DHS最终确定规则,取消部分EAD的自动延期
发布日期 2026年10月13日生效日期 2026年10月14日
DHS发布最终规则,在未作任何修改的情况下确认并定稿了2025年10月30日发布的临时最终规则(IFR),该规则终止了在特定类别中按时提交续签申请者EAD(Form I-766)有效期的自动延期。该文件目前处于公开查阅阶段,预计于2026年10月14日在联邦公报(Federal Register)刊登,规则文本将该日期同时定为生效日期。
要点
- 本最终规则在未作修改的情况下确认并定稿了2025年10月30日生效的临时最终规则(IFR)。
- 适用于2025年10月30日及以后提交的Form I-765续签申请,对该日期之前已获得自动延期的EAD不产生影响。
- 不改变依据法律或联邦公报通知提供的自动延期,例如与TPS(Temporary Protected Status)相关的就业文件自动延期。
- DHS表示,此举旨在确保在批准新一期就业授权或新EAD之前完成必要的审查与甄别。
- 该规则修订了8 CFR 274a.13,修改了(d)段标题并新增(e)段。
- 该文件目前处于公开查阅阶段,预计于2026年10月14日在联邦公报刊登,规则正文将刊登当日定为生效日期。
影响对象
持有本规则涉及类别EAD并按时提交Form I-765续签申请的人员,以及依赖EAD有效性办理Form I-9手续的雇主。
建议行动
受影响类别的续签申请人不应仅凭已提交申请就认为就业授权会自动延续,建议查阅最终规则原文及USCIS相关指南,了解对自身类别的具体影响。
全文翻译
官方原文全文已于 2026-10-13 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。
原文篇幅很长,已翻译前 414 段,其余段落显示为原文。
Billing Code: 9111-97 美国国土安全部 8 CFR 第274a部分 [CIS编号:2859-26;DHS案卷编号:USCIS-2025-0271] RIN 1615-AD05 取消特定就业授权文件的自动延期 机构:美国公民及移民服务局(USCIS),国土安全部(DHS)。
Billing Code: 9111-97 DEPARTMENT OF HOMELAND SECURITY 8 CFR Part 274a [CIS No. 2859-26; DHS Docket No. USCIS-2025-0271] RIN 1615-AD05 Removal of Automatic Extensions for Certain Employment Authorization Documents AGENCY: U.S. Citizenship and Immigration Services, DHS.
行动:最终规则。
ACTION: Final rule.
摘要:2025年10月30日,国土安全部(DHS)发布了一项临时最终规则(IFR),修订了国土安全部的法规,以终止对已及时提交续签申请的特定就业授权类别外国人自动延长其就业授权文件(表格I-766或EAD)有效期的做法。本最终规则回应了对该临时最终规则所收到的意见,并重申和最终确定了该临时最终规则的各项规定。终止EAD的自动延期有助于加强福利诚信,并在授予新的就业授权期限和/或新的EAD之前,优先确保对外国人进行适当的审查和筛查。
SUMMARY: On October 30, 2025, DHS published an interim final rule (IFR) that amended DHS regulations to end the practice of automatically extending the validity of employment authorization documents (Forms I-766 or EADs) for aliens who have timely filed an application to renew their EAD in certain employment authorization categories. This final rule responds to comments received on the IFR and reaffirms and finalizes the provisions of the IFR. Ending the automatic extension of EADs enhances benefit integrity and prioritizes the proper vetting and screening of aliens before granting a new period of employment authorization and/or a new EAD.
日期:本最终规则自【插入在联邦公报上的发布日期】起生效。
DATES: This final rule is effective on [INSERT DATE OF PUBLICATION IN THE FEDERAL REGISTER].
进一步信息联系人:美国公民及移民服务局(USCIS)政策与战略办公室商业与外国工人事务司,国土安全部(DHS),地址:5900 Capital Gateway Drive, MD, Camp Springs, 20746;电话:(240) 721-3000(非免费电话)。
FOR FURTHER INFORMATION CONTACT: Business and Foreign Workers Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services (USCIS), DHS, 5900 Capital Gateway Drive, MD, Camp Springs, 20746; telephone (240) 721-3000 (this is not a toll-free number).
补充信息:
SUPPLEMENTARY INFORMATION:
目录 一、执行摘要 A. 依据与目的 本文件定于2026年10月14日在联邦公报上发布,并可在以下网址在线查阅:https://www.federalregister.gov/d/2026-20955,以及 https://govinfo.gov B. 法律依据 C. 监管行动主要条款摘要 D. 成本与收益 二、背景 A. 法律依据 B. 就业授权及文件的自动延期 C. 将自动延期期限从最长180天延长至最长540天 D. 2025年临时最终规则取消了特定就业授权文件的自动延期
Table of Contents I. Executive Summary A. Basis and Purpose This document is scheduled to be published in the Federal Register on 2026-10-14 and available online at https://www.federalregister.gov/d/2026-20955, and on https://govinfo.gov B. Legal Authority C. Summary of the Major Provisions of the Regulatory Action D. Costs and Benefits II. Background A. Legal Authority B. Automatic Extension of Employment Authorization and Documentation C. Increasing the Automatic Extension Period from a Maximum of 180 Days to a Maximum of 540 Days D. The 2025 Interim Final Rule Removed Automatic Extensions for Certain Employment Authorization Documents
1. 新增8 CFR 274a.13(e)
1. Added New 8 CFR 274a.13(e)
2. 修改8 CFR 274a.13(d)的标题 E. 可分割性 三、最终规则中的变更 四、对临时最终规则公众意见的回应 A. 意见摘要 B. 支持本规则的意见 C. 反对本规则的意见及混合意见
2. Modified the heading of 8 CFR 274a.13(d) E. Severability III. Changes in the Final Rule IV. Response to Public Comments on the Interim Final Rule A. Summary of Comments B. Comments in Support of the Rule C. Comments in Opposition to the Rule and Mixed Comments
1. 国土安全部的法律权限 i. 国土安全部的法定权限与国会意图 ii. 宪法方面的担忧 iii. 国际法与难民保护
1. DHS Legal Authority i. DHS Statutory Authority and Congressional Intent ii. Constitutional Concerns iii. International Law and Refugee Protections
2. 国土安全部制定本规则的理由与必要性 i. 本规则的安全理由 a. 一般安全理由意见 b. 缺乏支持安全理由的证据 c. 对续签申请人的既有审查及现有安全措施 d. 本规则不会增强安全性 e. 关于安全理由的其他意见 ii. USCIS理由的一致性及对长期政策的逆转 iii. 未能承认积压问题及其他实际运作情况 iv. “适当规划”理由
2. DHS Justification and Need for the Rule i. Security Rationale for the Rule a. General Security Rationale Comments b. Lack of Evidence Supporting Security Rationale c. Prior Vetting of Renewal Applicants and Existing Security Measures d. Rule Would Not Strengthen Security e. Other Comments on Security Rationale ii. Consistency in USCIS Rationale and Reversal of Longstanding Policy iii. Lack of Acknowledgement of the Backlog and Other Operational Realities iv. “Proper Planning” Rationale
3. 取消EAD自动延期的理由
3. Rationale for Eliminating the Automatic Extension of EADs
4. 对USCIS处理工作的影响 i. 行政负担与效率 ii. 处理时限 iii. 程序公正性 iv. 关于USCIS处理工作的一般或混合反馈
4. Impact on USCIS Processing i. Administrative Burden and Efficiency ii. Processing Timelines iii. Procedural Fairness iv. General or Mixed Feedback on USCIS Processing
5. 对个人、雇主、经济及特定EAD类别的综合影响 i. 对外国人、家庭及社区的影响 a. 一般困境、公平性、教育中断及家庭影响 b. 心理健康与脆弱性,包括被剥削的风险 c. 身份证明、驾驶执照及服务获取 ii. 就业、雇主及经济影响 a. 雇主负担、业务连续性及特定行业问题 b. 移民对经济的贡献以及本规则对宏观经济和地方经济的影响 iii. 对特定移民类别的救济 a. 对难民、受庇护者、庇护申请人、无人陪伴外国儿童(UAC)及其他人道主义类别的影响 b. 对基于就业的非移民、其受抚养人及基于就业的绿卡申请人的影响
5. Combined Impacts on Individuals, Employers, the Economy, and Specific EAD Categories i. Impacts on Aliens, Families, and Communities a. General Hardship, Fairness, Educational Disruptions, and Family Impacts b. Mental Health and Vulnerability, Including Risk of Exploitation c. Identification, Driver’s Licenses, and Access to Services ii. Employment, Employers, and Economic Impacts a. Employer Burdens, Business Continuity, and Sector Specific Concerns b. Immigrant Contributions to the Economy and Macroeconomic and Local Economic Impacts of the Rule iii. Relief for Specific Immigration Categories a. Impact on Refugees, Asylees, Asylum Seekers, Unaccompanied Alien Children (UACs), and Other Humanitarian Categories b. Impact on Employment-Based Nonimmigrants, Their Dependents, and Employment-Based Green Card Applicants
6. 澄清请求
6. Clarification Request
7. 关于自动延期及EAD有效期的建议 i. 维持自动延期,包括延期期限的各种长度 ii. 连续的EAD有效期 iii. 允许在180天之前提交申请 iv. 加强审查
7. Recommendations for the Automatic Extension and EAD Validity Period i. Maintain the Automatic Extension, including various lengths of the Extension Period ii. Consecutive EAD Validity Periods iii. Allowing Application Filing Earlier than 180 days iv. Enhanced Vetting
8. 处理能力与时限 i. 续签申请的及时处理 ii. 增加资源与人员配备 iii. 优先处理初次EAD审查
8. Processing Capacity and Timelines i. Timely Processing of Renewals ii. Increase Resources and Staffing iii. Prioritize Initial EAD Reviews
9. 协调、指导与宣传 i. 额外的指导与沟通 ii. 问责制
9. Coordination, Guidance, and Outreach i. Additional Guidance and Communication ii. Accountability
10. 其他备选方案和建议
10. Other Alternatives and Recommendations
11. 行政程序法 i. 绕过通知和评议期的“正当理由” ii. “外交事务”例外 iii. 合理决策要求 iv. 违反行政程序法(APA)的任意和反复无常/程序缺陷 v. 信赖利益 vi. 未能考虑备选方案 vii. 评议期 viii. 评议意见提交要求
11. Administrative Procedure Act i. “Good Cause” for Bypassing the Notice and Comment Period ii. “Foreign Affairs” Exception iii. Reasoned Decision-Making Requirement iv. Arbitrary and Capricious/Procedural Deficiencies That Violate the APA v. Reliance Interests vi. Failure to Consider Alternatives vii. Comment Period viii. Comment Submission Requirements
12. 监管影响分析 i. 方法论 ii. 对个人的影响 iii. 对美国经济、雇主和劳动力的影响 iv. 关于监管影响分析的其他评议意见
12. Regulatory Impact Analysis i. Methodology ii. Impact on Individuals iii. Impact on the U.S. Economy, Employers, and Labor Force iv. Other Comments on the RIA
13. 监管灵活性法
13. Regulatory Flexibility Act
14. 文书削减法
14. Paperwork Reduction Act
15. 关于法定和监管要求的一般性评议意见 D. 其他超出范围的评议意见 V. 法定和监管要求 A. 行政程序法:延迟生效日期 B. 第12866号行政命令(监管计划和审查)、第13563号行政命令(改进监管和监管审查)和第14192号行政命令(通过放松监管释放繁荣)
15. General Comments on Statutory and Regulatory Requirements D. Additional Out of Scope Comments V. Statutory and Regulatory Requirements A. Administrative Procedure Act: Delayed Effective Date B. Executive Order 12866 (Regulatory Planning and Review), Executive Order 13563 (Improving Regulation and Regulatory Review), and 14192 (Unleashing Prosperity Through Deregulation)
1. 受影响人群
1. Affected Population
2. 最终规则的经济影响 模块A 模块B 模块C C. 监管灵活性法(RFA) D. 1995年《无资金授权改革法》(UMRA) E. 国会审查法(CRA) F. 第13132号行政命令(联邦制) G. 第12988号行政命令(民事司法改革) H. 家庭评估 I. 第13175号行政命令(印第安部落政府) J. 国家环境政策法(NEPA) K. 文书削减法 主题清单和监管修订 缩略语表 APA,行政程序法 CBP,美国海关与边境保护局 CDAO,首席数据与分析办公室 CFR,联邦法规汇编 CRA,国会审查法 DHS,美国国土安全部 EAD,就业授权文件 E.O.,行政命令 I-765表,就业授权申请表 FY,财政年度 HSA,2002年国土安全法 ICE,美国移民及海关执法局 IFR,临时最终规则 IIRIRA,1996年非法移民改革和移民责任法 INA,移民和国籍法 ISO,移民服务官员 NEPA,国家环境政策法 OMB,管理和预算办公室 OPQ,绩效与质量办公室 PRA,文书削减法 SBREFA,1996年小企业监管公平法 Secretary,国土安全部部长 TFR,临时最终规则 UMRA,1995年无资金授权改革法 U.S.C.,美国法典 USCIS,美国公民及移民服务局 I. 行政摘要 A. 依据和目的 国土安全部(DHS)的使命是以荣誉和诚信保护美国人民、我们的国土和我们的价值观。为履行这一使命,国土安全部(DHS)保护美国免受恐怖分子、罪犯、走私者、跨国犯罪组织、失败国家行为者以及对公共安全和国家安全构成当前和未来威胁的不可预测的单独行为者的威胁。
2. Economic Impacts of the Final Rule Module A Module B Module C C. Regulatory Flexibility Act (RFA) D. Unfunded Mandates Reform Act of 1995 (UMRA) E. Congressional Review Act (CRA) F. Executive Order 13132 (Federalism) G. Executive Order 12988 (Civil Justice Reform) H. Family Assessment I. Executive Order 13175 (Indian Tribal Governments) J. National Environmental Policy Act (NEPA) K. Paperwork Reduction Act List of Subjects and Regulatory Amendments Table of Abbreviations APA—Administrative Procedure Act CBP—U.S. Customs and Border Protection CDAO – Chief Data and Analytics Office CFR—Code of Federal Regulations CRA—Congressional Review Act DHS—U.S. Department of Homeland Security EAD—employment authorization document E.O.—Executive Order Form I-765—Application for Employment Authorization FY—Fiscal Year HSA—Homeland Security Act of 2002 ICE—U.S. Immigration and Customs Enforcement IFR—Interim final rule IIRIRA—Illegal Immigration Reform and Immigrant Responsibility Act of 1996 INA—Immigration and Nationality Act ISO—Immigration Service Officer NEPA—National Environmental Policy Act OMB—Office of Management and Budget OPQ – Office of Performance and Quality PRA—Paperwork Reduction Act SBREFA—Small Business Regulatory Enforcement Fairness Act of 1996 Secretary—Secretary of Homeland Security TFR – Temporary final rule UMRA—Unfunded Mandates Reform Act of 1995 U.S.C.—United States Code USCIS—U.S. Citizenship and Immigration Services I. Executive Summary A. Basis and Purpose DHS’s mission is to safeguard the American people, our homeland, and our values with honor and integrity. In service of that mission, DHS protects the United States from threats by terrorists, criminals, smugglers, transnational criminal organizations, failed-state actors, and unpredictable lone offenders that constitute present and future threats to public safety and national security.
美国公民及移民服务局(USCIS)向某些类别的外国人签发就业授权文件(EAD)。这些文件在规定期限内有效。打算在其就业授权文件(EAD)上注明的日期之后继续工作的外国人,通常必须提交申请以续展其就业授权和/或就业授权文件(EAD)。
USCIS issues EADs to certain classes of aliens. These documents are valid for a specified period. Aliens who intend to continue their employment beyond the date specified on their EAD must generally file an application to renew their employment authorization and/or EAD.
EAD(就业许可文件)有效期的自动延期,使外国人仅通过及时提交续期EAD申请即可获得延长其已过期的就业许可和/或EAD的利益,而无需先完成裁决审查和相关审查核实,包括解决在审查核实过程中发现的任何不利信息。也就是说,自动延期允许在美国公民及移民服务局(USCIS)未先采取以下行动的情况下授予该利益:资格认定、完成审查核实和筛查、解决与该外国人有关的潜在不利信息匹配,以及(如适用)确定应依自由裁量权授予就业许可。2025年10月30日,美国国土安全部(DHS)发布了一项临时最终规则(IFR),题为《取消就业许可文件的自动延期》,并征求公众意见。见90 FR 48799(2025年10月30日)。该IFR修订了DHS的法规,终止了对及时提交续期EAD申请的某些就业许可类别外国人自动延长其EAD有效期的做法。在认真考虑了就该IFR提交的公众意见后,DHS重申并最终确定该IFR,不作任何更改。该IFR序言中就相关法规修订所提供的理由和推理保持不变,因此DHS同样采纳该推理以支持本最终规则。在重申并最终确定IFR所作出的更改时,本规则的目的与IFR中所阐明的目的保持一致:通过终止对某些就业许可类别自动延长就业许可和/或EAD有效期的做法,优先对外国人进行适当的审查核实和筛查,并在授予新一期就业许可和/或新EAD之前确保其持续符合资格。
The automatic extension of the validity of an EAD grants the alien the benefit of extending his or her expired employment authorization and/or EAD merely by filing a timely renewal EAD application and without first completing adjudicative review and related vetting, including resolution of any derogatory information identified during the vetting process. That is, the automatic extension allows for the granting of the benefit without USCIS first performing the following actions: an eligibility determination, completing vetting and screening checks, resolving potential hits of derogatory information in connection with the alien, and a determination that the employment authorization should be granted in the exercise of discretion, if applicable. On October 30, 2025, DHS issued an IFR titled, “Removal of the Automatic Extension of Employment Authorization Documents,” with a request for comment. See 90 FR 48799 (Oct. 30, 2025). The IFR amended DHS regulations to end the practice of automatically extending the validity of EADs for aliens in certain employment authorization categories who timely filed an application to renew their EAD. After careful consideration of the public comments submitted in connection with the IFR, DHS is reaffirming and finalizing the IFR without changes. The rationale and reasoning provided in the preamble for the IFR remains unchanged with respect to the regulatory amendments, and DHS, therefore, adopts such reasoning also to support this final rule. In reaffirming and finalizing the changes made in the IFR, the purpose of this rule remains the same as articulated in the IFR: to prioritize the proper vetting and screening of aliens and ensure continued eligibility before granting a new period of employment authorization and/or a new EAD by ending the practice of automatically extending the validity of employment authorization and/or EADs for certain employment authorization categories.
终止提供EAD自动延期的做法,符合特朗普总统在第14159号行政命令《保护美国人民免受侵害》第16节中的指示,该指示要求国土安全部部长与国务卿及司法部长协调,采取一切适当行动,使本部各项活动与总统制定的政策保持一致,并确保,除其他事项外,“就业许可的提供方式符合《移民与国籍法》第274A条(8 U.S.C. 1324a)的规定,且不向美国境内任何未获授权的外国人提供就业许可”。[1]此举也符合第14161号行政命令《保护美国免受外国恐怖分子及其他国家安全和公共安全威胁》第2节的规定,该节指示国务卿与国土安全部部长、司法部长及国家情报总监协调,“识别可用于确保所有寻求进入美国或已在美国境内的外国人均获得最大程度审查核实和筛查的一切资源”。[2] B. 法律依据 本规则制定的法律依据见于《移民与国籍法》(INA)第103(a)条,即8 U.S.C. 1103(a),该条授权部长管理和执行移民及国籍法律,并制定部长认为执行该授权所必需的法规;以及《国土安全法》(HSA)第101(b)(1)(F)条,即6 U.S.C. 111(b)(1)(F),该条确立了DHS的一项主要使命,即有责任“确保美国的整体经济安全不因旨在保障国土安全的各项努力、活动和计划而受到削弱”。[1] 见第14159号行政命令《保护美国人民免受侵害》(2025年1月20日),90 FR 8443, 8446(2025年1月29日)。
Ending the practice of providing automatic extensions of EADs is consistent with Section 16 of President Trump’s directive in Executive Order (E.O.) 14159, Protecting the American People Against Invasion, which directs the Secretary of Homeland Security, in coordination with the Secretary of State and the Attorney General, to take all appropriate action to align any departmental activities with the policies set out by the President and to ensure, among others, “that employment authorization is provided in a manner consistent with section 274A of the Immigration and Nationality Act (8 U.S.C. 1324a), and that employment authorization is not provided to any unauthorized alien in the United States.”1 It is also consistent with Section 2 of E.O. 14161, Protecting the United States From Foreign Terrorists and Other National Security and Public Safety Threats, which directs the Secretary of State, in coordination with the Secretary of Homeland Security, the Attorney General, and the Director of National Intelligence to “identify all resources that may be used to ensure that all aliens seeking admission to the United States, or who are already in the United States, are vetted and screened to the maximum degree possible.”2 B. Legal Authority The legal basis of this rulemaking is found in section 103(a) of the Immigration and Nationality Act (INA), 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and nationality laws and establish such regulations as the Secretary deems necessary for carrying out such authority, and section 101(b)(1)(F) of the Homeland Security Act (HSA), 6 U.S.C. 111(b)(1)(F), which establishes as a primary mission of DHS the duty to “ensure that the overall economic security of the United States is not diminished by efforts, activities, and programs aimed at securing the homeland.” 1 See E.O. 14159, Protecting the American People Against Invasion (Jan. 20, 2025), 90 FR 8443, 8446 (Jan. 29, 2025).
[2] 见第14161号行政命令《保护美国免受外国恐怖分子及其他国家安全和公共安全威胁》(2025年1月20日),90 FR 8451, 8451(2025年1月30日)。
2 See E.O. 14161, Protecting the United States from Foreign Terrorists and Other National Security and Public Safety Threats (Jan. 20, 2025), 90 FR 8451, 8451 (Jan. 30, 2025).
C. 监管行动主要条款概述 本最终规则在认真考虑所收到的意见后,将该IFR原样确定为最终规则,不作任何更改。据此,DHS将该IFR所作出的以下更改确定为最终规则:
C. Summary of the Major Provisions of the Regulatory Action This final rule adopts the IFR as final, without any changes, after careful consideration of the comments received. Accordingly, DHS is adopting as final the following changes that the IFR has made:
•修订了8 CFR 274a.13(d)的标题,以明确表明最长540天的自动延期期限仅适用于在2025年10月30日之前提交的续签EAD申请。
•Revised the heading of 8 CFR 274a.13(d) to clearly indicate that the up-to- 540-day automatic extension period only applies to renewal EAD applications filed before October 30, 2025.
•新增了8 CFR 274a.13(e)条款。该新规定说明,除8 CFR 274a.13(d)另有规定、法律另有规定,或通过联邦公报(Federal Register)通知就临时保护身份(TPS)相关就业文件另有规定外,对于在2025年10月30日当日或之后提交的续签EAD申请,已过期或即将过期的就业许可文件(Employment Authorization Document)及/或就业许可的有效期将不会自动延长。
•Added new 8 CFR 274a.13(e). The new provision explains that, unless otherwise provided in 8 CFR 274a.13(d), by law, or through a Federal Register notice for Temporary Protected Status (TPS)-related employment documentation, the validity period of an expired or expiring Employment Authorization Document and/or employment authorization will not be automatically extended by a renewal EAD application filed on or after October 30, 2025.
美国国土安全部(DHS)在临时最终规则(IFR)中说明,该临时最终规则不影响在2025年10月30日之前已自动延长的EAD的有效性。该规则还说明,该临时最终规则不影响依据法律或联邦公报通知所提供的EAD及/或就业许可的自动延期,例如根据《移民与国籍法》第244条、8 U.S.C. 1254a及8 CFR第244部分向TPS申请人提供的自动延期。本最终规则同样不影响这些规定。
DHS explained in the IFR that the IFR did not impact the validity of EADs that were automatically extended prior to October 30, 2025. It also explained that the IFR did not impact automatic extensions of EADs and/or employment authorization provided by law or Federal Register notices, such as those for TPS applicants pursuant to section 244 of the Act, 8 U.S.C. 1254a, and 8 CFR part 244.3 This final rule similarly does not impact these provisions.
D. 成本与收益 本最终规则已被认定为行政命令12866第3(f)(1)节所定义的“重大监管行动”,并具有经济重大性,因为其 3 然而,2025年7月4日,国会通过并经总统签署的《One Big Beautiful Bill Act》(公法119-21,139 Stat. 72,2025年7月4日)(众议院法案H.R. 1)第100003(c)条及第100012(a)条,将根据《移民与国籍法》第244条、8 U.S.C. 1254a获得TPS身份的外国人的就业许可有效期限限定为一年或TPS指定期限,以两者中较短者为准。
D. Costs and Benefits This final rule has been designated a “significant regulatory action” and economically significant as defined under section 3(f)(1) of E.O. 12866, because its 3 However, on July 4, 2025, Congress passed and the President signed into law sections 100003(c) and 100012(a) of the One Big Beautiful Bill Act, Pub. L. 119-21, 139 Stat.72 (July 4, 2025) (H.R 1), which limit the validity period of any employment authorization for aliens granted TPS under section 244 of the INA, 8 U.S.C. 1254a, to a period of one year or for the duration of the designation of TPS, whichever is shorter.
本分析任一年度对经济的年度影响可能超过1亿美元。因此,本规则已由管理和预算办公室(OMB)审查。
annual effects on the economy may exceed $100 million in any year of the analysis. Accordingly, this rule has been reviewed by the Office of Management and Budget (OMB).
本最终规则重申并最终确定了临时最终规则对国土安全部相关法规所作的修改,以终止对已在规定期限内提交续签申请的特定就业许可类别外国人的就业许可文件(I-766表,即EAD)自动延长有效期的做法。此项变更的目的在于优先确保对外国人进行适当的审查与甄别,并在授予新一期就业许可及/或新EAD之前确认其持续符合资格。本最终规则不影响在临时最终规则生效前已自动延长的EAD的有效性。在此前规定基于及时提交续签EAD申请而自动延长EAD有效期的各项规则中,国土安全部曾试图稳定外国人的收入并避免雇主因劳动力流动而产生的成本。然而,正如临时最终规则所述,本部已将重点转向优先保障公共安全与国家安全,并确保在授予持续就业许可之前,外国人继续符合资格并在适用情况下值得获得自由裁量权的有利裁决。参见90 FR 48799, 48816(2025年10月30日)。
This final rule reaffirms and finalizes changes made by the IFR to DHS regulations to end the practice of automatically extending the validity of employment authorization documents (Forms I-766 or EADs) for aliens who have timely filed an application to renew their EAD in certain employment authorization categories. The purpose of this change is to prioritize the proper vetting and screening of aliens and ensure continued eligibility before granting a new period of employment authorization and/or a new EAD. This final rule does not affect the validity of EADs that were automatically extended prior to the IFR. In previous rules providing for the automatic extension of EADs based on the timely filing of a renewal EAD application, DHS attempted to stabilize aliens’ earnings and avoid labor turnover costs of employers. However, as explained in the IFR, the Department has shifted focus to prioritizing public safety and national security, and ensuring that aliens continue to be eligible and merit a favorable exercise of discretion, as applicable, before being granted continued employment authorization. See 90 FR 48799, 48816 (Oct. 30, 2025).
国土安全部已就本最终规则所产生的影响准备了两类量化估算。在一个为期18个月的单一窗口期内(自2027年5月起),根据若干假设,预计约有20,000至33,000份EAD将失效。由于USCIS对续签EAD申请的处理延误,本规则可能导致部分EAD持有人因EAD失效而遭受收入损失(“收入减少”),因为在本规则下,其收入可能因EAD失效而受到中断。若其他美国工人能够相对无摩擦地替代上述外国人,则此类外国人的收入损失可能转化为对其他美国工人的有利转移。此外,就本规则导致EAD持有人职位空缺而言,这将对企业及雇员向联邦政府缴纳的税收转移产生影响。4 本规则还将给雇用受影响的失效EAD持有人的企业带来劳动力流动成本,因为在本规则下,EAD持有人的就业许可及/或文件有效性将受到中断。在进行这些估算时,国土安全部强调,涉及该影响的各项因素,包括处理时间、申请数量、续签申请提交时间以及相关的基础福利申请等方面的变化,都将导致影响程度出现差异。
DHS has prepared two types of quantified estimates of the impacts generated by this final rule. For a single 18-month window (starting in May 2027) from about 20,000 to 33,000 EADs are estimated to lapse, based on several assumptions. This rule may result in some EAD holders incurring a loss of earnings (“reduced earnings”) because of USCIS process delays for renewal EAD applications, as under this rule there could be disruption to their earnings due to a lapsed EAD. Such earnings loss to aliens could comprise beneficial transfers to other U.S. workers if the substitution of the latter for the former is relatively frictionless. Additionally, to the extent this rule affects EAD holders’ jobs going unfilled, there will be impacts to tax transfers from businesses and employees to the Federal Government.4 This rule will also generate labor turnover costs to businesses that employ the affected-lapsed EAD holders, as under this rule there would be a disruption to the EAD holders’ employment authorization and/or document validity. In conducting these estimates DHS emphasizes that variation in factors involved in the impact, including impact processing times, filing volumes, the timing of renewal filings, and underlying benefit requests, will cause variation in the impacts.
由于未来人口数量和处理时间的变化,影响估算值很可能存在较大差异。因此,美国国土安全部(DHS)针对估算值的均值(预期值)制定了涵盖高限和低限的较宽区间。据估计,本规则将导致无法轻易替换工作许可已失效外国人的雇主遭受1.381亿美元的生产力损失成本,将使美国雇主因潜在的劳动力流动而产生3.121亿美元的成本,将产生价值1.381亿美元的因收入变化而从获得工作许可的外国人转移至替代工人的转移支付,并预计在18个月期间产生1450万美元的税收减少影响。预计约有1,700至2,800家雇主将受到影响。
Due to variation in future populations and process times, there is likely to be substantial variation in the impact estimates. For this reason, DHS develops wide ranges capturing a high and low bound for the estimates, in terms of the means (expected value). This rule is estimated to result in $138.1 million in lost productivity costs to employers that are not able to easily replace aliens with lapsed EADs, costs of $312.1 million to U.S. employers from potential labor turnover, transfers due to earnings changes worth $138.1 million from employment-authorized aliens to replacement workers and is expected to generate tax reduction impacts of $14.5 million over an 18-month period. Approximately 1,700 and 2,800 employers are estimated to be impacted.
第V.B节提供了支持本分析的A-4会计报表,随附的经济分析详细说明了支持影响估算的数据和方法。
Section V.B. provides an A-4 accounting statement supporting the analysis and the accompanying economic analysis details the data and methodology supporting the impact estimates.
二、背景 A. 法律授权 国土安全部部长(部长)就本最终规则所作监管修订的授权,见于《移民与国籍法》(INA,8 U.S.C. 1101及其后各条)以及《国土安全法》(HSA,Pub. L. 107-296, 116 Stat. 2135,部分编入6 U.S.C. 101及其后各条)的各项条款中。
II. Background A. Legal Authority The Secretary of Homeland Security’s (Secretary) authority for the regulatory amendments made in this final rule are found in various sections of the INA, 8 U.S.C. 1101 et seq., and the HSA, Pub. L. 107–296, 116 Stat. 2135 (codified in part at 6 U.S.C. 101 et seq.).
4 本规则还可能导致州和地方税收减少,但由于各州和地方税法以及个人纳税情形存在差异,本分析未对此影响进行量化。发布本规则的一般授权见于INA第103(a)条,8 U.S.C. 1103(a),该条授权部长管理和执行移民与国籍法律,并制定部长认为执行该授权所必需的法规,以及HSA第102条,6 U.S.C. 112,该条将国土安全部的所有职能赋予部长,并授权部长发布法规。5 本规则的进一步授权见于:
4 This rule could also result in a reduction in State and local tax revenue, but this impact is not quantified in this analysis due to variations in state and local tax laws and individual’s tax scenarios. General authority for issuing this rule is found in section 103(a) of the INA, 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and nationality laws and establish such regulations as the Secretary deems necessary for carrying out such authority, as well as section 102 of the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the Secretary and authorizes the Secretary to issue regulations.5 Further authority for this rule is found in:
•INA第208(d)(2)条,8 U.S.C. 1158(d)(2),该条授权部长可自行决定,在庇护申请人提交庇护申请满180天后,向其授予工作许可;
•Section 208(d)(2) of the INA, 8 U.S.C. 1158(d)(2), which provides the Secretary with authority to grant employment authorization, in his or her discretion, to applicants for asylum if 180 days have passed since filing an application for asylum;
•INA第214条,8 U.S.C. 1184,包括INA第214(a)(1)条,8 U.S.C. 1184(a)(1),该条授权部长通过法规规定非移民入境的时间和条件;
•Section 214 of the INA, 8 U.S.C. 1184, including section 214(a)(1) of the INA, 8 U.S.C. 1184(a)(1), which authorizes the Secretary to prescribe, by regulation, the time and conditions of the admission of nonimmigrants;
•INA第244(a)(1)(B)条,8 U.S.C. 1254a(a)(1)(B),该条规定部长应为已获准临时保护身份(TPS)的外国人授予工作许可并提供工作许可证明;
•Section 244(a)(1)(B) of the INA, 8 U.S.C. 1254a(a)(1)(B), which states that the Secretary shall authorize employment and provide evidence of employment authorization for aliens who have been granted Temporary Protected Status;
•INA第274A(b)条,8 U.S.C. 1324a(b),该条规定了雇佣核实制度,并列明了雇佣资格核实要求;
•Section 274A(b) of the INA, 8 U.S.C. 1324a(b), which provides for the employment verification system and outlines employment eligibility verification requirements;
•INA第274A(h)(3)(B)条,8 U.S.C. 1324a(h)(3)(B),该条确认部长有权将工作许可延伸至处于以下情形的外国人:5 尽管本最终规则所讨论的《移民与国籍法》若干条款仅提及“司法部长”,但根据《国土安全法》的规定,此类条款现应理解为指国土安全部部长。参见6 U.S.C. 202(3)、251、271(b)、542 note、557;8 U.S.C. 1103(a)(1)和(g)、1551 note;Nielsen诉Preap案,586 U.S. 392, 397 n.2 (2019)。
•Section 274A(h)(3)(B) of the INA, 8 U.S.C. 1324a(h)(3)(B), which recognizes the Secretary’s authority to extend employment authorization to aliens in the 5 Although several provisions of the INA discussed in this final rule refer exclusively to the “Attorney General,” such provisions are now to be read as referring to the Secretary of Homeland Security by operation of the HSA. See 6 U.S.C. 202(3), 251, 271(b), 542 note, 557; 8 U.S.C. 1103(a)(1) and (g), 1551 note; Nielsen v. Preap, 586 U.S. 392, 397 n.2 (2019).
美国境内;6 以及 •《一个美丽大法案》(One Big Beautiful Bill Act,Pub. L. 119-21,2025年7月4日)第100003(c)条和第100012(a)条,该等条款将根据INA第244条(8 U.S.C. 1254a)获准临时保护身份(TPS)的外国人的工作许可有效期限制为一年或TPS指定期限(以较短者为准)。
United States;6 and •Sections 100003(c) and 100012(a) of the One Big Beautiful Bill Act, Pub. L. 119-21 (July 4, 2025), which limit the validity period of any employment authorization for aliens granted TPS under section 244 of the INA, 8 U.S.C. 1254a, to either a period of one year or for the duration of the designation of TPS, whichever is shorter.
B. 就业许可和证明文件的自动延期 在2016年11月之前,8 CFR 274a.13(d)规定,美国公民及移民服务局(USCIS)应在收到就业许可证(EAD)申请后90天内作出裁定。如果USCIS未能在该期限内对EAD申请作出裁定,该外国人有资格申请有效期不超过240天的临时EAD。7 2016年11月18日,作为国土安全部(DHS)实施2000年《21世纪美国竞争力法》(AC21)工作的一部分,DHS发布了一项最终规则,取消了临时EAD,代之以针对特定续签申请人的最长180天自动延期期限。8 C. 将自动延期期限从最长180天增加到最长540天 自授权对某些EAD续签申请人实行最长180天自动延期期限的最终规则颁布以来,USCIS在其目标处理时限内处理初次和续签EAD申请的能力受到了各种临时性因素的不利影响,包括6 法院已承认国会已授权DHS向某些类别的外国人授予或延长就业许可。参见,例如,Wash. All. of Tech. Workers诉DHS案,50 F.4th 164, 191-192(哥伦比亚特区巡回上诉法院,2022年)(“重要的是,第1324a(h)(3)条明确承认,就业许可不必由制定法具体授予,它也可以通过法规授予。”)。DHS正在依据所有适用的权限行使这一自由裁量权,包括《国土安全法》(HSA)中所引用的权限,以及《移民与国籍法》(INA)第103、208、214、244和274A(h)(3)条,即8 U.S.C. 1103、1158、1184、1254a和1324a(h)(3)条,以及《行政程序法》5 U.S.C. 553条。参见Loper Bright Enterprises诉Raimondo案,144 S. Ct. 2244, 2263(2024年)(“当然,在涉及某一行政机构的案件中,制定法的含义很可能是该机构被授权行使一定程度的自由裁量权。国会经常制定此类法规。例如,一些法规‘明确授权’某一行政机构对特定法律术语赋予含义。其他法规则授权某一行政机构制定规则以‘填补’法定方案的细节,或在诸如‘适当’或‘合理’等留给行政机构灵活性的术语或短语所施加的限制内进行监管。”)(内部引用省略)。7 参见8 CFR 274a.13(d)(2016年)。
B. Automatic Extension of Employment Authorization and Documentation Before November 2016, 8 CFR 274a.13(d) stated that USCIS would adjudicate an EAD application within 90 days of receipt. If USCIS did not adjudicate the EAD application within that timeframe, the alien was eligible to request an interim EAD with a validity period not to exceed 240 days.7 On November 18, 2016, as part of DHS’s efforts to implement the American Competitiveness in the Twenty-first Century Act of 2000 (AC21), DHS published a final rule that eliminated Interim EADs and replaced them with a maximum 180-day automatic extension period for certain renewal applicants.8 C. Increasing the Automatic Extension Period from a Maximum of 180 Days to a Maximum of 540 Days Since the promulgation of the final rule authorizing up to 180-day automatic extension period for certain renewal EAD applicants, USCIS’ ability to process both 6 Courts have acknowledged that Congress delegated authority to DHS to grant or extend employment authorization to certain classes of aliens. See, e.g., Wash. All. of Tech. Workers v. DHS, 50 F.4th 164, 191- 192 (D.C. Cir. 2022) (“What matters is that section 1324a(h)(3) expressly acknowledges that employment authorization need not be specifically conferred by statute; it can also be granted by regulation.”). DHS is exercising this discretionary authority consistent with all applicable authorities, including the referenced authorities in the HSA, and sections 103, 208, 214, 244, and 274A(h)(3) of the INA, 8 U.S.C. 1103, 1158, 1184, 1254a, and 1324a(h)(3), as well as the Administrative Procedure Act at 5 U.S.C. 553. See Loper Bright Enterprises v. Raimondo, 144 S. Ct. 2244, 2263 (2024) (“In a case involving an agency, of course, the statute's meaning may well be that the agency is authorized to exercise a degree of discretion. Congress has often enacted such statutes. For example, some statutes ‘expressly delegate’ to an agency the authority to give meaning to a particular statutory term. Others empower an agency to prescribe rules to ‘fill up the details’ of a statutory scheme, or to regulate subject to the limits imposed by a term or phrase that leaves agencies with flexibility, such as ‘appropriate’ or ‘reasonable.’”) (internal citations omitted). 7 See 8 CFR 274a.13(d) (2016).
8 参见81 FR 82398(2016年11月18日)(AC21最终规则)。
8 See 81 FR 82398 (Nov. 18, 2016) (AC21 Final Rule).
初次和续签EAD申请在USCIS目标处理时限内的处理工作受到了多种临时性因素的不利影响。9 2022年5月10和2024年4月,11 DHS将自动延期期限从最长180天临时增加到最长540天。2022年5月和2024年4月的临时最终规则旨在减少根据8 CFR 274a.13(d)有资格获得EAD有效期自动延期的续签EAD申请人因USCIS处理延误而经历就业许可和/或EAD有效期中断的人数。
initial and renewal EAD applications within USCIS’ targeted processing times was adversely impacted by a variety of temporary circumstances.9 In May 202210 and April 2024,11 DHS temporarily increased the automatic extension from up to 180 days to up to 540 days. The May 2022 and April 2024 temporary final rules were intended to reduce the number of renewal EAD applicants eligible for an automatic extension of their EAD validity under 8 CFR 274a.13(d) experiencing lapses in their employment authorization and/or EAD validity because of USCIS processing delays.
国土安全部(DHS)于2024年12月还发布了一项最终规则12,无限期地延长了截至2022年5月4日仍待决或于2022年5月4日或之后正式提交的某些申请最长540天的自动延期。该规则旨在减少可能严重影响就业许可文件(EAD)续签处理时间的未来未知情况所造成的影响。13 D. 2025年临时最终规则取消了某些就业许可文件的自动延期 该临时最终规则(IFR)修订了国土安全部的法规,终止了自动延长某些就业许可文件有效期的做法。参见8 CFR 274a.13(e)。该临时最终规则并未影响已根据8 CFR 274a.13(d)(1)授予续签就业许可文件申请人的自动延期,前提是续签就业许可文件申请是在2025年10月30日之前提交的。参见8 CFR 274a.13(d)。该临时最终规则也未影响法律另行规定的自动延期,或根据有关续签程序的适用联邦公报通知所规定的自动延期9 参见87 FR 26614, 26617-26(2022年5月4日)(指出美国公民及移民服务局(USCIS)当时财政状况不稳、COVID-19突发公共卫生紧急事件以及I-765表格申请数量的急剧增加);另见89 FR 24628, 24634-40(2024年4月8日)(指出转介至美国公民及移民服务局进行可信恐惧评估的案件增加,以及肯定性庇护和抗辩性庇护申请的增加,是导致就业许可文件处理时间延长的促成因素)。10 87 FR 26614(2022年5月4日)(将自动延期期限临时延长至最长540天)。11 89 FR 24628(2024年4月8日)(将自动延期期限临时延长至最长540天)。12 参见89 FR 101208(2024年12月13日)(将自动延期期限永久延长至最长540天)。
DHS also issued a final rule in December 202412 that indefinitely increased the up to 540-day automatic extension for certain applications pending on May 4, 2022, or properly filed on or after May 4, 2022. That rule was intended to reduce the effects of unknown future circumstances that could significantly impact EAD renewal processing times.13 D. The 2025 Interim Final Rule Removed Automatic Extensions for Certain Employment Authorization Documents The IFR amended DHS regulations to end the practice of automatically extending the validity of certain EADs. See 8 CFR 274a.13(e). The IFR did not impact the automatic extensions already granted to renewal EAD applicants under 8 CFR 274a.13(d)(1), if the renewal EAD application was filed before October 30, 2025. See 8 CFR 274a.13(d). The IFR also did not impact automatic extensions otherwise provided by law or in an applicable Federal Register notice regarding procedures for renewing 9 See 87 FR 26614, 26617–26 (May 4, 2022) (identifying USCIS’ precarious fiscal status, the COVID-19 public health emergency, and dramatic increases in Form I-765 filings); see also 89 FR 24628, 24634–40 (Apr. 8, 2024) (identifying an increase in referrals to USCIS for Credible Fear Assessment and an increase in affirmative and defensive asylum filings as contributing factors to increased EAD processing times). 10 87 FR 26614 (May 4, 2022) (temporarily increased the automatic extension period to up to 540 days). 11 89 FR 24628 (Apr. 8, 2024) (temporarily increased the automatic extension period to up to 540 days). 12 See 89 FR 101208 (Dec. 13, 2024) (permanently increased the automatic extension period to up to 540 days).
13 参见89 FR 101210("当不可预见的未来情况导致处理时间延长超过180天,并造成大规模续签就业许可文件失效时,将自动延期期限永久调整为540天将带来相关益处和成本节约,例如稳定收入和避免劳动力流失成本。")。
13 See 89 FR 101210 (“When unforeseen future circumstances cause processing times to extend beyond 180 days and result in large scale lapses in renewal EADs, this permanent adjustment of the automatic extension period to 540 days will result in benefits and cost savings, such as stabilized earnings and avoided labor turnover costs.”).
根据《移民与国籍法》(INA)第244条、8 U.S.C. 1254a及8 CFR第244部分规定的与临时保护身份(TPS)相关的就业文件。14 参见8 CFR 274a.13(e)。
TPS-related employment documentation pursuant to section 244 of the INA, 8 U.S.C. 1254a, and 8 CFR part 244.14 See 8 CFR 274a.13(e).
该临时最终规则对规范就业许可文件的法规作出了两项修改,具体论述如下。
The IFR made two changes to the regulations governing EAD, as discussed below.
1. 新增8 CFR 274a.13(e) 该临时最终规则新增了第(e)款,该款自该临时最终规则于2025年10月30日公布之日起立即生效。通过8 CFR 274a.13(e),国土安全部取消了对2025年10月30日或之后提交的续签申请,就业授权和/或就业许可文件有效期提供最长540天自动延期的做法。因此,如果续签就业许可文件申请人在2025年10月30日或之后提交申请,将不再获得其就业授权和/或就业许可文件有效期最长540天的自动延期。参见8 CFR 274a.13(e)。
1. Added New 8 CFR 274a.13(e) The IFR added a new paragraph (e) that went into effect immediately with the publication of the IFR on October 30, 2025. With 8 CFR 274a.13(e), DHS eliminated the practice of providing automatic extension periods for employment authorization and/or EAD validity for up to 540 days for renewal applications filed on or after October 30, 2025. Therefore, renewal EAD applicants no longer receive an up to 540-day automatic extension of their employment authorization and/or EAD validity if they file their application on or after October 30, 2025. See 8 CFR 274a.13(e).
除非法律另有规定,或8 CFR 274a.13(d)另有规定,或根据有关续签临时保护身份相关就业文件程序的适用联邦公报通知另有规定,外国人的就业授权和/或就业许可文件有效期将按照以下各段所述情形届满:
Except as otherwise provided by law, in 8 CFR 274a.13(d), or in accordance with an applicable Federal Register notice regarding procedures for renewing TPS-related employment documentation, an alien’s employment authorization and/or EAD validity will expire as explained in the following paragraphs:
对于根据8 CFR 274a.12(a)因其身份而获得就业授权的外国人,除非法律另有规定,其就业许可文件将于该文件正面所载有效期届满日期的次日失效。参见8 CFR 274a.13(e)(1)。由于该外国人的就业授权与其在美国的身份相关联,该外国人的就业授权不会在就业许可文件所标注的日期届满。相反,该外国人的就业授权将在其在美国的身份届满或终止之日同日届满或终止。
For those aliens who are employment authorized incident to status under 8 CFR 274a.12(a), unless otherwise provided by law, their EAD will expire on the day after the end validity date stated on the face of the EAD. See 8 CFR 274a.13(e)(1). Because the alien’s employment authorization is tied to the alien’s status in the United States, the alien’s employment authorization will not expire on the date indicated on the EAD. Instead, the alien’s employment authorization will expire or terminate on the same date the alien’s status in the United States expires or terminates.
14 然而,国土安全部指出,H.R. 1法案(公法119-21号(2025年),139 Stat. 221(2025年),编入8 U.S.C. 1802-1815)第100003(c)条和第100012(a)条,将根据《移民与国籍法》第244条、8 U.S.C. 1254a获得临时保护身份的外国人的任何就业授权的有效期限制为1年或临时保护身份指定期限,以两者中较短者为准。
14 DHS notes, however, that sections 100003(c) and 100012(a) of H.R. 1, Pub. L. 119-21 (2025), 139 Stat. 221 (2025) (codified at 8 U.S.C. 1802-1815), limits the validity period of any employment authorization for aliens granted TPS under section 244 of the INA, 8 U.S.C. 1254a, to a period of 1 year or for the duration of the designation of TPS, whichever is shorter.
