goals of strengthening protections for American workers in the labor market and minimizes any risk of disadvantaging American workers.
さらに、前述のとおり、これらの改正案は、重大な犯罪歴を有し仮放免により米国に入国した外国人が合法的に就労できないようにすることで、当該外国人が米国にとどまることを思いとどまらせる効果を意図したものである。これらの外国人が米国での生活を維持するための他の経済的手段を有しておらず、かつ、より恒久的な地位につながる可能性のある移民上の利益に関する申請が係属していない場合、当該外国人は米国にとどまることが不可能または望ましくないと判断する可能性がある。
Additionally, as stated previously, these proposed revisions are intended to serve as a disincentive for aliens paroled into the United States who have significant criminal history from remaining in the United States, as the aliens will not be able to lawfully work. If these aliens do not have other financial means of sustaining their lives in the United States and do not have pending immigration benefits which may lead to a more permanent status, the aliens may not find it possible or desirable to remain in the country.
8 CFR 274a.12(c)(11)に基づく就労authorizationの最初の付与の資格要件に加えて、国土安全保障省(DHS)は、8 CFR 274a.12(c)(11)に基づく就労authorizationの更新を求める仮放免を有する外国人についても、E-Verifyにおいて良好な状態で参加している米国雇用主に雇用されているか、またはそのような雇用主による雇用を求めていることを証明しなければならないことを提案している。[151]改正案の8 CFR 274a.12(c)(11)を参照。
In addition to the requirements that establish eligibility for an initial grant of employment authorization under 8 CFR 274a.12(c)(11), DHS is also proposing that aliens with parole who are seeking renewal of their employment authorization under 8 CFR 274a.12(c)(11) must also establish that they are employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify.[151] See proposed 8 CFR 274a.12(c)(11).
E. 遅延的措置(Deferred Action)を付与された外国人に対する裁量的就労authorization
E. Discretionary Employment Authorization for Aliens Granted Deferred Action
DHSは、8 CFR 274a.12(c)(14)を改正し、USCISが8 CFR 274a.12(c)(14)に基づき就労authorizationを付与するのは、外国人が裁量の好意的な行使に値し、かつ就労の経済的必要性を証明した場合に限ることを明確に規定するよう再構成することを提案している。改正案の8 CFR 274a.12(c)(14)を参照。この裁量的判断には、本改正案のセクションIV.Aで議論され記述されている、犯罪歴、すなわち逮捕歴、起訴歴、正式起訴歴、有罪判決歴を含むがこれらに限定されない事項の考慮も含まれる。改正案の8 CFR 274a.13(a)(iv)も参照。
DHS is proposing to amend 8 CFR 274a.12(c)(14) by restructuring it to clearly state that USCIS will only grant employment authorization under 8 CFR 274a.12(c)(14) if the alien merits a favorable exercise of discretion and if the alien has established an economic necessity for employment. See proposed 8 CFR 274a.12(c)(14). This discretionary determination also includes consideration of the alien's criminal history, including but not limited to any criminal arrests, charges, indictments, or convictions as discussed and described in Section IV.A of this proposed rule. See also proposed 8 CFR 274a.13(a)(iv).
現在、USCISは外国人に経済的必要性を証明する書類を提出することを単に推奨しているに過ぎないが、本改正規則に伴う様式改訂の一環として、書類証拠の提出が必須となる予定である。(印刷ページ34391)外国人が経済的必要性を証明するために使用できる書類証拠に関する詳細は、様式の説明書及び/又はその他の下位規則上のガイダンスに定められる予定である。遅延的措置の期間中、自らを経済的に支えることができる外国人は、就労authorization及びEADの対象とならない。改正案の要件を満たす外国人に就労authorizationを付与することは、労働市場における米国人労働者の保護を強化するという政権の目標に合致し、米国人労働者に不利益を与えるリスクを最小限に抑えるものである。さらに、これらの改正案は、重大な犯罪歴を有する遅延的措置を受けた外国人が合法的に就労できないようにすることで、当該外国人が米国にとどまることを思いとどまらせる効果を意図したものである。例えば、米国での生活を維持するための他の経済的手段を有しておらず、かつ、より恒久的な地位につながる可能性のある移民上の利益に関する申請が係属していないこのような外国人は、米国にとどまることが不可能または望ましくないと判断する可能性がある。
Currently, USCIS only suggests an alien submit documentary evidence of economic necessity, but documentary evidence will be required as part of the form revisions accompanying the ( printed page 34391) proposed regulation. Information concerning what documentary evidence the alien may use to establish economic necessity will be set forth in form instructions and/or other sub-regulatory guidance. Aliens who are financially able to support themselves during the period of deferred action will not be eligible for employment authorization and an EAD. Providing employment authorization to aliens who meet the proposed requirements aligns with the Administration's goals of strengthening protections for American workers in the labor market and minimizes any risk of disadvantaging American workers. Additionally, these proposed revisions are intended to serve as a disincentive for aliens with deferred action who have significant criminal history from remaining in the United States, as the aliens will not be able to lawfully work. For example, such aliens who do not have other financial means of sustaining their lives in the United States and who do not have pending immigration benefits that may lead to a more permanent status may not find it possible or desirable to remain in the country.
8 CFR 274a.12(c)(14)に基づく就労authorizationの最初の付与の資格要件に加えて、DHSは、8 CFR 274a.12(c)(14)に基づく就労authorizationの更新を求める遅延的措置を有する外国人についても、E-Verifyにおいて良好な状態で参加している米国雇用主に雇用されているか、またはそのような雇用主による雇用を求めていることを証明しなければならないことを提案している。[152]改正案の8 CFR 274a.12(c)(14)を参照。DHSはまた、8 CFR 274a.12(c)(14)に基づく就労authorizationの有効期間を、最初の付与であるか更新であるかを問わず、1年を超えない期間に制限することを提案している。
In addition to the requirements that establish eligibility for an initial grant of employment authorization under 8 CFR 274a.12(c)(14), DHS is proposing that an alien with deferred action seeking renewal of his or her employment authorization under 8 CFR 274a.12(c)(14) must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify.[152] See proposed 8 CFR 274a.12(c)(14). DHS is also limiting the validity period for employment authorization under 8 CFR 274a.12(c)(14), whether for an initial or renewal EAD, to a period not to exceed 1 year.
F. 就労authorizationの自動終了
F. Automatic Termination of Employment Authorization
DHSはまた、274a.14(a)(1)を改正し、8 CFR 274a.12(c)に基づき付与された就労authorizationを自動的に終了させる理由を拡大し、2つの追加理由を含めることを提案している。第一に、本規則案は、8 CFR 274a.12(c)に基づき付与されたEADが、外国人がいずれかの退去強制条項(例えば、移民国籍法(INA)第217条、第235条、第238条、第240条)に基づく行政上最終的な退去強制命令を受けた時点で自動的に終了することを提案している。例えば、移民国籍法第240条、8 U.S.C. 1229aに基づく退去強制手続の結果として発出された退去強制命令は、一般に、移民控訴委員会(Board of Immigration Appeals)による上訴の却下、被申立人による上訴の放棄、又は上訴提起期間の満了により、行政上最終的なものとなる。8 CFR 1241.1を参照。
DHS is also proposing amending 274a.14(a)(1) to expand the reasons for automatic termination to include two additional reasons which would automatically terminate employment authorization granted under 8 CFR 274a.12(c). First, this rule proposes that EADs granted under 8 CFR 274a.12(c) will automatically terminate when the alien receives an administratively final order of removal under any removal provision ( e.g., INA 217, 235, 238, 240). For example, a removal order issued following removal proceedings under section 240 of the INA, 8 U.S.C. 1229a, generally becomes administratively final upon dismissal of an appeal by the Board of Immigration Appeals or upon the respondent's waiver of appeal or expiration of the period allotted for filing an appeal. See8 CFR 1241.1.
第二に、本規則案は、8 CFR 274a.12(c)に基づき付与された就労許可証(EAD)について、就労許可の根拠となった基礎が終了又は拒否された場合に自動的に失効することを提案するものである。これには、国土安全保障省(DHS)による在留資格の終了、又は就労許可の根拠となっていた申請(例えば、仮放免、強制送還の延期措置)の拒否が含まれ得る。基礎となる在留資格若しくは給付の終了、係属中の申請の拒否、又は最終的な退去強制命令についての通知がなされた場合、8 CFR 274a.12(c)に基づき付与された外国人の就労許可は自動的に終了することとなる。これは取消しの手続よりも単純、明確かつ効率的な手続である。外国人の適格性が消滅すれば、それに伴い就労許可も消滅することとなる。これにより行政上の遅延が抑制され、就労許可がいつ終了するかが明確に示されることとなる。就労許可の存在自体は退去強制を妨げるものではないが、自動的終了は、米国政府が迅速に対応し、就労許可を有するのは真に適格性を有する外国人のみであることを確保する上で有用であり、例えば、DHSが米国公衆の安全に対する明白な脅威となると認定した外国人について、速やかな退去強制が必要な場合などに資するものである。
Second, this rule proposes that EADs granted under 8 CFR 274a.12(c) automatically terminate when the underlying basis for employment authorization is terminated or denied. This can include DHS's termination of status or denial of the application that was the basis of the employment authorization ( e.g., parole, deferred action). Notice of the termination of the underlying status or benefit, denial of a pending application, or having a final order of removal will result in the automatic termination of any alien's employment authorization granted under 8 CFR 274a.12(c). This is a simpler, clearer, and more efficient process than revocation. As the alien's eligibility ceases, so too would the employment authorization. This limits administrative delays and clearly outlines when employment authorization ceases. While employment authorization alone does not preclude removal, the automatic termination assists the U.S. government in acting quickly to ensure only those aliens who are eligible for employment authorization have it in the event that imminent removal of an alien is necessary, such as in the case of an alien who DHS has established poses a clear threat to the safety of the American public.
外国人が、就労許可に関する別個の根拠を有していると考える場合、本規定に基づき当該外国人の就労許可が終了したときは、その別個の根拠に基づき許可を申請することができる。例えば、庇護申請が係属中であると同時にU非移民資格の請願も係属中である外国人が存在し得る。このような外国人が、庇護申請の係属期間の長さを理由として8 CFR 274a.12(c)(8)に基づくEADを有していたが、その後、移民局(USCIS)が当該庇護申請を拒否したことにより当該EADが終了した場合、当該外国人は、その後、8 CFR 274a.12(c)(14)に基づき、Uビザ請願に関連するEADを申請することができる場合がある。
If an alien believes that he or she has a separate basis for employment authorization, he or she may apply for authorization on that separate ground if his or her employment authorization is terminated under this provision. For example, there could be an alien who has both a pending asylum application as well as a pending petition for U nonimmigrant status. If such an alien had an EAD under 8 CFR 274a.12(c)(8) due to the length of time his or her asylum application was pending but later has that EAD terminated because USCIS denied the asylum application, the alien may be able to later apply for an EAD related to his or her U visa petition under 8 CFR 274a.12(c)(14).
G. 技術的修正及び明確化のための修正
G. Technical Edits and Edits for Clarity
最後に、DHSは、職名、様式番号、郵送先住所、写し及び管轄部署に関する記載を更新又は削除するための技術的修正、規則本文を明確にするための修正、並びに技術的又は組織的に陳腐化した不要な運用上若しくは手続上の制約を削除する修正を提案するものである。前述のとおり、DHSは、旧移民帰化局(INS)の旧職名への言及を削除し、これを適切なDHSの構成組織名に置き換え、監督付解放(OSUP)及びEADの発行に関する権限を有するDHSの構成組織を正確に反映させ、並びに8 CFR第274a部に基づく就労許可規則への言及を更新し適正化するため、8 CFR 241.4(j)(3)、241.5(a)、241.5(c)及び241.13(h)(3)を改正することを提案する。これらの改正案はまた、特定の職位にこれまで付されてきた、又は今後付され得る特定の職名にかかわらず、長官及び移民・関税執行局(ICE)長官がICE内部の適切な構成組織の長に権限を委任する裁量を有することを明確にするものである。[153] 提案される8 CFR 241.4(j)(3)、241.5(a)、241.5(c)及び241.13(h)(3)を参照されたい。DHSは、本提案と整合的な形で、旧INS職名への追加的な言及を削除するため、8 CFR第241部全体を将来の規則制定において更新する予定である。
Finally, DHS is proposing technical edits to update or remove references to position titles, form numbers, mailing addresses, copies, and office jurisdiction, edits to regulatory text for clarity, and edits that remove unnecessary operational or procedural constraints that have become technologically or organizationally outdated. As discussed, DHS proposes to revise 8 CFR 241.4(j)(3), 241.5(a), 241.5(c), and 241.13(h)(3) to remove obsolete references to legacy INS titles and replace them with the appropriate DHS component names, to correctly reflect the DHS components with authority over OSUP and EAD issuance, and to update and properly reference the employment authorization regulations under 8 CFR part 274a. These proposed amendments also clarify that the Secretary and the Director of ICE have the flexibility to delegate authorities within ICE to appropriate component heads, notwithstanding a particular title that has been or may be assigned to a particular position.[153] See proposed 8 CFR 241.4(j)(3), 241.5(a), 241.5(c), and 241.13(h)(3). DHS will update all of 8 CFR part 241 in a future rulemaking to remove additional references to obsolete INS titles consistent with the changes proposed here.
H. 現に就労許可を有する一定の外国人の信頼利益
H. Reliance Interests of Certain Aliens With Current Employment Authorization
これらの規則改正を提案するに当たり、国土安全保障省(DHS)は、本提案規則によって影響を受ける可能性のある外国人、すなわち緊急の人道上の理由又は重大な公共上の利益のために一時的に米国へのパロールを認められた外国人、延期的行動(deferred action)を認められた外国人、退去強制の最終命令が存在し監督命令(OSUP)に基づき拘禁から一時的に釈放されている外国人、及び犯罪歴を有する外国人について、長期にわたり生じてきた可能性のある依拠的利益(reliance interests)を考慮した。就労許可の付与は純粋に裁量的なものであり、性質上一時的であり、かつ有限の期間に限られるものであるが、DHSは、これらの裁量的区分の一つに基づく就労許可申請の審査は、例えば当該外国人がパロールを認められるべきか又は延期的行動を認められるべきかとは別個の決定として常に意図されてきたことを強調する。本提案規則のいかなる内容も、外国人がこれらの区分のいずれかにおいて裁量的EAD(印刷ページ34392)の資格を得るに至った特定の事実及び状況を変更するものではない。すなわち、OSUPに置かれている外国人はOSUPに置かれたままであり、パロール中の外国人はパロール中のままである等である。さらに、DHSは、本規則における提案された変更を、本規則の施行日以後に受理された就労許可申請にのみ適用するものとし、本規則のいかなる内容も、現行規則の下でEADの資格を有していたがこれらの変更が確定された際に資格を失うこととなる外国人について、就労許可の取消し又は終了を認めるものではない。そのような外国人は、EADに印字された有効期限まで就労許可を保持する。
In proposing these regulatory amendments, DHS has considered the potential reliance interests that may have been engendered over time to the aliens who may be affected by this proposed rule, including aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, aliens granted deferred action, aliens against whom a final order of removal exists and who are temporarily released from custody on an order of supervision, OSUP, and aliens with a criminal history. While the grant of employment authorization is purely discretionary, temporary in nature, and for a finite period, DHS emphasizes that the adjudication of the request for employment authorization based on one of these discretionary categories was always intended to be a decision separate from, for example, whether the alien should be paroled or have deferred action. Nothing in this proposed rule changes the particular facts and circumstances that gave rise to the alien qualifying for a discretionary ( printed page 34392) EAD in one of these categories; that is, aliens on OSUP will remain on OSUP, aliens on parole remain on parole, etc. Further, DHS would only apply the proposed changes in this rule to employment authorization applications received on or after the effective date of the rule, and nothing in this rule authorizes the revocation or termination of employment authorization for any alien who was eligible for an EAD under the current regulations but would no longer be eligible when these changes are finalized; any such aliens would retain their employment authorization for the validity date printed thereon.
一般に、裁量的就労許可を付与されるためには、外国人は資格要件を満たしていること、及びUSCISによる裁量の好意的行使に値することを立証しなければならない。外国人は、USCISが就労許可申請を承認した後にのみ、就労が許可され、EADが発行される。多くの裁量的就労許可区分は、性質上一時的であることが想定されており、一時的な移民資格又は許可に基づくものである。[154]例えば、パロール及び延期的行動は性質上一時的であり、米国内における移民資格を付与するものではなく、専らDHSの裁量に委ねられており、いつでも終了させることができる。パロール又は延期的行動の付与が終了し又は打ち切られた場合、就労許可の根拠は存在しなくなる。外国人の就労許可の根拠が終了した場合、就労許可もまた、EADに記載された有効期間の満了時(通常はパロール又は延期的行動の期間と一致する)又は8 CFR 274a.14(a)に基づく終了若しくは8 CFR 274a.14(b)に定める手続に従った取消しの後のいずれか早い時点で終了する。同様に、退去強制の最終命令を受けた外国人が監督命令の下で釈放される期間は、性質上一時的であることが意図されており、外国人は、当該外国人の退去強制を最終的に実行するために要する期間に限り、監督命令の下で拘禁から釈放されることを期待すべきである。これら三つの移民上の状況及びこれに対応する就労許可の本質そのものにある明確かつ限定的な条件は、これらの外国人集団における長期的な期待及び利益を希薄化する働きをする。[155]それにもかかわらず、DHSは、念のため、以下に述べるとおり、本規則制定が潜在的な依拠的利益に及ぼす影響を分析した。
In general, to be granted discretionary employment authorization, the alien must demonstrate eligibility and that he or she merits the favorable exercise of discretion by USCIS. An alien is authorized employment and issued an EAD only after USCIS approves an application for employment authorization. Many discretionary employment authorization categories are supposed to be temporary in nature and are based upon a temporary immigration status or grant.[154] For example, parole and deferred action are temporary in nature, do not provide an immigration status within the United States, are solely within DHS's discretion, and may be terminated at any time. Once a grant of parole or deferred action either ends or is terminated, there will no longer be a basis for employment authorization. When the basis for an alien's employment authorization ends, employment authorization also ends, either at the conclusion of the validity period indicated on the EAD (which generally mirrors the time of parole or deferred action) or after termination under 8 CFR 274a.14(a) or revocation in accordance with the procedures set forth in 8 CFR 274a.14(b). Similarly, the period of time under which an alien with a final order of removal is released on an order of supervision is intended to be temporary in nature, and an alien should only expect to be released from custody on an order of supervision for only the period of time that it takes to ultimately effectuate the removal of the alien. These clear and limiting conditions that are at the very nature of these three immigration scenarios and any corresponding employment authorization serve to attenuate any long-term expectations and interests among these alien populations.[155] Nonetheless, out an abundance of caution, DHS has analyzed the effects of this rulemaking on any potential reliance interests as discussed below.
様式I-765及び様式I-765WSの提出に伴う推定費用は、外国人一人当たり約639.13ドルから788.42ドルの範囲である。[156]申請手数料に加え、外国人は様式I-765及び様式I-765WSの記入に係る機会費用を負担することとなり、これは1件当たり5.88時間と推定されている。[157]また、本規則で提案されているとおり、§274a.12(c)に基づき申請する場合には、USCISによる申請審査の一環として、生体情報の審査及び照合のためUSCIS申請支援センターにおいて生体情報を提出することとなる。[158]一般に、これらの費用は、米国において誰に就労を認めるかを決定することに対する米国政府の利益に鑑みれば、重大なものではない。
The estimated costs associated with filing Form I-765 and Form I-765WS ranges from approximately $639.13 to $788.42 per alien.[156] In addition to the filing fee, the alien incurs the opportunity cost of completing Form I-765 and Form I-765WS, estimated at 5.88 hours per response,[157] and, as proposed in this rule, if applying under § 274a.12(c), submits their biometrics at a USCIS Application Support Center for biometric screening and vetting by USCIS as part of the review of their application.[158] In general, these costs are not significant, especially given the U.S. Government's interest in determining who is permitted to work in the United States.
DHSは、本規則案により就労認可を失う外国人が被る賃金損失が重大であるとみなされ得ることを認識している。しかしながら、上記で説明したとおり、これらの外国人は、これらのプログラムが一時的かつ裁量的な性質を有するものであること、及びDHSが各申請において就労認可を付与する裁量権の行使を拒否し得ることについて、既に周知されていた。さらに、各就労資格区分に関するUSCIS(米国市民権移民局)の政策指針[159]は、外国人が国家安全保障及び公共の安全に関する審査に合格しなかった場合、又はその他の理由により裁量の好意的な行使に値しないと判断された場合を含め、様々な理由により就労認可の対象とならない可能性があることを示している。本規則において、DHSは、犯罪歴を有する外国人に対して就労認可を付与する裁量権の行使を制限することを提案しており、外国人が特定の犯罪行為について逮捕された、告発された(処分未了を含む)、起訴された、関与を認めた、又は有罪判決を受けた場合には、それが否定的な裁量要素とみなされ、米国内での法執行活動への協力を含み得る相反する公共の利益がない限り、原則として就労認可申請の却下につながることになる。このような要素はその性質上否定的なものであるため、外国人がこのような否定的要素を無視し、軽視し、又は再定義する継続的な慣行に大きく依拠するようになったと主張することは、論理的に矛盾することになる。USCISが過去にこのような本質的に否定的な要素をそれほど重視してこなかった可能性があるとしても、USCISが将来においてもそうし続けることにはならない。
DHS recognizes that lost wages incurred by aliens who would no longer be employment authorized under this proposed rule could be viewed as significant. Nevertheless, as explained above, these aliens were apprised of the temporary and discretionary nature of these programs and that DHS may decline to exercise its discretion to grant them employment authorization with each application. Moreover, USCIS policy guidance for each employment eligibility category describes [159] that an alien may be ineligible for employment authorization for a range of reasons, including if the alien fails to pass national security and public safety vetting or is otherwise deemed not to warrant a favorable exercise of discretion. In this rule, DHS is proposing to limit the exercise of its discretionary authority to grant employment authorization to aliens with a criminal history, such that if an alien has been arrested for, charged with (without disposition), indicted for, admits to committing, or has been convicted of certain criminal acts it will be considered a negative discretionary factor that will generally result in the denial of a request for employment authorization, absent a countervailing public interest, which may include assisting law enforcement activity in the United States. Such factors are by their very nature negative; therefore, it would be incongruous to argue that an alien has come to significantly rely on a continued practice of disregarding, discounting, or re-labeling such negative factors., Because USCIS may have not weighed such inherently negative factors as heavily in the past, it does not follow that USCIS would continue to do so in the future.
本規則案で提案されている変更により、外国人及びその家族が最終的に却下される申請について申請手数料を支払うことになる場合(不服申立て又は再審理請求に係る手数料を含む)、就労認可を失う特定の外国人が賃金損失を被る場合、E-Verifyの参加資格を良好に維持している米国内の雇用主へ変更しなければならない場合、又はその他の関連的かつ付随的な経済的困難が生じる場合があるとしても、これらの外国人は、自らが永続的な移民資格を有していないこと、自らの移民状況が一時的なものであること、対応する就労認可はその根拠が消滅した時点で終了すること、及び将来における就労認可の付与はいずれもDHSによる裁量の好意的な行使に左右されることを認識している。本規則案で言及されている外国人は、米国内で就労する「権利」を有していない。就労認可の付与は、純粋に裁量的かつ一時的な性質を有し、有限の期間を対象とするものであり、したがって、外国人が新たな期間又は更新としての就労認可を希望するたびに、新たな申請を提出することが必要となる。DHSは、影響を受ける外国人が主張し得るこのような依拠利益は重大なものではなく、本規則案全体を通じて説明されている米国自身の利益及び懸念によって上回られるものであると結論付けた。
While the changes proposed in this rule may result in aliens and their families paying filing fees for ultimately denied applications (including any fees for appeals or requests for reconsideration), lost wages incurred by certain aliens who are no longer employment authorized, having to change to a U.S. employer who is a participant in good standing in E-Verify, or other related and ancillary economic hardships, those aliens are aware that they do not have a permanent immigration status, that their immigration situation is temporary, that any corresponding employment authorization will end when the basis for the employment authorization also ends, and that any future grant of employment authorization is contingent upon a favorable exercise of discretion by DHS. The aliens referenced in this proposed rule do not have a “right to work” in the United States. Any grant of employment authorization is purely discretionary, temporary in nature, and for a finite period, thus making it necessary for each alien to submit a new application requesting employment authorization each time the alien would like a new period or renewal of employment authorization. DHS has concluded that any such reliance interests that impacted aliens could claim are not significant and are outweighed by the United States' own interests and concerns as explained throughout this proposed rule.
本規則案は、政府による過去の決定に依拠して就労認可を付与されたことのある一部の外国人の既定の慣行及び期待を乱すものであるが、DHSは(印刷ページ34393)従前の政策又は規則に従う義務を負うものではない。[160] DHSは、根本的に、これら三つのプログラムが有する一時的かつ裁量的な性質そのものが、就労認可の継続的かつ確実な存在への依拠が正当化されないことを示していることに留意する。
While this proposed rule disrupts some settled practices and expectations of certain aliens who may have previously relied on the government's prior determinations to grant them employment authorization, DHS is not ( printed page 34393) required to adhere to prior policies or regulations.[160] DHS notes that, fundamentally, the temporary and discretionary nature of these three programs indicate that reliance on the continued assured existence of employment authorization would be unwarranted.
影響を受ける集団が米国滞在中に就労authorization(就労許可)を取得した、または地域社会において新たなつながりを確立した限りにおいて、DHS(国土安全保障省)は、これらの利益は、はるかに大きな利益を有する集団、すなわちDHS対カリフォルニア大学理事会事件[161]において問題となった幼少期に入国した者に対する強制送還の猶予(DACA)受給者集団に帰せられ得るいかなる依拠利益よりも、質的に劣るものであると指摘する。Regents事件において、最高裁判所は、DHSがDACAを廃止するに当たり、DACA受給者の依拠利益を適切に考慮したか否かを審査した。[162] DACA受給者(全員が相当な期間米国に滞在していた)の依拠利益には、学位課程への在籍、職業の開始、事業の開始、住宅の購入が含まれていた。[163] 裁判所が指摘したとおり、これらの利益は注目に値するものではあるが、「必ずしも決定的なものではなく」、「DHSは、当該特定の文脈において、他の利益及び政策上の考慮事項[DACAを廃止することにおける]が、いかなる依拠利益にも優先すると判断することができる」とされた。[164] 本規則案において公表される措置の目的上、DHSは、影響を受ける集団の依拠利益は、一般にRegents事件における集団のそれよりもはるかに小さいものであると指摘する。上述のとおり、影響を受ける集団は、自らの就労許可の適格性が限定的かつ裁量的な条件に基づくものであることを知っていたはずであり、したがってこれを考慮に入れていたはずである。したがって、これらの者の依拠利益は、米国労働者に対する保護の強化、就労許可を付与する裁量権限を、強制送還命令を受けた外国人の迅速な送還を含む現行政権の移民法執行上の優先事項と整合させること、及び国の移民法を厳格に執行し運用することという、米国政府の強い利益によって上回られる。
To the extent that the affected population has obtained employment authorization or otherwise established new ties within the community while in the United States, DHS notes these interests are qualitatively less than any reliance interests that might be attributed to a population with far greater interests, namely the Deferred Action for Childhood Arrival (DACA) recipient population at issue in DHS v. Regents of the Univ. of Cal.[161] In Regents, the Supreme Court reviewed whether DHS had appropriately considered the reliance interests of DACA recipients when rescinding DACA.[162] The reliance interests of DACA recipients, all of whom had been present in the United States for considerable periods of time, included their enrollment in degree programs, beginning their careers, starting businesses, and purchasing homes.[163] As the Court noted, these interests, though noteworthy, were not “necessarily dispositive,” and “DHS may determine, in the particular context before it, that other interests and policy concerns [in rescinding DACA] outweigh any reliance interests.” [164] For the purposes of the actions announced in this proposed rule, DHS notes the reliance interests of the affected population will generally be far less than the population in Regents. As stated above, the affected population would have known, and thus must have considered, the limited and discretionary terms of their eligibility for work authorization. Accordingly, their reliance interests are outweighed by the U.S. government's strong interest in strengthening protections for American workers, aligning its discretionary authority to grant employment authorization with the Administration's current immigration enforcement priorities, including the prompt removal of aliens with removal orders, and rigorously enforcing and administering the country's immigration laws.
OSUP(監督付き送還猶予措置)下にある外国人について、DHSが渡航文書の発給を要請したすべての国[165]が渡航文書の発給を拒否した場合には、DHSは、この限られた集団の外国人に対する裁量的就労許可の禁止について、特定の例外を設けた。さらに、DHSは、本規則において、この例外に該当し、かつ混合世帯(すなわち、米国市民又は適法永住者である一定の扶養家族を有する外国人)で生活する者に対して、特別な配慮を行った。本規則案の枠組みの下では、DHSは、外国人が扶養家族である米国市民若しくは適法永住者の配偶者、子、及び/又は親に対する経済的支援の主たる提供者としての役割を担っていることを、就労許可付与の裁量権を行使する際の積極的要素として考慮する。現行の8 CFR 274a.12(c)(18)(ii)は、「米国内において当該外国人の扶養を受けている配偶者及び/又は子の存在」を裁量的要素として掲げている。本改正案は、この要素を削除する意図はなく、これを8 CFR 274a.13(a)(3)に移し、親を含むよう拡大し、かつ扶養家族が米国市民、適法永住者、又はその他の適法な地位により米国内に在留している者でなければならないことを明確化するものである。したがってDHSは、経済的必要性に一定の種類の扶養家族の扶養が含まれる者について、考慮を行うことを認めるものである。
For aliens on OSUP, in instances where every country [165] from whom DHS has requested travel documents has failed to issue travel documents, DHS created a specific exception to the bar to discretionary employment authorization for that limited group of aliens. Furthermore, DHS gave special consideration in this rule to those who fall under this exception and live in a mixed household (that is, aliens with certain U.S. citizen or lawfully permanent resident dependents). Under the proposed regulatory framework, DHS will consider the alien's role as a primary provider of economic support for a dependent U.S. citizen or lawful permanent resident spouse, child(ren), and/or parent as a positive factor in exercising its discretion to grant employment authorization. Currently, 8 CFR 274a.12(c)(18)(ii) lists “The existence of a dependent spouse and/or children in the United States who rely on the alien for support” as a discretionary factor. This proposed change does not intend to delete this factor but instead move it to 8 CFR 274a.13(a)(3), expand it to include parents, and clarify that the dependents must be U.S. citizens, lawful permanent residents, or present in the United States in some other lawful status. DHS is therefore acknowledging that those whose economic necessity includes the support of certain types of dependents will be afforded consideration.
さらに、OSUP下にある外国人について、INA(移民国籍法)第241条(h)項、8 U.S.C. 1231(h)は、「本条のいかなる規定も、いかなる当事者が米国若しくはその機関若しくは職員又はその他の者に対して法的に執行可能な実体的若しくは手続的権利又は利益を創出するものと解釈してはならない」と明確に規定している。同法、現行規則、又は本規則案のいずれにも、送還命令が確定した外国人が就労許可を取得する権利を創出する規定は存在しない。したがって、就労許可を取得する黙示的又は明示的な権利は存在せず、したがって依拠利益は、同法の明文の規定に基づき当然に割り引かれるものである。
Additionally, for aliens on OSUP, section 241(h) of the INA, 8 U.S.C. 1231(h) specifically provides that “[n]othing in this section shall be construed to create any substantive or procedural right or benefit that is legally enforceable by any party against the United States or its agencies or officers or any other person.” Nothing in the statute, the current regulations, or this proposed rule creates any right for an alien with a final order of removal to obtain employment authorization. Accordingly, there is no implied or explicit right to obtain employment authorization, and therefore reliance interests are necessarily discounted accordingly based on the express terms of the statute.
雇用主、賃貸人その他を含む第三者も、これらの集団が就労できることについて間接的な依存利益を有する可能性がある。しかしながら、前述のとおり、各集団の移民としての状況及びそれに対応する就労認可は一時的なものである。したがって、生じた可能性のある依存利益の検討に当たっては、これらの集団が就労認可を受ける資格及びその取得可能性が一時的なものであることを考慮しなければならず、したがって重要な利益とは考えられない。上記と同様の理由により、国土安全保障省(DHS)は、本規則に記載された規制改正案に対する米国政府の利益が、第三者のいかなる依存利益をも上回ると判断する。
Third parties, including employers, landlords, and others, may also have indirect reliance interests in the ability of these populations to be employed; however, as stated previously, the immigration situation of each population and their corresponding employment authorization are temporary. Therefore, consideration of any reliance interest that may have resulted must take into account the temporary availability and eligibility of these populations to be employment authorized and is therefore not considered significant. For the same reasons set forth above, DHS finds the U.S. government's interest in these proposed regulatory amendments described in this rule outweighs any reliance interest of third parties.
さらに、告知及び意見聴取による規則制定手続を経ることにより、DHSは、就労認可を受けていたことから生じた可能性のある依存利益をこれらの集団が軽減できるようにする告知を行うものである。
Additionally, by going through notice and comment rulemaking, DHS is providing notice that will allow these populations to mitigate any reliance interest that may have resulted from being employment authorized.
DHSは、本規則案によって影響を受ける可能性のある依存利益に関する意見を歓迎する。
DHS welcomes comments on the reliance interests that may be affected by this proposed rule.
I. 規則案に対する代替案に関する検討
I. Discussion on Alternatives to the Proposed Rule
DHSは、影響を受ける個人及び団体に対する経済的影響を最小限に抑えつつ、明記された目的を達成する規則案の潜在的な代替案を慎重に検討した。DHSは、適用される法的及び運用上の要件に合致する形で規則案の政策目標を満たす代替案を特定することができなかった。本規則案は、関連する政策上の考慮事項の均衡を図りつつ、明記された目的を効果的かつ効率的に達成する方法に関するDHSの最善の判断を反映したものである。
DHS has carefully considered potential alternatives to the proposed rule that would achieve the stated objectives while minimizing economic impacts on affected individuals and entities. DHS has not identified alternatives that would meet the policy goals of the proposed rule in a manner consistent with applicable legal and operational requirements. The proposed rule reflects DHS's best judgment on how to effectively and efficiently achieve the stated objectives while balancing the relevant policy considerations.
DHSは、規則制定過程においてUSCISが特定できなかった可能性のある潜在的な代替案を指摘する上で、公衆からの意見が重要であることを認識している。したがって、DHSは、本規則案の明記された目的を達成し得る重要な代替案について、意見及び提案を提供するよう公衆に求める。具体的には、DHSは、同じ政策目標を達成しつつ、経済的影響をさらに最小限に抑え、又は意図しない結果に対処する方法について意見を求める。公衆からの意見は、最終規則がその潜在的影響について包括的な理解を反映し、実行可能な代替案があればそれを組み込むことを確保する上で極めて重要である。DHSは、同じ目的を達成する意見及び代替案を公衆に求める。
DHS recognizes the importance of public input in pointing out potential alternatives that USCIS may not have identified during the rulemaking process. Accordingly, DHS invites members of the public to provide comments and suggestions for any significant alternatives that could accomplish the stated objectives of the proposed rule. Specifically, DHS seeks input on approaches that would achieve the same policy goals while further minimizing economic impacts or addressing any unintended consequences. Public feedback is critical to ensuring that the final rule reflects a comprehensive understanding of its potential impacts and incorporates viable alternatives, if available. DHS requests comments and seeks alternatives from the public that will accomplish the same objectives.
J. 可分性
J. Severability
本規則案を発出するに当たり、DHSの意図するところは、(印刷ページ34394)の各規定が可能な限り最大限に相互に分離可能なものとして扱われるべきであるということである。本規則は、裁判所が特定の規定に関して存在すると判断する可能性のある特定の害を是正するために、本規則の停止、差止め又は無効化が狭く限定して行われ得るような形で構成されている。例えば、裁判所が何らかの理由で8 CFR 274a.12(c)(11)に基づく規則改正のみを差し止め又は無効とすべきであると判断した場合、DHSの意図するところは、当該裁判所がその判断を狭く解釈し、他のすべての対象外国人及び状況に関しては本規則の残りの部分を存続させることである。これは、8 CFR 241.4、241.5、241.13、274a.12、274a.13及び274a.14を含む、本規則案で提案されているすべての規定についても同様に当てはまる。DHSが本規則案で提案する各改正、特に裁量的就労認可に影響を及ぼす改正は、それぞれ単独で存立し得る別個の規定として扱われることが意図されており、独立して検討されるべきである。DHSは、8 CFR 106.2(a)(44)(ii)(F)及び(a)(44)(iv)(D)に対して提案されている改正が、8 CFR 274a.12(a)(10)に対して提案されている改正と相互に関連し、それに依存するものであることを認識している。
In issuing this proposed rule, it is DHS's intention that the various ( printed page 34394) provisions would be considered severable from one another to the greatest extent possible. This rule is structured in such a way that a stay, injunction or vacatur of this rule could be narrowly tailored to remedy the specific harm that a court may determine exists with a specific provision. For example, if a court were to hold that only the amendments to the regulations under 8 CFR 274a.12(c)(11) should be enjoined or vacated for some reason, it is the intent of DHS that such court would narrowly construe its decision and leave the remainder of the rule in place with respect to all other covered aliens and circumstances. This also holds true for all of the provisions proposed in this rule, including 8 CFR 241.4, 241.5, 241.13, 274a.12, 274a.13, and 274a.14. Each revision that DHS is proposing in this rule, in particular those affecting discretionary employment authorization, is intended to be considered as a separate provision that can stand on its own and should be considered independently. DHS does recognize that the revisions being proposed to 8 CFR 106.2(a)(44)(ii)(F) and (a)(44)(iv)(D) are intertwined with and contingent upon the revisions being proposed to 8 CFR 274a.12(a)(10).
V. 法令上及び規制上の要件
V. Statutory and Regulatory Requirements
A. 大統領令12866号(規制の計画及び審査)、13563号(規制及び規制審査の改善)並びに14192号(規制緩和を通じた繁栄の解放)
A. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (Unleashing Prosperity Through Deregulation)
大統領令12866号及び13563号は、各省庁に対し、利用可能な規制上の代替案の費用及び便益を評価し、規制が必要な場合には純便益を最大化する規制手法を選択するよう指示している。大統領令13563号は、費用及び便益の定量化、費用の削減、規則の調和並びに柔軟性の促進の重要性を強調している。
E.O.s 12866 and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if a regulation is necessary, to select regulatory approaches that maximize net benefits. E.O. 13563 emphasizes the importance of quantifying costs and benefits, reducing costs, harmonizing rules, and promoting flexibility.
大統領令14192は、各省庁に対し、連邦規則の遵守に必要となる民間部門の支出を大幅に削減するよう指示しており、「新たな規則に伴う新規の増分費用は、法律上許容される範囲において、少なくとも10件の既存規則に伴う既存費用の撤廃によって相殺されなければならない」と規定している。
E.O. 14192 directs agencies to significantly reduce the private expenditures required to comply with Federal regulations and provides that “any new incremental costs associated with the new regulations shall, to the extent permitted by law be offset by the elimination of existing costs associated with at least 10 prior regulations.”
行政管理予算局(OMB)は、本規則を、大統領令12866第3条(f)(1)に定義される経済的に重要な「重要な規制措置」に指定した。これは、本規則が分析期間のいずれの年においても経済に与える年間影響が1億ドルを超えるためである。したがって、本規則は行政管理予算局による審査を受けている。
The Office of Management and Budget (OMB) has designated this rule a “significant regulatory action” that is economically significant as defined under section 3(f)(1) of E.O. 12866, because its annual effects on the economy exceed $100 million in any year of the analysis. Accordingly, the rule has been reviewed by the Office of Management and Budget.
さらに、本提案規則は、米国の移民関連機能に関して発出されるものであるため、大統領令14192に基づく規制措置には該当しない。本規則の主たる直接の目的は、移民国籍法(INA)第101条(a)(17)項(合衆国法典第8編第1101条(a)(17)項)に規定される米国移民法を実施または解釈すること、あるいは外国人に関して米国連邦政府が遂行するその他の機能を実施または解釈することにある。OMB覚書M-25-20「大統領令14192『規制緩和を通じた繁栄の解放』第3条の実施に関する指針」(2025年3月26日付)を参照のこと。
Additionally, this proposed rule is not an E.O. 14192 regulatory action because it is being issued with respect to an immigration-related function of the United States. The rule's primary direct purpose is to implement or interpret the immigration laws of the United States (as described in INA sec. 101(a)(17), 8 U.S.C. 1101(a)(17)) or any other function performed by the U.S. Federal Government with respect to aliens. See OMB Memorandum M-25-20, “Guidance Implementing Section 3 of Executive Order 14192, titled “Unleashing Prosperity Through Deregulation” (Mar. 26, 2025).
1. 概要
1. Summary
国土安全保障省(DHS)は、本提案規則により、裁量的延期措置(デファード・アクション)の付与を受ける外国人、仮放免(パロール)の付与を受ける外国人、および退去強制の確定命令を受けた外国人であって就労許可の対象となる者の数が減少すると推計している。これにより、就労許可の対象ではなくなった外国人について所得の喪失が生じる可能性がある一方で、米国人労働者の保護を確保し、強化することにもなる。所得の喪失は、当該外国人からその支援ネットワーク、すなわち家族、地域団体、非営利団体、または当該外国人を支援する第三者組織、および扶養家族への費用の移転をもたらす可能性がある。さらに、DHSは、本提案規則により、引き続き就労許可の対象となる外国人について申請負担が増加すると推計しているが、これは就労の経済的必要性を確保し、DHSが就労許可を発給する前に犯罪歴を確認し、外国人の身元を生体認証によって確認することを可能にし、かつ、USCISが納得する形で当該外国人が裁量の好意的行使に値することを示すことを可能にするものである。本提案規則により就労許可の更新資格を失う外国人労働者を現在雇用している米国企業は、従業員の離職または外国人の就労許可を確認するための提案されているE-Verify要件の遵守に伴う新たな費用を負担する可能性がある。最後に、本提案規則により税収の減少が生じる可能性がある。
DHS estimates that this proposed rule would result in a reduction in the number of aliens granted deferred action, aliens granted parole, and aliens with final orders of removal who are eligible for employment authorization. This could result in lost earnings for aliens who are no longer eligible for employment authorization, while also ensuring and strengthening protections of American workers. The lost earnings could result in a transfer of costs from the alien to his or her support network, including family members, community groups, non-profits or third-party organizations that provide for the alien, and any dependents. In addition, DHS estimates that the proposed rule would increase filing burdens for those aliens who remain eligible for employment authorization, while ensuring economic necessity for employment and permitting DHS to verify criminal history and biometrically verify an alien's identity before issuing employment authorization, and demonstrating to the satisfaction of USCIS that the alien warrants a favorable exercise of discretion. U.S. businesses that currently employ alien workers who would no longer be eligible to renew their employment authorization under this proposed rule could incur new costs due to employee turnover or compliance with the proposed E-Verify requirement that would ensure aliens' authorization to work. Finally, the proposed rule may result in a loss of tax revenue.
本提案規則の下で、DHSは次の6種類の経済的影響を推計し、定量化している。すなわち、(1)就労許可の対象ではなくなる可能性のある外国人労働者の潜在的な所得の喪失、(2)外国人が様式を提出する際の時間的負担の増加、(3)外国人が生体認証情報を提出するための追加的な時間および費用[166]、(4)外国人労働者の雇用主が、就労許可証(EAD)の失効、取消し、または不更新に伴って被る可能性のある労働力の入れ替えに伴う費用、(5)雇用主が、更新用EADを申請する外国人労働者を維持するために、E-Verifyへの登録を行い、良好な参加者としての地位を維持するための費用、(6)連邦政府にとっての潜在的な雇用関連税収の喪失、である。
Under the proposed rule, DHS estimates and quantifies six types of economic impacts, including: (1) potential lost earnings of alien workers who may no longer be eligible for employment authorization; (2) increased time burden for aliens to submit forms; (3) added time and costs for aliens to submit biometrics; [166] (4) labor turnover costs that employers of alien workers could incur when EADs expire, are revoked, or are not renewed; (5) costs to employers to enroll in and maintain an E-Verify account as a participant in good standing to retain alien workers applying for renewal EADs; and (6) potential employment tax losses to the Federal government.
DHS(国土安全保障省)は、本提案規則により一部の外国人が裁量的EADの対象外となると推定している。しかしながら、DHSはデータの制約により当該人口を正確に推定することができないため、上限及び下限を伴う範囲に依拠している。本提案規則の10年間の割引前直接費用の推定額は、約91億ドルから279億ドルの範囲となる(表V.36)。これには、生体認証に関連する費用及び関連する申請書式に係る追加的な時間負担、並びに本規則により雇用認可の対象外となる(c)(11)、(c)(14)及び(c)(18)に該当する外国人の代替労働力を雇用主が確保できない場合に生じると推定される費用が含まれる。本提案規則の10年間の費用を3パーセントの割引率で年率換算した推定額は、9億2,050万ドルから28億ドルの範囲となり、7パーセントの割引率では、9億3,710万ドルから29億ドルの範囲となる。DHSは、雇用主及び被用者から連邦政府への雇用税(すなわちメディケア及び社会保障税)の最大移転額を29億ドル(10年間の割引前)と推定している(3パーセントで年率換算すると2億9,820万ドル、7パーセントで年率換算すると3億460万ドル)。
DHS estimates that some aliens would be ineligible for discretionary EADs due to the proposed rule. However, DHS cannot estimate this population with precision because of data constraints and therefore relies on a range with an upper and lower bound. The estimated 10-year undiscounted, direct costs of this proposed rule would range from about $9.1 billion to $27.9 billion (Table V.36), which includes costs associated with biometrics and added time burdens for relevant filing forms as well as estimated costs should employers not be able to find replacement labor for (c)(11), (c)(14), and (c)(18) aliens who would become ineligible for employment authorization under this rule. The estimated 10-year costs of the proposed rule annualized at a 3 percent discount rate would range from 920.5 million to 2.8 billion, and at a 7 percent discount rate would range from $937.1 million to $2.9 billion. DHS estimates $2.9 billion (10-year undiscounted) as the maximum transfer of employment taxes (namely Medicare and Social Security) from employers and employees to the Federal Government ($298.2 million annualized at 3 percent and $304.6 million annualized at 7 percent).
本提案規則の潜在的便益は定性的なものである。第一に、本提案規則は(c)(11)、(c)(14)及び(c)(18)に該当する外国人労働者の人口に対する雇用認可の適格性を縮小するため、米国市民又は適法永住者の労働者は、全体として、現在これらの区分の外国人労働者が保持している職を得やすくなると考えられる。第二に、本提案規則は、退去強制の最終命令を受けた後も米国内に留まろうとする(c)(18)に該当する外国人のインセンティブを減少させる可能性があり、これにより、かかる外国人に対する退去強制の最終命令の執行、並びにOSUPにより一時的に釈放された外国人の監視及び( 印刷版34395ページ)追跡に費やされる政府資源の量を削減できる可能性がある。2025年5月付のDHSの報道発表[167]によれば、不法外国人の逮捕、収容及び退去強制に要する平均費用は17,121ドルである。[168] その他の定量化できない便益には、DHSが雇用上の経済的必要性を判断できるようにすること、第274a.12条(c)に基づく雇用認可を発行する前に外国人の身元を生体認証により確認すること、外国人の生体情報を政府データベースと照合して犯罪歴を確認すること、及び雇用認可を更新する外国人についてその雇用認可が雇用主により確認されることを確保することが含まれ、これにより移民制度の健全性が向上する。
The potential benefits of the proposed rule would be qualitative. First, U.S. citizen or lawful permanent resident workers, on the whole, would be more likely to obtain jobs currently held by category (c)(11), (c)(14), and (c)(18) alien workers since the proposed rule would reduce employment authorization eligibility for these populations of aliens. Second, the proposed rule may reduce the incentive for (c)(18) aliens to remain in the United States after receiving a final order of removal, which could reduce the amount of government resources expended on enforcing final orders of removal for such aliens as well as monitoring and ( printed page 34395) tracking aliens temporarily released on OSUP. According to a May 2025 DHS press release,[167] the average cost to arrest, detain, and remove an illegal alien is $17,121.[168] Additional unquantifiable benefits also include enabling DHS to determine an economic necessity for employment, biometrically verifying an alien's identity before issuing any employment authorization under § 274a.12(c), vetting an alien's biometrics against government databases for criminal activity, and ensuring that aliens who renew their employment authorization have their employment authorization verified by their employer, thereby increasing the integrity of the immigration system.