例如,作为L-1非移民配偶的L-2非移民外国人,其就业许可是基于身份自动获得的。参见移民与国籍法(INA)第214(c)(2)(E)条,8 U.S.C. 1184(c)(2)(E)。如果L-2非移民选择申请就业许可文件(EAD)以证明其就业授权,该EAD将于其正面所载日期届满。在某些情况下,该日期可能与L-2身份的到期日期相同。但在其他情况下,L-2身份的到期日期可能晚于EAD的到期日期,尤其是在L-2非移民在获得EAD后曾离开美国,并在返回美国时被给予一个将在EAD到期之后才届满的新身份到期日期的情况下。15在这种情况下,L-2非移民在其L-2非移民身份有效期间仍保有就业授权,即使EAD已经过期,但过期的EAD将不再是证明该L-2非移民就业授权的有效文件。16一旦该外国人不再具有L-2身份(例如,L-2非移民身份已届满),该外国人将不再作为L-2非移民而获得就业授权,因为该就业授权取决于其是否具有L-2非移民身份。
For example, an alien in L-2 nonimmigrant status as the spouse of an L-1 nonimmigrant is employment authorized incident to status. See INA sec. 214(c)(2)(E), 8 U.S.C. 1184(c)(2)(E). If the L-2 nonimmigrant chooses to apply for an EAD to evidence his or her employment authorization, the EAD will expire as of the date indicated on the face of the EAD. In some cases that may be the same date as the expiration of the L-2’s nonimmigrant status. But in other cases, the L-2 status expiration date may be after the EAD expiration date, particularly if the L-2 nonimmigrant travelled outside of the United States after obtaining an EAD and, upon return to the United States, was provided a new status expiration date that will expire after the EAD expires.15 In that scenario, the L-2 nonimmigrant would remain employment authorized while in L-2 nonimmigrant status, even after the EAD expires, but the expired EAD would no longer be a valid document to evidence the L-2 nonimmigrant’s employment authorization.16 Once the alien is no longer in L-2 status (for example, the L-2 nonimmigrant status expires), the alien would no longer be employment authorized as an L-2 nonimmigrant because such employment authorization is dependent on being in L-2 nonimmigrant status.
对于那些并非基于其移民身份而自动获得就业授权、而是必须依据8 CFR 274a.12(c)在美国境内接受雇佣之前先向美国公民及移民服务局(USCIS)申请就业授权的外国人,例如调整身份申请人或有待决庇护申请的外国人,USCIS将行使自由裁量权确定就业授权期限的长短,随后签发反映该有效期的EAD。17因此,该EAD将届满,就业授权亦将于15 在此情形下,新的身份到期日期是该外国人I-94表格(入境/离境记录文件)上所载的日期。
For aliens who are not employment authorized incident to their immigration status and who instead must obtain employment authorization from USCIS, pursuant to 8 CFR 274a.12(c) before accepting employment in the United States, such as adjustment of status applicants or aliens with a pending asylum application, USCIS determines the length of the period of employment authorization in the exercise of its discretion and thereafter issues an EAD reflecting the validity period.17 Therefore, the EAD will expire and the employment authorization will terminate the day after the end validity date stated 15 In this case, the new status expiration date is the date stated on the alien’s Form I-94, Arrival Departure document.
16 L-2身份人员仍可持有其他证明就业授权的文件,例如标注有L-2S分类的I-94表格,入境/离境记录。
16 An L-2 can still have other evidence of documentation of employment authorization, such as a Form I- 94, Arrival/Departure Record, designated with the L-2S classification.
17 依据8 CFR 274a.12(c)授予的就业授权,通常由部长自由裁量决定。参见8 CFR 274a.13(a)(1)(“依据8 CFR 274a.12(c)提出的申请,除8 CFR 274a.12(c)(8)外,其批准均属USCIS自由裁量权范围。”)。
17 Employment authorization granted pursuant to 8 CFR 274a.12(c) is generally granted in the discretion of the Secretary. See 8 CFR 274a.13(a)(1) (“The approval of applications filed under 8 CFR 274a.12(c), except for 8 CFR 274a.12(c)(8), are within the discretion of USCIS.”).
EAD正面所载有效期届满之日的次日终止,具体依据8 CFR 274a.14所列情形而定,或者对于依据8 CFR 274a.12(c)(19)基于待决临时保护身份(TPS)申请而获得就业授权的外国人,则依据该法第244条及8 CFR第244部分。18 参见8 CFR 274a.13(e)(2)。
on the face of the EAD based upon the situations outlined in 8 CFR 274a.14, or for aliens with employment authorization under 8 CFR 274a.12(c)(19) based on a pending TPS application, pursuant to section 244 of the Act and 8 CFR part 24418 See 8 CFR 274a.13(e)(2).
例如,一名有待决调整身份申请(I-485表格)的外国人持有一张将于2026年5月30日届满的EAD。该外国人的调整身份申请尚未被裁决,仍处于待决状态。该外国人有资格基于该待决调整身份申请申请续签EAD。该外国人于2026年2月4日申请续签EAD,该日期晚于临时最终规则(IFR)2025年10月30日的生效日期。如果其续签申请在其现有就业授权于2026年5月30日届满之前获得批准,该外国人将保持连续的就业授权。如果该续签EAD申请在2026年5月31日仍未获裁决,则该外国人自2026年5月31日起不得继续为其雇主工作,除非该外国人另有其他依据的就业授权。参见8 CFR 274a.13(e)。如果该续签EAD申请随后获得批准,该外国人将重新获得就业授权,并可在新EAD所载有效期内恢复工作。外国人越晚提交续签EAD申请,其就业授权和/或EAD有效性出现暂时中断的可能性就越大。
For example, an alien with a pending adjustment of status application (Form I- 485) has an EAD that expires on May 30, 2026. The alien’s adjustment of status application has not been adjudicated and continues to be pending. The alien is eligible to apply for a renewal EAD based on the pending adjustment of status application. The alien applies for a renewal of the EAD on February 4, 2026, which is after the October 30, 2025, effective date of the IFR. The alien will maintain continuous employment authorization if his or her renewal application is granted before his or her current employment authorization expires on May 30, 2026. If the renewal EAD application remains unadjudicated on May 31, 2026, the alien cannot continue to work for his or her employer on or after May 31, 2026, unless the alien is employment authorized on a separate basis. See 8 CFR 274a.13(e). If the renewal EAD application is subsequently approved, the alien would again be employment authorized and may resume employment during the validity period stated on the new EAD. The longer an alien waits to file a renewal EAD application, the more likely it is that he or she may experience a temporary lapse in his or her employment authorization and/or EAD validity.
2. 修改8 CFR 274a.13(d)的标题
2024年12月13日,美国国土安全部(DHS)发布一项最终规则,修订8 CFR 274a.13(d),永久延长某些就业授权和/或就业授权文件(EAD)有效期的自动延期期限。该规则已于2025年1月13日生效。19
18 例如,根据8 CFR 274a.14的规定,就业授权也可能在EAD上显示的到期日期之前终止,如果针对该外国人启动了排除或驱逐程序;如果授予EAD所依据的条件未得到满足或已不复存在;或者如有证据表明EAD申请中所含信息并非真实和正确。
19 见89 FR 101208(2024年12月13日)。
2. Modified the heading of 8 CFR 274a.13(d) On December 13, 2024, DHS published a final rule amending 8 CFR 274a.13(d) to permanently increase the automatic extension period for certain employment authorization and/or EAD validity. The rule became effective on January 13, 2025.19 18 For example, employment authorization may also end prior to the expiration date displayed on the EAD, in accordance with 8 CFR 274a.14, if exclusion or deportation proceedings are instituted against the alien; if a condition upon which the EAD was granted has not been met or no longer exists; or upon a showing that the information contained in the request for an EAD was not true and correct. 19 See 89 FR 101208 (Dec. 13, 2024).
DHS保留了针对那些在2025年10月30日之前及时提交续签EAD申请,且在其他方面符合8 CFR 274a.13(d)要求的外国人给予自动延期的规定。临时最终规则(IFR)修订了8 CFR 274a.13(d),修改了该款的标题,以反映该款适用于在2025年10月30日之前正式提交的续签申请,从而避免在2025年10月30日之前提交的续签EAD申请与在IFR公布当日或之后提交的申请之间,就8 CFR 274a.13(d)项下授予的自动延期期限产生混淆。通过此最终规则,DHS正式采纳并最终确定了IFR所作的修改,未对相关法规作出任何其他修改。
DHS is retaining the provision granting an automatic extension for those aliens who had timely filed a renewal EAD request before October 30, 2025, and who otherwise meet the requirements of 8 CFR 274a.13(d). The IFR amended 8 CFR 274a.13(d) by revising the paragraph’s heading to reflect that the paragraph applies to renewal requests properly filed before October 30, 2025, to avoid confusion between the automatic extension period granted under 8 CFR 274a.13(d) for those renewal EAD requests filed prior to October 30, 2025, and those filed on the day of or after the publication of the IFR. With this final rule, DHS is adopting and finalizing the changes made by the IFR and not making any additional changes to the regulations.
对8 CFR 274a.13(d)标题的这一修改确保了IFR和本规则不会对那些已在2025年10月30日之前及时且正式提交续签EAD申请的外国人产生追溯性影响。对于这些外国人,根据本规则,一份表面上已过期(“表面过期”)的EAD,若与表明及时提交(即USCIS签发的I-765表格收据通知的收据日期早于EAD上的到期日期,且早于2025年10月30日)的《行动通知书》(I-797C表格)相结合,基于与表面过期EAD所载相同的就业资格类别提交的续签申请(或者,如果EAD与I-797C通知所含类别代码为A12或C19其中之一,则类别代码无需相符),将被视为自EAD正面所示到期日期起最长540天内未过期。在此类情形下,该外国人表面过期的EAD自EAD正面所示到期日期起最长540天内被视为未过期。20 美国公民及移民服务局(USCIS)已在其网站上更新相关网页,提供适当的
20 如果调整身份申请人(C09)的EAD卡与预先许可(advance parole)授权合并签发,即申请人获发组合卡(此情况下,EAD本身会标注“SERVES AS I-512 ADVANCE PAROLE”,即“兼作I-512预先许可”),则8 CFR 274a.13(d)项下最长540天的自动延期不适用于该申请人组合卡中的预先许可部分。
This change to the heading of 8 CFR 274a.13(d) ensures that the IFR and this rule do not retroactively affect those aliens who have already timely and properly filed a renewal EAD application before October 30, 2025. For these aliens, an EAD that appears on its face to be expired (“facially expired”) is considered unexpired under this rule for up to 540 days from the expiration date on the front of the EAD when combined with a Notice of Action (Form I-797C) indicating timely filing (that is, the receipt notice for the Form I-765 issued by USCIS has a receipt date that is before the expiration date on the EAD and before October 30, 2025) of the renewal application based on the same employment eligibility category as stated on the facially expired EAD (or in the case of an EAD and I-797C notice) that contains either an A12 or C19 category code, the category codes need not match). In those cases, the alien’s facially expired EAD is considered unexpired for up to 540 days from the expiration date on the face of the EAD.20 USCIS updated the web page on the USCIS website with the appropriate 20 If an adjustment of status applicant’s (C09) EAD card is combined with the advance parole authorization, i.e., the applicant is issued a combo card (in this case, the EAD itself has an annotation “SERVES AS I-512 ADVANCE PAROLE”), the up-to-540-day automatic extension under 8 CFR 274a.13(d) does not apply to the advance parole part of the applicant’s combo card.
信息。21 USCIS还更新了其网站上的I-9 Central页面以及《雇主手册》(M-274),为雇主和雇员提供补充指导。22
E. 可分割性
与IFR一样,DHS在发布本最终规则时继续认为,本规则的各项条款应在最大可能范围内被视为可相互分割的。例如,若具有管辖权的法院裁定,终止对在某些就业类别中已及时提交就业授权和/或EAD续签申请的外国人自动延长其就业授权和/或EAD有效期这一做法,仅可适用于特定类别的续签EAD申请人或特定情形,DHS意图使法院就该规则对所有其他涵盖人员和情形仍予以保留。DHS的总体目标是防范对国家安全和公共安全的威胁,并确保仅在USCIS进行充分审查,并认定该外国人继续符合资格且(如适用)应获得有利裁量结果之后,方才提供就业授权和/或EAD。
information.21 USCIS also updated I-9 Central on the USCIS website and the Handbook for Employers, M-274, to provide employers and employees with additional guidance.22 E. Severability In issuing this final rule, like the IFR, DHS continues to intend that the rule’s various provisions be considered severable from one another to the greatest extent possible. For instance, if a court of competent jurisdiction were to hold that ending the practice of automatically extending the validity of employment authorization and/or EADs for aliens who have timely filed an application to renew their employment authorization and/or EAD in certain employment categories may only be applied to a particular category of renewal EAD applicants or in a particular circumstance, DHS would intend for the court to leave the remainder of the rule in place with respect to all other covered persons and circumstances. DHS’s overarching goal is to militate against threats to national security and public safety and to ensure that employment authorization and/or EADs are provided only after USCIS conducts adequate vetting and determines that the alien continues to be eligible and merits a favorable exercise of discretion, if applicable.
III. 最终规则中的变更 本最终规则将2025年10月30日发布于《联邦公报》第90卷第48799页的临时最终规则(IFR)中对8 CFR第274a.13(d)和(e)条的修订内容原文照准,不作任何修改,予以最终确定。 IV. 对临时最终规则的公众意见回应 A. 意见摘要 在发布临时最终规则(IFR)时,国土安全部(DHS)邀请公众通过21 鉴于该临时最终规则,名为“自动延长就业授权文件(EAD)有效期”的网页已被存档,但仍可通过以下网址查阅该网页:https://www.uscis.gov/archive/automatic-employment-authorization-document-ead-extension(最后更新于2025年10月29日)。
III.Changes in the Final Rule This final rule adopts as final, without change, the amendments to 8 CFR 274a.13(d) and (e) in the IFR, published on October 30, 2025, at 90 FR 48799. IV. Response to Public Comments on the Interim Final Rule A. Summary of Comments When issuing the IFR, DHS invited the public to participate in the rulemaking by 21 The website entitled “Automatic Employment Authorization Document (EAD) Extension” has been archived in light of the IFR but the webpage is still available for viewing at https://www.uscis.gov/archive/automatic-employment-authorization-document-ead-extension (last updated Oct. 29, 2025).
22 参见国土安全部(DHS)、美国公民及移民服务局(USCIS),《雇主手册》M-274,5.0 在特定情形下就业授权和/或就业授权文件(EAD)的自动延期(最后更新于2025年10月30日),https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m-274/50-automatic-extensions-of-employment-authorization-andor-employment-authorization-documents-eads-in。
22 See DHS, USCIS, Handbook for Employers M-274, 5.0 Automatic Extensions of Employment Authorization and/or Employment Authorization Documents (EADs) in Certain Circumstances (last updated Oct. 30, 2025), https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m- 274/50-automatic-extensions-of-employment-authorization-andor-employment-authorization-documents- eads-in.
提交颁布后意见,就该规则的各个方面参与规则制定程序。国土安全部在临时最终规则发布后提供了为期33天的意见征询期。国土安全部通过联邦电子规则制定门户网站,在文档编号USCIS-2025-027123项下,收到了针对本规则制定的653份公众意见提交。
submitting post-promulgation comments on every aspect of the rule. DHS provided a 33- day comment period following the publication of the IFR. DHS received 653 public comment submissions in the Federal eRulemaking Portal site under Docket ID Number USCIS-2025-027123 in response to the rulemaking.
意见由多方实体和个人提交,包括律师和法律服务提供者、申请人、个人评论者、专业组织、工会、倡导团体、宗教组织、研究和社区组织,以及州和地方政府机构或民选官员。部分评论者表示支持该规则或提出了改进建议。部分评论者表示总体反对该规则,部分评论者提出了替代方案。对于部分公众意见,国土安全部无法确定评论者是支持还是反对该临时最终规则。最后,部分评论者讨论的议题超出了本规则制定的范围。国土安全部仔细审阅了针对该临时最终规则收到的所有公众意见,并在本最终规则中按主题领域对相关意见予以回应。 B. 支持该规则的意见 意见:多位评论者基于国家安全考虑支持该规则,指出有必要对非移民工人进行适当审查。具体而言,他们表示该规则将使国土安全部能够在延长非移民在美国的工作授权之前对其进行全面审查。评论者称该规则是支持公众安全与安保的“关键”措施。一位评论者强调,在美国工作是一项特权,而非一项权利,另一位评论者则表示,安全与国家安全应是政府的最高优先事项。多位评论者基于对签证系统中欺诈与滥用问题的担忧而支持该规则,例如,他们表示该规则将有助于防止潜在的欺诈与滥用。23 该等意见可通过访问联邦电子规则制定门户网站上本规则的文档查阅,网址为:https://www.regulations.gov/document/USCIS-2025-0271-0001/comment。
Comments were submitted by a range of entities and individuals, including attorneys and legal service providers, applicants, individual commenters, professional organizations, unions, advocacy groups, religious organizations, research and community organizations, and State and local government agencies or elected officials. Some commenters expressed support for the rule or offered suggestions for improvement. Some expressed general opposition to the rule, and some offered alternatives. For some of the public comments, DHS could not ascertain whether the commenter supported or opposed the IFR. Finally, some commenters addressed topics outside the scope of this rulemaking. DHS carefully reviewed all the public comments received in response to the IFR and addresses relevant comments in this final rule, grouped by subject area. B. Comments in Support of the Rule Comment: Several commenters supported the rule based on national security concerns, citing the need for proper vetting of nonimmigrant workers. Specifically, they stated that the rule would allow for thorough vetting of nonimmigrants before DHS extends their authorization to work in the United States. Commenters called the rule a “critical” measure to support the safety and security of the public. One commenter emphasized that working in the United States is a privilege, not a right, while another said that safety and national security should be government’s highest priority. Several commenters supported the rule based on concerns about fraud and abuse in the visa system, stating, for example, that it would help deter potential fraud and abuse 23 The comments can be viewed by visiting the docket for this rule on the Federal eRulemaking Portal site at https://www.regulations.gov/document/USCIS-2025-0271-0001/comment.
从而防止外国人在未对其资格作出最终裁定的情况下长期留在劳动力队伍中。
by preventing aliens from remaining in the workforce for extended periods without final adjudication of their eligibility.
许多评论者基于保护美国公民就业机会的考虑支持本规则。一位评论者指出,自动延期使非移民工人在未经及时重新评估的情况下继续就业,使其得以与美国工人竞争职位,而要求在继续就业前获得重新授权则确保只有符合资格的外国人留在劳动力队伍中。回应:美国国土安全部(DHS)同意,本规则维护了对申请人进行全面评估的程序,以确定其是否持续符合资格、识别国家安全和公共安全方面的关切,并通过严格的审查和筛查程序加强防止欺诈的能力。本届政府将美国人民的安全置于优先地位。确保只有在美国公民及移民服务局(USCIS)进行充分审查并确定该外国人持续符合资格,且在适用情况下值得获得自由裁量权的有利行使之后,才授予就业许可和/或签发就业许可文件(EAD),这能更好地保护国家安全、公共安全以及移民体系的完整性。本规则是国土安全部更广泛努力的一部分,旨在减少无意义、欺诈性及其他不具实质理由的EAD申请,并将裁决及其他资源集中用于确保国家安全和项目完整性。
Multiple commenters supported the rule based on concerns about protecting job opportunities for American citizens. A commenter stated that automatic extensions keep nonimmigrant workers employed without timely reevaluation, allowing them to compete with American workers for positions while requiring renewed authorization before continuing employment ensures that only eligible aliens remain in the workforce. Response: DHS agrees that this rule safeguards the process to fully evaluate the applicants in order to determine continued eligibility, identify national security and public safety concerns, and enhance fraud prevention through robust vetting and screening processes. This administration prioritizes the safety of the American people. Ensuring that employment authorization and/or EADs are provided only after USCIS conducts adequate vetting and determines that the alien continues to be eligible and merits a favorable exercise of discretion, if applicable, better protects national security, public safety, and the integrity of the immigration system. This rule is part of a larger DHS effort to reduce frivolous, fraudulent, and otherwise non-meritorious EAD filings and focus adjudicatory and other resources on ensuring national security and program integrity.
C. 反对本规则的评论意见及意见不一的评论
C. Comments in Opposition to the Rule and Mixed Comments
1. 国土安全部的法定权限 i. 国土安全部的法定权限与国会意图 评论意见:多位评论者要求撤回本规则,称该规则违反了国土安全部的法定职责,包括根据6 U.S.C. 111(b)(1)(F)确保“旨在确保国土安全的各项努力……不会削弱美国整体经济安全”的职责。许多评论者指出,与该法定职责相一致,国土安全部最近认定,有必要设立540天的EAD自动延期,以保护雇主和工人免受因USCIS延误而导致的工作授权中断之害,而且国土安全部此前曾认定,即便是2016年最终规则所确立的180天延期,也不足以避免工作授权出现有害的中断。
1. DHS Legal Authority i. DHS Statutory Authority and Congressional Intent Comment: Multiple commenters requested that the rule be withdrawn stating that the rule contradicts DHS’s statutory mandate, including the mandate to ensure that “the overall economic security of the United States is not diminished by efforts . . . aimed at securing the homeland” under 6 U.S.C. 111(b)(1)(F). Many of these commenters stated that, consistent with this statutory mandate, DHS recently concluded that a 540-day automatic EAD extension was necessary to protect employers and workers from lapses in work authorization due to USCIS delays, and DHS previously found that even the 180- day extension established under the 2016 Final Rule was not enough time to avoid harmful gaps in work authorization.
回应:国土安全部不同意本规则与其法定职责(包括6 U.S.C. 111(b)(1)(F)项下的职责)不一致的说法。根据6 U.S.C. 111(b),国土安全部的主要使命包括:防止在美国境内发生恐怖袭击,降低美国遭受恐怖主义威胁的脆弱性,最大限度减少在美国境内发生恐怖袭击所造成的损害并协助恢复,以及确保旨在确保国土安全的各项努力、活动和项目不会削弱美国整体经济安全。参见6 U.S.C. 111(b)(1)(A)、(B)、(C)及(F)。尽管该条款并未具体界定“经济安全”,但6 U.S.C.第1章(国土安全组织)中的另一条款将“经济安全”界定为“拥有安全且具韧性的国内生产能力,并可靠获取维持可接受生活水准及保护核心国家价值所需的全球资源的状态”。参见6 U.S.C. 474(c)(2)。24此外,国土安全部还负责执行《移民与国籍法》(INA)第274A条,即8 U.S.C. 1324a,以防止外国人非法就业。本规则作为确保国土安全各项努力的一部分,支持了国会在6 U.S.C. 111(b)及该法第274A条(8 U.S.C. 1324a)中所赋予国土安全部的使命,确保就业的合法性,并维护美国整体的国家安全与经济安全。
Response: DHS disagrees that this rule is inconsistent with DHS’s statutory mandate, including the mandate under 6 U.S.C. 111(b)(1)(F). According to 6 U.S.C. 111(b), DHS’s primary mission includes preventing terrorist attacks within the United States, reducing the vulnerability of the United States to terrorism, minimizing the damage, and assisting in the recovery, from terrorist attacks that occur within the United States, and ensuring that the overall economic security of the United States is not diminished by efforts, activities, and programs aimed at securing the homeland. See 6 U.S.C. 111(b)(1)(A), (B), (C), and (F). While the provision does not specifically define “economic security,” another provision within 6 U.S.C. Chapter 1 (Homeland Security Organization), defines “economic security” as the “condition of having secure and resilient domestic production capacity, combined with reliable access to the global resources necessary to maintain an acceptable standard of living and to protect core national values.” See 6 U.S.C. 474(c)(2).24 In addition, DHS is charged with the implementation of section 274A of the INA, 8 U.S.C. 1324a, preventing unlawful employment of aliens. This rule, which is part of an effort to secure the homeland, supports DHS’s mission as provided by Congress in 6 U.S.C. 111(b) and section 274A of the Act, 8 U.S.C. 1324a, ensures lawful employment, and supports the overall national and economic security of the United States.
终止自动延期就业许可和/或EAD的做法,增强了就业裁决中的福利完整性 24参见Sorenson诉美国财政部部长案,475 U.S. 851,860(1986年)(“制定法律解释的一般规则,假定同一法案不同部分使用的相同词语具有相同含义。”)。
Ending the practice of providing automatic extension of employment authorization and/or EADs enhances the benefit integrity in adjudications of employment 24 See Sorenson v. Sec’y of Treasury of U.S., 475 U.S. 851, 860 (1986) (“The normal rule of statutory construction assumes that identical words used in different parts of the same act are intended to have the same meaning.”).
授权申请,并通过确保外国人在获得就业授权之前得到适当的审查并被认定为符合资格(如适用,还须值得自由裁量权的有利行使),从而更好地保护公共安全和国家安全。EAD的自动延期仅通过提交及时的续期EAD申请即可延长外国人已过期的就业授权和/或EAD,而无需首先完成裁决审查及相关审查,包括解决审查过程中发现的任何不良信息。也就是说,在美国公民及移民服务局(USCIS)首先采取以下行动之前,该福利即被授予:资格认定、完成审查和筛查、解决与该外国人有关的潜在不良信息匹配项,以及(如适用)在自由裁量权行使中认定应予续期就业授权。如果没有临时最终规则(IFR)和本最终规则,外国人仍可能在存在可能将其标记为国家安全或公共安全风险的不良信息的情况下获得自动延期。因此,自动延期构成安全风险。根据《移民与国籍法》第274A条,即8 U.S.C. 1324a,国土安全部(DHS)负责打击非法就业,国会制定该条款的原因之一是非法就业和非法移民对美国及国民经济造成的不利负面影响。25 第103条 25 《移民与国籍法》第274A条,即8 U.S.C. 1324a,是作为1986年《移民改革与控制法》(Pub. L. 99-603)的一部分而编纂的,其目的是通过设立对明知雇用无证件外国人的雇主的处罚,以及禁止雇用因非法入境或移民身份不允许就业而无授权在美国工作的外国人等方式,控制美国的非法移民问题。参见众议院报告第99-682号,第46页,1986 U.S.C.C.A.N. 5649,5649-5650页。立法历史表明,国会在立法过程中考虑了包括先前研究证据在内的多项因素,这些研究证明了非法移民的不利影响,证明有必要通过立法保护美国劳工和经济。参见例如,众议院报告第99-682号,第46页
authorization requests and better protects public safety and national security by ensuring that aliens are properly vetted and determined to be eligible (and merit a favorable exercise of discretion, if applicable), for employment authorization before such authorization is provided to the alien. The automatic extension of an EAD grants the benefit of extending an alien’s expired employment authorization and/or EAD merely by filing a timely renewal EAD application and without first completing adjudicative review and related vetting, including resolution of any derogatory information identified during the vetting process. That is, the benefit is granted without USCIS first performing the following actions: an eligibility determination, completing vetting and screening checks, resolving potential hits of derogatory information in connection with the alien, and a determination that the employment authorization should be renewed in the exercise of discretion, if applicable. Without the IFR and this final rule, aliens could still obtain an automatic extension despite derogatory information that could flag them as national security or public safety risks. Automatic extensions, therefore, pose a security risk. DHS is charged with combating unauthorized employment in accordance with section 274A of the Act, 8 U.S.C. 1324a, which Congress implemented, among other reasons, because of the detrimental negative effect that unauthorized employment and illegal immigration has on the United States and the national economy.25 Sections 103 25 Section 274A of the Act, 8 U.S.C. 1324a was codified as part of the Immigration Reform and Control Act of 1986, Pub. L. 99-603, for the purpose of controlling illegal immigration to the United States by, among other things, establishing penalties for employers who knowingly hire undocumented aliens and prohibiting the employment of aliens who are unauthorized to work in the United States either because they entered the country illegally or are in an immigration status which does not permit employment. See H. Rep. No. 99-682, 46, 1986 U.S.C.C.A.N. 5649, 5649-5650. The legislative history reflects that Congress considered, among other things, evidence of prior studies demonstrating the adverse impact of illegal immigration that warranted legislation to protect U.S. labor and the economy. See, e.g., H. Rep. 99-682, 46
52, 1986 U.S.C.C.A.N. 5649, 5649–5656 [“管制的必要性因国际人口结构而更加凸显。无证移民往往来自人口增长迅速且就业机会稀少的国家。美国无力通过将这些工人吸纳进我国的经济和人口来纠正这种失衡。美国目前的失业率为7%,而在与无证工人在就业方面竞争最为直接的少数族裔群体中,失业率更高……自1971年开始的第92届国会期间,众议院司法委员会特别小组委员会就无证移民问题举行了广泛的调查和立法听证会,以及该法第274A条、8 U.S.C. 1103(a)和8 U.S.C. 1324a等条款,赋予国土安全部(DHS)和美国公民及移民服务局(USCIS)相当大的灵活性来管理和执行《移民与国籍法》(INA),包括授予就业许可和签发EAD。目前并无普遍适用的法定授权要求DHS提供自动延期。正如临时最终规则(IFR)中所解释的那样,自动延期存在这样的风险,即雇主可能在不知情的情况下继续雇用一名实际上就业许可已不再有效的外国人。参见90 FR第48810页。这包括外国人可能因不再具有使其有权工作的基础身份,而不再有权获得就业许可的情形。此外,在授予包括就业许可在内的移民利益之前,对每一名外国人进行审查一直是国会的关键考量之一。26 该规则并不取消就业许可,也不妨碍符合条件的外国人为就业目的或身份证明而获得EAD,或妨碍其寻求和维持经授权的就业。该规则不会削弱经济安全。相反,该规则有助于维持安全且具有韧性的国内生产能力这一状况,并按照国会的指示,以依法获得工作许可的美国工人来保护核心的国家价值观。因此,该临时最终规则符合DHS的法定职责,包括6 U.S.C. 111(b)(1)(F)条所规定的职责,因为它对移民事务拥有管辖权,当时的主席是众议员小彼得·W·罗迪诺(Peter W. Rodino, Jr.)。引用1975年众议院司法委员会的一份报告,‘小组委员会多数委员通过听证会得出的基本结论是,非法移民所造成的不利影响是重大的,因此有必要立法,既保护美国的劳动力和经济,又确保移民有序进入本国。’(H. Rept. 94–506, 第3页)”]。
52, 1986 U.S.C.C.A.N. 5649, 5649 – 5656 [“The need for control is underscored by international demographics. Undocumented aliens tend to come from countries with high population growth and few employment opportunities. The United States is not in a position to redress this imbalance by absorbing these workers into our economy and our population. U.S. unemployment currently stands at 7%, and is much higher among the minority groups with whom undocumented workers compete for jobs most directly. . . Extensive investigative and legislative hearings on the problem of undocumented aliens were held during the 92d Congress beginning in 1971, by the House Judiciary Subcommittee with special and 274A of the Act, 8 U.S.C. 1103(a) and 8 U.S.C. 1324a, among other provisions, provide DHS and USCIS with considerable flexibility to administer and enforce the INA, including granting employment authorization and the issuance of an EAD. There is no generally applicable statutory mandate that requires DHS to provide an automatic extension. As explained in the IFR, the automatic extension carries the risk that employers unwittingly continue to employ a worker whose employment authorization is in fact no longer valid. See 90 FR at 48810. This includes that aliens may no longer be entitled to employment authorization because they no longer have an underlying status which entitles them to work. Additionally, vetting every alien before granting an immigration benefit, including employment authorization, has been one of the key considerations of Congress.26 The rule does not eliminate employment authorizations or prevent eligible aliens from obtaining EADs for employment purposes or proof of identity; or from seeking and maintaining authorized employment. The rule does not reduce economic security. To the contrary, the rule supports the condition of having secure and resilient domestic production capacity, and protects core national values, as directed by Congress, with U.S. workers who are legally authorized to work. Therefore, the IFR is consistent with DHS’s statutory mandate, including the mandate at 6 U.S.C. 111(b)(1)(F), because it jurisdiction over immigration matters, then under the chairmanship of Representative Peter W. Rodino, Jr. Quoting from a 1975 House Judiciary Committee report, ‘The basic conclusion reached by the majority of the members of the subcommittee as a result of the hearings was that the adverse impact of illegal aliens was substantial, and warranted legislation both to protect U.S. labor and the economy, and to assure the orderly entry of immigrants into this country.’ (H. Rept. 94–506, p. 3)”].
26 例如,国会曾建议设立一个机构,“负责制定、实施、指导和监督USCIS与美国移民及海关执法局(ICE)联合开展的反欺诈行动,并在授予移民利益之前,对每一名申请人、受益人和申请方进行执法/背景调查。”参见《H.R. 4567法案配套会议报告》[报告108-774],《截至2005年9月30日财年国土安全部拨款法案》,第74页,https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf [强调为另加]。为响应这一建议,USCIS设立了欺诈与国家安全司(FDNS)。参见USCIS,DHS,“欺诈侦测与国家安全局”,https://www.uscis.gov/about-us/organization/directorates-and-program-offices/fraud-detection-and-national-security-directorate(最后更新于2026年4月16日);USCIS,“欺诈侦测与国家安全局(FDNS)”,2022年5月,https://www.uscis.gov/sites/default/files/document/brochures/FDNS_Brochure_Web_V2_508.pdf。该规则在维持总体EAD资格认定做法的同时,适当平衡了安全与审查方面的需要。
26 For example, the Congressional recommendation to establish an organization “responsible for developing, implementing, directing, and overseeing the joint USCIS-Immigration and Customs Enforcement (ICE) anti-fraud initiative and conducting law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.” See Conference Report to accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74, https://www.gpo.gov/fdsys/pkg/CRPT- 108hrpt774/pdf/CRPT-108hrpt774.pdf [emphasis added]. In response to this recommendation, the Fraud and National Security Division (FDNS) was established at USCIS. See USCIS, DHS, “Fraud Detection and Nat’l Security Directorate,” https://www.uscis.gov/about-us/organization/directorates-and-program- offices/fraud-detection-and-national-security-directorate (last updated Apr. 16, 2026); USCIS, “Fraud Detection and Nat’l Security Directorate (FDNS),” May 2022, https://www.uscis.gov/sites/default/files/document/brochures/FDNS_Brochure_Web_V2_508.pdf. appropriately balances the need for security and vetting while maintaining overall EAD eligibility practices.
国土安全部(DHS)意识到,先前的规则制定文件曾指出,DHS当时认为,立即采取行动并提供工作许可的自动延期,有助于支持美国公民及移民服务局(USCIS,作为DHS的一个组成部分)依法有效管理工作许可的法定使命,并作为一项措施,确保整体经济安全不会因工作许可可能出现的有害断档而受损。参见,例如,89 FR 101208, 101209(2024年12月13日);89 FR 24628, 24629及24651(2024年4月8日)。正如本答复以及本规则通篇所解释的那样,DHS认为先前规则所依据的事实情况,特别是2024年12月13日的规则,已发生重大变化,其中包括DHS已采取重大措施,以减少曾使USCIS裁决资源不堪重负的EAD申请激增问题。27 此外,2024年最终规则基于当时的运营实际情况所作出的假设,即认为将会出现有害断档,从而将自动延期期限永久化。28 即使2024年最终规则确实考虑到了美国的安全态势,鉴于该规则是基于对个别申请人及其雇主可能造成的损害,而非更广泛的国家经济,因此该规则如何促进了经济安全尚不明确。由此可见,取消既能改善美国安全态势又符合移民法律的自动延期期限,将如何损害美国整体经济安全同样不明确。意见:一位意见提交者主张,在未确保及时裁决的情况下取消工作许可的自动延期,将剥夺合法27 参见90 FR 48799, 48809(2025年10月30日)。
DHS is cognizant that prior rulemakings stated that DHS believed, at the time, that taking immediate action and providing automatic extensions of employment authorization supported USCIS’ (as a component of DHS) statutory mission to administer employment authorization effectively, and as a measure to ensure that the overall economic security was not diminished by potentially harmful gaps in employment authorizations. See, e.g., 89 FR 101208, 101209 (Dec. 13, 2024); 89 FR 24628, 24629 and 24651(Apr. 8, 2024). As explained in this response, and throughout this rule, DHS believes that the factual situation underlying prior rules, in particular the Dec. 13, 2024 rule, have significantly changed, including that DHS has taken significant steps to reduce the flood of filings of EADs that overwhelmed USCIS’ adjudicative resources.27 Furthermore, the 2024 final rule made the automatic extension period permanent based on the presumption that harmful gaps would occur given the operational realities at the time.28 Even if the 2024 final rule had taken into account the security posture of the United States, it was unclear how the rule furthered the economic security given that the rule was based on potential harm to individual applicants and their employers, rather than the broader national economy. It is thus unclear how removing the automatic extension period, which improves the security posture of the United States and is consistent with immigration laws, would undermine the overall economic security of the United States. Comment: A commenter asserted that removing the automatic extension of employment authorization without ensuring timely adjudication would strip lawfully 27 See 90 FR 48799, 48809 (Oct. 30, 2025).
28 参见89 FR 101208, 101245(指出"本最终规则的目的在于提供一项长期解决方案,以缓解不可预见情形大幅增加续期EAD申请处理时间从而需要未来采取紧急行动的可能性")。
28 See 89 FR 101208, 101245 (noting “the purpose of this final rule is to provide a long-term solution to mitigate the potential for unpredictable circumstances to significantly increase renewal EAD application processing times that would require future urgent action).
合法29授权的非公民因USCIS处理延误而丧失工作能力,该意见提交者认为,这与《移民与国籍法》(INA)的立法意图以及在美国工作的"权利"相悖。另一位意见提交者指出,临时最终规则(IFR)错误地称该规则符合INA第274A条,即8 U.S.C. 1324a的规定。另一位意见提交者表示,在申请人遵守法律并及时提交续签申请的情况下拒绝予以续签,似乎属于违法行为。
authorized noncitizens29 of their ability to work due to USCIS processing delays, which, according to the commenter, contradicts the intent of the INA and the “right” to work in the United States. Another commenter stated that the IFR incorrectly states that the rule is consistent with section 274A of the INA, 8 U.S.C. 1324a. Another commenter stated that it seems illegal to deny someone a renewal when they have followed the law and have filed the renewal application in a timely manner.
答复:DHS不认同上述意见提交者的主张。本最终规则及临时最终规则(IFR)符合该法案第274A条,即8 U.S.C. 1324a的规定,该条款特别承认部长有权酌情决定授予工作许可。DHS不认同意见提交者关于非公民在美国享有广泛适用的工作"权利"的主张。相反,INA明确规定,非公民若要在美国合法工作,必须依法获得授权或由部长授予工作许可。参见INA第274A(h)(3)条,即8 U.S.C. 1324a(h)(3)。与意见提交者的主张相反,本规则并不影响DHS是否续签非公民工作许可的决定,其仅取消了EAD有效期内的一项中间性自动延期。如果DHS认定该非公民符合继续获得工作许可的资格,且在适用情况下值得获得有利的自由裁量,DHS可以批准续签工作许可。本最终规则仅终止了在USCIS尚未完成以下各项工作之前即自动授予继续工作许可这一惠益的做法:资格认定、完成审查和甄别核查、解决与该非公民相关的潜在不良信息匹配问题,以及对就业29 USCIS在讨论在美外国人时通常使用"非公民"(aliens)一词。"非公民"是INA所定义的一个法律术语,用于指代任何非美国公民或国民的人员。参见该法案第101(a)(1)条,即8 U.S.C. 1101(a)(1)。部分意见提交者使用了"非公民"一词,但其他人可能使用了不同的措辞(例如"人员"或"个人")。总体而言,在本前言中描述相关意见时,DHS力求如实反映这些意见中所使用的措辞,有时会以引号标明以求清晰。除此之外,DHS使用"非公民"或"申请人"、"受益人"或"请求人"等用语。
Response: DHS disagrees with these commenters’ assertions. This final rule and the IFR are consistent with section 274A of the Act, 8 U.S.C. 1324a, which, among other things, recognizes the Secretary’s authority to grant employment authorization in his or her discretion. DHS disagrees with the commenter’s assertion that aliens have a broadly applicable “right” to work in the United States. Rather, the INA makes clear that aliens, to lawfully work in the United States, must be so authorized by law or a grant of employment authorization by the Secretary. See INA 274A(h)(3), 8 U.S.C. 1324a(h)(3). Contrary to the commenters’ assertions, this rule does not impact whether DHS will renew an alien’s employment authorization; it only removes an intermediate automatic extension of the EAD period. If DHS determines that the alien is eligible for continued employment authorization and merits a favorable exercise of discretion, as applicable, DHS may grant the renewal of employment authorization. This final rule merely ends the practice of automatically granting the benefit of continued employment authorization without USCIS first performing the following actions: eligibility determination, completing vetting and screening checks, resolving potential hits of derogatory information in connection with the alien, and a determination that the employment 29 USCIS generally refers to “aliens” when discussing foreign nationals present in the United States. The term “alien” is a legal term defined in the INA that is used to describe any person who is not a citizen or national of the United States. See INA sec. 101(a)(1) of the Act, 8 U.S.C. 1101(a)(1). Some commenters used “aliens”, but others may have used different terminology (such as person or individual). In general, when describing comments in this preamble, DHS has sought to mirror the language used in those comments, sometimes with quotation marks for clarity. Otherwise, DHS has used alien, or applicant, beneficiary, or requestor.
授权应根据自由裁量权予以批准,如适用的话。评论:一位评论者指出,在为庇护申请人提供获得工作授权的能力时,国会不可能意图造成这种武断和反复无常的影响,即对已获授权工作的外国人及依赖该外国人的雇主而言,在美国公民及移民服务局(USCIS)裁定庇护申请或新的工作许可文件(EAD)之前,其在不确定的时间段内处于无授权状态。一位评论者未指出具体条款,但表示应停止实施该临时最终规则(IFR),因为其政策变化既不符合法律或立法意图,也不符合那些投票支持主张移民改革的候选人的选民的意愿。
authorization should be granted in the exercise of discretion, if applicable. Comment: A commenter stated that, when providing the ability for asylum seekers to obtain work authorization, Congress could not have intended the arbitrary and capricious impact, on both the alien authorized to work and the employer who has relied on that alien, of being without authorization for an indeterminate amount of time until USCIS adjudicates either the asylum application or a new EAD. A commenter stated, without pointing to specific provisions, that the IFR should be discontinued because its policy changes do not reflect the law or the intent of the law or even the will of the people who voted for candidates who would make immigration changes.
回应:国土安全部(DHS)不同意评论者的主张。《移民与国籍法》第208(d)(2)条,即8 U.S.C. 1158(d)(2),明确规定“庇护申请人无权获得工作授权”,但同时也授权部长可自由裁量,在庇护申请提交之日起满180天后,给予庇护申请人工作授权。该临时最终规则以及本最终规则均清楚地阐明了此项变更的法律依据,且与部长就授予庇护申请人工作授权及该授权期限所拥有的自由裁量权相一致。
Response: DHS disagrees with the commenters’ assertion. Section 208(d)(2) of the Act, 8 U.S.C. 1158(d)(2), expressly states that “[a]n applicant for asylum is not entitled to employment authorization,” though it also provides the Secretary with authority to grant employment authorization, in his or her discretion, to applicants for asylum if 180 days have passed since filing an application for asylum. The IFR, and this final rule, clearly outline the legal authority for this change, and are consistent with the Secretary’s discretionary authority regarding the grant of employment authorization for asylum applicants and the duration of such authorization.
二、宪法关切 评论:多位评论者表示,该临时最终规则引发了对《宪法第一修正案》的担忧,因为该规则暗示美国公民及移民服务局(USCIS)必须评估续签申请人是否对美国公民、文化、政府、机构或建国原则“怀有敌对态度”。评论者认为,工作授权不得以意识形态上的一致性为条件,且基于违宪因素采取的行政行为因其在宪法上存疑且不被允许而不能维持。另一位评论者表示,针对工作授权续签实行意识形态审查制度,将使美国公民及移民服务局进一步陷入国土安全部以国家安全之名压制《第一修正案》权利的“令人担忧的模式”,并为美国公民及移民服务局对个人进行归类定性打开方便之门。
ii. Constitutional Concerns Comment: Multiple commenters expressed that the IFR raises First Amendment concerns, because the IFR suggests that USCIS must evaluate whether renewal applicants “bear hostile attitudes” toward U.S. citizens, culture, government, institutions, or founding principles. The commenters reasoned that employment authorization may not be conditioned on ideological conformity and that agency action on unconstitutional factors may not be sustained as it is constitutionally questionable and impermissible. Another commenter stated that an ideological screening regime for work authorization renewals would further entrench USCIS in DHS’s “troubling pattern” of suppressing First Amendment rights in the name of national security and opens the door for USCIS to profile individuals.
答复:国土安全部不同意评论者的意见。公民和外国人可以反对各种法规、条例和政策,并公开表达这些反对意见。本规则既不会因受保护的政治信仰或结社行为而惩罚个人,也不会使其遭受诸如意识形态审查或特征画像之类的活动。本规则不会削减言论自由、新闻自由或结社及和平集会自由。相反,本规则终止了在国土安全公民及移民服务局(USCIS)未同时执行以下行动的情况下自动授予继续获得就业授权这一福利的做法:资格认定、完成审查和甄别检查、解决与该外国人有关的潜在不良信息匹配问题,或在适用情况下酌情决定是否应续发就业授权。国土安全部指出,外国人的言论自由并非绝对。参见,例如,《移民与国籍法》(INA)第212(a)(3)(B)(i)(VII)条,8 U.S.C. 1182(a)(3)(B)(i)(VII)(规定任何赞同或主张恐怖活动,或说服他人赞同或主张恐怖活动或支持恐怖组织的外国人,均不可入境),以及《移民与国籍法》第212(a)(6)(C)(ii)条,8 U.S.C. 1182(a)(6)(C)(ii)(规定任何出于联邦或州法律下的任何目的或利益,虚假陈述或曾虚假陈述自己为美国公民的外国人,均不可入境)。国土安全部在批准福利申请之前对外国人进行甄别和审查,尤其是在此类申请系由USCIS酌情批准的情况下,具有令人信服的利益。国土安全部还指出,除非个人能够证明其面临“因其言论而受到起诉的可信威胁”,即“根据某项似乎使该个人可能受保护的言论成为非法的法规[或规则]”,否则不能提出对第一修正案的质疑。参见,例如,Am. Library Ass'n v. Barr案,956 F.2d 1178, 1194 (D.C. Cir. 1992)。如上所述,本情形并非如此,因为该法案第274A条,8 U.S.C. 1324a,以及相关法规,均未使任何形式的言论成为非法,也未试图直接或间接规范或惩罚言论。相反,临时最终规则(IFR)和本最终规则使所有EAD续签申请人均接受与首次申请人或此前不符合其续签就业授权和/或EAD自动延期资格的申请人所适用的相同甄别和审查程序。
Response: DHS disagrees with the commenters. Citizens and aliens may object to various statutes, regulations, and policies and express those objections publicly. This rule neither penalizes individuals for protected political beliefs or associations nor subjects them to activities such as ideological screenings or profiling. This rule does not abridge the freedom of speech, of the press, or of association or peaceful assembly. Rather, it ends the practice of automatically granting the benefit of continued employment authorization without USCIS concurrently performing the following actions: eligibility determination, completing vetting and screening checks, resolving potential hits of derogatory information in connection with the alien, or a determination that the employment authorization should be renewed in the exercise of discretion, if applicable. DHS notes that freedom of speech for aliens is not absolute. See, e.g., INA sec. 212(a)(3)(B)(i)(VII), 8 U.S.C. 1182(a)(3)(B)(i)(VII) (stating that any alien who endorses or espouses terrorist activity, or persuades others to endorse or espouse terrorist activity or support a terrorist organization, is inadmissible), and INA sec. 212(a)(6)(C)(ii), 8 U.S.C. 1182(a)(6)(C)(ii) (stating that any alien who falsely represents, or has falsely represented, himself or herself to be a citizen of the United States for any purpose or benefit under Federal or State law is inadmissible). DHS has a compelling interest in vetting and screening aliens before granting a benefit request, particularly when such request is granted in USCIS’ discretion, as applicable DHS also notes that a challenge to the First Amendment cannot lie unless an individual establishes that he or she faces a “credible threat of prosecution” specifically for his or her speech, “under a statute [or rule] that appears to render the [individual]’s arguably protected speech illegal.” See, e.g., Am. Library Ass’n v. Barr, 956 F.2d 1178, 1194 (D.C. Cir. 1992). As indicated above, that is not the case in this scenario as neither section 274A of the Act, 8 U.S.C. 1324a, nor the associated regulations, renders any form of speech illegal or attempts to directly or indirectly regulate or penalize speech. Rather, the IFR and this final rule subject all EAD renewal applicants to the same vetting and screening procedures used for initial applications or those applicants who were not previously eligible for an automatic extension of their renewal employment authorization and/or EAD.
评论:若干评论者提出了与正当程序有关的担忧。
Comment: Several commenters raised concerns related to due process.
一位评论者援引第五修正案指出,该临时最终规则(IFR)通过取消自动延期,损害了正当程序权利和寻求庇护的权利,这将导致大量寻求庇护者和其他移民在非因自身过错的情况下丧失工作授权。另一位评论者表示,该规则以连带关系推定有罪取代了正当程序,放弃了维持公平合理移民制度的任何表象。其他评论者对该临时最终规则立即生效所涉及的正当程序问题表示担忧,称该临时最终规则的实施似乎旨在体现并推进本届政府“制造和加剧混乱与机能失调”的政策与努力。答复:国土安全部(DHS)不同意评论者关于该临时最终规则,以及本最终规则因重申并最终确定该临时最终规则,会损害正当程序或外国人申请庇护能力的主张,也不同意其会导致大量寻求庇护者或其他外国人丧失工作授权的说法。
Referencing the Fifth Amendment, a commenter stated that the IFR undermines the right to due process and the right to seek asylum by eliminating automatic extensions, which will cause large numbers of asylum seekers and other immigrants to lose employment authorization through no fault of their own. Another commenter said the rule replaces due process with guilt by association and abandons any pretense of a fair and rational immigration system. Other commenters expressed concerns about due process related to the immediate effective date of the IFR, stating that implementation of the IFR appears to be designed to reflect and further the current administration's policies and efforts toward “creating and enhancing chaos and dysfunction.” Response: DHS disagrees with the commenters’ assertions that the IFR, and this final rule by virtue of reaffirming and finalizing the IFR, undermine due process or the ability of aliens to request asylum, or that it will cause large numbers of asylum seekers or other aliens to lose employment authorization.
一般而言,美国宪法第五修正案对政府福利的正当程序权利予以保护的前提是,外国人对该福利享有应得权利,但若政府官员可自由裁量批准或拒绝该福利,则该福利不属于受保护的应得权利。参见Town of Castle Rock, Colorado v. Gonzales, 545 U.S. 748, 756 (2005)。目前并无普遍适用的法定强制性规定,要求自动延长就业授权。根据《移民与国籍法》(INA)第103条和第274A条,即8 U.S.C. 1103(a)和8 U.S.C. 1324a等条款,国土安全部(DHS)和美国公民及移民服务局(USCIS)在执行和实施《移民与国籍法》,包括批准就业授权方面,被赋予了相当大的灵活性和自由裁量权。因此,关于自动延长就业授权和/或就业授权文件(EAD)的事项,通常不存在可被认定的正当程序利益。此外,与评论者的主张相反,该规则并未暗示'连坐'或暗示移民体系不公平或不合理。一个公平合理的移民体系应确保外国人得到充分审查,并在认定该外国人有资格延长其就业授权和/或EAD,以及(如适用)值得获得有利的自由裁量权行使之前,解决任何背景调查中出现的问题。临时最终规则(IFR)中提供的示例并未暗示'连坐'。相反,这些示例凸显了在完成适当的裁决审查之前不得向外国人授予就业授权的重要性和紧迫性,以及若自动授予此类福利将给国家安全和公共安全带来的风险。
In general, the Fifth Amendment of the U.S. Constitution protects due process rights to a government benefit if the alien has an entitlement to it, but a benefit is not a protected entitlement if government officials may grant or deny it in their discretion. See Town of Castle Rock, Colorado v. Gonzales, 545 U.S. 748, 756 (2005). There is no generally applicable statutory mandate to grant automatic extensions of employment authorizations. DHS and USCIS have been provided with considerable flexibility and discretion under section 103 and 274A of the INA, 8 U.S.C. 1103(a) and 8 U.S.C. 1324a, among other provisions, to administer and enforce the INA, including granting employment authorization. Therefore, there is generally no cognizable due process interest in matters related to automatic extensions of employment authorizations and/or EADs. Additionally, contrary to the commenter’s assertion, the rule does not suggest guilt by association or that the immigration system is unfair or irrational. A fair and rational immigration system ensures that aliens are sufficiently vetted, and any background hits are resolved before a determination is made that the alien is eligible for an extension of his or her employment authorization and/or an EAD and merits a favorable exercise of discretion, as applicable. The examples provided in the IFR do not suggest guilt by association. Rather, those examples highlight the importance and urgency of ensuring that aliens are not granted employment authorization until appropriate adjudicative review has been completed, and the risks to the national security and public safety if such benefits are granted automatically.
国土安全部同样不同意有关立即实施该临时最终规则旨在或意图制造混乱或功能失调的主张。国土安全部已在该临时最终规则中说明了其立即生效实施该规则的理由。国土安全部认定,5 U.S.C. 553(b)(B)和(d)(3)规定的正当理由例外情形适用于该临时最终规则,且若将该规则的实施推迟至通知与评议程序结束以及延迟生效日期届满,将不切实际且有悖公共利益。参见90 FR 48814(2025年10月30日)。国土安全部还说明,该临时最终规则之所以立即生效,是因为该规则明显涉及美国的外交事务政策,若采用通知与评议程序以及30天的延迟生效日期,将导致不良的国际后果。参见90 FR 48816(2025年10月30日)。
DHS also disagrees with the assertion that immediate implementation of the IFR was designed or intended to create chaos or dysfunction. DHS explained in the IFR why it was implementing the rule with immediate effect. DHS concluded that the good cause exceptions in 5 U.S.C. 553(b)(B) and (d)(3) apply to the IFR and that delaying the implementation of the IFR until the conclusion of notice and comment procedures and the delayed effective date would be impracticable and contrary to public interest. See 90 FR 48814 (Oct. 30, 2025). DHS also explained that the IFR was issued with an immediate effective date because the rule clearly implicates the foreign affairs policy of the United States, and that notice and comment procedure as well as a 30-day delayed effective date would result in undesirable international consequences. See 90 FR 48816 (Oct. 30, 2025).
三、国际法与难民保护
评论意见:多位评论者指出,该临时最终规则违反了难民保护相关规定,包括《关于难民地位的1967年议定书》和《1980年难民法》。30 其中一位评论者表示,《1980年难民法》明确规定了难民享有工作、获得证件及接受教育的权利,联合国难民署(UNHCR)的指导意见也明确指出,等待案件裁决的寻求庇护者应被赋予工作权利。该评论者表示,寻求庇护者在其案件待决期间必须取得EAD方可工作,而EAD的中断限制了这些权利的享有,这或是直接影响安全工作的权利,或是因为许多服务要求出示证件,而EAD可能是唯一可获得的证明形式。另一位评论者表示,取消自动延期违反《1951年难民公约》第34条,因为由此导致的就业丧失及合法就业受阻会妨碍难民的融入和入籍。该评论者还表示,该临时最终规则违反第33条关于不驱回原则的规定,以及《难民公约》和《议定书》要求便利获得公平有效的难民身份认定程序,以作为防止被驱回的保障措施的规定。该评论者认为,由于削弱了寻求庇护者在其申请待决期间通过合法就业满足基本需求的能力,该规则阻碍了获得公平庇护程序的机会,并可能迫使外国人放弃其申请,从而可能导致其被遣返回迫害发生国。
iii. International Law and Refugee Protections Comment: Several commenters stated that the IFR violates refugee protections, including the 1967 Protocol Relating to the Status of Refugees and the Refugee Act of 1980.30 One of these commenters said the Refugee Act of 1980 specifically enshrines the right of refugees to work, obtain documentation, and access education, and UNHCR Guidance makes clear that asylum seekers awaiting adjudication of their cases are to be afforded the right to work. The commenter said asylum seekers must obtain EADs to work while their cases are pending, and gaps in EADs restrict the enjoyment of these rights either by directly impacting the right to safe work, or because many services require documentation for which an EAD may be the only form of proof available. Another commenter stated that eliminating the automatic extension was contrary to Article 34 of the 1951 Refugee Convention, because the resulting loss of employment and the bar of legal employment impede assimilation and naturalization of refugees. The commenter also said the IFR was contrary to Article 33’s nonrefoulement, and the Refugee Convention’s and Protocol’s mandate to facilitate access to fair and efficient refugee status determination procedures that function as a safeguard against refoulement. The commenter reasoned that by undermining asylum seekers’ ability to meet their basic needs through legal employment while their claims are pending, the rule obstructs access to a fair asylum procedure and risks forcing aliens to abandon their claims, potentially resulting in their return to the country of persecution.
一位评论者表示,剥夺逃离迫害人群的工作授权,违背了我们的法律义务和长期秉持的价值观。
A commenter stated that cutting off work authorization from people fleeing persecution contradicts our legal obligations and longstanding values.
回应:美国国土安全部(DHS)不同意终止为就业许可文件(EAD)续签自动延期的做法这一行为与美国在难民保护方面所承担的国际义务不符的观点,包括《难民公约》及其30 1968年,美国加入了《关于难民地位的1967年议定书》(“议定书”),该议定书采纳了《关于难民地位的1951年公约》(“公约”)的相关条款。议定书以及1980年《难民法》。尽管美国是1967年议定书的缔约国,该议定书纳入了包括1951年《难民公约》第17条、第33条和第34条在内的若干条款,但该条约并非自动执行条约,在美国法律中不具有直接可执行性。真正起规范作用的是国内实施性法律。最高法院及其他判例法明确指出,该议定书仅可作为确定国会制定1980年《难民法》时立法意图的有用参考,因为该法案旨在使美国法律与该议定书保持一致。参见,例如,INS诉Stevic案,467 U.S. 407, 428 n.22 (1984年);Khan诉Holder案,584 F.3d 773, 783 (第九巡回上诉法院,2009年)。美国国会通过1980年《难民法》实施了美国就《难民公约》若干条款所承担的义务,包括《移民与国籍法》(INA)第208条、第235条和第241条(8 U.S.C. 1158、1225和1231),以及美国国土安全部的相关法规,包括8 CFR第208部分和第1208部分。《移民与国籍法》第208(d)(2)条,即8 U.S.C. 1158(d)(2),授权部长可自行裁量,在庇护申请人提交庇护申请满180天后,授予其就业许可。
Response: DHS disagrees that ending the practice of granting automatic extensions for EAD renewals is inconsistent with the United States’ international obligations related to refugee protections, including the Refugee Convention and its 30 In 1968, the U.S. acceded to the 1967 Protocol Relating to the Status of Refugees (“Protocol”), which adopted articles of the 1951 Convention Relating to the Status of Refugees (“Convention”). Protocol and the Refugee Act of 1980. Although the United States is party to the 1967 Protocol, which incorporates, among others, Articles 17, 33, and 34 of the 1951 Refugee Convention, the treaty is not self-executing and is not directly enforceable in U.S. law. It is the domestic implementing law that governs. The Supreme Court and other case law makes clear that the Protocol serves only as a useful guide in determining congressional intent in enacting the Refugee Act of 1980, because the Act sought to bring U.S. law into conformity with the Protocol. See, e.g., INS v. Stevic, 467 U.S. 407, 428 n.22 (1984); Khan v. Holder, 584 F.3d 773, 783 (9th Cir. 2009). The United States Congress implemented U.S. obligations with respect to certain provisions of the Refugee Convention in the Refugee Act of 1980, including in sections 208, 235, and 241 of the INA, 8 U.S.C. 1158, 1225 and 1231, and DHS regulations, including 8 CFR part 208 and 1208. Section 208(d)(2) of the INA, 8 U.S.C. 1158(d)(2), provides the Secretary with authority to grant employment authorization, in his or her discretion, to applicants for asylum if 180 days have passed since filing an application for asylum.
本临时最终规则(IFR)的适用范围有限,仅终止为在特定就业类别中已及时提交EAD续签申请的外国人自动延长就业许可和/或EAD有效期的做法。无论是国际法还是美国法律,均未强制要求美国国土安全部(DHS)在外国人提交EAD续签申请时自动延长其就业许可和/或EAD的有效期,更遑论在未对其持续资格进行充分审查核实的情况下予以延长。正在等待庇护申请审理的外国人仍可申请就业许可,本规则并未限制申请EAD的能力。31 2025年12月4日,美国公民及移民服务局(USCIS)调整了包括待决庇护申请人(“C08”)类别在内的若干其他EAD类别的有效期,以加强审查与核实工作。参见美国国土安全部、美国公民及移民服务局,政策提示,主题:更新部分就业许可文件有效期(2025年12月4日)。相反,本临时最终规则以及本最终规则均与部长就庇护申请人就业许可的授予及其授权期限所享有的自由裁量权相符,也与包括对寻求庇护以躲避本国迫害者给予优待在内的国际义务相符。美国国土安全部最后指出,庇护获准者(但不包括庇护申请待决者)、难民及某些其他外国人,依据1996年《个人责任与工作机会协调法》第四编的规定,属于有资格领取用于满足基本生活需求的公共福利的“合资格外国人”。32 因此,即使因审理延迟而出现就业中断的情形,这些外国人仍有可能获得公共福利。
The IFR is limited in scope, merely ending the practice of automatically extending the validity of employment authorization and/or EADs for aliens who have timely filed an application to renew their EAD in certain employment categories. There is no mandate under international or United States law that DHS provide an automatic extension of employment authorization and/or EAD validity for aliens filing renewal EAD applications, and certainly not without adequately being vetted for continued eligibility. Aliens with a pending asylum application are permitted to still apply for employment authorization as nothing in this rule restricts the ability to apply for an EAD.31 Rather, the IFR, and this final rule, are consistent with the Secretary’s 31 On December 4, 2025, USCIS changed the validity periods for certain other EAD categories, including pending asylum seeker (“C08”) to enhance screening and vetting efforts. See DHS, USCIS, Policy Alert, Subject: Updating Certain Employment Authorization Document Validity Periods (December 4, 2025), discretionary authority regarding the grant of employment authorization for asylum applicants and the duration of such authorization, and with international obligations, including the favorable treatment of those seeking refuge from persecution in their countries. DHS finally notes that asylees (but not those with pending asylum applications), refugees, and certain other aliens are “qualified aliens” for purpose of receiving public benefits to cover basic needs under Title IV of the Personal Responsibility and Work Opportunity Reconciliation Act of 1996.32 Therefore, even if there are gaps in employment on account of adjudication delays, these aliens may be able to obtain public benefits.
评论意见:一位评论者援引《难民公约》第17条,该条规定,合法居留在东道国领土内的难民(这不仅包括已获庇护者和安置难民,还包括所有正在申请续签EAD的庇护申请外国人),应获得“在相同情形下给予外国国民的最优惠待遇”。该评论者指出,由于本规则并未终止所有申请续签者EAD有效期的自动延期(例如,通过联邦公报通知(FRN)方式延长基于临时保护身份(TPS)的EAD有效期),因此该规则使申请续签EAD的难民所获待遇低于其他外国国民所获待遇。该评论者据此得出结论,认为本规则的发布违反了《难民公约》第17条,应予撤回。
Comment: A commenter referenced Article 17 of the Refugee Convention, which provides that refugees lawfully in the territory of the host state (which would include not only asylees and resettled refugees, but all aliens pursuing asylum claims who apply for renewal EADs), shall be the accorded the “most favorable treatment accorded to nationals of a foreign country in the same circumstances.” The commenter stated that, because the rule does not end all automatic extensions of the validity period of EADs for those applying for renewal (for example, TPS-based EAD validity extensions through FRN), it provides refugees applying to renew their EADs less favorable treatment than other foreign nationals. The commenter concluded that the rule is therefore issued in violation of Article 17 of the Refugee Convention and should be withdrawn.
https://www.uscis.gov/sites/default/files/document/policy-manual-updates/20251204- EmploymentAuthorizationValidity.pdf。因此,C08申请人现在必须比此前5年有效期的EAD制度下更频繁地申请续签其就业许可文件(EAD)。然而,国土安全部(DHS)无法准确预测此项政策变化是否会对EAD续签处理时间产生不利影响,因为EAD续签申请可能出现的增长可能会被其他近期或未来的政策变化所抵消。例如,2026年2月23日,DHS发布了一项拟议规则制定通知,拟修改基于待决庇护申请而申请就业许可及就业许可文件的外国人的申请和资格要求。参见91 FR 8616(2026年2月23日)。截至本最终规则发布之日,该拟议规则制定通知尚未定稿。如按拟议内容定稿,C08就业许可资格的变化可能会大幅减少最初的C08申请数量,进而从长期看减少续签申请的数量。
https://www.uscis.gov/sites/default/files/document/policy-manual-updates/20251204- EmploymentAuthorizationValidity.pdf. Therefore, C08 applicants now must seek renewal of their EAD more often than under the previous 5-year EAD validity period. DHS, however, cannot accurately predict whether this policy change will adversely affect EAD renewal processing times, as a likely increase in EAD renewals could be offset by other recent or future policy changes. For example, on February 23, 2026, DHS published a Notice of Proposed Rulemaking proposing to modify filing and eligibility requirements for aliens requesting employment authorization based on a pending asylum application and an employment authorization document. See 91 FR 8616 (Feb. 23, 2026). As of the publication of this final rule, the NPRM has not been finalized. If finalized as proposed, changes to eligibility for C08 employment authorization could significantly reduce the number of initial C08 applications and, by extension, the longer-term number of renewal applications.
32 Pub. L. No. 104-193, 110 Stat. 2105, 2260(1996年),编入8 U.S.C. 1601-1646;参见8 U.S.C. 1641(b)(1)和(2)(将获准庇护者和难民界定为有资格获得联邦公共福利的“合格外国人”);另见8 U.S.C. 1611(a)(规定未被界定为“合格外国人”的外国人无资格获得联邦公共福利)。
32 Pub. L. No. 104-193, 110 Stat. 2105, 2260 (1996), codified at 8 U.S.C. 1601–1646; see 8 U.S.C. 1641(b)(1) and (2) (defining asylees and refugees as “qualified aliens” eligible for federal public benefits); see also 8 U.S.C. 1611(a) (providing that an alien who is not defined as a “qualified alien” is not eligible for federal public benefits).
答复:国土安全部(DHS)不同意评论者的意见。美国通过《移民与国籍法》(INA)第207条和第208条(即8 U.S.C. 1157、1158)及其实施细则8 CFR第207部分、第208部分和第274a部分,履行了1951年《难民地位公约》(经1967年《议定书》纳入)第17条关于“有偿工作和就业”的规定。难民(及获准庇护者)33在抵达后即有权获得就业许可,所受限制极少,并被提供获得合法永久居留权的途径,因为他们在美国的身份是永久性的。这一做法符合第17条的要求,并履行了美国的相关义务,包括确保这些人所受的限制条件不得比处于类似情况的其他外国人更为严格。即使第17条确实施加了具有约束力的义务,第17条中也没有任何内容要求DHS在DHS或移民法官就外国人是否符合庇护或难民身份要求并批准其申请作出最终裁定之前,向寻求难民身份或庇护的非公民提供就业许可。临时保护身份(TPS)申请人并不享有与难民和获准庇护者相同的保护和法律定义。获得TPS的外国人及TPS申请人仅因部长根据《法案》第244条(8 U.S.C. 1254a)及8 CFR第244部分作出的指定而暂时留在美国。作为TPS制定法的一部分,国会规定在整个指定期间内提供就业许可。参见INA第244(a)(1)(B)条和第(2)款,8 U.S.C. 1254a(a)(1)(B)和(2)。为遵守国会制定的法律,DHS通常通过《联邦公报》通知延长就业许可。但是,TPS申请人仍须作为重新指定的一部分申请续签就业许可文件,以获得就业证明。此外,TPS可能33获准庇护者是指实际身处美国境内或美国入境口岸,且因对迫害怀有《法案》第101(a)(42)条(8 U.S.C. 1101(a)(42))所界定的合理恐惧而符合难民定义的外国人。相比之下,难民是指身处美国境外、已被认定对迫害怀有恐惧的外国人。符合《法案》第208条(8 U.S.C. 1158)规定条件的获准庇护者,在第17条有偿工作和就业要求方面享有与难民相同的待遇。与评论者的主张相反,庇护申请人并非获准庇护者,也不属于第17条的适用范围。即使属于该范围,美国也是通过INA第207条和第208条(8 U.S.C. 1157、1158)履行第17条义务的。
Response: DHS disagrees with the commenters. The United States implemented the “Wage-earning and Employment” provision of Article 17 of the 1951 Refugee Convention (as incorporated through the 1967 Protocol) through sections 207 and 208 of the INA, 8 U.S.C. 1157, 1158, and implementing regulations at 8 CFR 207, 208 and 274a. Refugees (and asylees)33 have the right to employment authorization upon arrival, with minimal restrictions and are provided a pathway to lawful permanent residency because their status in the United States is permanent. This approach aligns with Article 17’s requirements and complies with the U.S. obligation including that these individuals are not subject to more restrictive conditions than other foreign nationals in similar circumstances. Even if Article 17 were imposing a binding obligation, nothing in Article 17 requires DHS to provide employment authorization to noncitizens seeking refugee status or asylum before DHS or an immigration judge has made a final determination that they meet requirements for asylum or refugee status and grant the alien’s application. TPS applicants do not have the same protections and legal definition as refugees and asylees. Aliens granted TPS and TPS applicants are only temporarily in the United States on account of the Secretary’s designation under section 244 of the Act, 8 U.S.C. 1254a, and 8 CFR part 244. As part of the TPS statute, Congress provided employment authorization for purposes of the entire designation period. See INA sec. 244(a)(1)(B) and (2), 8 U.S.C. 1254a(a)(1)(B) and (2). To comply with the law enacted by Congress, DHS is typically extending employment authorization via a Federal Register notice. However, TPS applicants still must apply for the renewal employment authorization document as part of the redesignation to obtain evidence of employment. Additionally, TPS may be 33 Asylees are aliens who are physically present in the United States or at a U.S. port of entry and who meets the definition of a refugee because he or she has a reasonable fear of persecution as defined in section 101(a)(42) of the Act, 8 U.S.C. 1101(a)(42). In contrast, a refugee is an alien located outside the United States who has been determined to have a fear of persecution. Asylees who meet the conditions of section 208 of the Act, 8 U.S.C. 1158 are afforded the same treatment as refugees in regard to the wage- earning and employment requirement of Article 17. Contrary to the commenter’s assertion, applicants for asylum are not asylees or covered by Article 17. Even if they were, the United States implemented Article 17 through sections 207 and 208 of the INA, 8 U.S.C. 1157, 1158.
终止,临时保护身份(TPS)永远不会导致永久居留权。参见移民与国籍法(INA)第244(b)(3)(B)条、第(h)款,8 U.S.C. 1254a(b)(3)(B)、(h)。因此,在临时保护身份终止后,临时保护身份受益人和申请人可能丧失在美国的工作授权。参见8 CFR第244.12条和第13条。难民(及被庇护者)一旦获得身份后,通常不会丧失其难民身份,因此也不会丧失其工作权利以及通往合法永久居留权直至最终入籍的途径。因此,该实施方案以及自动延期的终止并不违反美国的国际义务。
terminated, and TPS never leads to permanent residency. See INA sec. 244(b)(3)(B), (h), 8 U.S.C. 1254a(b)(3)(B), (h). Thus, upon termination of TPS, TPS beneficiaries and applicants may lose employment authorization in the United States. See 8 CFR 244.12 and 13. Refugees (and asylees) once granted, do not typically lose their refugee status and thus, their right to employment and path to lawful permanent residency and eventually citizenship. Therefore, the implementation scheme and the termination of automatic extension is not contrary to the United States international obligations.
2. 国土安全部(DHS)的理由说明及该规则的必要性 i. 该规则的安全考量依据 a. 一般性安全考量意见 意见:多位评论者表示,临时最终规则(IFR)仅基于一项理由:即在批准个人34的工作许可续签之前完成审查和安全核查的愿望,国土安全部并未就取消自动延期提供其他政策依据。评论者称,该临时最终规则是在没有新证据或合理解释的情况下对政策的逆转,违反了《行政程序法》(APA)。评论者表示,国土安全部所提出的唯一理由存在诸多问题,并揭示出所声称的担忧与自动延期的实际目的及影响之间存在严重不匹配。
2. DHS Justification and Need for the Rule i. Security Rationale for the Rule a. General Security Rationale Comments Comment: Multiple commenters said the IFR rests on a single asserted justification: the desire to complete vetting and security checks before approving an individual’s34 work permit renewal, and DHS offers no other policy rationale for eliminating automatic extensions. Commenters stated the IFR is a reversal in policy without new evidence or a reasoned explanation and violates the APA. The commenters stated that DHS’s sole rationale suffers from numerous problems and reveals a significant mismatch between the concern asserted and the real-world purpose and impact of automatic extensions.
另有评论者表示,国土安全部为该临时最终规则所提出的安全理由与其自身2024年最终规则中的调查结论相矛盾,后者并未发现自动延期对美国公民及移民服务局(USCIS)进行安全核查的能力产生任何不利影响。评论者表示,国土安全部并未就这一新结论提供可信的理由。34 美国公民及移民服务局在讨论身处美国的外国国民时,通常使用“外国人”一词。“外国人”是《移民与国籍法》中定义的一个法律术语,用于描述任何非美国公民或国民的人员。参见该法第101(a)(1)条,8 U.S.C. 1101(a)(1)。部分评论者使用了“外国人”一词,但其他人可能使用了不同的术语(例如“人员”或“个人”)。总体而言,在本序言中描述评论内容时,国土安全部力求遵循评论中所使用的措辞,有时为清晰起见加注引号。除此之外,国土安全部使用“外国人”,或“申请人”“受益人”或“请求人”等用语。
Additional commenters stated that DHS’s security rationale for the IFR contradicts findings in its own 2024 Final Rule, which did not identify any adverse impact of automatic extensions on USCIS’ ability to conduct security checks. Commenters stated that DHS offers no credible rationale for this new finding. Some 34 USCIS generally refers to “aliens” when discussing foreign nationals present in the United States. The term “alien” is a legal term defined in the INA that is used to describe any person who is not a citizen or national of the United States. See INA sec. 101(a)(1) of the Act, 8 U.S.C. 1101(a)(1). Some commenters used “aliens”, but others may have used different terminology (such as person or individual). In general, when describing comments in this preamble, DHS has sought to mirror the language used in those comments, sometimes with quotation marks for clarity. Otherwise, DHS has used alien, or applicant, beneficiary, or requestor.
一些评论者还表示,该规则忽视了国土安全部此前已将自动延期的适用范围严格限定于申请续签就业许可文件(EAD)的特定申请人,这“合理确保”了该机构相信相关个人仍符合工作授权资格,并保护该项目免受滥用。
commenters also stated that this rule ignores that DHS narrowly tailored the prior automatic extensions to certain applicants who applied for EAD renewals, which “reasonably assured” the agency that the individual remained eligible for employment authorization and protected the program from abuse.
答复:国土安全部不同意该临时最终规则是“在没有新证据或合理解释的情况下对政策的逆转”,也不同意该规则的理由是“所声称的担忧与自动延期的实际目的及影响之间存在不匹配”,国土安全部也不认同其未能考虑该项目的重要方面这一说法。国土安全部在该临时最终规则中已说明,其终止向就业许可文件提供自动延期的做法,是为了增强就业授权请求裁决的完整性,并通过确保在向外国人提供工作授权之前,对其进行适当审查并确认其仍符合资格(如适用,还需值得给予有利的自由裁量权行使),从而更好地保护公共安全和国家安全。该部门还说明了此项变更的合法性,并特别承认并考虑了申请人可能因此前政策而产生的信赖利益,同时说明了为何相关政策考量胜过这些利益。该临时最终规则及本最终规则体现了国土安全部在就业授权事务中长期以来对安全、防止欺诈及利益完整性的持续关注与细化。
Response: DHS does not agree that the IFR is a “reversal of policy without new evidence or a reasoned explanation,” that the justification for the rule is a “mismatch between the concern asserted and the real-world purpose and impact of automatic extensions,” or that DHS failed to consider important aspects of the program. DHS, in the IFR, explained that it is ending the practice of providing automatic extensions of employment authorization documents to enhance integrity in adjudications of employment authorization requests and better protect public safety and national security by ensuring that aliens are properly vetted and determined to continue to be eligible (and merit a favorable exercise of discretion, if applicable), for employment authorization before such authorization is provided to the alien. The Department also explained the permissibility of the change and specifically acknowledged and considered reliance interests that applicants could have engendered by the prior policy and explained why the policy considerations outweighed these interests. The IFR and this final rule reflect a continuation and refinement of DHS’s longstanding focus on security, fraud prevention, and benefit integrity in the employment authorization context.
2016年,国土安全部(DHS)取消了临时版就业许可文件(EAD),代之以180天的自动就业许可延期,并解释称这将支持本部在应对国家所面临诸多威胁、保障国家安全方面的重要使命。因此,国土安全部认定有必要取消90天的EAD处理时限以及临时EAD的签发。35 2016年的这一变化35 2016年11月18日,作为国土安全部实施《2000年二十一世纪美国竞争力法》(AC21)相关工作的一部分,国土安全部公布了一项最终法规,取消了临时EAD,并规定了180天的自动延期期限。见联邦公报81 FR 82398(2016年11月18日)。体现了国土安全部“持续关注安全并致力于改进裁决流程,包括在文件制作方面采用技术进步措施,以减少欺诈并应对国家安全威胁”。见联邦公报81 FR 82398(2016年11月18日)(AC21最终规则)。国土安全部实施就业许可自动延期,是为了在当时的背景下,在不损害国家安全和公共安全的前提下避免就业中断。然而,无论是180天还是540天的就业许可和/或EAD自动延期,都是仅凭续签EAD申请的提交即延长就业许可,而此时美国公民及移民服务局(USCIS)尚未完成全面审查、尚未解决任何不利信息,也尚未确定申请人是否持续符合该福利的资格。如今,有关国家安全、公共安全以及移民福利完整性的担忧已达到高点,总统已通过第14159号和第14161号行政命令指示国土安全部最大限度地对外国人进行审查和甄别,并确保不向无授权的外国人提供就业许可。36 国土安全部指出,法律并未要求USCIS自动延长EAD。
In 2016, DHS eliminated the interim EAD and replaced it with the 180-day automatic extension of employment authorization and explained that it would support the Department’s vital mission of securing the nation from the many threats it faces. Therefore, DHS determined that the elimination of both the 90-day EAD processing timeframe and the issuance of interim EADs was necessary.35 This change in 2016 35 On November 18, 2016, as part of DHS’s efforts to implement the American Competitiveness in the Twenty-first Century Act of 2000 (AC21), DHS published a final regulation that eliminated interim EADs and provided for a 180-day automatic extension period. 81 FR 82398 (Nov. 18, 2016). reflected DHS’s “continued attention to security and commitment to improving adjudication processes, including technological advances in document production, to reduce fraud and address threats to national security.” See 81 FR 82398 (Nov. 18, 2016) (AC21 Final Rule). DHS implemented the automatic extension of employment authorization to avoid gaps in employment without compromising national security and public safety given the context at the time. However, the automatic extension of employment authorization and/or EADs, whether 180 days or 540 days, extends employment authorization based solely on the filing of a renewal EAD application, before USCIS has completed full vetting, resolved any derogatory information, and determined continuing eligibility for the benefit. Today, concerns regarding national security, public safety, and integrity of immigration benefits are at a high point, and the President has directed DHS, through Executive Orders 14159 and 14161, to vet and screen aliens to the maximum extent possible and to ensure that employment authorization is not provided to unauthorized aliens.36 DHS notes there is no statutory requirement for USCIS to automatically extend EADs.
国土安全部已就其政策变更作出合理解释,即相较于以往,其对不同的政策考量赋予了更大的权重。国土安全部得出结论认为,鉴于当前形势及总统的相关指示,自动延期所固有的安全风险和项目完整性风险,必须被赋予比以往推动相关规则出台的各种利益及不同临时情况更高的权重。鉴于在确定外国人是否持续符合资格之前就向其授予移民福利(包括EAD)所固有的国家安全和公共安全隐患,国土安全部认为,废止就业许可和/或EAD的自动延期是必要的补救措施。结束提供自动36 见第14161号行政命令《保护美国免受外国恐怖分子及其他国家安全和公共安全威胁》(2025年1月20日),联邦公报90 FR 8451, 8451(2025年1月30日);另见第14159号行政命令《保护美国人民免受入侵》(2025年1月20日),联邦公报90 FR 8443, 8446(2025年1月29日)。就业许可和/或EAD延期的做法,使国土安全部能够更好地保护公众安全并增强福利完整性。
DHS has provided a reasonable explanation for changing its policy, namely by giving greater weight to different policy considerations than in the past. DHS has concluded that, owing to current conditions and presidential directives, the security and program‑integrity risks inherent in automatic extensions must be given greater weight than the benefits and different temporary circumstances that motivated prior rules. Given the inherent national security and public safety concerns that flow from granting immigration benefits (including EADs) to aliens before determining continued eligibility, DHS believes that rescinding the automatic extension of employment authorization and/or EADs is a necessary remedy. Ending the practice of providing automatic 36 See E.O. 14161, Protecting the United States from Foreign Terrorists and Other National Security and Public Safety Threats (Jan. 20, 2025), 90 FR 8451, 8451 (Jan. 30, 2025); see E.O. 14159, Protecting the American People Against Invasion (Jan. 20, 2025), 90 FR 8443, 8446 (Jan. 29, 2025). extensions of employment authorization and/or EADs enables DHS to better protect the public’s safety and enhance benefit integrity.
b. 缺乏支持安全理由的证据
评论:许多评论者表示,国土安全部(DHS)未提供证据或数据支持其所称的自动延期构成安全风险,或取消自动延期将有意义地加强审查的主张。多位评论者表示,缺乏任何此类证据表明所谓的问题并不存在。若干评论者写道,近十年来,数百万工人在自动延期制度下工作,但临时最终规则(IFR)未提供任何证据表明该制度导致安全风险持续存在,或导致后来基于安全原因的拒绝。
回应:国土安全部不同意评论者的主张。国土安全部近十年前在其《21世纪美国竞争力法》(AC21)最终规则中已说明,其正通过取消临时就业授权文件(EAD)以及强制性的90天EAD处理时限,优先考虑国家安全和欺诈问题。具体而言,国土安全部指出,“在签发就业授权证明之前,无论是以临时方式还是以其他方式,降低资格审查和安全审查的水平,都将既违背其核心使命,又会损害所签发文件的安全性、质量和完整性。”37 与该理由一致,并如临时最终规则所述,国土安全部现在认为,取消就业授权和/或EAD的自动延期,将确保在续签就业授权和/或EAD之前,完成所有身份核实、公共安全和安全相关审查,并已作出申请人继续符合资格且(如适用)值得获得有利裁量权行使的认定。临时最终规则还清楚说明了博尔德事件的相关性及其与第37条的联系。
37 参见81联邦纪事82398页(2016年11月18日)(AC21最终规则)。
b. Lack of Evidence Supporting Security Rationale Comment: Numerous commenters stated that DHS did not present evidence or data supporting the claim that automatic extensions pose security risks or that eliminating extensions would meaningfully enhance screening. Multiple commenters stated that the absence of any such evidence demonstrates that the purported problem does not exist. Several commenters wrote that for nearly 10 years, millions of workers have worked under automatic extensions, but the IFR provided no evidence showing that this system allowed security risks to persist or resulted in later security-based denials. Response: DHS disagrees with the commenters’ assertions. DHS explained in its AC21 Final Rule nearly 10 years ago that it was prioritizing national security and fraud concerns by eliminating the interim EAD and the mandated EAD 90-day processing timeframe. Specifically, DHS noted that “any reduction in the level of eligibility and security vetting before issuing evidence of employment authorization, whether on an interim basis or otherwise, would both be contrary to its core mission and undermine the security, quality, and integrity of the documents issued.”37 Consistent with that rationale, and as explained in the IFR, DHS now believes that eliminating the automatic extension of employment authorization and/or EADs will ensure that all identity verification, public safety and security related checks are completed, and that a determination has been made that the applicant continues to be eligible and merits a favorable exercise of discretion, as applicable, before renewing employment authorization and/or an EAD. The IFR also clearly explained the relevance of the Boulder incident and its connection to the 37 See 81 FR 82398 (Nov. 18, 2016) (AC21 Final Rule).
自动延期,38 以及为何该措施具有正当性。基于EAD续签申请的提交而维持自动延期,将与国土安全部所声明的福利完整性、安全及防欺诈目标不一致。
评论:许多评论者表示,国土安全部依赖发生在科罗拉多州博尔德市的单一个人轶事事件作为证据,不足以证明一项对数十万守法工人及其雇主产生负面影响的政策逆转是合理的。评论者写道,国土安全部未证明该事件涉及自动延期,也未说明取消自动延期将如何本可防止该事件的发生。
automatic extension,38 and why the measure was justified. Maintaining automatic extensions based upon the filing of an EAD renewal application would be inconsistent with DHS’s stated benefit integrity, security and fraud‑prevention objectives. Comment: Many commenters stated that DHS’s reliance on a single anecdotal incident involving an individual in Boulder, Colorado, was insufficient evidence to justify a policy reversal negatively affecting hundreds of thousands of law-abiding workers and their employers. Commenters wrote that DHS did not demonstrate that the incident involved an automatic extension or how eliminating automatic extensions would have prevented this incident.
回应:国土安全部不同意评论者所称临时最终规则依赖的证据不足以证明该规则政策变更合理性的说法。临时最终规则及本最终规则所应对的担忧是,在自动延期框架下,仅凭续签申请的提交,外国人的就业授权和/或EAD有效期即可延长至多540天,而无需对该外国人的资格进行充分审查,包括背景和安全审查。当就业授权在这些审查完成之前即自动延期时,可能已不再符合该福利资格的外国人,或存在公共安全或国家安全隐患的外国人,得以继续保持就业授权状态。这使得可能对公共安全或国家安全构成威胁的外国人,能够利用相关文件进一步获取其他证件,例如驾驶执照,并进而利用该证件从事不法活动。例如,某外国人可利用以自动延期EAD作为身份证明文件所获得的驾驶执照租赁汽车,随后利用该汽车实施恐怖袭击或其他犯罪活动。如临时最终规则及本最终规则通篇所述,国土安全部认定,这些公共安全和国家
38 参见90联邦纪事48799、48808页(2025年10月30日)(说明对续签EAD申请人进行充分审查的必要性,在一名持有自动延期EAD的外国人于2025年6月1日在科罗拉多州博尔德市制造造成多人受伤的恐怖袭击事件后变得显而易见)。
Response: DHS disagrees that the IFR relied on insufficient evidence to justify the IFR’s policy change as alleged by commenters. The concern addressed by the IFR and this final rule is that, under the automatic extension framework, an alien’s employment authorization and/or EAD validity could be extended for up to 540 days based only on the filing of a renewal application and without having fully vetted the alien for eligibility, including background and security checks. When employment authorization is automatically extended before those checks are complete, aliens who may no longer qualify for the benefit, or who present public safety or national security concerns, are able to remain employment‑authorized. This allows aliens who could be public safety or national security threats to use associated documentation to potentially obtain other credentials, such as driver’s licenses, and use such document, in turn, to engage in nefarious activities. For example, an alien could rent a car by using the driver’s license obtained with an automatically extended EAD as an identity document and subsequently use the car to perpetrate a terrorist attack or other criminal activity. As explained in the IFR and throughout this final rule, DHS has found that these public safety and national 38 See 90 FR 48799, 48808 (Oct. 30, 2025) (explaining that the need to fully vet applicants for renewal EADs became clear when an alien with an automatically extended EAD perpetrated a terrorist attack that injured many people in Boulder, Colorado on June 1, 2025).
安全方面的担忧,超过了在美国公民及移民服务局(USCIS)完成重新审查、评估任何新的不利信息,并(如适用)确定该外国人仍符合资格且继续值得获得有利裁量权行使期间,个别外国人就业授权和/或证件可能出现的临时中断所造成的暂时性影响。
security concerns outweigh the interim impacts that may result from a temporary lapse in an individual aliens’ employment authorization and/or documentation while USCIS completes refreshed vetting, evaluates any new derogatory information, and determines that the alien remains eligible and continues to merit a favorable exercise of discretion, if applicable.
该临时最终规则(IFR)引用了一名外国人在科罗拉多州博尔德市针对和平示威者实施的袭击事件,作为持有自动延期的外国人的一个具体实例,该事件凸显了缓解其他公共安全紧急状况的紧迫需要,也凸显了确保外国人在完成裁决审查之前不得被授予工作许可的重要性。对科罗拉多州博尔德市事件负责的外国人是其工作许可自动延期的受益人,因此是一个尚未经过资格或安全问题全面审查即保持工作许可的外国人的实例。像博尔德市这样的袭击事件很难预测,但如果在外国人每次申请移民福利时,各政府机构之间都能进行适当而彻底的审查和情报共享,这类袭击也并非不可能阻止。39 美国国土安全部(DHS)正优先完成审查后再授予移民福利,以确保公共安全和国家安全,并缓解对美国人构成的直接风险。终止仅凭提交工作许可证(EAD)续签申请即可获得的自动延期,解决了这一系统性漏洞。这确保了只有在美国公民及移民服务局(USCIS)完成以下工作后,才会授予持续的工作许可及其证明文件: 39 包括国会议员在内的公众批评了移民和执法当局,包括美国国土安全部(DHS),称其未能发现该外国人的活动,也未能保护公众。他们强调了修复安全漏洞的紧迫性。见众议院国土安全委员会,《主席普弗卢格尔、格林要求国土安全部提供有关博尔德恐怖袭击嫌疑人的文件》(2025年6月4日),https://homeland.house.gov/2025/06/04/chairmen-green-pfluger-request-dhs-documents-on-suspect-in-boulder-terror-attack(“这一悲剧表明美国本土的恐怖主义威胁正在加剧,表明迫切需要加强国土安全措施,特别是针对非法在美滞留的外国公民,据报道索利曼曾滞留逾期未离境的非移民签证。仅在今年,我们国家就已经面临了多起严重的反犹太主义恐怖行为,包括最近在我国首都发生的两名以色列大使馆工作人员遇刺事件。”)完成更新的审查、评估任何新的不利信息,并确定该外国人仍然符合资格,且(如适用)仍然应获得有利的自由裁量处理。正如行政摘要中所述,特朗普总统已指示美国国土安全部(DHS)对所有在美国境内的外国人“尽最大程度进行审查和甄别”,并确保“不得向任何未经授权的外国人提供工作许可”。40 根据总统的优先事项,美国国土安全部(DHS)正优先考虑计划的完整性、公共安全和国家安全,并认为取消工作许可证(EAD)自动延期所带来的益处超过了工作许可可能出现暂时中断的风险。 c. 对续签申请人的既往审查及现有安全措施 评论意见:一位评论者表示,美国国土安全部(DHS)“未提供任何可信证据证明”与工作许可自动延期及/或工作许可证(EAD)相关的安全风险,因此该临时最终规则(IFR)“缺乏任何实质性依据”。其他评论者声称,鉴于申请工作许可证(EAD)续签的外国人已经接受过审查,该规则的安全依据并不充分。一些评论者表示,许多工作许可证(EAD)持有人很可能在美国公民及移民服务局(USCIS)还有其他待决申请,其中包含证明材料、背景资料和身份证件,这些都可供该机构进行额外审查。
The IFR references the attack by an alien against peaceful demonstrators in Boulder, Colorado, as a concrete example of an alien in possession of an automatic extension that highlighted the urgent need to mitigate additional public safety emergencies, as well as the importance of ensuring aliens are not granted employment authorization until adjudicative review has been completed. The alien responsible for the Boulder, Colorado, incident was the beneficiary of an automatic extension of his employment authorization, and is thus one example of an alien who remained employment authorized without having undergone full vetting for eligibility or security concerns. Attacks, such as the one in Boulder, Colorado, are tough to predict, but they may not be impossible to stop with proper and thorough vetting and intelligence sharing among government agencies each time an alien is seeking immigration benefits.39 DHS is prioritizing the completion of vetting prior to granting an immigration benefit to ensure public safety and national security and to mitigate the immediate risks posed to Americans. Ending automatic extensions based on the filing of an EAD renewal application alone addresses that systemic vulnerability. It ensures that continued employment authorization and its documentation is conferred only after USCIS has 39 The public, including members from Congress, criticized immigration and law enforcement authorities, including DHS, for not detecting the alien’s activities and not protecting the public. They emphasized the urgency to fix security vulnerabilities. See House of Representatives Homeland Security Committee, “Chairman Pfluger, Green Request DHS Documents on Suspect in Boulder Terror Attack” (June 4, 2025), https://homeland.house.gov/2025/06/04/chairmen-green-pfluger-request-dhs-documents-on-suspect-in- boulder-terror-attack (“This tragedy is indicative of a heightened terrorism threat on U.S. soil, signaling an urgent need for increased homeland security measures, particularly with respect to foreign nationals who are unlawfully present in the United States, as Soliman reportedly overstayed a nonimmigrant visa. Our nation has now faced several major acts of antisemitic terror this year alone, including the recent assassination of two Israeli embassy staffers in our nation’s capital.”) completed refreshed vetting, evaluated any new derogatory information, and determined that the alien remains eligible and continues to merit a favorable exercise of discretion, if applicable. As discussed in the Executive Summary, President Trump has directed DHS to “vet and screen to the maximum degree possible” all aliens within the United States and ensure that “employment authorization is not provided to any unauthorized alien.”40 In line with presidential priorities, DHS is prioritizing program integrity, public safety, and national security and believes the benefits of eliminating automatic extensions of EADs outweigh the risks of potential temporary lapses in employment authorization. c. Prior Vetting of Renewal Applicants and Existing Security Measures Comment: One commenter stated that DHS “offered no credible evidence of security risks associated with” the automatic extension of employment authorization and/or EADs, and that the IFR therefore “lacks any substantive rationale.” Other commenters claimed the security rationale for the rule is inadequate given that aliens applying for EAD renewals have already been vetted. Some commenters said many EAD holders are also likely to have other pending applications before USCIS with evidentiary submissions, background, and identity documents that allow for additional agency vetting.
答复:国土安全部(DHS)不同意该临时最终规则(IFR)缺乏依据的说法。国土安全部正优先完成适当的审查工作,然后再签发移民福利,在未确定申请人是否继续符合资格,以及在适用情况下是否值得获得酌情有利裁量之前,不能继续延长就业授权或就业许可文件(EAD)的有效期,无论此前针对过去或待决的福利申请是否已进行过任何审查。国土安全部并非根据成文法被要求自动延长就业授权和/或EAD的有效期。相反,国土安全部正在行使其第40号脚注,见第14161号行政命令《保护美国免受外国恐怖分子及其他国家安全和公共安全威胁》(2025年1月20日),《联邦公报》第90卷第8451页,第8451页(2025年1月30日);另见第14159号行政命令《保护美国人民免受入侵》(2025年1月20日),《联邦公报》第90卷第8443页,第8446页(2025年1月29日)所赋予的权力,以构建就业授权程序,确保所提供移民福利的完整性,并更好地促进国家安全、公共安全和项目完整性。
Response: DHS disagrees that the IFR lacks a rationale. DHS is prioritizing the completion of proper vetting before issuing immigration benefits and cannot continue to extend employment authorization or EADs without determining that the applicant continues to be eligible and, when applicable, merits a favorable exercise of discretion, regardless of any prior vetting that may have been conducted in connection with past or pending benefit requests. DHS is not required by statute to provide an automatic extension of employment authorization and/or EADs. Rather, DHS is exercising its 40 See E.O. 14161, Protecting the United States from Foreign Terrorists and Other National Security and Public Safety Threats (Jan. 20, 2025), 90 FR 8451, 8451 (Jan. 30, 2025); see E.O. 14159, Protecting the American People Against Invasion (Jan. 20, 2025), 90 FR 8443, 8446 (Jan. 29, 2025). authority to structure employment authorization processes in a manner that ensures the integrity of the immigration benefit provided, and better advances national security, public safety, and program integrity.