表V.1は、提案された規制変更の影響の概要、並びに関連する推定費用及び便益を示す。[169]
Table V.1 shows the summary of impacts of the proposed regulatory changes and the associated estimated costs and benefits.[169]
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最終的な退去強制命令を受けた外国人、合衆国への在留猶予(デファード・アクション)を認められた外国人、及び仮釈放(パロール)を認められた外国人のうち就労認可の対象となる者の数を削減することの影響には、潜在的な分配上の影響(移転)と費用の両方が含まれる。USCIS(米国市民権移民局)は、就労認可の対象外となる外国人に生じる補償の喪失を、この変更による影響、すなわちこれらの外国人から他の者への分配上の影響(移転)として、又は企業の生産性損失の費用の代理指標として用いている。すべての企業がこれらの外国人が従事していたであろう職に対して合理的な代替労働力を容易に確保できる場合、DHS(国土安全保障省)は、最大28億ドル(3パーセントの割引率で年率換算)がこれらの労働者から労働力人口の他の者へ移転される(又は労働力人口へ呼び戻される)と推計し、7パーセントの割引率で年率換算した場合は29億ドルとなる(表V.2(A))。[171] このシナリオの下では、連邦雇用税の損失は生じない。[172] 逆に、企業がこれらの外国人が従事していたであろう職に対して合理的な代替労働力を確保できない場合、生産性損失として貨幣化された費用の推計最大値は、3パーセントの割引率で年率換算した場合28億ドル、7パーセントの割引率で年率換算した場合29億ドルとなり、これらの外国人から他の労働者への貨幣化された移転の推計値は0ドルとなる。さらに、このシナリオの下で職が充足されないままとなる場合、連邦政府にとって雇用税の損失が生じることになる。USCISは、企業及び従業員から連邦政府への雇用税の移転の削減の最大値を、3パーセントの割引率で年率換算した場合2億9820万ドル、7パーセントの割引率で年率換算した場合3億460万ドルと推計している。
The impacts of reducing the number of aliens with final orders of removal, aliens granted deferred action, and aliens granted parole who are eligible for employment authorization include both potential distributional impacts (transfers) and costs. USCIS uses the lost compensation to aliens who are no longer eligible for employment authorization as a measure of the impact of this change—either as distributional impacts (transfers) from these aliens to others or as a proxy for businesses' cost for lost productivity. If all companies can easily find reasonable labor substitutes for the positions the aliens would have otherwise filled, DHS estimates a maximum of $2.8 billion (annualized at a 3 percent discount rate) would be transferred from these workers to others in the labor force (or induced back into the labor force); $2.9 billion (annualized at a 7 percent discount rate) (Table V.2(A)).[171] Under this scenario, there would be no Federal employment tax losses.[172] Conversely, if companies are unable to find reasonable labor substitutes for the positions the aliens would have filled then a maximum of $2.8 billion (annualized at a 3 percent discount rate) or $2.9 billion (annualized at a 7 percent discount rate) is the estimated monetized cost in lost productivity, and $0 is the estimated monetized transfers from these aliens to other workers. In addition, under this scenario where jobs would go unfilled, there would be a loss of employment taxes to the Federal Government. USCIS estimates $298.2 million (annualized at a 3 percent discount rate) or $304.6 million (annualized at a 7 percent discount rate) as the maximum reduction in transfers of employment taxes from companies and employees to the Federal Government.
DHSは、上記の二つのシナリオが、労働市場の状況を踏まえて雇用主がどのように対応し得るかについての不確実性を表していると考えている。DHSは、最終的な退去強制命令を受けた外国人、デファード・アクションを認められた外国人、及びパロールを認められた外国人の就労適格性に影響を与える規定から生じる貨幣化された影響の範囲について、その両端の推計値を算出した。この規則制定の効果は、全国、州、及び地方の労働市場の状況、経済的及び事業上の要因、関係する職種及び技能の種類、並びに同様の技能を有する労働者の availability(入手可能性)を含む、絶えず変動する多数の複雑な変数の相互作用に一部左右されることになる。DHSは、移民が労働市場に与える影響について広範な文献が存在することを認識している。[173] DHSは、これらのシナリオで示された推計値、及び影響を受ける職が補充されるという前提の妥当性について、公衆からの意見を歓迎する。
DHS believes the two scenarios described above represent the uncertainty in how employers will be able to respond given labor market conditions. DHS estimated endpoints for the range of monetized impacts resulting from the provisions that affect employment eligibility for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole. Effects of this rulemaking would depend in part on the interaction of a number of complex variables that are constantly in flux, including national, state, and local labor market conditions, economic and business factors, the type of occupations and skills involved, and the availability of similarly skilled workers. DHS acknowledges there is extensive literature on the impacts of immigration on labor markets.[173] DHS welcomes public comment on the estimates presented in these scenarios and on the validity of the assumptions on affected jobs being backfilled.
本規則には、E-Verify、生体情報(バイオメトリクス)、労働力の入れ替わり、及び様式に係る追加的負担を含む、他の費用も存在する。これらの他の費用は、上記で述べた両方のシナリオの下で生じるものであり、したがって、本規則の最小費用は、3パーセントの割引率で年率換算した場合420万ドル、7パーセントの割引率で年率換算した場合440万ドルとなる。
There are other costs of the rule, including E-Verify, biometrics, labor turnover, and additional form burdens. These other costs exist under both scenarios described above, and thus $4.2 million is the minimum cost of the rule (annualized at a 3 percent discount rate or $4.4 million (annualized at a 7 percent discount rate).
上記のシナリオにより示される影響の範囲に、他の費用の考慮を加えたものを、表V.2にまとめる。表V.2に示される主要な推計値は、各シナリオについての最小推計値と最大推計値の中央値である。[174]
The range of impacts described by the scenarios above, plus the consideration of the other costs, are summarized in Table V.2. The primary estimate shown in Table V.2 is the median point between the minimum estimate and the maximum estimate for each scenario.[174]
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さらに、表V.3は、行政管理予算局(OMB)通達A-4により要求されるとおりに作成された会計報告書を示しており、本提案規則に伴う費用を示している。[175] なお、費用の項目については、会計報告書に示される主要な推計値は、すべての外国人が他の労働者に置き換えられるというシナリオ(表V.2(A)及び(B)に示されるシナリオ)に基づく最小費用と、外国人が全く置き換えられないというシナリオに基づく最大費用とを基に算出された中間値であることに留意されたい。
In addition, Table V.3 presents the prepared accounting statement, as required by OMB Circular A-4, showing the costs associated with this proposed regulation.[175] Note that under costs, the primary estimates provided in the accounting statement are the calculated midpoint based on the minimum cost from the scenario that all aliens are replaced with other workers and the maximum cost from the scenario that no aliens are replaced with other workers (scenarios presented in Tables V.2(A) and (B)).
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2. 提案規則の背景及び目的
2. Background and Purpose of the Proposed Rule
USCISは、その裁量による就労認可付与の権限を、我が国の移民法の厳格な執行及び運用を通じた退去強制命令を受けた外国人の迅速な退去強制を含む、政権の現行の移民執行上の優先事項と整合させるための規則を策定している。[176]
USCIS is drafting regulations to align its discretionary authority to grant employment authorization with the Administration's current immigration enforcement priorities,[176] including the prompt removal of aliens with removal orders through the rigorous enforcement and administration of our immigration laws.
a. 監督下の出国猶予(OSUP)にある外国人に対する裁量的就労認可((c)(18))
a. Discretionary Employment Authorization for Aliens on OSUP ((c)(18))
前述のとおり、ICE(移民・関税執行局)は、退去強制の最終命令の対象となった外国人を速やかに米国から退去させるよう努めている。退去強制業務には、統合的な調整、管理及び実施の取組が必要である。法律により、DHS(国土安全保障省)は、退去強制の最終命令が発出された後90日間(「退去強制期間」)以内に、収容されている外国人を退去させるか、又は釈放することが義務付けられている。[177] さらに、法律は、当該外国人が犯罪歴及び/又はテロ活動を理由として退去強制を命じられた場合、DHSが退去強制期間中に当該外国人を釈放することを明示的に禁止している。[178] 退去強制期間を超えて収容されている外国人については、DHSはZadvydas判決(本提案規則を通じて論じられている)[179]を遵守しなければならない。同判決は、退去強制の最終命令を受けた外国人は、「合理的に予見可能な将来において退去強制が実現する相当な見込み」がないと判断された場合、(特別な事情がない限り)収容を継続することはできないと判示した。[180](印刷ページ34407)INA(移民国籍法)第241条(a)(3)項、8 U.S.C. 1231(a)(3)に基づきICEの収容から釈放された、退去強制の最終命令を受けた外国人は、監督の対象となる。[181]
As discussed, ICE works to promptly remove aliens subject to a final order of removal from the United States. Removal operations require integrated coordination, management, and facilitation efforts. By law, DHS is required to remove or release a detained alien ordered removed within a period of 90 days (“removal period”) after the issuance of a final order of removal.[177] Furthermore, the law expressly prohibits DHS from releasing an alien during the removal period if the alien was ordered removed based on criminal grounds and/or terrorist activities.[178] For aliens detained beyond the removal period, DHS must comply with Zadvydas (discussed throughout this proposed rule),[179] which held that an alien with a final order of removal cannot be kept in detention (unless special circumstances exist) once it has been determined that there is not a “significant likelihood of removal in the reasonably foreseeable future.” [180] ( printed page 34407) Aliens with final orders of removal who are released from ICE custody under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), are subject to supervision.[181]
上記のとおり、DHSは現在、INA第241条(a)(3)項、8 U.S.C. 1231(a)(3)に基づく監督命令により収容から一時的に釈放された、退去強制を命じられた外国人に対し、8 CFR 274a.12(c)(18)に基づく就労許可の資格を付与している。8 CFR 241.5(c)、274a.12(c)(18)を参照のこと。
As noted above, DHS currently extends eligibility for employment authorization under 8 CFR 274a.12(c)(18) to aliens who have been ordered removed and have been temporarily released from detention under section 241(a)(3) of the INA, 8 U.S.C. 1231(a)(3), on an order of supervision. See8 CFR 241.5(c), 274a.12(c)(18).
前文で詳述されているとおり、DHSは、DHSの法執行の使命及び大統領令14159号に示されたものを含む現政権の現行の移民法執行上の優先事項、並びに米国人労働者の保護を強化するための取組とより良く整合させるため、就労許可を、退去強制を命じられかつOSUP(監督命令)により一時的に釈放された外国人の一部に限定すべきであると判断した。
As explained in detail in the preamble, DHS has determined that employment authorization should be limited to a subset of aliens ordered removed and temporarily released on OSUP to better align with the DHS enforcement mission and the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159, and efforts to strengthen protections of American workers.
さらに、DHSは、本除外規定の対象となる外国人に対し、就労の経済的必要性を証明することを義務付ける意向である。本提案規則の変更により、外国人はフォームI-765WSを記入して提出するとともに、就労の経済的必要性の主張を裏付ける証拠書類[182]を提出することが義務付けられる。
Further, DHS intends to require aliens who qualify under this exception to establish an economic necessity for employment. The proposed regulatory change will require that aliens complete and submit Form I-765WS, as well as submit documentary evidence [182] to support their claim of economic necessity for employment.
DHSは、本規則による変更を、最終規則が確定した場合、その施行日以降に提出された8 CFR 274a.12(c)(18)に基づく新規申請及び更新申請にのみ適用することを提案する。USCIS(米国市民権・移民局)は、本規則による変更を、最終規則が確定した場合のその施行日前に受理された係属中の代替EAD(就労許可証)申請、又は新規の代替EAD申請には適用しない。なぜなら、これらの審査は新たな就労許可の付与とはみなされず、以前に許可された期間に基づくEADの再発行とみなされるためである。
DHS proposes to apply changes made by this rule only to initial and renewal applications under 8 CFR 274a.12(c)(18) filed on or after the effective date of the rule, if finalized. USCIS would not apply the changes made by this rule to any pending application for a replacement EAD received before the effective date of the rule, if finalized, or to new applications for replacement EADs, because such adjudications are not considered a new grant of employment authorization but a replacement of an EAD based on a previously authorized period.
b. 裁量的保留処分(デファード・アクション)の付与を受けた外国人に対する裁量的就労許可((c)(14))
b. Discretionary Employment Authorization for Aliens Granted Deferred Action ((c)(14))
DHSは現在、(c)(14)区分に基づきデファード・アクション(国外退去の裁量的保留処分)の付与を受けた外国人に対し、就労許可の資格を付与している。8 CFR 274a.12(c)(14)を参照のこと。当該外国人が就労許可を取得するためには、必要な書類及び適正な手数料を添えてフォームI-765を提出しなければならない。[183] USCISが(c)(14)区分に基づく外国人のフォームI-765を承認した場合、有効期間は通常、デファード・アクションの付与期間と同一の期間とされ、デファード・アクションの期間の終了日に満了する。[184] 前文で詳述されているとおり、DHSは、デファード・アクションの付与を受けた外国人に対する就労許可を1年を超えない期間に限定すべきであると判断し、これを提案している。
DHS currently extends eligibility for employment authorization to aliens who have been granted deferred action under the (c)(14) category. See8 CFR 274a.12(c)(14). In order for such aliens to obtain employment authorization, the alien must file Form I-765 accompanied by required documentation and the proper fee.[183] If USCIS approves the alien's Form I-765 under the (c)(14) category, the validity period generally runs for the same period of time as the grant of deferred action and will end on the end date of the period of deferred action.[184] As explained in detail in the preamble, DHS has determined and is proposing that employment authorization should be limited for aliens granted deferred action not to exceed one year.
DHSは、本規則による変更を、最終規則が確定した場合、その施行日以降に提出された8 CFR 274a.12(c)(14)に基づく新規申請及び更新申請にのみ適用することを提案する。USCISは、最終規則が確定した場合、本規則による変更を、その施行日前に受理された係属中の代替EAD申請、又は新規の代替EAD申請には適用しない。なぜなら、これらの審査は新たな就労許可の付与とはみなされず、以前に許可された期間に基づくEADの再発行とみなされるためである。
DHS proposes to apply changes made by this rule only to initial and renewal applications under 8 CFR 274a.12(c)(14) filed on or after the effective date of the rule, if finalized. USCIS would not apply the changes made by this rule, if finalized, to any pending application for a replacement EAD received before the effective date of the rule or to new applications for replacement EADs, because such adjudications are not considered a new grant of employment authorization but a replacement of an EAD based on a previously authorized period.
c. 米国への仮放免(パロール)を許可された外国人に対する裁量的就労許可((c)(11))
c. Discretionary Employment Authorization for Aliens Paroled Into the United States ((c)(11))
退去強制の対象となる外国人は、緊急の人道上の理由または重大な公共の利益に基づき、仮放免(パロール)を申請することができる。仮放免は、米国への入国が認められない可能性がある、またはその他の理由で入国資格を有しない外国人に対し、一時的な期間、米国内への仮放免を認めるものである。一般に、仮放免は、有効期限が到来した時、または被仮放免者が米国を出国した時、もしくは移民資格を取得した時のいずれか早い時点で終了する。一部の例外を除き、国土安全保障省(DHS)は現在、(c)(11)区分に基づき仮放免を許可された外国人に対し、就労authorizationの適格性を認めている。8 CFR 274a.12(c)(11)を参照のこと。かかる外国人が就労authorizationを取得するためには、所定の必要書類及び適正な手数料を添付してForm I-765を提出しなければならない。[185] USCISが(c)(11)区分に基づく外国人のForm I-765を承認した場合、就労authorizationの有効期間は、当該外国人の仮放免期間または1年間のいずれか短い方となる。[186] 前文にて詳述するとおり、DHSは、大統領令14159号に示された内容を含む、DHSの法執行の使命及び現政権の現行の移民法執行上の優先事項、並びに米国人労働者の保護強化に向けた取組みとの整合性をより良く図るため、仮放免を許可された外国人に対する就労authorizationをさらに制限すべきであると判断した。
Aliens who are applicants for admission may request to be paroled into the country based on urgent humanitarian reasons or a significant public benefit. Parole allows an alien who may be inadmissible or otherwise ineligible for admission into the United States to be paroled into the country for a temporary period of time. Generally, parole ends upon an expiration date or when a parolee departs the United States or acquires an immigration status, whichever occurs first. With some exceptions, DHS currently extends eligibility for employment authorization to aliens who have been granted parole under the (c)(11) category. See8 CFR 274a.12(c)(11). In order for such aliens to obtain employment authorization, the alien must file Form I-765 accompanied by required documentation and the proper fee.[185] If USCIS approves an alien's Form I-765 under the (c)(11) category, the validity period for employment authorization will be the shorter of either the duration of the alien's parole or one year.[186] As explained in detail in the preamble, DHS has determined that employment authorization should be further limited for aliens granted parole to better align with the DHS enforcement mission and the Administration's current immigration enforcement priorities, including those outlined in E.O. 14159, and efforts to strengthen protections of American workers.
DHSは、本規則による変更を、本規則が最終化された場合、その施行日以降に提出された8 CFR 274a.12(c)(11)に基づく新規申請及び更新申請にのみ適用することを提案する。USCISは、本規則による変更を、本規則が最終化された場合、その施行日前に受理された係属中の代替EAD申請、または新規の代替EAD申請には適用しない。これは、かかる審査が、新たな就労authorizationの許可ではなく、以前に許可された期間に基づくEADの交付であるとみなされるためである。
DHS proposes to apply changes made by this rule only to initial and renewal applications under 8 CFR 274a.12(c)(11) filed on or after the effective date of the rule, if finalized. USCIS would not apply the changes made by this rule to any pending application for a replacement EAD received before the effective date of the rule, if finalized, or to new applications for replacement EADs because such adjudications are not considered a new grant of employment authorization but a replacement of an EAD based on a previously authorized period.
3. 対象人口
3. Population
本提案規則の影響を受け得る対象者は、次の各類型から構成される。すなわち、最終的な退去強制命令を受けているが監督命令により拘禁から一時的に釈放され、(c)(18)区分に基づき就労authorizationを有する外国人、裁量的強制送還猶予(deferred action)を許可され、(c)(14)区分に基づき就労authorizationを有する外国人、及び緊急の人道上の理由または重大な公共の利益に基づき米国への仮放免を許可され、(c)(11)区分に基づき就労authorizationを有する外国人である。
The populations that could be affected by this proposed rule consist of: aliens who have a final order of removal but who are temporarily released from custody on an order of supervision and are employment authorized under the (c)(18) category; aliens granted deferred action and are employment authorized under the (c)(14) category; and aliens granted parole into the country based on urgent humanitarian reasons or a significant public benefit and are employment authorized under the (c)(11) category.
前文で述べたとおり、何らかの犯罪行為により逮捕され、起訴され、もしくは有罪判決を受けた外国人、暴力的もしくは危険な犯罪を行ったことを認めた外国人、または当該外国人がギャングもしくはテロ組織の構成員であるとの証拠が存在する外国人については、重大な相反する公共の利益、すなわち、米国内における法執行活動を支援するために当該外国人が米国内に所在することを含む事情がない限り、裁量権の好意的な行使を正当化しない( 印刷ページ 34408)。これらの提案された変更は、(c)(11)、(c)(14)及び(c)(18)の対象者のみならず、(c)(8)、[188] (c)(19)、(c)(20)、(c)(22)及び(c)(24)を除く、裁量的EADの全対象者に影響を及ぼすこととなる。[187] 監督命令により釈放された者のように、一部の外国人は既知の有罪判決を受けた犯罪者であるが、DHSは、本提案規則が最終規則として制定された場合に、裁量により就労authorizationを拒否され得る外国人の数を正確に見積もることはできない。裁量に関する分析は事案ごとに行われるものであり、通常、担当官が当該外国人が適用されるすべての基礎的適格要件を満たしていると判断した後に評価される。これには、個々の事案におけるすべての関連する具体的な事実及び状況を審査し、記録全体における肯定的要素と否定的要素とを比較衡量することが含まれる。さらに、DHSは、その後の有罪判決またはギャング・テロ組織への関与を理由として裁量により拒否される外国人の数を把握していない。これらの理由から、我々は、これらの要因に基づき裁量により拒否される外国人の数を見積もることができない。しかしながら、DHSは、犯罪歴に基づき裁量的EADの下で就労authorizationの適格性を認められなくなる外国人について、本分析でさらに論じるとおり、同様の費用が生じることを認識している。
As noted in the preamble, aliens who have been arrested for, indicted for, or convicted of any criminal act, have admitted to committing a violent or dangerous crime, or for whom evidence exists that the alien is a member of a gang or terrorist organization do not warrant a favorable exercise of discretion, unless there are significant countervailing public interest, which ( printed page 34408) may include the presence of the alien in the United States to assist law enforcement activity in the United States. These proposed changes will not only affect the (c)(11), (c)(14), and (c)(18) populations, but all discretionary EAD populations,[187] excluding (c)(8),[188] (c)(19), (c)(20), (c)(22), and (c)(24). While some aliens, such as those released on orders of supervision, are known convicted criminals, DHS is unable to precisely estimate the number of aliens who could potentially be denied employment authorization as a matter of discretion should this proposed rule be promulgated as a final rule. The discretionary analysis is case-specific and typically assessed after an officer has determined that the alien meets all applicable threshold eligibility requirements. It involves the review of all relevant, specific facts and circumstances in an individual case and weighing all the positive factors present in a particular case against any negative factors in the totality of the record. Further, DHS does not know the number of aliens who would be denied as a matter of discretion because of subsequent criminal convictions or gang/terrorist organization affiliations. For these reasons, we cannot estimate how many aliens would be denied as a matter of discretion based on these factors. However, DHS recognizes that there would be similar costs, which are further discussed in this analysis, for those aliens that are no longer found eligible for employment authorization under a discretionary EAD based on criminal history.
DHSは、2015会計年度から2024会計年度までの過去のデータに基づき、影響を受ける人口を推計する。推計された人口の見通しは、(1)本規則がない場合、及び(2)本規則がある場合という二つのシナリオの下で作成される。これら二つのシナリオは、後に「金銭化された影響分析」の項において、本提案規則の経済的影響を推計するために用いられる。
DHS estimates the affected population based on historical data for FY 2015 through FY 2024. The projected population estimates are developed under two scenarios: (1) without this rule and (2) with this rule. The two scenarios will later be used in the “Monetized Impact Analysis” section to estimate the economic impact of this proposed rule.
a. 監督下仮放免(OSUP)にある外国人に対する裁量的就労許可((c)(18))
a. Discretionary Employment Authorization for Aliens on OSUP ((c)(18))
DHSは、2015会計年度から2024会計年度までの過去のデータに基づき、影響を受ける人口を推計する。表V.4は、監督命令により一時的に釈放された外国人に関する(c)(18)区分の下での、Form I-765を用いた就労許可の新規及び更新申請について、2015会計年度から2024会計年度までの年間受理件数及び承認件数を示している。
DHS estimates the affected population based on historical data for FY 2015 through FY 2024. Table V.4 shows the annual receipts and approvals for initial and renewal applications for employment authorization using Form I-765 under the (c)(18) category for aliens temporarily released on an order of supervision for FY 2015 through FY 2024.
(印刷ページ34409)
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2015会計年度から2024会計年度までの期間において、就労許可の新規受理件数は、2015会計年度の9,632件から2018会計年度の4,421件(当該期間の最低値)まで減少し、その後2022会計年度の10,435件(当該期間の最高値)まで増加し、続いて2024会計年度には5,228件まで減少した。就労許可の新規承認件数は、2015会計年度の8,745件という最高値から2021会計年度の3,210件という最低値まで減少し、その後2024会計年度には4,420件まで増加した。就労許可の更新受理件数は、2015会計年度の22,816件から2019会計年度の19,315件(当該期間の最低値)まで減少した後、2023会計年度の27,840件(当該期間の最高値)まで増加し、続いて2024会計年度には27,433件まで減少した。就労許可の更新承認件数は、2015会計年度の21,241件から2021会計年度の17,220件という最低値まで減少した後、再び増加し、2024会計年度には27,796件という最高値に達した。DHSは、本提案規則により就労許可の対象となる外国人の数が減少すると見積もっており、新規及び更新の双方について(c)(18)の受理件数及び承認件数の減少を見込んでいるが、本分析において後述する理由により、その減少の程度を特定することはできない。
The number of initial receipts of employment authorization over the period FY 2015 through FY 2024 decreased from 9,632 in FY 2015 through 4,421 in FY 2018 (a period low), then increased to 10,435 in FY 2022 (a period high), and subsequently, decreased to 5,228 in FY 2024. The number of initial approvals of employment authorization decreased from a high of 8,745 in FY 2015 to a low of 3,210 in FY 2021, then increased to 4,420 in FY 2024. The number of renewal receipts of employment authorization decreased from 22,816 in FY 2015 to 19,315 in FY 2019 (a period low) before increasing to 27,840 FY 2023 (a period high) and subsequently decreased to 27,433 in FY 2024. The number of renewal approvals for employment authorization decreased from 21,241 in FY 2015 to a low of 17,220 in FY 2021 before increasing again to a high of 27,796 in FY 2024. While DHS estimates the proposed rule would reduce the number of aliens eligible for employment authorization and anticipates a decline in (c)(18) receipts and approvals for both initial and renewal applications, DHS is unable to determine the magnitude of decline for reasons discussed further in this analysis.
表V.5は、表V.4に示された受理件数に基づく、新規及び更新受理件数の年間成長率を示している。新規受理件数については、2015会計年度から2019会計年度までの期間の5年間年間成長率は9.8パーセント減少し、2020年度から2024年度までの期間の5年間年間成長率は3.7パーセント減少し、2015会計年度から2024会計年度までの期間の10年間年間成長率は5.9パーセント減少した。[189]更新受理件数については、2015会計年度から2019会計年度までの期間の5年間年間成長率は3.3パーセント減少し、2020年度から2024年度までの期間の5年間年間成長率は3.8パーセント増加し、2015会計年度から2024会計年度までの期間の10年間年間成長率は1.9パーセント増加した。[190]DHSは、これらの成長率を用いて、本規則がある場合とない場合の二つのシナリオの下での新規及び更新受理件数の推計見通しを算出する。
Table V.5 shows annual growth rates of initial and renewal receipts based on the receipts presented in Table V.4. For initial receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 9.8 percent; the 5-year annual growth rate for the period 2020 through 2024 decreased 3.7 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 decreased 5.9 percent.[189] For renewal receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 3.3 percent; the 5-year annual growth rate for the period 2020 through 2024 increased 3.8 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 1.9 percent.[190] DHS uses these growth rates to estimate the projected number of initial and renewal receipts under the two scenarios with and without this rule.
本規則がない場合の新規受理件数の推計見通しを算出するため、DHSは、2020会計年度から2024会計年度までの期間における新規受理件数のマイナス3.7パーセントという減少成長率を使用することとした。このより保守的な年間成長率を選択することにより、新規受理件数の推計見通しはより高くなり、それにより潜在的な費用推計の範囲がより広くなる。
To estimate the projected number of initial receipts without this rule, DHS chooses to use the declining growth rate of −3.7 percent for initial receipts for the period FY 2020 through FY 2024. By choosing this more conservative annual growth rate, the estimated projection will be higher for initial receipts, which would lead to a greater range of potential cost estimates.
本規則がない場合の更新受理件数の推計見通しを算出するに当たり、DHSは、監督命令により一時的に釈放された外国人が退去強制命令を受けており、継続的に米国から退去強制されていることを認識している。さらに、新規受理件数の減少成長率は、いずれ更新受理件数の横ばい又は減少をもたらすことになる。したがって、更新受理件数の推計見通しを算出するために増加する年間成長率を使用することは合理的ではないと考える。本分析では、2015会計年度から2019会計年度までの期間の5年平均年間成長率であるマイナス3.3パーセントを使用する(表V.5)。
To estimate the projected number of renewal receipts without this rule, DHS acknowledges that aliens temporarily released on OSUP have removal orders and are deported from the United States on an ongoing basis. Additionally, the declining growth rate for initial receipts would, at some point, result in either a plateau or a decrease for renewal receipts. Therefore, we do not find it reasonable to use an increasing annual growth rate to estimate the projected number of renewal receipts. In this analysis, we use the 5-year average annual growth rate of −3.3 percent for the period FY 2015 through FY 2019 (Table V.5).
次に、表V.6において、新規及び更新受理件数に係る受理件数及び承認件数の平均値、並びに承認率を算出する。[191]新規申請の承認率は、2015会計年度から2019会計年度までは83.6パーセント、2020会計年度から2024会計年度までは64.5パーセント、2015会計年度から2024会計年度までは73.7パーセントである。更新申請の承認率は、2015会計年度から2019会計年度までは94.2パーセント、2020会計年度から2024会計年度までは93.9パーセント、2015会計年度から2024会計年度までは94.0パーセントである。
Next, in Table V.6, we calculate the average number of receipts and approvals, along with approval rates for initial and renewal receipts.[191] The approval rate for initials for FY 2015 through FY 2019 is 83.6 percent, for FY 2020 through FY 2024 is 64.5 percent, and for FY 2015 through FY 2024 is 73.7 percent. The approval rate for renewals for FY 2015 through FY 2019 is 94.2 percent, for FY 2020 through FY 2024 is 93.9 percent, and for FY 2015 through FY 2024 is 94.0 percent.
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DHSは、表V.7における本規則がない場合の当初承認件数を予測するため、2015会計年度から2019会計年度までの5年間の平均年率83.6パーセントを選択することにより、より保守的な当初承認率を採用する。さらに、更新承認件数を予測するため、DHSは、2015会計年度から2019会計年度までの5年間の年率94.2パーセントを選択することにより、より保守的な更新承認率を採用する。ただし、表V.6で分析した3つの期間における平均更新承認率は、0.3パーセントポイント(94.2パーセント引く93.9パーセント)という比較的狭い範囲内にあることに留意されたい。これらの年次承認率を選択することにより、「本規則がない場合のシナリオ」の下での予測は、当初承認及び更新承認についてより高くなり、その結果、潜在的な費用見積もりの範囲がより大きくなる。
To project the number of initial approvals without this rule in Table V.7, DHS chooses the more conservative initial approval rate by choosing the 5-year average annual rate of 83.6 percent from FY 2015 through FY 2019. Moreover, to project the number of renewal approvals, DHS chooses the more conservative renewal approval rate by choosing the 5-year annual rate of 94.2 percent from FY 2015 through FY 2019. However, we note that the average renewal approval rate over the three periods analyzed in Table V.6 are within a relatively small range of 0.3 percentage (94.2 percent minus 93.9 percent). By choosing these annual approval rates, the projections under the “without the rule scenario” will be higher for initial and renewal approvals, which will lead to a greater range of potential cost estimates.
2025会計年度の当初及び更新受理件数を予測するため、我々は、政権の現行の移民執行上の優先事項に従って対象人口を推計する。2015会計年度から2019会計年度までの当初及び更新受理件数の平均は、これらの方針により合致しており、2025会計年度の合理的な見積もりとなる。2025会計年度の当初受理件数を予測するため、2015会計年度から2019会計年度までの当初受理件数の5年間平均年間数である6,944件を用いる。2025会計年度の当初承認予測件数は、平均当初承認率83.6パーセント(表V.6)に2025会計年度の推計当初受理件数(6,944件)を乗じることにより算出され、これは5,805件(表V.7)に等しい。
To project FY 2025 initial and renewal receipts, we estimate the population in accordance with the administration's current immigration enforcement priorities. The average initial and renewal receipts from FY 2015 through FY 2019 fall more in line with these directives and are reasonable estimates for FY 2025. To project FY 2025 initial receipts, the 5-year average annual number of initial receipts of 6,944 from FY 2015 through FY 2019 is used. The projected FY 2025 initial approvals are calculated by multiplying the average initial approval rate of 83.6 percent (Table V.6) by the estimated number of initial receipts from FY 2025 (6,944), which equals 5,805 (Table V.7).
2026会計年度の当初受理件数を予測するため、2020会計年度から2024会計年度までの5年間の平均年間成長率マイナス3.7パーセント(表V.5)に、2025会計年度の予測当初受理件数(6,944件)を乗じると、マイナス257件(四捨五入)となる。2025会計年度の予測当初受理件数から257件を差し引くと、6,687件(表V.7)に等しくなる。[192] 2026会計年度の当初承認件数は、同じ平均当初承認率83.6パーセントに2026会計年度の推計当初受理件数(6,687件)を乗じることにより算出され、これは5,590件(四捨五入)に等しい。この手順は、その後の年についても繰り返された。
To project FY 2026 initial receipts, the 5-year average annual growth rate of −3.7 percent from FY 2020 through FY 2024 (Table V.5) is multiplied by the number of projected initial receipts from FY 2025 (6,944), which equals −257 (rounded). Subtracting 257 from the projected initial receipts for FY 2025 equals 6,687 (Table V.7).[192] The FY 2026 initial approvals are calculated by multiplying the same average initial approval rate of 83.6 percent by the estimated number of initial receipts from FY 2026 (6,687), which equals 5,590 (rounded). The process was then repeated for subsequent years.
2025会計年度の更新受理件数を予測するため、2015会計年度から2019会計年度までの期間の5年間平均年間成長率マイナス3.3パーセント(表V.5)を用いる。[193] 2025会計年度の更新承認件数は、平均更新承認率94.2パーセント(表V.6)に2025会計年度の推計更新受理件数(23,047件)を乗じることにより算出され、これは21,710件(表V.7)に等しい。
To project FY 2025 renewal receipts, we use the 5-year average annual growth rate of −3.3 percent for the period FY 2015 through FY 2019 (Table V.5).[193] The FY 2025 renewal approvals are calculated by multiplying the average renewal approval rate of 94.2 percent (Table V.6) by the estimated number of renewal receipts from FY 2025 (23,047), which equals 21,710 (Table V.7).
2026会計年度の更新受理件数を予測するため、2015会計年度から2019会計年度までのより保守的な5年間年間成長率マイナス3.3パーセント(表V.5)に、2025会計年度の予測更新受理件数(23,047件)を乗じると、マイナス761件(四捨五入)となる。2025会計年度の予測更新受理件数から761件を差し引くと、22,286件(表V.7)に等しくなる。[194] 2026会計年度の更新承認予測件数は、平均更新承認率94.2パーセントに2026会計年度の推計更新受理件数(22,286件)を乗じることにより算出され、これは20,993件(四捨五入)に等しい。この手順は、その後の年についても繰り返された。これらの予測は表V.7に示されている。
To project FY 2026 renewal receipts, the more conservative 5-year annual growth rate of −3.3 percent from FY 2015 through FY 2019 (Table V.5) is multiplied by the number of projected renewal receipts from FY 2025 (23,047), which equals −761 (rounded). Subtracting 761 from the projected renewal receipts for FY 2025 equals 22,286 (Table V.7).[194] The projected number of FY 2026 renewal approvals are calculated by multiplying the average renewal approval rate of 94.2 percent by the estimated number of renewal receipts from FY 2026 (22,286), which equals 20,993 (rounded). The process was then repeated for subsequent years. These projections are shown in Table V.7.
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本規則案は、DHSが旅行書類を要請した全ての国がかかる書類を発給しなかったために送還が実行不可能であるとDHSが判断した外国人を除き、監督下での条件付き釈放(OSUP)により一時的に釈放された外国人の就労認可の資格を廃止するものである。送還が実行不可能な外国人の数を推計するため、USCISは、拘禁から釈放され旅行書類を取得できなかった外国人の数について、過去10会計年度にわたるデータをICEから入手した。表V.8は、該当する会計年度において旅行書類を拒否された、OSUPにより一時的に釈放された外国人の数を示している。DHSは、本規則案により、就労認可の資格を有するOSUPにより一時的に釈放された外国人の数が減少し、その結果、当該除外規定の下で就労認可の資格を維持する外国人は最大322人となると見積もっている。
This proposed rule would eliminate the eligibility for employment authorization for aliens temporarily released on OSUP with an exception of aliens for whom DHS has determined removal is impracticable because all countries from which DHS has requested travel documents have failed to issue such documents. To estimate the number of aliens whose removal is impracticable, USCIS obtained data from ICE over the last 10 fiscal years on the number of aliens released from custody who have been unable to obtain travel documents. Table V.8 shows the number of aliens temporarily released on OSUP denied a travel document in the corresponding fiscal year. DHS estimates this proposed rule would result in fewer aliens temporarily released on OSUP who are eligible for employment authorization and would result in a maximum of 322 aliens remaining eligible for employment authorization under the exception.
拷問等禁止条約(CAT)の実施規則である8 CFR 208.17及び1208.17に基づき退去強制の延期を認められた外国人は、8 CFR 274a.12(c)(18)に従い就労認可の対象となる。CAT退去強制延期を認められた外国人は、それが終了するまで引き続き退去強制が延期される。[195]表V.9は、2015会計年度から2024会計年度までのCAT事案における退去強制延期の付与件数を示している。(印刷ページ34412)2015会計年度以降、CAT事案における退去強制延期の付与件数は上昇傾向にあり、2023会計年度には316件という最高値に達した後、2024会計年度には245件に減少した。10年平均に基づく年間件数は約167件である。[196]
Aliens who have been granted deferral of removal under the regulations implementing CAT at 8 CFR 208.17 and 1208.17 will be eligible for employment authorization pursuant to 8 CFR 274a.12(c)(18). Aliens granted CAT deferral of removal continue to have their removal deferred until it is terminated.[195] Table V.9 shows the number of CAT cases granted deferral of ( printed page 34412) removal for FY 2015 through FY 2024. Since FY 2015, the number of CAT cases granted deferral of removal has trended upward reaching a high of 316 cases in FY 2023 before decreasing to 245 cases in FY 2024. The annual number of cases is approximately 167 based on a 10-year average.[196]
DHSが退去強制が実行不可能であると判断した外国人、すなわちDHSが渡航文書の発給を要請したすべての国が当該文書の発給を明示的に拒否した外国人に関する例外(322件)、及びCAT退去強制延期の付与に関する例外(167件)に基づき、DHSは、本規則案の下で将来的に就労認可の対象であり続けると見込まれる(c)(18)カテゴリーの当初承認件数の上限推定値を年間489件(322件足す167件)と推定する。DHSは、この上限推定値が、その後の有罪判決により対象外となる外国人の数を考慮していないことを認識している。また、DHSは、経済的必要性要件の下で対象となる外国人の数、あるいは監督命令の遵守状況及び犯罪歴(監督命令による拘禁からの釈放後の逮捕、起訴、公訴、有罪判決を含むがこれに限られない)等のその他の考慮事項により申請又は却下される外国人の数を把握していない。DHSは、例外に該当し得る322件の潜在的な(c)(18)カテゴリーの当初承認対象者のうち、就労認可を申請しない者又は就労認可を却下される者がいる場合、上限推定値489件は過大評価となることを認識している。したがって、我々が用いる上限推定値489件は、監督命令に基づき一時的に釈放された外国人であって、渡航文書を取得できなかった者又はCAT第3条の実施規則に基づき退去強制の延期を認められた者の100パーセントが、本規則案の下で就労認可の対象であり続けるとの前提に立つものである。
Based on the exception regarding aliens for whom DHS has determined removal is impracticable because all countries from which DHS has requested travel documents have affirmatively declined to issue such documents (322), and the grant of CAT deferral of removal exception (167), DHS estimates an upper bound estimate for initial (c)(18) category approvals that would remain eligible for employment authorization under this proposed rule in the future is 489 annually (322 plus 167). DHS recognizes an upper bound estimate does not account for the number of aliens who would no longer be eligible due to subsequent convictions. DHS also does not know how many aliens would be eligible under the economic necessity requirement or how many would apply for or be denied for other considerations, such as the alien's compliance with the order of supervision conditions and the alien's criminal history, including but not limited to any criminal arrests, charges, indictments, or convictions subsequent to the alien's release from custody on an order of supervision. DHS recognizes if any of the 322 potential initial (c)(18) category approvals who may fall under the exception do not apply for work authorization or are denied employment authorization that the upper bound estimate of 489 would be an overestimate. Thus, the upper bound estimate of 489 we use assumes that 100 percent of aliens temporarily released on OSUP who have either been unable to obtain travel documents or who have been granted deferral of removal under the regulations implementing CAT Article 3, would remain employment authorization eligible under this proposed rule.
さらに、我々は、8 CFR 208.17及び1208.17に基づくCATの実施規則の下で退去強制の延期を認められ、8 CFR 274a.12(c)(18)に従い就労認可の対象となる外国人の集団を捉えるため、下限推定値として167件(表V.10(A)列A)を用いる。[197]DHSは、CAT退去強制延期を認められた外国人が就労認可の対象となる一方で、USCISは当該外国人が裁量権の好意的な行使に値する場合にのみ、8 CFR 274a.12(c)(18)に基づき就労認可を付与することを強調する。DHSは、CAT退去強制延期の付与の例外に該当し得る167件の潜在的な(c)(18)カテゴリーの承認対象者のうち、就労認可を申請しない者又は(印刷ページ34413)就労認可を却下される者がいる場合、下限推定値167件は過大評価となることを認識している。したがって、下限推定値167件は、CAT退去強制延期の付与の例外に該当する外国人の100パーセントが就労認可を申請し、本規則案の下で承認されるとの前提に立つものである。
Additionally, we use a lower bound estimate of 167 (Table V.10(A) column A) to capture the populations of aliens who have been granted deferral of removal under the regulations implementing CAT at 8 CFR 208.17 and 1208.17 and will be eligible for employment authorization pursuant to 8 CFR 274a.12(c)(18).[197] DHS emphasizes that while aliens who are granted CAT deferral of removal are eligible for employment authorization, USCIS would only grant employment authorization under 8 CFR 274a.12(c)(18) if the alien warrants a favorable exercise of discretion. DHS recognizes if any of the 167 potential (c)(18) category approvals who may fall under the grant of CAT deferral of removal exception do not apply for ( printed page 34413) work authorization or are denied employment authorization that the lower bound estimate of 167 would be an overestimate. Thus, the lower bound estimate of 167 assumes that 100 percent of aliens that fall under the grant of CAT deferral of removal exception would apply for work authorization and be approved under this proposed rule.
これらの上限及び下限の推定値は、当初受理件数の推計として用いられ、ICEの拘禁から釈放された外国人であって渡航文書を取得できない者、及びCAT退去強制延期を認められた外国人の平均数に依存する。2015会計年度から2024会計年度にかけて、ICEの拘禁から釈放された外国人の数は約67.5パーセント減少し、CAT退去強制延期の付与件数は約102.5パーセント増加した(表V.8及びV.9)。[198]本分析において、DHSはこれらの集団について10年平均を用いるが、これは本規則制定とは無関係な様々な要因により、渡航文書を取得できないと特定される外国人の数又はCAT退去強制延期を認められる外国人の数が減少又は増加し得るためである。しかしながら、DHSは現時点において、これらの集団の規模の傾向が増加するか、減少するか、又は安定的に推移するかを確実に予測することはできない。したがって、DHSは本分析においてそれぞれの10年平均を用いる。
These upper and lower bound estimates are used as the projected number of initial receipts and depend on the average number of aliens released from ICE custody who are unable to obtain travel documents and aliens granted CAT deferral of removal. From FY 2015 through FY 2024, the number of aliens released from ICE custody decreased approximately 67.5 percent and cases granted CAT deferral of removals increased approximately 102.5 percent (Tables V.8 and V.9).[198] For this analysis, DHS relies on 10-year averages for these populations as there are various factors outside of this rulemaking that may result in a decrease or increase in the number of aliens identified as unable to obtain travel documents or granted CAT deferral of removal. However, DHS cannot predict with certainty at this time if the trend in the size of these populations would increase, decrease, or remain stable. Therefore, DHS uses the respective 10-year averages for this analysis.
DHS(国土安全保障省)は、本提案規則の下で更新が引き続き認められる初回就労認可付与の割合の下限値は、2025会計年度の2.9パーセントから2034会計年度の4.0パーセントの範囲であると推計している(表V.10(A)列C)。[199]初回承認について更新と同じ割合が認められるとの仮定の下、更新件数の受理及び承認の母集団にこれらの割合を乗じることにより、各会計年度における対応する更新EADの下限推計値を得る(表V.10(A)列E及びG)。さらに、初回承認について更新と同じ割合が認められると仮定して上限値を推計する。表V.10(B)は、初回及び更新の上限値母集団についての推計値を繰り返し示したものである。
DHS estimates that the lower bound share of initial grants of employment authorization that would continue to be eligible for renewal under this proposed rule ranges from 2.9 percent in FY 2025 to 4.0 percent in FY 2034 (Table V.10(A) column C).[199] Under the assumption that the same share of initial approvals would be eligible as renewals, we multiply the renewal receipts and approvals populations by these percentages to obtain a corresponding lower bound renewal EAD estimate for each fiscal year (Table V.10(A) columns E and G). Further, we estimate the upper bound assuming that the same share of initial approvals would be eligible as renewals. Table V.10(B) repeats the estimates for the upper bound populations for initials and renewals.
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更新承認の下限範囲は626件から647件であると推計する(表V.10(A)列G)。DHSは、申請者の雇用主がE-Verifyに登録しておらず、かつ登録を選択しない場合、及び申請者がE-Verifyの参加資格を良好に有する米国雇用主との代替雇用を見つけることができない場合に、提案されているE-Verify要件により就労認可の資格を失う外国人の数を、この更新承認の推計値が完全には反映していない可能性があることを認識している。更新を申請する一部の外国人は、現在就労していない場合もあり、そのため更新のための新要件を満たさない可能性がある。さらに、DHSは、これらの外国人のうち何人が経済的必要性要件の下で資格を有することになるか、また何人が裁量により就労認可を正当化しないと判断されることになるかを把握していない。DHSは、更新承認が就労認可を申請しない場合、又は却下される場合には、推計された626件から647件という下限範囲がさらに低くなる可能性があることを認識している。[200]
We estimate the lower bound range for renewal approvals to be 626 to 647 (Table V.10(A) Column G). DHS recognizes that the projected renewal approvals may not fully account for the number of aliens who would no longer be eligible for employment authorization due to the proposed E-Verify requirement if the aliens' employers are not enrolled and opt not to enroll in E-Verify, and if the aliens are unable to find alternative employment with a U.S. employer who is a participant in good standing in E-Verify. Some aliens applying for renewal may also not be currently employed and therefore would not meet the new requirements for renewal. Additionally, DHS does not know how many of these aliens would be eligible under the economic necessity requirement or how many would be determined not to warrant employment authorization as a matter of discretion. DHS recognizes that the estimated lower bound range of 626 to 647 could be even lower if any of the renewal approvals do not apply for or are denied employment authorization.[200]
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b. 繰延action(デファード・アクション)を付与された外国人に対する裁量的就労認可((c)(14))。
b. Discretionary Employment Authorization for Aliens Granted Deferred Action ((c)(14)).
DHSは、2015会計年度から2024会計年度までの過去データに基づき、影響を受ける対象人口を推計する。表V.11は、繰延actionを付与された外国人の就労認可に関する初回及び更新申請について、2015会計年度から2024会計年度までのフォームI-765データを用いた年間受理件数及び承認件数を示している。
DHS estimates the affected population based on historical data for FY 2015 through FY 2024. Table V.11 shows the annual receipts and approvals using Form I-765 data for initial and renewal applications of employment authorization for aliens granted deferred action for FY 2015 through FY 2024.
2015会計年度から2024会計年度までの期間における就労認可の初回受理件数は、2015会計年度の35,538件から2020会計年度の14,302件(当該期間の最低値)まで減少した後、2024会計年度の148,398件(当該期間の最高値)まで増加した。就労認可の初回承認件数は、2015会計年度の22,177件から2016会計年度の6,454件(当該期間の最低値)まで減少した後、2024会計年度の155,468件(当該期間の最高値)まで増加した。就労認可の更新受理件数は、2015会計年度の最高値11,303件から2019会計年度の3,357件(当該期間の最低値)まで減少した後、2024会計年度の4,756件まで増加した。就労認可の更新承認件数は、2015会計年度の最高値9,073件から2020会計年度の最低値2,731件まで減少した後、2024会計年度の4,100件まで増加した。DHSは、本提案規則が就労認可の資格を有する外国人の数を減少させると推計しており、初回及び更新申請に係る(c)(14)の受理件数及び承認件数の減少を見込んでいるが、本分析において後述する理由により、その減少の規模を判断することはできない。
The number of initial receipts of employment authorization over the period FY 2015 through FY 2024 decreased from 35,538 in FY 2015 through 14,302 in FY 2020 (a period low), then increased to 148,398 in FY 2024 (a period high). The number of initial approvals of employment authorization decreased from 22,177 in FY 2015 to 6,454 in FY 2016 (a period low) before increasing to 155,468 in FY 2024 (a period high). The number of renewal receipts of employment authorization decreased from a high of 11,303 in FY 2015 to 3,357 in FY 2019 (a period low) before increasing to 4,756 in FY 2024. The number of renewal approvals of employment authorization decreased from a high of 9,073 in FY 2015 to a low of 2,731 in FY 2020 before increasing to 4,100 in FY 2024. Although DHS estimates this proposed rule would reduce the number of aliens eligible for employment authorization and anticipates a decline in (c)(14) receipts and approvals for initial and renewal applications, DHS is unable to determine the magnitude of decline for reasons discussed further in this analysis.
表V.12は、表V.11に示された受理件数に基づく初回及び更新受理件数の年間成長率を示している。初回受理件数については、2015会計年度から2019会計年度までの期間の5年間年間成長率は11.9パーセント減少し、2020年から2024年までの期間の5年間年間成長率は59.7パーセント増加し、2015会計年度から2024会計年度までの期間の10年間年間成長率は15.4パーセント増加した。[201]更新受理件数については、2015会計年度から2019会計年度までの期間の5年間年間成長率は21.6パーセント減少し、2020年から2024年までの期間の5年間年間成長率は5.0パーセント増加し、2015会計年度から2024会計年度までの期間の10年間年間成長率は8.3パーセント減少した。[202]DHSは、(印刷版34416ページ)これらの成長率を用いて、本規則がある場合とない場合の2つのシナリオの下での初回及び更新受理件数の予測値を推計する。
Table V.12 shows annual growth rates of initial and renewal receipts based on the receipts presented in Table V.11. For initial receipts, the 5-year annual growth rate for the period FY 2015 to FY 2019 decreased 11.9 percent, the 5-year annual growth rate for the period 2020 through 2024 increased 59.7 percent, and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 15.4 percent.[201] For renewal receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 21.6 percent; the 5-year annual growth rate for the period 2020 through 2024 increased 5.0 percent, and the 10-year annual growth rate for the period FY 2015 through FY 2024 decreased 8.3 percent.[202] DHS uses ( printed page 34416) these growth rates to estimate the projected number of initial and renewal receipts under the two scenarios of with and without this rule.