评论意见:有评论者写道,该临时最终规则(IFR)错误地描述了安全审查的运作方式,称所有相关的背景调查程序都独立于工作人员是否持有未过期的EAD而进行。评论者表示,许多安全警示需要后续调查、跨机构协调以及对机密或敏感信息进行全面审查,这些工作可能需要相当长的时间才能完成评估,而且这些评估是在结构化的裁决框架内进行的,而不是在EAD续签申请的机械性、门槛性审查过程中进行的。
Comment: Commenters wrote that the IFR misstates how security vetting works, stating that all relevant background check processes occur independently of whether a worker has an unexpired EAD. The commenter said many security flags require follow up investigation, interagency coordination, and a full review of classified or sensitive information that can take considerable time to evaluate, and these assessments occur within the structured adjudicative framework, not during the mechanical, threshold review of an EAD-renewal request.
答复:国土安全部不同意这些评论意见的前提。虽然某些背景调查和安全审查程序可能正在进行中,但其他一些则是在美国公民及移民服务局(USCIS)收到申请时启动的,并在该裁决过程中完成。关于USCIS进行背景调查和安全审查以确定就业授权资格的权力,并无任何成文法或其他法规上的限制。此外,背景调查和审查可能是一个漫长的过程,可能需要额外的时间才能解决或做出资格认定。若要使USCIS续签某项移民福利,申请人必须符合相关的资格标准,并在适用情况下值得获得酌情有利裁量。所有申请移民福利(包括就业授权申请)的个人,都必须提交并签署申请表,授权释放USCIS为确定其是否符合所申请福利资格而可能需要的其记录中的任何信息。通过向USCIS签署并提交该表格,申请人同意接受USCIS的核实,以及USCIS将相关信息用于确定初始或持续福利资格。鉴于审查程序有时相当漫长,此前的做法允许在USCIS启动或完成背景调查信息核实之前,自动延长原本会被认定不符合资格的外国人的EAD有效期。
Response: DHS disagrees with the premise of these comments. While some background checks and security review processes may be ongoing, others are initiated when USCIS receives a request and are completed in connection with that adjudication. There are no statutory or other regulatory limitations on USCIS’ authority to conduct background and security checks to determine eligibility for employment authorization. Additionally, background checks and vetting can be a lengthy process that may require additional time to resolve or to make an eligibility determination. For USCIS to renew an immigration benefit, the applicant must meet the relevant eligibility standards and merit a favorable exercise of discretion, if applicable. All individuals who apply for immigration benefits, including applications for employment authorization, are required to submit and sign the application authorizing the release of any information from their records that USCIS may need to determine eligibility for the benefit sought. By signing and submitting the form to USCIS, the applicant consents to verification by USCIS, as well as use of information to determine initial or continued benefit eligibility. Given the, at times, lengthy vetting process, the previous practice allowed automatic extension of EADs to aliens that would otherwise be found ineligible after USCIS initiates or resolves background check information.
此前自动将就业授权延长最长540天的做法,将EAD积压案件管理置于项目完整性、公共安全和国家安全之上的优先地位。要求在延长就业授权和/或EAD之前完成裁决审查,能更好地契合国土安全部的审查职责,以及加强项目完整性、公共安全和国家安全的政策优先事项。
The previous practice of automatically extending employment authorization for a period of up to 540 days prioritized EAD backlog management over program integrity, public safety and national security. Requiring completion of adjudicative review before extending employment authorization and/or EADs better aligns with DHS’s vetting responsibilities and the policy priorities of enhancing program integrity, public safety, and national security.
评论意见:多位评论者表示,USCIS在续签审查过程中仍可自由进行持续性审查,并且一旦发现表明存在安全隐患的新信息,即可拒绝续签申请并立即终止就业授权。
Comment: Multiple commenters stated that USCIS remains free to conduct continuous vetting during the renewal process and deny the renewal application and terminate employment authorization immediately should it identify new information indicating a security concern.
一些评论者表示,国土安全部(DHS)已经具备开展持续筛查和审查的能力,例如通过ATLAS系统和持续移民审查(CIV)项目,这些系统能够实现对移民体系内个人信息的持续共享和监测,并指出这些系统可以随时识别安全隐患,而不仅限于续期申请期间。答复:国土安全部持续实施多种策略,以应对公共安全和国家安全方面的关切。这些工作包括但不限于使用持续筛查和审查能力、机构间信息共享,以及对身份和安全核验流程的改进。然而,这些工具并不能免除在延长工作许可之前完成适当审查和筛查的必要性。进行背景调查,无论是持续进行还是按特定间隔进行(例如,当外国人再次申请移民福利时),都只是整体审查和筛查流程中的一部分。
Some commenters stated that DHS already has the capability to perform continuous screening and vetting, such as through ATLAS and the Continuous Immigration Vetting (CIV) program, which allow for ongoing information sharing and monitoring of individuals in the immigration system, stating these systems can identify security concerns at any time, not just during the renewal application process. Response: DHS continues to implement various strategies to address public safety and national security concerns. These efforts include, but are not limited to, the use of continuous screening and vetting capabilities, interagency information‑sharing, and enhancements to identity and security verification processes. However, these tools do not obviate the need to complete appropriate vetting and screening before extending employment authorization. Conducting background checks, whether continuously or at certain intervals (for example, when an alien again applies for an immigration benefit), is only one part of the overall vetting and screening process.
此外,在背景调查过程中发现的不利信息仍必须加以审查和解决。41 国土安全部认为,在授予任何移民福利之前,例如延长工作许可和/或工作许可证(EAD),美国公民及移民服务局(USCIS)应完成审查和筛查流程,并确定该外国人仍然符合该福利的资格,且(如适用)值得给予有利的自由裁量处理。
Furthermore, derogatory information identified during the background check process must still be reviewed and resolved.41 DHS believes that before any immigration benefit is granted, such as an extension of employment authorization and/or an EAD, USCIS should complete the vetting and screening process and determine that the alien continues to be eligible for the benefit and merits a favorable exercise of discretion, as applicable.
评论:一位评论者表示,该规则低估了雇主已经采取的多层审查和监测手段,这些手段用于识别潜在的安全威胁,包括I-9表核验、E-Verify参与以及犯罪背景调查。
Comment: A commenter stated that the rule discounts the multiple layers of vetting and monitoring tools that are already being conducted by employers to identify potential security threats, including Form I-9 verification, E-Verify participation, and criminal background checks.
答复:国土安全部不会将增强项目诚信、更好地保护公共安全和国家安全的职责下放给雇主。不同雇主所进行的不同程度的审查,并不能替代USCIS所开展的审查。USCIS与美国政府内的各机构以及外国合作伙伴之间订有信息共享协议。因此,雇主所进行的审查通常无法与USCIS所能获取的信息及其审查相比拟。此外,I-9表和E-Verify并非用于国家安全和公共安全审查。所有美国雇主在聘用每一名员工时,均须填写I-9表以记录其身份和工作授权。E-Verify是一项自愿性项目,通过电子方式将I-9表上的信息与社会保障总署(SSA)和国土安全部的记录进行比对,以确认其工作资格。42 安全审查和审查的标准取决于所申请的移民福利种类及其他各种因素,每一项福利申请均有其自身的要求和薄弱环节。国土安全部 41 因此,即便有CIV系统,USCIS仍须以人工方式处理不利信息,这需要时间。参见DHS/USCIS/PIA-076《持续移民审查》第8页,https://www.dhs.gov/publication/dhsuscispia-076-continuous-immigration-vetting(最近更新于2023年3月31日)(“尽管自动化有助于识别国家安全隐患,但欺诈检测与国家安全局(FDNS)官员仍须对每一条命中结果进行人工审查,以确认信息的有效性、相关性和准确性,并判断该信息是否具有可处理性,符合国土安全部的授权。若具有可处理性,USCIS的FDNS可开展行政调查,以形成足以为裁决提供依据的调查结论。”)。42 参见E-Verify,1.1背景与概述,https://www.e-verify.gov/e-verify-user-manual-10-introduction/11-background-and-overview(最近更新于2024年5月29日)。
Response: DHS will not delegate to employers its responsibility to enhance program integrity and better protect public safety and national security. The varying levels of vetting by different employers are not a substitute for the vetting that USCIS conducts. USCIS has information-sharing agreements with various agencies within the U.S. government and foreign partners. Therefore, vetting from an employer is typically not comparable to USCIS access and vetting. In addition, Form I-9 and E-Verify are not used for national security and public safety vetting. Form I-9 is required for all U.S. employers to document identity and employment authorization for every worker hired. E- Verify is a voluntary program that electronically compares the information on Form I-9 with SSA and DHS records to confirm employment eligibility.42 Criteria for security checks and vetting depend upon the immigration benefit sought as well as various other factors, and each benefit request has its own requirements and vulnerabilities. DHS does 41 Thus, even with CIV, USCIS is required to manually resolve derogatory information, which needs time. See DHS/USCIS/PIA-076 Continuous Immigration Vetting, at 8, https://www.dhs.gov/publication/dhsuscispia-076-continuous-immigration-vetting (last updated March 31, 2023) (“Although automation assists with the identification of national security concerns, FDNS officers also manually review each hit to confirm the validity, relevancy, and accuracy of the information and to determine if the information is actionable, consistent with DHS authorities. If actionable, USCIS FDNS may perform administrative investigations to produce findings to sufficiently inform adjudications.”). 42 See E-Verify, 1.1 Background and Overview, https://www.e-verify.gov/e-verify-user-manual-10- introduction/11-background-and-overview (last updated May 29, 2024).
不认为续签就业授权应当成为既定政策目标的例外情形,这些政策目标旨在更好地保护公共安全与国家安全,并确保申请人在获得移民福利之前持续符合资格(如适用)且理应获得自由裁量权的有利裁定。美国公民及移民服务局(USCIS)正在行使其全部权力,对可能对美国国家安全和公共安全构成风险的外国人所提交的移民福利申请进行调查,同时遵守《移民与国籍法》(INA)及其他适用法律的规定,具体如国土安全部(DHS)授权令0150.1号及15006号所述。43取消基于续签申请的提交而自动延长就业授权和/或EAD有效期的做法,是这一更广泛努力的组成部分之一,旨在加强项目完整性并保障美国的安全。
not believe that renewing employment authorization should be an exception to the stated policy objectives of better protecting public safety and national security and ensuring continued eligibility and that the applicant warrants a favorable exercise of discretion (as applicable) prior to issuing immigration benefits. USCIS is exercising its full authority to investigate immigration benefit requests filed by aliens who may pose risks to the national security and public safety of the United States while adhering to the provisions of the INA and applicable laws, as outlined in DHS Delegation of Authority 0150.1 and 15006.43 The elimination of automatic extensions of employment authorization and/or an EAD based on the filing of a renewal application is one component of this broader effort to enhance program integrity and safeguard the United States.
d. 该规则不会加强安全性 评论:一位评论者表示,以“国家安全为幌子”为该规则辩护“具有讽刺意味”,因为该规则可能产生的后果是使外国人的生计陷入困境,这可能迫使他们为了生存而违反法律。另一位评论者指出,恶意外国人所造成的大多数公共安全和国家安全风险源于他们在美国的存在,而非他们的工作能力,并鼓励国土安全部研究通过合法就业获得收入所带来的风险与在美国境内存在所带来的风险相比究竟有多大。一位评论者表示,国土安全部隐含地认为失业是潜在犯罪的解药,而常识和经验证据表明事实恰恰相反。
d. Rule Would Not Strengthen Security Comment: One commenter said justifying the rule under “the guise of national security is ironic” because the rule’s likely consequence in derailing the livelihoods of aliens may push them to violate the law for survival. Another commenter stated that most of the public safety and national security risk created by malicious aliens stems from their presence in the United States rather than their ability to work and encouraged DHS to study how significant the risk associated with income generated through lawful employment is compared to the risk associated with presence on U.S. soil. A commenter stated that DHS implicitly assumes that unemployment is the antidote to potential crime when common sense and empirical evidence provides the opposite is true.
43 参见,例如,国土安全部,《授予公民及移民服务局的授权》,授权令第0150.1号(2003年6月5日),可查阅:https://www.hsdl.org/c/view?docid=234775;国土安全部,美国公民及移民服务局,《授予美国公民及移民服务局局长下达快速遣返令及执行移民法律的授权》,授权令第15006号(2025年5月2日),https://www.uscis.gov/sites/default/files/document/legal-docs/Delegation_to_USCIS_for_LE_Authorities_15006_1_1.pdf。国土安全部第0150.1号授权令依据《2002年国土安全法》制定,将《移民与国籍法》下的广泛权力授予公民及移民服务局(BCIS,现为USCIS),以管理相关法律、处理福利申请、调查潜在欺诈行为、提出起诉建议并启动遣返程序。国土安全部第15006号授权令授予USCIS局长签发逮捕令、下令立即遣返外国人、拘留或保释外国人,以及调查移民法律的民事和刑事违法行为的权力。
43 See, e.g., DHS, Delegation to the Bureau of Citizenship and Immigration Services, Delegation No. 0150.1 (June 5, 2003), available at https://www.hsdl.org/c/view?docid=234775; DHS, USCIS, Delegation to Director, United States Citizenship and Immigration Services, to Order Expedited Removal and to Enforce Immigration Laws, Delegation No. 15006 (May 2, 2025), https://www.uscis.gov/sites/default/files/document/legal- docs/Delegation_to_USCIS_for_LE_Authorities_15006_1_1.pdf. DHS Delegation Number 0150.1 is based on the Homeland Security Act of 2002 and delegates broad authority under the INA, to the Bureau of Citizenship and Immigration Services (BCIS), now USCIS, to administer the laws, process benefits, investigate potential fraud, make prosecution recommendations, and initiate removal proceedings. DHS Delegation Number 15006 grants the Director of USCIS the authority to issue warrants, order immediate removal of aliens, to detain or release aliens on bond, and the ability to investigate civil and criminal immigration law violations.
回应:国土安全部不同意该评论所称本规则将导致外国人的生计陷入困境,也不同意其暗示本规则可能迫使个人为求生存而沦为罪犯的说法。
Response: DHS disagrees with the comment that this rule will result in derailing the livelihoods of aliens and the insinuation that it may push individuals to become criminals to survive.
正如临时最终规则(IFR)中所解释的,国土安全部已采取重大措施,以减少前几年美国遭遇的空前非法移民潮之后EAD申请总量的增长。44例如,国土安全部已收紧了假释的使用,并使临时保护身份(TPS)及相关项目更好地符合法定标准。因此,自2025年以来,初次EAD申请已显著下降。USCIS还发现,此前因提交续签EAD申请而有资格获得自动延期的最大几个EAD类别的申请数量也有所下降,如表1所示。表1. 2025年1月至2026年6月期间基于待决庇护申请和身份调整申请提交的I-765表格受理件数(初次申请和续签申请) 月份及年份 C08类别(待决庇护申请)下的I-765表格受理件数 C09类别(待决身份调整申请)下的I-765表格受理件数 2025年1月 240,060 64,106 2025年2月 222,552 69,139 2025年3月 228,104 84,268 2025年4月 199,659 99,790 2025年5月 181,301 81,857 2025年6月 178,422 74,289 2025年7月 181,122 76,554 2025年8月 81,251 63,086 2025年9月 79,825 54,088 2025年10月 85,803 76,572 2025年11月 63,902 51,620 2025年12月 53,893 49,774 2026年1月 42,562 41,169 2026年2月 50,358 44,647 2026年3月 51,049 57,995 2026年4月 49,989 75,254 2026年5月 36,316 41,143 2026年6月 32,472 36,455 数据来源:国土安全部,USCIS,首席数据与分析办公室(CDAO),CLAIMS3与ELIS系统,查询于2026年7月,PAER0022044。
As explained in the IFR, DHS has taken significant steps to reduce the overall EAD filings that followed the unprecedented flood of illegal immigration into the United States during previous years.44 For example, DHS has narrowed the use of parole and better aligned TPS and related programs with statutory criteria. As a result, initial EAD applications have significantly declined since 2025. USCIS has also seen a decline in the number of filings in the largest EAD categories that were formerly eligible for automatic extensions based on the filing of a renewal EAD application, as shown in Table 1. Table 1. Form I-765 Receipts from Jan. 2025 to Jun. 2026 Based on Pending Asylum and Adjustment of Status Applications (Initial and Renewal Applications) Month and Year Number of Form I-765 receipts under C08 (pending asylum application) Number of Form I-765 receipts under C09 (pending adjustment of status application) Jan. 2025 240,060 64,106 Feb. 2025 222,552 69,139 Mar. 2025 228,104 84,268 Apr. 2025 199,659 99,790 May 2025 181,301 81,857 June 2025 178,422 74,289 July 2025 181,122 76,554 Aug. 2025 81,251 63,086 Sept. 2025 79,825 54,088 Oct. 2025 85,803 76,572 Nov. 2025 63,902 51,620 Dec. 2025 53,893 49,774 Jan. 2026 42,562 41,169 Feb. 2026 50,358 44,647 Mar. 2026 51,049 57,995 Apr. 2026 49,989 75,254 May 2026 36,316 41,143 Jun. 2026 32,472 36,455 Source: DHS, USCIS, Chief Data and Analytics Office (CDAO), CLAIMS3 & ELIS, queried 07/2026, PAER0022044.
I-765表格申请人中两个最大的类别是那些有待决44 参见90联邦公报48799页,第48809页(2025年10月30日)。
The two largest categories of Form I-765 applicants are those with pending 44 See 90 FR 48799, 48809 (Oct. 30, 2025).
庇护申请(C08)和待决调整身份申请(C09)。2025年1月至2026年6月底期间,这两个类别合计约占所有I-765申请的80%。表1显示了自本届政府2025年1月上任以来C08和C09申请量的下降情况。美国公民及移民服务局(USCIS)在2025年1月共收到240,060份C08申请,到2026年6月降至32,472份。同样,USCIS在2025年1月共收到64,106份C09申请,到2026年6月降至36,455份。USCIS指出,就业授权文件(EAD)申请率的下降支持了临时最终规则(IFR)中提出的观点,即潜在的中断,尤其是任何中断的持续时间,具有推测性,且可能被自动延期所带来的危害所抵消。
asylum applications (C08) and those with pending adjustment of status applications (C09). Together these categories made up approximately 80% of all I-765 applicants from January 2025 through the end of June 2026.45 Table 1 shows how C08 and C09 filings have decreased since the start of the current administration in January 2025. USCIS received a total of 240,060 C08 filings in January 2025, which decreased to 32,472 in June 2026.46 Similarly, USCIS received a total of 64,106 C09 filings in January 2025, which decreased to 36,455 in June 2026. USCIS notes the decreased EAD filing rates support the point made in the IFR that the potential lapse, and in particular the duration of any lapse, is speculative and could be outweighed by the harm posed by automatic extensions.
最后,国土安全部(DHS)定期发布有关其活动的详细统计数据,47但出于多种原因,拒绝就通过合法就业产生收入的外国人所带来的额外国家安全风险开展研究。例如,将仅由合法就业所产生收入导致的递增风险,与因在美国存在、旅行、交往、未经授权就业或其他活动所产生的风险区分开来并加以量化,将面临重大的方法论和数据局限。相关人群数量很小,敏感的国家安全信息将限制基础案件数据的可获得性和使用,并且难以得出具有统计学意义的结论。
Finally, DHS regularly publishes detailed statistics on its activities,47 but declines to perform a study of the additional risk to national security caused by income aliens generated through lawful employment for multiple reasons. For example, isolating and quantifying the incremental risk attributable solely to income derived from lawful employment—as distinct from the risk associated with presence, travel, associations, unauthorized employment, or other activities—would present significant methodological and data limitations. The relevant population would be small, sensitive national security information would constrain the availability and use of underlying case data, and it would be difficult to draw statistically meaningful conclusions.
DHS承认评论者的观点,即恶意行为者构成的主要公共安全和45尽管数量少得多,但I-765申请在A07、A08、A10、C16、C20、C24和C31类别中也有所下降。DHS,USCIS,政策质量办公室(OPQ),《I-765就业授权申请按资格类别代码、月份和EAD类型统计的收件量》2025-2026财年(截至2026年3月5日)。CLAIMS3,ELIS,查询于2026年3月,PAER0020648;DHS,USCIS,首席数据与分析办公室(CDAO),《I-765就业授权申请按资格类别代码、月份和EAD类型统计的收件量》2025年10月30日至2026年6月30日。CLAIMS3,ELIS,查询于2026年7月,PAER0022044。46 DHS,USCIS,OPQ,《I-765就业授权申请按资格类别代码、月份和EAD类型统计的收件量》2025-2026财年(截至2026年3月5日)。CLAIMS3,ELIS,查询于2026年3月,PAER0020648;DHS,USCIS,首席数据与分析办公室(CDAO),《I-765就业授权申请按资格类别代码、月份和EAD类型统计的收件量》2025年10月30日至2026年6月30日。CLAIMS3,ELIS,查询于2026年7月,PAER0022044。
DHS acknowledges the commenter’s view that the primary public safety and 45 Though their numbers were much smaller, I-765 applications also declined in the A07, A08, A10, C16, C20, C24, and C31 categories. DHS, USCIS, OPQ, I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type FY 2025-2026 (through Mar 05, 2026). CLAIMS3, ELIS, queried 03/2026, PAER0020648; DHS, USCIS, Chief Data and Analytics Office (CDAO), I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type October 30, 2025 – June 30, 2026. CLAIMS3, ELIS, queried 07/2026, PAER0022044. 46 DHS, USCIS, OPQ, I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type FY 2025-2026 (through Mar 05, 2026). CLAIMS3, ELIS, queried 03/2026, PAER0020648; DHS, USCIS, Chief Data and Analytics Office (CDAO), I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type October 30, 2025 – June 30, 2026. CLAIMS3, ELIS, queried 07/2026, PAER0022044.
47 参见国土安全统计办公室,https://ohss.dhs.gov(最后访问日期2026年4月2日)。国家安全风险源于其在美国境内的存在,而非仅仅源于其持续工作的能力。即便如此,DHS认为运用其职权以降低与存在和就业两方面相关的风险既重要又恰当。获得合法就业机会可为恶意行为者提供资金来源、从事活动的常规掩护,以及进入某些工作场所和设施的途径。因此,在未经全面审查的情况下限制具有潜在恶意企图的外国人保留EAD和/或就业授权,并合法工作和创造收入的能力,是DHS维护福利诚信、国家安全和公共安全这一更广泛努力的重要组成部分。基于这些原因,DHS继续认为,采取措施降低恶意行为者获得或依赖就业授权及相关安全文件的可能性是值得的。
47 See Office of Homeland Security Statistics, https://ohss.dhs.gov (last visited Apr. 2, 2026). national security risk posed by malicious actors arises from their presence in the United States and not solely from their continuing ability to work. Even so, DHS considers it important and appropriate to use its authorities to reduce risks associated with both presence and employment. Access to lawful employment can provide malicious actors with financial resources, routine cover for their activities, and access to certain workplaces and facilities. Limiting the ability of aliens with potentially malicious intent to retain EADs and/or employment authorization, and to lawfully work and generate income, without full vetting is therefore a meaningful component of DHS’s broader efforts to safeguard benefit integrity, national security and public safety. For these reasons, DHS continues to view measures that reduce the likelihood that malicious actors can obtain or rely on employment authorization and related secure documentation as worthwhile.
评论:一些评论者指出,如果目标是加强审查的完整性,那么合乎逻辑的解决办法是加快案件处理速度,使所有背景调查和审核能够更快完成。一位评论者还指出,工作人员应能够在接受审查期间保留其就业授权并维持家庭生计。
Comment: Some commenters stated that, if the goal is to strengthen vetting integrity, the logical solution is to expedite case processing so that all background checks and reviews are completed more quickly. One commenter also stated that workers should be able to maintain their employment authorization and support their families while vetting occurs.
答复:国土安全部(DHS)尽一切努力尽快完成案件处理,同时注重对每位申请福利者进行全面审查资格的重要性,包括审查犯罪活动和其他安全风险。国土安全部认为,在批准续签工作许可和/或相关文件之前进行筛查、审查并确定其是否持续符合资格,对于增强项目完整性以及更好地保护公共安全和国家安全至关重要。然而,鉴于美国公民及移民服务局(USCIS)所面对的初次申请和续签EAD申请数量庞大,此类流程必然需要时间。请注意,加急处理某一案件通常意味着USCIS会将该福利申请移至处理队列的最前面,从而使可能更早提交申请的其他申请人受到不利影响,但这并不会改变正确进行筛查、审查并确定其是否持续符合资格所需的时间。就这些评论者建议USCIS应加急处理所有EAD续签申请,从而将EAD续签申请置于处理队列中其他申请之前而言,国土安全部认为这不是一个可行的解决方案,也不会增强项目完整性或更好地保护公共安全和国家安全。
Response: DHS undertakes every effort to complete case processing as expeditiously as possible while being conscious of the importance of vetting every benefit requestor thoroughly for eligibility, including vetting for criminal activity and other security risks. DHS believes screening, vetting, and determining continued eligibility before granting a renewal of employment authorization and/or documentation is essential to enhance program integrity and better protect public safety and national security. Such processes, however, especially given the volume of initial and renewal EAD applicants that USCIS encounters, necessarily take time. Note that expediting a case generally means that USCIS would move the benefit request to the front of the processing queue to the detriment of those who may have filed earlier but does not otherwise change the time needed to properly conduct screening and vetting and determine continued eligibility. To the extent that these commenters suggest that USCIS should expedite all EAD renewal applications and thus put renewal EAD applications in front of other applications in the processing queue, DHS maintains that this would not be a viable solution and would not enhance program integrity or better protect public safety and national security.
评论:多位评论者指出,该规则带来的安全收益是渐进式的,因为续签申请人已经经过了严格的审查,并且在EAD续签裁定之前不会被重新审查,并表示即使在EAD自动延期的情况下,USCIS的这种二次审查也会发生。
Comment: Multiple commenters stated that the security benefit of the rule is incremental because renewal applicants have already been robustly vetted and will not be re-vetted until the EAD renewal is adjudicated, stating that this second vetting by USCIS occurs even if EAD extensions are automatic.
答复:USCIS必须确保所有向USCIS申请移民福利的外国人符合所申请福利的资格,在适用情况下理应获得有利的自由裁量处理,并且不会对国家安全或公共安全构成威胁。在签发移民福利之前,继续调查移民福利申请,并评估申请人是否已确立持续的资格并理应获得有利的自由裁量处理(如适用),以及其是否对美国的国家安全和公共安全构成风险,这是必要的,且属于USCIS的职权范围。这包括工作许可和/或EAD的续签申请,此类申请可能揭示出初次批准时并不存在的新的不利信息或情况变化。
Response: USCIS must ensure that all aliens who request immigration benefits from USCIS are eligible for the benefit sought, merit a favorable exercise of discretion, if applicable, and do not pose a threat to national security or public safety. It is necessary and within USCIS’ authority to continue investigating immigration benefit requests and to assess whether an applicant has established ongoing eligibility and warrants favorable discretion, if applicable, and whether they pose a risk to the national security and public safety of the United States, before issuing immigration benefits. This includes renewal applications for employment authorization and/or EADs, which may reveal new derogatory information or changed circumstances that were not present at the time of the initial grant.
评论:一位评论者指出,该临时最终规则(IFR)将导致国土安全部的资源被用于EAD处理,而相关人员仍滞留在美国境内,等待有关其是否能够继续留美的裁定,并表示该规则“因USCIS未能及时处理申请而惩罚了申请人、家庭、社区和雇主”。另一位评论者同样指出,该规则“并未实质性改善国土安全”,并将转移资源,而非支持安全或运营效率。答复:国土安全部致力于确保所有进入并留在美国境内的外国人不对国家安全或公共安全构成威胁。USCIS在防止恐怖分子和其他不法分子藏匿于美国境内方面发挥着重要作用,为此,筛查和审查应优先于纯粹为求便捷的裁定。国土安全部将继续努力减少无实质内容、欺诈性和无根据的EAD申请,以腾出裁定及其他资源,从而更好地确保国家安全和项目完整性。因此,国土安全部不同意将资源集中用于认真审理EAD续签申请会“转移”安全资源的说法,相反,此类裁定本身就是USCIS的一项核心安全职能。
Comment: One commenter stated that the IFR would cause DHS resources to be spent on EAD processing while people remain in the United States without decisions on their ability to stay, stating that the rule “punishes applicants, families, communities, and employers for USCIS’ failure to timely process applications.” Another commenter similarly stated that the rule “does not meaningfully improve homeland security” and would divert resources rather than supporting security or operational efficiency. Response: DHS is dedicated to ensuring that all aliens who enter and remain in the United States do not present threats to national security or public safety. USCIS plays an instrumental role in preventing terrorists and other bad actors from harboring in the United States, and screening and vetting should be prioritized over purely expedient adjudications to that end. DHS will continue to work to reduce frivolous, fraudulent, and meritless EAD filings to free up adjudicatory and other resources to better ensure national security and program integrity. Therefore, DHS does not agree that focusing resources on careful EAD renewal adjudications “diverts” resources from security; rather, such adjudications are themselves a core security function of USCIS.
e. 关于安全理由的其他评论 评论:一些评论者对国土安全部的理由表示关切,即国土安全部认为不法分子可能从EAD自动延期以及由此产生的用于支持“不法活动”的工作收入中获益,这些评论者称该理由具有推测性、歧视性,并延续了反移民言论。一位评论者表示,这种语言对亚裔美国人社区尤为危险,因为该群体长期面临被视为“永远的外国人”的叙事,这只会助长这种“有害的刻板印象”,并支持关于亚裔是外国政府代理人的无根据猜疑。
e. Other Comments on Security Rationale Comment: Some commenters expressed concern with DHS’s rationale that bad actors could benefit from EADs being automatically extended and the income generated from working to support “nefarious activities,” stating that it is speculative, discriminatory, and perpetuates anti-immigrant rhetoric. A commenter said this is particularly dangerous language for Asian American communities who face a persistent narrative as the “perpetual foreigner” and will only contribute to that “pernicious stereotype” and support unfounded suspicions that Asians are agents of foreign governments.
答复:美国国土安全部(DHS)不同意评论者的主张。国土安全部终止了根据续签EAD申请的提交自动延长就业授权和/或EAD有效期的做法,以确保持续符合资格,并优先对外国人进行适当的审查和甄别,以推进其使命。本规则并非针对亚裔美国人社区或任何其他特定外国人群体。相反,本规则按其文本规定,适用于所有根据前8 CFR 274a.13(d)条款有资格自动延长其就业授权和/或EAD的外国人。如临时最终规则(IFR)和本最终规则所述,国土安全部优先在授予移民利益之前完成甄别工作,以增强项目完整性,更好地保护公共安全和国家安全。临时最终规则中提供的示例说明了一个更广泛的担忧,即在完成甄别之前延长就业授权可能使可能构成公共安全或国家安全风险的外国人保留就业授权。终止基于EAD续签申请提交的自动延长,确保只有在美国公民及移民服务局(USCIS)完成新一轮甄别、评估任何新的不利信息,并确定该外国人仍然符合资格且(如适用)仍值得获得有利的自由裁量之后,才授予继续的就业授权。国土安全部认为,取消EAD自动延长在项目完整性、公共安全和国家安全方面带来的益处,超过了就业授权可能出现暂时中断的风险。评论:评论者指出,尽管国土安全部反复援引所谓的国家安全担忧作为临时最终规则的理由,但该规则“未被充分强调但明确存在”的动机是总体上减少EAD申请数量。他们指出,该规则旨在普遍阻遏移民,特别是针对寻求庇护者,并且国土安全部忽视了这样一个事实,即被庇护者和难民即使其EAD上的到期日已过,仍被授权就业。一位评论者指出,尽管国土安全部声称终止为难民和被庇护者自动续签EAD的做法是为了采取“统一方法”并避免雇主产生“潜在的困惑”,但其并未量化这种潜在困惑的程度,也未说明为何至少不能为凭身份即获得就业授权的难民和被庇护者提供自动续签。
Response: DHS disagrees with the commenters’ assertions. DHS ended the practice of providing automatic extension of employment authorization and/or EADs based on the filing of a renewal EAD application to ensure continued eligibility and prioritizing the proper vetting and screening of aliens in furtherance of its mission. This rule does not target Asian American communities or any other specific group of aliens. Instead, this rule, as written, applies to all aliens who were eligible for the automatic extension of their employment authorization and/or EADs under former 8 CFR 274a.13(d). As explained in the IFR and this final rule, DHS is prioritizing the completion of vetting prior to granting an immigration benefit to enhance program integrity and better protect public safety and national security. The examples provided in the IFR illustrated the broader concern that extending employment authorization before completing vetting can allow aliens who may present public safety or national security risks to retain employment authorization. Ending automatic extensions based on the filing of an EAD renewal application ensures that continued employment authorization is conferred only after USCIS has completed renewed vetting, evaluated any new derogatory information, and determined that the alien remains eligible and continues to merit a favorable exercise of discretion, if applicable. DHS believes that the program integrity, public safety, and national security benefits of eliminating automatic extensions of EADs outweigh the risks of potential temporary lapses in employment authorization. Comment: Commenters stated that, while DHS repeatedly cites purported national security concerns as justification for the IFR, the “underemphasized yet explicit” motivation for the IFR is a reduction in EAD filings overall. They stated that the rule is intended to generally deter immigration, specifically for asylum seekers, and that DHS ignores that asylees and refugees are authorized employment even if the expiration date on their EAD has passed. One commenter stated that, while DHS claims it is ending the practice of automatically renewing EADs for refugees and asylees to take a “uniform approach” and avoid “the potential for confusion” of employers, it does not quantify the potential confusion or justify why it cannot at least provide automatic renewals for refugees and asylees, who are authorized to work incident to their status.
评论者得出结论认为,临时最终规则意在破坏并阻挠那些拥有合法工作授权人士的权益,将造成不必要的工作授权中断,制造不合理的障碍,并援引国土安全部所称的提供“全面政策解决方案”的目标,指出该规则实际上意图不必要地使雇主感到困惑、阻碍移民的工作能力,并将更多人推向“困境”。另一位评论者质疑增强安全是否为该规则的真实意图,并提出其他可能的动机,例如故意导致外国人失去身份并失去工作。
The commenters concluded that the IFR is meant to undermine and frustrate those with legal work authorization and will cause unnecessary lapses in work authorization creating unreasonable obstacles, citing DHS’s referenced goal of providing a “comprehensive policy solution” and stating the rule is actually intended to unnecessarily confuse employers, frustrate immigrants’ ability to work, and push more into “dire straits.” Another commenter questioned enhanced security as the true intent of the rule, suggesting other motives such as intentionally causing aliens to fall out of status and lose their jobs.
答复:国土安全部不同意评论者关于本规则的目标是总体上减少EAD申请、普遍阻遏移民或“不必要地使雇主感到困惑”以及“阻碍移民的工作能力”的说法。如前所述,本规则的目的是通过终止自动延长就业授权和/或EAD有效期的做法,在授予新的就业授权期限和/或新的EAD之前,优先对外国人进行适当的审查和甄别,以确保持续符合资格,并确认申请人(如适用)仍值得获得有利的自由裁量。
Response: DHS disagrees with the commenters that the goal of this rule is to reduce EAD filings overall, generally deter immigration or to “unnecessarily confuse employers” and “frustrate immigrants’ ability to work.” As previously stated, the purpose of this rule is to prioritize the proper vetting and screening of aliens, to ensure continued eligibility, and to confirm that applicants continue to merit favorable exercises of discretion, if applicable, before granting new periods of employment authorization and/or new EADs by ending the practice of automatically extending the validity of employment authorization and/or EADs.
美国国土安全部(DHS)认识到,获得庇护或难民身份的外国人,其就业系基于其庇护或难民身份而获得授权。正如中期最终规则(IFR)所解释的那样,凡因身份而获得就业授权48并且维持其相应移民身份的外国人,例如被庇护者和难民,只要其维持该移民身份,就将继续获得就业授权,无论其就业授权文件(EAD)上所载的到期日期为何。因身份而获得就业授权的外国人仍可选择提交I-765表格以获得EAD,用作身份证明。如中期最终规则所述,美国国土安全部正对所有外国人采取统一做法,终止自动延长就业授权和/或EAD的做法。意见:一位评论者表示,取消自动延长不符合第14159号行政令《保护美国人民免受入侵》的要求,该行政令责令美国国土安全部及其他机构确保不向美国境内任何未获授权的外国人提供就业授权。该评论者表示,取消自动延长对该项要求没有影响,因为此类自动延长的目的在于,在外国人已获批准就业授权的情形下,为美国公民及移民服务局(USCIS)提供充分的时间和资源,以依法依规作出稳妥的认定。48 参见8 CFR 274a.12(a)。
DHS recognizes that aliens who are granted asylum or refugee status are authorized employment incident to their asylum or refugee status. As explained in the IFR, aliens who are authorized employment incident to their status48 and are maintaining their respective immigration status, such as asylees and refugees, will continue to be employment authorized while maintaining their immigration status, regardless of the expiration date on their EAD. Aliens who are authorized employment incident to status will continue to have the choice to file Form I-765 to obtain EADs for proof of identity. As stated in the IFR, DHS is taking a uniform approach for all aliens by ending the practice of providing automatic extensions of employment authorization and/or EADs. Comment: One commenter said that eliminating automatic extensions does not serve E.O. 14159, Protecting the American People Against Invasion, which orders DHS and other agencies to ensure that employment authorization is not provided to any unauthorized alien in the United States. The commenter said eliminating automatic 48 See 8 CFR 274a.12(a).
回应:美国国土安全部坚持认为,此规则符合为其统计和法规义务作出稳妥认定所需时间和资源的目的,即在外国人已获批准就业授权的情形下为美国公民及移民服务局提供此类自动延长的时间和资源。
extensions has no impact on this mandate, as the purpose of such automatic extensions is to afford USCIS the time and resources to make a robust determination in compliance with its statutory and regulatory obligations in cases where aliens were already approved for employment authorization.
回应:美国国土安全部坚持认为,本规则实现了第14159号行政令的要求。该行政令在第16节中责令国土安全部部长会同国务卿和总检察长采取一切适当行动,使各部门活动与总统所制定的政策保持一致,以确保“不向美国境内任何未获授权的外国人提供就业授权”。正如中期最终规则和本规则所述,终止自动延长EAD的做法符合第14159号行政令的该项指示,因为先前获得的就业授权并不意味着申请人将无限期地持续符合就业授权资格,有必要对资格进行审查,以确保外国人的情况未发生变化,从而仍然符合资格。在未经适当审查和充分裁决以确保持续符合资格的情况下给予就业自动延长,既不符合第14159号行政令,也不符合当前的优先事项。
Response: DHS maintains that this rule accomplishes the mandate of E.O. 14159. This executive order directs the Secretary of Homeland Security, in coordination with the Secretary of State and the Attorney General, in Section 16 to take all appropriate action to align any departmental activities with the policies set out by the President, to ensure that “employment authorization is not provided to any unauthorized alien in the United States.” As stated in the IFR and this rule, ending the practice of providing automatic extensions of EADs is consistent with this instruction in E.O. 14159 because a previous grant of employment authorization does not mean that an applicant remains indefinitely eligible for employment authorization, and it is necessary to review eligibility to ensure that an alien’s circumstances have not changed such that the alien is no longer eligible. Granting automatic extensions of employment without proper vetting and full adjudication to ensure continued eligibility is not consistent with E.O. 14159 or with current priorities.
二、美国公民及移民服务局理由的一致性及对长期政策的逆转 意见:多位评论者指出,美国公民及移民服务局表示其预计未来EAD续期处理不会出现延误,但同时又表示现在必须终止EAD自动延长,因为其需要更多时间完成安全审查。评论者表示,这两种说法不可能同时成立。评论者还指出,如果美国国土安全部预计延误将持续存在,那么终止自动延长将仅仅因为政府无法足够快地完成这些案件的裁决,而使雇员失去工作授权。这些评论者表示,当某机构的论证自相矛盾且该机构未能对该不一致之处提供充分理由时,法院会宣告相关规则无效,部分评论者援引了美国联邦通信委员会诉福克斯电视台案(F.C.C. v. Fox Television Stations, Inc.)作为依据。
ii. Consistency in USCIS Rationale and Reversal of Longstanding Policy Comment: Multiple commenters wrote that USCIS says it does not expect delays in processing EAD renewals in the future, but also says it must end automatic extensions on EADs now because it needs more time to finish security checks. Commenters said both cannot be true. Commenters also stated that, if DHS expects continued delays, then ending automatic extensions will push employees out of work authorization simply because the government cannot finish adjudicating these cases fast enough. These commenters said courts invalidate rules when an agency’s reasoning is contradictory and the agency offers no adequate justification for the inconsistency, with some commenters citing F.C.C. v. Fox Television Stations, Inc.
同样针对所称的这一不一致之处,多位评论者指出,美国国土安全部关于EAD申请数量将下降、且更多裁决资源将缩短EAD续期处理时间的结论,忽视了这些相同的资源在初始阶段同样可用于处理任何可疑风险信号。因此,该评论者表示,美国国土安全部所称在续期阶段需要进行更全面调查的必要性,今后将变得更加不必要。该评论者表示,这一说法也无法与该部一贯以来的立场相调和,即该部历来主张,只要资源充足,便能够及时完成充分的调查。
Also referencing this purported inconsistency, multiple commenters stated that DHS’s conclusion that EAD applications will decline and that more adjudicative resources will reduce EAD renewal processing times ignores that those same resources will be available at the initial stage to address any red flags. Thus, the commenter said DHS’s purported need for fuller investigations at the renewal stage will be even less necessary moving forward. The commenter said the claim also cannot be reconciled with the Department’s historic position that it can complete sufficient investigations promptly, given sufficient resources.
多位评论者表示,临时最终规则(IFR)在未给出充分解释、理由或替代性补救措施的情况下,否定并违背了2016年规则和近期2024年规则的政策,而这两项规则的目的均在于减轻因工作许可中断给工人和雇主造成的损害。一位评论者具体指出,临时最终规则未援引任何数据表明续签处理时间已出现持续缩短,未提供任何新的绩效指标,也未作出任何分析以证明2016年及2024年两次确认的长期存在的裁决难题已发生实质性变化。
答复:美国国土安全部(DHS)不认同评论者关于临时最终规则及本最终规则中的论证相互矛盾或缺乏正当理由的主张。DHS指出,临时最终规则并未声明“美国公民及移民服务局(USCIS)预计就业许可文件(EAD)处理不会出现延误”。相反,DHS所阐明的是,其已采取措施应对临时保护身份(TPS)受益人及其他申请人申请量激增的情况,且DHS预计初次申请和续签EAD的整体申请量很可能大幅下降,从而释放出裁决资源以缩短续签EAD的处理时间。49 USCIS定期评估申请量与裁决资源之间的关系,并在适当且可行的情况下重新分配工作量以应对优先事项,包括在49 参见《联邦公报》第90卷第48799页,第48809页(2025年10月30日)。
Multiple commenters said the IFR rejects and contradicts the policies of both the 2016 and the recent 2024 rules, the purpose of which was to mitigate the harm to workers and employers caused by interruptions in work authorization, without adequate explanation, justification, or alternative remedies. One commenter specified that the IFR cites no data showing sustained reductions in renewal processing times, no new performance metrics, and no analysis demonstrating that the long-recognized adjudication challenges identified in 2016 and again in 2024 have materially changed. Response: DHS disagrees with the commenters’ assertion that the reasoning in the IFR, and this final rule, is contradictory or unjustified. DHS notes the IFR does not state that “USCIS does not expect delays in processing EADs.” Instead, DHS explained it has taken measures to address floods of filings from TPS beneficiaries and other applicants, and that DHS expects that overall filing rates for initial and renewal EADs are likely to substantially decline, freeing up adjudicative resources to reduce renewal EAD processing times.49 USCIS routinely evaluates filing volumes relative to adjudicative resources and reallocates workloads to address priorities as appropriate and feasible, including between 49 See 90 FR 48799, 48809 (Oct. 30, 2025).
初次申请和续签EAD申请之间进行分配。临时最终规则阐明,尽管USCIS将持续致力于改善处理时间并减少积压,但DHS已认定自动延期与确保持续符合资格或与当前的安全审查及审查优先事项不符。DHS认为,临时最终规则中所提供的论证理由是恰当的,且临时最终规则的目的已得到充分论证。终止基于提交EAD续签申请而产生的自动延期,可确保只有在USCIS完成重新审查、评估任何新的不利信息,并确定该外国人仍然符合资格且(如适用)仍值得获得有利的自由裁量处理之后,方可授予持续的就业许可。DHS认为,取消EAD自动延期在维护项目完整性、公共安全和国家安全方面所带来的益处,超过了就业许可可能出现暂时中断的风险。
initial and renewal EAD filings. The IFR explains that, while USCIS continues to work to improve processing times and reduce backlogs, DHS has determined that automatic extensions are inconsistent with ensuring continued eligibility or with current security and vetting priorities. DHS believes that the reasoning provided in the IFR is appropriate and that the purpose of the IFR has been adequately justified. Ending automatic extensions based on the filing of an EAD renewal application ensures that continued employment authorization is conferred only after USCIS has completed renewed vetting, evaluated any new derogatory information, and determined that the alien remains eligible and continues to merit a favorable exercise of discretion, if applicable. DHS believes that the program integrity, public safety, and national security benefits of eliminating automatic extensions of EADs outweigh the risks of potential temporary lapses in employment authorization.
正如本序言第IV.C.2.i.a节中对此前一条评论的答复所详细阐述的那样,终止自动延期的决定反映出DHS在权衡运营效率与就业连续性,同另对安全及福利完整性关切之间的考量方式发生了变化,而非DHS在确保及时裁决方面的根本承诺出现了不一致。
As discussed in greater detail in response to a previous comment in Section IV.C.2.i.a. of this preamble, the decision to end automatic extensions reflects a change in how DHS balances operational efficiency and continuity of employment against these security and benefit integrity concerns rather than an inconsistency in DHS’s underlying commitment to timely adjudications.
DHS预计,总体而言,EAD申请量将大幅下降,从而释放出裁决资源以缩短续签EAD的处理时间。处理时间的缩短将减少提交续签EAD申请的外国人依赖EAD自动延期以避免潜在中断的必要性。自临时最终规则于2025年10月30日生效以来,USCIS已观察到EAD整体申请量呈稳步下降趋势。参见本序言第IV.C.2.i.d节表1。USCIS指出,EAD申请量的下降印证了临时最终规则中所提出的观点:外国人出现许可中断的可能性,尤其是任何中断的持续时间,具有推测性,其风险可能被自动延期所带来的危害所超过。
DHS expects that overall, EAD filing rates will substantially decline and free up adjudicative resources to reduce renewal EAD processing times. Decreasing processing times would result in a reduced need for aliens filing renewal EAD applications to rely on an automatic extension of their EAD to avoid potential lapses. Since the IFR became effective on October 30, 2025, USCIS has seen a steady decrease in overall EAD filings. See Table 1 in Section IV.C.2.i.d. of this preamble. USCIS notes that decreased EAD filing rates support the point made in the IFR: that the potential for an alien to have a lapse, and in particular the duration of any lapse, is speculative and could be outweighed by the harm posed by automatic extensions.
iii. 未能承认积压问题及其他实际运作情况
评论:多位评论者指出,临时最终规则(IFR)忽视了积压问题目前仍然存在,且未就减少需要自动延期的积压问题提供任何预测或计划。部分评论者表示,该临时最终规则错误地将积压问题描述为未来的“设想情形”,但实际上处理延误已十分严重。一位评论者表示,外部分析进一步证实,就业授权文件(EAD)裁决的长期延误是一个有记录可查、持续存在的现实情况,尽管有此记录,国土安全部(DHS)在该临时最终规则中并未提供任何实证数据,表明处理时间已有足够改善,以致无需再采用自动延期。一位评论者表示,外部分析进一步证实,就业授权文件裁决的长期延误是一个有记录可查、持续存在的现实情况,尽管有此记录,国土安全部在该临时最终规则中并未提供任何实证数据,表明处理时间已有足够改善,以致无需再采用自动延期。部分评论者援引国土安全部的积压数据,以主张自动延期机制的价值,并指出该规则未能承认积压问题。另一位评论者表示,虽然力求及时裁决是一个值得追求的目标,但这并不能消除对自动延期的需要,美国公民及移民服务局(USCIS)不应彻底取消有关自动延期的法规规定。
iii. Lack of Acknowledgement of the Backlog and Other Operational Realities Comment: Multiple commenters stated that the IFR ignores that backlogs persist today and provides no projections or plans to reduce the backlogs that necessitate automatic extension. Some of these commenters said the IFR incorrectly portrays backlogs as a future “scenario,” but processing delays are significant. A commenter stated that external analyses reinforce the conclusion that long delays in EAD adjudication are a documented, ongoing reality and, despite this record, DHS offers no empirical data showing in the IFR that processing times have improved enough to make automatic extensions unnecessary. A commenter stated that external analyses reinforce the conclusion that long delays in EAD adjudication are a documented, ongoing reality and, despite this record, DHS offers no empirical data showing in the IFR that processing times have improved enough to make automatic extensions unnecessary. Some commenters referenced DHS backlog data in asserting the value of the automatic extension mechanism and the rule’s lack of acknowledgement of the backlog. Another commenter stated that, while striving for timely adjudication is a worthy goal, it does not eliminate the need for automatic extensions, and USCIS should not eliminate the regulatory provision of automatic extensions in its entirety.