このルールがない場合の初回申請件数の予測値を推定するため、DHSは2015会計年度から2019会計年度までの期間における初回申請件数の減少率である年率マイナス11.9パーセントを使用することとした。現政権の現行の移民法執行上の優先事項に鑑み、初回申請件数を予測するにあたり増加する年間伸び率を使用することは合理的でないと考える。[203]
To estimate the projected number of initial receipts without this rule, DHS chooses to use the declining growth rate of -11.9 percent for initial receipts for the period FY 2015 through FY 2019. We do not find it reasonable to use an increasing annual percentage growth rate to project initial receipts based on the administration's current immigration enforcement priorities.[203]
このルールがない場合の更新申請件数の予測値を推定するにあたり、DHS(国土安全保障省)は、繰延執行措置及び就労許可を付与された外国人について、繰延執行措置の付与はDHSの裁量によりいつでも終了され得ることを認識している。[204] また、本ルールが最終化された場合、(c)(14)就労許可証(EAD)の有効期間は1年を超えないこととなる点もDHSは認識している。さらに、初回申請件数の減少率は、ある時点において更新申請件数の頭打ち、又は減少をもたらすこととなる。したがって、更新申請件数を推定するにあたり増加する年間伸び率を使用することは合理的でないと考える。本分析では、2015会計年度から2019会計年度までの期間における年間伸び率マイナス21.6パーセント(表V.12)ではなく、2015会計年度から2024会計年度までの期間における10年間の平均年間伸び率であるマイナス8.3パーセントを使用する。これは、両者のうちより保守的な更新申請件数の伸び率である。年間伸び率マイナス8.3パーセントを選択することにより、このルールがない場合の更新申請件数の予測値はより高くなり、その結果、潜在的な費用見積りの幅がより大きくなる。
To estimate the projected number of renewal receipts without this rule, DHS acknowledges that for aliens who have been granted deferred action and employment authorization, the grant of deferred action can be terminated at any time at DHS discretion.[204] DHS also recognizes that the validity period for a (c)(14) EAD would not exceed one year, should this rule become finalized. Additionally, the declining growth rates for initial receipts would, at some point, result in either a plateau or a decrease in the number of renewal receipts. Therefore, we do not find it reasonable to use an increasing annual growth rate to estimate the projected number of renewal receipts. In this analysis, we use the 10-year average annual growth rate of −8.3 percent for the period FY 2015 through FY 2024 instead of the annual growth rate of −21.6 percent for the period FY 2015 through FY 2019 (Table V.12), which is the more conservative rate of renewal receipts between the two. By choosing an annual growth rate of −8.3 percent, the projection without this rule would be higher for renewal receipts, which would lead to a greater range of potential cost estimates.
次に、表V.13において、表V.11に示される年間申請件数及び承認件数から、初回申請及び更新申請の平均申請件数、承認件数及び承認率を算出する。[205] 初回申請の承認率は、2015会計年度から2019会計年度までは38.8パーセント、2020会計年度から2024会計年度までは95.9パーセント、2015会計年度から2024会計年度までは77.9パーセントである。更新申請の承認率は、2015会計年度から2019会計年度までは72.9パーセント、2020会計年度から2024会計年度までは81.5パーセント、2015会計年度から2024会計年度までは76.0パーセントである。
Next, in Table V.13, we calculate the average receipts, approvals, and approval rates for initial and renewal receipts from the annual receipts and approvals shown in Table V.11.[205] The approval rate for initials for FY 2015 through FY 2019 is 38.8 percent, for FY 2020 through FY 2024 is 95.9 percent, and for FY 2015 through FY 2024 is 77.9 percent. The approval rate for renewals for FY 2015 through FY 2019 is 72.9 percent, for FY 2020 through FY 2024 is 81.5 percent, and for FY 2015 through FY 2024 is 76.0 percent.
(印刷版34417ページ)
( printed page 34417)
表V.14において、このルールがない場合の初回承認件数を予測するにあたり、DHSは2020会計年度から2024会計年度までの5年間の平均年間率である95.9パーセントを選択することにより、より保守的な初回承認率を採用する。さらに、更新承認件数を予測するにあたっては、2020会計年度から2024会計年度までの5年間の年間率である81.5パーセントを選択することにより、より保守的な更新承認率を採用する。ただし、表V.13で分析された3つの期間における平均更新承認率は、8.6パーセントポイント(81.5パーセントから72.9パーセントを引いた値)という比較的狭い範囲内に収まっている点に留意する。これらの年間承認率を選択することにより、「ルールがない場合」のシナリオにおける予測値は初回承認及び更新承認において高くなり、その結果、潜在的な費用見積りの幅がより大きくなる。
To project the number of initial approvals without this rule in Table V.14, DHS chooses the more conservative initial approval rate by choosing the 5-year average annual rate of 95.9 percent from FY 2020 through FY 2024. Moreover, to project the number of renewal approvals, DHS chooses the more conservative renewal approval rate by choosing the 5-year annual rate of 81.5 percent from FY 2020 through FY 2024. However, we note that the average renewal approval rate over the three periods analyzed in Table V.13 are within a relatively small range of 8.6 percent (81.5 percent minus 72.9 percent). By choosing these annual approval rates, the projections under the “without the rule” scenario will be higher for initial and renewal approvals, which will lead to a greater range of potential cost estimates.
2025会計年度の初回申請件数及び更新申請件数を予測するため、現政権の現行の移民法執行上の優先事項に従って対象人口を推定する。2015会計年度から2019会計年度までの初回申請及び更新申請の平均件数は、これらの方針により合致するものであり、2025会計年度の合理的な推定値である。2025会計年度の初回承認件数の予測値は、平均初回承認率95.9パーセント(表V.13)に2025会計年度の初回申請件数の推定値31,165件を乗じることにより算出され、29,887件となる(表V.14)。
To project FY 2025 initial and renewal receipts, we estimate the population in accordance with the administration's current immigration enforcement priorities. The average initial and renewal receipts from FY 2015 through FY 2019 fall more in line with these directives and are reasonable estimates for FY 2025. The projected FY 2025 initial approvals are calculated by multiplying the average initial approval rate of 95.9 percent (Table V.13) by the estimated number of initial receipts from FY 2025, 31,165, which equals 29,887 (Table V.14).
2026会計年度の初回申請件数を予測するため、2015会計年度から2019会計年度までの5年間の平均年間伸び率マイナス11.9パーセント(表V.12)に、2025会計年度の初回申請件数の予測値(31,165件)を乗じると、マイナス3,709件(四捨五入)となる。2025会計年度の初回申請件数の予測値から3,709件を差し引くと、27,456件となる(表V.14)。[206] 2026会計年度の初回承認件数は、同じ平均初回承認率95.9パーセントに2026会計年度の初回申請件数の推定値(27,456件)を乗じることにより算出され、26,330件(四捨五入)となる。この手順をその後の年についても繰り返した。
To project FY 2026 initial receipts, the 5-year average annual growth rate of −11.9 percent from FY 2015 through FY 2019 (Table V.12) is multiplied by the number of projected initial receipts from FY 2025 (31,165), which equals −3,709 (rounded). Subtracting 3,709 from the projected initial receipts for FY 2025 equals 27,456 (Table V.14).[206] The FY 2026 initial approvals are calculated by multiplying the same average initial approval rate of 95.9 percent by the estimated number of initial receipts from FY 2026 (27,456), which equals 26,330 (rounded). The process was then repeated for subsequent years.
2025会計年度の更新申請件数を予測するため、2015会計年度から2024会計年度までの期間における10年間の平均年間伸び率マイナス8.3パーセント(表V.12)を使用する。[207] 2025会計年度の更新承認件数は、平均更新承認率81.5パーセント(表V.13)に2025会計年度の更新申請件数の推定値(7,159件)を乗じることにより算出され、5,835件となる(表V.14)。
To project FY 2025 renewal receipts, we use the 10-year average annual growth rate of −8.3 percent for the period FY 2015 through FY 2024 (Table V.12).[207] The FY 2025 renewal approvals are calculated by multiplying the average renewal approval rate of 81.5 percent (Table V.13) by the estimated number of renewal receipts from FY 2025 (7,159), which equals 5,835 (Table V.14).
2026会計年度の更新申請件数を予測するため、2015会計年度から2024会計年度までのより保守的な10年間の年間成長率であるマイナス8.3パーセント(表V.12)に、2025会計年度からの予測更新申請件数(7,159件)を乗じると、マイナス594(四捨五入)となる。2025会計年度の予測更新申請件数から594を差し引くと、6,565となる(表V.14)。[208] 2026会計年度の予測更新承認件数は、平均更新承認率81.5パーセントに2026会計年度からの推定更新申請件数(6,565件)を乗じることにより算出され、5,350(四捨五入)となる。この手順はその後の年度についても繰り返された。これらの予測は表V.14に示されている。
To project FY 2026 renewal receipts, the more conservative 10-year annual growth rate of −8.3 percent from FY 2015 through FY 2024 (Table V.12) is multiplied by the number of projected renewal receipts from FY 2025 (7,159), which equals −594 (rounded). Subtracting 594 from the projected renewal receipts for FY 2025 equals 6,565 (Table V.14).[208] The projected number of FY 2026 renewal approvals are calculated by multiplying the average renewal approval rate of 81.5 percent by the estimated number of renewal receipts from FY 2026 (6,565), which equals 5,350 (rounded). The process was then repeated for subsequent years. These projections are shown in Table V.14.
本規則の下での将来の(c)(14)就労許可承認件数の年間予測を行うため、表V.14の(規則なしの場合の)新規及び更新申請件数の推計値に、表V.13のうち最も保守的でない2つの承認率を乗じる。本規則の下での新規申請の予測承認件数の下限を推計するために38.8パーセントの承認率を使用し、上限には77.9パーセントを使用する。本規則の下での更新申請の予測承認件数の下限を推計するために72.9パーセントの承認率を使用し、上限には76.0パーセントを使用する。これらの承認率の範囲は、規則がない場合のそれぞれの推計に使用されたより保守的な95.9パーセント(新規)及び81.5パーセント(更新)の両方を下回っており、また現政権の現行の移民法執行上の優先事項により合致していることから、妥当であると考えられる。(印刷版34418ページ)本規則の下での予測承認件数は表V.15に示されている。
To project the annual number of future (c)(14) employment authorization approvals under this rule, the estimates (without rule) for initial and renewal receipts from Table V.14 are multiplied by the two least conservative approval rates from Table V.13. To estimate the lower bound projected approvals for initials under this rule the approval rate of 38.8 percent is used and 77.9 percent is used for the upper bound. To estimate the lower bound projected approvals for renewals under this rule the approval rate of 72.9 percent is used and 76.0 percent is used for the upper bound. These ranges of approval rates are reasonable as they are both below the more conservative rates of 95.9 percent (initials) and 81.5 percent (renewals) used in the respective estimates without the rule and they fall more in line with the administration's current immigration enforcement priorities. The ( printed page 34418) projected approvals under this rule are presented in Table V.15.
更新承認件数の下限範囲は2,393から5,219と推計される(表V.15(B)列C)。国土安全保障省(DHS)は、提案されているEベリファイ要件により、外国人の雇用主がEベリファイに登録しておらず、かつ登録を選択しない場合、及び当該外国人がEベリファイに良好な状態で参加している米国雇用主の下で代替の雇用先を見つけることができない場合に、就労許可の対象外となる外国人の数を、この予測更新承認件数が完全には反映していない可能性があることを認識している。更新を申請する外国人の一部は、現在雇用されていない可能性もあり、したがって更新のための新たな要件を満たさない可能性がある。さらに、DHSは、これらの外国人のうちどれだけの者が経済的必要性の要件の下で資格を有することになるか、またどれだけの者が裁量により就労許可に値しないと判断されることになるかを把握していない。DHSは、更新承認件数のいずれかが就労許可を申請しない、または却下される場合には、推計された下限範囲2,393から5,219がさらに低くなる可能性があることを認識している。209
We estimate the lower bound range for renewal approvals to be 2,393 to 5,219 (Table V.15(B) Column C). DHS recognizes that the projected renewal approvals may not fully account for the number of aliens who would no longer be eligible for employment authorization due to the proposed E-Verify requirement if the aliens' employers are not enrolled and opt not to enroll in E-Verify, and if the aliens are unable to find alternative employment with a U.S. employer who is a participant in good standing in E-Verify. Some aliens applying for renewal may also not be currently employed and therefore would not meet the new requirements for renewal. Additionally, DHS does not know how many of these aliens would be eligible under the economic necessity requirement or how many would be determined not to warrant employment authorization as a matter of discretion. DHS recognizes that the estimated lower bound range of 2,393 to 5,219 could be even lower if any of the renewal approvals do not apply for or are denied employment authorization.209
c. 米国に仮放免された外国人に対する裁量的就労許可((c)(11))
c. Discretionary Employment Authorization for Aliens Paroled Into the United States ((c)(11))
DHSは、2015会計年度から2024会計年度までの過去のデータに基づき、影響を受ける対象人口を推計する。表V.16は、2015会計年度から2024会計年度まで、フォームI-765を使用した仮放免を許可された外国人の就労許可に関する新規及び更新申請の年間申請件数及び承認件数を示している(印刷版34419ページ)。
DHS estimates the affected population based on historical data for FY 2015 to FY 2024. Table V.16 shows the annual receipts and approvals for initial and renewal applications of employment authorization for aliens granted parole ( printed page 34419) using Form I-765 for FY 2015 through FY 2024.
2015会計年度から2024会計年度までの期間における就労許可の新規申請件数は、2015会計年度の52,709件から2020会計年度の7,099件(当該期間における最低値)まで減少し、その後2024会計年度には748,544件(当該期間における最高値)まで増加した。就労許可の新規承認件数は、2015会計年度の48,060件から2016会計年度の74,526件まで増加した後、2019会計年度には4,341件まで減少した。その後、新規承認件数は毎年増加し、2024会計年度には753,357件という最高値を記録した。就労許可の更新申請件数は、2015会計年度の5,133件から2022会計年度には1,862件まで減少した後、2024会計年度には43,586件という最高値まで増加した。就労許可の更新承認件数は、2015会計年度の3,741件から2021会計年度には856件まで概ね減少した後、2024会計年度には36,718件という最高値まで増加した。DHSは、本提案規則が就労許可の対象となる外国人の数を減少させると推計しており、新規及び更新の双方について(c)(11)の申請件数及び承認件数の減少を見込んでいるが、本分析でさらに論じる理由により、その減少の規模を判断することはできない。
The number of initial receipts of employment authorization over the period FY 2015 through FY 2024 decreased from 52,709 in FY 2015 to 7,099 in FY 2020 (a period low), then increased to 748,544 in FY 2024 (a period high). The number of initial approvals for employment authorizations increased from 48,060 in FY 2015 to 74,526 in FY 2016, before decreasing to a low of 4,341 in FY 2019. Subsequently, the number of initial approvals increased annually with a high of 753,357 in FY 2024. The number of renewal receipts for employment authorizations decreased from 5,133 in FY 2015 to a low of 1,862 in FY 2022, before increasing to a high of 43,586 in FY 2024. The number of renewal approvals for employment authorization generally decreased from 3,741 in FY 2015 to a low of 856 in FY 2021 before increasing to a high of 36,718 in FY 2024. Although DHS estimates this proposed rule would reduce the number of aliens eligible for employment authorization and anticipates a decline in (c)(11) receipts and approvals for both initial and renewals, DHS is unable to determine the magnitude of decline for reasons discussed further in this analysis.
表V.17は、表V.16に示された受理件数に基づく新規申請および更新申請の受理件数の年間成長率を示している。新規受理件数について、2015会計年度から2019会計年度までの期間における5年間の年間成長率は22.7パーセント減少し、2020会計年度から2024会計年度までの期間における5年間の年間成長率は153.9パーセント増加し、2015会計年度から2024会計年度までの期間における10年間の年間成長率は30.4パーセント増加した。[210] 更新受理件数について、2015会計年度から2019会計年度までの期間における5年間の年間成長率は8パーセント減少し、2020会計年度から2024会計年度までの期間における5年間の年間成長率は75.5パーセント増加し、2015会計年度から2024会計年度までの期間における10年間の年間成長率は23.9パーセント増加した。[211] 国土安全保障省(DHS)は、これらの成長率を用いて、本規則がある場合とない場合の2つのシナリオの下での新規および更新受理件数の予測数を推定する。
Table V.17 shows annual growth rates of initial and renewal receipts based on the receipts presented in Table V.16. For initial receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 22.7 percent; the 5-year annual growth rate for the period FY 2020 through FY 2024 increased 153.9 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 30.4 percent.[210] For renewal receipts, the 5-year annual growth rate for the period FY 2015 through FY 2019 decreased 8 percent; the 5-year annual growth rate for the period FY 2020 through FY 2024 increased 75.5 percent; and the 10-year annual growth rate for the period FY 2015 through FY 2024 increased 23.9 percent.[211] DHS uses these growth rates to estimate the projected number of initial and renewal receipts under the two scenarios with and without this rule.
(印刷版34420ページ)
( printed page 34420)
本規則がない場合の新規受理件数の予測数を推定するに当たり、DHSは2015会計年度から2019会計年度までの期間における新規受理件数の減少成長率であるマイナス22.7パーセントを使用することを選択する。現政権の現在の移民法執行上の優先事項に基づけば、新規受理件数を予測するために増加する年間パーセント成長率を使用することは合理的であるとは認められない。[212]
To estimate the projected number of initial receipts without this rule, DHS chooses to use the declining growth rate of −22.7 percent for initial receipts for the period FY 2015 through FY 2019. We do not find it reasonable to use an increasing annual percentage growth rate to project initial receipts based on the administration's current immigration enforcement priorities.[212]
本規則がない場合の更新受理件数の予測数を推定するに当たり、DHSは、仮釈放を認められ就労が許可された外国人について、その仮釈放はDHSの裁量により終了され得ることを認識している。DHSはまた、就労許可の期間が可変であることも認識している。通常、(c)(11)に基づく就労許可は、仮釈放の期間または1年のいずれか短い方について付与される。[213] さらに、新規受理件数の減少成長率は、ある時点で更新受理件数の頭打ちまたは減少をもたらすことになる。したがって、更新受理件数の予測数を推定するために増加する年間成長率を使用することは合理的であるとは認められない。本分析では、2015会計年度から2019会計年度までの期間における5年平均成長率であるマイナス8パーセントを使用する(表V.17)。
To estimate the projected number of renewal receipts without this rule, DHS acknowledges that aliens granted parole and have been authorized to work can have their parole terminated at DHS discretion. DHS also recognizes that the period of employment authorization is variable. Typically, employment authorization under (c)(11) is granted for the duration of parole or one year, whichever is shorter.[213] Additionally, the declining growth rate for initial receipts would, at some point, result in either a plateau or a decrease for renewal receipts. Therefore, we do not find it reasonable to use an increasing annual growth rate to estimate the projected number of renewal receipts. In this analysis, we use the 5-year average growth rate of −8 percent for the period FY 2015 through FY 2019 (Table V.17).
次に、表V.18において、表V.16に示された年間受理件数および承認件数から、新規申請および更新申請の受理件数および承認件数の平均ならびに承認率を算出する。[214] 新規申請の承認率は、2015会計年度から2019会計年度までは95.7パーセント、2020会計年度から2024会計年度までは88.9パーセント、2015会計年度から2024会計年度までは89.8パーセントである。更新申請の承認率は、2015会計年度から2019会計年度までは66.1パーセント、2020会計年度から2024会計年度までは78.6パーセント、2015会計年度から2024会計年度までは75.7パーセントである。
Next, in Table V.18, we calculate the average receipts and approvals and approval rates for initial and renewal receipts from the annual receipts and approvals shown in Table V.16.[214] The approval rate for initials for FY 2015 through FY 2019 is 95.7 percent, for FY 2020 to FY 2024 is 88.9 percent, and for FY 2015 through FY 2024 is 89.8 percent. The approval rate for renewals for FY 2015 through FY 2019 is 66.1 percent, for FY 2020 through FY 2024 is 78.6 percent, and for FY 2015 through FY 2024 is 75.7 percent.
表V.19において本規則がない場合の新規承認件数を予測するに当たり、DHSは2015会計年度から2019会計年度までの5年間の年率である95.7パーセントを選択することにより、より保守的な新規承認率を採用する。さらに、2025会計年度の更新承認件数を予測するに当たり、DHSは2020会計年度から2024会計年度までの5年間の年率である78.6パーセントを選択することにより、(印刷版34421ページ)より保守的な更新承認率を採用する。ただし、表V.18で分析された3つの期間における更新承認率の平均は、比較的小さな範囲である12.5パーセントポイント(78.6パーセントから66.1パーセントを差し引いた値)の範囲内にあることに留意する。これらの年間承認率を選択することにより、新規および更新の承認件数の予測値はより高くなり、その結果、潜在的な費用見積もりの範囲がより大きくなる。
To project the number of initial approvals without this rule in Table V.19, DHS chooses the more conservative initial approval rate by choosing the 5-year annual rate of 95.7 percent from FY 2015 through FY 2019. Moreover, to project FY 2025 renewal approvals, DHS chooses the more conservative renewal approval rate by ( printed page 34421) choosing the 5-year annual rate of 78.6 percent from FY 2020 through FY 2024. However, we note that the average renewal approval rate over the three periods analyzed in Table V.18 are within a relatively small range of 12.5 percentage (78.6 percent minus 66.1 percent). By choosing these annual approval rates, the projections will be higher for initial and renewal approvals, which will lead to a greater range of potential cost estimates.
2025会計年度の新規および更新受理件数を予測するため、現政権の現在の移民法執行上の優先事項に沿って対象人口を推定する。2015会計年度から2019会計年度までの平均新規および更新受理件数は、これらの方針により合致しており、2025会計年度の合理的な推定値である。2025会計年度の新規受理件数を予測するため、2015会計年度から2019会計年度までの5年間の新規受理件数の年平均数である41,120件を使用する。2025会計年度の新規承認件数の予測値は、2015会計年度から2019会計年度までの平均新規承認率95.7パーセント(表V.18)に、2025会計年度の推定新規受理件数(41,120件)を乗じて算出され、その結果は39,352件(四捨五入)となる。
To project FY 2025 initial and renewal receipts, we estimate the population in accordance with the administration's current immigration enforcement priorities. The average initial and renewal receipts from FY 2015 through FY 2019 fall more in line with these directives and are reasonable estimates for FY 2025. To project FY 2025 initial receipts, the 5-year average annual number of initial receipts of 41,120 from FY 2015 through FY 2019 is used. The projected FY 2025 initial approvals are calculated by multiplying the average initial approval rate of 95.7 percent (Table V.18) for FY 2015 through FY 2019 by the estimated number of initial receipts from FY 2025 (41,120), which equals 39,352 (rounded).
2026会計年度の当初受理件数を予測するため、2015会計年度から2019会計年度までの5年間の平均年間成長率マイナス22.7パーセント(表V.17)に、2025会計年度からの予測当初受理件数(41,120件)を乗じると、マイナス9,334(四捨五入)となる。2025会計年度の予測当初受理件数から9,334を差し引くと31,786となる(表V.19)。[215]2026会計年度の当初承認件数は、同じ平均当初承認率95.7パーセントに2026会計年度からの推定当初受理件数(31,786件)を乗じて算出され、30,419(四捨五入)となる。この手順はその後の各年度についても繰り返された。
To project FY 2026 initial receipts, the 5-year average annual growth rate of −22.7 percent from FY 2015 through FY 2019 (Table V.17) is multiplied by the number of projected initial receipts from FY 2025 (41,120), which equals −9,334 (rounded). Subtracting 9,334 from the projected initial receipts for FY 2025 equals 31,786 (Table V.19).[215] The FY 2026 initial approvals are calculated by multiplying the same average initial approval rate of 95.7 percent by the estimated number of initial receipts from FY 2026 (31,786), which equals 30,419 (rounded). The process was then repeated for subsequent years.
2025会計年度の更新受理件数を予測するため、2015会計年度から2019会計年度までの更新受理件数の5年間の平均年間件数である4,407件を用いる。[216]2025会計年度の予測更新承認件数は、2020会計年度から2024会計年度までの平均更新承認率78.6パーセント(表V.18)に、2025会計年度からの推定更新受理件数(4,407件)を乗じて算出され、3,464となる(表V.19)。
To project FY 2025 renewal receipts, the 5-year average annual number of renewal receipts of 4,407 from FY 2015 through FY 2019 is used.[216] The projected FY 2025 renewal approvals are calculated by multiplying the average renewal approval rate of 78.6 percent (Table V.18) for FY 2020 through FY 2024 by the estimated number of renewal receipts from FY 2025 (4,407), which equals 3,464 (Table V.19).
2026会計年度の更新受理件数を予測するため、2015会計年度から2019会計年度までの5年間の年間成長率マイナス8.0パーセント(表V.17)に、2025会計年度からの予測更新受理件数(4,407件)を乗じると、マイナス353(四捨五入)となる。2025会計年度の予測更新受理件数から353を差し引くと4,054となる(表V.19)。[217]2026会計年度の更新承認件数は、同じ平均更新承認率78.6パーセントに2026会計年度からの推定更新受理件数(4,054件)を乗じて算出され、3,186(四捨五入)となる。この手順はその後の各年度についても繰り返された。これらの予測は表V.19に示されている。
To project FY 2026 renewal receipts, the 5-year annual growth rate of −8.0 percent from FY 2015 through FY 2019 (Table V.17) is multiplied by the number of projected renewal receipts from FY 2025 (4,407), which equals −353 (rounded). Subtracting 353 from the projected renewal receipts for FY 2025 equals 4,054 (Table V.19).[217] The FY 2026 renewal approvals are calculated by multiplying the same average renewal approval rate of 78.6 percent by the estimated number of renewal receipts from FY 2026 (4,054), which equals 3,186 (rounded). The process was then repeated for subsequent years. These projections are shown in Table V.19.
本規則の下での将来の(c)(11)雇用認可承認件数の年間数を予測するため、表V.19の「本規則がない場合」の当初受理件数及び更新受理件数の予測値に、表V.18の承認率を乗じる。本規則の下での当初承認件数の下限予測値を算出するには88.9パーセントの承認率を用い、上限には89.8パーセントを用いる。[218]本規則の下での更新承認件数の下限予測値を算出するには66.1パーセントの承認率を用い、上限には75.7パーセントを用いる。これらの承認率の範囲は、本規則がない場合のそれぞれの予測値(表V.19)で用いられたより保守的な承認率である95.7パーセント(当初)及び78.6パーセント(更新)をいずれも下回っており、また、政権の現在の移民法執行の優先事項とより整合的であることから、妥当である。本規則の下での予測承認件数は(印刷ページ34422)表V.20に示されている。
To project the annual number of future (c)(11) employment authorization approvals under this rule, the projected “without the rule” estimates for initial and renewal receipts from Table V.19 are multiplied by approval rates from Table V.18. To estimate the lower bound projected initial approvals under this rule the approval rate of 88.9 percent is used and 89.8 percent is used for the upper bound.[218] To estimate the lower bound projected renewal approvals under this rule the approval rate of 66.1 percent is used and 75.7 percent is used for the upper bound. These ranges of approval rates are reasonable as they are both below the more conservative rates of 95.7 percent (initials) and 78.6 percent (renewals) used in the respective projected estimates without this rule (Table V.19) and they fall more in line with the Administration's current immigration enforcement priorities. The projected approvals ( printed page 34422) under this rule are presented in Table V.20.
更新承認件数の下限範囲は1,375から2,913であると推定する(表V.20(B)欄C)。国土安全保障省(DHS)は、提案されているEベリファイ要件により、外国人の雇用主がEベリファイに登録しておらず、かつ登録しないことを選択した場合、及び当該外国人がEベリファイの参加資格を良好に保持している米国雇用主の下で代替の雇用を見つけることができない場合に、雇用認可の資格を失うこととなる外国人の数を、予測更新承認件数が完全には反映していない可能性があることを認識している。更新を申請する外国人の一部は、現在雇用されていない可能性もあり、そのため更新のための新たな要件を満たさないこととなる。さらに、DHSは、これらの外国人のうち何人が経済的必要性の要件の下で資格を有することとなるか、また何人が裁量により雇用認可を正当化しないと判断されることとなるかを把握していない。DHSは、更新承認件数が申請されない場合、又は雇用認可が拒否される場合には、推定下限範囲である1,375から2,913がさらに低くなる可能性があることを認識している。[219]
We estimate the lower bound range for renewal approvals to be 1,375 to 2,913 (Table V.20(B) Column C). DHS recognizes that the projected renewal approvals may not fully account for the number of aliens who would no longer be eligible for employment authorization due to the proposed E-Verify requirement if the aliens' employers are not enrolled and opt not to enroll in E-Verify, and if the aliens are unable to find alternative employment with a U.S. employer who is a participant in good standing in E-Verify. Some aliens applying for renewal may also not be currently employed and therefore would not meet the new requirements for renewal. Additionally, DHS does not know how many of these aliens would be eligible under the economic necessity requirement or how many would be determined not to warrant employment authorization as a matter of discretion. DHS recognizes that the estimated lower bound range of 1,375 to 2,913 could be even lower if any of the renewal approvals do not apply for or are denied employment authorization.[219]
(印刷ページ34423)
( printed page 34423)
d. 雇用認可の更新を申請する外国人、Eベリファイ
d. Aliens Applying for Renewal of Employment Authorization—E-Verify
DHSは、最終規則の発効日以降に就労許可を付与された(c)(11)、(c)(14)及び(c)(18)に該当する外国人について、その外国人が本規則において提案される当初就労許可の適格基準を満たし、かつ、E-Verify(DHSの雇用資格確認プログラム)の参加資格を良好な状態で有する米国雇用主に雇用されていることを、当該米国雇用主のE-Verify企業識別番号及びE-Verifyに登録されている米国雇用主の名称を提供することにより証明した場合に限り、就労許可の更新を認めることを提案する。本規則は監督命令により一時的に釈放された外国人並びに繰延執行処分及びパロールを付与された外国人の就労許可の適格性を制限し明確化することを提案するものであるため、更新対象人口への影響は、どの外国人が引き続き適格であり続けるか、及び外国人の雇用主が既にE-Verifyに参加しているか、又は参加していない場合に雇用主がE-Verifyへの登録及び参加を望むか否かに左右されることになる。[220] 適格性に関する不確実性のため、DHSは本規定の影響を受ける更新対象人口の範囲を推計することができず、それを試みることは推測の域を出ないものとなる。しかしながら、DHSは、本規定の影響を受ける更新申請者となる外国人が存在することを認識している。
DHS proposes to allow (c)(11), (c)(14), and (c)(18) aliens who are granted employment authorization after the effective date of the final rule to have their employment authorization renewed only if the alien meets the initial employment authorization eligibility criteria proposed in this rule and establishes that he or she is employed by a U.S. employer who is a participant in good standing in E-Verify, the DHS employment eligibility verification program, by providing the U.S. employer's E-Verify company identification number and the U.S. employer's name as listed in E-Verify. Because this rule proposes to limit and clarify eligibility for employment authorization for aliens temporarily released on an order of supervision and aliens granted deferred action and parole, the impact on renewal populations would depend on which aliens remain eligible and if an alien's employer already participates in E-Verify, or would be willing to enroll and participate in E-Verify if the employer is not enrolled.[220] Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision, and attempting to do so would be speculative. However, DHS acknowledges there would be aliens applying for renewal who would be impacted by this provision.
e. 就労許可の終了、8 CFR 274a.14
e. Termination of Employment Authorization—8 CFR 274a.14
前文で述べたとおり、DHSは8 CFR 274a.14に基づく自動終了事由を拡大することを提案する。本分析で先に説明した対象人口は、本規則がない場合に比べて就労許可がより早期に終了することになるため、本規定の影響を受けることになる。[221] 就労許可の終了及び終了を引き起こす要因に関する不確実性のため、DHSは人口への影響の正確な割合を推計することができず、それを試みることは推測の域を出ないものとなる。しかしながら、DHSは、就労許可が終了する外国人について、就労許可の資格を失う外国人に帰せられるものと同様の費用が生じることを認識している。
As noted in the preamble, DHS is proposing to expand the reasons for automatic termination under 8 CFR 274a.14. The populations previously described in this analysis would be impacted by this provision because their employment authorization will be terminated earlier than it would have been without this rule.[221] Because of the uncertainty regarding the termination of employment authorization and the factors triggering termination, DHS is unable to estimate the precise portion of population impacts and attempting to do so would be speculative. However, DHS acknowledges costs for aliens whose employment authorization is terminated similar to those ascribed to aliens no longer eligible for employment authorization.
f. 雇用主人口
f. Employer Population
DHSは、本規則案が、現在又は将来において(c)(11)、(c)(14)及び(c)(18)に該当する外国人労働者を雇用する雇用主に影響を与えることを認識している。しかしながら、裁量的EADに係る就労許可は、外国人労働者が特定の雇用主に紐付けられない「自由市場型」とみなされているため、DHSは費用が発生し得る雇用主の数を正確に推計することができない。また、このような雇用形態では、就労許可申請手続(当初申請、更新又は再発行の各段階)のいかなる時点においても、米国労働省(DOL)への労働条件申請書(Labor Condition Application)又は一時労働認証(Temporary Labor Certification)、その他の雇用主データの提出は要求されない。DHSは、雇用主がE-Verifyプログラムに参加するか否かには多くの要因が影響することを認識している。E-Verifyは無料かつ任意のプログラムであるが、一部の雇用主は、連邦契約の条件として、又は州法その他の適用法令に基づく事業免許の条件として、同プログラムへの登録を義務付けられている。しかしながら、DHSは、本規則案により、どの程度の数の雇用主がE-Verifyを利用するようになるか、又はどの程度の数の雇用主が労働力の入れ替わりを経験することになるかを予測することができない。さらに、DHSは、裁量的就労許可を有する外国人従業員を引き続き雇用するためにE-Verifyへの登録を選択する雇用主の数、又は雇用主がE-Verifyに登録した場合にE-Verifyの案件を作成することになる従業員の総数を把握していない。DHSはまた、本規則案の結果として、裁量的就労許可を有する外国人従業員が引き続き就労資格を有することになる雇用主の数を特定することもできない。DHSは、裁量的就労許可を有する外国人従業員を引き続き雇用するためにE-Verifyプログラムに登録する雇用主に関する、並びに雇用主が従業員の就労許可を確認する場合にE-Verifyの案件を作成することになる従業員の総数に関する、公衆からの意見又はデータの提供を歓迎する。DHSは、企業がE-Verifyに登録しないことを選択した場合、本規定が、当該企業が裁量的就労許可を有する外国人を雇用し、又は雇用を継続することに対する障壁として作用し得ることに留意する。このような障壁は、裁量的就労許可を有する従業員が引き続き就労資格を有する状況においてもなお、米国企業が被る人材入れ替わり費用の発生可能性を高めることにより、本規則の費用計算に寄与するものである。
DHS recognizes that this proposed rule would impact employers who currently, or will in the future, employ (c)(11), (c)(14), and (c)(18) alien workers. However, DHS cannot precisely estimate the number of employers that could incur costs because employment authorization for discretionary EADs is considered to be “open market,” where alien workers are not tied to a specific employer. Such employment also does not require a Labor Condition Application or a Temporary Labor Certification from the U.S. Department of Labor (DOL), or other employer data at any point in the employment authorization application process (initial, renewal, or replacement stage). DHS recognizes that many factors influence whether an employer participates in the E-Verify program. While E-Verify is a free, voluntary program, some employers are required to enroll in the program as a condition of Federal contracting or as a condition of business licensing under State legislation or other applicable laws. However, DHS cannot predict the number of employers who would use E-Verify or how many would experience labor turnover due to this proposed rule. Further, DHS does not know the number of employers that would choose to enroll in E-Verify to retain their discretionary employment authorized alien employees or the overall number of employees for whom these entities would create an E-Verify case, should the employers enroll. DHS is also unable to determine the number of employers whose discretionary employment authorized alien employees would remain employment eligible as a result of this proposed rule. DHS welcomes public comment or data on employers who enroll in the E-Verify program to retain discretionary employment authorized alien employees as well as the overall number of employees for whom employers would create E-Verify cases, should they verify the employment authorization of employees. DHS notes that this provision may act as a barrier to a company hiring or continuing to employ a discretionary employment authorized alien should the company make the choice to not enroll in E-Verify. Such barriers contribute to the cost calculation of this rule by increasing the potential for turnover costs incurred by U.S. businesses, even in situations where a discretionary employment authorized employee remains employment authorized.
4. 金銭換算による影響分析
4. Monetized Impact Analysis
本節では、提案規則に関連する推定金銭的費用を示す。提案された規定の影響は、「規則がない場合」のシナリオ、すなわち提案された措置が実施されないと仮定するベースラインと比較して推定される。国土安全保障省(DHS)は、裁量的就労許可の資格要件を改定し、新たな証拠要件を導入することにより、外国人労働者の潜在的な所得喪失、様式I-765の記入時間が30分増加することに伴う費用、様式I-765WSの記入要件及びそれに伴う30分の時間負担、申請者サービスセンター(ASC)への移動及び生体情報の提出、並びに様式I-131の記入時間が15分増加すること((c)(11)区分のみ)など、複数の影響が生じ得ると予測している。
This section presents the estimated monetized costs associated with the proposed rule. The impacts of the proposed provisions are estimated in comparison with the “without the rule” scenario, a baseline that assumes no proposed action would be implemented. DHS anticipates that revising eligibility and introducing new evidentiary requirements for discretionary employment authorization could have several impacts, including potential lost earnings to alien workers, the costs associated with a 30-minute time burden increase to complete Form I-765, the requirement to complete Form I-765WS and the associated 30-minute time burden, traveling to an ASC and submitting biometrics, and the 15-minute increase to complete Form I-131 ((c)(11) category only).
提案規則は、(c)(11)区分、(c)(14)区分及び(c)(18)区分の下で就労許可の資格を有する外国人の数を減少させる結果になると推定される。(c)(11)、(c)(14)及び(c)(18)の就労許可資格を有する外国人の数が減少することによる影響には、潜在的な分配上の影響(移転)と費用の両方が含まれる。DHSは、もはや就労許可の資格を有しなくなるこれらの外国人人口に対する報酬の喪失及びそれに伴う税務上の影響を、この変更による影響の尺度として、すなわちこれらの外国人から他者への分配上の影響(移転)として、又は事業者の生産性損失費用の代理指標として用いる。
The proposed rule is estimated to result in a reduction in the number of aliens who are eligible for employment authorization, under the (c)(11), the (c)(14), and the (c)(18) categories. The impacts of reducing the number of (c)(11), (c)(14), and (c)(18) aliens who are eligible for employment authorization include both potential distributional impacts (transfers) and costs. DHS uses lost compensation to these alien populations who would no longer be eligible for employment authorization and associated tax implications as a measure of the impact of this change—either as distributional impacts (transfers) from these aliens to others or as a proxy for businesses' cost for lost productivity.
a. 延期された強制退去の猶予(OSUP)下にある外国人に対する裁量的就労許可((c)(18))
a. Discretionary Employment Authorization for Aliens on OSUP ((c)(18))
i. 所得
i. Earnings
DHSは、(c)(18)区分の下で就労許可を有する外国人労働者の賃金又は職業について、当初申請段階又は更新段階のいずれにおいても情報を有していない。これは、これらの外国人労働者が取得する自由市場型の雇用許可証(EAD)が、その雇用に関するいかなるデータも含まず、また要求しないためである。(c)(18)区分を申請する多くの外国人は労働市場への比較的新しい参入者であると考えられることから、その多くが「高水準」の賃金を得ているとは想定されない。連邦最低賃金は現在(印刷ページ34424)1時間当たり7.25ドルであるが、[222]多くの州がより高い最低賃金率を導入している。[223]しかしながら、連邦政府は全国的な人口加重最低賃金の推計値を追跡していない。対象となる外国人人口は米国内のあらゆる場所に居住し得るため、居住する州又は市によって様々な最低賃金率の適用を受ける可能性がある。
DHS has no information on wages or occupations of alien workers with employment authorization under the (c)(18) category, at the initial or renewal stage, since these alien workers obtain an open-market EAD that does not include or require any data on their employment. Because many of the aliens applying for (c)(18) category would be relatively new entrants to the labor force, we would not expect many of them to earn “high-tier” wages. The Federal minimum wage is currently ( printed page 34424) $7.25 per hour,[222] but many States have implemented higher minimum wage rates.[223] However, the Federal Government does not track a nationwide population-weighted minimum wage estimate. Aliens in the population of interest could be located anywhere within the United States and may be subject to a range of minimum wage rates depending on the State or city in which the alien lives.
他の規則と同様に、DHSは、入門レベルの賃金を得る可能性が高い個人の実効最低賃金の合理的な代理指標として、労働統計局(BLS)の全国職業雇用賃金統計における全職業の第10パーセンタイル時間給を使用する。BLSの推計値は、米国労働市場全体における賃金の変化を反映しており、毎年更新されるため、各州の最低賃金率の変化も反映される。全職業の第10パーセンタイル時間給の推計値は、労働者給付を考慮しない場合、現在1時間当たり13.97ドルである。[224]
Consistent with other rules, DHS uses the 10th percentile hourly wage from the Bureau of Labor Statistics (BLS) National Occupational Employment and Wage Estimates for all occupations as a reasonable proxy for the effective minimum wage for individuals who are likely to earn an entry-level wage. BLS estimates account for changes in wages across the United States labor market, which is updated annually and will thus reflect any changes to State minimum wage rates. The 10th percentile hourly wage estimate for all occupations is currently $13.97, not accounting for worker benefits.[224]
影響を受ける一部の外国人は最低賃金を上回る賃金を得ている可能性が高い。影響を受けるEADは、当初申請段階又は更新段階のいずれにおいても賃金に関するいかなるデータも含まず、また要求しないため、DHSは、関連する様式から、そのような労働者を雇用し得る所得、職業、産業、職位又は事業者に関する情報を有していない。しかしながら、DHSは、対象人口の一部が全職業の平均賃金を得ている可能性を排除しない。したがって、本分析では、州間の平均賃金の差異を考慮し、下限値を推定するための実効最低時間給13.97ドルと、上限値としての全職業の平均賃金率31.48ドルの両方を使用する。[225]
It is likely that some aliens impacted would earn wages above the minimum. Because the EADs impacted do not include or require, at the initial or renewal stage, any data regarding wages, DHS has no information from the associated forms concerning earnings, occupations, industries, positions, or businesses that may employ such workers. However, DHS does not rule out the possibility that some portion of the population might earn the average wage for all occupations. Therefore, this analysis uses both the effective minimum hourly wage rate of $13.97 to estimate a lower bound and an average wage rate for all occupations of $31.48 as an upper bound in consideration of the variance in average wages across States.[225]
DHSは、全米国民間労働者の平均総報酬を詳述する直近のBLS報告書を用いて給付・賃金乗数を算出することにより、時間の機会費用を推計する際に労働者給付を考慮している。[226] DHSは給付・賃金乗数を1.45と推計しており、これは従業員の賃金及び給与、並びに有給休暇、保険、退職給付等の給付の全費用を組み込んだものである。[227] したがって、給付・賃金乗数を用いて、DHSは当該範囲の上限にある個人の総報酬率を45.65ドルと算出している。これは、全職種の平均賃金推計値が1時間当たり31.48ドルであり、平均給付が1時間当たり14.17ドルであることによる。[228] DHSは、当該範囲の下限にある個人の総報酬率を1時間当たり20.26ドルと算出しており、これは第10パーセンタイルの時給推計値が1時間当たり13.97ドルであり、平均給付が1時間当たり6.29ドルであることによる。[229] 本分析における費用及び移転支払の定量化された推計値はすべて、実効最低時給及び全職種平均時給に基づく下限及び上限の報酬範囲を組み込んでいる。
DHS accounts for worker benefits when estimating the opportunity cost of time by calculating a benefits-to-wage multiplier using the most recent BLS report detailing average total employee compensation for all civilian American workers.[226] DHS estimates the benefits-to-wage multiplier to be 1.45, which incorporates employee wages and salaries and the full cost of benefits, such as paid leave, insurance, and retirement.[227] Therefore, using the benefits-to-wage multiplier, DHS calculates the total rate of compensation for individuals at the high end of the range as $45.65 where the average wage estimate for all occupations is $31.48 per hour and the average benefits are $14.17 per hour.[228] DHS calculates the total rate of compensation for individuals at the lower end of the range as $20.26 per hour, where the 10th percentile hourly wage estimate is $13.97 per hour and the average benefits are $6.29 per hour.[229] All of the quantified estimates of costs and transfer payments in this analysis incorporate lower and upper bound compensation ranges based on the effective minimum hourly wage and the average hourly wage across all occupations.
年間給与を得るため、時給に年間労働時間を乗じる。典型的な年間労働時間数は2,080時間である(週40時間に年52週を乗じたもの)。しかしながら、すべての米国労働者がフルタイムで雇用されているわけではないため、週当たりの労働時間数について調整を行う。BLSは現在、全民間非農業産業における平均週労働時間を34.3時間と報告している。[230] この調整を用いると、年間1,784労働時間となる(週34.3時間に年52週を乗じたもの)。(c)(18)就労認可証の現行の有効期間は最長1年であるため、DHSは、平均実効最低時給20.26ドル及び全職種平均時給報酬率45.65ドルを用いた総報酬率にそれぞれ1,784時間を乗じ、年間収入をそれぞれ36,144ドル及び81,440ドルと推計した。
To obtain the annual salary we multiply the hourly wage by annual work hours. The typical annual number of work hours is 2,080 (40 hours per week times 52 weeks in a year). However, not all American workers are employed full-time, so we make an adjustment to number of hours worked per week. BLS currently reports that average weekly hours across all private nonfarm industries is 34.3 hours.[230] Using this adjustment we arrive at 1,784 hours worked per year (34.3 hours per week times 52 weeks in a year). Since the current validity period of a (c)(18) EAD is up to 1 year, DHS multiplied the total rate of compensation using the average effective minimum hourly wage rate of $20.26 and the average hourly compensation rate across all occupations of $45.65 by 1,784 hours to estimate the annual earnings of $36,144 and $81,440, respectively.
表V.21は、OSUPにより一時的に釈放された外国人に関する2つの賃金推計範囲について、当初承認及び更新承認の2つの推計対象人口範囲、並びに対応する潜在的な逸失収入を示している。列A及び列Cに報告された本規則に基づく推計承認件数、並びに列Eに報告された本規則がない場合のベースライン申請者の推計件数に関しては、影響の可能性の評価は、(c)(18)区分の下で就労認可を承認されたすべての者が労働力に参入したとの前提に依拠している。この前提は、数少ない例外を除き、外国人が経済的便益を得ることを期待していなかったならば、就労認可申請に伴う直接申請費用(手数料が課される該当の就労認可区分の場合)及び時間に関連する機会費用を費やすことはなかったであろうという点で正当化される。しかしながら、現実には、外国人は本措置に特段関連しない他の様々な理由により雇用されない場合もあり得る。
Table V.21 shows the two estimated population ranges for initial and renewal approvals for the two ranges of wage estimates for aliens temporarily released on OSUP and the corresponding potential lost earnings. Regarding the estimated approvals under this rule reported in Columns A and C and the estimated baseline filers without this rule reported in Column E, the assessments of possible impacts rely on the assumption that everyone who was approved for employment authorization under the (c)(18) category entered the labor force. This assumption is justifiable because aliens, with few exceptions, generally would not have expended the direct filing (for the pertinent employment authorization categories in which there is a filing fee) and time-related opportunity costs associated with applying for employment authorization if the aliens did not expect to recoup an economic benefit. Realistically, however, aliens might not be employed for any number of other reasons not specifically relevant to this action.
2024年12月時点の全国失業率は4.1パーセントであった。[231] 失業率が低い場合であっても、労働市場には常に相当な雇用の入れ替わりが存在する。外国人は、この通常の入れ替わり、又は本件に特有の数多くの要因若しくは状況により失業する可能性がある。そのため、我々は、現在の失業状況を反映するよう、表V.10の列A、B及びGから算出した推計対象人口を表V.21の列A、列C及び列Eにおいて按分して推計することが妥当であると考えており、これは雇用率、すなわち1から0.041を差し引いた0.959を組み込むことによって行われる。[232]
The national unemployment rate as of December 2024 was 4.1 percent.[231] There is constant and considerable job turnover in the labor market even when the unemployment rate is low. Aliens could be unemployed due to this normal turnover or from any number of case-specific factors and conditions. As such, we believe it is reasonable to project scaled populations (from Table V.10 Columns A, B, and G) in Table V.21 Columns A, C, and E to account for current unemployment, which is conducted by integrating the employment rate, as unity minus 0.041, to arrive at 0.959.[232]
表V.21(A)は、下限賃金である年間所得36,144ドルに基づく、当初就労認可承認の下限及び上限範囲のコスト推計を示している(印刷ページ34425)。(c)(18)「対象人口」の項で策定された予測に基づく本規則の下における各対象人口の総所得は、B列、D列及びF列に示されている。G列及びH列は、現行のベースライン(F列)から本規則対象人口の潜在的所得(B列及びD列)を差し引くことにより、潜在的な所得の喪失額を示している。同様に、表V.21(B)は、上限(平均)賃金である年間所得81,440ドルに基づく、当初就労認可承認の下限及び上限範囲の推計を繰り返し示している。表V.21(C)及び表V.21(D)は、それぞれ下限及び上限の賃金年間所得に基づく更新就労認可承認の下限及び上限範囲について、表V.21(A)及び表V.21(B)の推計を繰り返し示している。
Table V.21(A) shows cost estimates for the lower and upper bound range of initial employment authorization approvals based on the lower bound ( printed page 34425) wage annual earnings of $36,144. The total earnings for each population under the rule based on the projections developed in the (c)(18) “Population” section is reported in Columns B, D and F. Columns G and H present the potential lost earnings, by subtracting the potential earnings from rule populations (Columns B and D) from the current baseline (Column F). Similarly, Table V.21(B) repeats the estimates for the lower and upper bound range of initial employment authorization approvals based on the upper bound (average) wage annual earnings of $81,440. Tables V.21(C) and V.21(D) repeat the estimates from Table V.21(A) and V.21(B) for the lower and upper bound ranges of renewal employment authorization approvals based on the lower and upper bound wage annual earnings, respectively.
(印刷ページ34426)
( printed page 34426)
(印刷ページ34427)
( printed page 34427)
国土安全保障省(DHS)は、監督命令により一時的に釈放された外国人に対する所得の喪失を、(c)(18)区分の下での就労認可資格の喪失による全体的な影響、すなわち分配上の影響(移転)として、又は企業の生産性損失に対する代理指標として用いている。これには、企業の利益損失及び機会費用に係る追加的な費用、又は外国人の支援ネットワークに属する者への分配上の影響は含まれていない。ただし、これらの費用については、本分析において更に検討する。表V.21に示すとおり、潜在的な所得の喪失額は、監督命令により一時的に釈放され、引き続き就労認可資格を有し就労を継続する外国人の数、及びその賃金率に左右される。2025会計年度から2034会計年度までの10年間において、総所得喪失額は74億ドルから179億ドルの範囲となる見込みである。[233] 7パーセントの割引率で年率換算すると、当初及び更新のEAD保有者の所得喪失額は7億5,520万ドルから18億ドルの範囲となる(表V.25)。234(印刷ページ34428)3パーセントの割引率で年率換算すると、当初及び更新のEAD保有者の所得喪失額は7億4,630万ドルから18億ドルの範囲となる(表V.25)。
DHS uses the lost compensation to aliens temporarily released on an order of supervision as a measure of the overall impact of removing eligibility for employment authorization under the (c)(18) category—either as distributional impacts (transfers) or as a proxy for costs to businesses for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an alien's support network. However, these costs will be discussed further in this analysis. As shown in Table V.21, the potential lost earnings depend on the number of aliens released temporarily on OSUP who remain eligible for employment authorization and continue to work, as well as their wage rate. Over the 10-year period from FY 2025 to FY 2034, the total lost earnings would range from $7.4 billion to $17.9 billion.[233] Annualized at a 7 percent discount rate, lost earnings for initial and renewal EAD holders would range from $755.2 million to $1.8 billion (Table V.25). 234 ( printed page 34428) Annualized at a 3 percent discount rate, lost earnings for initial and renewal EAD holders would range from $746.3 million to $1.8 billion (Table V.25).
本規則案における提案された資格要件の下で就労認可の更新資格を失うこととなるEAD保有者は、所得の喪失を被ることとなる。さらに、国土安全保障省(DHS)は、更新を申請する外国人の雇用主が現在E-Verifyに登録しておらず、かつE-Verifyプログラムへの登録を選択しない場合、更新を申請する外国人に追加的な所得の喪失が生じる可能性があることを認識している。このような場合、更新を申請する外国人は、E-Verifyに参加する雇用主の下で雇用を見つけることができなければ、所得を喪失する可能性がある。
EAD holders who would no longer be eligible to renew their employment authorization under the proposed eligibility criteria in this proposed rule would incur lost earnings. Additionally, DHS acknowledges the potential for additional lost compensation to aliens applying for renewal if their employers are not currently enrolled in E-Verify and opt not to enroll in the E-Verify program. In such cases, aliens applying for renewal could lose earnings if they are unable to find employment with an employer who participates in E-Verify.
国土安全保障省(DHS)は、インフレーションの影響を除けば、所得は一般に時間の経過とともに上昇するものであり、EAD保有者の所得は本分析で推計されたものよりも将来的に高くなる可能性があることを認識している。さらに、就労認可の更新は必然的に当初の就労認可承認に続くものであるため、時間の経過とともに、更新に係る稼得賃金、ひいては総報酬は、より高くなる可能性がある。したがって、この影響は、所得喪失の推計値に下方への偏りをもたらす可能性がある。しかしながら、現時点において、この可能性を定量的な推計に組み込む実行可能な方法は見当たらない。
DHS recognizes that, excluding the effects of inflation, earnings generally rise over time and the earnings of EAD holders could be higher in the future than estimated in this analysis. Moreover, since employment authorization renewals necessarily follow initial employment authorization approvals, in time, wages earned and, hence total compensation, could be higher for renewals. Accordingly, this effect could have a downward bias in the estimate of earnings losses. However, we see no tractable way at present to incorporate this possibility into the quantified estimates.
上記の定量化された影響に加え、就労認可の資格を失うこととなる監督命令により釈放された外国人については、定性的な影響が生じる可能性がある。就労認可を更新できない、又は当初の就労認可を取得できない(c)(18)対象人口については、所得の喪失という形で影響が生じる可能性が高く、これは経済的困難をもたらし得る。この対象人口に属する者は、金銭的及び社会的な援助について、その支援ネットワークに頼る必要が生じる可能性があり、これには家族及び友人、宗教団体及び慈善団体、民間の非営利提供者、州及び地方政府、並びに非政府組織(NGO)が含まれ得るが、これらに限られない。国土安全保障省(DHS)は、本規則が外国人の支援ネットワークに与える直接的な間接的影響は、本規則がない場合に当該外国人が得ていたであろう賃金及び給付を大幅に上回るものではないと考えている。
In addition to the above quantified impacts, there could be qualitative impacts for aliens released on an order of supervision who would no longer be eligible for employment authorization. For the (c)(18) population that would not be able to renew their employment authorization or obtain initial employment authorization, there would likely be an impact in terms of lost income, which could pose economic hardships. Members of this population may need to rely on their support networks for financial and social assistance, which could involve, but may not be limited to, family members and friends, religious and charitable organizations, private non-profit providers, State and local governments, and NGOs. DHS believes that the immediate indirect impact of this rule to an alien's support network is likely not significantly more than the wages and benefits the alien would have earned without this rule.
ii. 生体情報
ii. Biometrics
前文で述べたとおり、現行のDHS規則は、移民上の利益を申請するいかなる外国人からも、ケースバイケースでバイオメトリクスの提出を求める一般的な権限をUSCISに付与している。[235] USCISが(c)(18)を申請する外国人に対してバイオメトリクスの提出を要求すると判断した場合、当該外国人は、本人確認の補助及び(c)(18)EADカードの発行等を目的として、USCISからASC(申請支援センター)においてバイオメトリクスを提出するためのバイオメトリクスサービス予約通知を受領する。[236] DHSは、バイオメトリクス提出の要件を明文化することを提案しており、これにより、(c)(18)カテゴリーの下でフォームI-765を提出するすべての外国人は、当初申請及び更新申請のいずれについても、ASCに出頭してバイオメトリクスを提出することが義務付けられることとなる。DHSは、(c)(18)を申請する外国人から提出されたバイオメトリクスを、犯罪歴の審査のために使用することを提案している。[237] バイオメトリクスの提出には、外国人がバイオメトリクスサービス予約のためにASCまで移動することが必要となる。過去の規則制定において、DHSは、ASCまでの平均往復距離を50マイル、当該移動の平均所要時間を2.5時間と推計した。[238] 移動費用には、自家用車の使用について、2025年の一般調達局(GSA)のレートである1マイルあたり0.70ドルに基づく、推計50マイルの往復距離に対するマイル数加算額も含まれる。[239] 個々の外国人はバイオメトリクスを提出するためにASCで1時間10分(1.17時間)を費やすことになるため、ASCでの所要時間と移動時間を合計すると3.67時間となる。[240] 賃金の下限及び上限において、バイオメトリクスサービスの提出にかかる時間の機会費用は、それぞれ1時間あたり74.35ドル及び167.54ドルと推計される。[241] 推計される移動費用は35ドルであり、これは1マイルあたりの払戻レート0.70ドルに50マイルの移動距離を乗じたものである。時間の機会費用と移動費用を合計すると、外国人1人あたりのバイオメトリクス提出費用は、賃金の下限において109.35ドル、賃金の上限において202.54ドルとなる。[242]
As discussed in the preamble, current DHS regulations provide general authority for USCIS to require the submission of biometrics from any alien filing for an immigration benefit on a case-by-case basis.[235] When USCIS determines that an alien applying for (c)(18) is required to submit biometrics, they receive a biometrics services appointment notice from USCIS to submit biometrics at an ASC to assist in identity verification and facilitate (c)(18) EAD card production, among other things.[236] DHS is proposing to codify the requirement to submit biometrics, where all aliens who file Form I-765 under the (c)(18) category—for both initial and renewal applications—would be required to appear at an ASC and submit biometrics. DHS proposes to use the biometrics submitted by aliens applying for (c)(18) to screen for criminal history.[237] The submission of biometrics requires that aliens travel to an ASC for the biometric services appointment. In past rulemakings, DHS estimated that the average round-trip distance to an ASC is 50 miles, and that the average travel time for the trip is 2.5 hours.[238] The cost of travel also includes a mileage charge based on the estimated 50 mile round trip at the 2025 General Services Administration (GSA) rate of $0.70 per mile for use of a privately owned automobile.[239] Because an individual alien would spend 1 hour and 10 minutes (1.17 hours) at an ASC to submit biometrics, summing the ASC time and travel time yields 3.67 hours.[240] At the lower and upper wage bounds, we estimate the opportunity costs of time to submit biometrics services are $74.35 and $167.54 per hour, respectively.[241] The estimated travel cost is $35, which is the per mileage reimbursement rate of $0.70 multiplied by the 50-mile travel distance. Summing the opportunity cost of time and travel costs generates a per alien biometrics submission cost of $109.35 at the lower bound wage and $202.54 at the upper bound wage.[242]
表V.22は、監督命令により釈放された外国人に係る当初申請及び更新申請の受理件数の2つの人口範囲について、賃金推計の2つの範囲ごとに、バイオメトリクス提出に係る対応する総費用を示している。表V.22(A)は、下限提出費用109.35ドルにおける、フォームI-765の当初申請受理件数の下限及び上限範囲に係る費用推計を示している。列B及び列Dにおける下限及び上限のバイオメトリクス受理件数の推計は、(c)(18)の「人口」セクションの表V.10に示される本規則に基づく承認件数の下限及び上限である。列C及び列Eの総費用は、下限における割引前費用の範囲を示している。同様に、表V.22(B)は、上限提出費用202.54ドルに基づく、フォームI-765の当初申請受理件数の下限及び上限範囲に係る推計を繰り返し示している。表V.22(C)及び表V.22(D)は、それぞれ下限及び上限の提出費用に基づく、フォームI-765の更新申請受理件数の下限及び上限範囲について、これらの推計を繰り返し示している。
Table V.22 shows the two population ranges for initial and renewal receipts for the two ranges of wage estimates for aliens released on an order of supervision and the corresponding total cost to submit biometrics. Table V.22(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts at the lower bound submission cost of $109.35. The lower and upper bound projected biometrics receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.10 in the (c)(18) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound. Similarly, Table V.22(B) repeats the estimates for the lower and upper bound range of initial Form I-765 receipts based on the upper bound submission cost of $202.54. Tables V.22(C) and V.22(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound submission costs, respectively.
(印刷ページ 34429)
( printed page 34429)
(印刷ページ 34430)
( printed page 34430)
表V.22に示すとおり、バイオメトリクスの提出に係る費用は、雇用認可を申請する監督命令により一時的に釈放された外国人の数及びその賃金率に依存する。2025会計年度から2034会計年度までの10年間において、バイオメトリクス提出に係る推計総費用は91万9,629ドルから490万ドルの範囲となる。[243] 割引率7パーセントで年率換算すると、バイオメトリクス提出に係る推計費用は9万1,843ドルから49万8,612ドルの範囲となる(表V.25)。割引率3パーセントで年率換算すると、バイオメトリクス提出に係る推計費用は9万1,910ドルから49万9,194ドルの範囲となる(表V.25)。DHSは、提示された推計値が過大評価となっている可能性があることを認識している。これは、当該人口の一部が既にバイオメトリクスサービス予約通知を受領し、バイオメトリクスの提出を完了しているためである。本規則案の新たな要件の下では、この人口部分は引き続きバイオメトリクスの提出を完了することとなり、したがって新たな費用は発生しない。
As shown in Table V.22, the cost to submit biometrics depends on the number of aliens temporarily released on an order of supervision who apply for employment authorization and their wage rate. Over the 10-year period from FY 2025 through FY 2034, the estimated total cost to submit biometrics would range from $919,629 to $4.9 million.[243] Annualized at a 7 percent discount rate, the estimated costs to submit biometrics would range from $91,843 to $498,612 (Table V.25). Annualized at a 3 percent discount rate, the estimated costs to submit biometrics would range from $91,910 to $499,194 (Table V.25). DHS recognizes that the estimates presented may be an overestimate, as a portion of the population already receives a biometrics services appointment notice and completes biometrics submission. Under the new requirement of this proposed rule, this portion of the population would continue to complete biometrics and thus not incur new costs.
iii. フォーム
iii. Forms
雇用認可を受ける資格を引き続き有する外国人については、本提案規則は、雇用認可を申請する外国人集団に対するフォームI-765の時間的負担を増加させることになる。本規則はまた、監督処分命令により釈放され、初回の雇用認可を申請し又は雇用認可の更新を申請する外国人について、申請手続及び証拠要件を追加することを提案するものである。提案される新たな要件には、当該外国人の雇用に関する経済的必要性を立証するためのフォームI-765WS及び裏付け資料[244]の提出、並びに更新のみを申請する外国人については、E-Verifyに登録されている当該外国人の米国雇用主の名称及び当該雇用主のE-Verify会社識別番号の提出が含まれる。
For aliens who remain eligible to be employment authorized, the proposed rule would increase the time burden for Form I-765 on the population of aliens applying for employment authorization. This rule also proposes to add filing procedures and evidentiary requirements for aliens released on an order of supervision who are seeking initial employment authorization or renewing employment authorization. The proposed new requirements include submitting Form I-765WS along with supporting documentation [244] to establish the alien's economic necessity for employment and, for aliens applying for renewal only, the name of the alien's U.S. employer as listed in E-Verify and that employer's E-Verify Company Identification Number.
国土安全保障省(DHS)は、フォームI-765の記入に要する時間的負担を4.38時間と推計している。245 本規則が最終化された場合、その施行日以降に監督処分命令(OSUP)により釈放され雇用認可を申請する外国人については、本提案規則によりフォームI-765の時間的負担が30分(0.5時間)増加し、合計で4.88時間となる。246 この時間的負担の増加は、雇用認可の更新資格を得るために、外国人がE-Verifyの参加資格を良好に保持する米国雇用主に雇用されていることを要件とする提案された規制要件に起因するものである。この変更により、実効最低時間額報酬(印刷ページ34431)に基づく申請1件当たりの時間機会費用は約10.13ドル増加し、全職種の平均報酬に基づく場合は約22.83ドル増加することになる。247
DHS estimates the time burden for completing Form I-765 is 4.38 hours.245 For aliens released on OSUP who apply for employment authorization after the effective date of this rule should it be finalized, this proposed rule would increase the time burden of Form I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours.246 The increased time burden is due to the proposed regulatory requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization. This change would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly ( printed page 34431) compensation and by about $22.83 based on the average compensation for all occupations.247
本提案規則はまた、(c)(18)区分の下で雇用認可を申請する外国人について、フォームI-765WSの提出を要件とするものである。現行では、雇用に関する経済的必要性の存在を証明することは考慮すべき裁量的要素として挙げられているが、(c)(18)区分の下では要件とはされていない。本提案規則において、DHSはこれを必須要件とする予定である。DHSは、フォームI-765WSの記入に要する現行の時間的負担を30分(0.5時間)と推計している。[248] しかしながら、外国人がフォームI-765WSに報告する財務記録について補足資料を提出することを求める提案された規制要件により、時間的負担は30分(0.5時間)増加し、当該フォームの記入に要する新たな時間的負担は1時間となる。監督処分命令により一時的に釈放され、引き続き資格を有し、本規則が最終化された場合その施行日以降に雇用認可を申請する外国人については、本提案規則により、実効最低時間額報酬に基づく外国人1人当たりの時間機会費用は20.26ドル増加し、全職種の平均報酬に基づく場合は45.65ドル増加することになる。[249] フォームI-765及びフォームI-765WSの新たな費用を合算すると、外国人1人当たりの増加した時間的負担の合計費用は、それぞれ下限報酬率及び上限報酬率において30.39ドル及び68.48ドルの費用を追加することになる。[250]
This proposed rule would also make it a requirement to submit Form I-765WS for aliens applying for employment authorization under the (c)(18) category. Currently, proving the existence of economic necessity to be employed is listed as a discretionary factor for consideration, but it is not a requirement under the (c)(18) category. In this proposed rule, DHS would make this a mandatory requirement. DHS estimates the current time burden for completing Form I-765WS is 30 minutes (0.5 hours).[248] However, due to the proposed regulatory requirement that aliens provide supplementary documentation for their financial records reported in Form I-765WS, the time burden will increase 30 minutes (0.5 hours), making the new time burden to complete the form 1 hour. For aliens temporarily released on an order of supervision who continue to be eligible and apply for employment authorization after the effective date of the rule should it be finalized, the proposed rule would increase the opportunity cost of time for each alien by $20.26 based on the effective minimum hourly compensation and $45.65 based on the average compensation for all occupations.[249] Combining the new costs of the Forms I-765 and I-765WS, the total per alien increased time burden would add costs of $30.39 and $68.48 at the respective lower and upper bound compensation rates.[250]
表V.23は、初回申請及び更新申請の2つの人口範囲について、フォームI-765及びフォームI-765WSの提出に伴う追加的な時間機会費用を示すものである。表V.23(A)は、30.39ドルの下限追加時間機会費用に基づく、初回フォームI-765受理件数の下限及び上限範囲に係る費用推計を示す。列B及び列Dに示される下限及び上限の予想申請受理件数は、表V.10の(c)(18)「人口」の項に示される本規則の下での下限及び上限承認件数である。列C及び列Eの合計費用は、下限報酬に基づく割引前費用の範囲を示すものである。同様に、表V.23(B)は、68.48ドルの上限追加時間機会費用に基づく、初回EAD受理件数の下限及び上限範囲に係る推計を繰り返し示すものである。表V.23(C)及び表V.23(D)は、それぞれ下限及び上限の賃金時間機会費用に基づく、更新フォームI-765受理件数の下限及び上限範囲に係るこれらの推計を繰り返し示すものである。
Table V.23 shows the additional opportunity cost of time for filing Form I-765 and Form I-765WS for the two population ranges for initial and renewal receipts. Table V.23(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts based on the lower bound additional opportunity cost of time of $30.39. The lower and upper bound projected forms receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.10 in the (c)(18) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound compensation. Similarly, Table V.23(B) repeats the estimates for the lower and upper bound range of initial EAD receipts based on the upper bound additional opportunity cost of time of $68.48. Tables V.23(C) and V.23(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound wage opportunity cost of time, respectively.
(印刷ページ34432)
( printed page 34432)
(印刷ページ34433)
( printed page 34433)
表に示されるとおり、2025会計年度から2034会計年度までの10年間にわたり、フォームの記入に要する時間的負担の増加に起因する推計総時間機会費用は、約255,579ドルから170万ドルの範囲となる。[251] 割引率7パーセントで年率換算すると、推計費用は25,525ドルから168,584ドルの範囲となる(表V.25)。割引率3パーセントで年率換算すると、推計費用は25,543ドルから168,781ドルの範囲となる(表V.25)。
As indicated in the table, the estimated total opportunity costs of time incurred as a result of the increased time burden for completing the forms over the 10-year period from FY 2025 through FY 2034 would range from about $255,579 to $1.7 million.[251] Annualized at a 7 percent discount rate, the estimated costs would range from $25,525 to $168,584 (Table V.25). Annualized at a 3 percent discount rate, the estimated costs would range from $25,543 to $168,781 (Table V.25).
OSUP(監督付き一時的釈放)によりICEフォームI-220Bの対象として一時的に釈放された外国人に関する推定時間的負担に変更は生じない。ICEはフォームI-220Bを作成するものであり、同フォームは現在既に就労許可申請手続中に提出されている。
There would be no change in the estimated time burden for aliens temporarily released on OSUP for ICE Form I-220B. ICE completes Form I-220B and it is currently already submitted during the employment authorization application process.
iv. 税金
iv. Taxes
本提案規則は、短期的には連邦政府に納付される税金(移転支払い)を減少させる可能性がある。(c)(18)の外国人労働者が従前就いていた、又は就く可能性があった職が空席となっている期間中、連邦政府は当該職に係る税金を徴収しないこととなる。
This proposed rule could reduce taxes paid to the Federal Government (a transfer payment) in the short term. During the period of vacancy for a job that could be (initial) or formerly (renewal) held by the (c)(18) alien worker, the Federal Government would not be collecting taxes.
就労許可の資格を失った影響対象外国人が従事していたであろう職について、事業者が労働力を確保できない場合、履行されない労働の結果、雇用主及び被用者から政府への税金が減少することとなる。したがって、(c)(18)「収入」の項で算出された逸失収入は、このような納税額の減少に寄与することとなる。個人及び世帯の税務状況は多岐にわたり、また各州の所得税率も様々であることから、労働市場における雇用に起因する連邦及び州の所得税収への影響を定量化することは困難である。[252]しかしながら、国土安全保障省(DHS)は、合計税率7.65パーセント(それぞれ6.2パーセント及び1.45パーセント)であるメディケア及び社会保障に係る雇用税について、その潜在的な寄与効果を推計することができる。[253]被用者及び雇用主の双方がそれぞれメディケア税及び社会保障税の該当部分を負担することから、被用者及び雇用主からメディケア及び社会保障への税移転支払いの合計水準は15.3パーセントとなる。[254]DHSは、負担調整前の収入を基礎として税金への影響を推計する。これは、安定化後の収入に15.3パーセントの雇用税率を乗じ、得られた積を1.45という便益負担倍数で除することにより算出される。( 印刷ページ34434)255
If businesses cannot find labor for positions that affected aliens who are no longer eligible for work authorization would have occupied, then the unperformed labor would result in a reduction in taxes from employers and employees to governments. Accordingly, the lost earnings derived in the (c)(18) “Earnings” section will contribute to such a reduction in taxes paid. It is challenging to quantify impacts on Federal and State income tax revenue from employment in the labor market because individual and household tax situations vary widely as do the various States income tax rates.[252] However, DHS is able to estimate the potential contributory effects on employment taxes, namely Medicare and Social Security, which have a combined tax rate of 7.65 percent (6.2 percent and 1.45 percent, respectively).[253] With both the employee and employer paying their respective portion of Medicare and Social Security taxes, the total level of tax transfer payments from employees and employers to Medicare and Social Security is 15.3 percent.[254] DHS estimates the tax impacts on the unburdened earnings basis. This is calculated by multiplying the stabilized earnings by the employment tax rate of 15.3 percent and dividing the resulting ( printed page 34434) product by the benefits burden multiple of 1.45.255
雇用税損失の範囲を推計するため、表V.21の列G及び列Hに示された、通常の及び平均的な報酬率における当初申請者及び更新申請者の推計逸失収入の範囲を用い、各年について15.3パーセントを乗じ、1.45で除した。これらの計算結果は表V.24に示されている。税金への影響の実際の値は、本規則が制定されない場合に事業者が容易に代替労働力を確保できたであろう影響対象EAD保有者の人数に左右されることとなる。
To estimate the range of employment tax losses, we take the estimated lost earnings for the range of initial and renewal projected filers at the prevailing and average compensation rates from Table V.21, columns G and H, multiply each year by 15.3 percent, and divide by 1.45. These calculations are shown in Table V.24. The actual value of tax impacts would depend on the number of affected EAD holders that businesses would have been able to easily find reasonable labor substitutes for in the absence of this rule.
( 印刷ページ34435)
( printed page 34435)
( 印刷ページ34436)
( printed page 34436)
DHSの推計によれば、2025会計年度から2034会計年度までの10年間において、逸失収入は74億ドルから179億ドルの範囲に及ぶ可能性があり、[256]これに対応する雇用税の損失又は移転は7億8,020万ドルから19億ドルの範囲に及ぶこととなる。[257]割引率7パーセントで年次換算すると、雇用税損失はおよそ7,970万ドルから1億9,230万ドルの範囲となる(表V.25)。割引率3パーセントで年次換算すると、雇用税損失はおよそ7,870万ドルから1億9,020万ドルの範囲となる(表V.25)。なお、被用者の事情によっては、ここで推計されていない追加的な連邦所得税の損失が生じる可能性がある。また、管轄区域により異なる州及び地方所得税の損失も生じ得るが、DHSはこれを定量化することができない。なお、税移転支払いの潜在的減少は、報酬への影響にのみ適用されるものであり、労働力の入れ替えに係る費用、フォームの時間的負担に関連する費用、又はE-Verifyの導入及び利用に係る費用には適用されないことに留意されたい。
Lost earnings, which DHS estimates could range between $7.4 billion and $17.9 billion over the 10-year period from FY 2025 through FY 2034,[256] would result in corresponding employment tax losses or transfers ranging between $780.2 million and $1.9 billion.[257] Annualized at a 7 percent discount rate, employment tax losses would range from approximately $79.7 million to $192.3 million (Table V.25). Annualized at a 3 percent discount rate, employment tax losses would range from approximately $78.7 million to $190.2 million (Table V.25). Again, depending on the circumstances of the employee, there could be additional Federal income tax losses not estimated here. There may also be State and local income tax losses that would vary according to the jurisdiction, but that DHS is unable to quantify. We note that the potential decrease in tax transfers only applies to the compensation impacts, not to labor turnover costs, costs associated with form time burdens, or implementation and use of E-Verify.
v. 合計
v. Total
前述の(c)(18)「金銭的影響分析」の各項においては、逸失労働収入、生体情報の提出、フォーム記入に係る時間的負担の増加、及び税金減少という形での移転支払いに関する、本提案規則の影響に関する推計を示した。総影響は、表V.21から表V.24までの当初及び更新に係る影響の合計を、最大値及び最小値の推計値として集計したものである。したがって、表V.25は本提案規則の金銭的費用の推計範囲を示すものであり、表V.25(A)は最大推計値を、表V.25(B)は最小推計値を示す。表の各小区分については、10年間の合計値を、割引前の10年間合計値、並びに7パーセント及び3パーセントで割り引いた現在価値費用及び年次換算費用として示している。
In the previous (c)(18) “Monetized Impact Analysis” sections we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes. The total impacts are aggregated by summing the total initial and renewal impacts from Tables V.21 through V.24 in terms of the maximum and minimum estimates. Therefore, Table V.25 shows the range of estimated monetized costs of the proposed rule, where Table V.25(A) presents the maximum estimates, and Table V.25(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
( 印刷ページ34437)
( printed page 34437)
( 印刷ページ34438)
( printed page 34438)
表V.25に示すように、2025会計年度から2034会計年度までの期間における本提案規則の見込まれる10年間の金銭化された割引前費用は、依拠した前提条件の下では最大で約197億6,000万ドルに達する可能性があり、最低費用見積りは81億8,000万ドルである。[258]本規則に起因する費用の大半は、企業がOSUPにより一時的に釈放された外国人が従事していたであろう職務について合理的な労働代替者を見つけることができない場合に生じる、労働所得の喪失から生じるものである。国土安全保障省(DHS)は、上記の見積りに反映されていない定量化不能な費用が存在することに留意する。
As Table V.25 shows, the projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $19.76 billion with a minimum cost estimate of $8.18 billion under the assumptions relied on.[258] The majority of the costs of this rule would result from lost labor earnings, if companies are unable to find reasonable labor substitutes for the positions that aliens temporarily released on OSUP would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
b.裁量的な就労許可、繰延強制退去措置を付与された外国人向け((c)(14))
b. Discretionary Employment Authorization for Aliens Granted Deferred Action ((c)(14))
i.所得
i. Earnings
DHSは、繰延強制退去措置を付与された外国人について、初回段階であれ更新段階であれ、その賃金又は職業に関する情報を有していない。これは、これらの外国人労働者が、雇用に関するデータを含まず、また必要としないオープンマーケット型就労許可証(EAD)を取得するためである。(c)(14)に申請する外国人の多くは、労働力への比較的新規の参入者であることや、有効期間が1年を超えないことなど、(c)(18)に申請する外国人と多くの特徴を共有していると考えられるため、DHSは(c)(18)の「所得」の項で説明したのと同じ賃金及び所得の見積りを使用した。各外国人について使用される推定年間所得の下限は36,144ドルであり、上限は81,440ドルである。
DHS has no information on wages or occupations of aliens who have been granted deferred action, at the initial or renewal stage, since these alien workers obtain an open-market EAD that does not include or require any data on their employment. Because many of the aliens applying for (c)(14) would have many of the same characteristics as aliens applying for (c)(18), such as being relatively new entrants to the labor force and having a validity period not exceeding one year, etc., DHS used the same wage and earnings estimates described in the (c)(18) “Earnings” section. For each alien, the estimated annual lower bound earnings used is $36,144 and the upper bound earnings is $81,440.
表V.26は、繰延強制退去措置を付与された外国人に関する初回承認及び更新承認について、2通りの賃金見積り範囲に対応する2通りの推定人口範囲、及びそれに対応する潜在的な所得喪失額を示している。本欄A及び欄Cに報告されている本規則に基づく推定承認件数、並びに欄Eに報告されている本規則がない場合のベースライン申請者数の推定に関して、影響の可能性についての評価は、(c)(14)区分の下で就労許可を承認された全ての者が労働力に参入したという前提に依拠している。この前提は正当化されるものである。なぜなら、外国人は、例外はあるものの、一般的に、経済的便益を回収することを期待しない限り、就労許可の申請に伴う直接的な申請費用(申請手数料が課される該当する就労許可区分の場合)及び時間に関連する機会費用を負担しなかったであろうからである。しかしながら、現実には、外国人は、本措置に特に関連しないその他様々な理由により、就労していない可能性がある。
Table V.26 shows the two estimated population ranges for initial and renewal approvals for the two ranges of wage estimates for aliens granted deferred action and the corresponding potential lost earnings. Regarding the estimated approvals under this rule reported in Columns A and C and the estimated baseline filers without this rule reported in Column E, the assessments of possible impacts rely on the assumption that everyone who was approved for employment authorization under the (c)(14) category entered the labor force. This assumption is justifiable because aliens, with few exceptions, generally would not have expended the direct filing (for the pertinent employment authorization categories in which there is a filing fee) and time-related opportunity costs associated with applying for employment authorization if the aliens did not expect to recoup an economic benefit. Realistically, however, aliens might not be employed for any number of other reasons not specifically relevant to this action.
2024年12月時点の全国失業率は4.1パーセントであった。[259]労働市場においては、失業率が低い場合であっても、絶え間なく相当な雇用の入れ替わりが存在する。外国人は、この通常の入れ替わりにより、又は事案ごとの様々な要因及び状況により、失業状態にある可能性がある。そのため、我々は、表V.15(初回及び更新のベースライン受理件数、本規則の下での初回及び更新の下限承認件数、並びに本規則の下での初回及び更新の上限承認件数)から得られる推定人口規模を、表V.26の欄A、欄C及び欄Eにおいて、現在の失業状況を反映するよう調整して推計することが妥当であると考える。この調整は、就業率、すなわち1から0.041を差し引いた値を統合することにより行われ、0.959という値が得られる。[260]
The national unemployment rate as of December 2024 was 4.1 percent.[259] There is constant and considerable job turnover in the labor market even when the unemployment rate is low. Aliens could be unemployed due to this normal turnover or from any number of case-specific factors and conditions. As such, we believe it is reasonable to project scaled populations (from Table V.15: initial and renewal baseline receipts, lower bound initial and renewal approvals under this rule, and upper bound initial and renewal approvals under this rule) in Table V.26 Columns A, C, and E to account for current unemployment, which is conducted by integrating the employment rate, as unity minus 0.041, to arrive at 0.959.[260]
表V.26(A)は、下限賃金年間所得36,144ドルに基づく初回就労許可承認件数の下限及び上限範囲の費用見積りを示している。(c)(14)の「人口」の項で策定された予測に基づく、本規則の下での各人口に係る合計所得は、欄B、欄D及び欄Fに報告されている。欄G及び欄Hは、本規則の下での人口から得られる潜在的所得(欄B及び欄D)を現行ベースライン(欄F)から差し引くことにより算出される潜在的な所得喪失額を示している。同様に、表V.26(B)は、上限(平均)賃金年間所得81,440ドルに基づく初回就労許可承認件数の下限及び上限範囲について、見積りを繰り返したものである。表V.26(C)及び表V.26(D)は、それぞれ下限及び上限の賃金年間所得に基づく更新就労許可承認件数の下限及び上限範囲について、表V.26(A)及び表V.26(B)の見積りを繰り返したものである。
Table V.26(A) shows cost estimates for the lower and upper bound range of initial employment authorization approvals based on the lower bound wage annual earnings of $36,144. The total earnings for each population under the rule based on the projections developed in the (c)(14) “Population” section is reported in Columns B, D and F. Columns G and H present the potential lost earnings, by subtracting the potential earnings from rule populations (Columns B and D) from the current baseline (Column F). Similarly, Table V.26(B) repeats the estimates for the lower and upper bound range of initial employment authorization approvals based on the upper bound (average) wage annual earnings of $81,440. Tables V.26(C) and V.26(D) repeat the estimates from Table V.26(A) and V.26(B) for the lower and upper bound ranges of renewal employment authorization approvals based on the lower and upper bound wage annual earnings, respectively.
(印刷版34439ページ)
( printed page 34439)
(印刷版34440ページ)
( printed page 34440)
DHS(国土安全保障省)は、(c)(14)カテゴリーに基づく就労認可の資格喪失による全体的な影響を測定する指標として、裁量的延期処分を認められた外国人に対する逸失補償額を使用している。これは、分配上の影響(移転)として、または企業にとっての生産性損失のコストの代理指標としてのいずれかである。これには、企業にとっての利益損失や機会費用の追加的なコスト、または外国人の支援ネットワークに属する者にとっての分配上の影響は含まれていない。ただし、これらのコストについては、本分析において後述する。表V.26に示すとおり、潜在的な逸失収入(印刷ページ34441)は、就労認可の資格を維持し就労を継続する裁量的延期処分を認められた外国人の数、およびその賃金率に依存する。2025会計年度から2034会計年度までの10年間において、逸失収入の総額は13億ドルから87億ドルの範囲となる。[261] 割引率7パーセントで年率換算した場合、初回および更新のEAD保持者の逸失収入は1億3550万ドルから9億3230万ドルの範囲となる(表V.30)。[262] 割引率3パーセントで年率換算した場合、初回および更新のEAD保持者の逸失収入は1億3070万ドルから8億9860万ドルの範囲となる(表V.30)。
DHS uses the lost compensation to aliens granted deferred action as a measure of the overall impact of removing eligibility for employment authorization under the (c)(14) category—either as distributional impacts (transfers) or as a proxy for costs to businesses for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an alien's support network. However, these costs will be discussed further in this analysis. As shown in Table V.26, the potential lost ( printed page 34441) earnings depend on the number of aliens granted deferred action who remain eligible for employment authorization and continue to work, as well as their wage rate. Over the 10-year period from FY 2025 through FY 2034, the total lost earnings would range from $1.3 billion to $8.7 billion.[261] Annualized at a 7 percent discount rate, lost earnings for initial and renewal EAD holders would range from $135.5 million to $932.3 million (Table V.30).[262] Annualized at a 3 percent discount rate, lost earnings for initial and renewal EAD holders would range from $130.7 million to $898.6 million (Table V.30).
本規則において提案されている資格基準の下で、もはや就労認可の更新資格を有しないこととなるEAD保持者は、収入の損失を被ることになる。さらに、DHSは、現在雇用主がE-Verifyに登録しておらず、かつE-Verifyプログラムへの登録を選択しない場合、更新を申請する外国人に対して追加的な補償の逸失が生じる可能性があることを認識している。そのような場合、更新を申請する外国人は、E-Verifyに参加している雇用主のもとで雇用を見つけることができなければ、収入を失う可能性がある。
EAD holders who would no longer be eligible to renew their employment authorization under the proposed eligibility criteria in this rule would incur lost earnings. Additionally, DHS acknowledges the potential for additional lost compensation to aliens applying for renewal if their employers are not currently enrolled in E-Verify and opt not to enroll in the E-Verify program. In such cases, aliens applying for renewal could lose earnings if they are unable to find employment with an employer who participates in E-Verify.
DHSは、インフレーションの影響を除けば、収入は一般に時間の経過とともに上昇するものであり、EAD保持者の収入が本分析で推定された額よりも将来高くなる可能性があることを認識している。さらに、就労認可の更新は必然的に初回の就労認可承認の後に続くものであるため、時間の経過とともに、更新における稼得賃金、ひいては総補償額がより高くなる可能性がある。したがって、この効果は収入損失の推定値に下方バイアスをもたらす可能性がある。しかしながら、現時点では、この可能性を定量的推定値に組み込む実行可能な方法は見当たらない。
DHS recognizes that, excluding the effects of inflation, earnings generally rise over time and the earnings of EAD holders could be higher in the future than estimated in this analysis. Moreover, since employment authorization renewals necessarily follow initial employment authorization approvals, in time, wages earned and, hence total compensation, could be higher for renewals. Accordingly, this effect could have a downward bias in the estimate of earnings losses. However, we see no tractable way at present to incorporate this possibility into the quantified estimates.
上記の定量化された影響に加えて、もはや就労認可の資格を有しないこととなる裁量的延期処分を認められた外国人については、定性的な影響が生じる可能性がある。就労認可を更新できない、または初回の就労認可を取得できない(c)(14)該当者については、収入の損失という形で影響が生じる可能性が高く、これは経済的困難をもたらし得る。この該当者は、経済的及び社会的支援について、その支援ネットワークに頼る必要が生じる可能性があり、これには家族や友人、宗教団体及び慈善団体、民間非営利団体、州及び地方政府、並びにNGOなどが含まれ得るが、これらに限られない。DHSは、本規則が外国人の支援ネットワークに及ぼす直接的な間接的影響は、本規則がない場合に当該外国人が得ていたであろう賃金及び給付を大きく上回るものではない可能性が高いと考えている。
In addition to the above quantified impacts, there could be qualitative impacts for aliens granted deferred action who would no longer be eligible for employment authorization. For the (c)(14) population that would not be able to renew their employment authorization or obtain initial employment authorization, there would likely be an impact in terms of lost income, which could pose economic hardships. Members of this population may need to rely on their support networks for financial and social assistance, which could involve, but may not be limited to, family members and friends, religious and charitable organizations, private non-profit providers, State and local governments, and NGOs. DHS believes that the immediate indirect impact of this rule to an alien's support network is likely not significantly more than the wages and benefits the alien would have earned without this rule.
ii. 生体情報(バイオメトリクス)
ii. Biometrics
現行のDHS規則は、移民上の利益を申請する外国人に対し、事案ごとにUSCIS(米国市民権・移民局)が生体情報の提出を要求する一般的な権限を規定している。USCISが、(c)(14)を申請する外国人に対して生体情報の提出が必要であると判断した場合、当該外国人は、本人確認を補助し、(c)(14)のEADカードの作成を円滑にするため等の目的で、ASC(申請支援センター)において生体情報を提出するよう、USCISから生体情報サービス予約通知を受け取る。[263] DHSは、生体情報提出の要件を明文化することを提案しており、これにより、(c)(14)カテゴリーに基づきフォームI-765を提出するすべての外国人(初回及び更新申請の双方を含む)は、ASCに出頭し、生体情報を提出することが義務付けられることとなる。DHSは、(c)(14)を申請する外国人から提出された生体情報を、犯罪歴の審査のために使用することを提案している。[264] (c)(14)を申請する外国人は、(c)(18)「生体情報」の項に記載されたものと同様のコストを負担する可能性が高く、本分析における下限及び上限の賃金率それぞれにおいて、外国人一人当たりの生体情報提出コストは109.35ドル及び202.54ドルとなる。
Current DHS regulations provide general authority for USCIS to require the submission of biometrics from any alien filing for an immigration benefit on a case-by-case basis. When USCIS determines that an alien applying for (c)(14) is required to submit biometrics, they receive a biometrics services appointment notice from USCIS to submit biometrics at an ASC to assist in identity verification and facilitate (c)(14) EAD card production, among other things.[263] DHS is proposing to codify the requirement to submit biometrics, where all aliens who file Form I-765 under the (c)(14) category—for both initial and renewal applications—would be required to appear at an ASC and submit biometrics. DHS proposes to use the biometrics submitted by aliens applying for (c)(14) to screen for criminal history.[264] Aliens applying for (c)(14) would likely experience similar costs to those outlined in the (c)(18) “Biometrics” section, a per alien biometrics submission cost of $109.35 and $202.54 at the respective lower and upper wage rates for this analysis.
表V.27は、国外退去処分の延期(deferred action)を認められた外国人の賃金見積もりの2つの範囲について、初回申請及び更新申請の受付件数の2つの人口範囲と、それに対応する生体情報(biometrics)提出の総費用を示している。表V.27(A)は、下限提出費用109.35ドルにおけるフォームI-765の初回申請受付件数の下限及び上限の範囲について費用見積もりを示している。欄B及び欄Dにおける下限及び上限の予測生体情報受付件数は、「人口」の節にある表V.15の(c)(14)における本規則に基づく下限及び上限の承認件数である。[265]欄C及び欄Eの総費用は、下限における割引前費用の範囲を示している。同様に、表V.27(B)は、上限提出費用202.54ドルに基づくフォームI-765の初回申請受付件数の下限及び上限の範囲について見積もりを繰り返したものである。表V.27(C)及び表V.27(D)は、それぞれ下限及び上限の提出費用に基づくフォームI-765の更新申請受付件数の下限及び上限の範囲について、これらの見積もりを繰り返したものである。
Table V.27 shows the two population ranges for initial and renewal receipts for the two ranges of wage estimates for aliens granted deferred action and the corresponding total cost to submit biometrics. Table V.27(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts at the lower bound submission cost of $109.35. The lower and upper bound projected biometrics receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.15 in the (c)(14) “Population” section.[265] The total costs for Columns C and E provide the range of undiscounted costs for the lower bound. Similarly, Table V.27(B) repeats the estimates for the lower and upper bound range of initial Form I-765 receipts based on the upper bound submission cost of $202.54. Tables V.27(C) and V.27(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound submission costs, respectively.
(印刷ページ 34442)
( printed page 34442)
(印刷ページ 34443)
( printed page 34443)
表V.27に示されているとおり、生体情報提出の費用は、国外退去処分の延期を認められ就労許可を申請する外国人の数及びその賃金率に依存する。2025会計年度から2034会計年度までの10年間にわたり、生体情報提出の見積総費用は1,200万ドルから3,740万ドルの範囲となると推計される。[266]割引率7パーセントで年率換算すると、生体情報提出の見積費用は130万ドルから400万ドルの範囲となる(表V.30)。割引率3パーセントで年率換算すると、生体情報提出の見積費用は120万ドルから380万ドルの範囲となる(表V.30)。国土安全保障省(DHS)は、提示された見積もりが過大評価となっている可能性があることを認識している。これは、当該人口の一部が既に生体情報サービスの予約通知を受け取り、生体情報の提出を完了しているためである。本規則案の新たな要件の下では、この人口の部分は引き続き生体情報の提出を行うこととなり、したがって新たな費用は発生しない。
As shown in Table V.27, the cost to submit biometrics depends on the number of aliens granted deferred action who apply for employment authorization and their wage rate. Over the 10-year period from FY 2025 to FY 2034, the estimated total cost to submit biometrics would range from $12.0 million to $37.4 million.[266] Annualized at a 7 percent discount rate, the estimated costs to submit biometrics would range from $1.3 million to $4.0 million (Table V.30). Annualized at a 3 percent discount rate, the estimated costs to submit biometrics would range from $1.2 million to $3.8 million (Table V.30). DHS recognizes that the estimates presented may be an overestimate, as a portion of the population already receives a biometrics services appointment notice and completes biometrics submission. Under the new requirement of this proposed rule, this portion of the population would continue to complete biometrics, and thus not incur new costs.
iii. フォーム
iii. Forms
引き続き就労許可の資格を有する外国人については、本規則案は就労許可を申請する外国人の人口における時間的負担を増加させることとなる。本規則は、国外退去処分の延期を認められた外国人であって、初回の就労許可を申請する者又は就労許可を更新する者について、申請手続及び証拠要件を追加することを提案するものである。現行では、本規則がない状態において、(c)(14)の国外退去処分延期カテゴリーの下で就労許可を申請する外国人は、当該外国人が就労する経済的必要性を有するかどうかを判定するために、フォームI-765WSを記入しなければならない。この書式を記入する時間的負担は、既にこの人口にとって要件となっているため、本分析には含まれていない。しかしながら、本規則案は、フォームI-765WSにおいて提供される財務情報を裏付ける証拠書類を要求することとなる。[267]国外退去処分の延期を認められ、引き続き就労許可の資格を有する外国人については、本規則案は、(c)(14)の更新を申請する外国人に対し、当該外国人がE-Verifyにおいて良好な地位にある参加者である米国の雇用主に雇用されていること又はそのような雇用主による雇用を求めていることを示すよう要求することとなる。当該外国人は、米国の雇用主の名称を記載し、そのE-Verify企業識別番号を提供することが求められる。この新たな要件は、就労許可の更新を申請する外国人の人口における時間的負担を増加させることとなる。
For aliens who remain eligible to be employment authorized, the proposed rule would increase the time burden on the population of aliens applying for employment authorization. This rule proposes to add filing procedures and evidentiary requirements for aliens granted deferred action who are seeking initial employment authorization or renewing employment authorization. Currently, without this rule, aliens applying for employment authorization under the (c)(14), deferred action category, must complete Form I-765WS to determine if the alien has an economic need to work. The time burden for completing this worksheet is not included in this analysis since it is already a requirement for this population. However, the proposed rule would require documentary evidence to support the financial information provided in Form I-765WS.[267] For aliens granted deferred action and who remain eligible to be employment authorized, the proposed rule would require an alien applying for a (c)(14) renewal to show that he or she is employed or is seeking employment with a U.S. employer who is a participant in good standing in E-Verify. The alien would be required to list the U.S. employer's name and supply its E-Verify Company Identification Number. This new requirement would increase the time burden on the population of aliens applying for renewal of employment authorization.
国土安全保障省は、フォームI-765の記入にかかる時間的負担を4.38時間と見積もっている。[268]本規則案が最終規則となった場合、その施行日以降に就労許可を申請する、国外退去処分の延期を認められた外国人について(印刷ページ 34444)、本規則案はフォームI-765の時間的負担を30分(0.5時間)増加させ、合計4.88時間とすることとなる。[269]この時間的負担の増加は、就労許可の更新資格を得るために、外国人がE-Verifyにおいて良好な地位にある参加者である米国の雇用主に雇用されていることを求める規制上の要件案によるものである。この変更により、各申請における時間の機会費用は、実効最低時給報酬に基づくと約10.13ドル、全職種の平均報酬に基づくと約22.83ドル増加することとなる。[270]
DHS estimates the time burden for completing Form I-765 is 4.38 hours.[268] For aliens granted deferred action who apply for employment authorization after the effective date of this rule ( printed page 34444) should it be finalized, this proposed rule would increase the time burden of Form I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours.[269] The increased time burden is due to the proposed regulatory requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization. This change would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly compensation and by about $22.83 based on the average compensation for all occupations.[270]
強制送還猶予を許可された外国人であって、就労許可の資格を有し、これを申請する者は、現在、様式I-765WSを記入し提出することが義務付けられている。様式I-765WSの記入に要する推定時間負担は、現在、1回の回答につき30分(0.5時間)である。[271]しかしながら、外国人が様式I-765WSに報告する財務記録について補足書類を提出するという規則案上の要件により、時間負担は30分(0.5時間)増加し、様式の記入に要する新たな時間負担は1時間となる。本規則が最終化された場合、その施行日以降も引き続き強制送還猶予の資格を有し就労許可を申請する外国人については、本規則案により、各申請当たりの時間機会費用が、有効最低時給報酬に基づく場合は約10.13ドル、全職種の平均報酬に基づく場合は約22.83ドル増加することになる。[272]様式I-765及び様式I-765WSの記入に係る新たな費用を合算すると、外国人一人当たりの時間負担増加による費用は、それぞれ下限及び上限の報酬率において20.26ドル及び45.65ドルの追加となる。273
Aliens granted deferred action, who are eligible and apply for employment authorization, are currently required to complete and submit Form I-765WS. The estimated time burden for completing Form I-765WS is currently 30 minutes (0.5 hours) per response.[271] However, due to the proposed regulatory requirement that aliens provide supplementary documentation for their financial records reported in Form I-765WS, the time burden will increase 30 minutes (0.5 hours), making the new time burden to complete the form 1 hour. For aliens granted deferred action who continue to be eligible and apply for employment authorization after the effective date of the rule should it be finalized, the proposed rule would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly compensation and by about $22.83 based on the average compensation for all occupations.[272] Combining the new costs of completing Form I-765 and Form I-765WS, the total per alien increased time burden would add costs of $20.26 and $45.65 at the respective lower and upper bound compensation rates.273
表V.28は、初回及び更新の受理件数について、2つの人口範囲における様式I-765及び様式I-765WSの提出に係る追加的な提出機会費用を示している。表V.28(A)は、下限追加時間機会費用20.26ドルに基づく、更新様式I-765受理件数の下限及び上限範囲に関する費用推計を示す。欄B及び欄Dにおける下限及び上限の推計受理件数は、(c)(14)「人口」の項の表V.15に基づく本規則の下での下限及び上限の承認件数である。欄C及び欄Eの総費用は、下限報酬に基づく割引前費用の範囲を示している。同様に、表V.28(B)は、上限追加時間機会費用45.65ドルに基づく、更新受理件数の下限及び上限範囲に関する推計を繰り返し示している。
Table V.28 shows the additional filing opportunity cost of time for filing Form I-765 and Form I-765WS for the two population ranges for initial and renewal receipts. Table V.28(A) shows cost estimates for the lower and upper bound range of renewal Form I-765 receipts based on the lower bound additional opportunity cost of time of $20.26. The lower and upper bound projected receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.15 in the (c)(14) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound compensation. Similarly, Table V.28(B) repeats the estimates for the lower and upper bound range of renewal receipts based on the upper bound additional opportunity cost of time of $45.65.