答复:国土安全部终止就业授权及就业授权文件(EAD)的自动延期,并非因为美国公民及移民服务局已完成其积压待决案件的处理,而是因为国土安全部正优先确保申请人持续符合资格并接受适当的审查核实。然而,美国公民及移民服务局将继续处理其积压案件,同时不会不必要地向可能不符合资格或对美国公共安全与国家安全构成威胁的人员授予移民福利。
Response: DHS is ending the automatic extension of employment authorization and EADs not because USCIS has completed its backlog of pending cases, but rather because DHS is prioritizing ensuring continued eligibility and proper vetting. However, USCIS will continue to work through its backlog of cases without unnecessarily granting immigration benefits to those who may be ineligible or threaten the public safety and national security of the United States.
国土安全部(DHS)在临时最终规则(IFR)中承认了就业授权文件(EAD)积压问题,指出积压的大部分原因是先前的政策决定导致初次申请和后续续签EAD申请数量激增所致。50 国土安全部在讨论每项规则中当前积压情况的同时,也探讨了未来可能出现的积压情形。具体而言,国土安全部在2024年临时最终规则(TFR)中提供了数据,以预测庇护申请激增及积压对2024年临时最终规则有效期内可能出现的续签EAD申请行为及其影响。参见89 FR 24628(2024年4月8日)。国土安全部在2024年最终规则中讨论了相同的数据。参见89 FR 101208(2024年12月13日)。这些规则试图缓解由各种情形可能导致的未来续签EAD处理积压的影响,国土安全部利用这些数据预测来估算将自动延期期限从最长180天延长至最长540天予以成文化所产生的影响。国土安全部已重新评估了该推测性做法,并确定尽管积压仍在持续,但鉴于相关的安全性与完整性风险,自动延期并非适当的机制。正如本序言其他部分所讨论的,国土安全部已采取重大措施,以减少此前几年前所未有的非法移民涌入美国后随之而来的EAD申请总量。51 自2025年以来,初次EAD申请数量的显著下降凸显了这些变化的影响,这些变化包括缩小假释(parole)的适用范围,以及使临时保护身份(TPS)及相关项目与法定标准保持一致。具体而言,美国公民及移民服务局(USCIS)还发现,在原先因提交续签EAD申请而有资格获得自动延期的最大几个EAD类别中,申请数量有所下降, 50 参见90 FR 48799, 48807(2025年10月30日)(讨论EAD申请的涌入,指出该涌入“持续拖累USCIS的处理时间和裁决资源”,并且“主要是由前任政府的政策所导致,该政策允许大量外国人以假释身份入境并申请庇护和/或临时保护身份,并同时申请就业授权”)。 51 参见90 FR 48799, 48809(2025年10月30日)。另见USCIS,“国土安全部加强国家移民系统的完整性,恢复到常识性的合法移民水平”,https://www.uscis.gov/newsroom/news-releases/dhs-strengthens-integrity-in-nations-immigration-system-returns-to-commonsense-legal-immigration(2025年11月13日);USCIS局长Joseph B. Edlow的证词,《国土安全部监督:移民及海关执法局(ICE)、海关及边境保护局(CBP)与USCIS:众议院国土安全委员会听证会》,https://docs.house.gov/meetings/HM/HM00/20260210/118916/HHRG-119-HM00-Wstate-EdlowJ-20260210.pdf,第6页(2026年2月10日)(“这些关键举措加强了我们合法移民系统的完整性,强化了问责制,并确保USCIS的资源用于合法、妥善提交的案件。”)。
DHS acknowledged the EAD backlog in the IFR, stating that most of the backlog resulted from prior policy decisions that resulted in an overwhelming number of initial and subsequent renewal EAD filings.50 DHS discussed potential future backlog scenarios while also acknowledging the current backlogs in each of those rules. Specifically, DHS provided data in the 2024 TFR to project the impact of the asylum filing surges and backlogs to consider possible renewal EAD application filing behaviors and the impact throughout the effective period of the 2024 TFR. See 89 FR 24628 (Apr. 8, 2024). DHS discussed the same data in the 2024 Final Rule. See 89 FR 101208 (Dec. 13, 2024). These rules attempted to mitigate the impact of potential future renewal EAD processing backlogs that could have been caused by a variety of circumstances, and DHS used those data projections to estimate the impact of codifying the automatic extension period increase from up to 180 days to up to 540 days. DHS has reassessed that conjectural approach and determined that, notwithstanding ongoing backlogs, automatic extensions are not an appropriate mechanism given the associated security and integrity risks. As discussed elsewhere in this preamble, DHS has taken significant steps to reduce the overall EAD filings that followed the unprecedented flood of illegal immigration into the United States during previous years.51 Significant declines in initial EAD applications since 2025 highlight the impact of these changes, which include a narrowed use of parole and a realignment of TPS and related programs with statutory criteria. Specifically, USCIS has also seen a decline in the number of filings in the largest EAD categories that were formerly eligible for automatic extensions based on the filing 50 See 90 FR 48799, 48807 (Oct. 30, 2025) (discussing an influx of EAD applications that “continues to bog down USCIS processing times and adjudicative resources,” and “was largely caused by the prior administration’s policies that allowed a significant number of aliens to enter the country on parole and seek asylum and/or TPS, and alongside such applications, employment authorization”). 51 See 90 FR 48799, 48809 (Oct. 30, 2025). See also USCIS, “DHS Strengthens Integrity in Nation’s Immigration System, Returns to Commonsense Legal Immigration Levels,” https://www.uscis.gov/newsroom/news-releases/dhs-strengthens-integrity-in-nations-immigration-system- returns-to-commonsense-legal-immigration (Nov. 13, 2025); Testimony of USCIS Director Joseph B. Edlow, Oversight of the Department of Homeland Security: ICE, CBP, and USCIS: Hearing Before the House Comm. on Homeland Security, https://docs.house.gov/meetings/HM/HM00/20260210/118916/HHRG-119-HM00-Wstate-EdlowJ- 20260210.pdf, at 6, (Feb. 10, 2026), (“These critical efforts have strengthened the integrity of our legal immigration system, reinforced accountability, and ensured that USCIS resources are directed toward lawful, properly filed cases.”).
如表1所示,续签EAD申请的提交情况。参见本序言第IV.C.2.i.d节。I-765表格申请人中最大的两个类别是庇护申请待决者(C08)和身份调整申请待决者(C09)。自2025年1月至2026年6月底,这两个类别合计约占全部I-765申请人的80%。52 表1显示了自本届政府2025年1月上任以来C08和C09申请数量的下降情况。例如,USCIS在2025年1月共收到240,060件C08申请,到2026年6月降至32,472件。53 同样,USCIS在2025年1月共收到64,104件C09申请,到2026年6月降至36,455件。
of a renewal EAD application, as shown in Table 1. See Section IV.C.2.i.d. of this preamble. The two largest categories of Form I-765 applicants are those with pending asylum applications (C08) and those with pending adjustment of status applications (C09). Together these categories made up approximately 80% of all I-765 applicants from January 2025 through the end of June 2026.52 Table 1 shows how C08 and C09 filings have decreased since the start of the current administration in January 2025. For example, USCIS received a total of 240,060 C08 filings in January 2025, which decreased to 32,472 in June 2026.53 Similarly, USCIS received a total of 64,104 C09 filings in January 2025, which decreased to 36,455 in June 2026.
评论:多位评论者表示,临时最终规则(IFR)忽视了对工作许可持续高需求的现实情况,并认为国土安全部(DHS)错误地预期就业许可文件(EAD)续签申请将“大幅下降”,理由是本届政府曾试图终止古巴、海地、尼加拉瓜和委内瑞拉(CHNV)假释计划以及若干临时保护身份(TPS)指定。许多最初通过CHNV及类似假释计划入境的人员,或此前拥有临时保护身份的人员,现已申请庇护或其他保护,这些申请仍需要办理EAD续签。此外,评论者指出,终止CHNV假释计划和临时保护身份指定均已在法院受到质疑,目前尚无最终判决;如果终止决定被撤销,假释入境者和临时保护身份受益人将继续申请EAD续签。评论者得出结论认为,国土安全部必须为持续的高续签量做好规划。
Comment: Multiple commenters said the IFR ignores the reality of continued high demand for work authorization and that DHS is wrong to expect that EAD renewal filings will “substantially decline” because this Administration attempted to terminate the Cuban, Haitian, Nicaraguan, and Venezuelan (CHNV) parole program and several TPS designations. Many people who first came through CHNV and similar parole programs, or who previously had TPS, have now applied for asylum or other protections that still require EAD renewals. Additionally, the commenters said the termination of the CHNV parole program and the TPS designations have all been challenged in court with no final judgments issued; if terminations are reversed, parolees and TPS beneficiaries will continue applying for EAD renewals. The commenters concluded that DHS must plan for continued high renewal volumes.
一位评论者表示,该规则未能考虑到暂停庇护决定对EAD续签申请积压的影响。52 尽管其数量要小得多,I-765申请在A07、A08、A10、C16、C20、C24和C31类别中同样出现了下降。国土安全部、美国公民及移民服务局(USCIS)、政策与质量办公室(OPQ),《按资格类别代码、月份和EAD类型划分的I-765就业授权申请受理量》2025-2026财年(截至2026年3月5日)。CLAIMS3、ELIS系统,查询于2026年3月,PAER0020648;国土安全部、美国公民及移民服务局、首席数据与分析办公室(CDAO),《按资格类别代码、月份和EAD类型划分的I-765就业授权申请受理量》2025年10月30日至2026年6月30日。CLAIMS3、ELIS系统,查询于2026年7月,PAER0022044。53 国土安全部、美国公民及移民服务局、政策与质量办公室,《按资格类别代码、月份和EAD类型划分的I-765就业授权申请受理量》2025-2026财年(截至2026年3月5日)。CLAIMS3、ELIS系统,查询于2026年3月,PAER0020648;国土安全部、美国公民及移民服务局、首席数据与分析办公室,《按资格类别代码、月份和EAD类型划分的I-765就业授权申请受理量》2025年10月30日至2026年6月30日。CLAIMS3、ELIS系统,查询于2026年7月,PAER0022044。
One commenter said the rule fails to account for the impact that halting asylum 52 Though their numbers were much smaller, I-765 applications also declined in the A07, A08, A10, C16, C20, C24, and C31 categories. DHS, USCIS, OPQ, I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type FY 2025-2026 (through Mar 05, 2026). CLAIMS3, ELIS, queried 03/2026, PAER0020648; DHS, USCIS, Chief Data and Analytics Office (CDAO), I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type October 30, 2025 – June 30, 2026. CLAIMS3, ELIS, queried 07/2026, PAER0022044. 53 DHS, USCIS, OPQ, I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type FY 2025-2026 (through Mar 05, 2026). CLAIMS3, ELIS, queried 03/2026, PAER0020648; DHS, USCIS, Chief Data and Analytics Office (CDAO), I-765 Application for Employment Authorization Receipts by Eligibility Category Code, Month, and EAD Type October 30, 2025 – June 30, 2026. CLAIMS3, ELIS, queried 07/2026, PAER0022044.
决定将对EAD续签申请积压产生的影响。该评论者援引了美国公民及移民服务局局长于2025年11月28日发表的声明:“美国公民及移民服务局已暂停所有庇护决定,直至我们能够确保对每一名外国人进行最大程度的审查和甄别。”该评论者表示,暂停庇护决定意味着庇护申请的待决时间将延长,这意味着更多庇护申请人的EAD将在其庇护申请待决期间过期,从而导致需要提交额外的EAD续签申请。
decisions will have on the backlog of renewal EAD applications. The commenter referenced the November 28, 2025, statement of the USCIS Director that “USCIS has halted all asylum decisions until we can ensure that every alien is vetted and screened to the maximum degree possible.” The commenter said halting asylum decisions means that asylum applications will remain pending longer, which means more asylum applicants’ EADs will expire during the pendency of their asylum applications and result in the need to file additional requests to renew their EADs.
回应:国土安全部承认,本次规则制定之外的各项政策变化,例如人道主义假释计划的重大调整,54 临时保护身份指定的终止,55 以及庇护项目所做的变更,56 已经并将继续影响未来对工作许可和/或EAD的需求。国土安全部同样认识到对工作许可和/或EAD持续存在的高需求,并不认同评论者关于IFR忽视了此类需求的说法。相反,正如IFR和本最终规则所阐明的,国土安全部认为,取消EAD自动延期在维护项目诚信、公共安全和国家安全方面所带来的益处,超过了就业授权可能出现暂时性中断的风险。
Response: DHS acknowledges that various policy changes outside of this rulemaking, such as significant changes to humanitarian parole programs,54 the termination of TPS designations,55 and changes made to the asylum program,56 have affected, and will continue to affect, the demand for employment authorization and/or EADs in the future. DHS also recognizes the continued high demand for employment authorization and/or EADs, and DHS disagrees with the commenters’ assertion that the IFR ignored such demand. Rather, as the IFR and this final rule explain, DHS believes the program integrity, public safety, and national security benefits of eliminating automatic extensions of EADs outweigh the risks of potential temporary lapses in employment authorization.
尽管国土安全部(DHS)认识到对就业授权文件和/或 54 参见,例如,《终止古巴人、海地人、尼加拉瓜人和委内瑞拉人假释程序》,90 FR 13611(2025年3月25日)。该终止措施目前正受到持续的法律挑战,但仍然有效。参见 Doe v. Noem 案,案号 1:25-cv-10495-IT(马萨诸塞州地区法院);Noem v. Doe 案,145 S. Ct. 1525(2025年)。 55 过去一年中,多个国家的临时保护身份(TPS)指定已被终止,但围绕这些终止措施存在大量诉讼。参见,例如,Mullin v. Doe 案,案号 25-2083(2026年4月29日开庭审理)。TPS指定的最新状态可在美国公民及移民服务局(USCIS)网站上查阅。USCIS,《临时保护身份》(2026年3月17日),https://www.uscis.gov/humanitarian/temporary-protected-status。 56 参见,例如,第10888号公告,《保障各州免受入侵之保护》,90 FR 8333(2025年1月20日)(暂停非法穿越美国南部边境入境的外国人入境,并禁止此类外国人申请庇护及《移民与国籍法》(INA)的其他规定所提供的救济)。针对该公告的诉讼仍在进行中,但截至本规则起草之时,受影响的外国人仍被禁止申请庇护。参见 Refugee and Immigrant Ctr. for Educ. & Legal Servs. v. Mullin 案,案号 25-5243,--- F.4th ---,2026 WL 1110616(哥伦比亚特区巡回上诉法院,2026年4月24日)(维持地区法院的判决,但对认证集体的定义作出修改,并禁止各部门继续实施该入侵公告,包括该公告对庇护申请的限制,但将该裁决中止执行,直至重新审理或全院联席重新审理的申请获得处理为止)。
While DHS recognizes that the demand for employment authorization and/or 54 See, e.g., Termination of Parole Processes for Cubans, Haitians, Nicaraguans, and Venezuelans, 90 FR 13611 (Mar. 25, 2025). This termination is the subject of ongoing legal challenges but remains in place. See Doe v. Noem, No. 1:25-cv-10495-IT (D. Mass); Noem v. Doe, 145 S. Ct. 1525 (2025). 55 The TPS designations for numerous countries have been terminated in the past year, but there has been significant litigation over these terminations. See, e.g., Mullin v. Doe, No. 25-2083 (argued Apr. 29, 2026). The latest status of TPS designations is available on the USCIS website. USCIS, Temporary Protected Status (Mar. 17, 2026), https://www.uscis.gov/humanitarian/temporary-protected-status. 56 See, e.g., Proclamation 10888, Guaranteeing the States Protection Against Invasion, 90 FR 8333 (Jan. 20, 2025) (suspending the entry of aliens who unlawfully enter the United States across the southern border and barring those aliens from asylum and other provisions of the INA). Litigation against the Proclamation is ongoing, but asylum remains barred for covered aliens as of the time of drafting this rule. See Refugee and Immigrant Ctr. for Educ. & Legal Servs. v. Mullin, No. 25-5243, --- F.4th ---, 2026 WL 1110616 (D.C. Cir. Apr. 24, 2026) (affirming the district court’s decision with modifications to the definition of the certified class and enjoining the Departments from continuing to implement the Invasion Proclamation, including the Proclamation’s restriction on asylum but staying the decision until after disposition of either a petition for rehearing or rehearing en banc).
就业授权文件(EAD)的需求依然居高不下,但本届政府此前在本中期最终规则(IFR)序言中所述的各项移民相关举措已总体上减少了EAD申请的提交数量。参见本序言第IV.C.2.i.d节表1。
EADs remains high, the various immigration-related initiatives implemented by this administration described previously in the IFR preamble have reduced EAD filings overall. See Table 1 in Section IV.C.2.i.d. of this preamble.
评论意见:有评论者指出,该中期最终规则(IFR)忽视了国土安全部(DHS)近期及未来计划中削减USCIS人员编制所带来的影响。具体而言,今年4月,近20,000名USCIS员工,约占员工总数的80%,收到了敦促其终止在USCIS任职的通知。该评论者表示,该规则并未说明持续进行或计划中的USCIS人员削减将如何影响用于处理续签EAD申请的裁决资源,也未说明该规则在制定削减积压工作计划时是如何考虑这些削减因素的。另一位评论者同样指出,该中期最终规则还忽视了本届政府对联邦雇员队伍的“大幅削减”以及有史以来最长的政府停摆所造成的影响。
Comment: Commenters stated that the IFR ignores the impact of DHS’s recent and planned future reductions in the USCIS workforce. Specifically, in April, nearly 20,000 USCIS staff—about 80 percent of the workforce—received communications urging them to end their employment with USCIS. The commenter said the rule does not explain how ongoing or planned USCIS staffing cuts affect the adjudicative resources available to process renewal EAD applications or how it accounted for these cuts in its planning to reduce backlogs. Another commenter similarly said the IFR also ignores the effects of this administration’s “decimation” of the federal workforce and the longest shutdown of government operations in history.
答复:该中期最终规则(IFR)及本最终规则并未低估或忽视裁决EAD申请所需的处理时间和资源的影响。如前所述,国土安全部(DHS)正优先考虑公共安全、国家安全和福利诚信。
Response: The IFR and this final rule do not undercount or ignore the impact of processing times and resources needed for adjudicating EADs. As stated previously, DHS is prioritizing public safety, national security and benefit integrity.
国土安全部(DHS)指出,USCIS一般由规费自筹资金,因此在政府停摆期间仍能继续其裁决工作。然而,国土安全部指出,政府停摆可能会影响我们与受停摆影响更为直接的联邦执法合作伙伴及其他机构协同工作的能力。
DHS notes that USCIS is generally fee-funded and able to continue its adjudicatory work during government shutdowns. However, DHS notes that government shutdowns could impact our ability to work with federal law enforcement partners and other agencies that are more directly impacted.
关于USCIS员工队伍规模的问题,国土安全部(DHS)同意,充足的人员配置和高效的资源分配对于减少积压工作、将续签EAD申请在现有卡片到期后仍处于待批状态的风险降至最低至关重要。USCIS持续在现有预算和招聘权限范围内采取运营措施,以进一步提高处理效率,包括招聘和重新分配人员、优化工作流程、在适当情况下投资自动化技术 57,并落实近期立法和行政行动所指示的收费 58 及项目变更 59。iv.“适当规划”理由 评论意见:多位评论者指出,国土安全部(DHS)关于续签申请人可通过“适当规划”避免工作授权中断的主张是错误的,忽视了实际运营状况和积压问题,并表示EAD续签申请人无法针对可能影响USCIS处理时间的每一种不可预见情况进行“适当规划”。评论者指出,2016年和2024年最终规则的出台正是为了应对该机构和申请人均无法合理预见的不可预见情况。
Regarding the size of USCIS’ workforce, DHS agrees that adequate staffing and efficient allocation of resources are important to reducing backlogs and minimizing the risk that a renewal EAD application will remain pending past the current card’s expiration. USCIS continuously takes operational steps within existing budgetary and hiring authorities to further enhance processing efficiency, including hiring and reallocating personnel, refining workflows, investing in automation where appropriate,57 and implementing the fee58 and program changes directed by recent legislation and executive actions.59 iv. “Proper Planning” Rationale Comment: Multiple commenters stated that DHS’s assertion that renewal applicants’ “proper planning” could avoid lapses in work authorization is false and ignores operational realities and backlogs, asserting that EAD renewal applicants cannot “properly plan” for every unforeseen circumstance that may affect USCIS processing times. Commenters stated that the 2016 and 2024 Final Rules were issued to address unforeseen circumstances that neither the agency nor applicants could reasonably anticipate.
评论者在陈述遵循该机构关于不要提前180天以上提出申请的建议的申请人将面临不可避免的就业中断时,援引了处理积压的数据。多名评论者表示,许多就业许可文件(EAD)申请,包括延期申请,审理时间超过180天。60 回应:如前所述,国土安全部(DHS)已确定,与通过确保在美国公民及移民服务局(USCIS)彻底审查申请人、解决任何不良记录信息并确定该外国人在适用情况下持续符合移民福利资格且值得获得有利的自由裁量处理结果之前,不批准就业授权和/或EAD,从而更好地保护美国人民安全保障的需要相比,部分外国人可能经历的就业授权和/或EAD有效期出现持续时间不确定的临时中断的潜在影响,是可以被前者的重要性所超越的。57 例如,USCIS已开展多项工作,将人工智能纳入其工作流程,以更高效地向客户提供移民服务。参见国土安全部《美国公民及移民服务局,人工智能使用案例》,https://www.dhs.gov/ai/use-case-inventory/uscis(最后更新于2026年2月12日)。58 参见国土安全部《美国公民及移民服务局收费表及对某些其他移民福利申请要求的修改》,联邦公报89 FR 6194(2024年1月31日)(“这些收费用于支付公平、高效地审理移民福利申请所需的成本,包括为难民、庇护申请人及某些其他申请人或请愿人免费提供的服务”)。USCIS主要是一个以收费为基础运作的机构。参见8 U.S.C. 1356(m)第286(m)条,其经费通常不由国会拨款。59 参见,例如,《USCIS依据H-R.1协调法案调整移民费用及相关程序》,联邦公报91 FR 22952(2026年4月29日)。
Commenters cited processing backlog figures when stating that applicants who follow the agency’s recommendation not to file more than 180 days in advance face unavoidable employment gaps. Multiple commenters stated that many EAD applications, including renewals, took longer than 180 days to adjudicate.60 Response: As previously discussed, DHS has determined that the potential impact that some aliens may experience a temporary lapse, of unpredictable duration, in the validity of their employment authorization and/or EAD is outweighed by the need to better protect the safety and security of the American people by ensuring that employment authorization and/or an EAD is not granted until USCIS has thoroughly 57 For example, USCIS has undertaken various efforts to incorporate AI to deliver immigration services to their customers more efficiently. See DHS United States Citizenship and Immigration Services – AI Use Cases, https://www.dhs.gov/ai/use-case-inventory/uscis (last updated Feb. 12, 2026). 58 See DHS, U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements, 89 FR 6194 (Jan. 31, 2024) (“These fee collections fund the cost of fairly and efficiently adjudicating immigration benefit requests, including those provided without charge to refugee, asylum, and certain other applicants or petitioners”). USCIS is primarily a fee-based agency. See sec. 286(m), 8 U.S.C. 1356(m) that is generally not appropriated by Congress. 59 See, e.g., USCIS Immigration Fees and Related Procedures by H-R.1 Reconciliation Bill, 91 FR 22952 (Apr. 29, 2026).
60 参见USCIS《移民与公民身份数据,2022财年拨款报告要求,2025年9月申请处理数据》,https://www.uscis.gov/tools/reports-and-studies/immigration-and-citizenship-data(最后访问于2026年2月13日)。
60 See USCIS, Immigration and Citizenship Data, FY 22 Appropriations Reporting Requirement – Application Processing Data for September, 2025, https://www.uscis.gov/tools/reports-and- studies/immigration-and-citizenship-data (last visited Feb. 13, 2026).
审查并甄别了申请人,解决了任何不良记录信息,并确定该外国人在适用情况下继续符合移民福利资格且值得获得有利的自由裁量处理结果。
vetted and screened the applicant, resolved any derogatory hits, and determined that the alien continues to be eligible for the immigration benefit and merits a favorable exercise of discretion, as applicable.
USCIS针对部分表格和受理地点提供案件处理时间,以告知公众处理福利申请通常所需的时间。61 USCIS每月在其网站上更新案件处理时间,采用最新可得数据。处理时间随时间推移而波动,其依据是USCIS在所公布处理时间之前的六个月内完成(即签发批准或拒绝通知)80%已审理案件所需的时间。62 每个案件各不相同,部分案件所需时间可能长于其他案件。处理时间应作为参考依据,而非对案件完成所需时间的绝对衡量标准。某一特定表格类型和类别在第80百分位数上显示的处理时间略长于6个月,并不意味着某一特定申请批准或拒绝将需要超过6个月的时间。由于处理时间所反映的是一个6个月的报告周期,就近期政策变化及相关申请递交率而言,它属于滞后指标。处理时间还基于USCIS批准或拒绝申请所用的时间,而该时间可能因在批准或拒绝申请之前需要请求补充证据所耗费的时间而产生偏差。
USCIS provides case processing times for select forms and locations to inform the public how long it generally takes to process benefit requests.61 USCIS updates case processing times on its website monthly with the latest available data. The processing times fluctuate over time and are based on how long it took USCIS to complete (meaning issue an approval or denial notice) 80% of adjudicated cases over the six months prior to the posted processing times.62 Each case is unique, and some cases may take longer than others. Processing times should be used as a reference point, not an absolute measure of how a case will take to be completed. The fact that a particular form type and category shows a processing time slightly longer than 6 months at the 80th percentile does not mean that a particular application will take longer than 6 months to approve or deny. Processing times, because they represent a 6-month reporting period, are a lagging indicator as it pertains to more recent policy changes and related filing rates. Processing times are also based on the time it took USCIS to approve or deny applications, which can be skewed by the time needed to request additional evidence before an application is approved or denied.
尽管USCIS通常建议申请人不要在其EAD到期前超过180天提出续期申请,但并无规定禁止在到期前某一特定日期之前提交表格。申请人妥善规划应包括尽早提交申请,而非临近EAD到期时才提交,并确保在提交申请时已随申请一并提交USCIS确定资格所需的全部证据。尽管妥善规划在所有情况下未必能避免就业授权和/或相关文件61 参见USCIS《案件处理时间》,https://egov.uscis.gov/processing-times(最后访问于2026年5月8日)。62 参见USCIS《案件处理时间》,https://egov.uscis.gov/processing-times/more-info(最后访问于2026年4月22日)。
Although USCIS generally recommends that applicants not file requests to renew EADs more than 180 days before the expiration of their EADs, there is no prohibition on filing the form before a certain date ahead of expiration. Proper planning by applicants includes filing early, rather than close to the expiration of the EAD, and ensuring that all evidence needed for USCIS to determine eligibility has been submitted with the application at the time of filing. While proper planning might not avoid a temporary lapse 61 See USCIS, Case Processing Times, https://egov.uscis.gov/processing-times (last visited May 8, 2026). 62 See USCIS, Case Processing Times, https://egov.uscis.gov/processing-times/more-info (last visited Apr. 22, 2026).
出现临时中断,但这应有助于降低出现中断的可能性,并在中断确实发生时缩短其持续时间。
in employment authorization and/or documentation in all cases, it should help to reduce the potential of a lapse and shorten the duration if a lapse were to occur.
3. 取消EAD自动延期的理由
评论:有几位评论者反对该规则,但未提供理由。他们支持在不审查或审核外国人申请的情况下自动延长就业授权,并发放就业授权文件。一位评论者称该法规变更“错误”且“不人道”。
回应:正如本序言中其他部分对更具体评论的详细回应所述,尽管部分续签申请人可能面临就业授权和/或证件的暂时失效,国土安全部(DHS)仍认为这种做法是合理的,因为这将增强项目完整性并更好地保护公共安全和国家安全。取消基于提交EAD续签申请而自动延期的做法,确保只有在美国公民及移民服务局(USCIS)完成重新审查、评估任何新的不利信息,并确定该外国人仍符合资格且(如适用)仍值得获得自由裁量的有利处理之后,才会授予继续的就业授权。国土安全部认为,取消EAD自动延期在项目完整性、公共安全和国家安全方面带来的益处,超过了就业授权和/或EAD有效性可能出现暂时失效的风险。
3. Rationale for Eliminating the Automatic Extension of EADs Comment: A couple of commenters opposed the rule without providing their rationale. They supported automatic extension of employment authorization, and the provision of employment authorization documents, without vetting or reviewing aliens’ applications. One called the regulatory change “wrong” and “inhumane.” Response: As discussed in greater detail in response to more specific comments elsewhere in this preamble, to the extent that some renewal applicants might face a temporary lapse in employment authorization and/or documentation, DHS believes this approach is nevertheless justified as it will enhance program integrity and better protect public safety and national security. Ending automatic extensions based on the filing of an EAD renewal application ensures that continued employment authorization is conferred only after USCIS has completed renewed vetting, evaluated any new derogatory information, and determined that the alien remains eligible and continues to merit a favorable exercise of discretion, if applicable. DHS believes that the program integrity, public safety, and national security benefits of eliminating automatic extensions of EADs outweigh the risks of potential temporary lapses in employment authorization and or EAD validity.
除这些制定本规则的独立理由外,国土安全部的行动也符合总统指令。正如执行摘要中所述,第14159号行政命令指示国土安全部部长会同国务卿和司法部长,确保不向未获授权的外国人提供就业授权。63此外,取消就业
63 见行政命令,《保护美国人民免受入侵》,联邦公报第90卷第8443页,第8446页(2025年1月29日)。
In addition to these independent reasons for promulgating this rule, DHS is acting in accord with presidential directives. As discussed in the Executive Summary, E.O. 14159 instructs the Secretary of Homeland Security, alongside the Secretary of State and Attorney General, to ensure that employment authorization is not provided to unauthorized aliens.63 Furthermore, removing automatic extensions of employment 63 See Executive Order, Protecting the American People Against Invasion, 90 FR 8443, 8446 (Jan. 29, 2025).
授权和/或EAD的自动延期,也符合第14161号行政命令的要求,该命令要求国土安全部“最大限度地”对美国境内的所有外国人进行审查和甄别,64以及第10949号总统公告,该公告要求国土安全部确保已在美国境内的外国人不支持外国恐怖分子,也不对美国公民、文化、政府、制度或建国原则怀有敌对态度。65
authorization and/or EADs aligns with Executive Order 14161, which requires DHS to vet and screen all aliens within the United States “to the maximum degree possible,”64 and Presidential Proclamation 10949, which orders DHS to ensure that aliens already within the United States do not support foreign terrorists or bear hostile attitudes toward its citizens, culture, government, institutions, or founding principles.65
4. 对USCIS处理工作的影响
i. 行政负担与效率
评论:多位评论者指出,该临时最终规则(IFR)将增加政府的行政负担,并进一步拖慢裁决流程以及USCIS及时处理EAD续签的能力。一位评论者表示,取消自动延期并不能加快裁决速度,反而“制造了必然的行政失败”,并将导致紧急服务请求、查询和申诉数量的增加。同样,另一位评论者写道,该临时最终规则将造成不必要的行政低效,因为USCIS可能面临过早提交的续签申请增多、申请人因担心就业中断而多次提交申请,以及在申请待决期间雇主核查请求增多等问题。一位评论者认为,对USCIS而言,不实施该临时最终规则比实施它负担更小。
4. Impact on USCIS Processing i. Administrative Burden and Efficiency Comment: Multiple commenters asserted that the IFR would increase the administrative burden on the government and further slow the adjudication process and USCIS’ ability to timely processes EAD renewals. A commenter stated that eliminating the automatic extension does not speed up adjudications, but simply “creates a guaranteed administrative failure” and will lead to increases in emergency service requests, inquiries, and appeals. Similarly, another commenter wrote that the IFR would create unnecessary administrative inefficiencies as USCIS would likely face an increase in prematurely filed renewal applications, multiple submissions from applicants fearing gaps in employment, and additional employer verification requests during pending periods. One commenter reasoned it would be less burdensome for USCIS to not implement the IFR than to implement it.
其他评论者表示,该机构多年来一直未能及时裁决EAD续签申请,而该临时最终规则并未解决当前的实际运作状况以避免就业授权出现空档,因为即使申请人在最早可能的日期提交申请,其现有EAD往往在裁决完成之前很久就已到期,因为USCIS的处理时间有时长达8至11个月。一位评论者指出,积压及由此导致的就业授权中断并非
64 见联邦公报第90卷第8451页,第8451页(2025年1月31日)。
Other commenters stated that the Agency has been unable to timely adjudicate EAD renewals for several years and the IFR does not resolve the current operational reality to avoid gaps in employment authorization, because even when applicants file at the earliest possible date, their current EADs often expire long before adjudication concludes as USCIS processing times are sometimes 8 to 11 months. A commenter remarked that backlogs and resulting lapses in employment authorization are not the fault 64 See 90 FR 8451, 8451 (Jan. 31, 2025).
65 第10949号公告(2025年6月4日),联邦公报第90卷第24497至24498页(2025年6月10日)。
65 Proclamation 10949 (June 4, 2025), 90 FR 24497–98 (June 10, 2025).
EAD续签申请人的过错。
of EAD renewal applicants.
一位评论者表示,该临时最终规则未考虑国土安全部其他规则的影响,包括近期发布的“身份有效期”拟议规则,66该规则将增加USCIS工作人员的裁决工作量,并危及该机构确保延期能够在现有时限内持续得到处理的能力。
One commenter stated that the IFR does not account for the impact of other DHS rules, including the recent Duration of Status proposed rule,66 which would increase the adjudication workload on USCIS staff and jeopardize the Agency’s ability to ensure extensions can be consistently processed within existing timeframes.
答复:国土安全部(DHS)承认,积压和运营挑战确为2022年和2024年临时最终规则以及2024年最终规则的理由。然而,正如国土安全部在临时最终规则(IFR)中所解释的那样,就业授权文件(EAD)有效期的自动延期,仅通过及时提交续签EAD申请,即赋予延长外国人已过期的就业授权和(或)EAD的利益,而无需先完成裁决审查及相关审查,包括解决审查过程中发现的不利信息。也就是说,该利益在美国公民及移民服务局(USCIS)未先执行以下行为的情况下即被授予:资格认定;完成审查和筛查核验;解决与该外国人相关的潜在不利信息命中项;以及在适用情况下,作出应在自由裁量权行使中授予就业授权的认定。因此,该自动延期构成一项安全漏洞,可能使不良行为者得以继续工作并获取收入,从而为可能对美国公众构成迫在眉睫威胁的邪恶活动提供资金。在未经适当审查和充分裁决的情况下授予利益,有悖于国土安全部的使命,并对美国人民的安全与保障构成威胁。67 国土安全部认为,这一担忧超过了对可能因积压和运营挑战而导致的就业授权和(或)EAD有效期暂时中断的担忧 66 国土安全部,移民与海关执法局,《为非移民学术学生、交流访问者及外国新闻媒体代表设定固定准许入境期限及延长居留程序》,90 FR 42070(2025年8月28日提议公布)。
Response: DHS acknowledges that backlogs and operational challenges were justifications for the 2022 and 2024 Temporary Final Rules and the 2024 Final Rule. However, as DHS explained in the IFR, the automatic extension of the validity of an EAD grants the benefit of extending an alien’s expired employment authorization and/or EAD merely by filing a timely renewal EAD application and without first completing adjudicative review and related vetting, including resolution of derogatory information identified during the vetting process. That is, the benefit is granted without USCIS first performing the following actions: an eligibility determination; completing vetting and screening checks; resolving potential hits of derogatory information in connection with the alien; and a determination that the employment authorization should be granted in the exercise of discretion, if applicable. The automatic extension, therefore, poses a security vulnerability that could allow bad actors to continue to work and generate income to potentially finance nefarious activities that pose an imminent threat to the American public. Granting benefits without proper vetting and full adjudication is contrary to the mission of DHS and poses a threat to the safety and security of the American people.67 DHS believes that this concern outweighs concerns about potential backlogs and operational challenges that may result in temporary lapses of employment authorization 66 DHS, Immigration and Customs Enforcement, Establishing a Fixed Time Period of Admission and an Extension of Stay Procedure for Nonimmigrant Academic Students, Exchange Visitors, and Representatives of Foreign Information Media, 90 FR 42070 (proposed Aug. 28, 2025).
67 参见,例如,配合H.R. 4567的会议报告 [第108-774号报告], 《为截至2004年9月30日财政年度的国土安全部拨款》,第74页(2004年10月9日),https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf(其中建议,除其他事项外,设立一个机构,在授予移民利益之前对每一名申请人、受益人及申请人进行“执法/背景核查”)。和(或)EAD有效期。
67 See, e.g., Conference Report to accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74 (Oct. 9, 2004), https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (recommending, among other things, the creation of an organization to conduct “law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.”). and/or EAD validity.
正如国土安全部在IFR中所述,本届政府的政策是“对所有不可准入及可被驱逐出境的外国人,尤其是那些对美国人民的安全或保障构成威胁的外国人,忠实执行移民法律”。68 根据该政策,国土安全部部长已与国务卿及司法部长协作,被指示“撤销前届政府导致非法外国人在美国境内人数增加或持续存在的政策决定,并使部内一切活动与本行政命令及移民法律所规定的政策保持一致”,包括“确保《移民与国籍法》(INA)第212(d)(5)条(8 U.S.C. 1182(d)(5))项下的假释权仅依照该成文法的明文规定,逐案行使”,以及“确保暂准居留身份(TPS)的指定符合INA第244条(8 U.S.C. 1254a)的规定,并确保该等指定在范围上受到适当限制,且仅在满足该成文法文本要求所必需的期限内作出”。69 国土安全部已就前段所述指示采取了若干行动。70 因此,除前文所述有关自动EAD延期的严重关切外,国土安全部正在独立于本规则采取措施,包括限缩假释权的使用以及使TPS指定与法定标准保持一致,这些措施很可能会降低EAD申请提交量并改善续签EAD申请的处理时限。
As DHS stated in the IFR, it is the policy of the Administration “to faithfully execute the immigration laws against all inadmissible and removable aliens, particularly those aliens who threaten the safety or security of the American people.”68 Pursuant to this policy, the Secretary of Homeland Security, in collaboration with the Secretary of State and the Attorney General, has been directed to “rescind the policy decisions of the previous administration that led to the increased or continued presence of illegal aliens in the United States, and align any and all departmental activities with the policies set out by this order and the immigration laws” including by “ensuring that the parole authority under section 212(d)(5) of the INA (8 U.S.C. 1182(d)(5)) is exercised on only a case-by- case basis in accordance with the plain language of the statute” and by “ensuring that designations of TPS are consistent with the provisions of section 244 of the INA (8 U.S.C. 1254a), and that such designations are appropriately limited in scope and made for only so long as may be necessary to fulfill the textual requirements of that statute.”69 DHS has already taken a number of actions in support of the directives described in the preceding paragraph.70 Thus, in addition to the serious concerns relating to automatic EAD extensions discussed previously, DHS is taking steps independent of this rule, including narrowing the use of parole and to align TPS designations with statutory criteria, that are likely to result in lower EAD filing volumes and improve renewal EAD application processing times.
关于该评论所提及的国土安全部其他规则可能对USCIS裁决工作量产生的影响,从而影响EAD申请处理时限的问题 68 参见90 FR 8443, 8446。
With respect to the comment about the impact of other DHS rules that could impact the adjudication workload on USCIS and thus, the processing timeframe of EAD 68 See 90 FR 8443, 8446.
69 参见90 FR 8443, 8446。
69 See 90 FR 8443, 8446.
70 参见,例如,《终止古巴人、海地人、尼加拉瓜人和委内瑞拉人假释程序》,90 FR 13611(2025年3月25日);《终止2023年10月3日对委内瑞拉指定临时保护身份的决定》,90 FR 9040(2025年2月5日);《特殊移民青少年身份认定与暂缓遣返行动》,美国公民及移民服务局(USCIS)政策提示(2025年6月6日),https://www.uscis.gov/sites/default/files/document/policymanual-updates/20250606-SIJDeferredAction.pdf(最后访问日期为2025年6月13日)。
70 See, e.g., Termination of Parole Processes for Cubans, Haitians, Nicaraguans, and Venezuelans, 90 FR 13611 (Mar. 25, 2025); Termination of the October 3, 2023 Designation of Venezuela for Temporary Protected Status, 90 FR 9040 (Feb. 5, 2025); Special Immigrant Juvenile Classification and Deferred Action, USCIS Policy Alert (June 6, 2025) https://www.uscis.gov/sites/default/files/document/policymanual-updates/20250606-SIJDeferredAction.pdf (last visited June 13, 2025).
续期方面:美国国土安全部(DHS)于2026年7月17日发布了一项取消“在身份有效期内”(D/S)制度的最终规则。71 DHS同意评论者的意见,即在该最终规则生效日期2026年9月15日之后,USCIS收到的I-539表格(《延长居留期限/变更身份申请表》)的申报量将会增加,因为需要提交此类表格的非移民将开始陆续提交申请。然而,8 CFR 214.1(m)中所述的过渡期规定,为目前以D/S身份在美国境内的F类和J类非移民提供了为期4年的过渡期,以逐步转变为固定的准许停留期限。72 如最终规则所述,这些F类和J类非移民将继续以D/S身份获准停留,直至其离境,或直至指定表格上所载明的项目结束日期,或该规则生效之日起4年后,以先到者为准。73 这将使DHS有时间按需调配资源,以确保日益增加的申请量能够顺利融入现有工作流程。USCIS将继续监测其资源分配情况,并酌情进行调整。
renewals: DHS published a final rule eliminating duration of status (D/S) on July 17, 2026.71 DHS agrees with commenters that there will be an increase in the filing volume of Forms I-539, Application for Extension of Stay/Change of Status, received by USCIS following September 15, 2026, the effective date of the final rule as those nonimmigrants who are required to file such forms begin to do so. The transition period described in 8 CFR 214.1(m), however, provides for a 4-year transition period for F and J nonimmigrants currently in the United States for D/S to gradually shift to a fixed admission period.72 As explained in the final rule, these F and J nonimmigrants will continue to remain admitted for D/S until they depart, or until the program end date specified on designated forms or 4 years after the effective date of the rule, whichever comes first.73 This would allow time for DHS to shift resources as needed to ensure that the larger, increased volumes are integrated into existing workflows. USCIS will continue to monitor its resource allocations and adjust as appropriate.
2025年12月4日,USCIS更改了包括C08类别在内的若干其他就业许可文件(EAD)类别的有效期,以加强其审查与甄别工作。74 因此,与此前5年的EAD有效期相比,C08申请人现在须更频繁地申请续签其EAD。然而,DHS无法准确预测这一政策变化是否会对EAD续签处理时限产生不利影响,因为EAD续签申请数量可能出现的增加,或可被其他近期或未来的政策变化所抵消。例如,2026年2月23日,DHS发布了一项拟议规则制定通知(NPRM),拟修改对尚有庇护申请待决的外国人申请就业许可及就业许可文件(EAD)的申报和资格要求。参见91 FR 8616(2026年2月23日)。截至本最终规则发布之时,该NPRM尚未定案。如果 71 参见91 FR 44976。
On December 4, 2025, USCIS changed the validity periods for certain other EAD categories, including C08s, to enhance its screening and vetting efforts.74 Therefore, C08 applicants now must seek renewal of their EAD more often than under the previous 5- year EAD validity period. DHS, however, cannot accurately predict whether this policy change will adversely affect EAD renewal processing times, as a likely increase in EAD renewals could be offset by other recent or future policy changes. For example, on February 23, 2026, DHS published an NPRM proposing to modify filing and eligibility requirements for aliens with a pending asylum application requesting employment authorization and an employment authorization document (EAD). See 91 FR 8616 (Feb. 23, 2026). As of the publication of this final rule, the NPRM has not been finalized. If 71 See 91 FR 44976.
72 参见91 FR 44976(讨论8 CFR 214.1(m)(1))。
72 See 91 FR 44976 (discussing 8 CFR 214.1(m)(1)).
73 参见91 FR 44976,45017。
73 See 91 FR 44976, 45017.
74 参见DHS、USCIS政策提示,主题:《更新某些就业许可文件的有效期》(2025年12月4日),https://www.uscis.gov/sites/default/files/document/policy-manual-updates/20251204-EmploymentAuthorizationValidity.pdf。
74 See DHS, USCIS, Policy Alert, Subject: Updating Certain Employment Authorization Document Validity Periods (December 4, 2025), https://www.uscis.gov/sites/default/files/document/policy-manual- updates/20251204-EmploymentAuthorizationValidity.pdf.
该规则一经按拟议内容定案,对C08就业许可资格的变更可能会大幅减少初次C08申请的数量,进而从长期来看也会减少续签申请的数量。
finalized as proposed, changes to eligibility for C08 employment authorization could significantly reduce the number of initial C08 applications and, by extension, the longer- term number of renewal applications.
二、处理时限 评论意见:一位评论者声称,提前申报通常会导致申请被拒收或驳回,并且若因提前申报而被拒收,申报费用不会退还给申请人。另一位评论者认为,由于USCIS的政策仅允许在申请提交365天后进行服务查询,这将限制雇主和雇员解决延误问题的应对方式。
ii. Processing Timelines Comment: One commenter asserted that early filing routinely leads to rejections or denials, and that filing fees are not returned to the applicant if they are rejected for early filing. Another commenter reasoned that since USCIS’ policy only allows service inquiries after 365 days, this would limit employer and employee’s options for addressing delays.
回应:尽管美国公民及移民服务局(USCIS)通常建议申请人不要在其现有就业授权文件(EAD)到期前超过180天提交续签申请,但美国公民及移民服务局不会仅因I-765表格续签申请提交过早而拒收或拒绝该申请,只要该申请在其他方面符合资格要求。美国公民及移民服务局联系中心是一个可用资源,提供具体的客户服务选项,包括在案件被拒收或拒绝时如何获得帮助。75此外,美国公民及移民服务局并未设定申请人必须等待365天才能提交案件查询的固定规则。相反,美国公民及移民服务局在其案件处理时间网页上发布处理时间,该网页包含一个工具,可帮助确定申请人是否可以请求了解其案件的最新情况。根据申请人的收件日期及其他因素,美国公民及移民服务局会提供可提交案件查询的预计日期,或提供提交案件查询的链接。76国土安全部(DHS)认识到,即使外国人因其身份而自动获得就业授权,其仍可能希望获得EAD。因身份而获得就业授权的外国人将继续可以选择提交I-765表格,以获得EAD作为身份证明和就业授权证明。国土安全部还认识到,在没有
75参见美国公民及移民服务局,联系我们(最后访问于2026年2月3日),https://www.uscis.gov/about-us/contact-us。
76参见《关于处理时间的常见问题》,美国公民及移民服务局,https://egov.uscis.gov/processing-times/processing-times-faqs(最后访问于2026年3月23日)。
Response: Although USCIS generally recommends that applicants not file to renew their EAD more than 180 days before the expiration of their current EAD, USCIS will not reject or deny an otherwise eligible Form I-765 renewal solely because it was filed sooner. The USCIS Contact Center is an available resource and provides specific customer service options, including how to obtain assistance if a case is rejected or denied.75 Further, USCIS does not have a set rule that applicants must wait 365 days to submit a service inquiry. Rather, USCIS posts processing times on its Case Processing Times webpage, which includes a tool to help determine whether an applicant can request an update on their case. Depending on the applicant’s receipt date and other factors, USCIS provides an estimated date for when a case inquiry may be submitted or a link to submit a case inquiry.76 DHS recognizes that an alien who is authorized employment incident to their status may still wish to obtain an EAD. Aliens who are authorized employment incident to status will continue to have the choice to file Form I-765 to obtain an EAD as proof of identity and employment authorization. DHS also recognizes that, in the absence of 75 See USCIS, Contact Us (last visited Feb. 3, 2026), https://www.uscis.gov/about-us/contact-us. 76 See Frequently Asked Questions About Processing Times, USCIS, https://egov.uscis.gov/processing- times/processing-times-faqs (last visited Mar. 23, 2026).