(印刷ページ34445)
( printed page 34445)
(印刷ページ34446)
( printed page 34446)
表に示すとおり、2025会計年度から2034会計年度までの10年間において、様式の記入に係る時間負担の増加の結果として生じる機会費用の推定総額は、約220万ドルから840万ドルの範囲となる。割引率7パーセントで年率換算すると、様式I-765及びI-765WSの記入に係る追加費用の推計は、235,496ドルから897,077ドルの範囲となる(表V.30)。割引率3パーセントで年率換算すると、様式I-765及びI-765WSの記入に係る追加費用の推計は、227,734ドルから866,282ドルの範囲となる(表V.30)。
As indicated in the table, the estimated total opportunity costs of time incurred as a result of the increased time burden for completing the forms over the 10-year period from FY 2025 through FY 2034 would range from about $2.2 million to $8.4 million. Annualized at a 7 percent discount rate, the estimated additional costs to complete Forms I-765 and I-765WS would range from $235,496 to $897,077 (Table V.30). Annualized at a 3 percent discount rate, the estimated additional costs to complete Forms I-765 and I-765WS would range from $227,734 to $866,282 (Table V.30).
iv. 租税
iv. Taxes
本規則案は、短期的には連邦政府に納付される租税(移転支払い)を減少させる可能性がある。(c)(14)の外国人労働者が保持し得た(初回の場合)又は以前保持していた(更新の場合)職務の空席期間中、連邦政府は租税を徴収しないこととなる。
This proposed rule could reduce taxes paid to the Federal Government (a transfer payment) in the short term. During the period of vacancy for a job that could be (initial) or formerly (renewal) held by the (c)(14) alien worker, the Federal Government would not be collecting taxes.
企業が、就労許可の資格を失った影響対象外国人が従事していたであろう職務の労働力を確保できない場合、履行されなかった労働は、雇用主及び被用者から政府への租税の減少をもたらすこととなる。したがって、(c)(14)「所得」の項で導出された逸失所得は、こうした租税の減少に寄与することとなる。
If businesses cannot find labor for the positions the affected aliens who are no longer eligible for work authorization would have occupied, then the unperformed labor would result in a reduction in taxes from employers and employees to governments. Accordingly, the lost earnings derived in the (c)(14) “Earnings” section will contribute to such a reduction in taxes paid.
国土安全保障省(DHS)は、本分析において、(c)(18)「租税」の項で説明したものと同様の、雇用税(すなわちメディケア及び社会保障)に対する潜在的な寄与効果を用いる。国土安全保障省は、負担調整前の所得を基礎として租税への影響を推計する。これは、安定化後の所得に雇用税率15.3パーセントを乗じ、その積を給付負担倍数1.45で除することにより算出する。[274]
DHS uses the same potential contributory effects on employment taxes, namely Medicare and Social Security, as described in the (c)(18) “Taxes” section for this analysis. DHS estimates the tax impacts on the unburdened earnings basis. We calculate this by multiplying the stabilized earnings by the employment tax rate of 15.3 percent and dividing the resulting product by the benefits burden multiple of 1.45.[274]
雇用税損失の範囲を推計するため、表V.26の欄G及び欄Hから、現行及び平均報酬率における初回及び更新の推計申請者の範囲について逸失所得の推計値を取得し、各年について15.3パーセントを乗じ、1.45で除する。これらの計算は表V.29に示されている。租税への影響の実際の値は、本規則がない場合に企業が影響を受けるEAD保有者に対して容易に代替労働力を見出すことができたであろう人数に依存することとなる。
To estimate the range of employment tax losses, we take the estimated lost earnings for the range of initial and renewal projected filers at the prevailing and average compensation rates from Table V.26, columns G and H, multiply each year by 15.3 percent, and divide by 1.45. These calculations are shown in Table V.29. The actual value of tax impacts would depend on the number of affected EAD holders that businesses would have been able to easily find reasonable labor substitutes for in the absence of this rule.
(印刷ページ34447)
( printed page 34447)
(印刷ページ34448)
( printed page 34448)
DHSの推計によると、2025会計年度から2034会計年度までの10年間において、逸失所得は13億ドルから87億ドルの範囲に及ぶ可能性があり[275]、これにより雇用税又は移転支払の対応する減少は1億3,390万ドルから9億2,070万ドルの範囲となる。[276]割引率7パーセントで年率換算すると、雇用税の損失はおよそ1,430万ドルから9,840万ドルの範囲となる(表V.30)。割引率3パーセントで年率換算すると、雇用税の減少はおよそ1,380万ドルから9,480万ドルの範囲となる(表V.30)。繰り返しになるが、従業員の状況によっては、ここでは推計されていない連邦所得税の追加的な損失が生じる可能性がある。また、州及び地方の所得税の損失が管轄区域によって異なる形で生じる可能性もあるが、DHSはこれを定量化することができない。なお、税収移転の潜在的な減少は、報酬への影響にのみ適用されるものであり、労働力の離職コスト、様式記入時間負担に関連するコスト、又はE-Verifyの導入及び利用には適用されない点に留意されたい。
Lost earnings, which DHS estimates could range between $1.3 billion to $8.7 billion over the 10-year period from FY 2025 through FY 2034,[275] would result in corresponding reduction in employment taxes or transfers ranging between $133.9 million and $920.7 million.[276] Annualized at a 7 percent discount rate, employment tax losses would range from approximately $14.3 million to $98.4 million (Table V.30). Annualized at a 3 percent discount rate, the reduction in employment taxes would range from approximately $13.8 million to $94.8 million (Table V.30). Again, depending on the circumstances of the employee, there could be additional Federal income tax losses not estimated here. There may also be State and local income tax losses that would vary according to the jurisdiction, but that DHS is unable to quantify. We note that the potential decrease in tax transfers only applies to the compensation impacts, not to labor turnover costs, costs associated with form time burdens, or implementation and use of E-Verify.
v. 総計
v. Total
前述の(c)(14)「金銭化された影響分析」の各節においては、逸失労働所得、生体情報提出、様式記入のための時間負担の増加、及び税の減少という形での移転支払に関連する、本規則案の影響の推計を提示した。総合的な影響は、表V.26から表V.29までの初回及び更新に係る影響の合計を、最大推計及び最小推計の形で合算することにより集計される。したがって、表V.30は本規則案の金銭化された推計コストの範囲を示しており、表V.30(A)は最大推計を、表V.30(B)は最小推計をそれぞれ示している。表の各小区分について、10年間の合計値は、割引前の10年間合計値、並びに7パーセント及び3パーセントで割り引いた現在価値コスト及び年率換算コストの形で示されている。
In the previous (c)(14) “Monetized Impact Analysis” sections we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes. The total impacts are aggregated by summing the total initial and renewal impacts from Tables V.26 through V.29 in terms of the maximum and minimum estimates. Therefore, Table V.30 shows the range of estimated monetized costs of the proposed rule, where Table V.30(A) presents the maximum estimates, and Table V.30(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
(印刷ページ34449)
( printed page 34449)
(印刷ページ34450)
( printed page 34450)
表V.30に示されているとおり、2025会計年度から2034会計年度までの期間における本規則案の割引前の金銭化された10年間の推計コストは、依拠した前提の下では、最大で約88億ドルに達する可能性があり、最小推計コストは13億ドルである。[277]本規則によるコストの大部分は、繰延強制退去を認められた外国人が従事していたであろう職に対して企業が妥当な労働力の代替を見出すことができない場合に生じる逸失労働所得に起因するものである。DHSは、上記の推計には反映されていない定量化されていないコストが存在することに留意する。
As Table V.30 shows, the projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $8.8 billion with a minimum cost estimate of $1.3 billion under the assumptions relied on.[277] The majority of the costs of this rule would result from lost labor earnings, if companies are unable to find reasonable labor substitutes for the positions that the aliens granted deferred action would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
c. 米国に仮放免された外国人に対する裁量的就労許可((c)(11))
c. Discretionary Employment Authorization for Aliens Paroled Into the United States ((c)(11))
i. 所得
i. Earnings
DHSは、仮放免を認められた外国人の初回又は更新段階における賃金又は職業に関する情報を有していない。これは、これらの外国人労働者が、雇用に関するいかなるデータも含まない、又は必要としないオープンマーケットのEADを取得するためである。(c)(11)の申請者の多くは、労働市場への比較的新しい参入者であることや、有効期間が1年を超えないことなど、(c)(18)の申請者と多くの共通する特性を有すると考えられることから、DHSは(c)(18)「所得」の節で説明したものと同じ賃金及び所得の推計値を使用した。各外国人について使用される推計年間所得の下限は36,144ドル、上限は81,440ドルである。
DHS has no information on wages or occupations of aliens who have been granted parole, at the initial or renewal stage, since these alien workers obtain an open-market EAD that does not include or require any data on their employment. Because many of the aliens applying for (c)(11) would have many of the same characteristics as aliens applying for (c)(18), such as being relatively new entrants to the labor force and having a validity period not exceeding one year, etc., DHS used the same wage and earnings estimates described in the (c)(18) “Earnings” section. For each alien, the estimated annual lower bound earnings used is $36,144 and the upper bound earnings is $81,440.
表V.31は、仮放免を認められた外国人に係る2つの賃金推計範囲について、初回承認及び更新承認の2つの推計人口範囲、並びにそれに対応する潜在的な逸失所得を示している。欄A及び欄Cに報告されている本規則の下での推計承認件数、並びに欄Eに報告されている本規則がない場合のベースライン申請者数に関して、起こり得る影響の評価は、(c)(11)の区分の下で就労許可を承認された全ての者が労働力に加わったという前提に依拠している。この前提は、該当する就労許可区分(申請手数料が発生するもの)について、外国人が経済的便益を得ることを期待していなければ、通常、直接的な申請費用及び申請に伴う時間に関連する機会費用を負担することはなかったであろうという理由から、正当化されるものである。しかしながら、現実には、外国人は本措置に特に関連しない他の様々な理由により、就労していない可能性もある。
Table V.31 shows the two estimated population ranges for initial and renewal approvals for the two ranges of wage estimates for aliens granted parole and the corresponding potential lost earnings. Regarding the estimated approvals under this rule reported in Columns A and C and the estimated baseline filers without this rule reported in Column E, the assessments of possible impacts rely on the assumption that everyone who was approved for employment authorization under the (c)(11) category entered the labor force. This assumption is justifiable because aliens, with few exceptions, generally would not have expended the direct filing (for the pertinent employment authorization categories in which there is a filing fee) and time-related opportunity costs associated with applying for employment authorization if the aliens did not expect to recoup an economic benefit. Realistically, however, aliens might not be employed for any number of other reasons not specifically relevant to this action.
2024年12月時点の全国失業率は4.1パーセントであった。[278]労働市場においては、失業率が低い場合であっても、絶え間なく相当な雇用の入れ替わりが生じている。外国人は、この通常の入れ替わりにより、あるいは個別事案に特有の様々な要因や状況により、失業する可能性がある。そのため、表V.20に示される初回及び更新のベースライン受理件数、本規則の下での初回及び更新の承認件数の下限値、並びに本規則の下での初回及び更新の承認件数の上限値について、表V.31の欄A、C及びEにおいて規模調整後の人口数を推計することが妥当であると考える。これは、現在の失業状況を反映させるため、雇用率すなわち1から0.041を差し引いた値である0.959を乗じることによって行われるものである。[279]
The national unemployment rate as of December 2024 was 4.1 percent.[278] There is constant and considerable job turnover in the labor market even when the unemployment rate is low. Aliens could be unemployed due to this normal turnover or from any number of case-specific factors and conditions. As such, we believe it is reasonable to project scaled populations (from Table V.20: initial and renewal baseline receipts, lower bound initial and renewal approvals under this rule, and upper bound initial and renewal approvals under this rule) in Table V.31 Columns A, C, and E to account for current unemployment, which is conducted by integrating the employment rate, as unity minus 0.041, to arrive at 0.959.[279]
表V.31(A)は、年間賃金収入の下限値である36,144ドルに基づく、初回就労許可承認件数の下限及び上限範囲に関する費用推計を示すものである。セクション(c)(11)「人口」で策定された推計に基づき、本規則の下での各集団の総収入は、欄B、D及びFに報告されている。欄G及びHは、本規則に基づく集団の潜在的収入(欄B及びD)を現行のベースライン(欄F)から差し引くことにより算出した、潜在的な収入損失を示している。同様に、表V.31(B)は、年間賃金収入の上限値(平均値)である81,440ドルに基づく、初回就労許可承認件数の下限及び上限範囲についての推計を示している。表V.31(C)及び表V.31(D)は、表V.31(A)及び表V.31(B)の推計を、それぞれ下限及び上限の年間賃金収入に基づく更新就労許可承認件数の下限及び上限範囲について繰り返し示したものである。
Table V.31(A) shows cost estimates for the lower and upper bound range of initial employment authorization approvals based on the lower bound wage annual earnings of $36,144. The total earnings for each population under the rule based on the projections developed in the (c)(11) “Population” section is reported in Columns B, D and F. Columns G and H present the potential lost earnings, by subtracting, the potential earnings from rule populations (Columns B and D) from the current baseline (Column F). Similarly, Table V.31(B) repeats the estimates for the lower and upper bound range of initial employment authorization approvals based on the upper bound (average) wage annual earnings of $81,440. Tables V.31(C) and V.31(D) repeat the estimates from Table V.31(A) and V.31(B) for the lower and upper bound ranges of renewal employment authorization approvals based on the lower and upper bound wage annual earnings, respectively.
(印刷ページ 34451)
( printed page 34451)
(印刷ページ 34452)
( printed page 34452)
国土安全保障省(DHS)は、(c)(11)区分の下での就労許可資格の除外が及ぼす全体的な影響の指標として、仮放免を許可された外国人の収入損失を用いている。これは、分配上の影響(移転)として、又は事業者の生産性損失の代替指標としてのいずれかとして用いられるものである。これには、事業者の利益損失や機会費用に係る追加的費用、あるいは外国人の支援ネットワークにある者への分配上の影響は含まれていない。ただし、これらの費用については、本分析において更に論じることとする。表V.31に示されるとおり、潜在的な収入損失は、仮放免を許可され、引き続き就労許可資格を有し就労を継続する外国人の人数、及びその賃金率に依存する。2025会計年度から2034会計年度までの10年間において、総収入損失は3億7,360万ドルから12億ドルの範囲となる見込みである。[280]7パーセントの割引率で年率換算すると、(印刷ページ 34453)初回及び更新のEAD保有者の収入損失は4,200万ドルから1億3,240万ドルの範囲となる(表V.35)。[281]3パーセントの割引率で年率換算すると、初回及び更新のEAD保有者の収入損失は3,940万ドルから1億2,500万ドルの範囲となる(表V.35)。
DHS uses the lost compensation to aliens granted parole as a measure of the overall impact of removing eligibility for employment authorization under the (c)(11) category—either as distributional impacts (transfers) or as a proxy for costs to businesses for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an alien's support network. However, these costs will be discussed further in this analysis. As shown in Table V.31, the potential lost earnings depend on the number of aliens granted parole who remain eligible for employment authorization and continue to work, as well as their wage rate. Over the 10-year period from FY 2025 through FY 2034, the total lost earnings would range from $373.6 million to $1.2 billion.[280] Annualized at ( printed page 34453) a 7 percent discount rate, lost earnings for initial and renewal EAD holders would range from $42.0 million to $132.4 million (Table V.35).281 Annualized at a 3 percent discount rate, lost earnings for initial and renewal EAD holders would range from $39.4 million to $125.0 million (Table V.35).
本規則で提案されている資格要件の下で就労許可の更新資格を失うこととなるEAD保有者は、収入損失を被ることとなる。さらに、国土安全保障省(DHS)は、更新を申請する外国人の雇用主が現在E-Verifyに登録しておらず、かつE-Verifyプログラムへの登録を選択しない場合に、当該外国人に追加的な収入損失が生じる可能性があることを認識している。このような場合、更新を申請する外国人は、E-Verifyに参加している雇用主の下での雇用を見つけることができなければ、収入を失う可能性がある。
EAD holders who would no longer be eligible to renew their employment authorization under the proposed eligibility criteria in this rule would incur lost earnings. Additionally, DHS acknowledges the potential for additional lost compensation to aliens applying for renewal if their employers are not currently enrolled in E-Verify and opt not to enroll in the E-Verify program. In such cases, aliens applying for renewal could lose earnings if they are unable to find employment with an employer who participates in E-Verify.
国土安全保障省(DHS)は、インフレーションの影響を除けば、収入は一般的に時間の経過とともに上昇するものであり、EAD保有者の収入は、本分析で推計された値よりも将来的に高くなる可能性があることを認識している。さらに、就労許可の更新は必然的に初回の就労許可承認に続くものであるため、時間の経過とともに、更新に係る稼得賃金、ひいては総報酬が、より高くなる可能性がある。したがって、この効果は、収入損失の推計値を過小評価する方向に偏らせる可能性がある。しかしながら、現時点では、この可能性を定量的推計に組み込む実行可能な方法は見当たらない。
DHS recognizes that, excluding the effects of inflation, earnings generally rise over time and the earnings of EAD holders could be higher in the future than estimated in this analysis. Moreover, since employment authorization renewals necessarily follow initial employment authorization approvals, in time, wages earned and, hence total compensation, could be higher for renewals. Accordingly, this effect could have a downward bias in the estimate of earnings losses. However, we see no tractable way at present to incorporate this possibility into the quantified estimates.
上記の定量化された影響に加え、仮釈放を許可され雇用authorizationの資格を失う外国人に対しては、定性的な影響が生じる可能性がある。雇用authorizationを更新できない、又は初回の雇用authorizationを取得できない(c)(11)該当者については、所得の喪失という形で影響が生じる可能性が高く、これが経済的困窮をもたらす場合がある。この該当者は、家族及び友人、宗教団体及び慈善団体、民間の非営利団体提供者、州及び地方政府、並びに非政府組織(NGO)を含むがこれらに限定されない支援ネットワークに、経済的及び社会的援助を頼る必要が生じる可能性がある。国土安全保障省(DHS)は、本規則が外国人の支援ネットワークに及ぼす直接的な影響は、本規則がない場合に当該外国人が得ていたであろう賃金及び給付を大幅に上回ることはないと考えている。
In addition to the above quantified impacts, there could be qualitative impacts for aliens granted parole who would no longer be eligible for employment authorization. For the (c)(11) population that would not be able to renew their employment authorization or obtain an initial employment authorization, there would likely be an impact in terms of lost income, which could pose economic hardships. Members of this population may need to rely on their support networks for financial and social assistance, which could involve, but may not be limited to, family members and friends, religious and charitable organizations, private non-profit providers, State and local governments, and NGOs. DHS believes that the immediate indirect impact of this rule to an alien's support network is likely not significantly more than the wages and benefits the alien would have earned without this rule.
ii. 生体認証情報
ii. Biometrics
現行のDHS規則は、移民上の利益を申請するいかなる外国人に対しても、個別の事案ごとにUSCIS(米国市民権移民局)が生体認証情報の提出を要求できる一般的な権限を定めている。USCISが(c)(11)を申請する外国人に対して生体認証情報の提出を求めると判断した場合、当該外国人は、本人確認の補助及び(c)(11)就労許可証(EAD)カードの作成等を目的として、ASC(申請支援センター)において生体認証情報を提出するための生体認証サービス予約通知をUSCISから受け取る。[282]DHSは、生体認証情報の提出義務を規則として明文化することを提案しており、これにより、(c)(11)区分に基づきForm I-765を提出する全ての外国人は、初回申請及び更新申請のいずれについても、ASCに出頭して生体認証情報を提出することが義務付けられることになる。DHSは、(c)(11)を申請する外国人から提出された生体認証情報を、犯罪歴の審査に使用することを提案している。[283](c)(11)を申請する外国人は、(c)(18)の「生体認証情報」の項で示されたものと同様の費用を負担する可能性が高いため、本分析における下限及び上限の賃金率において、外国人一人当たりの生体認証情報提出費用はそれぞれ109.35ドル及び202.54ドルとなる。
Current DHS regulations provide general authority for USCIS to require the submission of biometrics from any alien filing for an immigration benefit on a case-by-case basis. When USCIS determines that an alien applying for (c)(11) is required to submit biometrics, they receive a biometrics services appointment notice from USCIS to submit biometrics at an ASC to assist in identity verification and facilitate (c)(11) EAD card production among other things.[282] DHS is proposing to codify the requirement to submit biometrics, where all aliens who file Form I-765 under the (c)(11) category—for both initial and renewal applications—would be required to appear at an ASC and submit biometrics. DHS proposes to use the biometrics submitted by aliens applying for (c)(11) to screen for criminal history.[283] Because aliens applying for (c)(11) would likely experience similar costs to those outlined in the (c)(18) “Biometrics” section, there is a per alien biometrics submission cost of $109.35 and $202.54 at the respective lower and upper wage rates for this analysis.
表V.32は、仮釈放を許可された外国人についての初回申請及び更新申請の受理件数に係る2つの該当者数の範囲と、2つの賃金推計範囲に対応する、生体認証情報の提出に係る総費用を示している。表V.32(A)は、下限提出費用109.35ドルにおける、初回Form I-765受理件数の下限及び上限範囲の費用推計を示している。列B及び列Dに示された生体認証情報受理件数の下限及び上限推計値は、(c)(11)の「該当者数」の項の表V.20による本規則の下限及び上限の承認件数である。[284]列C及び列Eの総費用は、下限の場合における割引前費用の範囲を示している。同様に、表V.32(B)は、上限提出費用202.54ドルに基づく、初回Form I-765受理件数の下限及び上限範囲の推計値を再掲している。表V.32(C)及び表V.32(D)は、それぞれ下限及び上限の提出費用に基づく、更新Form I-765受理件数の下限及び上限範囲について、これらの推計値を再掲している。
Table V.32 shows the two population ranges for initial and renewal receipts for the two ranges of wage estimates for aliens granted parole and the corresponding total cost to submit biometrics. Table V.32(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts at the lower bound submission cost of $109.35. The lower and upper bound projected biometrics receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.20 in the (c)(11) “Population” section.[284] The total costs for Columns C and E provide the range of undiscounted costs for the lower bound. Similarly, Table V.32(B) repeats the estimates for the lower and upper bound range of initial Form I-765 receipts based on the upper bound submission cost of $202.54. Tables V.32(C) and V.32(D) repeat these estimates for the lower and upper bound ranges of renewal Form I-765 receipts based on the lower and upper bound submission costs, respectively.
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( printed page 34454)
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( printed page 34455)
表V.32に示すとおり、生体認証情報の提出に係る費用は、雇用authorizationを申請する仮釈放を許可された外国人の数及びその賃金率によって異なる。2025会計年度から2034会計年度までの10年間において、生体認証情報の提出に係る推計総費用は、1,850万ドルから3,520万ドルの範囲となる。[285]割引率7パーセントで年率換算すると、生体認証情報の提出に係る推計費用は、210万ドルから390万ドルの範囲となる(表V.35)。割引率3パーセントで年率換算すると、生体認証情報の提出に係る推計費用は、190万ドルから370万ドルの範囲となる(表V.35)。DHSは、該当者の一部が既に生体認証サービス予約通知を受け取り、生体認証情報の提出を完了していることから、ここに示した推計値が過大評価となっている可能性があることを認識している。本提案規則の新たな要件の下では、この該当者の部分については引き続き生体認証情報の提出を完了することになるため、新たな費用は発生しないことになる。
As shown in Table V.32, the cost to submit biometrics depends on the number of aliens granted parole who apply for employment authorization and their wage rate. Over the 10-year period from FY 2025 through FY 2034, the estimated total cost to submit biometrics would range from $18.5 million to $35.2 million.[285] Annualized at a 7 percent discount rate, the estimated costs to submit biometrics would range from $2.1 million to $3.9 million (Table V.35). Annualized at a 3 percent discount rate, the estimated costs to submit biometrics would range from $1.9 million to $3.7 million (Table V.35). DHS recognizes that the estimates presented may be an overestimate, as a portion of the population already receives a biometrics services appointment notice and completes biometrics submission. Under the new requirement of this proposed rule, this portion of the population would continue to complete biometrics, and thus not incur new costs.
iii. 様式
iii. Forms
就労認可を受ける資格を引き続き有する外国人については、本提案規則は、就労認可を申請する外国人集団に対する時間的負担を増加させることになる。本規則はまた、仮放免を許可された外国人であって、就労認可の新規申請又は更新を求める者について、申請手続及び証拠要件を追加することを提案するものである。提案される新たな要件には、外国人の経済的必要性を立証するためのForm I-765WS及び裏付け資料[286]の提出、並びに更新のみを申請する外国人については、E-Verifyに登録されている当該外国人の米国雇用主の名称及び当該雇用主のE-Verify会社識別番号の提出が含まれる。
For aliens who remain eligible to be employment authorized, the proposed rule would increase the time burden on the population of aliens applying for employment authorization. This rule also proposes to add filing procedures and evidentiary requirements for aliens granted parole who are seeking initial employment authorization or renewing employment authorization. The proposed new requirements include submitting Form I-765WS along with supporting documentation [286] to establish the alien's economic necessity for employment and, for aliens applying for renewal only, the name of the alien's U.S. employer as listed in E-Verify and that employer's E-Verify Company Identification Number.
国土安全保障省(DHS)は、Form I-765の記入に要する時間的負担を4.38時間と見積もっている。[287]本規則が最終化された場合、その施行日以降に就労認可を申請する仮放免を許可された外国人については、本提案規則によりForm I-765の時間的負担が30分(0.5時間)増加し、合計4.88時間となる。[288]この時間的負担の増加は、就労認可の更新資格を得るために、外国人がE-Verifyの良好な参加資格を有する米国雇用主に雇用されていることを要件とする提案された規制要件によるものである。この変更により、各申請につき、有効最低賃金に基づく機会費用が約10.13ドル増加し、全職種の平均報酬に基づく機会費用が約22.83ドル増加することになる。[289](印刷ページ34456)
DHS estimates the time burden for completing Form I-765 is 4.38 hours.[287] For aliens granted parole who apply for employment authorization after the effective date of this rule should it be finalized, this proposed rule would increase the time burden of Form I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours.[288] The increased time burden is due to the proposed regulatory requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization. This change would increase the opportunity cost of time for each application by approximately $10.13 based on the effective minimum hourly ( printed page 34456) compensation and by about $22.83 based on the average compensation for all occupations.[289]
本提案規則はまた、(c)(11)区分の下で就労認可を申請する外国人について、Form I-765WSの提出を要件とすることになる。現在、就労の経済的必要性の存在を証明することは、考慮すべき裁量的要素として挙げられているが、(c)(11)区分の下での要件とはされていない。本提案規則において、国土安全保障省(DHS)はこれを必須要件とする予定である。国土安全保障省は、Form I-765WSの記入に要する現行の時間的負担を30分(0.5時間)と見積もっている。[290]しかしながら、外国人がForm I-765WSに記載した財務記録について補足資料を提出することを求める提案された規制要件により、時間的負担は30分(0.5時間)増加し、当該様式の記入に要する新たな時間的負担は1時間となる。本規則が最終化された場合、その施行日以降も引き続き資格を有し就労認可を申請する仮放免を許可された外国人については、本提案規則により、外国人一人当たりの機会費用が、有効最低賃金に基づき20.26ドル、全職種の平均報酬に基づき45.65ドル増加することになる。[291]
This proposed rule would also make it a requirement to submit Form I-765WS for aliens applying for employment authorization under the (c)(11) category. Currently, proving the existence of economic necessity to be employed is listed as a discretionary factor for consideration, but it is not a requirement under the (c)(11) category. In this proposed rule, DHS would make this a mandatory requirement. DHS estimates the current time burden for completing Form I-765WS is 30 minutes (0.5 hours).[290] However, due to the proposed regulatory requirement that aliens provide supplementary documentation for their financial records reported in Form I-765WS, the time burden will increase 30 minutes (0.5 hours), making the new time burden to complete the form 1 hour. For aliens granted parole who continue to be eligible and apply for employment authorization after the effective date of the rule should it be finalized, the proposed rule would increase the opportunity cost of time for each alien by $20.26 based on the effective minimum hourly compensation and $45.65 based on the average compensation for all occupations.[291]
さらに、本提案規則は、(c)(11)区分の下で就労認可を求める外国人が現在記入を義務付けられている様式であるForm I-131の報告負担にも影響を及ぼすことになる。就労認可の更新資格を得るために外国人がE-Verifyの良好な参加資格を有する米国雇用主に雇用されていることを要件とすること、及び外国人がForm I-765WSに記載した財務記録について補足資料を提出することを要件とする本規則の提案された規制要件により、Form I-131はこれらの新たな要件を反映するよう更新されることになる。Form I-131の記入に要する時間的負担は現在2.917時間であるが、提案された規制上の変更により3.167時間に増加し、その差は15分(0.25時間)となる。これらの変更により、外国人一人当たりの機会費用は、有効最低賃金に基づき5.07ドル、全職種の平均報酬に基づき11.41ドル増加することになる。[292]Form I-765、Form I-765WS及びForm I-131に係る新たな費用を合算すると、外国人一人当たりの時間的負担の増加に伴う総費用は、それぞれ下限及び上限の報酬率において35.46ドル及び79.89ドルの追加費用となる。[293]
Additionally, this proposed rule would impact the reporting burden for Form I-131, a form aliens seeking employment authorization under the (c)(11) category are currently required to complete. Due to the proposed regulatory requirements in this rule that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to be eligible for a renewal of employment authorization and that aliens provide supplementary documentation for their financial records reported in Form I-765WS, Form I-131 would be updated to reflect these new requirements. The time burden to complete Form I-131 is currently 2.917 hours but would increase to 3.167 hours under the proposed regulatory changes, a 15-minute (0.25 hour) difference. The opportunity cost of time for each alien due to these changes would increase by $5.07 based on the effective minimum hourly compensation and $11.41 based on the average compensation for all occupations.[292] Combining the new costs of the Forms I-765, I-765WS, and I-131, the total per alien increased time burden would add costs of $35.46 and $79.89 at the respective lower and upper bound compensation rates.[293]
表V.33は、申請件数及び更新件数の2つの母集団範囲について、フォームI-765、フォームI-765WS及びフォームI-131の提出に係る追加的な時間機会費用を示している。表V.33(A)は、下限追加時間機会費用である35.46ドルに基づく、フォームI-765の初回申請件数の下限及び上限範囲の費用推計を示している。列B及び列Dの下限及び上限の推計フォーム受理件数は、(c)(11)項「人口」節の表V.20による本規則下の下限及び上限の承認件数である。列C及び列Eの総費用は、下限報酬に基づく割引前費用の範囲を示している。同様に、表V.33(B)は、上限追加時間機会費用である79.89ドルに基づく、EADの初回受理件数の下限及び上限範囲の推計を繰り返し示している。表V.33(C)及び表V.33(D)は、それぞれ下限及び上限の賃金機会費用について同様の推計を示している。
Table V.33 shows the additional opportunity cost of time for filing Form I-765, Form I-765WS, and Form I-131 for the two population ranges for initial and renewal receipts. Table V.33(A) shows cost estimates for the lower and upper bound range of initial Form I-765 receipts based on the lower bound additional opportunity cost of time of $35.46. The lower and upper bound projected forms receipts in Columns B and D are the lower and upper bound approvals under this rule from Table V.20 in the (c)(11) “Population” section. The total costs for Columns C and E provide the range of undiscounted costs for the lower bound compensation. Similarly, Table V.33(B) repeats the estimates for the lower and upper bound range of initial EAD receipts based on the upper bound additional opportunity cost of time of $79.89. Tables V.33(C) and V.33(D) repeat on the lower and upper bound wage opportunity cost of time, respectively.
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( printed page 34457)
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( printed page 34458)
表に示すとおり、2025会計年度から2034会計年度までの10年間において、フォームの記入時間負担の増加により生じる推計総時間機会費用は、約600万ドルから1,390万ドルの範囲となる。[294] 7パーセントの割引率で年率換算すると、フォームI-765、フォームI-765WS及びフォームI-131の記入に係る推計追加費用は673,757ドルから160万ドルの範囲となる(表V.35)。3パーセントの割引率で年率換算すると、フォームI-765、フォームI-765WS及びフォームI-131の記入に係る推計追加費用は632,291ドルから150万ドルの範囲となる(表V.35)。
As indicated in the table, the estimated total opportunity costs of time incurred as a result of the increased time burden for completing the forms over the 10-year period from FY 2025 to FY 2034 would range from about $6.0 million to $13.9 million.[294] Annualized at a 7 percent discount rate, the estimated additional costs to complete Form I-765, Form I-765WS, and Form I-131 would range from $673,757 to $1.6 million (Table V.35). Annualized at a 3 percent discount rate, the estimated additional costs to complete Form I-765, Form I-765WS, and Form I-131 would range from $632,291 to $1.5 million (Table V.35).
iv. 租税
iv. Taxes
本提案規則は、短期的には連邦政府に納付される租税(移転支払)を減少させる可能性がある。(c)(11)項の外国人労働者が(初回の場合は)就くことができたであろう、または(更新の場合は)以前就いていた職の欠員期間中、連邦政府は租税を徴収しないこととなる。
This proposed rule could reduce taxes paid to the Federal Government (a transfer payment) in the short term. During the period of vacancy for a job that could be (initial) or formerly (renewal) held by the (c)(11) alien worker, the Federal Government would not be collecting taxes.
企業が、就労認可を失った対象外国人が就いていたであろう職の人員を確保できない場合、遂行されない労働により、雇用主及び被用者から政府への租税が減少することとなる。したがって、(c)(11)項「所得」節で導出された逸失所得は、そのような租税の減少に寄与することとなる。
If businesses cannot find labor for the positions the affected aliens who are no longer eligible for work authorization would have occupied, then the unperformed labor would result in a reduction in taxes from employers and employees to governments. Accordingly, the lost earnings derived in the (c)(11) “Earnings” section will contribute to such a reduction in taxes paid.
DHSは、本分析において、(c)(18)項「租税」節で説明したのと同じ、雇用関連租税すなわちメディケア及び社会保障に対する潜在的な寄与効果を用いる。DHSは、負担を除いた所得ベースで租税への影響を推計する。これは、安定化後所得に雇用税率15.3パーセントを乗じ、その積を給付負担倍数1.45で除することにより算出する。[295]
DHS uses the same potential contributory effects on employment taxes, namely Medicare and Social Security, as described in the (c)(18) “Taxes” section for this analysis. DHS estimates the tax impacts on the unburdened earnings basis. We calculate this by multiplying the stabilized earnings by the employment tax rate of 15.3 percent and dividing the resulting product by the benefits burden multiple of 1.45.[295]
雇用関連租税の損失範囲を推計するため、表V.31の列G及び列Hにおける、支配的報酬率及び平均報酬率に基づく初回及び更新の推計申請者範囲の逸失所得推計値を用い、各年について15.3パーセントを乗じ、1.45で除する。これらの計算は表V.34に示されている。租税影響の実際の値は、本規則がない場合に企業が合理的な代替労働力を容易に確保できたであろう対象EAD保有者の数に依存することとなる。
To estimate the range of employment tax losses, we take the estimated lost earnings for the range of initial and renewal projected filers at the prevailing and average compensation rates from Table V.31, columns G and H, multiply each year by 15.3 percent, and divide by 1.45. These calculations are shown in Table V.34. The actual value of tax impacts would depend on the number of affected EAD holders that businesses would have been able to easily find reasonable labor substitutes for in the absence of this rule.
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( printed page 34459)
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( printed page 34460)
DHSの推計によれば、2025会計年度から2034会計年度までの10年間にわたる逸失所得は3億7,360万ドルから12億ドル[296]の範囲となり得るものであり、これに対応する雇用関連租税の損失または移転は3,940万ドルから1億2,590万ドル[297]の範囲となる。7パーセントの割引率で年率換算すると、雇用関連租税の損失は約440万ドルから1,400万ドルの範囲となる(表V.35)。3パーセントの割引率で年率換算すると、雇用関連租税の損失は約420万ドルから1,320万ドルの範囲となる(表V.35)。なお、被用者の状況によっては、ここで推計されていない連邦所得税の追加的損失が生じる可能性がある。また、管轄区域によって異なる州及び地方所得税の損失も生じ得るが、DHSはこれを定量化することができない。潜在的な租税移転の減少は、報酬への影響にのみ適用され、労働力の入れ替えに伴う費用、フォームの記入時間負担に関連する費用、またはE-Verifyの導入及び利用には適用されない点に留意されたい。
Lost earnings, which DHS estimates could range between $373.6 million to $1.2 billion [296] over the 10-year period from FY 2025 through FY 2034, would result in corresponding employment tax losses or transfers ranging between $39.4 million and $125.9 million.[297] Annualized at a 7 percent discount rate, employment tax losses would range from approximately $4.4 million to $14.0 million (Table V.35). Annualized at a 3 percent discount rate, employment tax losses would range from approximately $4.2 million to $13.2 million (Table V.35). Again, depending on the circumstances of the employee, there could be additional Federal income tax losses not estimated here. There may also be State and local income tax losses that would vary according to the jurisdiction but that DHS is unable to quantify. We note that the potential decrease in tax transfers only applies to the compensation impacts, not to labor turnover costs, costs associated with the form time burdens, or implementation and use of E-Verify.
v. 総計
v. Total
前項の(c)(11)「金銭化影響分析」の項では、本案規則に関連する、労働所得の喪失、生体情報の提出、様式記入のための時間的負担の増加、及び税額控除の形での移転支払いに係る影響の推計値を示した。総合的な影響は、表V.31から表V.34までの初回及び更新に係る影響の合計を、最大推計値及び最小推計値の観点から合算することにより算出している。したがって、表V.35は本案規則の金銭化された費用の推計範囲を示しており、表V.35(A)は最大推計値を、表V.35(B)は最小推計値を示している。表の各小区分については、10年間の合計値を割引前の10年間総額として示すとともに、7パーセント及び3パーセントで割り引いた現在価値費用及び年率換算費用も示している。
In the previous (c)(11) “Monetized Impact Analysis” sections we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes. The total impacts are aggregated by summing the total initial and renewal impacts from Tables V.31 through V.34 in terms of the maximum and minimum estimates. Therefore, Table V.35 shows the range of estimated monetized costs of the proposed rule, where Table V.35(A) presents the maximum estimates, and Table V.35(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
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( printed page 34461)
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( printed page 34462)
表V.35が示すとおり、2025会計年度から2034会計年度までの期間における本案規則の金銭化された割引前10年間費用の推計は、依拠した前提条件の下で、最大で約12億ドル、最小で約4億ドルとなり得る。[298]本規則による費用の大部分は、仮釈放を認められた外国人が従事していたであろう職務について、企業が合理的な労働代替者を見いだせない場合の労働所得の喪失に起因するものである。国土安全保障省(DHS)は、上記推計には反映されていない定量化不能な費用が存在することに留意する。
As Table V.35 shows, the projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $1.2 billion with a minimum cost estimate of $0.4 billion under the assumptions relied on.[298] The majority of the costs of this rule would result from lost labor earnings, if companies are unable to find reasonable labor substitutes for the positions that the aliens granted parole would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
d. 総合計
d. Grand Total
前項の「金銭化影響分析」の各項では、本案規則に関連する、労働所得の喪失、生体情報の提出、様式記入のための時間的負担の増加、及び税額控除の形での移転支払いに係る影響の推計値を、論じられた裁量的雇用認可(EAD)について示した。総合計の影響は、表V.25、表V.30及び表V.35に示された初回及び更新に係る影響の合計を、最大推計値及び最小推計値の観点から合算することにより算出している。したがって、表V.36は本案規則の金銭化された費用の推計範囲を示しており、表V.36(A)は最大推計値を、表V.36(B)は最小推計値を示している。表の各小区分については、10年間の合計値を割引前の10年間総額として示すとともに、7パーセント及び3パーセントで割り引いた現在価値費用及び年率換算費用も示している。
In the previous “Monetized Impact Analysis” sections, we presented estimates of the impacts of the proposed rule germane to lost labor earnings, biometrics submission, increased time burdens for completing forms, and transfer payments in the form of reduced taxes for the discretionary EADs discussed. The grand total impacts are aggregated by summing the total initial and renewal impacts from Tables V.25, V.30, and V.35 in terms of the maximum and minimum estimates. Therefore, Table V.36 shows the range of estimated monetized costs of the proposed rule, where Table V.36(A) presents the maximum estimates, and Table V.36(B) presents the minimum estimates. For each subsection of the table, the 10-year totals are provided in undiscounted 10-year total values, as well as the present value costs and annualized costs discounted at 7 percent and 3 percent.
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( printed page 34463)
表V.36が示すとおり、2025会計年度から2034会計年度までの期間における本案規則の金銭化された割引前10年間総合計費用の推計は、依拠した前提条件の下で、(印刷ページ34464)最大で約279億ドル、最小で約91億ドルとなり得る。[299]本規則による費用の大部分は、本案規則で論じられた外国人が従事していたであろう職務について、企業が合理的な労働代替者を見いだせない場合の労働所得の喪失に起因するものである。国土安全保障省(DHS)は、上記推計には反映されていない定量化不能な費用が存在することに留意する。
As Table V.36 shows, the grand total projected 10-year monetized undiscounted costs of the proposed rule for the period FY 2025 through FY 2034 could be as high as about $27.9 billion with a minimum cost estimate of $9.1 billion under the assumptions relied ( printed page 34464) on.[299] The majority of the costs of this rule would result from lost labor earnings if companies are unable to find reasonable labor substitutes for the position the aliens discussed in this proposed rule would have filled. DHS notes there are unquantified costs not reflected in the estimates above.
5. 雇用主にとっての費用
5. Costs to Employers
企業は、(c)(11)、(c)(14)又は(c)(18)の外国人労働者が従事していたであろう職務を埋めるために次善の代替策を選択せざるを得なくなることにより、機会費用を被る可能性がある。国土安全保障省(DHS)は、これらの企業にとっての次善の代替策が何であるかを判断することができない。その結果、DHSは本規則の全体的な影響のうち、移転に当たる部分と費用に当たる部分の割合を把握していない。[300]企業が(c)(11)、(c)(14)又は(c)(18)の外国人労働者が従事していたであろう職務の代替労働力を見いだすことができる場合、これらの外国人から就労authorizationを剥奪することは、主として、外国人から、現在米国の労働力に属している者(又は労働市場への復帰を促された労働者)への移転という形での分配上の効果をもたらすこととなり、これは追加の労働時間又は時間外手当の形を取る可能性がある。DHSは、新規従業員の探索に伴う追加費用など、雇用主にとって追加の機会費用が生じ得ることを認識している。企業が当該外国人が提供していたであろう労働の合理的な代替者を見いだせない場合、これらの外国人の就労認可資格を剥奪することは、主として、生産性及び利益の喪失を通じて当該企業に費用をもたらすこととなる。
Companies may incur opportunity costs by having to choose the next best alternative to filling a job a (c)(11), (c)(14), or (c)(18) alien worker would have filled. DHS is unable to determine what an employer's next best alternative may be for those companies. As a result, DHS does not know the portion of overall impacts of this rule that are transfers or costs.[300] If companies can find replacement labor for the positions the (c)(11), (c)(14), or (c)(18) alien worker would have filled, removing employment authorization from these aliens would result in primarily distributional effects in the form of transfers from aliens to others that are currently in the U.S. labor force (or workers induced to return to the labor market), possibly in the form of additional work hours or overtime pay. DHS acknowledges that there may be additional opportunity costs to employers, such as additional costs associated with searching for new employees. If companies cannot find reasonable substitutes for the labor the aliens would have provided, removing employment authorization eligibility for these aliens would primarily result in costs to those companies through lost productivity and profits.
DHSは、補充的監督(OSUP)の下で釈放された外国人、繰延強制退去措置(deferred action)を付与された外国人、及び仮放免(parole)を許可された外国人に係る資格要件を見直すことにより、雇用の喪失が生じ、その結果雇用主に離職コストが発生し得ると予測している。さらに、更新を申請する外国人に対する提案されたE-Verify要件は、現在E-Verifyプログラムに登録しておらず、その外国人労働者を引き続き雇用しようとする雇用主にもコストをもたらすことになる。雇用主にコストを生じさせ得る対象集団は、具体的には更新申請者集団に関わるものであり、このような影響の発生には二つの異なる規定が関係している。すなわち、(i)資格要件全般に関する規定、及び(ii)雇用認可の更新を求める外国人に対するE-Verify要件である。
DHS anticipates that revising eligibility for aliens released on OSUP, aliens granted deferred action, and aliens granted parole could lead to a loss of employment resulting in turnover costs for employers. Additionally, the proposed E-Verify requirement for aliens applying for renewal would also result in costs to employers who are not currently enrolled in the E-Verify program and would seek to retain their alien worker(s). The population that could involve costs to employers involves specifically the renewal population, and the development of such impacts embodies two different provisions: (i) the provisions regarding eligibility in general, and (ii) the E-Verify requirement for aliens seeking to renew employment authorization.
a. 数値化されていない離職コスト
a. Unquantified Turnover Costs
Some aliens who have final orders of removal but are temporarily released from custody on an order of supervision would eventually be out of the labor force even in the absence of this proposed rule. Since these aliens have been ordered removed, the Federal Government makes efforts to remove them from the United States on an ongoing basis regardless of employment authorization. For aliens who would no longer be eligible for employment authorization under this rule because the aliens do not meet the proposed exception—DHS has not determined that the removal of such aliens is impracticable because ICE has not identified them as unable to obtain travel documents—this rule would affect the timing of when such alien workers would be removed from the labor force, which could vary.
Further, some aliens who have been granted deferred action and aliens who have been granted parole would also eventually be out of the labor force even in the absence of this proposed rule. For both populations, the grant of deferred action and parole have limited validity periods and can be terminated at any time at DHS discretion. Additionally, for these aliens who would no longer be eligible for employment authorization under this rule because the aliens do not meet the proposed requirements, this rule would also affect the timing of when such alien workers would be removed from the labor force, which could vary.
This proposed rule would result in employers incurring labor turnover costs earlier in comparison to the state of the world in the absence of the proposed rule. Since the timing of when alien workers would be removed from the labor force is variable regardless of whether this proposed rule becomes final or not, DHS is unable to establish a baseline estimate of the labor turnover costs employers currently incur. In addition, DHS cannot quantify the labor turnover costs that employers would incur earlier than they would otherwise be due to the proposed rule because there is no way to know the timing for when aliens would be removed.
b. Employer Costs of E-Verify Requirement for Aliens Applying for Renewal
For aliens applying for renewal, employment authorization would only be granted to aliens who continue to meet the exception (under category (c)(18)), demonstrate economic necessity, do not have subsequent criminal convictions, are employed by a U.S. employer who is a participant in good standing in the E-Verify program, and establish that the aliens warrant a favorable exercise of discretion. The E-Verify program is a DHS web-based system that allows enrolled employers to confirm the identity and eligibility of their employees to work in the United States by electronically matching information provided by employees on the Employment Eligibility Verification (Form I-9) against records available to DHS and the SSA.[301] DHS does not charge a fee for employers to participate in the E-Verify Program and create cases to confirm the identity and employment eligibility of newly hired employees. Employment authorization renewal applications would be denied for those aliens who cannot establish that he or she is employed by a U.S. employer who is a participant in good standing in E-Verify and the filing fee would not be refunded.[302] DHS does not know the number of aliens applying for renewal who would incur this cost once the rule is final.
Although there is no fee to use E-Verify, this proposed requirement would result in costs to newly enrolled employers. Employers who enroll in the E-Verify program would incur startup enrollment or program initiation costs as well as additional opportunity costs of time for ongoing annual training for the E-Verify program. DHS assumes that employers who are currently participating in the E-Verify program would not incur these costs since they previously incurred enrollment costs and would continue to participate in ongoing annual training regardless of this proposed rule.[303] Additionally, DHS expects that only newly enrolled employers would incur new costs for verifying the identity and work authorization of all of their newly hired ( printed page 34465) employees, including any new (c)(11), (c)(14), and/or (c)(18) workers as a result of this proposed rule. For employers currently enrolled in E-Verify who choose to hire a (c)(11), (c)(14), and/or (c)(18) alien worker, the proposed rule would not cause such employers to incur new costs since they already must use E-Verify for all newly hired employees as of the date they signed the E-Verify MOU.[304] Therefore, with or without the proposed rule, an employer already enrolled in the E-Verify program that chooses to hire a (c)(11), (c)(14), and/or (c)(18) alien worker would incur the opportunity cost of time to verify any newly hired employees.
Data show that some employers currently use E-Verify to confirm the identity and employment eligibility of (c)(11), (c)(14), and (c)(18) alien workers. Further, the requirement to participate in the E-Verify program is not new as certain employers are required to enroll in the program as a condition of Federal contracting, or as a condition of business licensing under State legislation or other applicable law or regulation.[305]
To renew employment authorization, the proposed rule would require that (c)(11), (c)(14), and (c)(18) alien workers be employed by or seek to be employed by employers enrolled in E-Verify who are in good standing. Therefore, the proposed rule would result in additional costs for employers that hire these alien workers only if such employers are not currently enrolled in the E-Verify program and who choose to retain their (c)(11), (c)(14), and/or (c)(18) alien workers.
For employers that have hired or intend to hire (c)(11), (c)(14), and/or (c)(18) alien workers but are not enrolled in the E-Verify program, such employers would incur opportunity costs of time to enroll. Participating in the E-Verify program and remaining in good standing requires employers to enroll in the program online,[306] electronically sign the associated MOU with DHS that sets the terms and conditions of participation in the program and create E-Verify cases for all newly hired employees. The MOU requires employers to abide by lawful hiring procedures and to ensure that no employee will be unfairly discriminated against as a result of E-Verify.[307] If an employer violates the terms of this agreement, it is grounds for immediate termination from the program.[308] Additionally, employers are required to designate and register at least one person that serves as an E-Verify administrator on their behalf.
For this analysis, DHS assumes that each employer participating in the E-Verify program designates one human resources (HR) specialist to manage the program on its behalf. Based on the most recent PRA Information Collection Package for E-Verify, DHS estimates the time burden for an HR specialist to undertake the tasks associated with the E-Verify program. DHS estimates the time burden for an HR specialist to complete the enrollment process is 2 hours 16 minutes (2.26 hours), on average, to provide basic company information, review and sign the MOU, take a new user training, and review the user guides.[309] Once enrolled in the E-Verify program, DHS estimates the time burden is 1 hour to complete ongoing annual training on new features and system updates.[310]
Once enrolled in the E-Verify program, the employer is responsible for ensuring that the employment eligibility verification process adheres to the requirements of the MOU and the employer verifies that all newly hired employees are employment authorized. After completing Form I-9, the employer must enter the newly hired employee's information in E-Verify where it is checked against records available to SSA and DHS. After checking an employee's information against these records, E-Verify returns the case processing results, which could either automatically confirm the employee as employment authorized or return a mismatch. Receiving a mismatch does not mean an employee is not authorized to work in the United States; rather, it indicates there is an initial system mismatch between the information the employer entered in E-Verify from the employee's Form I-9 and the records available to DHS or SSA. Employees receiving a mismatch have the option to contest (take action) or not contest (not take action) to resolve the DHS and/or SSA mismatch case result. E-Verify requires employers to promptly inform the employee about the mismatch and provide instructions for contesting it. The E-Verify website also provides detailed information about contesting the mismatch.[311]
In the absence of specific population data on which entities would continue to hire (c)(11), (c)(14), and/or (c)(18) alien workers, it is only possible to calculate an estimated average unit cost for an employer not currently participating in E-Verify to hire one renewal alien worker. In this analysis, DHS uses an hourly compensation rate for estimating the opportunity cost of time for an HR specialist. DHS uses this occupation as a proxy for those who might prepare and complete the verification for an employer. DHS notes that not all employers may have an HR specialist, but rather some equivalent occupation may prepare and complete the verification and create the E-Verify case.
According to the most recent BLS data, the average hourly wage rate for HR specialists is $36.57.[312] DHS estimates the hourly compensation rates by adjusting the average hourly wage rates by a benefit-to-wage multiplier to account for the full cost of benefits, such as paid leave, insurance, and retirement. Based on the most recent report by the BLS on the average employers' costs for employee compensation for all civilian workers in major occupational groups and industries, DHS estimates that the benefits-to-wage multiplier is 1.45.[313] Therefore, DHS calculates an average hourly compensation rate of $53.03 for ( printed page 34466) HR specialists.[314] Applying this average hourly compensation rate to the estimated time burden of 2.26 hours for the enrollment process, DHS estimates an average opportunity cost of time for a new employer to enroll in E-Verify is $119.85.[315] DHS assumes the estimated opportunity cost of time to enroll in the E-Verify program is a one-time cost to employers. In addition, DHS estimates the opportunity cost of time associated with 1 hour of ongoing annual training for newly enrolled entities would be $53.03 annually in the years following enrollment.
Newly enrolled employers would also incur opportunity costs of time to enter employee information into the E-Verify system to confirm their identity and work authorization. DHS estimates the time burden for an HR specialist to submit a case in E-Verify is 7.74 minutes (or 0.129 hours).[316] Therefore, DHS estimates the opportunity cost of time would be approximately $6.84 per case.[317]
DHS estimates the total first year cost for a new employer to enroll in E-Verify and create a single E-Verify case in the E-Verify system would be approximately $126.69.[318] In subsequent years, DHS estimates newly-enrolled employers would incur costs of $59.87, at minimum, to maintain their account and create one new E-Verify case for their alien worker.[319] DHS recognizes that the actual cost to newly-enrolled employers of using E-Verify would be higher since case submissions would also include all newly hired employees, not just (c)(11), (c)(14), or (c)(18) alien workers. However, since DHS cannot predict how many employees each employer would hire in the future, DHS cannot estimate how many additional E-Verify cases an employer may expect to create. Employers already enrolled in the E-Verify program who choose to hire (c)(11), (c)(14), or (c)(18) alien workers in subsequent years would incur costs even in the absence of this proposed rule.
Employers that are not currently participating in E-Verify face the binary choice of participating in or not participating in the program. If the employer who had hired a (c)(11), (c)(14), or (c)(18) alien worker does not participate, the employer faces the potential for labor turnover costs. If the employer does participate, the employer incurs the cost of enrolling and participating in the program and implementing the program requirements. On one hand, since the discretionary EADs discussed in this proposed rule can be variable and some can be terminated at any time at DHS discretion, there might be some disincentive not to participate in E-Verify. However, as discussed in the “Population” section, DHS cannot make reliable estimates of the number of employers that would enroll and participate in E-Verify, and as such, cannot estimate total costs germane to this implementation.
c. Turnover Costs to Employers Who Currently Hire Discretionary EAD Holders
In order to properly account for costs involving employers who have hired aliens who are discretionary EAD holders, DHS introduces the costs applicable to discuss labor turnover and E-Verify in separate segments. DHS anticipates this proposed rule would impose labor-related turnover costs on U.S. employers who employ (c)(11), (c)(14), and/or (c)(18) alien workers who would remain eligible under this rule but are not enrolled in E-Verify and opt not to enroll. Employers would incur labor turnover costs because these alien workers would remain eligible for initial employment authorization under this rule but would not be eligible to renew employment authorization since the alien workers would be unable to establish that they are employed by a U.S. employer who is a participant in good standing in E-Verify. As a result, alien workers would no longer be able to work and presumably employers would need to find a replacement worker.
For aliens who would remain eligible for employment authorization in the (c)(18) category under this rule, the duration of time to remove aliens on OSUP from the U.S. would likely be longer than average as DHS has determined that removal for these aliens is impracticable because all countries from which DHS has requested travel documents have affirmatively declined to issue such documents. Therefore, employers who do not use or are enrolled in E-Verify would incur turnover costs in cases where their (c)(18) alien workers would remain eligible for employment authorization under this rule. However, U.S. employers who are not enrolled in E-Verify could avoid turnover costs by choosing to enroll in the program. If an employer chooses to enroll in E-Verify, the employer would instead incur the associated costs to enroll in the system, submit cases (for all newly hired employees, not just (c)(18) alien workers), and maintain their account.
Employment separations can generate substantial labor turnover costs to employers that can be divided into several components. First are the direct or “hard” costs that involve separation and replacement costs. The separation costs include exit interviews, severance pay, and costs of temporarily covering the employee's duties and functions with other employees, which may require overtime or temporary staffing. The replacement costs typically include expenses of advertising positions, search and agency fees, screening applicants, interviews, background verification, employment testing, hiring bonuses (and/or incentives), and possible travel and relocation costs. Once hired, employers face additional training, orientation, and assessment costs.
Second, direct costs involve loss of productivity and possibly profitability due to operational and production disruptions, which can include errors from other employees that may temporally fill the position. Some analysts have identified a third cost segment, which is a type of indirect cost, which encompasses loss of institutional knowledge, networking, and impacts to work-culture, morale, and interpersonal relationships. This last type of cost is almost impossible to measure quantitatively.[320]
There are numerous studies and reports concerning labor turnover costs available from Human Resource entities that are cited across correspondent literature. Some focus on specific occupations, industries, salary levels, and often measure turnover cost in slightly different ways. Labor turnover ( printed page 34467) cost is generally reported as a share of annual earnings or an actual cost per employee. Usually, these reports measure the more direct, or “hard” costs associated with turnover and not intangible effects, such as worker morale or lost productivity. Many reports cite a 2012 report published by the Center for American Progress (CAP) that surveyed more than 30 studies that considered both direct ( e.g., separation and replacement) and indirect ( e.g., loss of institutional knowledge) costs.[321] DHS captures lost productivity—proxied by estimated earnings to aliens—should employers not be able to immediately find replacement labor for previously eligible aliens applying for employment authorization who would have been granted work authorization without this proposed rule. DHS requests public comments on how, or if, that measure of productivity may overlap with the types of productivity covered in the CAP report captured here, such as from the substitutability of replacement labor.
The CAP and other reports that we reviewed confirm three central aspects of turnover cost: (1) that they vary substantially across industries and jobs; (2) that they tend to grow (in absolute and percentage terms) according to skill level and earnings; and (3) that they are higher for salaried workers compared to hourly wage earners. The report notes that specialized technical jobs and highly paid jobs in line with senior or executive levels, which involve high levels of education, credentials, and stringent hiring criteria, can generate disproportionately high replacement costs that can reach more than 100 percent of the salary—compared to jobs with low educational and technical requirements.[322] However, the CAP survey found that costs tend to range within a bound of 10 percent to around 40 percent of the salary. For example, CAP found despite wide variation and range, for workers earning on average $75,000 per year or less ($2012), turnover costs ranged typically from 10 to 30 percent of the salary, clustering at about 21 percent. More recent reports indicate that the typical cost is about one-third of the salary.[323]
DHS examined a 2020 report by the Washington Center for Equitable Growth, which updated the earlier CAP study results to provide information on about thirty-five studies on turnover costs.324 We selected data points that captured both the annual earnings salary (which the study benchmarked to 2019 levels) and turnover costs. We then culled the data applicable to salary levels introduced in the (c)(18) “Earnings” section of this proposed rule. Twenty-seven resulting data points were employed for the analysis (Table V.37). The mean of 22.4 percent and the median of 16.6 percent of annual salary are amenable to the metrics reported in the studies referenced above and fall within a substantial range, from 2.1 percent to 68.7 percent (Table V.38).
( printed page 34468)
Additionally, the scatterplots presented in Figures V.1(A) and V.1(B) with the fitted least squares line clearly reveal that turnover cost is an increasing function of the annual earnings, with a moderately strong correlation coefficient of 0.421.[325] Figure V.1(A) plots the cost as a percentage of salary, as this is how it is inputted into the estimation, while Figure V.1(B) plots the cost in actual dollars, for context.
Figure V.1(A): Relation Between Annual Salary and Turnover Cost (%)
( printed page 34469)
Figure V.1(B): Relation Between Annual Salary and Turnover Cost ($)
In the absence of specific data on which employers hire (c)(11), (c)(14), and/or (c)(18) alien workers and use, or would enroll in, E-Verify, it is only possible to calculate an estimated range of average per employee turnover costs an employer not currently participating in E-Verify could incur. In order to estimate labor turnover costs, DHS uses estimated employee annual earnings of $36,144 based on the effective minimum wage as a lower bound and $81,440 based on the average wage developed previously in this analysis ( see (c)(18) “Earnings” section) and an upper bound. DHS multiplied each of these estimated employee annual earnings by 22.4 percent in accordance with an average (mean) cost percent derived from the 2020 report by the Washington Center for Equitable Growth ( see Table V.38). Using annual earnings based on the effective minimum wage (lower bound), DHS estimates labor turnover costs would be approximately $8,096 per worker and using the annual earnings based on the average wage (upper bound), DHS estimates labor turnover costs would be approximately $18,243 per worker.[326] Turnover costs would be higher if a U.S. employer that does not use or enroll in E-Verify employs more than one (c)(11), (c)(14), and/or (c)(18) alien worker who would remain eligible under this rule. DHS ( printed page 34470) recognizes that turnover costs would occur in the year an EAD expires and, depending on the effective date of this rule should it become finalized, employers who incur turnover costs may incur them in up to two consecutive fiscal years.
DHS is unable to predict how many employers would actually participate in E-Verify in order to retain their (c)(11), (c)(14), and/or (c)(18) alien workers or the total number of employment authorizations employers would confirm through E-Verify should they choose to participate. DHS assumes that employers would make a cost-benefit decision between incurring labor turnover costs and incurring the current and future costs to enroll and participate in E-Verify. DHS recognizes that an employer that enrolls and participates in E-Verify would confirm employment authorization for all new hires, not only their alien workers. Unlike the development of the costs germane to forgone earnings, in which DHS could at least deduce a range for the population based on some limited data, doing so here would be completely speculative, and we do not endeavor to rely on a range here.
6. Biometrics Costs to All Other Aliens Who Apply for Employment Authorization
As noted in the preamble and discussed elsewhere, aliens applying for employment authorization under § 274a.12(c) must submit biometrics in accordance with § 103.16 of this chapter, with any required fee. This includes all other (c) categories not discussed earlier in this analysis.[327] For this proposed rule, DHS is unable to project population estimates with any precision for these other (c) categories due to uncertainty regarding the status of some of the populations. The administration's current immigration enforcement priorities, including E.O. 14159 “Protecting the American People Against Invasion,” may impact the populations of these other (c) categories to varying degrees. Further, DHS recently published a proposed rule, Employment Authorization Reform for Asylum Applicants (“Asylum EAD Reform Rule”), addressing employment authorization for aliens with pending applications for asylum under § 274a.12(c)(8). However, DHS acknowledges similar biometrics costs for aliens applying for employment authorization under the other (c) categories as those described in the “Monetized Impact Analysis” section. The estimated cost for biometrics submission would range between $109.35 and $202.54 per alien.
7. Potential Costs to the Federal Government
The INA provides for the collection of fees at a level that will ensure recovery of the full costs of providing adjudication and naturalization services, including administrative costs and services provided without charge to certain aliens and petitioners. See section 286(m) of the INA, 8 U.S.C. 1356(m). DHS notes that USCIS establishes its fees by assigning costs to an adjudication based on its relative adjudication burden and use of USCIS resources. Fees are established at an amount that is necessary to recover these assigned costs, such as salaries and benefits for clerical positions, officers, and managerial positions, plus an amount to recover unassigned overhead ( e.g., facility rent, IT equipment and systems) and immigration benefits provided without a fee charge. Consequently, since USCIS immigration fees are based on resource expenditures related to the service in question, USCIS uses the fee associated with an information collection as a reasonable measure of the collection's costs to USCIS. Therefore, DHS has established the fee for the adjudication of Form I-765, Application for Employment Authorization, and the corresponding Form I-765 Worksheet. DHS notes that the proposed rule may increase USCIS' costs associated with adjudicating employment authorization requests because of the requirement to submit supporting documentary evidence when submitting Form I-765WS. USCIS currently does not charge a filing fee for Form I-765WS. While a filing fee is not charged for this form, the cost to USCIS is captured in the fee for Form I-765. Future adjustments to the fee schedule may be necessary to recover the additional operating costs and will be determined at USCIS' next comprehensive biennial fee review.
8. Benefits
The benefits potentially realized by the proposed rule are qualitative. DHS estimates that American workers could have a better chance of obtaining jobs that some (c)(11), (c)(14), and (c)(18) alien workers currently hold, as the proposed rule would reduce employment authorization eligibility for these alien worker populations. This proposed rule would limit employment authorization under the (c)(11), (c)(14), and (c)(18) categories to better align with the DHS enforcement mission and the Administration's immigration enforcement priorities, including those outlined in E.O. 14159, Protecting the American People Against Invasion, and the Administration's efforts to strengthen protections of American workers.
In addition, E.O. 14159 entrusts DHS with the faithful execution of existing immigration laws and enables DHS to ensure the successful enforcement of final orders of removal to enhance public safety and national security. Without this proposed rule, aliens with final orders of removal could be incentivized to compete with American workers for jobs and resources instead of complying with their removal order. The proposed restriction on the ability to obtain work authorization may increase incentives for aliens with final orders of removal to depart the United States, which could decrease the amount of time aliens are in this status and could save government resources expended while aliens are temporarily released on an order of supervision and pending repatriation. ICE oversees the monitoring and tracking of aliens on an order of supervision as well as effectuates their removal from the United States.[328] Managing aliens temporarily released on an order of supervision consumes DHS resources. Specifically, ICE must devote resources to track and monitor the status of these aliens. This includes conducting regular check-ins to ensure compliance with conditions of release. These cases absorb scarce enforcement resources that could be diverted to, among other things, identifying and detaining criminal aliens. If fewer aliens with final orders of removal on an order of supervision remain in the United States for an extended period because this rule increases the incentives for them to depart, then ICE is likely to spend fewer resources on monitoring and tracking aliens on an order of supervision.
This proposed rule would create a consistent policy for adjudicating employment authorization applications for aliens who apply for employment authorization under the (c)(11), (c)(14), and (c)18) categories. Having a consistent policy on imposing restrictions on the ability to obtain employment authorization could also incentivize aliens who apply for employment authorization under the (c)(11) and (c)(14) categories (and who ( printed page 34471) may no longer be eligible) to voluntarily depart the United States earlier, thereby saving government resources to track and monitor these aliens once their parole or deferred action expires.
Monetizing this benefit is not possible at this time. Although the Federal Government makes efforts to remove these aliens from the United States on an ongoing basis regardless of employment authorization, there is no way to know the timing of when aliens would be removed, if an alien would be motivated to self-deport or, ultimately, who would execute the removal.
Additionally, the proposal to require aliens applying for employment authorization under the (c)(11), (c)(14), and (c)(18) categories to submit additional financial documentary evidence to establish an economic necessity to work may reduce abuse and fraud in the EAD program. Aliens would be required to submit Form I-765WS, which requires submission of annual income, annual expenses, and a total current value of an alien's assets, along with supporting financial documentary evidence.[329] The additional documentation alongside Form I-765WS will provide a clear record of an alien's assets, creating transparency of an alien's financial status, and thus enabling the detection of irregularities in an alien's documentation. DHS is unable to quantify the benefits that would result from an increase in the required supporting financial documentation. Finally, the added requirement that aliens be employed by a U.S. employer who is a participant in good standing in E-Verify to remain eligible to renew employment authorization, along with codifying biometrics as a requirement for aliens applying under § 274a.12(c), would ensure that employers are hiring legally eligible alien workers and would enable aliens to be vetted against government databases for criminal records and verify their identity before issuing an EAD, which would promote a consistent policy when granting employment authorization and also uphold the integrity of the immigration system.
9. Labor Market Overview
As discussed in the “Population” sections of this analysis, USCIS anticipates approving somewhere between 37,933 and 106,053 Form I-765 applications annually from aliens with final orders of removal, aliens granted deferred action, and aliens granted parole in the absence of this proposed rule.[330] The U.S. labor force consists of a total of 168,547,000 workers, according to recent data (Dec. 2024).[331] Therefore, the maximum population affected by this proposed rule (about 106,053) represents 0.063 percent of the U.S. labor force, suggesting that the number of potential workers no longer eligible for employment authorization make up a very small percentage of the U.S. labor market.[332]
B. Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, as amended by the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), Public Law 104-121 (Mar. 29, 1996), requires Federal agencies to consider the potential impact of regulations on small businesses, small governmental jurisdictions, and small organizations during the development of their rules. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, or governmental jurisdictions with populations of less than 50,000.[333]
This proposed rule is estimated to result in a reduction in the number of aliens with final orders of removal—and are temporarily released on an order of supervision except in cases where the alien meets the exception under this proposed rule ( i.e., removal is impracticable because all countries from which DHS requested travel documents have affirmatively declined to issue such documents)—aliens granted deferred action, and aliens granted parole who are eligible for employment authorization. DHS has estimated that the rule would cover an upper bound population of about 106,053 aliens annually. As previously explained, the provision being proposed may result in forgone labor earnings for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole. This rule directly regulates and impacts aliens with EADs, and individuals are not considered a small entity under the Regulatory Flexibility Act. Some entities (including employers) could be indirectly impacted by labor turnover costs or the costs of implementing and utilizing E-Verify by this proposed rule because they employ an affected alien. DHS has prepared an initial regulatory flexibility analysis (IRFA) to accompany this proposed rule.
1. A description of the reasons why the action by the agency is being considered.
DHS has determined that the current employment authorization regulations governing discretionary employment authorization do not adequately reflect DHS's enforcement mission and priorities. As discussed more fully in the preamble, DHS's current immigration enforcement priorities include (1) the prompt removal of aliens who have received a final order of removal from the United States; (2) carrying out the directives contained in E.O. 14159 “Protecting the American People Against Invasion;” and (3) implementing the Administration's objective of strengthening protections for American workers. DHS is proposing through this rulemaking to align its discretionary authority to grant employment authorization with its immigration enforcement mission and priorities. Enforcement is essential to the integrity of the immigration system.
2. A succinct statement of the objectives of, and legal basis for, the proposed rule.
DHS's authority to detain and release aliens ordered removed from custody on an order of supervision and to grant employment authorization is found in several statutory provisions. Section 102 of the HSA (Pub. L. 107-296, 116 Stat. 2135), 6 U.S.C. 112, and section 103 of the INA, 8 U.S.C. 1103, charge the Secretary with the administration and enforcement of the immigration and naturalization laws of the United States.[334] In addition to establishing the Secretary's general authority to administer and enforce immigration ( printed page 34472) laws, section 103 of the INA, 8 U.S.C. 1103, enumerates various related authorities, including the Secretary's authority to establish regulations as are necessary for carrying out his or her authority. Section 241 of the INA, 8 U.S.C. 1231, governs the detention, release, removal, and employment eligibility of aliens after they have received an administratively final order of removal. Section 274A of the INA, 8 U.S.C. 1324a, governs employment of aliens who are authorized to be employed by statute or in the discretion of the Secretary and the requirements U.S. employers must follow to verify the identity and employment authorization of their employees. The authority to establish and operate E-Verify is found in sections 401-405 of IIRIRA, Public Law 104-208, 110 Stat. 3009-546. The Secretary proposes the changes in this rule under these authorities.
3. A description of and, where feasible, an estimate of the number of small entities to which the proposed rule will apply.
This rule directly regulates and impacts aliens with EADs, and individuals are not considered a small entity under the Regulatory Flexibility Act. Since some small entities may be indirectly impacted by this proposed rule by employing an affected alien, DHS has developed this IRFA to evaluate the potential impact on small entities. Small entities could incur costs due to the proposed rule if they employ EAD holders who are affected by the new requirements of the proposed rule. However, DHS does not currently require information on the employer or employment status of the EAD holder and thus is unable to determine how many entities could be impacted by the proposed rule or whether the entities impacted would be considered small entities. This is because these EADs are open market EADs,[335] and therefore DHS does not currently collect information on the employer or the employment status of the EAD holder. This proposed rule may cause some existing EAD holders to be ineligible to renew their employment authorization. In such cases, small entities may incur opportunity costs associated with having to choose the next best alternative to immediately filling a job an EAD holder would have filled in situations where eligibility for the employment authorization category is not met. If entities cannot find reasonable substitutes for the labor the aliens on discretionary EADs described in this proposed rule would have provided, removing employment authorization eligibility for these aliens would result primarily in costs to those entities through lost productivity and lost profits. DHS expects that this type of turnover would be incurred in the first two years after the effective date of this rule.[336] Small entities, that do not currently participate in E-Verify would incur costs to implement and use the program in order to retain aliens temporarily released on OSUP in order for the alien to be eligible to renew employment authorization under this rule. DHS estimates the total first year cost for a new entity to enroll in the E-Verify program and create a single E-Verify case would be approximately $126.69.[337] In subsequent years, DHS estimates newly enrolled entities would incur a minimal annual cost of $59.87 to maintain their account and create one new case for their category (c)(11), (c)(14), and (c)(18) alien workers.[338] DHS recognizes that the actual cost to newly enrolled entities of using E-Verify would be higher since case submissions would also include all newly hired employees, not just category (c)(11), (c)(14), and (c)(18) alien workers. However, since DHS cannot predict how many employees each entity would hire in the future, DHS cannot estimate how many additional E-Verify cases an entity may expect to create. Entities already enrolled in the E-Verify program who choose to hire category (c)(11), (c)(14), and (c)(18) alien workers in subsequent years would incur costs even in the absence of this proposed rule.
Small entities that are not participating in E-Verify face the binary choice of participating or not participating in the program. If an entity who had hired a category (c)(11), (c)(14), and (c)(18) alien worker does not participate, the entity faces the potential for labor turnover costs. If the entity does participate, the entity incurs the cost of enrolling and participating in the E-Verify program and implementing the program requirements. On one hand, since the validity period for the discretionary EADs can be variable and some can be terminated at any time at DHS discretion, there might be some disincentive not to participate in E-Verify. However, as discussed in the “Population” section, DHS cannot make reliable estimates of the number of entities that would enroll and participate in E-Verify, and as such, cannot estimate total costs germane to this implementation.
If a small entity who employs category (c)(11), (c)(14), and (c)(18) alien workers who would remain eligible under this rule is not enrolled in E-Verify and opts not to enroll, the entity would incur labor-related turnover costs. Entities would incur labor turnover costs because these alien workers would remain eligible for initial employment authorization under this rule but would not be eligible to renew employment authorization since these aliens would be unable to establish that they are employed by an entity enrolled in E-Verify. As a result, alien workers would no longer be able to work and presumably entities would need to find a replacement worker. For aliens who would remain eligible for employment authorization under this rule—specifically aliens who are under category (c)(18) and who meet the exception under this proposed rule ( i.e., removal is impracticable because all countries from which DHS requested travel documents have affirmatively declined to issue such documents)—the duration of time to remove aliens on an order of supervision from the U.S. would likely be longer than average as DHS has determined that removal for these aliens is impracticable because all countries from which DHS has requested travel documents have affirmatively declined to issue such documents. Aliens under category (c)(11) and (c)(14) would also retain some eligibility under this rule so long as the aliens are able to provide the necessary documents to prove their economic necessity to work, which will be determined by use of the Federal Poverty Guidelines under title 42 of the U.S. Code. However, entities who do not use or are enrolled in E-Verify would incur turnover costs in cases where their category (c)(11), (c)(14), and (c)(18) alien workers would remain eligible for employment authorization under this rule and instead would have to find an eligible employer. ( printed page 34473)
Using annual earnings based on the effective minimum wage (lower bound), DHS estimates labor turnover costs would be approximately $8,096 per worker and using the annual earnings based on the average wage (upper bound), DHS estimates labor turnover costs would be approximately $18,243 per worker.[339] Turnover costs would be higher if a U.S. employer that does not use or enroll in E-Verify employs more than one category (c)(11), (c)(14), or (c)(18) alien worker who would remain eligible under this rule. DHS recognizes that turnover costs would occur in the year an EAD expires and, depending on the effective date of this rule should it become finalized, employers who incur turnover costs may incur them in up to two consecutive fiscal years.
DHS is unable to predict how many entities would participate in E-Verify in order to retain their category (c)(11), (c)(14), or (c)(18) alien workers or the total number of employment authorizations these entities would confirm through E-Verify should they choose to participate. DHS assumes that entities would make a cost-benefit decision between incurring labor turnover costs and incurring the current and future costs to enroll and participate in E-Verify. DHS recognizes that an entity that enrolls and participates in E-Verify would confirm employment authorization for all new hires, not only their discretionary EAD alien workers.
DHS has no way to predict how many small entities would adopt the E-Verify system and how many workers they would vet. Since this rule proposes a reduction in eligibility for employment authorization for aliens with final orders of removal, aliens granted deferred action, and aliens granted parole, the impact on the renewal population would depend on which aliens remain eligible and if the alien's employer already participates in E-Verify or would be willing to enroll and participate in E-Verify if the employer is not enrolled. DHS cannot rule out that some employers would incur labor turnover costs as a result of choosing not to enroll and participate in E-Verify. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for the renewal population that would be impacted by this provision and attempting to do so would be completely speculative. However, DHS acknowledges there could be aliens applying for renewal who would be impacted by this provision, which could, in turn, affect employers, some of which could be small entities. DHS seeks comments from the public on the impacts to small entities from enrolling and participating in the E-Verify program. DHS also seeks public comment on the number of small businesses that may be affected as well as compliance costs to those small businesses as a result of this proposed rule.
4. A description of the projected reporting, recordkeeping, and other compliance requirements of the proposed rule, including an estimate of the classes of small entities that will be subject to the requirement and the type of professional skills necessary for preparation of the report or record.
This rule would not directly impose any reporting, recordkeeping, or other compliance requirements on small entities.
5. Identification, to the extent practicable, of all relevant Federal rules that may duplicate, overlap or conflict with the proposed rule.
DHS has recently published a proposed rule, Employment Authorization Reform for Asylum Applicants (“Asylum EAD Reform Rule”) addressing employment authorization for aliens with pending applications for asylum under 8 CFR 274a.12(c)(8) and 8 CFR 208.7. DHS is also concurrently proposing to amend its regulations concerning the use and submission of biometrics in the administration and enforcement of immigration and naturalization laws and the adjudication of any immigration application, petition, or benefit or any other related request or collection of information (“Biometrics Rule”).
6. Description of any significant alternatives to the proposed rule that accomplish the stated objectives of applicable statutes and that minimize any significant economic impact of the proposed rule on small entities.
This rule directly regulates and impacts aliens with final orders of removal, aliens granted deferred action, and aliens granted parole, and individuals are not considered a small entity under the Regulatory Flexibility Act. Accordingly, DHS is not aware of any alternatives to the proposed rule that accomplish the stated objectives and that would minimize the economic impact of the proposed rule on small entities as this rule already imposes no direct costs on small entities. DHS requests comment and seeks alternatives from the public that will accomplish the same objectives.
C. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (UMRA) is intended, among other things, to curb the practice of imposing unfunded Federal mandates on State, local, and Tribal governments.[340] Title II of UMRA requires each Federal agency to prepare a written statement assessing the effects of any Federal mandate in a proposed rule, or final rule for which the agency published a proposed rule, which includes any Federal mandate that may result in a $100 million or more expenditure (adjusted annually for inflation) in any one year by State, local, and Tribal governments, in the aggregate, or by the private sector. See2 U.S.C. 1532(a). The inflation adjusted value of $100 million in 1995 is approximately $206 million in 2024 based on the Consumer Price Index for All Urban Consumers (CPI-U).[341]
This proposed rule does not contain such a mandate, because it would not impose any enforceable duty upon any other level of government or private sector entity. Rather, there may be some private-public partnership investment projects and beneficial downstream effects to State or local governments because the rule would codify the set aside for infrastructure projects. Any downstream effects on such entities would arise solely due to their voluntary choices, and the voluntary choices of others, and would not be a consequence of an enforceable duty imposed by this rule. Similarly, any costs or transfer effects on State and local governments would not result from a Federal mandate as that term is defined under UMRA. The requirements of title II of UMRA; therefore, do not apply, and DHS has not prepared a statement under UMRA. DHS has, however, analyzed many of the potential effects of this proposed action in the RIA above. ( printed page 34474)
D. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
This proposed rule is a major rule as defined by 5 U.S.C. 804, also known as the Congressional Review Act (CRA) as enacted in section 251 of the Small Business Regulatory Enforcement Fairness Act of 1996, Public Law 104-121, 110 Stat. 847, 868 et seq. Accordingly, this rule, if enacted as a final rule, would be effective absent any exceptions at least 60 days after the date on which Congress receives a report submitted by DHS under the CRA, or 60 days after the final rule's publication, whichever is later. 5 U.S.C. 801.
E. Executive Order 13132 (Federalism)
This proposed rule will not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with section 6 of E.O. 13132, Federalism, it is determined that this proposed rule does not have sufficient federalism implications to warrant the preparation of a federalism summary impact statement.
F. Executive Order 12988 (Civil Justice Reform)
This proposed rule was drafted and reviewed in accordance with E.O. 12988, Civil Justice Reform. This proposed rule was written to provide a clear legal standard for affected conduct and was reviewed carefully to eliminate drafting errors and ambiguities, so as to minimize litigation and undue burden on the Federal court system. DHS has determined that this proposed rule meets the applicable standards provided in sections 3(a) and 3(b)(2) of E.O. 12988.
G. Family Assessment
DHS has reviewed this rule in line with the requirements of section 654 of the Treasury General Appropriations Act, 1999, Public Law 105-277, 112 Stat. 2681 (1998). DHS has systematically reviewed the criteria specified in section 654(c)(1) of the statute by evaluating whether this regulatory action: (1) impacts the stability or safety of the family, particularly in terms of marital commitment; (2) impacts the authority of parents in the education, nurture, and supervision of their children; (3) helps the family perform its functions; (4) affects disposable income or poverty of families and children; (5) only financially impacts families, if at all, to the extent such impacts are justified; (6) may be carried out by State or local government or by the family; or (7) establishes a policy concerning the relationship between the behavior and personal responsibility of youth and the norms of society. If the agency determines a regulation may negatively affect family well-being, then the agency must provide an adequate rationale for its implementation.
DHS has determined that the proposed rule may adversely cause personal and family-related hardships, including causing disruptions to the alien and his or her U.S. citizen or LPR spouse and/or children dependent on the income currently earned by the affected alien and may decrease disposable income and increase the poverty of certain family members.
DHS has also determined the proposed rule may decrease disposable income and increase the poverty of certain families and children, including U.S. citizen children. However, DHS notes that employment authorization under these categories are a discretionary benefit and temporary in nature.[342] Families without durable lawful status should ultimately not solely rely upon discretionary categories of employment authorization and may experience hardship should they fail to take into account the temporary and discretionary nature of such benefits. The same is true for aliens with a final order of removal who will eventually be removed from the country, and their families should ultimately expect to experience such hardships.
However, for the reasons stated elsewhere in this preamble, DHS has determined that the benefits of the action justify the financial impact on such families. As described throughout this proposed rule, DHS has compelling legal and policy reasons for the proposed regulatory action. Any hardship that may occur because of an alien's inability to work is outweighed by DHS's goals of restoring the integrity of the immigration system through enforcement and judiciously using its discretion in those limited circumstances that serve a legitimate government interest. As described in the Purpose, Background, and Discussion sections of this rule, DHS has compelling legal and policy reasons for the proposed regulatory action, including the enforcement of the general prohibition against providing aliens ordered removed with employment authorization and disincentivizing those aliens with final orders of removal from remaining in the United States without a durable lawful status. This proposed rule's impact is justified, and no further actions are required.
Finally, DHS has also determined that the proposed rule neither strengthens nor erodes the authority and rights of parents in the education, nurture, and supervision of their children. The proposed rule also does not affect the ability of families to perform their functions or substitute governmental activity or function for the functions of families. This is not an action that can be carried out by State or local government, nor does the action establish an implicit or explicit policy concerning the relationship between the behavior and personal responsibility of youths and the norms of society.
H. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
This rule does not have tribal implications under E.O. 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.
I. National Environmental Policy Act
DHS and its components analyze proposed regulatory actions to determine whether the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 et seq., applies and, if so, what degree of analysis is required. DHS Directive 023-01 Rev. 01 “Implementing the National Environmental Policy Act” (Dir. 023-01 Rev. 01) and Instruction Manual 023-01-001-01 Rev. 01 (Instruction Manual) [343] establish the policies and procedures that DHS and its components use to comply with NEPA.
NEPA allows Federal agencies to establish, in their NEPA implementing procedures, categories of actions (“categorical exclusions”) that experience has shown do not, individually or cumulatively, have a significant effect on the human environment and, therefore, do not require an environmental assessment or environmental impact statement.[344] The ( printed page 34475) Instruction Manual, Appendix A lists the DHS Categorical Exclusions.[345]
Under DHS NEPA implementing procedures, for an action to be categorically excluded, it must satisfy each of the following three conditions: (1) The entire action clearly fits within one or more of the categorical exclusions; (2) the action is not a piece of a larger action; and (3) no extraordinary circumstances exist that create the potential for a significant environmental effect.[346]
This proposed rule is limited to amending the regulatory criteria for applying for employment authorization and clarifies discretionary employment authorization eligibility for aliens paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit, for aliens granted deferred action, and for aliens who have a final order of removal and who are temporarily released from custody on an order of supervision. This proposed rule is strictly administrative and procedural and amends DHS's existing regulations governing employment authorization. DHS has reviewed this proposed rule and finds that no significant impact on the environment, or any change in environmental effect will result from the amendments being promulgated in this proposed rule.
Accordingly, DHS finds that the promulgation of this proposed rule's amendments to current regulations clearly fits within categorical exclusion A3 established in DHS's NEPA implementing procedures as an administrative change with no change in environmental effect, is not part of a larger Federal action, and does not present extraordinary circumstances that create the potential for a significant environmental effect. Therefore, the proposed amendments are categorically excluded from further NEPA review.
J. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, Public Law 104-13, 109 Stat. 163 (1995), all Departments are required to submit to OMB, for review and approval, any reporting or recordkeeping requirements inherent in a rule. USCIS is revising two information collections in association with this rulemaking action:
Form I-765
USCIS invites the general public and other Federal agencies to comment on the impact to the proposed collection of information. In accordance with the PRA, the information collection notice is published in the Federal Register to obtain comments regarding the proposed edits to the information collection instrument.
Comments are encouraged and will be accepted for 60 days from the publication date of the proposed rule. All submissions received must include the OMB Control Number 1615-0040 in the body of the letter and the agency name. To avoid duplicate submissions, please use only one of the methods under the ADDRESSES and “Public Participation” sections of this rule to submit comments. Comments on this information collection should address one or more of the following four points:
(1) Evaluate whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden of the collection of information, including the validity of the methodology and assumptions used;
(3) Enhance the quality, utility, and clarity of the information to be collected; and
(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.
Overview of Information Collection
(1) Type of Information Collection: Revision of a Currently Approved Collection.
(2) Title of the Form/Collection: Application for Employment Authorization.
(3) Agency form number, if any, and the applicable component of DHS sponsoring the collection: I-765; USCIS.
(4) Affected public who will be asked or required to respond, as well as a brief abstract: Primary: Individuals or households. Form I-765 collects information needed to determine if an alien is eligible for an initial EAD, a replacement EAD, or a subsequent EAD upon the expiration of a previous EAD under the same eligibility category. Aliens in many immigration statuses are required to possess an EAD as evidence of work authorization. To be authorized for employment, an alien must be lawfully admitted for permanent residence or authorized to be so employed by the INA or under regulations issued by DHS. Pursuant to statutory or regulatory authorization, certain classes of aliens are authorized to be employed in the United States without restrictions as to location or type of employment as a condition of their admission or subsequent change to one of the indicated classes. USCIS may determine the validity period assigned to any document issued evidencing an alien's authorization to work in the United States. These classes of aliens authorized to accept employment are listed in 8 CFR 274a.12. USCIS also collects biometric information from certain aliens applying for EADs to verify the alien's identity, check or update their background information, and produce the EAD card. An alien applying for employment authorization can apply for a Social Security number and Social Security card using Form I-765.
(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: The estimated total number of respondents for the information collection I-765 (paper) is 1,682,157 and the estimated hour burden per response is 4.88 hours; the estimated total number of respondents for the information collection I-765 (electronic) is 455,653 and the estimated hour burden per response is 4 hours; the estimated total number of respondents for the I-765 PDFi submission process is 148,190 and the estimated burden per response is 4.312 hours; the estimated total number of respondents for the information collection Form I-765WS is 302,000 and the estimated hour burden per response is 1 hour; the estimated total number of respondents for the information collection Biometric Processing is 302,355 and the estimated hour burden per response is 1.17 hours; the estimated total number of respondents for the information collection Passport-Style Photographs is 2,286,000 and the estimated hour burden per response is 0.5 hours.
(6) An estimate of the total public burden (in hours) associated with the collection: The total estimated annual hour burden associated with this collection is 12,441,047 hours.
(7) An estimate of the total public burden (in cost) associated with the collection: The estimated total annual cost burden associated with this collection of information is $400,895,820.
Form I-131
USCIS invites the general public and other federal agencies to comment on the impact to the proposed collection of information. In accordance with the PRA, the information collection notice is published in the Federal Register to ( printed page 34476) obtain comments regarding the proposed edits to the information collection instrument.
Comments are encouraged and will be accepted for 60 days from the publication date of the proposed rule. All submissions received must include the OMB Control Number 1615-0013 in the body of the letter and the agency name. To avoid duplicate submissions, please use only one of the methods under the ADDRESSES and “Public Participation” sections of this rule to submit comments. Comments on this information collection should address one or more of the following four points:
(1) Evaluate whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden of the collection of information, including the validity of the methodology and assumptions used;
(3) Enhance the quality, utility, and clarity of the information to be collected; and
(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.
Overview of this information collection:
(1) Type of Information Collection: Revision of a Currently Approved Collection.
(2) Title of the Form/Collection: Application for Travel Document.
(3) Agency form number, if any, and the applicable component of DHS sponsoring the collection: Form I-131; USCIS.
(4) Affected public who will be asked or required to respond, as well as a brief abstract: Primary: Individuals or households. Certain aliens, principally lawful permanent residents, conditional permanent residents, refugees, asylees, aliens applying for adjustment of status, aliens with pending Temporary Protected Status (TPS) applications and granted TPS, eligible recipients of DACA, aliens inside the United States seeking an Advance Parole Document, aliens outside the United States seeking an Advance Parole Document, and Commonwealth of the Northern Mariana Islands long-term residents seeking Advance Permission to Travel to allow them to travel to the United States and lawfully enter or reenter the United States. U.S. citizens and lawful permanent residents will no longer utilize Form I-131 to request parole for their eligible family members under the Cuban Family Reunification Parole or Haitian Family Reunification Parole processes.
(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: The estimated total number of respondents for the information collection Form I-131 (paper) is 976,639 and the estimated hour burden per response is 3.167 hours; the estimated total number of respondents for the information collection Form I-131 (online) is 30,205 and the estimated hour burden per response is 2 hours; the estimated total number of respondents for biometrics processing is 49,615 and the estimated hour burden per response is 1.17 hours; the estimated total number of respondents for passport-style photos is 16,600 and the estimated hour burden per response is 0.5 hours.
(6) An estimate of the total public burden (in hours) associated with the collection: The total estimated annual hour burden associated with this collection is 3,219,776 hours.
(7) An estimate of the total public burden (in cost) associated with the collection: The estimated total annual cost burden associated with this collection of information is $296,178,136.
K. Executive Order 12630 (Governmental Actions and Interference With Constitutionally Protected Property Rights)
This rule would not cause the taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.
List of Subjects
8 CFR Part 106
Citizenship and naturalization
Fees
Immigration
8 CFR Part 241
Administrative practice and procedure
Aliens
Immigration
8 CFR Part 274a
Administrative practice and procedure
Aliens
Cultural exchange program
Employment
Penalties
Reporting and recordkeeping requirements
Students
Accordingly, DHS proposes to amend parts 106, 241, and 274a of chapter I, subchapter B, of title 8 of the Code of Federal Regulations as follows:
PART 106—USCIS FEE SCHEDULE
1. The authority citation for part 106 continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1254a, 1254b, 1304, 1356; Pub. L. 107-609; 48 U.S.C. 1806; Pub. L. 107-296, 116 Stat. 2135 (6 U.S.C. 101 note); Pub. L. 115-218, 132 Stat. 1547; Pub. L. 116-159, 134 Stat. 709.
2. Section 106.2 is amended by revising paragraphs (a)(44)(ii)(F) and (a)(44)(iv)(D) to read as follows:
§ 106.2
Fees.
(a) * * *
(44) * * *
(ii) * * *
(F) Persons granted Withholding of Deportation or Removal or Deferral of Removal;
* * * * *
(iv) * * *
(D) Persons granted Withholding of Deportation or Removal or Deferral of Removal;
* * * * *
PART 241—APPREHENSION AND DETENTION OF ALIENS ORDERED REMOVED
3. The authority citation for part 241 continues to read as follows:
Authority: 5 U.S.C. 301, 552, 552a; 8 U.S.C. 1103, 1182, 1223, 1224, 1225, 1226, 1227, 1228, 1231, 1251, 1253, 1255, 1330, 1362; 18 U.S.C. 4002, 4013(c)(4); Pub. L. 107-296, 116 Stat. 2135 (6 U.S.C. 101, et seq.); 8 CFR part 2.
4. Section 241.4 is amended by revising paragraph (j)(3) to read as follows:
§ 241.4
Continued detention of inadmissible, criminal, and other aliens beyond the removal period.
* * * * *
(j) * * *
(3) Employment authorization. An alien who is subject to a final order of deportation or removal and whom ICE has temporarily released from custody on an order of supervision pursuant to section 241(a)(3) of the Act after making the required assessment under section 241(a)(7) of the Act may apply to USCIS for employment authorization pursuant to the procedures prescribed under §§ 274a.12(c)(18) and 274a.13 of this chapter. Any grant of employment authorization by USCIS is discretionary. USCIS will only grant employment authorization if USCIS determines that the alien meets the criteria for employment authorization under § 274a.12(c)(18) of this chapter and warrants a favorable exercise of discretion. The alien must request employment authorization on the form ( printed page 34477) and in the manner prescribed by USCIS and according to the form instructions.
* * * * *
5. Section 241.5 is amended by revising the paragraph (a) introductory text and paragraph (c) to read as follows:
§ 241.5
Conditions of release after removal period.
(a) Order of supervision. Any alien U.S. Immigration and Customs Enforcement (ICE) determines should be released from custody or detention pursuant to §§ 241.4 and 241.13(h) of this part, shall only be released on an order of supervision and shall be issued a completed Form I-220B, Order of Supervision, or successor form, which specifies the conditions for release and consequences for failure to comply with the conditions of release, including DHS's authority to take the alien back into custody and the potential for criminal charges and fines under § 243 of the Act if the alien fails to comply with the terms of supervised release. The Secretary, Director of ICE, or designated delegate shall have the authority to issue an order of supervision under this section. The order of supervision shall specify conditions of supervision including, but not limited to, the following:
* * * * *
(c) Employment authorization. An alien who is subject to a final order of removal and whom U.S. Immigration and Customs Enforcement has released on an order of supervision pursuant to section 241(a)(3) of the Act and under this section may apply to U.S. Citizenship and Immigration Services (USCIS) for employment authorization on the form designated by USCIS, with the appropriate fee and in accordance with the form instructions, pursuant to the procedures prescribed under §§ 274a.12 and 274a.13 of this chapter.
6. Section 241.13 is amended by revising paragraph (h)(3) to read as follows:
§ 241.13
Determination of whether there is a significant likelihood of removing a detained alien in the reasonably foreseeable future.
* * * * *
(h) * * *
(3) Employment authorization. USCIS may, in the exercise of its discretion, grant employment authorization under the same conditions set forth in §§ 241.5, 274a.12(c)(18), and 274a.13 of this chapter for aliens released under an order of supervision.
* * * * *
PART 274a—CONTROL OF EMPLOYMENT OF ALIENS
7. The authority citation for part 274a continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1105a, 1324; 48 U.S.C. 1806; Pub. L. 101-410, 104 Stat. 890, as amended by Pub. L. 114-74, 129 Stat 599; Title VII of Pub. L. 110-229, 122 Stat. 754; Pub. L. 115-218, 132 Stat. 1547; 8 CFR part 2.
8. Section 274a.12 is amended by revising the introductory text of paragraph (c), paragraph (c)(11), paragraph (c)(14), and paragraph (c)(18) to read as follows:
§ 274a.12
Classes of aliens authorized to accept employment.
* * * * *
(c) Aliens who must apply to receive employment authorization. An alien within a class of aliens described in this section must apply in order to receive employment authorization and an employment authorization document. Except as otherwise provided by law and except for aliens described in paragraph (c)(8), whether to authorize employment of an alien within a class described in this section is in the sole and unreviewable discretion of USCIS.
* * * * *
(11) Except as provided in paragraphs (b)(37) and (c)(34) of this section and § 212.19(h)(4), § 235.3(b)(2)(iii), and § 235.3(b)(4)(ii) of this chapter, an alien paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit pursuant to section 212(d)(5) of the Act.
(i) An alien may be granted employment authorization under this paragraph and 8 CFR 274.13(a)(3) only if the alien establishes:
(A) An economic necessity for employment; and
(B) The alien warrants a favorable exercise of discretion.
(ii) To renew employment authorization under this paragraph, the alien must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the E-Verify Company Identification Number (or Client Company Identification Number if the U.S. employer uses an agent) of the employer.