自动延期的情况下,一些外国人如果其续签申请在现有EAD到期前未获裁决,可能会经历就业授权和/或EAD有效性的暂时中断。然而,国土安全部坚持认为,在没有更新审查和裁决的情况下自动延长就业授权和/或EAD所带来的安全风险,超过了使用自动延期以确保外国人获得不间断的就业授权和/或EAD所带来的益处。虽然国土安全部不能保证每一项续签申请都能在现有EAD到期前获得裁决,但国土安全部认为,申请人适当的规划,加上申请量的减少以及持续的运营改进,可能会降低中断发生的可能性并缩短中断的持续时间。
三、程序公正性
意见:许多评论者对申请人因美国公民及移民服务局处理时间而丧失工作授权的程序公正性表示担忧。具体而言,一些评论者表示,临时最终规则(IFR)将惩罚那些遵守法律、遵循移民程序,或更广泛地说,“一切都做对了”的人,使他们“并非出于自身过错”而丧失身份。同样,几位评论者指出,现行的自动延期政策有助于防止非移民因其无法控制的延误而受到惩罚。少数评论者表示,在不解决处理延误问题的情况下取消自动延期将是不公正的。
automatic extensions, some aliens may experience temporary lapses in employment authorization and/or EAD validity if their renewal applications are not adjudicated before their current EADs expire. However, DHS maintains that the security risks associated with automatically extending employment authorization and/or EADs without updated vetting and adjudication outweigh the benefits of using automatic extensions to ensure that aliens have uninterrupted employment authorization and/or EADs. While DHS cannot guarantee that every renewal will be adjudicated before the existing EAD expires, DHS believes that proper planning by applicants, combined with reduced filing volumes and ongoing operational improvements, may lessen the likelihood and duration of lapses. iii. Procedural Fairness Comment: Many commenters expressed concerns about the procedural fairness of applicants losing work authorization due to USCIS processing times. Specifically, some commenters said that the IFR would punish people who are following the law, complying with immigration procedures, or, more generally, “have done everything right,” losing status through “no fault of their own.” Likewise, several commenters remarked that the current automatic extension policy helps prevent nonimmigrants from being punished for delays beyond their control. A few commenters said that removing automatic extensions without addressing processing delays would be unjust.
另有几位评论者指出,临时最终规则将与行政公平或公正原则相悖。其他评论者表示,该规则将与国土安全部自身承认的工作授权中断会造成“重大且不必要的损害”这一观点相矛盾。还有两位评论者表示,该规则会因个别极端案例而惩罚守法的申请人。
A few other commenters remarked that the IFR would contradict administrative equity or fairness. Other commenters said that the rule would contradict DHS’s own acknowledgement that interruptions in work authorization cause “substantial and unnecessary harm.” A couple of commenters said that the rule would penalize law abiding applicants due to an extreme individual case.
回应:国土安全部认识到,许多续签申请人勤勉地遵守提交要求,裁决延误可能并非其所能控制。国土安全部还承认,此前的规则制定,包括2016年和2024年的规则,曾试图通过提供就业授权和/或EAD的自动延期,来减轻处理延误对工人和雇主的影响。
Response: DHS recognizes that many renewal applicants diligently comply with filing requirements and that delays in adjudication may not be within their control. DHS also acknowledges that prior rulemakings, including the 2016 and 2024 rules, sought to mitigate the impact of processing delays on workers and employers by providing automatic extensions of employment authorization and/or EADs.
然而,正如临时最终规则中所解释的,国土安全部已重新评估了就业授权连续性与确保移民福利仅在经过适当审查和资格认定后方可授予这一需求之间的平衡。并不存在法定权利要求就业授权必须自动延期。相关类别中的就业授权通常是自由裁量性且有时限的,续签需要进行新的裁决。临时最终规则及本最终规则并未拒绝向符合资格的申请人续签,它们只是要求,继续的就业授权须以已获批准的续签申请为依据,而非仅以提交该申请为依据。
However, as explained in the IFR, DHS has reassessed the balance between continuity of employment authorization and the need to ensure that immigration benefits are granted only after appropriate vetting and eligibility determinations. There is no statutory entitlement to an automatic extension of employment authorization. Employment authorization in the relevant categories is generally discretionary and time-limited, and renewal requires a new adjudication. The IFR and this final rule do not deny renewal to eligible applicants; they simply require that continued employment authorization be based on an approved renewal application rather than on the mere filing of that application.
美国国土安全部(DHS)已确定,在未进行最新审查和裁决的情况下授予自动延期,不符合其使命,也不符合多项行政令的要求,这些行政令指示国土安全部确保不向未获授权的外国人提供工作授权,并确保对美国境内所有外国人进行最大程度的审查和甄别。尽管国土安全部意识到工作授权暂时中断可能带来的困难,但出于保护国家安全和公共安全、提高移民福利诚信度的需要,终止自动延期做法是正当合理的。 iv. 关于美国公民及移民服务局(USCIS)处理程序的综合或混合意见 评论意见:多位评论者就USCIS的运营指标、处理时间、证据要求通知(RFE)的使用,以及因裁决延误而失业的申请人的补救措施提出了问题。一位评论者同意540天的延期时间过长,因为在授予就业授权文件(EAD)和/或工作授权之前应进行彻底的审查。
DHS has determined that granting automatic extensions without updated vetting and adjudication is inconsistent with its mission and with E.O.s directing DHS to ensure that employment authorization is not provided to unauthorized aliens and that all aliens in the United States are vetted and screened to the maximum degree possible. While DHS is mindful of the hardships that may arise from temporary lapses in employment authorization, the need to protect national security and public safety, and to enhance the integrity of immigration benefits, justifies discontinuing automatic extensions. iv. General or Mixed Feedback on USCIS Processing Comment: Several commenters asked questions about USCIS operational metrics, processing times, use of RFEs, and remedial actions for applicants who lose their jobs due to adjudication delays. A commenter agreed that a 540-day extension was too long because there should be thorough vetting before granting EADs and/or employment authorization.
回应:国土安全部认可评论者关于本规则影响的提问。正如《临时最终规则》(IFR)及本序言前文所述,本部已采取措施解决在上届政府期间导致EAD申请数量历史性激增的相关政策问题。国土安全部预计EAD的首次申请和续签申请数量都将大幅下降,77 这将有助于缩短续签EAD的处理时间。
Response: DHS acknowledges commenters’ questions about the rule’s impact. As discussed in the IFR and earlier in this preamble, the department has taken measures to address policies that resulted in the historic spike in EAD applications received during the previous administration. DHS anticipates a substantial decrease in both initial and renewal filings for EADs,77 which would allow for a reduction in processing times for renewal EADs.
USCIS有自由裁量权,可因缺乏所需的初始证据或不符合资格而拒绝福利申请,或要求申请人在规定期限内提交补充证据。78 福利申请人承担证明其资格的举证责任。79 证据要求通知(RFE)虽然可能延长申请的裁决时间,但也为申请人提供了机会,可向USCIS提交补充证据以支持其申请。
USCIS has the discretion to deny benefit requests for lack of required initial evidence or for ineligibility, or to request that additional evidence is submitted within a specified period of time.78 The benefit requestor bears the burden of proof for establishing eligibility.79 A request for evidence (RFE), though it may add time to the adjudication of an application, is an opportunity for the applicant to provide additional evidence to USCIS in support of their application.
国土安全部将不会针对外国人工作授权中断的情况实施补救措施。国土安全部认为,申请人若能周密规划,包括尽早提交申请而非临近EAD到期时才提交,并确保在提交申请时已随申请一并提交USCIS作出资格认定所需的全部证据,有助于降低工作授权可能中断的风险。尽管周密规划未必能在所有情况下避免工作授权和/或证件出现暂时中断,但应有助于降低中断发生的可能性,并在确实发生中断时缩短其持续时间。国土安全部还指出,申请人可请求USCIS加快审理属于USCIS管辖范围内的申请。80 USCIS会根据具体情况逐案审议所有加急申请请求,通常要求提供文件以支持此类请求。81 是否加急审理完全由USCIS自行裁量决定。82 加急处理一个案件 77 见90联邦纪事48814页,脚注157。
DHS will not be implementing remedial actions in case an alien’s employment authorization lapses. DHS believes that careful planning by applicants includes filing early, rather than close to the expiration of the EAD, and ensuring that all evidence needed for USCIS to determine eligibility has been submitted with the application at the time of filing, may help to reduce the risk of a potential lapse in employment authorization. While proper planning might not avoid a temporary lapse in employment authorization and/or documentation in all cases, it should help to reduce the potential of a lapse and shorten the duration if a lapse were to occur. DHS also notes that an applicant may request that USCIS expedite the adjudication of an application that is under USCIS jurisdiction.80 USCIS considers all expedite requests on a case-by-case basis and generally requires documentation to support such requests.81 The decision to expedite is within the sole discretion of USCIS.82 Expediting a case generally means that USCIS 77 See 90 FR 48814, footnote 157.
78 见8 CFR 103.2(b)(8)(ii)条。
78 See 8 CFR 103.2(b)(8)(ii).
79 见《移民与国籍法》(INA)第291条,8 U.S.C 1361。
79 See INA sec. 291, 8 U.S.C 1361.
80 见USCIS《加急请求》(最后更新于2026年9月8日),https://www.uscis.gov/forms/filing- guidance/expedite-requests。
80 See USCIS, Expedite Requests (last updated Sep. 8, 2026), https://www.uscis.gov/forms/filing- guidance/expedite-requests.
81 见上述来源。
81 See id.
82 见上述来源。
82 See id.
一般是指USCIS将优先裁决该项福利申请,先于其他可能更早提交申请的案件,因此USCIS会审慎权衡每一项加急请求的紧迫性和合理性。83 最后,国土安全部同意评论者的看法,即此前540天的自动延期时间过长,本规则最终确定《临时最终规则》中取消自动延期程序的做法即印证了这一点。
would adjudicate a benefit ahead of others, including those who may have filed earlier, so USCIS carefully weighs the urgency and merit of each expedite request.83 Finally, DHS agrees with commenters’ belief that the previous 540-day automatic extension was too long, as demonstrated by this rule’s finalization of the IFR’s removal of the automatic extension process.
5. 对个人、雇主、经济及特定EAD类别的综合影响 i. 对外国人、家庭和社区的影响 a. 总体困境、公平性、教育中断及家庭影响 评论意见:许多评论者担忧,《临时最终规则》将导致有效工作授权出现中断,造成失业或工作中断,同时损害外国人的财务稳定性。
5. Combined Impacts on Individuals, Employers, the Economy, and Specific EAD Categories i. Impacts on Aliens, Families, and Communities a. General Hardship, Fairness, Educational Disruptions, and Family Impacts Comment: Many commenters expressed concerns that the IFR would cause lapses in valid work authorization, causing job loss or interruptions of work, while undermining aliens’ financial stability.
评论者表示,工作授权的失效会导致失业、收入损失、住房与食物保障不稳定、医疗保障丧失、社区资源紧张、教育中断,以及对家庭和儿童造成伤害,并指出这对已经遵守所有要求的个人而言是不公平的。许多评论者对因工作授权间断而导致的工资损失后果表示了普遍关切。例如,一些评论者反映,工资损失可能导致非移民在住房和食物方面陷入不稳定状态。多位评论者写道,工作授权的中断可能使非移民面临被驱逐的威胁,另有评论者对无家可归风险的增加表示担忧。评论者指出,许多非移民可能没有家人或朋友可以依靠以获得临时住所,这使得这一群体在收入短缺方面尤为脆弱。一位评论者表示,在当前的就业市场中,如果其因工作授权间断而失业,要再找到另一份工作将极其困难。
Commenters expressed that lapses in work authorization lead to job loss, income loss, housing/food insecurity, loss of health coverage, strain on community resources, educational disruption, and harm to families and children, and that this is unfair to individuals who have complied with all requirements. Many commenters expressed general concerns about the consequences of lost wages due to gaps in employment authorization. For example, commenters shared that lost wages could lead to housing and food insecurity for nonimmigrants. Several commenters wrote that a lapse in employment could make nonimmigrants face the threat of eviction and other commenters shared concerns about increased risk of homelessness. Commenters remarked that many nonimmigrants may not have families or friends to lean on for temporary shelter, making this group particularly vulnerable to income shortages. One commenter remarked that in the current job market, it would be extremely difficult for them to find another job if they were to lose employment due to a lapse in work authorization.
83 同上。
83 See id.
多位评论者对临时最终规则(IFR)可能对家庭造成的负面影响表示关切。一些评论者表示,工作授权中断将导致家庭financial不稳定。部分评论者特别表示担忧,认为该临时最终规则将给依靠双重收入来满足抵押贷款、房租、托儿、医疗、食物、交通及其他生活开支等基本需求的家庭带来严重的经济困难。一位评论者表示,该临时最终规则可能导致家庭分离。一位评论者指出,工作授权的中断将影响非移民旅行以及探望或照顾患病家庭成员的能力。另一位评论者写道,工作授权的间断将对由女性照顾子女、老人及残疾家庭成员的家庭产生不成比例的影响。
Several commenters expressed concern about the negative impact that the IFR would have on families. Some commenters said that employment lapses would result in financial insecurity for households. Some commenters specifically expressed concern that the IFR would cause significant financial hardship for families, including those who depend on dual incomes to meet basic needs such as mortgage payments, rent, childcare, healthcare, food, transportation, and other living expenses. A commenter said that the IFR could force family separation. A commenter remarked that a lapse in employment authorization would affect nonimmigrants’ ability to travel and visit or take care of sick family members. Another commenter wrote that work authorization gaps would disproportionately affect households where women care for children, elders, and disabled family members.
多位评论者对临时最终规则对儿童的具体影响表示关切。例如,评论者反映,工作授权的中断将妨碍他们为有特殊需要的子女提供照料的能力。一位评论者指出,长期面临未满足需求的家庭所承受的压力可能影响儿童的长期健康和发展。同样,另一位评论者写道,如果家庭收入中断,儿童可能“一夜之间”失去稳定获取食物、住所、医疗保健和教育的机会。该评论者推断,因此,父母缺乏稳定工作授权的儿童更有可能遭受整体健康状况不佳的困扰,并且住院、缺课和纪律问题的发生概率也更高。评论者指出,因工资中断而导致的食物不安全将导致高血压和糖尿病等病症,并表示贫困家庭的儿童处于“低于非常良好”健康状况的可能性是富裕家庭儿童的四倍。另一位评论者同样指出,他们预计拥有移民父母的美国公民子女将受到该临时最终规则的特别影响。
Several commenters expressed concern regarding the IFR’s specific impact on children. For example, commenters shared that employment gaps would hinder their ability to provide care for their special needs children. A commenter remarked that families that continually face unmet needs endure stress that can impact the long-term health and development of children. Similarly, another commenter wrote that if household income is interrupted, children could lose their access to stable food, shelter, healthcare, and education “overnight.” The commenter reasoned that, as a result, children whose parents lack stable work authorization are more likely to suffer from poor overall health, and have a greater likelihood of hospitalization, school absenteeism, and disciplinary issues. Commenters remarked that food insecurity from disrupted wages would contribute to conditions such as hypertension and diabetes and said that children from poor families are four times as likely to be in “less than very good health” than children from wealthier families. Another commenter similarly remarked that they anticipate U.S. citizen children with an immigrant parent to be particularly impacted by the IFR.
少数评论者表示,该临时最终规则带来了人道主义方面的困境,并对外国人追求体面工作及实现“美国梦”的权利构成挑战。其他评论者表示,该临时最终规则不人道,并侵蚀了公众对移民体系的信任,还有评论者表示,这向从事工作的外国人传递出他们是“可有可无”的信息。一位评论者表示,许多就业授权文件(EAD)申请人是境外灾难的受害者,不应再面临进一步的困难。同样,多位评论者表示,外国人来到美国是为了逃离冲突或迫害,并将自动工作授权描述为“生命线”。另一位评论者将该临时最终规则取消就业授权文件有效期自动延期的做法描述为一种非法的胁迫形式,称这将使外国人在美国的生活变得无法忍受。少数评论者对该临时最终规则可能在招聘过程中造成歧视表示担忧。例如,有几位评论者担心,由于处理延误可能带来的中断,雇主将不愿雇用依赖工作授权的员工。一位评论者指出,自动延期政策有助于在对抗潜在歧视方面为求职创造更公平的环境。
A few commenters said that the IFR poses humanitarian difficulties and challenges aliens’ rights to pursue dignified work, as well as the American Dream. Other commenters said that the IFR is inhumane and erodes trust in the immigration system, while others stated it sends the message that working aliens are dispensable. One commenter stated that many EAD applicants are victims of disasters abroad and do not need to face further hardship. Similarly, multiple commenters stated that aliens come to the United States fleeing conflict or persecution and described automatic work authorization as “a lifeline.” Another commenter described the IFR’s removal of automatic extensions of EAD validity periods as an unlawful form of coercion, stating that it will make life in the United States unbearable for aliens. A few commenters expressed concerns about the IFR causing potential discrimination in the hiring process. For example, a couple of commenters expressed concern that employers would not hire employees who are dependent on work authorization, due to potential disruptions from processing delays. One commenter remarked that the automatic extension policy helps level the hiring playing field against potential discrimination.
一些评论者指出,许多非移民家庭依靠微薄的工资维持生计,可能没有足够的积蓄来弥补收入中断期间的缺口。一位评论者补充说,由于寻求庇护者没有资格获得联邦福利,这一群体将变得尤为脆弱。
A couple of commenters remarked that many nonimmigrant families live on modest wages and may not have enough saved up to supplement a gap in income. One commenter added that, since asylum seekers are not eligible for federal benefits, this group would be left particularly vulnerable.
一些评论者还表示担心,非移民在工作许可中断期间将失去失业保险和雇主提供的医疗保险等福利。一位评论者表示,许多非移民依靠就业许可文件(EAD)来证明其在医疗保险市场(Healthcare Marketplace)购买医疗保险的资格。多位评论者补充说,如果没有医疗保险,外国人可能更倾向于不治疗健康问题,也不寻求预防性医疗服务。评论者指出,这将因此增加急诊室和紧急护理的使用率,并使非移民群体面临医疗债务的风险。另有评论者指出,2025年税收和预算法,即公法119-21号(Pub. L. 119-21),又称“一个美丽大法案”(One Big Beautiful Bill Act),将进一步限制外国人的医疗保险,并对由此产生的健康状况表示担忧,援引了多篇文章,证明一个人负担医疗保险的能力与其健康状况之间存在相关性。一位评论者还表示,某些医疗保险计划要求未成年子女持有未过期的EAD才能获得保障。
Some commenters also expressed concerns that nonimmigrants would lose benefits such as unemployment insurance and employer sponsored health coverage during employment authorization gaps. One commenter said that many nonimmigrants rely on EADs to demonstrate their eligibility to purchase healthcare on the Healthcare Marketplace. Multiple commenters added that, without health care coverage, aliens may be more likely to avoid treating health conditions and seeking preventive services. Commenters remarked that this would consequently increase use of emergency rooms and urgent care and expose nonimmigrant populations to medical debt. Additional commenters remarked that the 2025 tax and budget law, Pub. L. 119-21, also known as the “One Big Beautiful Bill Act,” will further limit health coverage for aliens, and expressed concern for resulting health outcomes, citing several articles which demonstrated correlation between one’s ability to afford health insurance and their health outcomes. One commenter also remarked that some medical insurance plans require minor children to have an unexpired EAD for coverage.
许多评论者对该临时最终规则(IFR)可能对公共资源造成的影响表示担忧。评论者认为,收入损失将不得不通过增加对公共援助项目、慈善机构以及其他社区或人道主义服务的依赖来弥补。例如,评论者表示,该临时最终规则将增加对食物救济站、紧急避难所、服装或捐赠中心以及社区卫生中心等服务的需求。少数评论者指出,这些资源本已捉襟见肘,尤其是在吸收了联邦援助项目缩减所带来的溢出影响之后。一位评论者指出,缅因州的一些城市已经超出其一般援助资金的额度,无法承受资源方面的进一步压力。该评论者补充说,外国工人在社会服务机构中担任着至关重要的角色,从事翻译、口译、个案管理和文化联络等工作。该评论者认为,失去这些工作人员将加剧这些机构面临的压力,并预测如果外国工人面临EAD有效期中断,他们随后可能会转而向社会服务机构寻求帮助。该评论者补充说,食品银行等地方支持服务在过去一年中需求已经有所上升。
Many commenters expressed concerns about the impact that the IFR would have on public resources. Commenters reasoned that loss of income would have to be supplemented by increased reliance on public assistance programs, charity, and other community or humanitarian services. For example, commenters said that the IFR would increase demand for services like food pantries, emergency shelters, clothing or donation centers, and community health centers. A few commenters remarked that these resources are already strained, particularly after having absorbed the spillover from shrinking federal assistance programs. One commenter remarked that cities in Maine are already exceeding their general assistance funds and cannot afford additional strain on resources. The commenter added that alien workers fill vital roles at social service agencies, working as translators, interpreters, case managers, and cultural brokers. The commenter reasoned that loss of these workers would exacerbate the strain on these agencies, predicting that if the alien workers face a lapse in EAD validity, they may then turn to the social service agency for help. The commenter added that local support services such as food banks have already seen an uptick in demand over the past year.
多位评论者表示担心,非营利法律服务机构将面临服务需求的压倒性增长。同样,一些评论者表示,危机驱动的请求需要及时回应,无法在不牺牲关键法律服务的情况下并入现有案件负荷,而承担更多此类案件将给其机构带来压力,并分散对人道主义案件准备工作的关注。
Several commenters expressed concern that nonprofit legal providers would see an overwhelming increase in demand for services. Similarly, some commenters said that crisis-driven requests require timely responses and cannot be integrated into existing caseloads without sacrificing key legal services, and that shouldering more of these cases would cause stress to their organization and divert attention away from humanitarian case preparation.
回应:国土安全部(DHS)认识到,工作许可的中断可能给受影响的外国人、其家庭、其雇主以及他们所居住的社区带来实际困难。评论者描述了诸如失业、收入减少、住房和食物无保障、医疗保险丧失、社区资源紧张、教育中断以及对儿童和家庭稳定性的负面影响等风险,尤其是对于依靠双收入或微薄工资维持生计的家庭而言。国土安全部也注意到外国人工作许可暂时中断可能带来的其他干扰,包括对于那些可能依赖自动延期来获取符合REAL ID标准的驾驶证和其他形式身份证明文件的人员的影响。
Response: DHS recognizes that lapses in employment authorization can create real hardship for affected aliens, their families, their employers and the communities in which they live. Commenters described risks such as job loss, reduced income, housing and food insecurity, loss of health coverage, strain on community resources, educational disruption, and negative impacts on children and family stability, particularly for households relying on dual incomes or modest wages. DHS is also mindful of other disruptions that a temporary lapse in employment authorization of an alien may bring, including for those who may rely on an automatic extension to obtain REAL ID- compliant driver’s licenses and other forms of identification.
国土安全部(DHS)在发布临时最终规则(IFR)84以及在最终确定本规则时均已考虑了这些问题。然而,国土安全部认为,在准予恢复就业授权并签发该授权的安全证明文件之前,确保进行适当的审查和筛查以及持续符合资格的必要性,超过了部分申请人可能经历就业授权和/或就业授权文件(EAD)有效期暂时中断的风险。国土安全部还认定,在未经更新的裁决和筛查的情况下延长此项福利,与其使命以及行政令85不符,该行政令指示国土安全部确保不向无授权外国人提供就业授权,并确保在美外国人受到最大程度的审查和筛查。
DHS considered these concerns before issuing the IFR84 and again in finalizing this rule. However, DHS has concluded that the need to ensure proper vetting and screening, and continued eligibility, before granting renewed employment authorization and issuing secure evidence of that authorization outweighs the risk that some applicants might experience a temporary lapse in employment authorization and/or EAD validity. DHS also determined that extending this benefit without updated adjudication and screening is inconsistent with its mission and with E.O.s85 directing DHS to ensure that employment authorization is not provided to unauthorized aliens and that aliens in the United States are vetted and screened to the maximum degree possible.
尽管如此,国土安全部强调,本规则并未取消就业授权的资格,也不会阻止符合资格的外国人获得初次或续期EAD。相反,本规则终止的做法是:仅凭提交续期申请,在未完成裁决审查及相关筛查(包括解决任何不利信息)的情况下,自动将就业授权和/或EAD有效期延长最长540天。84 见《联邦公报》第90卷第48799页,第48809页(2025年10月30日)。
Nevertheless, DHS emphasizes that this rule does not eliminate eligibility for employment authorization or prevent eligible aliens from obtaining initial or renewal EADs. Rather, it ends the practice of automatically extending employment authorization 84 See 90 FR 48799, 48809 (Oct. 30, 2025).
85 见第14159号行政令《保护美国人民免受入侵》(2025年1月20日),《联邦公报》第90卷第8443页,第8446页(2025年1月29日);以及第14161号行政令《保护美国免受外国恐怖分子及其他国家安全和公共安全威胁》(2025年1月20日),《联邦公报》第90卷第8451页,第8451页(2025年1月30日)。持续的就业授权现在将取决于美国公民及移民服务局(USCIS)对续期申请的批准,该批准须在USCIS认定该外国人继续符合资格,且(如适用)继续值得获得有利的自由裁量处理之后作出。
85 See E.O. 14159, Protecting the American People Against Invasion (Jan. 20, 2025), 90 FR 8443, 8446 (Jan. 29, 2025) and E.O. 14161, Protecting the United States From Foreign Terrorists and Other National Security and Public Safety Threats (Jan. 20, 2025), 90 FR 8451, 8451 (Jan. 30, 2025). and/or EAD validity for up to 540 days based solely on the filing of a renewal application, without completion of adjudicative review and related vetting, including resolution of any derogatory information. Continued employment authorization will now depend on USCIS’ approval of a renewal application, after USCIS has determined that the alien continues to be eligible and continues to merit a favorable exercise of discretion, if applicable.
本规则也不改变移民福利、公共福利或教育项目的基础资格标准,也不限制外国人寻求其根据联邦或州法律原本有资格获得的援助。某些类别的外国人,例如难民和被批准庇护者,根据现行法规仍是特定公共福利方面的“合格外国人”,这些授权规定不因本规则而改变。同样,本规则也不改变各州、地方政府或私人组织提供慈善或人道主义援助的能力。
This rule also does not change underlying eligibility standards for immigration benefits, public benefits, or educational programs, and it does not restrict aliens from seeking assistance for which they are otherwise eligible under Federal or State law. Certain categories of aliens, such as refugees and asylees, remain “qualified aliens” for specified public benefits under existing statutes, and those authorities are unchanged by this rule. Likewise, this rule does not alter the ability of States, localities, or private organizations to provide charitable or humanitarian assistance.
国土安全部还指出,独立于本规则之外,其已采取措施减少因此前政策导致的异常庞大的EAD申请量,包括缩小假释(parole)的适用范围,以及使临时保护身份(TPS)的指定与法定标准相一致。国土安全部预计,由于这些举措,整体EAD申请率(初次申请和续期申请)将大幅下降,从而释放裁决资源,以缩短续期EAD申请的处理时间。例如,自2025年初以来,此前有资格获得自动延期的最大EAD类别的初次申请和续期申请已显著减少。见本序言第IV.C.2.i.d节中的表1。
DHS also notes that, independent of this rule, it has taken steps to reduce the extraordinary EAD filing volumes driven by prior policies, including narrowing the use of parole and aligning TPS designations with statutory criteria. DHS expects that overall EAD filing rates (initial and renewal) will substantially decline because of those actions, freeing adjudicative resources to reduce renewal EAD application processing times. For example, initial and renewal EAD applications for the largest EAD categories that were formerly eligible for automatic extensions have significantly reduced since the start of 2025. See Table 1 in Section IV.C.2.i.d. of this preamble.
因此,EAD申请率的下降支持了IFR中提出的观点,即有关就业授权和/或EAD中断的数量和持续时间将增加的主张均属推测性质,且其弊端被自动延期所带来的危害所超过。
Accordingly, the decreased EAD filing rates support the point made in the IFR that any claims about an increase in the number and duration of employment authorization and/or EAD lapses are speculative and outweighed by the harm posed by automatic extensions.
USCIS还在其网站上公布了当前的案件处理时间信息。86 申请人进行适当规划,例如监控EAD到期日期、查阅公布的处理时间,并在法规和表格说明允许的最早时间提交续期申请,可以进一步减轻就业授权中断的风险和持续时间。
USCIS also publishes current case processing time information on its website.86 Proper planning by applicants, such as monitoring EAD expiration dates, consulting posted processing times, and filing renewal applications as soon as permitted by regulation and form instructions, can further mitigate the risk and duration of any lapses in employment authorization.
总体而言,国土安全部认识到评论者所描述的困境的严重性,但认为,综合权衡之下,终止自动EAD延期所维护的国家安全、公共安全和福利诚信利益,超过了就业授权和/或EAD有效期暂时中断所带来的潜在不利影响。
Overall, DHS recognizes the seriousness of the hardships described by commenters but concludes that, on balance, the national security, public safety, and benefit integrity interests served by ending automatic EAD extensions outweigh the potential adverse impacts associated with temporary lapses in employment authorization and/or EAD validity.
b. 心理健康与脆弱性,包括被剥削的风险 评论意见:评论者断言,由于缺乏自动延期以及处理延误所导致的就业空档期,将加剧压力、创伤和焦虑,并可能促使部分外国人从事无授权或被剥削性质的工作,或陷入不安全的居住条件。
b. Mental Health and Vulnerability, Including Risk of Exploitation Comment: Commenters asserted that employment gaps due to the lack of automatic extensions and processing delays will exacerbate stress, trauma, and anxiety, and may push some aliens into unauthorized or exploitative employment or unsafe living conditions.
多名评论者表示,该临时最终规则将引发恐惧、压力、抑郁以及其他心理健康方面的担忧。一位评论者断言,部分移民群体已经因移民执法活动而承受着严重的创伤和压力,而该临时最终规则只会加剧此类情绪。
Multiple commenters remarked that the IFR would instill fear, stress, depression, and anxiety, among other mental health concerns. One commenter asserted that some of the immigrant population is already experiencing significant levels of trauma and stress from immigration enforcement activity, and that the IFR would only exacerbate such feelings.
许多评论者对非移民因该临时最终规则取消自动延期而面临雇主和房东加剧的剥削风险,以及人口贩运、性侵害和虐待风险表示担忧。例如,多名评论者表示,丧失工作许可会使86 参见美国公民及移民服务局(USCIS),案件处理时间,https://egov.uscis.gov/processing-times/more-info(最后访问于2026年4月22日)。
Many commenters shared concerns about nonimmigrants’ increased level of vulnerability to exploitation by employers and landlords, as well as human trafficking, sexual harm, and abuse owing to the IFR’s elimination of automatic extensions. For example, multiple commenters said that loss of employment authorization makes 86 See USCIS, Case Processing Times, https://egov.uscis.gov/processing-times/more-info (last visited Apr. 22, 2026).
非移民容易遭受剥削性的工作条件。一些评论者表示,如果外国人失去合法工作的能力,他们可能会寻求地下工作或从事非法雇佣活动。评论者警告称,这使此类人员容易遭受剥削,并解释说,这些工作通常工资较低、劳动保护极少、工作条件恶劣,而由于身份非法,他们可能不敢举报。他们还指出,84.9%的无证移民报告称未获得一倍半的加班工资,37.1%报告称曾遭受最低工资违规行为的侵害。该评论者补充说,许多雇佣无证工人的雇主没有购买工伤赔偿保险,这意味着雇员在因工受伤时可能需要自行承担医疗费用。该评论者还补充说,由于USCIS最近终止了一项保护举报人的计划,无证雇员现在更不太可能举报各类虐待行为。另一位评论者补充说,迫使申请人从事非法雇佣还可能影响其未来获得移民福利的资格,使其长期处于弱势地位。
nonimmigrants vulnerable to exploitative working conditions. Some commenters remarked that if aliens lose their ability to work legally, they may seek under the table work or unlawful employment. Commenters warned that this leaves such individuals vulnerable to exploitation, explaining that these jobs often have lower wages, minimal labor protections, and abusive conditions which they may be afraid to report due to unlawful status. They also indicated that 84.9 percent of unauthorized immigrants reported not being paid time and a half for overtime labor, and 37.1 percent reported being victims of minimum wage violations. The commenter added that many employers of unauthorized workers do not carry workers compensation insurance, meaning that employees may be responsible for covering their own medical costs in the case of work- related injury. The commenter added that since USCIS recently ended a program that protected whistleblowers, unauthorized employees are now less likely to report various types of abuse. A different commenter added that forcing applicants into unlawful employment may also impact their eligibility for future immigration benefits, putting them in a long-term position of vulnerability.
答复:国土安全部(DHS)认识到,工作许可的不确定性以及潜在的收入中断可能导致压力、焦虑及其他心理健康问题,对于那些可能已经经历过创伤或不稳定生活的人而言尤其如此。DHS还认识到,经济不稳定和缺乏合法就业机会可能增加遭受不良雇主、房东或其他人剥削的风险,并可能加剧人口贩运、虐待或其他伤害的风险。该临时最终规则及本最终规则并未剥夺符合条件的外国人获得工作许可或其所符合条件的相关移民福利的机会。相反,经本最终规则确认的该临时最终规则仅取消了此前允许外国人仅凭待审的续签申请即可在长达540天内持续保有工作许可,而无需完成更新的审查和裁决的自动延期机制。正如本序言通篇所述,DHS已认定,此类自动延期在USCIS完成审查和甄别、解决任何不利信息、确定申请人是否继续符合资格,以及(如适用)确定申请人是否应获得有利的自由裁量处理之前即授予重大利益,构成不可接受的安全和项目完整性风险。
Response: DHS recognizes that uncertainty about employment authorization and potential lapses in income can contribute to stress, anxiety, and other mental health challenges, particularly for individuals who may already have experienced trauma or instability. DHS also recognizes that economic insecurity and lack of lawful employment opportunities can increase vulnerability to exploitation by unscrupulous employers, landlords, or others, and may heighten risks of trafficking, abuse, or other harm. The IFR and this final rule do not deny eligible aliens access to employment authorization or to the underlying immigration benefits for which they qualify. Rather the IFR, affirmed by this final rule, removes only the automatic extension mechanism that previously allowed aliens to remain employment authorized for up to 540 days based solely on a pending renewal application, without completion of updated vetting and adjudication. As described throughout this preamble, DHS has determined that such automatic extensions present an unacceptable security and program integrity risk because they confer significant benefits before USCIS has completed vetting and screening, resolved any derogatory information, determined continued eligibility and that the applicant merits a favorable exercise of discretion, if applicable.
DHS不能在其监管框架中假定外国人和/或雇主会以从事非法雇佣或其他违法行为来应对工作许可的暂时中断。《移民与国籍法》(INA)禁止明知而雇佣无工作许可的外国人,并对违反上述规定的雇主和外国人规定了相应后果。尽管DHS认识到,一旦出现中断,部分外国人可能面临艰难抉择,但DHS并不纵容非法雇佣行为,也不认为这是应对工作许可暂时中断的恰当方式。
DHS cannot structure its regulatory framework on the assumption that aliens and/or employers will respond to temporary lapses in employment authorization by engaging in unauthorized employment or other unlawful conduct. The INA prohibits the knowing employment of unauthorized aliens and establishes consequences for both employers and aliens who violate those provisions. While DHS recognizes that some aliens may face difficult choices if a lapse occurs, DHS does not condone unauthorized employment or believe that it is an appropriate response to a temporary lapse in employment authorization.
美国国土安全部(DHS)与评论者一样,对剥削和虐待问题表示关切。国土安全部,包括通过美国移民及海关执法局(ICE)和美国公民及移民服务局(USCIS)的反欺诈和受害者保护项目等部门,将继续执行与人口贩运、强迫劳动及其他形式剥削相关的法律,并与劳工部及其他机构协调执法工作。针对人口贩运、犯罪和虐待受害者的现有保护措施(包括T类和U类非移民身份以及《针对妇女暴力行为法》(VAWA))不受本规则影响。本规则中的任何内容均不会削弱国土安全部识别和协助受害者,以及支持对贩运者和其他违法者进行调查和起诉的承诺。国土安全部认识到,如果一些外国人的工作许可暂时失效,他们可能会经历更大的压力或处于更脆弱的境地。然而,国土安全部认为,根据当前的国家安全和公共安全优先事项,确保工作许可仅在经过适当审查和裁决后予以延期的必要性,足以证明终止自动延期的合理性。国土安全部还预计,整体工作许可文件(EAD)申请量的减少可能有助于限制失效情况发生的频率和持续时间,并且申请人及时提交申请和提前规划可以进一步减少不确定性。关于申请量减少的情况,请参见本序言第IV.C.2.i.d节中的表1。
DHS shares commenters’ concerns about exploitation and abuse. DHS, including through components such as ICE and USCIS’ fraud detection and victim protection programs, will continue to enforce laws related to human trafficking, forced labor, and other forms of exploitation, and to coordinate with the Department of Labor and other agencies on enforcement. Existing protections for victims of trafficking, crime, and abuse (including T and U nonimmigrant classifications and VAWA) are unaffected by this rule. Nothing in this rule diminishes DHS’s commitment to identify and assist victims or to support the investigation and prosecution of traffickers and other offenders. DHS recognizes that some aliens may experience heightened stress or vulnerability if their employment authorization temporarily lapses. However, DHS has concluded that the need to ensure that employment authorization is extended only after appropriate vetting and adjudication, consistent with current national security and public safety priorities, justifies ending automatic extensions. DHS also expects that reductions in overall EAD filing volumes may help limit the frequency and length of lapses and that timely filing and planning by applicants can further reduce uncertainty. For reduced filing volumes, see Table 1 in Section IV.C.2.i.d. of this preamble.
c. 身份证明、驾驶执照及服务获取
评论意见:多位评论者表示担忧,工作许可失效以及由此导致的相关工作许可文件使用问题,将妨碍非移民获得或更新驾驶执照、开立和使用银行账户、获得或更新健康保险、注册教育项目和培训,以及与执法部门打交道的能力。评论者指出,缺乏驾驶执照可能干扰非移民的关键日常活动,例如送孩子上学、通勤上班,或前往就医或出席移民听证会。少数评论者表示,在许多情况下,非移民需要驾驶执照才能履行其工作职责,如果没有有效的驾驶执照,非移民可能被迫无证驾驶,从而危及道路安全。
c. Identification, Driver’s Licenses, and Access to Services Comment: Several commenters expressed concerns that lapses in employment authorization and the associated use of employment authorization documents would hinder nonimmigrants’ abilities to obtain or renew their driver’s licenses, open and access bank accounts, obtain or renew health insurance, enroll in educational programs and training, and interact with law enforcement. Commenters remarked that lack of a driver’s license could interfere with critical daily activities for nonimmigrants, such as taking children to school, commuting to work, or attending doctors’ appointments or immigration hearings. A few commenters shared that in many cases, nonimmigrants require driver’s licenses to perform their job duties and that, without a valid driver’s license, nonimmigrants may be pushed to drive without a license, compromising road safety.
回应:国土安全部承认,外国人通常将工作许可文件用作身份证明文件,在某些情况下还用作州颁发驾驶执照和身份证件、金融服务及其他用途所需的身份状态文件。根据此前的自动延期框架,表面上已过期的工作许可文件,若附有I-797C表格收据通知,可在某些用途中被视为未过期,包括用于获取驾驶执照。正如临时最终规则(IFR)中所述,国土安全部已确定,继续这种做法以及继续使用自动延期的工作许可文件不再适当。
Response: DHS acknowledges that EADs are commonly used by aliens as identity and, in some contexts, status documents for State-issued driver’s licenses and identification cards, financial services, and other purposes. Under the prior automatic extension framework, an EAD that was facially expired could be treated as unexpired for certain purposes if accompanied by a Form I-797C receipt notice, including obtaining a driver’s license. As explained in the IFR, DHS determined that continuing that practice and the use of automatically extended EADs is no longer appropriate.
本规则不改变各州决定哪些文件可接受用于签发驾驶执照或其他州身份证件的权力,也不修订本部关于签发《真实身份法》(REAL ID Act)所界定的、可用于联邦官方用途的驾驶执照或身份证件的《真实身份》相关法规。但本规则明确规定,对于在2025年10月30日或之后提交的续签申请,待决的I-765表格及相关收据通知将不再根据国土安全部法规自动延长工作许可文件的有效期。表面上已过期的工作许可文件,除非符合根据2025年10月30日之前提交的续签申请而依据8 CFR 274a.13(d)获得自动延期的条件,或依法或根据适用的《联邦公报》通知(例如某些与临时保护身份(TPS)相关的文件)另行延期,否则将不被视为出于就业或移民目的而未过期。
This rule does not change State authority to determine which documents are acceptable for issuance of driver’s licenses or other State identification, nor does it amend the Department’s REAL ID regulations for issuance of driver’s licenses or identification cards acceptable for federal official purposes defined in the REAL ID Act. It does, however, make clear that, for renewal applications filed on or after October 30, 2025, a pending Form I-765 and associated receipt notice will no longer operate to automatically extend EAD validity under DHS regulations. An EAD that is facially expired will not be treated as unexpired for employment or immigration purposes unless it qualifies for an automatic extension under 8 CFR 274a.13(d) based on a renewal application filed before October 30, 2025, or is otherwise extended by law or an applicable Federal Register notice (for example, certain TPS-related documents).
本规则不妨碍符合条件的外国人申请或续签工作许可文件,也不禁止各州或其他实体在法律允许的情况下接受其他形式的身份证明或文件。
The rule does not prevent eligible aliens from seeking or renewing EADs, nor does it prohibit States or other entities from accepting alternative forms of identification or documentation where permitted by law.
国土安全部还预计,随着工作许可文件整体申请量的下降以及续签处理时间的改善,失效发生的风险和持续时间将有所减少。美国公民及移民服务局已经观察到,曾符合自动延期资格的主要工作许可文件类别的申请率出现下降。请参见本序言第IV.C.2.i.d节中的表1。
DHS also expects that, as overall EAD filing volumes decline and renewal processing times improve, the risk and duration of lapses will be reduced. USCIS has already seen a decline in filing rates for the main EAD categories that were eligible for automatic extensions. See Table 1 in Section IV.C.2.i.d. of this preamble.
美国国土安全部(DHS)认为,确保作为身份和工作授权证明的EAD能够反映最近一次裁决和已完成的审查所带来的安全性和福利完整性方面的收益,超过了取消自动延期可能带来的风险。
DHS concludes that the security and benefit integrity gains from ensuring that EADs used as evidence of identity and work authorization reflect a recent adjudication and completed vetting outweigh the potential risks associated with discontinuing automatic extensions.
二、就业、雇主与经济影响 a. 雇主负担、业务连续性及特定行业问题 评论:多位评论者认为,取消自动延期将增加I-9表格合规的复杂性,导致人员流动和生产力损失,加剧医疗保健、教育、农业、制造业等领域现有的用工短缺,并对小型雇主造成特别沉重的负担。
ii. Employment, Employers, and Economic Impacts a. Employer Burdens, Business Continuity, and Sector Specific Concerns Comment: Multiple commenters argued that loss of automatic extensions will increase Form I-9 compliance complexity, cause turnover and productivity losses, exacerbate existing shortages in health care, education, agriculture, manufacturing, etc., and impose particular burdens on small employers.
评论者表示反对取消自动延期,称此项变更将对雇主造成重大干扰,包括运营效率低下(生产力损失和延误)、行政负担、人员配置缺口、人力资本成本与人员留任问题、民事处罚,以及在员工等待续签决定期间因缺乏工作授权而产生的合规负担。少数评论者表示,由于授权状态不明确,雇主可能违反I-9表格合规规则。多位评论者断言,该临时最终规则(IFR)将加剧现有的劳动力短缺,并预计劳动力参与率至少到2030年将持续下降,警告称该临时最终规则可能因阻止寻求庇护者在EAD审理期间工作以及取消已通过审查的工作人员的资格,而使此类短缺进一步恶化。一位评论者表示,劳动力短缺将对美国经济产生负面影响,阻碍经济增长并加剧通货膨胀压力。另一位评论者表示,2019年至2021年间移民劳动力减少了200万,导致各行业出现劳动力短缺,其中建筑业的劳动力短缺价值达108亿美元,并据此推断该临时最终规则将在每个行业重演此类劳动力短缺。一位评论者表示,在公共和私营部门的努力能够充分满足行业需求之前,美国将需要额外的劳动力来填补国内劳动力留下的空缺职位,并担忧取消EAD延期可能进一步扰乱制造商的劳动力稳定性和业务连续性。许多评论者表示,取消自动延期将对依赖外国劳动力的美国经济关键行业和部门产生负面影响,包括农业、科技、能源、制造业、物流、运输、酒店业、教育和建筑业。多位评论者对医疗保健及医疗保健工作者所受影响表示担忧,指出即使工作授权出现短暂中断,也会扰乱患者护理、诊所运营和社区医疗服务。一位评论者谈到该临时最终规则将如何对雇用EAD工作者的教学医院和学术医疗系统产生不利影响。
Commenters expressed opposition to removing automatic extensions, stating that such a change would cause significant disruption to employers, including operational inefficiencies (loss of productivity and delays), administrative burdens, staffing gaps, human capital costs and retention, civil penalties, and compliance burdens as employees await renewal decisions without work authorization. A few commenters stated that employers could violate Form I-9 compliance rules due to unclear authorization statuses. Multiple commenters asserted that the IFR would exacerbate existing labor shortages and projected a continued decrease in labor force participation rates through at least 2030, cautioning that the IFR could worsen such shortages by preventing asylum seekers from working during EAD processing and removing vetted workers. One commenter stated that labor shortages would negatively impact the U.S. economy, hinder growth and contribute to inflationary pressures. Another commenter stated that a decline of 2 million immigrant workers between 2019 and 2021 contributed to labor shortages across sectors, including a labor shortage in the construction industry valued at $10.8 billion, reasoning that the IFR would replicate such labor shortages across every industry. A commenter stated that until public and private sector efforts could fully meet industry demand, the United States would need additional workers to fill jobs left vacant by the domestic workforce, expressing concern that ending the EAD extension could further disrupt workforce stability and business continuity for manufacturers. Many commenters stated that the removal of automatic extensions would negatively impact critical industries and sectors of the U.S. economy that rely on foreign workers, including agriculture, technology, energy, manufacturing, logistics, transportation, hospitality, education, and construction. Several commenters expressed concern about the impact on healthcare and healthcare workers, noting that even a brief lapse in employment authorization disrupts patient care, clinic operations, and community health access. One commenter remarked about how the IFR will adversely affect teaching hospitals and academic health systems that employ EAD workers.
其他评论者担忧,该临时最终规则将通过扰乱包含持有EAD的移民工作者的谈判单位,削弱工会、集体谈判及劳动力稳定性,并指出工人突然失业风险的增加将使工会在执行工作场所标准方面的能力承受压力,迫使其投入更多资源来保护弱势工作者并应对该临时最终规则所造成的不稳定局面。
Other commenters expressed concerns that the IFR would undermine labor unions, collective bargaining, and workforce stability by disrupting bargaining units that include immigrant workers with EADs, stating that increased risk of sudden job loss among workers would strain unions’ ability to enforce workplace standards, forcing them to devote more resources to protecting vulnerable workers and addressing instability caused by the IFR.