* * * * *
(14) Except as provided for in paragraph (c)(33) or (c)(40) of this section, an alien who has been granted deferred action, an act of administrative convenience to the government that gives some cases lower priority.
(i) An alien may be granted employment authorization under this paragraph only if the alien establishes:
(A) An economic necessity for employment; and
(B) The alien warrants a favorable exercise of discretion.
(ii) To renew employment authorization under this paragraph, the alien must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the E-Verify Company Identification Number (or Client Company Identification Number if the U.S. employer uses an agent) of the employer.
* * * * *
(18) An alien against whom a final order of removal exists, including aliens granted deferral of removal pursuant to § 208.17 or § 1208.17 of this title, and who is temporarily released from custody on an order of supervision under the authority contained in section 241(a)(3) of the Act and § 241.5 of this chapter.
(i) An alien may be granted employment authorization under this paragraph only if the alien establishes:
(A) Compliance with the conditions of release described in his or her order of supervision;
(B) The alien is one whose removal DHS has determined is impracticable because all countries from which DHS requested travel documents have failed to issue such documents;
(C) An economic necessity to be employed; and
(D) The alien warrants a favorable exercise of discretion.
(ii) In addition to the requirements described in paragraph (e) of this section, to establish economic necessity for employment, an alien may demonstrate that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s).
(iii) To renew employment authorization under this paragraph, the alien must also establish that he or she is employed by or seeking employment with a U.S. employer who is a participant in good standing in E-Verify by providing the E-Verify Company Identification Number (or Client Company Identification Number if the U.S. employer uses an agent) of the employer.
* * * * *
(e) Basic criteria to establish economic necessity. The poverty guidelines updated periodically in the Federal Register by the U.S. Department ( printed page 34478) of Health and Human Services under the authority of 42 U.S.C. 9902(2) will be used as the basic criteria to establish eligibility for employment authorization when the alien's economic necessity is identified as a factor. The alien shall submit an application for employment authorization listing his or her assets, income, and expenses as evidence of his or her economic need to work. Permission to work granted on the basis of the alien's application for employment authorization may be revoked in accordance with the procedures set forth in 274a.14(b) of this chapter upon a showing that the information contained in the statement was not true and correct.
9. Section 274a.13 is amended by revising paragraph (a)(1), adding a paragraph heading to paragraph (a)(2), adding paragraph (a)(3), and revising paragraph (b) to read as follows:
§ 274a.13
Application for employment authorization.
(a) * * *
(1) Aliens who must apply for employment authorization under § 274a.12(c) of this chapter.
(i) An alien authorized employment under § 274a.12(c) shall be subject to all conditions and restrictions specified by applicable law, regulations, form instructions, or on the employment authorization document.
(ii) USCIS, in its discretion, may establish a specific validity period for an employment authorization document issued to an alien who falls within one of the classes of aliens described in § 274a.12(c), which may include authorization to work while any administrative appeal or judicial review of an application, petition, or request is pending.
(iii) Aliens applying for employment authorization under § 274a.12(c) must submit biometrics in accordance with § 103.16 of this chapter, with any required fee. USCIS shall notify aliens of the proper date, time, and location to appear for the submission of biometrics after the application for employment authorization has been filed.
(iv) The approval of applications for initial employment authorization or renewal of employment authorization filed under § 274a.12(c), except as otherwise provided by law and except for aliens described in § 274a.12(c)(8), is within the sole and unreviewable discretion of USCIS. In general, unless DHS has determined that there are significant countervailing public interests, USCIS will not grant employment authorization under any of the following circumstances,:
(A) The alien has been arrested for, charged with (without disposition), indicted for, or has been convicted of, any criminal act;
(B) The alien admits to committing a violent or dangerous crime, even if the alien has never been formally arrested, charged, indicted, or convicted; or
(C) There is evidence of the alien's membership in a gang or terrorist organization.
(2) Aliens applying for asylum. * * *
(3) Aliens under orders of supervision. In addition to the requirements under paragraph (a), an alien who is applying for initial employment authorization under § 274a.12(c)(18) must also submit the following supporting documentation:
(i) An administrative removal order issued by DHS or a decision by an Immigration Judge or the Board of Immigration Appeals (BIA) demonstrating that the alien is subject to a final order of removal or deportation;
(ii) A form designated by USCIS, such as a completed Form I-765 including Form I-765WS, to show economic necessity pursuant to § 274a.12(e), as well as documentary evidence of economic necessity, such as statements of income, expenses, and assets, and/or demonstrate that he or she is a primary provider of economic support for a dependent U.S. citizen, lawful permanent resident, or lawfully present child(ren), spouse, or parent(s);
(iii) The complete Form I-220B, Order of Supervision, or successor form, including the Personal Report Record that reflects that the alien is complying with the conditions for supervised release. The Form I-220B must also reflect that DHS has determined that the alien's removal is impracticable at this time because every country the U.S. government has asked to accept the alien, as described in section 241(b) of the Act, failed to provide the appropriate travel documents; and
(iv) If a condition of the order of supervision is to support a law enforcement investigation or prosecution, the alien must provide evidence that he or she is materially cooperating with Federal, State, or local law enforcement on a criminal investigation or prosecution. This includes a completed designated form executed by a qualifying law enforcement entity certifying material cooperation.
(b) Approval of application. If USCIS approves a request for employment authorization or an Employment Authorization Document (Form I-766), USCIS will issue an employment authorization document valid for a specific period, and the alien will be subject to any terms and conditions required by applicable law, regulations, form instructions, or specified on the employment authorization document. USCIS has discretion to determine, except as otherwise provided by law, the period for employment authorization, except that employment authorization under § 274a.12(c)(14) and (c)(18) shall not exceed 1 year.
* * * * *
10. Section 274a.14 is amended by revising paragraphs (a)(1)(i)-(iii) and adding paragraphs (a)(1)(iv)-(vi) to read as follows:
§ 274a.14
Termination of employment authorization.
(a) * * *
(1) * * *
(i) The expiration date specified by USCIS on the employment authorization document is reached;
(ii) Removal proceedings are instituted (however, this shall not preclude the subsequent authorization of employment pursuant to § 274a.12(c) where appropriate);
(iii) The alien is granted voluntary departure;
(iv) The alien receives an administratively final order of removal (however, this shall not preclude the subsequent authorization of employment pursuant to § 274a.12(c) where appropriate);
(v) The underlying basis for employment authorization is terminated or denied; or
(vi) Under § 274a.12(c)(18):
(A) If a condition of the order of supervision is the alien's material support of a law enforcement investigation or prosecution, the termination of any agreement with the relevant law enforcement entity or the conclusion of the investigation or prosecution; or
(B) DHS or the alien obtains the travel or other documents necessary to effectuate the alien's removal from the United States.
* * * * *
Markwayne Mullin,
Secretary, U.S. Department of Homeland Security.
Footnotes
1. Currently, except as provided in 8 CFR 274a.12(b)(37) and (c)(34) and 8 CFR 212.19(h)(4), an alien paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit pursuant to section 212(d)(5) of the Act is eligible for employment authorization under 8 CFR 274a.12(c)(11) ((c)(11) category).
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2. Currently, except as provided in 8 CFR 274a.12(c)(33), an alien who has been granted deferred action, an act of administrative convenience to the government that gives some cases lower priority, is eligible for employment authorization under 8 CFR 274a.12(c)(14) ((c)(14) category) if the alien establishes an economic necessity for employment.
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3. Currently, an alien against whom a final order of deportation or removal exists and who is released on an order of supervision under the authority contained in section 241(a)(3) of the Act, and who meets other eligibility criteria may be granted employment authorization under 8 CFR 274a.12(c)(18) ((c)(18) category).
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4. In this proposed rule, this means arrested or charged regardless of the disposition.
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5. 90 FR 8443 (Jan. 29, 2025).
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6. See, e.g., INA sec. 101(a)(15)(H)(ii)(b), 8 U.S.C. 1101(a)(15)(H)(ii)(b); see also8 CFR 214.2(h)(6)(i).
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7. See American Council for Nationalities Service Interpreter Releases, Vol. 51, No. 16 “Foreign Student Work Policy Changed” (May 14, 1974).
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8. Id.
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9. See Bernsen, Sam, General Counsel, INS, DOJ, “Leave to Labor” as published in American Counsel for Nationalities Service Interpreter Releases, Vol. 52, No 35 (Sept. 2, 1975).
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10. Id.
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11. See GAO, Controls Over Foreign Students in U.S. Postsecondary Institutions Are Still Ineffective, https://www.gao.gov/​products/​hrd-83-27 (Mar. 10, 1983). Department of State (DOS) data on F-1 student visa issuances only goes back to 1987. See https://travel.state.gov/​content/​dam/​visas/​Statistics/​Non-Immigrant-Statistics/​NIVClassIssuedDetailed/​NIVClassIssued-DetailedFY1987-1991.pdf. Accordingly, official data for 1974 F-1 visa admissions is not available from DOS.
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12. For more information, please see Tables V.4, V.11, and V.16.
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13. See E.O. 14159, Protecting the American People Against Invasion, 90 FR 8443 (Jan. 29, 2025).
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14. For example, as noted elsewhere in this rule, USCIS is engaged in concurrent rulemaking on other employment authorization in the asylum context.
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15. Although several provisions of the INA discussed in this proposed rule refer exclusively to the “Attorney General,” such provisions are now to be read as referring to the Secretary by operation of the HSA. See 6 U.S.C. 202(3), 251, 271(b), 542 note, and 557; 8 U.S.C. 1103(a)(1) and (g), 1551 note; Nielsen v. Preap, 586 U.S. 392, 397 n.2 (2019).
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16. Courts have acknowledged that Congress delegated authority to DHS to grant or extend employment authorization to certain classes of aliens. See, e.g., Wash. All. of Tech. Workers v. DHS, 50 F.4th 164, 191-92 (D.C. Cir. 2022) (“What matters is that section 1324a(h)(3) expressly acknowledges that employment authorization need not be specifically conferred by statute; it can also be granted by regulation.”). DHS is exercising this discretionary authority consistent with all applicable authorities, including the referenced authorities in the HSA, and sections 103, 208, 212(d)(5)(A), 241, and 274A(h)(3) of the INA, 8 U.S.C. 1103, 1158, 1182(d)(5)(A), 1231, and 1324a(h)(3), as well as the Administrative Procedure Act at 5 U.S.C. 553. See Loper Bright Enters. v. Raimondo, 603 U.S. 369, 395 (2024) (“In a case involving an agency, of course, the statute's meaning may well be that the agency is authorized to exercise a degree of discretion. Congress has often enacted such statutes. For example, some statutes `expressly delegate' to an agency the authority to give meaning to a particular statutory term. Others empower an agency to prescribe rules to `fill up the details' of a statutory scheme, or to regulate subject to the limits imposed by a term or phrase that leaves agencies with flexibility,' such as `appropriate' or `reasonable.' ”) (citations omitted).
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17. See Section 100003(b)(1) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter.); see also Section 100010(a) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1809(a) (defining the validity period for renewal employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter).
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18. See Section 100003(c)(1) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1803(c)(1) (defining the validity period for initial employment authorization of aliens granted TPS to a period of 1 year or for the duration of the TPS designation, whichever is shorter.); see also Section 100012(a) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1811(a) (defining the validity period for renewal employment authorization of those granted TPS to a period of 1 year or for the duration of the TPS designation, whichever is shorter).
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19. As discussed later in this preamble, the proposed changes under 8 CFR 274a.13(a) will require all aliens applying for employment authorization under § 274a.12(c) to submit biometrics at an ASC. DHS is concurrently proposing to amend its regulations concerning the submissions and use of biometrics by an NPRM. The overlapping policy objectives between the biometrics rule and this proposed rule were considered when developing the populations and costs associated with submitting biometrics under this proposed rule. As such, this rule will only consider the impacts of biometrics submission for those aliens that apply for employment authorization under § 274a.12(c).
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20. “DHS Announces Historic Travel Assistance and Stipend for Voluntary Self-Deportation” (release date May 5, 2025), https://www.dhs.gov/​news/​2025/​05/​05/​dhs-announces-historic-travel-assistance-and-stipend-voluntary-self-deportation, (last viewed Nov. 26, 2025).
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21. It is important to note that costs can vary significantly based on individual circumstances, such as the method of removal, the alien's location, detention costs, transportation expenses, legal proceedings, and other logistical considerations.
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22. For a complete summary of regulatory changes and additional guidance in this proposed rule, please see Section IV, “Discussion of Proposed Rule.”
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23. All other categories include: (c)(1)-(10), (c)(12), (c)(16), (c)(17), (c)(19)-(22), (c)(24)-(26), (c)(33)-(36), and (c)(40).
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24. We note that DHS does not know the portion of overall impacts of this rule that are transfers or costs and assume that if companies can find replacement labor for the positions the (c)(11), (c)(14), or (c)(18) alien worker would have filled, removing employment authorization from these aliens would result in primarily distributional effects in the form of transfers from aliens to others that are currently in the U.S. labor force (or workers induced to return to the labor market). Please see Section V.A.5. “Costs to Employers” for more information.
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25. This scenario assumes that all the labor substitutes for the positions the aliens would have filled were previously unemployed. If a labor substitute was previously employed, then there could be a potential tax loss stemming from the position that was vacated.
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26. See Edo, A. (2019). The Impact of Immigration on the Labor Market. Journal of Economic Surveys, Vol. 33(3), pp. 922-948.
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27. Example calculations at 7 percent: The median for compensation (transfer) of $0 and $2,877,152,531 = $1,443,576,266. The median for taxes (transfer) of $0 and $304,644,371 = $152,322,185. The median for biometrics (cost) of $3,440,598 and $8,425,002 = $5,932,800. The median for forms (cost) of $934,778 and $2,622,217 = $1,778,497. The median for lost productivity (cost) of $0 and $2,887,152,531 = $1,443,576,266. The median for total costs of $4,375,376 and $2,898,199,750 = $1,451,287,563.
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28. OMB, “Circular A-4” (Sept. 17, 2003).
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29. E.O. 13768, Enhancing Public Safety in the Interior of the United States, 82 FR 8799 (Jan. 30, 2017); E.O. 13788, Buy American and Hire American, 82 FR 18837 (Apr. 21, 2017).
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30. E.O. 13993, Revision of Civil Immigration Enforcement Policies and Priorities, 86 FR 7051 (Jan. 25, 2021).
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31. E.O. 14005, Ensuring the Future Is Made in All of America by All of America's Workers, 86 FR 7475 (Jan. 28, 2021).
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32. See, e.g., Office of Homeland Security Statistics, DHS, “Asylees: 2023” (Oct. 2024), https://ohss.dhs.gov/​sites/​default/​files/​2024-10/​2024_​1002_​ohss_​asylees_​fy2023.pdf.Note: This figure does not include cases associated with the Operation Allies Welcome (OAW) program. This program, established by the previous administration, resulted in disproportionately high grant rates for OAW cases. These cases were excluded to give a more accurate overview of the previous years' figures, as the OAW cases' priority and volume would have impacted the average if they had been included.
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33. See EOIR, Asylum Decisions (July 31, 2025) (comparing asylum grants versus the total of asylum grants and denials), https://www.justice.gov/​eoir/​media/​1344851/​dl?​inline.
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34. Collection and Use of Biometrics by U.S. Citizenship and Immigration Services, 90 FR49062 (Nov. 3, 2025).
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35. By “associated,” DHS means a person with substantial involvement or participation in the immigration benefit request or other request or collection of information, such as a named derivative, beneficiary, petitioner's signatory, sponsor, or co-applicant. The terms “file,” “submit,” and “associated with” or variations thereof, as used throughout this rule, do not relate to attorneys and accredited representatives, although attorneys and accredited representatives may file or submit a request on behalf of a client.
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36. See DHS, Biometrics, https://www.dhs.gov/​biometrics (last updated Jan. 24, 2025).
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37. INA sec. 241(a)(1)(A) and (B)(i), 8 U.S.C. 1231(a)(1)(A) and (B)(i).
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38. INA sec. 241(a)(1)(C), 8 U.S.C. 1231(a)(1)(C).
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39. 533 U.S. 678 (2001).
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40. Under 8 CFR 241.14, aliens with “special circumstances” are those: (1) that have a highly contagious disease that threatens public safety; (2) whose release would have serious adverse foreign policy implications; (3) who present a significant threat to national security or significant risk of terrorism; or (4) who are especially dangerous.
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41. Zadvydas, 533 U.S. at 701.
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42. Id.
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43. Id.; see also8 CFR 241.13(d).
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44. INA 241(a)(3), 8 U.S.C. 1231(a)(3); see also8 CFR 241.5. Aliens subject to an expedited removal order, however, are not subject to release on an order of supervision. INA sec. 235(b)(1)(B)(iii)(IV), 8 U.S.C. 1225(b)(1)(B)(iii)(IV) (an alien subject to expedited removal under section 235 “shall be detained pending a final determination of credible fear of persecution and, if found not to have such a fear, until removed”).
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45. See 8 CFR 241.5(a).
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46. INA sec. 241(a)(3), 8 U.S.C 1231(a)(3); 8 CFR 241.5(a). DHS may also require an alien temporarily released on an order of supervision to post a bond of a sufficient amount to ensure that the alien complies with the terms for release, including surrendering him- or herself to DHS custody for removal. 8 CFR 241.5(b).
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47. This is the most recent publicly available data. Furthermore, even though the average time to obtain travel documents across all countries was 187.19 days, the process for negotiating with foreign governments to obtain travel documents is dynamic. While there may be a period of inactivity by a particular foreign government to cooperate with issuing travel documents for a specific alien, a policy shift can also occur quickly and result in prompt repatriation. See Office of Inspector General, “ICE Faces Barriers in Timely Repatriation of Detained Aliens” (Mar. 11, 2019), https://www.oig.dhs.gov/​sites/​default/​files/​assets/​2019-03/​OIG-19-28-Mar19.pdf.
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48. Per internal DHS data and analysis.
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49. See INA sec. 243(d), 8 U.S.C. 1253(d); see also Memorandum of Understanding Between the Secretaries of State and Homeland Security Concerning Implementation of Section 428 of the Homeland Security Act of 2002, para. 3(c) (2003).
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50. See, e.g., DHS, “DHS Announces Implementation of Visa Sanctions,” July 10, 2018 (implementing visa restrictions on the governments of Burma and Laos for denying or unreasonably delaying the acceptance of their nationals who have been ordered removed from the United States), https://www.dhs.gov/​archive/​news/​2018/​07/​10/​dhs-announces-implementation-visa-sanctions.
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51. Convention Relating to the Status of Refugees, Treaty Series, vol. 198, p. 137, art. 33 (July 28, 1951).
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52. Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, Treaty Series, vol. 1465 (Dec. 10, 1984).
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53. Id.
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54. See, e.g., Trinidad y Garcia v. Thomas, 683 F.3d 952, 955 (9th Cir. 2012); Pierre v. Gonzales, 502 F.3d 109, 119-20 (2d Cir. 2007); Matter of H-M-V-, 22 I&N Dec. 256, 259-60 (BIA 1998).
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55. The regulations at 8 CFR 208.16(d)(2) specifically provide that an application for withholding of removal under the regulations implementing CAT shall be denied if the alien falls within section 241(b)(3)(B) of the INA, 8 U.S.C. 1231(b)(3)(B).
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56. INA sec. 212(d)(5)(A), 8 U.S.C. 1182(d)(5)(A); see also8 CFR 212.5(a) and (c) through (e) (discretionary authority for establishing conditions of parole and for terminating parole).
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57. INA sec. 212(d)(5)(A), 8 U.S.C. 1182(d)(5)(A).
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58. See, e.g., Kaplan v. Tod, 267 U.S. 228, 230 (1925); see also Nishimuru Ekiu v. United States, 142 U.S. 651, 661 (1892) (recognizing that the immigration authorities could authorize an alien to come ashore temporarily, without admission, while admissibility was litigated, leaving the alien in the same position as she was); Leng May Ma v. Barber, 357 U.S. 185, 188-90 (1958) (a paroled alien is still deemed an alien seeking admission to the United States).
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59. Public Law 82-414, 66 Stat. 163 (June 27, 1952).
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60. Id. at 66 Stat 188.
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61. See, e.g., H.R. Rep. 82-1365, p. 1706 (Feb. 14, 1952).
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62. See, e.g., Implementation of Haitian Family Reunification Parole Program, 79 FR 75581 (Dec. 18, 2014); Procedures for Credible Fear Screening and Consideration of Asylum, Withholding of Removal, and CAT Protection Claims by Asylum Officers, 87 FR 18078 (Mar. 29, 2022) (lowering the standard to parole an alien who had not yet established credible fear).
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63. See, e.g., H. Rept. 89-748, p. 3335 (Sept. 15, 1965), accompanying the Immigration and Nationality Act—Amendments of 1965:
Inasmuch as definite provision has now been made for refugees, it is the express intent of the committee that the parole provisions of the Immigration and Nationality Act, which remain unchanged by this bill, be administered in accordance with the original intention of the drafters of the legislation. The parole provisions were designed to authorize the Attorney General to act only in emergent, individual, and isolated situations, such as the case of an alien who requires immediate medical attention, and not for the immigration of classes or groups outside the limit of the law.
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64. See, e.g., Public Law 85-559, 72 Stat. 419-20 (July 25, 1958) (stating that any alien who was paroled into the United States as a refugee from the Hungarian Revolution who is found “to have been and to be admissible as an immigrant at the time of his arrival in the United States and at the time of his inspection and examination, except for the fact that he was not and is not in possession of the documents required by . . . the Immigration and Nationality Act, shall be regarded as lawfully admitted to the United States for permanent residence as of the date of his arrival”); Public Law 89-732, 80 Stat. 1161 (Nov. 2, 1966) (similarly relating to aliens paroled into the United States after fleeing Cuba due to the 1959 Cuban Revolution).
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65. Public Law 96-212 (1980) (codified at 8 U.S.C. 1182(d)(5)(B)).
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66. E.g., Adam B. Cox & Cristina M. Rodríguez, The President and Immigration Law, 119 Yale L.J. 458, 474-76 (2009) (“Congress added the language to the INA in 1980 in large part to restrict the use of parole in refugee contexts, including with respect to the Executive's heavy reliance on the power to manage the Haitian exoduses.”); Peter Margulies, The Boundaries of Executive Discretion: Deferred Action, Unlawful Presence, and Immigration Law, 64 a.m. U. L. Rev. 1183, 1213 (2015) (“This language itself emerged in 1980 from congressional displeasure over expansive uses of discretion by the Executive Branch.”).
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67. S. Rep. 96-256 at 5 (1979).
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68. Refugee Act of 1979, S.643 Before the S. Comm. on the Judiciary, 96th Cong. 253, (1979) (annual report of H.E.W. on the Indochinese Refugee Assistance Program) (describing an “expanded parole program” for 11,000 additional Cambodian, Vietnamese, and Laotian refugees); Marian Nash Leich, Contemporary Practice of the United States Relating to International Law, 82 a.m. J. of Int'l L. 336, 336-337 (1988) (parole for U.S. expatriates who had renounced U.S. citizenship) (citing to Circular Telegram, State 386507).
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69. Public Law 104-208, Div. C (Sept. 30, 1996).
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70. Id. at title VI, sec. 602.
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71. David J. Bier, 126 Parole Orders over 7 Decades: A Historical Review of Immigration Parole Orders, July 17, 2023, at https://www.cato.org/​blog/​126-parole-orders-over-7-decades-historical-review-immigration-parole-orders.
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72. Cong. Research Service, Visa Waiver Program (Oct. 15, 2024), https://www.congress.gov/​crs-product/​RL32221.
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73. 72 FR 65588 (Nov. 21, 2007).
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74. 79 FR 75581 (Dec. 12, 2014).
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75. 81 FR 28097 (May 9, 2016).
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76. See 82 FR 5238 (Jan. 17, 2017). In 2018, DHS published a proposed rule to rescind the International Entrepreneur Parole Program. 83 FR 24415 (May 29, 2018).
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77. 88 FR 1266 (Jan. 9, 2023); 88 FR 26329 (Apr. 28, 2023); 88 FR 1243 (Jan. 9, 2023); 88 FR 26327 (Apr. 28, 2023); 88 FR 1255 (Jan. 9, 2023); 87 FR 63507 (Oct. 19, 2022); 88 FR 1279 (Jan. 9, 2023).
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78. On March 25, 2025, the Trump Administration published a notice in the Federal Register titled, “Termination of Parole Processes for Cubans, Haitians, Nicaraguans, and Venezuelans”. 90 FR 13611 (Mar. 25, 2025). On April 14, 2025, a United States district court issued a preliminary injunction order staying parts of the FRN. See Svitlana Doe, —v. Noem, 778 F. Supp. 3d 311 (D. Mass. 2025). However, DHS filed an application for a stay of the district court order with the U.S. Court of Appeals for the First Circuit, which was denied. On May 8, 2025, DHS filed with the Supreme Court an application to stay the district court's order. On May 30, 2025, the Supreme Court granted DHS' application for stay of the district court's order pending disposition of the appeal pending before the U.S. Court of Appeals for the First Circuit. Noem v. Doe, 145 S. Ct. 1524 (2025). Accordingly, the parole termination notices and employment authorization termination notices that DHS sent to aliens paroled under the CHNV parole programs remain in effect. USCIS also will not process any new requests for parole related to CHNV programs.
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79. See Section 100003(b)(1) of Part I, Title X of Public Law 119-21 (July 4, 2025), 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter); see also Section 100010(a) of Part I, Title X of Public Law 119-21 (July 4, 2025); 8 U.S.C. 1809(a) (defining the validity period for renewal employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter.). On July 22, 2025, USCIS published a notice in the Federal Register at 90 FR 34511announcing the new H.R. 1 fee requirements, applicable to benefit requests postmarked on or after July 22, 2025, which includes application for employment authorization filed by parolees under 8 CFR 274a.12(c)(11).
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80. Chae Chan Ping v. United States, 130 U.S. 581, 606-09 (1889).
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81. For example, in 1996, Congress passed the Anti-Terrorism and Effective Death Penalty Act (AEDPA), Public Law 104-132, title IV, 110 Stat. 1214 (Apr. 24, 1996) and IIRIRA. AEDPA and IIRIRA made significant changes to U.S. immigration laws. By passing AEDPA and IIRIRA, Congress underscored the importance of enforcement of the immigration laws as critical for upholding national security, public safety, and the integrity of the U.S. immigration system.
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82. See Homeland Security Act of 2002 (HSA), Public Law 107-296, secs. 202(5), 234; 6 U.S.C. 202(5), 557; see also INA secs. 103(a)(1) 8 U.S.C. 1103(a)(1)
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83. See, e.g., United States v. Texas, 599 U.S. 670, 679 (2023); Arizona v. United States, 567 U.S. 387, 396 (2012); Heckler v. Chaney, 470 U.S. 821 (1985).
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84. See, e.g., Reno v. Am.-Arab Anti-Discrimination Comm. (AADC), 525 U.S. 471, 483-84 (1999).
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85. See, e.g., Heckler, 470 U.S. at 831-33; see also Texas, 599 U.S. at 678-79 (describing the Executive's power to prioritize and decide how aggressively to enforce the laws).
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86. See Charles Gordon et al., “Immigration Law and Procedure” (1956) 6 sec. 72.03(2)(h). See also generally Leon Wildes, “The Operations Instructions of The Immigration Service: Internal Guidelines or Binding Rules?,” 17 San Diego L. Rev. 99 (1979).
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87. Id.
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88. See Charles Gordon et al., at 16 § OI 242.1.
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89. Id.
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90. Cong. Research Service, An Overview of Discretionary Reprieves from Removal: Deferred Action, DACA, TPS, and Others (Apr. 10, 2018) https://www.congress.gov/​crs-product/​R45158.
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91. See INA sec. 204(a)(1)(D)(i)(II) and (IV) (aliens battered or subjected to extreme cruelty); INA sec. 237(d)(2) (victims of trafficking and qualifying criminal activity); title IV, subtitle C, sections 421-428, Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, Public Law 107-56, 115 Stat. 272 (Oct. 26, 2001) (certain family members of lawful permanent resident 9/11 victims); Posthumous Benefits for Surviving Spouses, Children, and Parents of Certain Military Personnel, National Defense Authorization Act of FY 2004, Public Law 108-136, 117 Stat. 1392, title XVII, sec. 1703(c)(1)(A) and (d)(1) (certain surviving spouses, parents, children of deceased veteran of U.S. Armed Forces).
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92. See AADC, 525 U.S. at 483-84.
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93. See, e.g., INA sec. 101(i)(2), 8 U.S.C. 1101(i)(2) (requiring T nonimmigrants to be employment authorized); INA sec. 214(c)(2)(E), 8 U.S.C. 1184(c)(2)(E) (requiring spouses of L nonimmigrants to be employment authorized); INA sec. 214(e)(2), 8 U.S.C. 1184(e)(2) (requiring spouses of E treaty traders/investors to be employment authorized; INA sec. 214(p)(3)(B), 8 U.S.C. 1184(p)(3)(B) (requiring U nonimmigrants to be employment authorized).
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94. See, e.g., INA sec. 106(a), 8 U.S.C. 1105a(a) (providing that the Secretary may grant employment authorization to alien spouses of certain nonimmigrants if the alien spouse or child of that alien spouse were battered or subjected to extreme cruelty); INA sec. 214(p)(6), 8 U.S.C. 1184(p)(6) (providing that the Secretary may grant employment authorization to aliens who have a pending bona fide application for U nonimmigrant status).
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95. Currently, biometrics collection generally refers to the collection of fingerprints, photographs, and signatures. See USCIS, “Preparing for Your Biometric Services Appointment” (July 6, 2023), https://www.uscis.gov/​forms/​forms-information/​preparing-your-biometric-services-appointment (describing biometrics as including fingerprints, photographs, and digital signature).
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96. USCIS issued a final rule to adjust fees in 2020, but that rule was preliminarily enjoined following litigation and ultimately never went into effect. 85 FR 46788 (Aug. 3, 2020); Immigrant Legal Res. Ctr. v. Wolf, 491 F. Supp. 3d 520 (N.D. Cal. 2020) ( ILRC); Nw. Immigrant Rights Project v. USCIS, 496 F. Supp. 3d 31 (D.D.C. 2020) ( NWIRP).
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97. The exception to this change is Form I-821, Application for Temporary Protected Status, which retained a separate biometric services fee due to the statutory $50 maximum TPS registration fee. 8 CFR 106.2(a)(48)(iii); see INA sec. 244(c)(1)(B), 8 U.S.C. 1254a(c)(1)(B); 88 FR 485; see also8 U.S.C. 1254b(a) (“In addition to collection of registration fees described in section 1254a(c)(1)(B) of this title, fees for fingerprinting services, biometric services, and other necessary services may be collected when administering the program described in section 1254a of this title.”).
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98. https://www.uscis.gov/​g-1055 (last updated Mar. 6, 2025).
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99. See E-Verify, “About E-Verify” https://www.e-verify.gov/​about-e-verify.
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100. See, e.g.,E.O. 13465 of June 6, 2008, Amending Executive Order 12989, as amended,73 FR 33285 (June 6, 2008) (requiring that federal contractors participate in E-Verify); Ariz. Rev. Stat. sec. 23-214 (requiring every employer to “verify the employment eligibility of the employee through the E-Verify program”). Overall, 24 states have passed laws to require employers to utilize E-Verify to varying degrees, while 7 states, including Arizona, Georgia, Mississippi, North Carolina, South Carolina, Tennessee, and Utah, have E-Verify laws that require all or most employers to use E-Verify.
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101. See E-Verify, “The E-Verify Memorandum of Understanding for Employers” (June 1, 2013), https://www.e-verify.gov/​sites/​default/​files/​everify/​memos/​MOUforEVerifyEmployer.pdf.
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103. See E-Verify, “Account Compliance,” https://www.e-verify.gov/​employers/​monitoring-and-compliance (last updated Aug. 20, 2019).
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104. See id. For example, E-Verify compares employee information against records in the SSA database and those available to DHS. Most employees are automatically confirmed as work authorized. In Fiscal Year 2024 (Oct. 2023-Sept. 2024), the E-Verify program processed a total of 42,766,806 cases. During this same time period, 98.49 percent of employees were automatically confirmed as authorized to work (“work authorized”) either instantly or within 24 hours, requiring no employee or employer action. See E-Verify, “E-Verify Performance,” https://www.e-verify.gov/​about-e-verify/​e-verify-data/​e-verify-performance (last updated Mar. 14, 2024).
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105. E-Verify User Manual, Section 1.4. “Verification Locations and Hiring Sites,” https://www.e-verify.gov/​quick-reference-guide-for-e-verify-enrollment-10-introduction/​14-verification-locations-and-hiring (last updated July 18, 2018).
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106. “E-Verify Performance,” https://www.e-verify.gov/​about-e-verify/​e-verify-data/​e-verify-performance (last updated Mar. 14, 2024).
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107. E-Verify, “May I Verify an Existing Employee in E-Verify?” (Aug. 18, 2023) (stating that only “federal contractors with a federal contract that contains the FAR E-Verify clause” may verify existing employees), https://www.e-verify.gov/​faq/​may-i-verify-an-existing-employee-in-e-verify.
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108. See, e.g., Elizabeth Jacobs, Center for Immigration Studies, The Availability of Work Authorization Is a Known `Pull Factor' for Illegal Immigration and the Submission of Fraudulent Asylum Claims (Feb. 7, 2024) (“The idea that work authorization availability serves as a strong incentive for an alien to file a fraudulent or frivolous asylum application is not a new one.”), https://cis.org/​Jacobs/​Availability-Work-Authorization-Known-Pull-Factor-Illegal-Immigration-and-Submission.
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109. See, e.g., The Economic and Fiscal Consequences of Immigration, National Academies of Sciences, Engineering, and Medicine, Francine D. Blau and Christopher Mackie, Eds. National Academies Press, 2017 at 267 (“Another regularity consistent with theory is that there are larger negative effects on native wages from immigrant inflows in the short run ( i.e., in studies of the immediate impacts of abrupt immigrant inflows or in which inflows are observed over shorter periods of time, or in the case of the structural studies, when capital is assumed fixed).
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110. Id. at 241 (“Some notable patterns emerge. Confirming expectations based on economic theory about which groups are most negatively affected by immigration, native dropouts tend to be more negatively affected than better-educated natives (as indicated by comparing results for dropouts with the overall results for all workers or all men or women). The results in the table also suggest that this negative effect may be compounded for native minorities.”).
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111. 90 FR 17525 (Apr. 28, 2025).
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112. 90 FR 8471 (Jan. 30, 2025).
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113. See INA sec. 235(b)(1), 8 U.S.C. 1225(b)(1).
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114. See generally Zadvydas, 533 U.S. 678 (recognizing a six-month period of detention to be presumptively reasonable for aliens with final orders of removal).
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115. Office of Inspector General, DHS, “ICE Faces Barriers in Timely Repatriation of Detained Aliens” (Mar. 11, 2019), Table 2, https://www.oig.dhs.gov/​sites/​default/​files/​assets/​2019-03/​OIG-19-28-Mar19.pdf. Please note, this is the most recent data available.
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116. The Department notes that current 8 CFR 241.5(c)(1)—that an officer may grant employment authorization if “the alien cannot be removed in a timely manner”—does not directly mirror INA 241(a)(7)(A), 8 U.S.C. 1231(a)(7)(A) (“No alien ordered removed shall be eligible . . . unless the Attorney General makes a specific finding that—(A) the alien cannot be removed due to the refusal of all countries designated by the alien or under this section to receive the alien”). The Department believes the changes made to 8 CFR 274a.12(c)(18)—providing that an alien is eligible for work authorization under this category only if all countries from which DHS requested travel documents have failed to issue such documents—is more closely aligned with INA 241(a)(7)(A).
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117. Section 241(h) of the INA, 8 U.S.C. 1231(h), specifically states “(h) Statutory construction.—Nothing in this section shall be construed to create any substantive or procedural right or benefit that is legally enforceable by any party against the United States or its agencies or officers or any other person.”
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118. See, e.g., Reiter v. Sonotone Corp., 442 U.S. 330, 339 (1979) (“Canons of construction ordinarily suggest that terms connected by a disjunctive be given separate meanings, unless the context dictates otherwise; here it does not.”) (citations omitted).
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119. See INA sec. 101(a)(15)(T), 8 U.S.C. 1101(a)(15)(T) (eligibility requirements include compliance with any reasonable request from a law enforcement agency for assistance in the investigation or prosecution of human trafficking).
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120. See INA sec. 101(a)(15)(U), 8 U.S.C. 1101(a)(15)(U) (eligibility requirements include helpfulness to law enforcement in the investigation or prosecution of a qualifying crime).
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121. See INA sec. 101(a)(15)(S), 8 U.S.C. 1101(a)(15)(S) (eligibility requirements include providing law enforcement critical, reliable information necessary to the successful investigation or prosecution of a criminal organization).
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122. See 22 U.S.C. 7105(c)(3); 28 CFR 1100.35 (Federal law enforcement official must determine the alien is a victim of a severe form of trafficking and may be a potential witness to such trafficking).
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123. See E.O. 14159, Protecting the American People Against Invasion, 90 FR 8443 (Jan. 29, 2025).
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124. When releasing on OSUP an alien who has been ordered removed, ICE is not necessarily determining that all applicable foreign countries are refusing to accept the alien. ICE's efforts to effectuate removal are always ongoing, and even after an alien is temporarily released on OSUP, ICE may return the alien to custody and remove the alien from the United States.
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125. All initial and renewal EADs issued under category (c)(18) are currently valid for 1 year upon issuance. Replacement EAD cards are issued for the same dates as the previous card that would have had a validity period of 1 year.
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126. There are some exceptions to eligibility for employment authorization for individuals paroled into the United States. See, e.g.,8 CFR 212.19(h)(4) (a child of an entrepreneur parolee is not employment authorized). Further, in 2022, DHS and the Department of Justice adopted an interim final rule that added new paragraphs 8 CFR 235.3(b)(2)(iii) and (b)(4)(ii), clarifying that “parole” for aliens in expedited removal or during periods of detention pending a credible fear interview would be for the limited purpose of parole out of custody and would not serve as an independent basis for employment authorization. Procedures for Credible Fear Screening and Consideration of Asylum, Withholding of Removal, and CAT Protection Claims by Asylum Officers,87 FR 18078 (Mar. 29, 2022); see8 CFR 235.3(b)(2)(iii) (a grant of parole for an alien in expedited removal is for the limited purpose of parole out of custody, and does not serve as a basis for employment authorization) and 8 CFR 235.3(b)(4)(ii) (parole of aliens pending credible fear determination is for limited purpose of parole out of custody, and does not serve as a basis for employment authorization).
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127. Not all categories of (c)(11) EADs require a fee. For example, (c)(11) EADs for Special Parole processes for Immigrant Military Members and Veterans Initiative, where the alien is a current or former U.S. armed forces service member, do not have a fee. For additional information, see G-1055, Fee Schedule, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​g-1055.pdf.
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128. See Section 100003(b)(1) of One Big Beautiful Bill Act (also known as “H.R. 1”), Immigration and Law Enforcement Matters, Part I, Title X of Public Law 119-21, 139 Stat. 72 (July 4, 2025). 8 U.S.C. 1803(b)(1) (requiring new immigration fees and defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter.); 90 FR 34511 (July 22, 2025) (USCIS notice announcing the new fees required by HR-1); “USCIS Updates Fees Based on H.R.1” (release date July 18, 2025), https://www.uscis.gov/​newsroom/​alerts/​uscis-updates-fees-based-on-hr-1 (last viewed on July 28, 2025). For EADs issued prior to July 22, 2025, the date of the USCIS Federal Register notice announcing the new HR-1 fees, parole-based EADs were generally valid for the duration of the parole period.
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129. For more information, please see Table V.16: Total Annual Form I-765 (c)(11) Filings Receipts and Approvals, FY 2015 through FY 2024.
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130. As explained above, DHS and the Department of Justice adopted an interim final rule in 2022 that added new paragraphs 8 CFR 235.3(b)(2)(iii) and (b)(4)(ii), clarifying that “parole” for aliens in expedited removal or during periods of detention pending a credible fear interview would be for the limited purpose of parole out of custody and would not serve as an independent basis for employment authorization. 87 FR 18078; see8 CFR 235.3(b)(2)(iii) (a grant of parole for an alien in expedited removal is for the limited purpose of parole out of custody, and does not serve as a basis for employment authorization); see also8 CFR 235.3(b)(4)(ii) (parole of aliens pending credible fear determination is for limited purpose of parole out of custody, and does not serve as a basis for employment authorization).
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131. See, e.g., Heckler, 470 U.S. 831.
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132. For additional information, see USCIS, DHS, “Fee Schedule,” G-1055 (Apr. 3, 2025), https://www.uscis.gov/​sites/​default/​files/​document/​forms/​g-1055.pdf.
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133. See 8 CFR 274a.12(e).
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134. See, e.g., Matter of Patel, 17 I&N Dec. 597 (BIA 1980) (discussing discretionary aspect of adjustment of status adjudications).
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135. See USCIS, “Policy Manual,” Volume 1, General Policies and Procedures, Part E, Adjudications, Chapter 8, Discretionary Analysis, FN 47, https://www.uscis.gov/​policy-manual/​volume-1-part-e-chapter-8.
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136. See USCIS, “Policy Manual,” Volume 1, General Policies and Procedures, Part E, Adjudications, Chapter 8, Discretionary Analysis, https://www.uscis.gov/​policy-manual/​volume-1-part-e-chapter-8.
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137. See INA 244(a)(1)(B), 8 U.S.C. 1254a(a)(1)(B) ((c)(19)); INA 210(d)(2)(B), 8 U.S.C. 1160(d)(2)(B) ((c)(20)); INA 245A(e), 8 U.S.C. 1255a(e) ((c)(22)); Legal Immigration Family Equity Act (LIFE Act), Public Law 106-553, Sec. 1104(c)(3)(C), 114 Stat. 2762, 2762A-148 ((c)(24)).
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138. For example, the regulations have long excepted and continue to except (c)(8) EADs from discretionary considerations. 8 CFR 274a.13(a)(1).
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139. 90 FR 8443.
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140. 90 FR 8451.
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141. See “Privacy Act of 1974; System of Records,” 83 FR 36950 (July 31, 2018).
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142. In all cases, the previous “Biometric Services Fee” was incorporated into the related form filing fee, with the exception of Form I-821, Application for Temporary Protected Status. See 89 FR 6194 (Jan. 31, 2024).
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143. https://www.uscis.gov/​g-1055 (last updated Mar. 6, 2025).
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144. E-Verify Employer Search Tool can be found at: https://www.e-verify.gov/​e-verify-employer-search.
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145. Id.
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146. This is the same requirement as that of F-1 students applying for a 24-month extension of post-completion optional practical training, more commonly known as STEM OPT. 8 CFR 214.2(f)(10)(ii)(C)(5).
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147. See generally DHS, “Annual Report 2024: Citizenship and Immigration Services Ombudsman,” section “Meeting the Growing Demand for Employment Authorization Documents” (June 28, 2024), https://www.dhs.gov/​sites/​default/​files/​2024-07/​24_​0628_​cisomb_​2024-annual-report.pdf.
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148. See also8 CFR 274a.12(e), which provides that the Federal Poverty Guidelines issued by the Department of Health and Human Services under the authority of 42 U.S.C. 9902(2) will be used as the basic criteria to establish eligibility for employment authorization when economic necessity is a factor.
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149. In the event an alien who has been granted deferral of removal under the regulations implementing CAT was not issued or does not have an order of supervision, the alien will need to make arrangements with ICE to request issuance of or a copy of their order of supervision.
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150. See Section IV.A.3.
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151. See Section IV.B.4 for a further discussion on E-Verify and the definition of “in good standing.”
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152. See Section IV.A.3 and Section III.B.8 for further discussion on E-Verify and the definition of “in good standing.”
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153. After the functions of the former INS were transferred to the Secretary pursuant to the HSA, Public Law107-296, sec. 441(c) (6 U.S.C. 251(2)), the functions were further delegated to component heads. ICE now has primary authority over all enforcement actions and USCIS has authority over adjudications of immigration benefits, including issuance of EADs. See DHS Delegation No. 7030.2, “Delegation of Authority to the Assistant Secretary for U.S. Immigration and Customs Enforcement” (Nov. 13, 2004); DHS Delegation No. 0150.1, “Delegation to the Bureau of Citizenship and Immigration Services” (June 5, 2003).
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154. See, e.g.,8 CFR 274a.12(c)(11) (aliens temporarily paroled into the United States); 8 CFR 274a.12(c)(17)(ii) (domestic servants temporarily visiting the United States).
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155. See DHS v. Regents of the Univ. of Cal., 591 U.S. 1, 32 (2020) (noting that DHS could conclude that reliance is “unjustified in light of the express limitations” in relevant immigration policy).
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156. For more information and calculations, see Section V.A.8.
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157. This proposed rule would increase the time burden of Form-I-765 by 30 minutes (0.5 hours) for a total of 4.88 hours. This proposed rule would also increase the time burden of Form I-765WS by 30 minutes (0.5 hours) for a total of 1 hour (0.5 hours to complete the form and 0.5 hours to provide supplementary documentation). However, alien workers that file under 8 CFR 274a.12(c)(14) are already required to submit Form I-765WS, and due to the proposed requirement that aliens provide supplementary documentation with the Form I-765WS this proposed rule would increase the time burden of Form I-765WS by 30 minutes (0.5 hours) for a total of 0.5 hours for category (c)(14) alien workers. Thus, completing both forms will have an estimated time burden of 5.88 hours for category (c)(18) and (c)(11) alien workers and an estimated time burden of 5.38 hours for category (c)(14) alien workers.
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158. Biometrics submission is estimated to require 1.17 hours per alien.
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159. See 8 CFR 274a.12(a)(1); USCIS, “Policy Manual,” Volume 10, Employment Authorization, Part A, Employment Authorization Policies and Procedures, Chapter 4, Adjudication, FN 8, https://www.uscis.gov/​policy-manual/​volume-10-part-a-chapter-4#footnote-8 (last updated Apr. 2, 2025).
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160. See Encino Motorcars, LLC v. Navarro, 579 U.S. 211, 221-22 (2016) (“Agencies are free to change their existing policies as long as they provide a reasoned explanation for the change. . . . But the agency must at least display awareness that it is changing position and show that there are good reasons for the new policy. In explaining its changed position, an agency must also be cognizant that longstanding policies may have engendered serious reliance interests that must be taken into account.”).
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161. 591 U.S. 1 (2020).
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162. Id. at 31.
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163. Id.
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164. Id.
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165. See section 241(b) of the INA, 8 U.S.C. 1231(b), for information on the countries to which arriving and other aliens may be removed.
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166. As discussed in the preamble, the proposed changes under 8 CFR 274a.13(a) will require all aliens applying for employment authorization under § 274a.12(c) to submit biometrics at an ASC. DHS is concurrently proposing to amend its regulations concerning the submissions and use of biometrics by an NPRM. The overlapping policy objectives between the biometrics rule and this proposed rule were considered when developing the populations and costs associated with submitting biometrics under this proposed rule. As such, this rule will only consider the impacts of biometrics submission for those aliens that apply for employment authorization under § 274a.12(c).
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167. “DHS Announces Historic Travel Assistance and Stipend for Voluntary Self-Deportation” (release date May 5, 2025), https://www.dhs.gov/​news/​2025/​05/​05/​dhs-announces-historic-travel-assistance-and-stipend-voluntary-self-deportation, (last viewed Nov. 26, 2025).
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168. It is important to note that costs can vary significantly based on individual circumstances, such as the method of removal, the alien's location, detention costs, transportation expenses, legal proceedings, and other logistical considerations.
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169. For a complete summary of regulatory changes and additional guidance in this proposed rule, please see Section IV, “Discussion of Proposed Rule.”
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170. All other categories include: (c)(1)-(10), (c)(12), (c)(16), (c)(17), (c)(19)-(22), (c)(24)-(26), (c)(33)-(36), and (c)(40).
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171. We note that DHS does not know the portion of overall impacts of this rule that are transfers or costs and assume that, if companies can find replacement labor for the positions the (c)(11), (c)(14), or (c)(18) alien worker would have filled, removing employment authorization from these aliens would result in primarily distributional effects in the form of transfers from aliens to others that are currently in the U.S. labor force (or workers induced to return to the labor market). Please see Section V.A.5. “Costs to Employers” for more information.
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172. This scenario assumes that all the labor substitutes for the positions the aliens would have filled were previously unemployed. If a labor substitute was previously employed, then there could be a potential tax loss stemming from the position that was vacated.
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173. See Edo, A. (2019). The Impact of Immigration on the Labor Market. Journal of Economic Surveys, Vol. 33(3), pp. 922-948.
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174. Example calculations at 7 percent: The median for compensation (transfer) of $0 and $2,877,152,531 = $1,443,576,266. The median for taxes (transfer) of $0 and $304,644,371 = $152,322,185. The median for biometrics (cost) of $3,440,598 and $8,425,002 = $5,932,800. The median for forms (cost) of $934,778 and $2,622,217 = $1,778,497. The median for lost productivity (cost) of $0 and $2,887,152,531 = $1,443,576,266. The median for total costs of $4,375,376 and $2,898,199,750 = 1,451,287,563.
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175. OMB, “Circular A-4” (Sept. 17, 2003).
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176. See E.O. 14159, Protecting the American People Against Invasion, secs. 2, 4, and 16(c), 90 FR 8443 (Jan. 29, 2025).
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177. INA sec. 241(a)(1), 8 U.S.C. 1231(a)(1). The 90-day period is extended if the alien fails or refuses to make timely application in good faith for travel or other documents necessary to the alien's departure or conspires or acts to prevent removal.
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178. INA sec. 241(a)(2), 8 U.S.C. 1231(a)(2).
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179. 533 U.S. 678 (2001).
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180. Id.
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181. INA sec. 241(a)(3), 8 U.S.C. 1231(a)(2). See Section III.C. When releasing an alien who has been ordered removed on OSUP, ICE is not necessarily determining that all applicable foreign countries are refusing to accept the alien. ICE's efforts to effectuate removal are always ongoing, and even after an alien is temporarily released on OSUP, ICE may take the alien back into custody and remove the alien from the United States.
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182. Supporting evidence includes, but is not limited to, pay stubs, an Internal Revenue Service (IRS) transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income, including alimony, child support, and dividends.
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183. The recently promulgated fee rule updated the fee for Form I-765 to $470 for online filing and $520 for paper filing. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule).
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184. Please see the “List of Subject and Regulatory Amendments” section under 274a.13.
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185. The recently promulgated fee rule updated the fee for Form I-765 to $470 for online filing and $520 for paper filing. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule).
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186. See Section 100003(b)(1) of One Big Beautiful Bill Act, Immigration and Law Enforcement Matters, Part I, Title X of Public Law 119-21, 139 Stat. 72 (July 4, 2025); 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter).
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187. All EAD categories that would be affected by these proposed changes include: (c)(1)-(12), (c)(14), (c)(16)-(18), (c)(26), (c)(33)-(36), and (c)(40).
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188. As noted elsewhere in this rule, there is concurrent rulemaking on (c)(8) EADs; as such, changes to the (c)(8) category will be in the Asylum EAD Reform Rule only.
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189. Calculation:
(((FY 2019 Initial Receipts 5,765 ÷ FY 2015 Initial Receipts 9,632) ‸ (1 ÷ 5))−1) = −0.098;
(((FY 2024 Initial Receipts 5,228 ÷ FY 2020 Initial Receipts 6,312) ‸ (1 ÷ 5))−1) = −0.037;
(((FY 2024 Initial Receipts 5,228 ÷ FY 2015 Initial Receipts 9,632) ‸ (1 ÷ 10))−1) = −0.059.
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190. Calculations:
(((FY 2019 Renewal Receipts 19,315 ÷ FY 2015 Renewal Receipts 22,816) ‸ (1 ÷ 5))−1) =-0.033;
(((FY 2024 Renewal Receipts 27,433 ÷ FY 2020 Renewal Receipts 22,715) ‸ (1 ÷ 5))−1) = 0.038;
(((FY 2024 Renewal Receipts 27,433 ÷ FY 2015 Renewal Receipts 22,816) ‸ (1 ÷ 10))−1) = 0.019.
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191. Table V.6 Calculations:
FY 2015 through FY2019: Average Initial Receipts = (9,632 + 8,667 + 6,236 + 4,421 + 5,765) ÷ 5 = 6,944; Average Initial Approvals = (8,745 + 7,506 + 5,274 + 3,433 + 4,064)) ÷ 5 = 5,804; Initial Approval Rate = 5,804 ÷ 6,944 = 0.836; Average Renewal Receipts = (22,816 + 26,107 + 26,351 + 20,646 + 19,315) ÷ 5 = 23,047; Average Renewal Approvals = (21,241 + 24,474 + 21,274 + 20,171 + 21,344) ÷ 5 = 21,701; Renewal Approval Rate = 21,701 ÷ 23,047 = 0.942.
FY 2020 through FY 2024: Average Initial Receipts = (6,312 + 8,758 + 10,435 + 6,093 + 5,228) ÷ 5 = 7,365; Average Initial Approvals = (4,278 + 3,210 + 7,717 + 4,109 + 4,420) ÷ 5 = 4,747; Initial Approval Rate = 4,747 ÷ 7,365 = 0.645; Average Renewal Receipts = (22,715 + 23,450 + 21,200 + 27,840 + 27,433) ÷ 5 = 24,528; Average Renewal Approvals = (18,983 + 17,220 + 26,759 + 24,448 + 27,796) ÷ 5 = 23,041; Renewal Approval Rate = 23,041 ÷ 24,528 = 0.940.
FY 2015 through FY 2024: Average Initial Receipts = (9,632 + 8,667 + 6,236 + 4,421 + 5,765 + 6,312 + 8,758 + 10,435 + 6,093 + 5,228) ÷ 10 = 7,155; Average Initial Approvals = (8,745 + 7,506 + 5,274 + 3,433 + 4,064 + 4,278 + 3,210 + 7,717 + 4,109 + 4,420) ÷ 10 = 5,276; Initial Approval Rate = 5,276 ÷ 7,155 = 0.737; Average Renewal Receipts = (22,816 + 26,107 + 26,351 + 20,646 + 19,315 + 22,715 + 23,450 + 21,200 + 27,840 + 27,433) ÷ 10 = 23,787; Average Renewal Approvals = (21,241 + 24,474 + 21,274 + 20,171 + 21,344 + 18,983 + 17,220 + 26,759 + 24,448 + 27,796) ÷ 10 = 22,371; Renewal Approval Rate = 22,371 ÷ 23,787 = 0.940.
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192. Calculation: 6,944 (FY 2025 estimated initial receipts) × −0.0037 (5-year annual growth rate FY 2020 to FY 2024) + 6,944 (FY 2025 estimated initial receipts) = 6,687 estimated FY 2026 initial receipts.
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193. Calculation: 22,816 (FY 2015 renewal receipts) + 26,107 (FY 2016 renewal receipts) + 26,351 (FY 2017 renewal receipts) + 20,646 (FY 2018 renewal receipts) + 19,315 (FY 2019 renewal receipts) ÷ 5 = 23,047 estimated FY 2025 renewal receipts.
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194. Calculation: 23,047 (FY 2025 estimated renewal receipts) × −0.033 (10-year annual growth rate FY 2015 to FY 2019) + 23,047 (FY 2025 estimated renewal receipts) = 22,286 estimated FY 2026 renewal receipts.
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195. See 8 CFR 208.17, 1208.17, 208.24, and 1208.24.
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196. This analysis assumes that all aliens who are granted CAT deferral of removal would enter the labor market.
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197. The population of aliens who have been granted deferral of removal under the regulations implementing CAT serves as a reasonable lower bound estimate because aliens under OSUP who cannot obtain travel documents are more likely to be removed if their country of origin eventually issues the necessary documents, because they lack the legal protection from removal that the regulations implementing CAT deferral of removal provides. In contrast, aliens granted deferral of removal under the regulations implementing CAT cannot be removed to the country where they face torture, regardless of document availability, unless their protection is legally terminated.
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198. Calculations:
Aliens Released from ICE Custody, Unable to Obtain Travel Documents from Table V.8: (FY 2015 through FY 2024) ÷ FY 2015 = (369−120) ÷ 369 = 0.675.
Cases Granted CAT Deferral of Removal from Table V.9: (FY 2015 through FY 2024) ÷ FY 2015 = (−245−121) ÷ 121 = 1.025.
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199. Calculations: For example, for FY 2025 (167 estimated lower bound ÷ 5,805 projected number of initial approvals) = 0.029. For FY 2025 (489 estimated upper bound ÷ 5,805 projected number of initial approvals) = 0.084.
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200. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision and attempting to do so would be speculative. Please see Section V.A.3.d for more information.
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201. Calculations:
(((FY 2019 Initial Receipts 18,908 ÷ FY 2015 Initial Receipts 35,538) ^ (1 ÷ 5))−1) = −0.119;
(((FY 2024 Initial Receipts 148,398 ÷ FY 2020 Initial Receipts 14,302) ^ (1 ÷ 5))−1) = 0.597;
(((FY 2024 Initial Receipts 148,398 ÷ FY 2015 Initial Receipts 35,538) ^ (1 ÷ 10))−1) = 0.154.
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202. Calculations:
(((FY 2019 Renewal Receipts 3,357 ÷ FY 2015 Renewal Receipts 11,303) ^ (1 ÷ 5))−1) = −0.216;
(((FY 2024 Renewal Receipts 4,756 ÷ FY 2020 Renewal Receipts 3,730) ^ (1 ÷ 5))−1) = 0.05;
(((FY 2024 Renewal Receipts 4,756 ÷ FY 2015 Renewal Receipts 11,303) ^ (1 ÷ 10))−1) = −0.083.
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203. See E.O. 14159, Protecting the American People Against Invasion, secs. 2, 4, and 16(c), 90 FR 8443 (Jan. 29, 2025).
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204. USCIS, “DHS Support of the Enforcement of Labor and Employment Laws,” https://www.uscis.gov/​working-in-the-united-states/​information-for-employers-and-employees/​dhs-support-of-the-enforcement-of-labor-and-employment-laws (last updated Jan. 24, 2025).
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205. Table V.13 Calculations:
FY 2015 through FY2019: Average Initial Receipts = (35,538 + 33,158 + 38,779 + 29,442 + 18,908) ÷ 5 = 31,165; Average Initial Approvals = (22,177 + 6,454 + 9,574 + 8,581 + 13,711) ÷ 5 = 12,099; Initial Approval Rate = 12,099 ÷ 31,165 = 0.388; Average Renewal Receipts = (11,303 + 6,861 + 10,173 + 4,101 + 3,357) ÷ 5 = 7,159; Average Renewal Approvals = (9,073 + 5,841 + 4,503 + 2,944 + 3,719) ÷ 5 = 5,216; Renewal Approval Rate = 5,216 ÷ 7,159 = 0.729.
FY 2020 through FY 2024: Average Initial Receipts = (14,302 + 25,770 + 63,785 + 84,790 + 148,398) ÷ 5 = 67,409; Average Initial Approvals = (14,564 + 25,337 + 53,295 + 74,594 + 155,468) ÷ 5 = 64,652; Initial Approval Rate = 64,652 ÷ 67,409 = 0.959; Average Renewal Receipts = (3,730 + 3,668 + 4,376 + 3,757 + 4,756) ÷ 5 = 4,057; Average Renewal Approvals = (2,731 + 3,063 + 3,847 + 2,794 + 4,100) ÷ 5 = 3,307; Renewal Approval Rate = 3,307 ÷ 4,057 = 0.815.
FY 2015 through FY 2024: Average Initial Receipts = (35,538 + 33,158 + 38,779 + 29,442 + 18,908 + 14,302 + 25,770 + 63,785 + 84,790 + 148,398) ÷ 10 = 49,287; Average Initial Approvals = (22,177 + 6,454 + 9,574 + 8,581 + 13,711 + 14,564 + 25,337 + 53,295 + 74,594 + 155,468) ÷ 10 = 38,376; Initial Approval Rate = 38,376 ÷ 49,287 = 0.779; Average Renewal Receipts = (11,303 + 6,861 + 10,173 + 4,101 + 3,357 + 3,730 + 3,668 + 4,376 + 3,757 + 4,756) ÷ 10 = 5,608; Average Renewal Approvals = (9,073 + 5,841 + 4,503 + 2,944 + 3,719 + 2,731 + 3,063 + 3,847 + 2,794 + 4,100) ÷ 10 = 4,262; Renewal Approval Rate = 4,262 ÷ 5,608 = 0.760.
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206. Calculation: 31,165 (FY 2025 estimated initial receipts) × −0.119 (5-year annual growth rate FY 2015 to FY 2019) + 31,165 (FY 2025 estimated initial receipts) = 27,456 estimated FY 2026 initial receipts.
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207. Calculation: 11,303 (FY 2015 renewal receipts) + 6,861 (FY 2016 renewal receipts) + 10,173 (FY 2017 renewal receipts) + 4,101 (FY 2018 renewal receipts) + 3,357 (FY 2019 renewal receipts) ÷ 5 = 7,159 estimated FY 2025 renewal receipts.
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208. Calculation: 7,159 (FY 2025 estimated renewal receipts) × −0.083 (10-year annual growth rate FY 2015 through FY 2024) + 7,159 (FY 2025 estimated renewal receipts) = 6,565 estimated FY 2026 renewal receipts.
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209. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision and attempting to do so would be speculative. Please see Section V.A.3.d for more information.
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210. Calculation:
(((FY 2019 Initial Receipts 14,592 ÷ FY 2015 Initial Receipts 52,709) ^ (1 ÷ 5))−1) = −0.227;
(((FY 2024 Initial Receipts 748,544 ÷ FY 2020 Initial Receipts 7,099) ^ (1 ÷ 5))−1) = 1.539;
(((FY 2024 Initial Receipts 748,544 ÷ FY 2015 Initial Receipts 52,709) ^ (1 ÷ 10))−1) = 0.304.
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211. Calculations:
(((FY 2019 Renewal Receipts 3,382 ÷ FY 2015 Renewal Receipts 5,133) ^ (1 ÷ 5))−1) = −0.080;
(((FY 2024 Renewal Receipts 43,586 ÷ FY 2020 Renewal Receipts 2,619) ^ (1 ÷ 5))−1) = 0.755;
(((FY 2024 Renewal Receipts 43,586 ÷ FY 2015 Renewal Receipts 5,133) ^ (1 ÷ 10))−1) = 0.239.
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212. See E.O. 14159, Protecting the American People Against Invasion, secs. 2, 4, and 16(c), 90 FR 8443 (Jan. 29, 2025).
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213. See Section 100003(b)(1) of One Big Beautiful Bill Act, Immigration and Law Enforcement Matters, Part I, Title X of Public Law 119-21, 139 Stat. 72 (July 4, 2025); 8 U.S.C. 1803(b)(1) (defining the validity period for initial employment authorization of parolees to a period of 1 year or for the duration of the alien's parole, whichever is shorter).
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214. Table V.18 Calculations:
FY 2015 through FY 2019: Average Initial Receipts = (52,709 + 77,038 + 50,388 + 10,871 + 14,592) ÷ 5 = 41,120; Average Initial Approvals = (48,060 + 74,526 + 55,558 + 14,194 + 4,341) ÷ 5 = 39,336; Initial Approval Rate = 39,336 ÷ 41,120 = 0.957; Average Renewal Receipts = (5,133 + 4,402 + 4,809 + 4,310 + 3,382) ÷ 5 = 4,407; Average Renewal Approvals = (3,741 + 3,409 + 2,760 + 3,331 +1,332) ÷ 5 = 2,915; Renewal Approval Rate = 2,915 ÷ 4,407 = 0.661.
FY 2020 through FY 2024: Average Initial Receipts = (7,099 + 69,397 + 98,249 + 392,398 + 748,544) ÷ 5 = 263,137; Average Initial Approvals = (12,541 + 31,876 + 72,265 + 299,987 + 753,357) ÷ 5 = 234,005; Initial Approval Rate = 234,005 ÷ 263,137 = 0.889; Average Renewal Receipts = (2,619 + 2,088 + 1,862 + 20,325 + 43,586) ÷ 5 = 14,096; Average Renewal Approvals = (1,464 + 856 + 1,151 + 15,237 + 36,718) ÷ 5 = 11,085; Renewal Approval Rate = 11,085 ÷ 14,085 = 0.786.
FY 2015 through FY 2024: Average Initial Receipts = (52,709 + 77,038 + 50,388 + 10,871 + 14,592 + 7,099 + 69,397 + 98,249 + 392,398 + 748,544) ÷ 10 = 152,129; Average Initial Approvals = (48,060 + 74,526 + 55,558 + 14,194 + 4,341 + 12,541 + 31,876 + 72,265 + 299,987 + 753,357) ÷ 10 = 136,671; Initial Approval Rate = 136,671 ÷ 152,129 = 0.898; Average Renewal Receipts = (5,133 + 4,402 + 4,809 + 4,310 + 3,382 + 2,619 + 2,088 + 1,862 + 20,325 + 43,586) ÷ 10 = 9,252; Average Renewal Approvals = (3,741 + 3,409 + 2,760 + 3,331 +1,332 + 1,464 + 856 + 1,151 + 15,237 + 36,718) ÷ 10 = 7,000; Renewal Approval Rate = 7,000 ÷ 9,252 = 0.757.
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215. Calculation: 41,120 (FY 2025 estimated initial receipts) × −0.227 (5-year annual growth rate FY 2015 to FY 2019) + 41,120 (FY 2025 estimated initial receipts) = 31,786 estimated FY 2026 initial receipts.
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216. Calculation: 5,133 (FY 2015 renewal receipts) + 4,402 (FY 2016 renewal receipts) + 4,809 (FY 2017 renewal receipts) + 4,310 (FY 2018 renewal receipts) + 3,382 (FY 2019 renewal receipts) ÷ 5 = 4,407 estimated FY 2025 renewal receipts.
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217. Calculation: 4,407 (FY 2025 estimated renewal receipts) × −0.080 (5-year annual growth rate FY 2015 to FY 2019) + 4,407 (FY 2025 estimated renewal receipts) = 4,054 estimated FY 2026 renewal receipts.
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218. DHS recognizes that this range is relatively tight but these percents are based on actuals and is more likely to accurately portray a range of approvals under this rule.
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219. Because of the uncertainty regarding eligibility, DHS is unable to estimate a range for renewal populations that would be impacted by this provision and attempting to do so would be speculative. Please see Section V.A.3.d for more information.
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220. Currently, there are approximately 1,392,898 employers participating in E-Verify at over 2.4 million hiring sites. Employers enroll in E-Verify by reporting their company details, to include the company's name, parent organization, physical verification location, mailing address, employer identification number and total number of employees. See E-Verify History and Milestones, https://www.e-verify.gov/​about-e-verify/​history-and-milestones (last accessed July 8, 2025). For more information regarding how to confirm if an employer is in good standing in the E-Verify system, please refer back to Section IV.A.3 (E-Verify).
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221. All EAD categories that would be affected by these proposed changes include: (c)(1)-(12), (c)(14), (c)(16)-(22), (c)(24)-(c)(26), (c)(33)-(c)(36), and (c)(40).
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222. See DOL, “Minimum Wage,” https://www.dol.gov/​general/​topic/​wages/​minimumwage (last visited Feb. 4, 2025).
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223. See DOL, “State Minimum Wage Laws,” https://www.dol.gov/​agencies/​whd/​minimum-wage/​state (last visited Feb. 4, 2025).
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224. See BLS, “May 2023 National Occupational Employment and Wage Estimates,” “United States,” “All Occupations” (SOC #00-0000), https://www.bls.gov/​oes/​2023/​May/​oes_​nat.htm#00-0000 (last updated Apr. 3, 2024). The 10th, 25th, 75th and 90th percentile wages are available in the downloadable XLS file link.
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225. See BLS, “May 2023 National Occupational Employment and Wage Estimates,” “United States,” “All Occupations” (SOC #00-0000), https://www.bls.gov/​oes/​2023/​May/​oes_​nat.htm#00-0000 (last visited Jan. 31, 2025). The average wage of $31.48 for all occupations is found under occupation code 00-0000.
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226. See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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227. The benefits-to-wage multiplier is calculated as follows: (Total Employee Compensation per hour) ÷ (Wages and Salaries per hour) = $46.84 ÷ $32.25 = 1.45 (rounded). See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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228. The calculation of the benefits-weighted average for all occupations hourly wage estimate: $31.48 per hour × 1.45 benefits-to-wage multiplier = $45.65 (rounded) per hour.
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229. The calculation of the benefits-weighted 10th percentile hourly wage estimate: $13.97 per hour × 1.45 benefits-to-wage multiplier = $20.26 (rounded) per hour.
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230. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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231. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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232. Calculations examples:
Table V.21(A), Column A (FY 2025) = 167 × 0.959 = 160;
Table V.21(A), Column C (FY 2025) = 489 × 0.959 = 469;
Table V.21(A), Column E (FY 2025) = 5,805 × 0.959 = 5,567;
Table V.21(C), Column A (FY 2025) = 630 × 0.959 = 604;
Table V.21(C), Column C (FY 2025) = 1,824 × 0.959 = 1,749;
Table V.21(C), Column E (FY 2025) = 21,710 × 0.959 = 20,820.
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233. Calculations: $1,538,830,800 (10-year total initial upper bound costs) + $5,854,858,128 (10-year total renewal upper bound costs) = $7,393,688,928 (minimum 10-year total lower bound costs); $3,718,957,600 (10-year total initial upper bound costs) + $14,151,421,600 (10-year total renewal upper bound costs) = $17,870,378,200 (maximum 10-year total upper bound costs).
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234. An important assumption relied upon in this analysis is that each holder of an approved EAD has entered the labor force and is working (when the rule becomes effective). DHS relies on this assumption on the grounds that aliens would not have expended the direct filing and time-related opportunity costs of applying for an EAD if they did not intend to recoup an economic benefit from doing so. In reality, some EAD holders may not be employed for any number of reasons—including normal labor market frictions—that have nothing to do with this rule. In addition, some aliens may seek an EAD for purposes of paper documentation and may not intend to work.
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235. Currently, biometrics collection generally refers to the collection of fingerprints, photographs, and signatures. See USCIS, “Preparing for your Biometric Services Appointment,” https://www.uscis.gov/​forms/​forms-information/​preparing-your-biometric-services-appointment (last updated July 6, 2023).
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236. USCIS was previously authorized to collect an $85 biometric services fee. However, the recently promulgated fee rule incorporated the biometric services costs into the underlying immigration benefit request fees for which biometric services are applicable and maintained a separate $30 biometric services fee for other certain benefit requests. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule). Thus, the populations of aliens applying for I-765 in this analysis are not required to pay a separate biometric services fee.
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237. The cost to screen for criminal history is covered by the Form I-765 filing fee which incorporates the biometric services costs.
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238. See “Employment Authorization for Certain H-4 Dependent Spouses; Final rule,” 80 FR 10284 (25 Feb. 2015); and “Provisional and Unlawful Presence Waivers of Inadmissibility for Certain Immediate Relatives; Final Rule,” 78 FR 536, 572 (Jan. 3, 2013).
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239. GSA, “Privately owned vehicle (POV) mileage reimbursement rates,” https://www.gsa.gov/​travel/​plan-book/​transportation-airfare-rates-pov-rates/​privately-owned-vehicle-pov-mileage-reimbursement-rates (last updated Dec. 30, 2024).
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240. Source for biometric time burden estimate: Paperwork Reduction Act (PRA) Supporting Statement for USCIS Form I-485 Instructions (OMB control number 1615-0023). The PRA Supporting Statement can be found at page 19 of the form instructions, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-485instr.pdf (last updated Jan. 20, 2025).
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241. Calculations: 3.67 (total time in hours to submit biometrics) × $20.26 (prevailing wage for 1 hour of work) = $74.35; 3.67 (total time in hours to submit biometrics) × $45.65 (average wage for 1 hour of work) = $167.54.
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242. Calculations: $35 (cost of travel) + $74.35 (time-related costs at lower bound wage) = $109.35; $35 (cost of travel) + $167.54 (time-related costs at upper bound wage) = $202.54.
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243. Calculations: $182,610 (10-year total initial lower bound costs) + $737,019 (10-year total renewal lower bound costs) = $919,629 (minimum 10-year total lower bound costs); $990,420 (10-year total initial upper bound costs) + $4,006,039 (10-year total renewal upper bound costs) = $4,996,459 (maximum 10-year total upper bound costs).
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244. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
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245. See PRA Supporting Statement for USCIS Form I-765 Instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
246. The additional 30 minutes is an average estimate across all respondents completing Form I-765 to review additional language in the instructions and gather required supporting documentation.
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247. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
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248. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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249. Calculations: 1.0 hour (time to file I-765WS) × $20.26 (effective minimum hourly wage for 1 hour of work) = $20.26; 1.0 hour (time to file I-765WS) × $45.65 (average wage for all occupations for 1 hour of work) = $45.65.
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250. Calculations 1.5 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS) × $20.26 = $30.39; Calculations 1.5 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS) × $45.65 = $68.48.
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251. Calculations: $50,750 (10-year total initial lower bound costs) + $204,829 (10-year total renewal lower bound costs) = $255,579 (minimum 10-year total lower bound costs); $334,870 (10-year total initial upper bound costs) + $1,354,465 (10-year total renewal upper bound costs) = $1,689,335 (maximum 10-year total upper bound costs).
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252. Robert Frank, “61% of Americans paid no federal income taxes in 2020, Tax Policy Center says,” CNBC (Aug. 18, 2021), https://www.cnbc.com/​2021/​08/​18/​61percent-of-americans-paid-no-federal-income-taxes-in-2020-tax-policy-center-says.html (last updated Aug. 20, 2021), and for varying State income tax rates, see Tonya Moreno, “Your Guide to State Income Tax Rates,” The Balance, https://www.thebalance.com/​state-income-tax-rates-3193320 (last updated Jan. 23, 2023).
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253. The various employment taxes are discussed in more detail, see IRS, “Understanding Employment Taxes,” https://www.irs.gov/​businesses/​small-businesses-self-employed/​understanding-employment-taxes (last updated Jan. 7, 2025). See IRS “Publication 15,” “(Circular E), Employer's Tax Guide” (Dec. 17, 2024), https://www.irs.gov/​pub/​irs-pdf/​p15.pdf, for specific information on employment tax rates. Relevant calculation: (6.2 percent Social Security + 1.45 percent Medicare) × 2 employee and employer losses = 15.3 percent total estimated public tax impact.
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254. Employers are subject to Federal and State unemployment taxes on wages paid to employees. Employers must meet certain conditions to determine whether or not they must pay the Federal unemployment tax. The current Federal unemployment tax is 6.0 percent and applies to the first $7,000 paid to each employee as wages during the year, https://www.irs.gov/​taxtopics/​tc759#:~:text=​If%20you%20won't%20be,rate%20after%20credit%20is%200.6%25. (last updated Jan. 7, 2025). State unemployment tax rates vary. Due to the unique circumstances for each employer, it would be difficult to assess any Federal and State unemployment tax losses.
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255. We divide by the 1.45 benefits multiplier to account for the fact that employment taxes are calculated based upon wages paid, not including fringe benefits.
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256. Calculations (data from Table V.21): $1,538,830,800 (10-year total initial upper bound costs) + $5,854,858,128 (10-year total renewal upper bound costs) = $7,393,688,928 (minimum 10-year total lower bound costs); $3,718,957,600 (10-year total initial upper bound costs) + $14,151,421,600 (10-year total renewal upper bound costs) = $17,870,379,200 (maximum 10-year total upper bound costs).
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257. Calculations: $162,373,181 (10-year total initial lower bound costs) + $617,788,477 (10-year total renewal lower bound costs) = $780,161,658 (minimum 10-year total lower bound costs); $392,414,148 (10-year total initial upper bound costs) + $1,493,218,968 (10-year total renewal upper bound costs) = $1,885,633,116 (maximum 10-year total upper bound costs).
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258. Calculations: $7,393,688,928 (lost labor earnings costs) + $919,629 (biometrics costs) + $255,579 (time burden to complete forms costs) = $8,175,025,794 minimum undiscounted 10-year total; $17,870,379,200 (lost labor earnings costs) + $4,996,459 (biometrics costs) + $1689,335 (time burden to complete forms costs) = $19,762,698,110 maximum undiscounted 10-year total.
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259. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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260. Calculations examples:
Table V.26(A), Column A (FY 2025) = 12,092 × 0.959 = 11,596;
Table V.26(A), Column C (FY 2025) = 24,278 × 0.959 = 23,283;
Table V.26(A), Column E (FY 2025) = 29,887 × 0.959 = 28,662;
Table V.26(C), Column A (FY 2025) = 5,219 × 0.959 = 5,005;
Table V.26(C), Column C (FY 2025) = 5,441 × 0.959 = 5,218;
Table V.26(C), Column E (FY 2025) = 5,835 × 0.959 = 5,596.
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261. Calculations: $1,173,704,112 (10-year total initial upper bound costs) + $95,492,448 (10-year total renewal upper bound costs) = $1,269,196,560 (minimum 10-year total lower bound costs); $8,389,541,600 (10-year total initial upper bound costs) + $335,940,000 (10-year total renewal upper bound costs) = $8,725,481,600 (maximum 10-year total upper bound costs).
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262. An important assumption relied upon in this analysis is that each holder of an approved EAD has entered the labor force and is working (when the rule becomes effective). DHS relies on this assumption on the grounds that aliens would not have expended the direct filing and time-related opportunity costs of applying for an EAD if they did not intend to recoup an economic benefit from doing so. In reality, some EAD holders may not be employed for any number of reasons—including normal labor market frictions—that have nothing to do with this rule. In addition, some aliens may seek an EAD for purposes of paper documentation and may not intend to work.
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263. USCIS was previously authorized to collect an $85 biometric services fee. However, the recently promulgated fee rule incorporated the biometric services costs into the underlying immigration benefit request fees for which biometric services are applicable and maintained a separate $30 biometric services fee for other certain benefit requests. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule). Thus, the populations of aliens applying for I-765 in this analysis are not required to pay a separate biometric services fee.
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264. The cost to screen for criminal history is covered by the Form I-765 filing fee which incorporates the biometric services costs.
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265. Using the projected lower and upper bound approvals under this rule serves as a reasonable proxy for the projected number of biometric receipts under this rule proposes to codify the requirement to submit biometrics.
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266. Calculations: $7,981,785 (10-year total initial lower bound costs) + $3,985,152 (10-year total renewal lower bound costs) = $11,966,937 (minimum 10-year total lower bound costs); $29,682,035 (10-year total initial upper bound costs) + $7,695,101 (10-year total renewal upper bound costs) = $37,377,136 (maximum 10-year total upper bound costs).
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267. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
268. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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269. The additional 30 minutes is an average estimate across all respondents completing Form I-765 to review additional language in the instructions and gather required supporting documentation.
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270. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
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271. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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272. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
273. Calculations 1.0 hour (0.5 additional I-765 burden hours + 0.5 hours to file I-765WS) × $20.26 = $20.26; Calculations 1.0 hour (0.5 additional I-765 burden hours + 0.5 hours to file I-765WS) × $45.65 = $45.65.
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274. We divide by the 1.45 benefits multiplier to account for the fact that employment taxes are calculated based upon wages paid, not including fringe benefits.
The benefits-to-wage multiplier is calculated as follows: (Total Employee Compensation per hour) ÷ (Wages and Salaries per hour) = $46.84 ÷ $32.25 = 1.45 (rounded). See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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275. Calculations (data from Table V.26): $1,173,704,112 (10-year total initial upper bound costs) + $95,492,448 (10-year total renewal upper bound costs) = $1,269,196,560 (minimum 10-year total lower bound costs); $8,389,541,600 (10-year total initial upper bound costs) + $335,940,000 (10-year total renewal upper bound costs) = $8,725,481,600 (maximum 10-year total upper bound costs).
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276. Calculations: $123,846,019 (10-year total initial lower bound costs) + $10,076,099 (10-year total renewal lower bound costs) = $133,922,118 (minimum 10-year total lower bound costs); $885,241,286 (10-year total initial upper bound costs) + $35,447,463 (10-year total renewal upper bound costs) = $920,688,749 (maximum 10-year total upper bound costs).
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277. Calculations: $1,269,196,560 (lost labor earnings costs) + $11,966,937 (biometrics costs) + $2,217,193 (time burden to complete forms costs) = $1,283,380,690 minimum undiscounted 10-year total; $8,725,481,600 (lost labor earnings costs) + $37,377,136 (biometrics costs) + $8,424,345 (time burden to complete forms costs) = $8,771,283,081 maximum undiscounted 10-year total.
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278. BLS, Economic News Release, “The Employment Situation—December 2024,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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279. Calculations examples:
Table V.31(A), Column A (FY 2025) = 36,556 × 0.959 = 35,057;
Table V.31(A), Column C (FY 2025) = 36,926 × 0.959 = 35,412;
Table V.31(A), Column E (FY 2025) = 39,352 × 0.959 = 37,739;
Table V.31(C), Column A (FY 2025) = 2,913 × 0.959 = 2,794;
Table V.31(C), Column C (FY 2025) = 3,336 × 0.959 = 3,199;
Table V.31(C), Column E (FY 2025) = 3,464 × 0.959 = 3,322.
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280. Calculations: $342,319,824 (10-year total initial upper bound costs) + $31,264,560 (10-year total renewal upper bound costs) = $373,584,384 (minimum 10-year total lower bound costs); $888,999,040 (10-year total initial upper bound costs) + $303,852,640 (10-year total renewal upper bound costs) = $1,192,851,680 (maximum 10-year total upper bound costs).
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281. An important assumption relied upon in this analysis is that each holder of an approved EAD has entered the labor force and is working (when the rule becomes effective). DHS relies on this assumption on the grounds that aliens would not have expended the direct filing and time-related opportunity costs of applying for an EAD if they did not intend to recoup an economic benefit from doing so. In reality, some EAD holders may not be employed for any number of reasons—including normal labor market frictions—that have nothing to do with this rule. In addition, some aliens may seek an EAD for purposes of paper documentation and may not intend to work.
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282. USCIS was previously authorized to collect an $85 biometric services fee. However, the recently promulgated fee rule incorporated the biometric services costs into the underlying immigration benefit request fees for which biometric services are applicable and maintained a separate $30 biometric services fee for other certain benefit requests. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule). Thus, the populations of aliens applying for I-765 in this analysis are not required to pay a separate biometric services fee.
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283. The cost to screen for criminal history is covered by the Form I-765 filing fee which incorporates the biometric services costs.
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284. Using the projected lower and upper bound approvals under this rule serves as a reasonable proxy for the projected number of biometric receipts under this rule proposes to codify the requirement to submit biometrics.
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285. Calculations: $16,268,437 (10-year total initial lower bound costs) + $2,252,172 (10-year total renewal lower bound costs) = $18,520,609 (minimum 10-year total lower bound costs); $30,437,711 (10-year total initial upper bound costs) + $4,777,108 (10-year total renewal upper bound costs) = $35,214,819 (maximum 10-year total upper bound costs).
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286. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
287. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).>
288. The additional 30 minutes is an average estimate across all respondents completing Form I-765 to review additional language in the instructions and gather required supporting documentation.
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289. Calculations: 0.5 (burden hours) × $20.26 (effective minimum hourly wage for 1 hour of work) = $10.13 (rounded). 0.5 (burden hours) × $45.65 (average wage for all occupations for 1 hour of work) = $22.83 (rounded).
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290. See PRA Supporting Statement for USCIS Form I-765 instructions (OMB control number 1615-0040). The PRA Supporting Statement can be found at page 25 of the form instructions https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf (last updated Aug. 28, 2024).
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291. Calculations: 1.0 hour (time to file I-765WS) × $20.26 (effective minimum hourly compensation for 1 hour of work) = $20.26; 1.0 hour (time to file I-765WS) × $45.65 (average compensation for all occupations for 1 hour of work) = $45.65.
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292. Calculations: 0.25 hour (time to file I-131) × $20.26 (effective minimum hourly compensation for 1 hour of work) = $5.07; 0.25 hour (time to file I-131) × $45.65 (average compensation for all occupations for 1 hour of work) = $11.41.
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293. Calculations: 1.75 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS + 0.25 hour to file I-131) × $20.26 = $35.46; 1.75 hours (0.5 additional I-765 burden hours + 1.0 hour to file I-765WS + 0.25 hour to file I-131) × $45.65 = $79.89.
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294. Calculations: $5,275,527 (10-year total initial lower bound costs) + $730,335 (10-year total renewal lower bound costs) = $6,005,862 (minimum 10-year total lower bound costs); $12,005,869 (10-year total initial upper bound costs) + $1,884,284 (10-year total renewal upper bound costs) = $13,890,153 (maximum 10-year total upper bound costs).
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295. We divide by the 1.45 benefits multiplier to account for the fact that employment taxes are calculated based upon wages paid, not including fringe benefits.
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296. Calculations (data from Table V.31): $342,319,824 (10-year total initial upper bound costs) + $31,264,560 (10-year total renewal upper bound costs) = $373,584,384 (minimum 10-year total lower bound costs); $888,999,040 (10-year total initial upper bound costs) + $303,852,640 (10-year total renewal upper bound costs) = $1,192,851,680 (maximum 10-year total upper bound costs).
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297. Calculations: $36,120,643 (10-year total initial lower bound costs) + $3,298,949 (10-year total renewal lower bound costs) = $39,419,592 (minimum 10-year total lower bound costs); $93,804,726 (10-year total initial upper bound costs) + $32,061,694 (10-year total renewal upper bound costs) = $125,866,420 (maximum 10-year total upper bound costs).
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298. Calculations: $373,584,384 (lost labor earnings costs) + $18,520,609 (biometrics costs) + $6,005,862 (time burden to complete forms costs) = $398,110,855 minimum undiscounted 10-year total; $1,192,851,680 (lost labor earnings costs) + $35,214,819 (biometrics costs) + $13,890,153 (time burden to complete forms costs) = $1,241,956,652 maximum undiscounted 10-year total.
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299. Calculations: $9,036,469,872 (lost labor earnings costs) + $31,407,175 (biometrics costs) + $8,478,634 (time burden to complete forms costs) = $9,076,355,681 minimum undiscounted 10-year total; $27,788,712,480 (lost labor earnings costs) + $77,588,414 (biometrics costs) + $24,003,833 (time burden to complete forms costs) = $27,890,304,727 maximum undiscounted 10-year total.
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300. Transfer payments are monetary payments from one group to another that do not affect total resources available to society. See “OMB Regulatory Impact Analysis: A Primer” pages 7 and 8 for further discussion of transfer payments and distributional effects, https://www.reginfo.gov/​public/​jsp/​Utilities/​circular-a-4_​regulatory-impact-analysis-a-primer.pdf.
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301. See E-Verify, https://www.e-verify.gov/​.
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302. The recently promulgated fee rule updated the fee for Form I-765 to $470 for online filing and $520 for paper filing. See 89 FR 6194 (Jan. 31, 2024) (Fee Rule).
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303. Employers already participating in E-Verify likely already complete ongoing annual training because they voluntarily chose to enroll or because of rules or regulations beyond the scope of this proposed rule. DHS anticipates that such employers would continue to use E-Verify regardless of their decision to hire (c)(18), (c)(14), and/or (c)(11) workers or not.
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304. See E-Verify, “Questions and Answers,” https://www.e-verify.gov/​about-e-verify/​questions-and-answers?​tid=​All&​page=​0 (last updated Sept. 15, 2022).
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305. Certain States (for example Alabama, Arizona, Mississippi, and South Carolina) and certain Federal contracts subject to the Federal Acquisition Regulation found at 48 CFR, Subpart 22.18 require the use of E-Verify.
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306. See E-Verify, “The Enrollment Process” (May 17, 2024), https://www.e-verify.gov/​employers/​enrolling-in-e-verify/​the-enrollment-process.
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307. An employer that discriminates in its use of E-Verify based on an individual's citizenship status or national origin may also violate the INA's anti-discrimination provision, at 8 U.S.C. 1324b.
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308. See E-Verify, “The E-Verify Memorandum of Understanding for Employers,” https://www.e-verify.gov/​sites/​default/​files/​everify/​memos/​MOUforEVerifyEmployer.pdf (last updated June 1, 2013).
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309. The USCIS Office of Policy and Strategy (OPS), PRA Compliance Branch estimates the average time burdens. See USCIS, “E-Verify Program” (OMB control number 1615-0092) (May 24, 2016), https://www.regulations.gov/​document?​D=​USCIS-2007-0023-0081. The PRA Supporting Statement can be found under Question 12.
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310. See USCIS, “E-Verify Program” (OMB control number 1615-0092) (May 24, 2016), https://www.regulations.gov/​document?​D=​USCIS-2007-0023-0081. The PRA Supporting Statement can be found under Question 12.
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311. E-Verify, “How to Process a Tentative Nonconfirmation (Mismatch),” https://www.e-verify.gov/​employees/​tentative-nonconfirmation-overview/​how-to-correct-a-tentative-nonconfirmation (last updated Sept. 15, 2022).
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312. See BLS, “May 2023 National Occupational Employment and Wage Estimates,” “United States,” “Human Resources Specialists” (SOC #13-1071), https://www.bls.gov/​oes/​2023/​May/​oes_​nat.htm#13-1071 (last updated Apr. 3, 2024).
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313. The benefits-to-wage multiplier is calculated as follows: (Total Employee Compensation per hour) ÷ (Wages and Salaries per hour) = $46.84 ÷ $32.25 = 1.45 (rounded). See BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024,” Table 1. Employer costs for employer compensation by ownership, p. 4, https://www.bls.gov/​news.release/​archives/​ecec_​12172024.pdf.
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314. Calculation: $36.57 average hourly wage rate for HR specialists × 1.46 benefits-to-wage multiplier = $53.03 hourly compensation.
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315. Calculation: 2.26 hours for the enrollment process × $53.03 total compensation wage rate for an HR specialist = $119.85.
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316. See USCIS, “E-Verify Program” (OMB control number 1615-0092) (May 24, 2016), https://www.regulations.gov/​document?​D=​USCIS-2007-0023-0081. The PRA Supporting Statement can be found under Question 12.
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317. Calculation: 0.129 hours to submit a query × $53.03 total compensation wage rate for an HR specialist = $6.84.
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318. Calculation: $119.85 opportunity cost for a new entity to enroll in E-Verify + $6.84 cost to submit a query into E-Verify = $126.69.
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319. Calculation: $53.03 1 hour of annual training + $6.84 cost to submit a query into E-Verify = $59.87. E-Verify has a Work Authorization Docs Expiring case alert that notifies employers that an employee's EAD or Arrival-Departure Record (Form I-94) document is expiring. The alert is a reminder for the employer to reverify the employee. See E-Verify, “Questions and Answers,” https://www.e-verify.gov/​about-e-verify/​questions-and-answers?​tid=​All&​page=​0 (last updated Sept. 15, 2022).
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320. For additional descriptions of the components of labor turnover costs, see Holly Bengfort, “Employee retention: The Real Cost of Losing an Employee,” PeopleKeep (Apr. 16, 2024), https://www.peoplekeep.com/​blog/​employee-retention-the-real-cost-of-losing-an-employee.
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321. See Heather Boushey & Sarah Jane Glynn, “There Are Significant Business Costs to Replacing Employees,” Center for American Progress (Nov. 16, 2012), https://www.americanprogress.org/​issues/​economy/​reports/​2012/​11/​16/​44464/​there-are-significant-business-costs-to-replacing-employees/​.
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322. See Shane McFeely and Ben Wigert, “This Fixable Problem Costs U.S. Businesses $1 Trillion,” Workplace (Mar. 13, 2019), https://www.gallup.com/​workplace/​247391/​fixable-problem-costs-businesses-trillion.aspx. See also Kate Heinz, “The True Costs of Employee Turnover,” Built In (July 17, 2024), https://builtin.com/​recruiting/​cost-of-turnover.
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323. See “The Real Cost of Employee Turnover in 2021,” Verstela (Nov. 4, 2020), https://www.verstela.com/​blog/​cost-of-employee-turnover/​. See also Louie Andre, “112 Employee Turnover Statistics: 2021 Causes, Cost & Prevention Data,” Finances Online, https://financesonline.com/​employee-turnover-statistics/​#cost (last updated Feb. 25, 2025).
324. See Kate Bahn and Carmen Sanchez Cumming, “Improving U.S. Labor Standards and the Quality of Jobs to Reduce the Costs of Employee Turnover to U.S. Companies,” Washington Center for Equitable Growth (Dec. 2020), https://equitablegrowth.org/​wp-content/​uploads/​2020/​12/​122120-turnover-costs-ib.pdf. The data are found in the report's methodological appendix.
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325. The slope coefficient for the regression of costs against salary is 5.2E-06. By multiplying this figure by 5,000 to obtain 0.026, it can be interpreted that a $5,000 increase in salary is associated with a 2.6 percentage point increase in labor turnover costs, on average, within the range of our data. The exact probability of committing a type I error ( p -value) for the slope coefficient is 0.027, such that we can reject the hypothesis that salary and turnover costs are not systemically related (or such that the correlation in the particular data is due to randomness) with more than 95 percent confidence.
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326. Calculations: $36,144 × 0.224 = $8,096; $81,440 × 0.224 = $18,243.
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327. All other categories include: (c)(1), (c)(2), (c)(3), (c)(4), (c)(5), (c)(6), (c)(7), (c)(8), (c)(9), (c)(10), (c)(12), (c)(16), (c)(17), (c)(19), (c)(20), (c)(21), (c)(22), (c)(24), (c)(25), (c)(26), (c)(33), (c)(34), (c)(35), (c)(36), and (c)(40).
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328. See ICE, “Removal,” https://www.ice.gov/​remove/​removal (last updated Mar. 6, 2025); ICE, “Enforcement and Removal Operations,” https://www.ice.gov/​about-ice/​ero (last updated Feb. 4, 2025).
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329. Supporting evidence includes, but is not limited to, pay stubs, an IRS transcript for the most recent tax year, Form W-2 series or Form 1099 series for the most recent tax year, evidence of the value of the alien's assets such as the appraised value of a home, utility bills, credit card statements, bank statements, and evidence of claimed income including alimony, child support, and dividends.
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330. Calculations:
4,136 (projected (c)(18) initial approvals FY 2034) + 16,052 (projected (c)(18) renewal approvals FY 2034) + 9,556 (projected (c)(14) initial approvals FY 2034) + 2,676 (projected (c)(14) renewal approvals FY 2034) + 3,878 (projected (c)(11) initial approvals FY 2034) + 1,635 (projected (c)(11) renewal approvals FY 2034) = 37,933 (minimum projected annual approvals);
5,805 (projected (c)(18) initial approvals FY 2025) + 21,710 (projected (c)(18) renewal approvals FY 2025) + 29,887 (projected (c)(14) initial approvals FY 2025) + 5,835 (projected (c)(14) renewal approvals FY 2025) + 39,352 (projected (c)(11) initial approvals FY 2025) + 3,464 (projected (c)(11) renewal approvals FY 2025) = 106,053 (maximum projected annual approvals).
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331. BLS, Economic News Release, “The Employment Situation—December 2024, Summary Table A, Household Data, seasonally adjusted, Civilian labor force,” https://www.bls.gov/​news.release/​archives/​empsit_​01102025.pdf.
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332. Calculation: 106,053 (maximum projected annual discretionary EAD alien worker approvals ÷ 168,547,000 (U.S. labor force) = 0.00063 (rounded).
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333. A small business is defined as any independently owned and operated business not dominant in its field of operation that qualifies as a small business per the Small Business Act, 15 U.S.C. 632.
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334. Public Law 104-208, div. C, at secs. 401-405.
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335. Open market EADs allow aliens to work in any occupation or industry. The alien is not required to work for a specific employer or in any specific industry or occupation, and the U.S. employer is not required to test the labor market to ensure that there are no American workers available and that the hiring of the category (c)(11), (c)(14), and (c)(18) alien will not adversely affect the wages and working conditions for similarly situated American workers.
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336. We do not attribute turnover costs from ineligibility in other years because we operate under the assumption that if an initial EAD is approved, then the renewal would also be approved under the proposed criteria of this rule. DHS recognizes that in some cases, a renewal filing could be denied even in the wake of an approved initial EAD in future years, but the number of instances this would occur is unknown. Estimation of these cases would be speculative at this time.
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337. Calculation: $119.85 opportunity cost for a new entity to enroll in E-Verify + $6.84 cost to submit a query into E-Verify = $126.69. Calculation: $53.03 1 hour of annual training + $6.84 cost to submit a query into E-Verify = $59.87.
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338. Calculation: $53.03 1 hour of annual training + $6.84 cost to submit a query into E-Verify = $59.87.
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339. Calculation: $36,144 × 22.4% = $8,096; $81,440 × 22.4% = $18,243. For more information on this calculation, please see the “Turnover Costs to Employers Who Currently Hire Discretionary EAD Holders” section.
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340. The term “Federal mandate” means a Federal intergovernmental mandate or a Federal private sector mandate. See 2 U.S.C. 1502(1), 658(5), (6).
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341. See BLS, “Historical Consumer Price Index for All Urban Consumers (CPI-U): U.S. city average, all items, by month,” https://www.bls.gov/​cpi/​tables/​supplemental-files/​historical-cpi-u-202412.pdf. Calculation of inflation: (1) Calculate the average monthly CPI-U for the reference year (1995) and the current year (2024); (2) Subtract reference year CPI-U from current year CPI-U; (3) Divide the difference of the reference year CPI-U and current year CPI-U by the reference year CPI-U; (4) Multiply by 100 = [(Average monthly CPI-U for 2024—Average monthly CPI-U for 1995) ÷ (Average monthly CPI-U for 1995)] × 100 = [(313.689−152.383) ÷ 152.383] = (161.306 ÷ 152.383) = 1.059 × 100 = 105.9 percent = 106 percent (rounded). Calculation of inflation-adjusted value: $100 million in 1995 dollars × 2.06 = $206 million in 2024 dollars.
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342. DHS further notes that the underlying basis for employment authorization of the relevant categories of this rule—namely a grant of parole, deferred action, or order of supervision—are also wholly discretionary and temporary in nature.
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343. The Instruction Manual contains DHS's procedures for implementing NEPA and was issued November 6, 2014, https://www.dhs.gov/​ocrso/​eed/​epb/​nepa. (last updated July 29, 2025)
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344. See 42 U.S.C. 4336(a)(2), 4336e(1).
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345. See Instruction Manual, Appendix A, Table 1.
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346. Instruction Manual at V.B(2)(a) through (c).
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BILLING CODE 9111-97-P
BILLING CODE 9111-97-C
[FR Doc. 2026-11285 Filed 6-4-26; 8:45 am]
原文タイトル: Clarification of Discretionary Employment Authorization for Certain Aliens
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