多位评论者表示,在政府处理持续延误的背景下,自动延期对业务连续性至关重要,并称该临时最终规则将施加不必要的负担和成本,尤其是对没有内部法律部门的小型公司而言。一些评论者表示,该规则将迫使雇主进行大量应急规划和劳动力审查,以应对工作授权可能出现的中断。具体而言,一位评论者表示,诸如获庇护者等因身份而自动获得工作授权的群体,仍可能被要求向雇主出示EAD,并进一步推断该临时最终规则仍可能在这些群体中造成雇主困惑和失业问题。其他评论者表示,取消EAD自动延期将导致企业流失工作人员,并援引美国公民及移民服务局(USCIS)的一项分析,该分析确定此前的EAD延期通过避免劳动力流失为美国雇主节省了约35亿美元。
Multiple commenters expressed the importance of automatic extensions for business continuity amid persistent government processing delays and stated that the IFR would impose unnecessary burdens and costs, especially on smaller companies without in-house legal departments. Some commenters stated that the rule would force employers to conduct extensive contingency planning and workforce audits to prepare for potential lapses in work authorization. Specifically, a commenter stated that groups such as asylees, who are authorized to work incident to status, may still be asked to show an EAD to their employer, and further reasoned that the IFR could still cause employer confusion and job loss among these groups. Other commenters stated that eliminating automatic EAD extensions would cause businesses to lose workers and cited to a USCIS analysis establishing that EAD extensions previously saved U.S. employers an estimated $3.5 billion by avoiding labor turnover.
许多评论者对雇主可能因行政处理延迟导致工作许可文件(EAD)续签受阻而被迫解雇员工表示担忧。评论者表示,此前工作许可规则的突然反转已给雇主造成困惑,并导致他们因对不断变化的联邦法规产生误解而做出草率决定,从而导致错误解雇,即持有有效工作许可文件的员工仅因雇主不了解如何遵守现行规则而被解雇。一位评论者表示,此类影响将加剧当前持续存在的教师短缺危机。
Numerous commenters expressed concern that employers would be forced to terminate employees due to administrative delays in processing EAD renewals. Commenters stated that previous sudden reversals of work permit rules have created confusion for employers and caused them to make rash decisions based on misinformation about changing Federal regulations, leading to erroneous layoffs where workers with valid EADs were dismissed because employers did not understand how to comply with current rules. A commenter said that such impacts would exacerbate the ongoing teacher shortage crisis.
回应:国土安全部(DHS)认识到,包括医疗保健、教育、制造业、农业、酒店业和科技业在内的某些行业,以及已工会化的工作场所,可能对劳动力连续性的中断特别敏感。
Response: DHS recognizes that some sectors, including healthcare, education, manufacturing, agriculture, hospitality, and technology, and unionized workplaces may be particularly sensitive to interruptions in workforce continuity.
本规则不改变雇主根据《移民与国籍法》(INA)第274A条、《美国法典》第8编第1324a条以及《联邦法规汇编》第8编第274a部分所承担的基本义务,即仅雇佣获授权在美国工作的个人、核实就业资格,以及在现有文件到期时重新核实就业授权。
This rule does not change employers’ underlying obligations under section 274A of the INA, 8 U.S.C. 1324a, and 8 CFR part 274a to hire only individuals who are authorized to work in the United States, to verify employment eligibility, and to reverify employment authorization when existing documentation expires.
通过终止对2025年10月30日或之后提交的续签申请的自动延期,本规则确保就业授权将以经过裁定后签发的安全、未过期文件作为证明。这降低了雇主依赖过时或无效文件的风险,并符合国土安全部确保就业授权和/或工作许可文件仅在美国公民及移民服务局(USCIS)完成适当审查并确定其持续符合资格后方可发放的职责。
By ending automatic extensions for renewal applications filed on or after October 30, 2025, this rule ensures that employment authorization will be evidenced by a secure, unexpired document issued following adjudication. This reduces the risk that employers will rely on outdated or invalid documentation, and it aligns with DHS’s responsibility to ensure that employment authorization and/or an EAD is provided only after USCIS has completed appropriate vetting and determined continued eligibility.
为确保工作场所和企业清楚了解临时最终规则(IFR)的各项要求,国土安全部已更新《雇主手册》(M-274)及相关指导文件,以协助雇主理解这些变更并正确填写I-9表格。雇主有责任确保其所有员工的I-9合规性,包括I-9核验流程的更新。87国土安全部承认,在现有工作许可文件到期前续签裁定尚未完成的情况下,部分雇主可能面临临时的人员短缺及相关成本。这些成本可能包括生产力损失、留任员工的加班费用、临时或替代员工的招聘与培训费用,以及与规划、审计和合规相关的内部行政成本。国土安全部已在临时最终规则及本规则所附的经济分析中讨论了这些类别的影响,并认识到87参见国土安全部、美国公民及移民服务局,《雇主手册》M-274,第5.0节“特定情形下就业授权和/或工作许可文件(EAD)的自动延期”(最后更新于2025年10月30日),https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m- 274/50-automatic-extensions-of-employment-authorization-andor-employment-authorization-documents- eads-in。
To ensure that workplaces and businesses have a clear understanding of the requirements of the IFR, DHS has updated the Handbook for Employers (M-274) and related guidance to assist employers in understanding these changes and properly completing Form I-9. Employers are responsible for ensuring I-9 compliance for all of their employees, including updates to the I-9 verification process. 87 DHS acknowledges that, where renewal adjudications are not completed before current EADs expire, some employers may face temporary staffing gaps and associated costs. These can include lost productivity, overtime for remaining staff, recruitment and training for temporary or replacement workers, and internal administrative costs associated with planning, auditing, and compliance. DHS discussed these categories of impacts in the IFR and in the economic analysis accompanying this rule and recognizes 87 See DHS, USCIS, Handbook for Employers M-274, 5.0 Automatic Extensions of Employment Authorization and/or Employment Authorization Documents (EADs) in Certain Circumstances (last updated Oct. 30, 2025), https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m- 274/50-automatic-extensions-of-employment-authorization-andor-employment-authorization-documents- eads-in.
部分雇主可能因此受到负面影响。88国土安全部已在本序言第V.B.1节中概述了估算将失效的工作许可文件数量所面临的困难。然而,在本最终规则中,国土安全部已对经济影响作出估算,并强调由于处理时间的动态变化、申请数量及申请行为等因素,影响很可能存在差异。因此,国土安全部提供了一个较宽的估算区间。
there may be negative impacts for some employers.88 DHS outlined the difficulties in estimating the number of EADs that would lapse in the Section V.B.1. of this preamble. However, in this final rule DHS has made estimates of economic impacts and emphasizes that there is likely to be variation in the impacts, due to factors such as dynamic process times, filing volumes, and filing behavior. For this reason, DHS provides a wide range for the estimates.
国土安全部已确定,这些运营方面的负担,相较于与自动工作许可文件延期相关的国家安全、公共安全及福利完整性方面的考量,属于可接受的代价。自动工作许可文件延期允许就业授权和/或工作许可文件的有效期仅凭一份待决的续签申请即可延续长达540天,而此时美国公民及移民服务局尚未完成更新的背景审查和裁定。鉴于当前的安全优先事项以及要求加强对已在美国境内的外国人进行审查的行政命令,国土安全部已得出结论,继续依赖自动延期并非管理裁定积压的可接受方式。独立于本规则之外,国土安全部已采取预期将减少初次及续签工作许可文件申请数量的措施,具体做法包括缩小假释(parole)的使用范围,以及使临时保护身份(TPS)和相关政策与制定法文本保持一致。如先前在对评论的回应中所讨论,国土安全部预计工作许可文件申请总量将下降,从而使裁定能力能够日益集中用于及时处理续签裁定。
DHS has determined that these operational burdens are outweighed by the national security, public safety, and benefit integrity concerns associated with automatic EAD extensions. Automatic EAD extensions allow employment authorization and/or EAD validity to continue for up to 540 days based solely on a pending renewal application, before USCIS has completed updated background checks and adjudication. Considering current security priorities and E.O.s directing enhanced vetting of aliens already present in the United States, DHS has concluded that continued reliance on automatic extensions is not an acceptable means of managing adjudication backlogs. Independent of this rule, DHS has taken steps expected to reduce initial and renewal EAD filing volumes by narrowing the use of parole and aligning TPS and related policies with statutory text. As discussed previously in response to comments, DHS anticipates that overall EAD filings will decline and that adjudicative capacity can increasingly be focused on timely renewal adjudications.
美国国土安全部(DHS)指出,申请人可以要求美国公民及移民服务局(USCIS)加快审理属于USCIS管辖范围内的申请。89 USCIS根据具体情况逐案审议所有加急请求,通常要求提供文件以支持此类请求。90 是否加急处理的决定完全由USCIS自行裁量。91 加急处理某一案件 88 参见90 FR 48799, 48817 (2025年10月30日)。另见本序言第五节。89 参见USCIS,加急请求,https://www.uscis.gov/forms/filing-guidance/expedite-requests(最后更新于2026年9月8日)。
DHS notes that an applicant may request that USCIS expedite the adjudication of an application that is under USCIS jurisdiction.89 USCIS considers all expedite requests on a case-by-case basis and generally requires documentation to support such requests.90 The decision to expedite is within the sole discretion of USCIS.91 Expediting a case 88 See 90 FR 48799, 48817 (Oct. 30, 2025). See also Section V of this preamble. 89 See USCIS, Expedite Requests, https://www.uscis.gov/forms/filing-guidance/expedite-requests (last updated Sep. 8, 2026).
90 同上。
90 See id.
91 同上。
91 See id.
通常意味着USCIS将在其他申请(包括可能更早提交的申请)之前审理某一福利申请,因此USCIS会仔细权衡每一项加急请求的紧迫性和合理性。92 DHS认识到雇主、工会和行业团体所提出的关切,并将继续监测实施情况和处理时间。尽管如此,DHS认为,确保仅在完成全面审查和裁决后才授予续期的就业授权,对于更好地保护国家安全和公共安全、增强就业核实系统的完整性是必要的。坚持一个优先考虑国家安全、公共安全和福利完整性的制度,其重要性超过了申请人及其雇主因就业授权可能出现的暂时性中断而面临的潜在风险和额外负担。
generally means that USCIS would adjudicate a benefit ahead of others, including those who may have filed earlier, so USCIS carefully weighs the urgency and merit of each expedite request.92 DHS recognizes the concerns raised by employers, unions, and industry groups and will continue to monitor implementation and processing times. Nonetheless, DHS concludes that ensuring that renewed employment authorization is granted only after complete vetting and adjudication is necessary to better protect national security and public safety and to enhance the integrity of the employment verification system. Adhering to a system that prioritizes national security, public safety, and benefit integrity outweighs the potential risks and additional burdens that applicants and their employers may face by a potential temporary lapse in employment authorization.
b. 移民对经济的贡献以及该规则对宏观经济和地方经济的影响 评论:众多评论者指出,该临时最终规则(IFR)忽视了移民对经济的重要贡献,以及就业授权作为成功将外国人融入美国社会并为经济作出贡献的关键工具这一实际运作情况。评论者还表示,该临时最终规则正在扰乱雇用这些外国人的企业,从而使移民的经济贡献受到损失。例如,一些评论者讨论了庇护申请人和难民对美国经济的积极影响,并指出这一群体为美国政府带来的税收收入超过了其所产生的支出。另一位评论者指出,2023年纽约州的移民人口约占总人口的23%,缴纳了748亿美元的税款,这表明移民是劳动力队伍中富有生产力的成员。该评论者还表示,就业授权的中断可能意味着他们将失去住房、面临饥饿、向州和联邦政府缴纳的税款减少 92 同上。
b. Immigrant Contributions to the Economy and Macroeconomic and Local Economic Impacts of the Rule Comment: Numerous commenters stated that the IFR ignores the vital economic contributions of immigrants, and operational realities that the work authorization is a critical tool to successfully integrate aliens into the United States and contribute to the economy. Commenters also stated that the IFR is disrupting businesses that employ these aliens and thereby losing the economic contribution of immigrants. For example, commenters discussed the positive impacts that asylees and refugees make to the U.S. economy and stated that this population contributed more revenue than they cost in expenditures to the U.S. government. Another commenter said that in 2023, New York State’s immigrant population represented about 23 percent of the total population and paid $74.8 billion in taxes, thus demonstrating that immigrants are productive members of the workforce. The commenter also stated that a lapse in employment authorization could mean that they would lose their homes, face hunger, contribute less taxes to state 92 See id.
或在其他方面变得脆弱(例如遭受负面健康影响)。另一位评论者表示,移民工人是纽约市经济的关键驱动力,占该市人口的36%,占工资、薪金和营业收入总额的37%;并且在2021年,为该市和该州贡献了数百亿至数千亿美元的税收和消费支出。另一位评论者指出,包括寻求庇护者和其他移民在内的劳动力迁入,是为数不多的能够抵消老年劳动力快速退出趋势的积极因素之一,并强调许多经济发展战略依赖于移民持续获得就业授权的能力。其他评论者强调了对经济的潜在影响,指出寻求庇护者和难民在面临短缺的行业工作,缴纳数十亿美元的税款,并且在未来十年内移民将为经济增加7万亿美元。
and the federal government or would otherwise become vulnerable (such as incurring negative health effects). Another commenter said that immigrant workers are a key driver of New York City’s economy, making up 36 percent of the population; accounting for 37 percent of total wage, salary, and business income; and in 2021, contributed tens to hundreds of billions of dollars in taxes and spending to the city and state. An additional commenter identified in-migration of workers, including asylum seekers and other immigrants, as one of the few positive trends offsetting the rapid exit of older workers and emphasized that many economic development strategies depend on immigrants’ continuous access to work authorization. Other commenters highlighted potential impacts on the economy, pointing out that asylum seekers and refugees work in sectors that face shortages and pay billions in taxes, and that immigrants will add $7 trillion to the economy over the next decade.
评论者对取消就业授权文件(EAD)自动延期可能产生的宏观经济影响表示担忧,例如通过迫使劳动者陷入暂时性失业,从而削弱美国的经济竞争力、创新能力和国家利益。其他评论者预测,该临时最终规则将导致负面经济影响,包括税收减少、纳税人成本增加、供应链中断、消费者支出减少、经济衰退风险以及失业问题。一些评论者普遍担心,鉴于美国每五名劳动者中就有一名是依赖就业授权文件的移民,该临时最终规则将降低经济生产力,并使劳动力市场和经济陷入不稳定状态。
Commenters raised concerns about the macroeconomic impacts of eliminating automatic extensions of EADs, such as undermining U.S. economic competitiveness, innovation capacity, and national interests by forcing workers into temporary unemployment. Other commenters predicted that the IFR would lead to negative economic impacts, including reduced tax revenue, costs to taxpayers, supply chain disruptions, reduced consumer spending, the risk of a recession, and job losses. Some commenters expressed general concern that the IFR will reduce economic productivity and destabilize the workforce and the economy, considering that one in five U.S. workers is an immigrant who relies on EADs.
评论者表示,该临时最终规则(IFR)将通过提高移民中无保险人群的比例,显著增加各州的医疗保健成本,这些移民本已面临获得医疗补助(Medicaid)和《平价医疗法案》(Affordable Care Act)保险的有限机会。评论者指出,由于工作许可中断导致雇主提供的保险失效,各州可能需承担近2800亿美元的未补偿医疗费用。评论者还表示,该临时最终规则将对各州执行本州法律的能力产生不利影响,其理由是,工作许可出现中断的合法劳工将越来越多地进入地下经济,并因此更不愿意举报劳工权益和公民权利方面的违法行为,评论者还讨论了这将如何妨碍各州执行其劳工法和公民权利法的能力,因为有效执法依赖于雇员举报违法行为的能力和意愿。
Commenters said that the IFR would significantly increase States’ healthcare costs by driving up the uninsured rate among immigrants, who already face limited access to Medicaid and Affordable Care Act coverage. The commenters remarked that with lapses in work authorization eliminating employer-sponsored insurance, States could bear nearly $280 billion in uncompensated care costs. The commenters also stated that the IFR would adversely impact the States’ ability to enforce their laws, reasoning that legal workers with lapses in work authorization would increasingly enter the underground economy and become less likely to report labor and civil rights violations and discussed how this would interfere with the States’ ability to enforce their labor and civil rights laws, because effective enforcement relies on employees’ ability and willingness to report violations.
一位评论者表示,该临时最终规则将对联邦预算以及美国国税局(IRS)和劳工部(DOL)等联邦机构产生重大的负面影响,因为当申请人面临长期的工作许可中断时,该规则将减少向国税局申报的应税收入金额,从而削减联邦收入并使联邦财政预测复杂化。该评论者进一步主张,中断等待续期的外国人的工作许可,将迫使成千上万的工人从事未经授权的工作,或者完全退出劳动力市场,从而增加劳工部的调查负担。
A commenter said the IFR would have significant negative consequences on the federal budget and federal agencies such as the Internal Revenue Service (IRS) and Department of Labor (DOL) because the IFR would reduce the amount of taxable income reported to the IRS when applicants face prolonged lapses in employment authorization, diminishing federal revenue and complicating federal fiscal projections. The commenter further asserted that cutting off work authorization for aliens awaiting renewal would push thousands of workers into unauthorized employment or out of the workforce entirely and consequently increase DOL’s investigatory burdens.
此外,评论者还强调了一系列对地方和州经济的潜在负面影响,例如扰乱劳动力队伍并妨碍外国人维持稳定就业的能力,而这反过来又可能直接影响基础设施项目、医疗保健和公共安全等基本社区服务。一位评论者强调,移民在创业方面发挥着重要作用。另一位评论者指出,如果移民工人失去工作许可,缅因州将失去其目前正在经历的经济繁荣。
Furthermore, commenters highlighted a range of potential negative impacts on the local and state economy, such as disrupting the workforce and hindering an alien’s ability to maintain consistent employment, which, in turn, could directly affect essential community services, including infrastructure projects, healthcare, and public safety. A commenter highlighted that immigrants play a major role in entrepreneurship. Another commenter remarked that Maine stands to lose an economic boom they are currently experiencing if immigrant workers lose work authorization.
在表达对该临时最终规则监管变化将对经济产生影响的担忧的同时,多位评论者要求恢复此前允许就业许可文件(EAD)有效期自动延期的做法。
While expressing concerns about the impacts the IFR’s regulatory changes would have on the economy, multiple commenters requested a return to previous practices allowing automatic extension of EAD validity periods.
答复:国土安全部(DHS)同意,包括那些有资格获得最长540天工作许可和/或就业许可文件自动延期的外国人在内的移民,通过其劳动、创业、纳税和消费支出,为国家和地方经济作出了重要贡献;并且持续合法就业可以使工人、雇主和社区受益。国土安全部还承认评论者援引的大量研究、数据和经验,以支持其关于这些贡献的主张。
Response: DHS agrees that immigrants, including aliens who were eligible for the automatic extension of their employment authorization and/or EAD for up to 540 days, make important contributions to the national and local economies through their labor, entrepreneurship, tax payments, and consumer spending; and that continuity of lawful employment can benefit workers, employers, and communities. DHS also acknowledges the many cited studies, data points, and experiences to support their claims about these contributions.
正如评论者所指出的,国土安全部此前的规则制定,包括2022年和2024年的临时最终规则以及2024年的最终规则,均强调自动延期作为缓解就业许可文件处理延误影响的一项工具所具有的经济和运作效益。这些规则估计,自动延期可以减少受影响工人的工资损失,避免雇主的人员流动成本,并维持原本可能因工作许可中断而受到影响的税收贡献。在采纳这些措施时,国土安全部高度重视就业连续性所带来的经济和劳动力市场优势。
As the commenters noted, prior DHS rulemakings, including the 2022 and 2024 temporary final rules and the 2024 final rule, emphasized the economic and operational benefits of automatic extensions as a tool to mitigate the effects of EAD processing delays. Those rules estimated that automatic extensions could reduce wage losses for affected workers, avoid turnover costs for employers, and maintain tax contributions that might otherwise be impacted by lapses in employment authorization. In adopting those measures, DHS gave significant weight to the economic and labor market advantages of continuity of employment.
与此相反,临时最终规则和本最终规则反映了对该政策的重新评估,以及如何在这些经济考量与国土安全部(DHS)在国家安全、公共安全和福利诚信方面的核心职责之间进行平衡。DHS已认定,继续使用自动延期,即仅凭续签申请的提交,就允许就业授权及相关安全证件的使用再持续长达540天,而无需美国公民及移民服务局(USCIS)先完成更新的审查、解决任何不利信息并认定该外国人仍然符合资格且(如适用)仍值得获得有利的自由裁量,这种做法与DHS当前的政策优先事项不符,此类政策优先事项尤其体现在第1415993号和第14161.94号行政命令之中。这些行政命令指示DHS对已经身处美国境内的外国人进行审查和甄别,达到93参见第14159号行政命令《保护美国人民免受入侵》,《联邦纪事》第90卷第8443页(2025年1月29日)94参见第14161号行政命令《保护美国免受恐怖主义和其他国家安全及公共安全威胁》,《联邦纪事》第90卷第8451页(2025年1月31日)。另参见第10949号总统公告《限制外国国民入境以保护美国免受外国恐怖分子和其他国家安全及公共安全威胁》,《联邦纪事》第90卷第24497页(2025年6月10日)。
The IFR and this final rule in contrast reflect a reassessment of that policy and how to balance those economic considerations against DHS’s core responsibilities for national security, public safety, and benefit integrity. DHS has determined that continued use of automatic extensions, which allow employment authorization and the related use of secure documentation to continue for up to 540 days based solely on the filing of a renewal application, before USCIS has completed updated vetting, resolved any derogatory information, and determined that the alien remains eligible and continues to merit a favorable exercise of discretion, if applicable, is not consistent with DHS’s current policy priorities reflected in, among others, E.O. 1415993 and 14161.94 Those E.O.s direct DHS to vet and screen aliens already present in the United States to the 93 See Executive Order 14159 “Protecting the American People Against Invasion,” 90 FR 8443 (Jan. 29, 2025) 94 See Executive Order 14161, “Protecting the United States from Terrorist and Other National Security and Public Safety Threats,” 90 FR 8451 (Jan. 31, 2025). See also Presidential Proclamation 10949, “Restricting the Entry of Foreign Nationals To Protect the United States From Foreign Terrorists and Other National Security and Public Safety Threats,” 90 FR 24497 (June 10, 2025).
最大可能的程度,以确保就业授权不会提供给未获授权的外国人,并查明可用于确保所有已经身处美国境内的外国人都得到最大程度审查和甄别的所有资源。
maximum degree possible, to ensure that employment authorization is not provided to unauthorized aliens, and to identify all resources that may be used to ensure that all aliens who are already in the United States, are vetted and screened to the maximum degree possible.
因此,终止自动延长就业授权文件的做法,能够提升就业授权申请裁决中的福利诚信,并通过确保外国人在获得就业授权之前已得到妥善审查,并被认定仍然符合资格(且如适用,仍值得获得有利的自由裁量),从而更好地保护公共安全和国家安全。DHS强调,其依据《移民与国籍法》第274A条、8 U.S.C. 1324a的规定,负有打击未经授权就业的职责,国会制定该条款的原因之一,是未经授权就业和非法移民对美国及其经济造成的不利负面影响。95鉴于上述指令,DHS现在更加重视安全和福利诚信方面的考量。
Accordingly, ending the practice of providing automatic extension of employment authorization documents enhances the benefit integrity in adjudications of employment authorization requests and better protects public safety and national security by ensuring that aliens are properly vetted and determined to continue to be eligible (and merit a favorable exercise of discretion, if applicable) for employment authorization before such authorization is provided to the alien. DHS emphasizes that it is charged with combating unauthorized employment in accordance with section 274A of the Act, 8 U.S.C. 1324a, which Congress implemented, among other reasons, because of the detrimental negative effect that unauthorized employment and illegal immigration has on the United States and the economy.95 In light of these directives, DHS is now placing greater weight on security and benefit integrity considerations.
DHS认识到,终止自动延期可能导致部分续签申请人的就业授权和/或EAD有效期出现暂时中断,如果其续签EAD申请的裁决未能在现有EAD到期前完成。此类中断可能导致受影响劳工工资损失、雇主产出损失及人员更替成本增加,并在中断期间造成相应的工资税和所得税缴纳减少。DHS还承认,此类影响可能更为95《移民与国籍法》第274A条、8 U.S.C. 1324a系作为1986年《移民改革与控制法》(Pub. L. 99-603)的一部分予以编纂,其目的包括通过对明知雇用无证件外国人的雇主设定处罚,以及禁止雇用因非法入境或所持移民身份不允许就业而无授权在美国工作的外国人,来控制美国的非法移民问题。参见H.R. REP. 99-682, 第46页, 1986 U.S.C.C.A.N. 5649, 第5649-5650页。立法历史显示,国会除其他事项外,还考虑了此前研究中关于非法移民不利影响的证据,这些证据表明有必要立法保护美国劳工和经济。参见,例如,H.R. REP. 99-682, 第46至52页, 1986 U.S.C.C.A.N. 5649, 第5649-5656页。
DHS recognizes that ending automatic extensions may result in temporary lapses in employment authorization and/or EAD validity for some renewal applicants if the adjudication of their renewal EAD application is not completed before their current EAD expires. Those lapses can lead to lost wages for affected workers, lost output and turnover costs for employers, and associated reductions in payroll and income tax contributions for the duration of the lapse. DHS also acknowledges that such impacts may be more 95 Section 274A of the Act, 8 U.S.C. 1324a was codified as part of the Immigration Reform and Control Act of 1986, Pub. L. 99-603, for the purpose of controlling illegal immigration to the United States by, among other things, establishing penalties for employers who knowingly hire undocumented aliens, and prohibit the employment of aliens who are unauthorized to work in the United States either because they entered the country illegally or are in an immigration status which does not permit employment. See H.R. REP. 99-682, 46, 1986 U.S.C.C.A.N. 5649, 5649-5650. The legislative history reflects that Congress considered, among other things, evidence of prior studies demonstrating the adverse impact of illegal immigration that warranted legislation to protect U.S. labor and the economy. See, e.g., H.R. REP. 99-682, 46 – 52, 1986 U.S.C.C.A.N. 5649, 5649 - 5656.
显著,特别是在EAD持有人占劳动力比例较大的某些地区、行业或社区,并且雇主和政府在适应这一变化的过程中可能面临过渡性挑战。
pronounced in certain localities, sectors, or communities where EAD holders represent a substantial share of the workforce, and that employers and governments may face transitional challenges as they adjust to this change.
尽管美国国土安全部(DHS)在预测未来受影响人群的规模及由此产生的宏观经济影响程度方面面临不确定性,但在若干假设条件下,DHS已对特定时间段内的受影响人群和成本影响进行了估算。如临时最终规则(IFR)及本序言前文所述,近年来,由于申请量变化、项目政策、资源水平及法院命令等因素的影响,就业授权文件(EAD)的处理时间一直在波动。DHS还实施了若干重大政策变更,例如缩小假释(parole)的适用范围,并使临时保护身份(TPS)及相关项目更好地符合法定标准,预计这些变更将随着时间推移大幅减少初次申请和续签EAD的数量。鉴于这一不断变化的环境,DHS对在缺乏自动延期的情况下可能出现工作许可中断的续签申请人数量的估计,以及由此得出的影响估计,很可能存在显著差异。因此,我们明确说明了用于作出上述估计所依据的假设和输入数据,并为其提供了数值范围。
While DHS faces uncertainty in projecting the size of any future affected population and the magnitude of resulting macroeconomic impacts, under several assumptions DHS has estimated the impacted population and cost-impacts for a specific window of time. As explained in the IFR and earlier in this preamble, EAD processing times have fluctuated over recent years due to changes in application volumes, programmatic policies, resource levels, and court orders. DHS has also undertaken significant policy changes, such as narrowing the use of parole and better aligning TPS and related programs with statutory criteria, that are expected to materially reduce initial and renewal EAD filings over time. Given this evolving environment, DHS estimates of the number of renewal applicants who might experience lapses in the absence of automatic extensions population, and the resultant impact estimates, likely face significant variation. For this reason, we clearly articulate the assumptions and inputs relied upon to make the estimates and provide ranges for them. .
关于评论者对税收减少和无偿医疗护理增加的担忧,DHS承认,在部分劳动者失业期间,其劳动所得减少可能会减少某些税款缴纳以及对雇主提供的医疗保险计划的供款。然而,税收总额和医疗成本取决于更广泛经济体系中的众多因素,DHS无法以足够的精确度将此类总体影响归因于本规则或对其进行预测,以支持针对本规则的量化估计。
With respect to commenters’ concerns about reduced tax revenues and increased uncompensated care, DHS acknowledges that lower earned income during periods when some workers are not employed could reduce certain tax payments and contributions toward employer-sponsored health coverage for those individuals. At the same time, total tax receipts and healthcare costs depend on numerous factors across the broader economy, and DHS cannot attribute or forecast such aggregate effects with sufficient precision to support a quantitative estimate specific to this rule.
DHS同样不认同终止自动延期将导致或要求大量工人转为未经授权就业的观点。96 尽管DHS承认未经授权的就业可能形成地下劳动力市场,在该市场中剥削行为更可能发生,执法也更为困难,但本规则并不要求也不纵容未经授权的就业。《移民与国籍法》(INA)禁止明知雇用未经授权外国人的行为,并对从事此类行为的雇主和外国人均规定了相应后果。参见INA第274A条,8 U.S.C. 1324a;8 CFR第274a部分。DHS将继续执行上述规定,并与劳工部及其他机构协调开展劳工权益执法和工人保护工作,不论其移民身份如何。本规则不改变现行的工人保护权限,也不改变联邦、州或地方实体调查和纠正劳动法违规行为的能力。
DHS also does not agree that ending automatic extensions will necessitate or require a shift of large numbers of workers into unauthorized employment.96 While DHS acknowledges that unauthorized work can create an underground labor market where exploitation is more likely and enforcement more difficult, this rule does not require or condone unauthorized employment. The INA prohibits the knowing employment of unauthorized aliens and establishes consequences for both employers and aliens who engage in such conduct. See INA sec. 274A, 8 U.S.C. 1324a; 8 CFR part 274a. DHS will continue to enforce those provisions, as well as coordinate with the Department of Labor and other agencies on labor-rights enforcement and protection of workers, regardless of immigration status. Nothing in this rule alters existing worker-protection authorities or the ability of Federal, State, or local entities to investigate and remedy labor law violations.
DHS进一步指出,本规则不改变就业授权的基本资格标准,也不妨碍续签申请人获得就业授权及/或EAD。符合条件的外国人仍可申请并获得续签的EAD,一旦该续签获得批准,便可通过合法就业继续为经济作出贡献。DHS预计,DHS已作出的其他政策变更将减少EAD申请量,再加上美国公民及移民服务局(USCIS)持续推进的流程改进和审慎的资源配置,将降低未来就业授权及/或EAD出现中断的频率和持续时间。97 DHS观察到,自2025年10月以来,I-765表格的申请数量呈下降趋势。参见本序言第IV.C.2.i.d节表1。
DHS further notes that this rule does not change underlying eligibility criteria for employment authorization or prevent renewal applicants from obtaining employment authorization and/or an EAD. Eligible aliens remain able to apply for and receive renewed EADs, and, once those renewals are approved, continue contributing economically through lawful employment. DHS expects that other policy changes that DHS has made will reduce EAD filing volumes, and when combined with ongoing process improvements and careful resource allocation within USCIS, will lessen the frequency and duration of any future lapses in employment authorization and/or EADs.97 DHS has seen falling numbers of I-765 applications since October 2025. See Table 1 in Section IV.C.2.i.d. of this preamble.
续签申请人可以进一步降低其出现临时中断的风险。96 鉴于USCIS当时的运营实际情况,将最长540天的自动延期期限永久化的最终规则所依据的是推测性假设。参见89 FR 101208, 101245(其中指出“本最终规则的目的是提供一项长期解决方案,以缓解因不可预测情况导致续签EAD申请处理时间大幅增加、从而需要未来采取紧急行动的可能性”)。
Renewal applicants can further reduce their risk of a temporary lapse in 96 The final rule making the up to 540-day automatic extension period permanent was based on speculative assumptions given the operational realities at USCIS at the time. See 89 FR 101208, 101245 (noting “the purpose of this final rule is to provide a long-term solution to mitigate the potential for unpredictable circumstances to significantly increase renewal EAD application processing times that would require future urgent action”).
97 关于2025年1月至2026年6月期间,最大的两个资格类别C08和C09的I-765表格申请人数量,参见本序言第IV.C.2.i.d节表1。
97 See Table 1 in Section IV.C.2.i.d. of this preamble for numbers of I-765 applicants from the largest eligibility categories, the C08 and C09, from January 2025 to June 2026.
尽量在适用法规和表格说明允许的最早时间提交就业授权申请,确保其申请中包含证明其持续符合资格所需的全部证据,从而使处理过程不会因补充证据请求(RFE)而延误,并随时了解美国公民及移民服务局(USCIS)发布的最新处理时间信息。98申请人的妥善规划,连同预期中整体就业授权文件(EAD)需求的减少,可能有助于减轻任何临时性中断的影响程度。
employment authorization by filing as early as permitted under applicable regulations and form instructions, ensuring that their application includes all evidence needed to establish continued eligibility so that processing is not delayed by a Request for Evidence, and by keeping informed of current processing-time information posted by USCIS.98 Proper planning by applicants, together with anticipated reductions in overall EAD demand, may help mitigate the extent of any temporary disruptions.
如上文所述,国土安全部(DHS)认为,取消自动延期所带来的公共安全、国家安全和福利诚信方面的益处,超过了评论者所指出的潜在宏观经济和地方经济成本。终止自动延长就业授权文件的做法,增强了就业授权申请裁决中的福利诚信,并通过确保外国人在获得就业授权之前经过适当审查并被认定持续符合资格(如适用,还需获得自由裁量权的有利行使),更好地保护了公共安全和国家安全。
As discussed above, DHS believes the public safety, national security and benefit-integrity benefits of eliminating automatic extensions outweigh the potential macroeconomic and local economic costs identified by commenters. Ending the practice of providing automatic extension of employment authorization documents enhances the benefit integrity in adjudications of employment authorization requests and better protects public safety and national security by ensuring that aliens are properly vetted and determined to continue to be eligible (and merit a favorable exercise of discretion, if applicable) for employment authorization before such authorization is provided to the alien.
iii. 对特定移民类别的救济 a. 对难民、庇护获得者、庇护申请人、无人陪伴外国儿童(UAC)及其他人道主义类别的影响 评论意见:多位评论者表示,难民、庇护获得者、临时保护身份(TPS)受益人、《反对妇女暴力法》(VAWA)自我申请人及无人陪伴儿童将因工作授权中断而受到不成比例的伤害,原因在于他们的脆弱性、获得公共福利的渠道有限(这使得工作授权对其福祉至关重要),以及他们依赖工作来维持生计、安全和融入社会。一位评论者指出,临时最终规则(IFR)不仅会破坏劳动力队伍的稳定,还会给难民、庇护获得者(包括那些申请尚未裁决者)及其他98 USCIS在USCIS.gov上公布案件处理时间,并定期更新。参见USCIS,案件处理时间,https://egov.uscis.gov/processing-times(最近访问日期为2026年5月8日)。人道主义入境者及其家庭造成不应有的痛苦和持久伤害,而这一切仅仅是由于政府的处理延误以及该群体因就业中断所受到的影响所致。一些评论者表示担忧,特定国籍的庇护申请人,包括海地人、乌克兰人、亚裔美国人及太平洋岛民以及阿富汗人,受临时最终规则的影响尤为不成比例。此外,其中一些评论者指出,这些外国人并非通过未知或非正式途径入境,而是通过已知的、经过审查的人道主义项目入境,他们是遵纪守法、具有生产力的个人,曾使政府和经济受益。因此,尽管同时承认该部在福利诚信、安全审查方面的利益,以及使政策与近期强调执法和严格审查的行政指令保持一致的利益,一位评论者仍主张采取一种狭义的、基于风险的方法,在保留临时最终规则核心逻辑的同时,避免对经过审查的人道主义群体造成“全有或全无”的结果。
iii. Relief for Specific Immigration Categories a. Impact on Refugees, Asylees, Asylum Seekers, Unaccompanied Alien Children (UACs), and Other Humanitarian Categories Comment: Multiple commenters stated that refugees, asylees, TPS beneficiaries, VAWA self-petitioners, and unaccompanied children will be disproportionately harmed by gaps in work authorization because of their vulnerability, limited access to public benefits, which makes work authorization crucial to their wellbeing, and reliance on work to support themselves, safety, and integration. A commenter indicated that the IFR would not only destabilize the workforce, but would inflict unconscionable distress and cause lasting harm to refugees, asylees (including those with pending claims) and other 98 USCIS publishes case processing times on USCIS.gov that are regularly updated. See USCIS, Case Processing Times, https://egov.uscis.gov/processing-times (last visited May 8, 2026). humanitarian entrants and their families, solely on account of the government’s processing delay and the impact of lapses in employment on this population. Some commenters expressed concern that asylum seekers of specific nationalities including Haitians, Ukrainians, Asian Americans and Pacific Islanders, and Afghans were disproportionally affected by the IFR. Additionally, some of these commenters indicated that these aliens did not enter through an unknown or informal process but known, vetted and humanitarian programs, and are law-abiding and productive individuals that benefited the government and the economy. For that reason – while at the same time acknowledging the Department’s interest in benefit integrity, security vetting, and aligning policies with recent executive directives emphasizing enforcement and careful screening, a commenter advocated for a narrow, risk-sensitive approach that preserves the core logic of the interim final rule while avoiding an “all or nothing” outcome for the vetted humanitarian population.
另一位评论者指出,取消EAD自动延期将对通过《反对妇女暴力法》(VAWA)获得身份的人员,尤其是亚裔美国人及太平洋岛民女性,造成严重后果,这些女性尤其容易受到此类伤害,因为工作中断可能迫使她们陷入不安全的处境或依赖施虐伴侣。其他评论者表示,获得就业授权为性别暴力幸存者提供了安全感、稳定性和更好的生活质量。一位评论者解释说,施虐者通常滥用移民制度,例如以扣留、撤回或破坏移民申请作为威胁手段,以此作为控制和恐吓的工具,并预测该规则将加剧这一问题。该意见提请注意EAD续签申请裁决中存在的积压问题,并预测由于就业中断,幸存者及其家庭将面临困境。
Another commenter remarked that the removal of the automatic extension of EADs would have severe consequences for those obtaining status through the Violence Against Women Act (VAWA), in particular Asian American and Pacific Islander women, who are particularly vulnerable to these harms, as work interruptions can force them into unsafe situations or dependence on abusive partners. Others indicated that access to employment authorization offers safety, stability, and a better quality of life for survivors of gender-based violence. One commenter explained that abusers commonly misuse the immigration system, for example, by threatening to withhold, withdraw, or sabotage immigration filings, as a means of control and intimidation, and predicted the rule would exacerbate this problem. This submission called attention to backlogs in adjudicating EAD renewal applications and predicted hardships for survivors and families due to lapses in employment.
一位评论者表示担忧,称无人陪伴儿童和青少年将受到负面影响。该评论者指出,年轻的寻求保护者,即使是那些尚不具备工作资格的人,也经常依赖就业authorization文件(EAD)作为一种政府身份证明形式,以获取心理、教育和住房服务等基本社会服务和照护。该评论者还表示,EAD“为年龄较大的青少年获得关键的就业和培训机会提供了便利”。答复:国土安全部(DHS)理解,难民、庇护获准者、庇护申请人、临时保护身份(TPS)受益人、《针对妇女暴力行为法》(VAWA)自我申请人、无人陪伴儿童以及其他人道主义群体,如果经历就业授权和(或)EAD有效期中断,可能特别容易遭受困难。正如临时最终规则(IFR)中就所有申请人(包括人道主义项目中的申请人)所认识到的那样,国土安全部深知就业授权和(或)EAD有效期的中断可能对个人外侨及其家庭产生影响。许多在美国的申请人可能曾逃离迫害、暴力或灾难,获得公共福利的渠道可能有限,并且往往高度依赖就业授权来维持自身及家人的生活,并融入其所在社区。
A commenter expressed concern that unaccompanied children and youth would be negatively impacted. The commenter said that young protection seekers, even those not yet eligible to work, often rely on EADs as a form of government identification to access essential social services and care such as psychological, education, and housing services. The commenter also said that EADs “facilitate critical access to jobs and training opportunities for older youth.” Response: DHS understands that refugees, asylees, asylum applicants, TPS beneficiaries, VAWA self-petitioners, unaccompanied children, and other humanitarian populations may be particularly vulnerable to hardship if they experience lapses in employment authorization and/or EAD validity. As recognized in the IFR for purposes of all applicants, including those in humanitarian programs, DHS is cognizant that a lapse in employment authorization and/or EAD validity may impact individual aliens, and their families. Many applicants in the United States may have fled persecution, violence, or disaster, may have limited access to public benefits, and often rely heavily on employment authorization to support themselves and their families and to integrate into their communities.
本规则并未取消上述任何类别人员获得就业授权的资格。难民和庇护获准者(不包括庇护申请人)根据8 CFR 274a.12(a)条款,凭借其身份即可获得就业授权。只要其维持该身份,无论作为该授权证明所签发的任何EAD上标明的有效期届满日期如何,他们均可继续工作。同样,拥有待决庇护申请的外侨可根据8 CFR第208部分和8 CFR第274a部分的规定申请就业授权。TPS受益人同样根据《移民与国籍法》第244条(8 U.S.C. 1254a)及其实施细则(8 CFR第244部分)获得就业授权,与TPS相关的证明文件延期仍可依照法律或《联邦公报》通知继续提供。本规则不改变这些基本的资格认定框架。
This rule does not eliminate access to employment authorization for any of these categories. Refugees and asylees (not including asylum applicants) remain employment authorized incident to their status under 8 CFR 274a.12(a); they may continue to work so long as they maintain that status, regardless of the expiration date on any EAD issued as evidence of that authorization. Similarly, aliens with a pending asylum application may apply for employment authorization in accordance with the regulations provided at 8 CFR part 208 and 8 CFR part 274a. TPS beneficiaries likewise receive employment authorization consistent with section 244 of the Act, 8 U.S.C. 1254a, and its implementing regulations at 8 CFR 244, and TPS-related extensions of documentation may continue to be provided by law or Federal Register notice. This rule does not change those underlying eligibility frameworks.
IFR与本最终规则仅仅终止了这样一种做法,即仅凭2025年10月30日或之后提交的续签申请,就自动延长EAD的有效期,以及对于并非凭借身份即获授权的类别,自动延长随附的就业授权,但法律或《联邦公报》通知另行规定延期的情形除外(例如某些与TPS相关的文件)。国土安全部已确定,自动延长就业授权和(或)EAD,即便是针对弱势群体,也存在相同的根本性问题:即在美国公民及移民服务局(USCIS)就新信息(包括潜在的犯罪记录或其他不利信息)确定申请人是否持续符合资格、以及(如适用)是否应获得有利裁量权之前,这种做法仅凭一份待决的续签申请,便允许当事人继续获得就业授权并使用安全证件长达540天之久。
The IFR and this final rule simply end the practice of automatically extending the validity of EADs and, for categories not authorized incident to status, attendant employment authorization based solely on the filing of a renewal application on or after October 30, 2025, except where extensions are provided by law or Federal Register notice (such as certain TPS-related documents). DHS has determined that automatic extensions of employment authorization and/or EADs, even for vulnerable populations, present the same underlying concern: they allow continued employment authorization and use of secure documentation for up to 540 days based solely on a pending renewal application, before USCIS has determined continued eligibility and that the applicant merits a favorable exercise of discretion (if applicable) in light of any new information, including potential criminal or other derogatory information.
与第99号行政命令及本部的使命保持一致,国土安全部(DHS)认为,在解决这一核心安全与福利诚信问题的同时,为特定类别申请人维持单独的自动延期制度是不合理的。即便按照某评论者建议的方式,针对人道主义项目采取基于风险的做法,也无法解决以下核心问题,即一些外国人可能在未经更新的审查和裁决的情况下继续获得就业许可,并有可能利用相关文件获取其他福利。本部因此选择了一种统一的做法,将相同原则适用于所有受影响的类别。国土安全部承认,如果续签裁决未能在申请人现有就业许可文件(EAD)到期前完成,部分庇护申请人和其他人道主义申请人的就业许可可能会出现暂时性中断。尤其是庇护申请人,根据现行法规,其获得公共福利的渠道可能有限,收入中断可能难以承受。99 见第14159号行政命令《保护美国人民免受入侵》,联邦公报第90卷第8443页(2025年1月29日);第14161号行政命令《保护美国免受恐怖主义及其他国家安全与公共安全威胁》,联邦公报第90卷第8451页(2025年1月31日);第10949号总统公告《限制外国国民入境以保护美国免受外国恐怖分子及其他国家安全与公共安全威胁》,联邦公报第90卷第24497页(2025年6月10日)。
Consistent with Executive Orders99 and the Department’s mission, DHS does not believe that it is reasonable to maintain a separate automatic extension regime for particular categories of applicants, while at the same time addressing this core security and benefit integrity issue. Even a risk-based approach for humanitarian programs, as a commenter suggested, would fail to address the core concern that some aliens could continue employment authorization, and potentially use associated documents to obtain other benefits, without updated vetting and adjudication. The Department has instead chosen a uniform approach that applies the same principle across affected categories. DHS acknowledges that some asylum applicants and other humanitarian applicants may experience temporary lapses in employment authorization if renewal adjudications are not completed before their current EADs expire. Asylum applicants, in particular, may have limited access to public benefits under existing statutes, and gaps in 99 See Executive Order 14159 “Protecting the American People Against Invasion,” 90 FR 8443 (Jan. 29, 2025); Executive Order 14161, “Protecting the United States from Terrorist and Other National Security and Public Safety Threats,” 90 FR 8451 (Jan. 31, 2025); Presidential Proclamation 10949, “Restricting the Entry of Foreign Nationals To Protect the United States From Foreign Terrorists and Other National Security and Public Safety Threats,” 90 FR 24497 (June 10, 2025).
国土安全部考虑了这些因素,但认为这些因素并不足以超越以下必要性,即确保每次就业许可和/或就业许可文件(EAD)的续签,只有在美国公民及移民服务局(USCIS)完成适当审查,并确定申请人持续符合资格、且(如适用)继续值得给予有利的自由裁量后,方可予以批准。
income may be difficult to absorb. DHS considered these factors but concluded that they did not outweigh the need to ensure that each renewal of employment authorization and/or an EAD is granted only after USCIS has completed appropriate vetting and determined that the applicant continues to be eligible and continues to merit a favorable exercise of discretion, if applicable.
国土安全部指出,与本规则无关的是,根据现行法律,庇护身份和难民身份可赋予或可能导致获得某些公共福利的资格,且某些其他弱势群体也可能有资格获得专项支持项目。100 本规则并未改变这些制度框架。
DHS notes that, separate from this rule, asylum and refugee status confers or may lead to eligibility for certain public benefits under existing law, and certain other vulnerable groups may be eligible for specialized support programs.100 Those frameworks are not altered by this rule.
此外,国土安全部已采取措施,减少可能延误善意人道主义申请人裁决的无实质内容或无依据申请的激励因素,从而寻求改善具有正当诉求申请人的办理程序。例如,在过去四年中,美国公民及移民服务局(USCIS)发现了令人担忧的新申请趋势,包括《反对妇女暴力法》(VAWA)自我申请申请总量增长了360%。101 当不合格的外国人滥用VAWA项目时,会造成重大的办理延误,损害具有合法诉求的幸存者的利益。102 2025年12月22日,美国公民及移民服务局(USCIS)采取措施解决这些问题,更新了《USCIS政策手册》中的指导意见,以简化和明确所提交证据的要求,并减少对证据请求(RFE)和拟拒绝通知(NOID)的需求,以及其他澄清性修改。103 关于无人陪伴儿童和青少年,本规则不改变任何100 参见美国卫生与公众服务部《家庭暴力事实清单》(讨论移民家庭暴力幸存者获得卫生与公众服务部资助服务的情况),https://www.hhs.gov/civil-rights/for-individuals/special-topics/national-origin/domestic-violence/index.html(最近一次修订于2012年8月22日)。
In addition, DHS has taken steps to reduce incentives for frivolous or non-meritorious filings that might delay adjudications for bona fide humanitarian applicants, thereby seeking to improve processing for those with meritorious claims. For example, in the past four years, USCIS has seen alarming new filing trends, including a 360% overall increase in VAWA self-petition filings.101 When unqualified aliens misuse the VAWA program, it causes significant processing delays, harming survivors with legitimate claims.102 On December 22, 2025, USCIS took steps to address these issues by updating guidance in the USCIS Policy Manual to streamline and clarify the expectations of submitted evidence and reduce the need for Requests for Evidence and Notices of Intent to Deny, among other clarifying changes.103 With respect to unaccompanied children and youth, this rule does not change any 100 See, e.g., U.S. Department of Health and Human Services, Domestic Violence Fact Sheet (discussing access to HHS funded services for immigrant survivors of domestic violence), https://www.hhs.gov/civil- rights/for-individuals/special-topics/national-origin/domestic-violence/index.html (last revised Aug. 22, 2012).
101 参见美国公民及移民服务局(USCIS),《USCIS在发现普遍欺诈后恢复VAWA家庭虐待项目的诚信》,https://www.uscis.gov/newsroom/alerts/uscis-restores-integrity-to-the-vawa-domestic-abuse-program-after-finding-rampant-fraud(最近一次更新于2025年12月22日)。
101 See USCIS, USCIS Restores Integrity to the VAWA Domestic Abuse Program After Finding Rampant Fraud, https://www.uscis.gov/newsroom/alerts/uscis-restores-integrity-to-the-vawa-domestic-abuse- program-after-finding-rampant-fraud (last updated Dec. 22, 2025).
102 同上。
102 Id.
103 参见美国公民及移民服务局(USCIS),《USCIS政策提醒:反对妇女暴力法》,编号PA-2025-33(最近一次更新于2025年12月22日)。
103 See USCIS, USCIS Policy Alert: Violence Against Women Act, PA-2025-33 (last updated Dec. 22, 2025).
适用于该群体的法定保护或程序性保障措施。104 就有资格获得就业许可的无人陪伴儿童和青少年为参加有效就业目的的职业培训机会而申请就业许可文件而言,他们仍然有资格提出申请,并在获批后依照现行法规开展工作。该临时最终规则及本最终规则均不影响或阻止将有效的就业许可文件用作身份证件,它们只是终止了对在2025年10月30日或之后提交的某些就业许可类别中,已及时提交延期申请的外国人自动延长其就业许可文件有效期的做法。国土安全部(DHS)认识到人道主义群体的高度脆弱性,并将继续依照法定保护措施和人道主义目标管理这些项目。然而,国土安全部认为,本规则所依据的核心原则,即在未完全完成裁决审查及相关审查程序(包括解决审查过程中发现的任何不利信息)之前,不应自动延长更新的就业许可,必须在受影响的各类别中一致适用,以履行国土安全部在国家安全、公共安全和福利诚信方面的职责。正如临时最终规则中详细说明的那样,在未完全完成包括适当审查在内的裁决审查的情况下授予福利,违背了国土安全部的法定使命,并对美国人民的安全与安保构成威胁。105 b. 对以就业为基础的非移民、其受抚养人及以就业为基础的绿卡申请人的影响 评论:多位评论者对取消H-4受抚养配偶就业许可文件自动延期表示关切。部分评论者表示,104 参见,例如《2008年威廉·威尔伯福斯反人口贩运保护重新授权法案》,公法110-457号(2008年12月23日)。
statutory protections or procedural safeguards applicable to that population.104 To the extent that employment-eligible unaccompanied children and youth seek EADs to participate in job training opportunities for valid employment purposes, they remain eligible to apply and, if approved, to work consistent with existing regulations. The IFR and this final rule do not impact or prevent the use of valid EADs as identity documents; they simply end the practice of automatically extending the validity of employment authorization documents for aliens who have timely filed an application to renew their EAD in certain employment authorization categories filed on or after October 30, 2025. DHS recognizes the heightened vulnerability of humanitarian populations and will continue to administer those programs consistent with statutory protections and humanitarian objectives. However, DHS concludes that the core principle underlying this rule, namely that renewed employment authorization should not be automatically extended without fully completing the adjudicative review and the related vetting, including resolution of any derogatory information identified during the vetting process -- must be applied consistently across affected categories to fulfill DHS’s national security, public safety, and benefit integrity responsibilities. As explained in detail in the IFR, granting benefits without fully completing the adjudicative review, which includes proper vetting, is contrary to the statutory mission of DHS and poses a threat to the safety and security of the American people.105 b. Impact on Employment-Based Nonimmigrants, Their Dependents, and Employment-Based Green Card Applicants Comment: Multiple commenters expressed concern about the removal of automatic extensions of EADs for H-4 dependent spouses. Some commenters said that 104 See, e.g., William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008, Pub. L. 110- 457 (Dec. 23, 2008).
105 参见,例如《众议院第4567号法案会议报告》[第108-774号报告],《为截至2005年9月30日财政年度拨付国土安全部经费》,第74页(2004年10月9日),https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (建议除其他事项外,设立一个机构,在授予移民福利之前对每位申请人、受益人及申请人进行“执法/背景审查”)。取消就业许可文件自动续期不成比例地损害了女性的利益,因为女性占H-4就业许可持有人的大多数。多位评论者担心H-4非移民依赖其配偶的H-1B身份,这造成了脆弱性。
105 See, e.g., Conference Report to accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74 (Oct. 9, 2004), https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (recommending, among other things, the creation of an organization to conduct “law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.”). eliminating automatic EAD renewal disproportionately harms women, who make up most H-4 EAD holders. Multiple commenters raised concerns that H-4 nonimmigrants are dependent on their spouses’ H-1B status, creating vulnerabilities.
多位评论者指出,目前H-4就业许可申请的处理时间经常超过建议的在现有就业许可到期前180天提交申请的期限,并认为取消自动延期将导致许多外国人失去就业许可,面临不可避免的工作中断。评论者表示,无论是劳工部还是国土安全部在H-1B处理上的延误,都可能对H-4非移民的身份及其就业许可申请产生不利影响,使及时提交申请复杂化。
A number of commenters remarked that current processing times for H-4 EAD applications frequently exceed the recommended filing time of 180 days prior to the current EAD’s expiration and argued the removal of automatic extensions would result in many aliens losing employment authorization and facing unavoidable work gaps. Commenters said that delays in H-1B processing, from either the Department of Labor or DHS, could adversely affect an H-4 nonimmigrant’s status and application for an EAD, complicating timely filing.
其他评论者认为,取消自动延期将显著降低H-4非移民的可雇佣性,并将造成包括家庭收入和储蓄中断、配偶及子女医疗保险终止、可能被驱逐或无法履行抵押贷款义务、心理压力和医疗困境、雇主管理I-9重新核实的行政负担以及工作中断等不利影响。
Other commenters suggested that removing the automatic extension would significantly reduce the employability of H-4 nonimmigrants and will cause adverse effects including family income and savings disruption, termination of health insurance for spouses and children, possible eviction or inability to meet mortgage obligations, psychological stress and medical hardship, administrative burden on employers managing I-9 reverifications, and work interruptions.
其他评论者表示,H-4就业许可持有人通过其专业工作和纳税为经济做出了重大贡献,已经过美国公民及移民服务局(USCIS)的全面审查,并积极为其所在社区做出贡献。评论者指出,对于一个已获得充分审查和证明的合法居民群体,缺乏合理的延期期限不利于稳定移民体系这一目标的实现。因此,一位评论者敦促国土安全部重新考虑该临时最终规则,或恢复此前的自动延期期限,或将其延长至至少240天,以与当前USCIS的处理时限保持一致,或将C26等已经过多次审查的合法居民类别予以豁免。
Other commenters said that H-4 EAD holders contribute significantly to the economy through their specialized work and through taxes; have been thoroughly vetted by USCIS; and are actively contributing to their communities. The commenters indicated that the lack of a reasonable extension period for a fully vetted and documented population of legal residents is counterproductive to the goals of a stable immigration system. Therefore, one commenter urged DHS to reconsider this IFR, or revert to the previous duration of the automatic extension or extend it to at least 240 days, to align with the current USCIS processing timelines or exempt certain categories like C26 and other legal resident categories who are already vetted multiple times.
其他评论人员强调了临时最终规则(IFR)对企业的影响,因为企业依赖稳定且获得授权的劳动力队伍来履行客户承诺、推动创新并支持美国经济增长。该评论人员总结认为,临时最终规则将主要影响H-4和L-2受抚养人,其工作许可文件(EAD)续签本已面临严重的处理延误,这反过来会扰乱项目进度、增加行政负担,并给雇员及其家庭造成重大的经济和情感困扰。许多人还认为他们可能失去工作授权,从而影响他们本人以及雇用他们的美国公民。许多人敦促美国公民及移民服务局(USCIS)保留自动延期政策,以减少积压、改善裁决、减少对企业(包括小型企业)的干扰,并提升美国的全球竞争力。
回应:本规则不改变H-4、L-2或其他基于雇佣关系的受抚养人申请工作授权和/或EAD的基本资格。本最终规则也不改变基于雇佣的调整身份申请人在其I-485表格申请待决期间申请EAD的资格。对于那些工作授权附随于其身份、且不一定以EAD证明的非移民(例如,某些在I-94表格上有适当注记的L-2配偶),只要其基础非移民身份持续有效,该授权即持续有效,与是否单独持有EAD无关。对于根据8 CFR 274a.12(c)条款获得工作授权的人员,该授权的续签仍属自由裁量且有时间限制。
Other commenters highlighted the effects of the IFR on business as they are relying on a stable and authorized workforce to meet client commitments, drive innovation, and support U.S. economic growth. This commenter concluded that the IFR would primarily affect H-4 and L-2 dependents whose EAD renewals already face significant processing delays, which in turn disrupts projects, increases administrative burdens and cause significant financial and emotional distress to the employees and their families. Many also believed that they could lose their authorization to work, impacting them and the U.S. citizens they employ. Many urged USCIS to retain the automatic extensions to reduce backlogs and improve adjudication, reduce disruptions to businesses, including small-businesses, and increase America’s global competitiveness. Response: This rule does not change the underlying eligibility of H-4, L-2, or other employment-based dependents to apply for employment authorization and/or EAD. This final rule also does not alter the eligibility of employment-based adjustment applicants to seek EADs while their Form I-485 applications are pending. For nonimmigrants whose employment authorization is incident to status and not necessarily evidenced by an EAD (for example, certain L–2 spouses with appropriate notation on their Form I–94), that authorization continues for so long as the underlying nonimmigrant status remains valid, irrespective of any separate EAD. For those whose employment authorization is granted under 8 CFR 274a.12(c), renewal of that authorization remains discretionary and time limited.
与所有在临时最终规则生效前有资格获得工作许可文件有效期自动延长的非移民类别一样,本规则仅取消了一项做法,即仅基于在2025年10月30日或之后及时提交的EAD续签申请,而自动延长EAD有效期以及(如适用)相应工作授权的做法。国土安全部(DHS)承认,鉴于目前和历史上某些受抚养人类别和基于雇佣类别EAD的处理时间,以及完成申请的全面裁决和审查所需的步骤,存在美国公民及移民服务局可能无法在旧卡到期前完成每份续签申请裁决的风险。在此类情况下,受影响的受抚养人和身份调整申请人可能会经历工作授权的暂时中断,并对收入、福利和职业连续性产生相关影响。雇主如果无法在续签待决期间留用这些雇员,也可能面临运营中断。
As is the case for all nonimmigrant classifications who were eligible to receive an automatic extension of the validity of employment authorization documents prior to the IFR, this rule eliminates only the practice of providing an automatic extension of the EAD validity and, where applicable, attendant employment authorization based solely on a timely filed renewal EAD application on or after October 30, 2025. DHS acknowledges that, given current and historical processing times for some dependent and employment- based EAD categories, as well as the steps needed to fully adjudicate and vet an application, there may be a risk that USCIS may not complete adjudication of every renewal application before the prior card expires. In such cases, affected dependents and adjustment applicants may experience temporary lapses in employment authorization and associated impacts on income, benefits, and career continuity. Employers may also face disruptions if they are unable to retain those employees pending renewal.
国土安全部已审慎权衡上述影响与其自身职责,即确保只有在美国公民及移民服务局完成适当审查,并确定申请人持续符合资格且(如适用)值得获得自由裁量的有利处理之后,方可授予续签的工作授权。H-4、L-2以及基于雇佣的身份调整申请人的自动延期,与其他类别的自动延期存在相同的根本性安全和项目完整性问题:在美国公民及移民服务局依据任何新信息(包括可能存在的工作授权不合格情形,或潜在的犯罪记录或其他不利信息)确定申请人是否持续符合资格之前,这些延期仅凭一份待决申请,就允许申请人在长达540天的时间内继续获得工作授权,并使用表面上已过期的安全证件。基于上述原因,国土安全部拒绝为任何一个子类别的EAD续签申请人(包括基于雇佣关系的受抚养人或身份调整申请人)保留任何期限的自动延期。106 设立例外情形将延续这一核心问题,即某些外国人可能在未经更新审查和裁决的情况下继续获得工作授权,并可能利用相关证件获取其他福利。国土安全部因此选择了统一的处理方式,对所有受影响类别适用相同的原则。
DHS has carefully weighed these impacts against its responsibility to ensure that renewed employment authorization is granted only after USCIS has completed appropriate vetting and determined that the applicant continues to be eligible and merit a favorable exercise of discretion, if applicable. Automatic extensions for H-4, L-2, and employment-based adjustment applicants present the same underlying security and program integrity concerns as automatic extensions for other categories: they allow continued employment authorization and use of facially expired secure documentation for up to 540 days based solely on a pending application, before USCIS has determined continued eligibility in light of any new information, including potential ineligibility for employment authorization or potential criminal or other derogatory information. For these reasons, DHS declines to preserve automatic extensions of any length for any subset of renewal EAD applicants, including employment-based- dependents or adjustment applicants.106 Providing carve outs would perpetuate the core concern that some aliens could continue employment authorization, and potentially use associated documents to obtain other benefits, without updated vetting and adjudication. The Department has instead chosen a uniform approach that applies the same principle across affected categories.
美国国土安全部(DHS)指出,许多基于就业的就业许可文件(EAD)与其他福利申请相关联(例如,主申请人非移民身份延期或调整身份申请),106 参见90 FR 48799, 48810(讨论DHS对替代方案的考虑,例如EAD的较短自动延期,并阐述了否决替代方案所依据的安全与资格方面的考量)。并且美国公民及移民服务局(USCIS)正在努力在可操作的情况下简化和协调处理流程。USCIS将继续探索流程改进措施,以进一步减少未来出现积压的可能性,包括在法律授权的情况下扩大使用加急处理或其他工具的可能性,同时确保安全性和诚信性不受损害。
DHS notes that many employment-based EADs are linked to other benefit requests (for example, principal nonimmigrant extensions or adjustment applications) and 106 See 90 FR 48799, 48810 (discussing DHS consideration of alternatives, such as shorter automatic extensions of EADs and outlining the security and eligibility concerns underlying rejection of alternatives). that USCIS is engaged in efforts to streamline and coordinate processing where operationally feasible. USCIS will continue to explore process improvements to further reduce the potential for future backlogs, including the potential for expanded use of premium processing or other tools where authorized by statute, while ensuring that security and integrity are not compromised.
DHS认识到基于就业的非移民及其家属以及身份调整申请人所作出的重要经济和个人贡献,也认识到就业授权中断可能给这些外国人、其雇主,或这些外国人凭借其EAD所开办和经营的企业带来的影响。然而,DHS认为,有必要确保仅在对继续符合资格进行全面裁决审查(包括在适用情况下是否应获得有利的自由裁量权行使)并经过审查核实之后,才延长更新的就业授权,这与当前的国家安全和公共安全优先事项相一致,因此有理由对这些类别也终止自动延期,并且这一理由超过了就业授权暂时中断可能带来的影响。
DHS recognizes the important economic and personal contributions of employment-based nonimmigrants, their families, and adjustment applicants, and the disruption that lapses in employment authorization may cause for these aliens, their employers, or to the businesses that these aliens may have opened and operated based on their EAD. Nevertheless, DHS concludes that the need to ensure that renewed employment authorization is extended only after full adjudicative review for continued eligibility (including whether the applicant merits a favorable exercise of discretion, if applicable) and vetting, consistent with current national security and public safety priorities, justifies ending automatic extensions for these categories as well and outweighs the potential impacts of temporary lapses in employment authorization.
6. 澄清请求意见:一位评论者要求USCIS确认,递交申请的日期决定自动延期的资格。具体而言,该评论者寻求确认,所有在2025年10月30日之前及时递交申请的人,无论其现有EAD何时到期,都将获得自动延期。
6. Clarification Request Comment: A commenter requested that USCIS confirm that the filing date governs eligibility for automatic extensions. Specifically, the commenter sought to confirm that all timely filers before October 30, 2025, would receive automatic extensions, regardless of when their current EAD expired.
回应:临时最终规则(IFR)107 以及本最终规则,均不影响在2025年10月30日之前已自动延期的EAD的效力,也不影响依法律或联邦公报通知另行自动延期的EAD的效力。根据2025年10月30日前有效的法规,要获得自动延期,符合条件的续签申请必须满足以下条件:
Response: The IFR,107 and this final rule, do not impact the validity of EADs that were automatically extended prior to October 30, 2025, or which are otherwise automatically extended by law or Federal Register notice. To have received an automatic extension under the regulation in effect prior to October 30, 2025, an eligible renewal application must have met the following conditions:
107 参见90 FR 48799, 48799(2025年10月30日)。
107 See 90 FR 48799, 48799 (Oct. 30, 2025).
•该外国人必须在其EAD到期前及时提交就业授权和/或EAD续签申请。参见8 CFR 274a.13(d)(1)(i);108 •该外国人的就业授权和/或EAD续签申请必须已于2025年10月30日之前正式提交,109 无论EAD何时到期;
•The alien must have timely filed an application to renew the employment authorization and/or EAD before the EAD expires. See 8 CFR 274a.13(d)(1)(i);108 •The alien’s application to renew the employment authorization and/or EAD must have been properly filed before October 30, 2025,109 irrespective of when the EAD expired;
•续签EAD申请所依据的就业授权类别,必须与即将到期的EAD正面所列类别相同,或者,对于获批临时保护身份(TPS)的外国人,其EAD系根据8 CFR 274a.12(a)(12)或(c)(19)签发;并且•该外国人申请就业授权的资格在EAD到期后仍持续有效,且该资格所依据的就业授权类别不要求在裁决续签申请之前先裁决相关的基础申请或请愿书,该情形可能已在USCIS网站上公布。110 对于符合上述条件的外国人,表面上已过期(“表面过期”)的EAD,在与USCIS邮寄给申请人的《行动通知》(I-797C表)结合使用时,自EAD正面所列到期日起最长540天内,仍视为未过期,前提是该通知表明基于同一108 TPS受益人必须在适用的联邦公报通知规定的重新登记期内提交申请;参见81 FR 82398, 82455(2016年11月18日)。就业授权类别的续签申请已及时提交(即USCIS签发的I-765表收据通知上的收件日期早于EAD到期日,且在2025年10月30日之前)。
•The renewal EAD application is based on the same employment authorization category shown on the front of the expiring EAD or, for an alien approved for TPS, whose EAD was issued pursuant to either 8 CFR 274a.12(a)(12) or (c)(19); and •The alien’s eligibility to apply for employment authorization continued notwithstanding the expiration of the EAD and was based on an employment authorization category that does not require the adjudication of an underlying application or petition before the adjudication of the renewal application, as may have been announced on the USCIS website.110 For aliens who meet these requirements, an EAD that appears on its face to be expired (“facially expired”) is considered unexpired for up to 540 days from the expiration date on the front of the EAD when combined with a Notice of Action (Form I- 797C) that USCIS mails to an applicant, indicating a timely filing (i.e., the receipt notice for the Form I-765 issued by USCIS has a receipt date that is prior to the expiration date on the EAD and before October 30, 2025) of the renewal application based on the same 108 TPS beneficiaries must have filed during the re-registration period in the Applicable Federal Register notice; see 81 FR 82398, 82455 (Nov. 18, 2016).
109 若要在2025年10月30日之前妥善提交,外国人必须已提交其申请,使美国公民及移民服务局(USCIS)在2025年10月29日或之前实际收到经妥善签署的申请及所需费用。参见8 CFR 103.2(a)(7)(i)。因此,在2025年10月30日之前已提交但尚未被收到的申请,其外国人不符合自动延期的资格。 110 名为“自动就业授权文件(EAD)延期”的网页鉴于本临时最终规则(IFR)已被存档,但该网页仍可在以下网址查看:https://www.uscis.gov/archive/automatic-employment-authorization-document-ead-extension(最后更新于2025年10月29日)。
109 To have been properly filed before October 30, 2025, the alien must have submitted their application so that USCIS actually received the properly signed application, with required fees, on or before October 29, 2025. See 8 CFR 103.2(a)(7)(i). Accordingly, an alien whose application was submitted but not yet received before October 30, 2025, is ineligible for the automatic extension. 110 The website entitled “Automatic Employment Authorization Document (EAD) Extension” has since been archived in light of the IFR but the webpage is still available for viewing at https://www.uscis.gov/archive/automatic-employment-authorization-document-ead-extension (last updated Oct. 29, 2025).
表面已过期的EAD上所载明的就业资格类别(或在EAD及I-797C通知书包含A12或C19类别代码的情形下,此类别代码无需相符)。在此情形下,外国人表面已过期的EAD自该EAD签发之日起最长540天内视为未过期,即使该EAD于2025年10月30日或之后到期亦然。
employment eligibility category as stated on the facially expired EAD (or in case of an EAD and I-797C notice that contains either A12 or C19 category code – the category code need not match for these categories. In those cases, the alien’s facially expired EAD is considered unexpired for up to 540 days from the date of the EAD, even if the EAD expires on or after October 30, 2025.
7. 关于自动延期及EAD有效期的建议 多位评论者鼓励国土安全部(DHS)探索能够更好地平衡国家安全、经济稳定与人的尊严的替代解决方案。
7. Recommendations for the Automatic Extension and EAD Validity Period Several commenters encouraged DHS to explore alternative solutions that better balance national security, economic stability, and human dignity.
一、维持自动延期,包括延期期间的各种时长 评论意见:许多评论者敦促国土安全部撤回本临时最终规则,转而维持自动延期政策。部分评论者指出,维持自动延期政策对于保护劳工及其家庭免于因审理延误而丧失就业连续性,以及维护美国的经济与战略利益,是必要的。多位评论者认为,在EAD续签审理达到可靠且稳定的基准(例如少于90天)之前,应保留自动延期。
i. Maintain the Automatic Extension, including various lengths of the Extension Period Comment: Many commenters urged DHS to withdraw the IFR and instead maintain the automatic extension policy. Some commenters stated that keeping the automatic extension policy is necessary to protect workers and their families from losing continuity of employment caused by processing delays and protecting the economic and strategic interests of the United States. Multiple commenters reasoned that the automatic extension should be retained until reliable EAD renewal processing benchmarks (for example, less than 90 days) are consistently met.
众多评论者表示,国土安全部至少应恢复最长180天的自动延期期限。其他评论者则建议采用各种不同的延期期限,包括最长120天、最长180天或最长240天,而非完全取消延期期限,以便更好地与当前USCIS的审理时限相适应,并确保对劳动力的干扰降至最低。
Numerous commenters said DHS should at a minimum restore the up-to-180-day automatic extension period. Other commenters recommended various extension periods, including up to 120 days, up to 180 days, or up to 240 days, rather than removing extension periods entirely to better align with the current USCIS processing timelines and ensure minimal workforce disruption.
回应:国土安全部不采纳评论者的建议。保留缩短后的自动延期期限将与国土安全部的首要关切相冲突,即:在外国人未经妥善审查并确定其持续符合资格(如适用,亦未确定是否值得获得自由裁量权的有利行使)的情况下,基于完整的裁决审查之前便授予其就业授权福利,这与国土安全部旨在增强福利诚信、维护公共安全与国家安全的使命相悖。111 正如本临时最终规则所述,112 若国土安全部采纳这些方案,则在背景审查过程中被标记存在不良信息的外国人,仍将获得某种时长(例如180天或240天)的自动延期。这些延期构成安全隐患,并损害福利诚信。与最长540天的自动延期一样,任何时长的自动延期均无法消除以下风险,即希望为非法活动提供资金的外国人可能继续合法工作并赚取资金。这些外国人同样可能利用其自动延长的就业授权及/或EAD获取有效身份证件,从而更易于从事有害于美国的行为。
Response: DHS declines to adopt the commenters’ suggestions. Keeping a reduced automatic extension period would conflict with DHS’s overriding concern that granting employment authorization benefits to aliens without those aliens being properly vetted and determined to continue to be eligible (and merit a favorable exercise of discretion, if applicable) based on a complete adjudicative review is contrary to the DHS mission to enhance benefit integrity and protect public safety and national security.111 As explained in the IFR,112 if DHS pursued these options, aliens with derogatory information flagged during the background check process would nevertheless still obtain an automatic extension of some lengths (such as 180 or 240 days). These extensions pose a security vulnerability and undermine benefit integrity. As with the up to 540-day automatic extension, any automatic extension duration would not eliminate the risk that an alien who wished to fund nefarious activities could continue to work lawfully and generate money. These same aliens could use their automatically extended employment authorization and/or EADs to obtain valid identity documents, which would make it easier to commit conduct detrimental to the United States.
二、连续的EAD有效期 评论意见:众多评论者建议实行连续的EAD有效期,以便申请人可以提前提交申请,而不致丧失工作授权、时间与金钱。评论者认为,在现行制度下,当外国人提前较长时间提交申请时,USCIS通常会签发相互重叠的有效期,而非在现有授权期结束时起算新的批准期,这导致提前申请者丧失了本可使用的工作授权时间。部分评论者得出结论认为,连续的EAD有效期将使外国人能够提前很长时间申请,为USCIS提供更长的裁决窗口期,并保留完整的授权就业期限。
ii. Consecutive EAD Validity Periods Comment: Numerous commenters recommended implementing consecutive EAD validity periods so that applicants could file early without losing work authorization, time, and money. Commenters reasoned that under the current system, when aliens file well in advance of expiration, USCIS routinely issues overlapping validity periods rather than starting the new approval period at the end of the existing authorization period resulting in early filers losing usable work authorization time. Some commenters concluded that consecutive EAD validity periods would allow aliens to apply far in advance, provide USCIS with a longer adjudication window, and preserve the full period of authorized employment.
同样,另一位评论者认为,应延长工作许可文件(EAD)的有效期,以减少续签的频率。该评论者指出,一年期的工作许可文件(EAD)实际上仅有六个月有效,因为续签审批通常需要 111 参见例如,配合众议院第4567号法案的会议报告[第108-774号报告],《为截至2004年9月30日财政年度国土安全部拨款法》,第74页(2004年10月9日),https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (建议除其他事项外,设立一个机构,在授予移民福利之前对每位申请人、受益人和申请人进行“执法/背景调查”)。112 参见90 FR 48810。
Similarly, another commenter reasoned that EADs should be issued for longer validity periods to reduce the frequency of renewals, stating that a 1-year EAD is, in practice, effective for only 6 months as renewal adjudication typically requires 111 See, e.g., Conference Report to accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74 (Oct. 9, 2004), https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (recommending, among other things, the creation of an organization to conduct “law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.”). 112 See 90 FR 48810.
大约六个月。该评论者写道,临时最终规则(IFR)忽视了实际操作中的情况:尽管美国公民及移民服务局(USCIS)可能接受在到期前180天以上提交的工作许可文件(EAD)续签申请,但该机构发放的有效期是重叠的,而非连续的,这实际上缩短了卡片的可用时间,迫使申请人不得不将续签周期提前再提前。
approximately 6 months. The commenter wrote that the IFR ignores the operational realities, that, although USCIS may accept EAD renewals filed more than 180 days before expiration, the agency issues overlapping—not consecutive—validity periods, effectively cutting into the card’s usable time and forcing applicants into an ever earlier renewal cycle.
回应:国土安全部(DHS)考虑了评论者提出的替代方案,但不会采纳。国土安全部的首要任务是对我国境内所有外国人进行严格审查,以更好地保护美国工人和公众的安全。临时最终规则(IFR)以及本最终规则将通过确保在发放续签工作许可文件(EAD,一项重要福利)之前进行适当审查来加强公共安全,并提高项目完整性。国土安全部正在加强其审查和筛查工作,提高发现具有潜在危害意图的外国人的能力,遏制欺诈行为,并将应被驱逐的外国人置于遣返程序之中。美国公民及移民服务局(USCIS)在法律允许的范围内,充分利用法律规定的各项条款,拒绝向对公共安全和国家安全构成风险的人员提供福利。这包括更频繁地对外国人进行审查,包括更频繁地判定已获得工作许可文件(EAD)的外国人是否继续符合就业授权资格,以及在适用情况下,是否继续值得获得自由裁量权的有利行使。国土安全部认为,如果美国公民及移民服务局(USCIS)同时或在相近时间内向同一外国人发放多份具有连续有效期的工作许可文件(EAD),或按评论者建议发放有效期更长的工作许可文件(EAD),将与上述政策目标不符。基于同时或相近时间提交的多份续签申请而发放的连续工作许可文件(EAD),实际上等同于发放一份有效期更长的工作许可文件(EAD)。这些替代方案的结果将是审查和资格判定的频率降低,这与国土安全部在临时最终规则(IFR)和本最终规则中所述的政策目标直接相悖。
Response: DHS considered the alternatives suggested by the commenters but will not adopt them. DHS’s top priority is the robust vetting of all aliens in our country to better protect the safety of American workers and the public at large. The IFR, and this final rule, will enhance public safety by ensuring proper vetting before issuing renewal EADs, which are important benefits, and improve program integrity. DHS is enhancing its vetting and screening efforts, increasing its ability to detect aliens with potentially harmful intent, deter fraud, and place removable aliens into proceedings. USCIS uses all provisions under the law, to the extent permissible under the law, to deny benefits to those who are a risk to public safety and national security. This includes more frequent vetting of aliens, including more frequent determinations that an alien granted an EAD continues to remain eligible for employment authorization and, as applicable, continues to merit a favorable exercise of discretion. DHS believes that it would be inconsistent with these policy goals for USCIS to issue, concurrently or in close proximity, multiple EADs to the same alien with consecutive validity periods or to issue EADs with longer validity periods, as the commenters suggest. Consecutive EADs based on the filing of multiple renewal applications, concurrently or in close proximity, would be tantamount to one EAD with a longer validity period. The result of these alternatives would be less frequent vetting and eligibility determinations, which would be directly contrary to DHS’s stated policy goal of the IFR and this final rule.
iii. 允许在180天之前提前提交申请 评论:一些评论者建议将工作许可文件(EAD)续签的申请窗口从目前到期前180天延长,以降低审理风险。少数评论者表示,美国公民及移民服务局(USCIS)应允许在到期前12个月提交工作许可文件(EAD)续签申请。
iii. Allowing Application Filing Earlier than 180 days Comment: Some commenters recommended extending the filing window for EAD renewals beyond the current 180 days prior to expiration to mitigate processing risks. A few commenters said USCIS should allow EAD renewals to be filed 12 months prior to expiration.
回应:尽管美国公民及移民服务局(USCIS)通常建议申请人不要在其工作许可文件(EAD)到期前180天以上提交续签申请,但并无禁止在到期前某一特定日期之前提交表格的规定。然而,美国公民及移民服务局(USCIS)不会将续签的工作许可文件(EAD)的生效日期相对于申请人当前工作许可文件(EAD)有效期进行推后处理。因此,提前更早在当前工作许可文件(EAD)到期之前提交申请并获得审批的申请人,产生就业授权中断的风险可能较小,但其合并后的就业授权有效期也可能较短。
Response: Although USCIS generally recommends that applicants not file requests to renew EADs more than 180 days before the expiration of their EADs, there is no prohibition on filing the form before a certain date ahead of expiration. However, USCIS does not postdate the renewal EAD in relation to an applicant’s current EAD’s validity period. Therefore, applicants who file and have their EAD applications adjudicated further ahead of the expiration of their current EADs may have less of a risk of incurring gaps in their employment authorization but may also have a shorter combined employment authorization validity period.
美国公民及移民服务局(USCIS)致力于继续探索提高处理效率的途径,包括可能扩大加急处理服务,使其适用于部分或全部受影响群体。
iv. 加强审查
评论:一些评论者表示,国土安全部(DHS)应实施加强审查措施,例如对申请人进行持续的安全审查,而不取消就业许可文件(EAD)的自动延期。其他评论者建议国土安全部在续期申请审理期间,继续将EAD自动延期最长维持540天,但以“个案审查”的方式开展审查,并指出美国公民及移民服务局可以运用其自由裁量权,在出现不良信息或其他问题的个案中取消延期。
回应:为服务于国土安全部的使命,并确保国土安全部仅在结合续期申请背景进行全面审查,对持续资格(包括,视情况而定,申请人是否值得获得有利的自由裁量处理)进行完整审理之后才授予福利,国土安全部拒绝采纳这些建议。国土安全部已确定,即便在使用加强审查工具的环境下,自动延期也与其当前的安全和福利诚信优先事项不相容。国土安全部只有在美国公民及移民服务局审查完整的申请、完成相应的审查、解决任何不良信息,并确定申请人持续符合资格,且(如适用)继续值得获得有利的自由裁量处理之后,才会批准续期的就业许可。即使国土安全部如评论者所建议的那样在个案中取消延期,该外国人仍将已经在未经适当审查和完整资格审理的情况下,哪怕只是短期地,获得了续期EAD所带来的好处,这与国土安全部增强福利诚信、更好地保护公共安全和国家安全的使命相悖。任何仅基于提交续期申请而给予的就业许可和(或)EAD有效期的自动延期,即便随后被取消或终止,也无法消除以下风险:即希望为恶意活动提供资金的外国人可能继续合法工作并赚取资金,即便该外国人可能本来就不符合续期EAD的资格。因此,国土安全部认为,在未完全彻底完成审理程序(包括审查)的情况下授予福利,将使从事恶意活动的外国人更容易实施有损美国利益的行为,因此不会采纳评论者的建议。
USCIS is committed to continuing to explore processing efficiencies, including possible expansion of premium processing for some or all affected populations. iv. Enhanced Vetting Comment: Some commenters said DHS should implement enhanced vetting, such as ongoing security checks for applicants, without eliminating automatic extension of EADs. Other commenters recommended DHS maintain the automatic extension of EADs for up to 540 days while renewal applications are adjudicated, but conduct vetting on a “particularized basis,” noting that USCIS can use its discretionary authority to cancel an extension in individual cases when and if derogatory information or other concerns arise. Response: In service of the DHS mission, and to ensure that DHS grants benefits only after having thoroughly vetted in the context of the renewal application and full adjudicative review for continued eligibility (including, as applicable, whether the applicant merits a favorable exercise of discretion), DHS declines to adopt these recommendations. DHS has determined that automatic extensions are not compatible with its current security and benefit integrity priorities, even in an environment where enhanced vetting tools are used. DHS will grant renewed employment authorization only after USCIS has reviewed a completed application, conducted the appropriate checks, resolved any derogatory information, and determined that the applicant continues to be eligible and continues to merit a favorable exercise of discretion, if applicable. Even if DHS were to cancel the extension in individual cases, as the commenter suggests, the alien would still have had the benefit of a renewed EAD, even if for a short time, without proper vetting and a full eligibility adjudication, which is contrary to the DHS mission to enhance benefit integrity and better protect public safety and national security. Any automatic extension of employment authorization and/or EAD validity based solely on the filing of a renewal application, even if subsequently cancelled or terminated, would not eliminate the risk that an alien who wished to fund nefarious activities could continue to work lawfully and generate money, even though the alien may not be eligible for the renewal EAD in the first place. Thus, DHS believes granting a benefit without completely and fully finishing the adjudicatory process (including vetting) would make it easier for aliens engaged in nefarious activity to commit conduct detrimental to the United States and will not adopt the commenter’s suggestion.
8. 处理能力与时间安排
i. 续期申请的及时处理
评论:少数评论者表示支持本临时最终规则(IFR),但敦促美国公民及移民服务局确保及时处理续期申请,以免工人和雇主经历意外的就业许可中断。一位评论者补充说,如果该程序无法在申请提交后180天内完成,那么本临时最终规则就是“非常不公平的”。许多评论者表示,应要求美国公民及移民服务局更快地审理和处理所有EAD申请。多位评论者建议设定一个具体的时间框架(例如,90天以内或6个月/180天以内)用于续期申请,以确保及时处理。一位评论者表示,高效、及时的处理是唯一能够真正同时改善安全与经济稳定的措施。
8. Processing Capacity and Timelines i. Timely Processing of Renewals Comment: A few commenters stated support for the IFR but urged USCIS to ensure timely processing of renewals, so workers and employers do not experience unintended lapses in employment authorization. A commenter added that if the process cannot be completed within 180 days of application, then the IFR is “very unfair.” Many commenters said USCIS should be required to adjudicate and process all EAD applications more quickly. Multiple commenters recommended a specific timeframe (for example, under 90 days or under 6 months/180 days) be set for renewals to ensure timely processing. A commenter stated that efficient, timely processing is the only measure that genuinely improves both security and economic stability.
回应:国土安全部仍致力于在不降低安全与审查标准或福利诚信的前提下,及时处理申请。国土安全部理解及时处理的重要性,并力求尽可能高效地审理申请。然而,多种因素可能影响处理时间,例如安全审查要求以及待审申请的总量。美国公民及移民服务局持续监测其资源分配情况,并在适当且可行的情况下进行调整,以确保客户服务。然而,鉴于需要对每份申请进行全面审查,以确保美国公民及移民服务局仅在对申请人进行充分审查和甄别(包括解决任何不良信息),并确定该外国人持续符合就业许可和(或)EAD资格,且(如适用)值得获得有利的自由裁量处理之后,才授予就业许可,国土安全部无法承诺在所有情况下都设定最长处理时间。
Response: DHS remains committed to timely processing applications without lowering security and vetting standards or benefit integrity. DHS understands the importance of timely processing and strives to adjudicate applications as efficiently as possible. However, a variety of factors can affect processing times, such as security vetting requirements and the total number of applications pending review. USCIS continually monitors its resource allocations and makes adjustments, as appropriate and feasible to ensure customer service. However, DHS cannot commit to a maximum processing time in all cases given the need for thorough review of each application to ensure that USCIS only grants employment authorization after full vetting and screening of the applicant, including resolution of any derogatory information, and determining that the alien continues to be eligible for employment authorization and/or an EAD and to merit a favorable exercise of discretion, if applicable.
美国国土安全部(DHS)指出,鉴于DHS已采取行动使政策与法律文本保持一致,我们预计整体就业授权文件(EAD)申请率(包括初次申请和续签申请)将大幅下降。DHS预计,这一下降将释放审裁资源,从而缩短续签EAD的处理时间,并在更长期内减少续签EAD申请人为避免因处理延误导致就业授权和/或EAD有效性出现中断而依赖EAD自动延期的必要性。113 因此,寻求续签其就业授权和/或EAD的外国人可能不太可能经历就业授权和/或EAD有效性的中断。ii. 增加资源和人员配备 评论:众多评论者敦促美国公民及移民服务局(USCIS)专注于减少积压、提高处理能力并实现处理系统现代化。一些评论者讨论了临时最终规则(IFR)并未提供替代解决方案或针对处理时间的改进建议。113 见上文第IV(C)(2)(i)(c)节。
DHS notes that we expect overall EAD filing rates (initials and renewals) are likely to substantially decline given actions DHS has taken to align policy with statutory text. DHS anticipates that this decline will free up adjudicative resources to reduce renewal EAD processing times and the need for renewal EAD applicants in the longer term to rely on an automatic extension of their EAD to avoid lapses in employment authorization and/or EAD validity due to processing delays.113 Therefore, aliens seeking renewal of their employment authorization and/or EADs may not be likely to experience lapses in employment authorization and/or EAD validity. ii. Increase Resources and Staffing Comment: Numerous commenters urged USCIS to focus on reducing backlogs, improving processing capacity, and modernizing processing systems. Some commenters discussed how the IFR offers no alternative solutions or proposed improvements to 113 See section IV(C)(2)(i)(c), supra.
一名评论者敦促DHS与国会合作,批准拨款以加强USCIS持续及时进行审裁的能力。一些评论者表示,USCIS加强人员配备和资源分配,以确保在EAD到期前完成批准,这一点至关重要。一名评论者表示,USCIS应考虑加倍投入资源和人员配备,以减少积压并最大限度地减少有害影响。
processing times. A commenter urged DHS to work with Congress to approve appropriations to strengthen USCIS’ capacity to consistently facilitate adjudications in a timely manner. Some commenters said it was crucial for USCIS to enhance staffing and resource allocation to ensure that approvals are completed before expiration of EADs. A commenter stated that USCIS should consider redoubling resources and staffing to reduce backlogs and minimize harmful impacts.
回应:DHS同意减少积压、提高处理能力、实现案件处理系统现代化以及确保充足的人员配备是重要目标,USCIS正在其现有法定收费权限和更广泛的举措范围内推进此类努力。
Response: DHS agrees that reducing backlogs, improving processing capacity, and modernizing case‑processing systems, as well as ensuring sufficient staffing, are important objectives, and USCIS is pursuing such efforts as permissible within its existing statutory fee authority and broader initiatives.
例如,USCIS持续在现有预算和招聘权限范围内采取措施,以进一步提高处理效率、招聘新员工、114 重新分配人员、优化工作流程、投资自动化、115 并落实近期立法和行政行动所指示的收费116 和项目变更。117 如本序言其他部分所述,DHS已采取重大措施,以减少前几年美国遭遇前所未有的非法移民潮之后随之而来的整体EAD申请量。118 因此,DHS也预计 114 参见,例如,USCIS,“USCIS收到35,000份国土卫士申请,为该局历史上单一职位申请人数最多的一次”,https://www.uscis.gov/newsroom/news-releases/uscis-received-35000-applications-for-homeland-defenders-most-for-any-job-in-agency-history (2025年11月6日)。
For example, USCIS continuously takes steps within existing budgetary and hiring authorities to further enhance processing efficiency, hire new staff,114 reallocate personnel, refine workflows, invest in automation,115 and implement the fee116 and program changes directed by recent legislation and executive actions.117 As discussed elsewhere in this preamble, DHS has taken significant steps to reduce the overall EAD filings that followed the unprecedented flood of illegal immigration into the United States during previous years.118 As such, DHS also expects 114 See, e.g., USICS, “USCIS Received 35,000 Applications for Homeland Defenders, Most for Any Job in Agency History,” https://www.uscis.gov/newsroom/news-releases/uscis-received-35000-applications-for- homeland-defenders-most-for-any-job-in-agency-history (Nov. 6, 2025).
115 例如,USCIS已开展各种努力,将人工智能纳入其中,以更高效地向客户提供移民服务。见DHS美国公民及移民服务局,人工智能使用案例,https://www.dhs.gov/ai/use-case-inventory/uscis (最后更新于2026年2月12日)。116 见DHS,《美国公民及移民服务局收费表及对某些其他移民福利申请要求的变更》,89 FR 6194 (2024年1月31日)(“这些费用收取为公平高效地审裁移民福利申请提供资金,包括那些向难民、庇护申请人及某些其他申请人或申请者免费提供的服务”)。USCIS主要是一个以收费为基础运作的机构。见第286(m)条,8 U.S.C. 1356(m),该收费通常不由国会拨款。117 参见,例如,《USCIS移民费用及H-R.1和解法案相关程序》,91 FR 22952 (2026年4月29日)。
115 For example, USCIS has undertaken various efforts to incorporate AI to deliver immigration services to their customers more efficiently. See DHS United States Citizenship and Immigration Services – AI Use Cases, https://www.dhs.gov/ai/use-case-inventory/uscis (Last updated Feb. 12, 2026). 116 See DHS, U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements, 89 FR 6194 (Jan. 31, 2024) (“These fee collections fund the cost of fairly and efficiently adjudicating immigration benefit requests, including those provided without charge to refugee, asylum, and certain other applicants or petitioners”). USCIS is primarily a fee-based agency. See sec. 286(m), 8 U.S.C. 1356(m) that is generally not appropriated by Congress. 117 See, e.g., USCIS Immigration Fees and Related Procedures by H-R.1 Reconciliation Bill, 91 FR 22952 (Apr. 29, 2026).
118 见 90 FR 48799, 48809(2025年10月30日)。另见 美国公民及移民服务局(USCIS),《国土安全部加强国家移民系统的诚信,恢复常识性合法移民水平》,https://www.uscis.gov/newsroom/news-releases/dhs-strengthens-integrity-in-nations-immigration-system-returns-to-commonsense-legal-immigration(2025年11月13日);USCIS局长Joseph B. Edlow的证词,《国土安全部监督:移民及海关执法局(ICE)、海关及边境保护局(CBP)与USCIS》:整体工作许可文件(EAD,Employment Authorization Document)申请率(包括首次申请和续签申请)将因USCIS采取的其他措施而随时间下降,例如缩小假释的使用范围,以及使临时保护身份(TPS)及相关项目更好地符合法定标准。事实上,正如本序言上文第IV.C.2.i.d节表1所示,自2025年1月以来,USCIS已经看到EAD申请量的减少。USCIS指出,EAD申请率的下降支持了临时最终规则(IFR)中提出的观点,即潜在的中断,尤其是任何中断的持续时间,具有推测性,并可能被自动延期所带来的危害所抵消。国土安全部(DHS)预计,这一申请量的减少将释放审理资源,USCIS将继续监测其工作量,并酌情调整人员配置和资源分配。
118 See 90 FR 48799, 48809 (Oct. 30, 2025). See also USCIS, “DHS Strengthens Integrity in Nation’s Immigration System, Returns to Commonsense Legal Immigration Levels,” https://www.uscis.gov/newsroom/news-releases/dhs-strengthens-integrity-in-nations-immigration-system- returns-to-commonsense-legal-immigration (Nov. 13, 2025); Testimony of USCIS Director Joseph B. Edlow, Oversight of the Department of Homeland Security: ICE, CBP, and USCIS: Hearing Before the that overall EAD filing rates (both initials and renewals) will decline over time due to other actions taken by USCIS, such as narrowing the use of parole and better aligning TPS and related programs with statutory criteria. In fact, USCIS has already seen a reduction in EAD filings since January 2025 as evidenced by Table 1 in Section IV.C.2.i.d. of this preamble above. USCIS notes the decreased EAD filing rates support the point made in the IFR, that the potential lapse, and in particular the duration of any lapse, is speculative and could be outweighed by the harm posed by automatic extensions. DHS expects that this reduction in volume will free adjudicative resources, and USCIS will continue to monitor its workloads and adjust staffing and resource allocations as appropriate.
然而,本最终规则并非一项积压管理措施。它所解决的根本问题是,自动延期仅凭续签申请的提交,即可使工作许可和(或)EAD有效期延续长达540天,而此时USCIS尚未完成全面审查、尚未解决任何不利信息,且尚未确定该外国人是否仍然符合资格,并在适用情况下是否仍然值得获得有利的自由裁量。即使增加额外资源能够进一步改善处理时间,也无法消除在未对申请进行全面审理的情况下授予自动延期所固有的核心安全及项目诚信风险。
This final rule, however, is not a backlog‑management measure. It addresses the fundamental concern that automatic extensions allow employment authorization and/or EAD validity to continue for up to 540 days based solely on the filing of a renewal application, before USCIS has fully completed vetting, resolved any derogatory information, and determined that the alien remains eligible and continues to merit a favorable exercise of discretion, if applicable. Even if additional resources were to further improve processing times, they would not eliminate the core security and program‑integrity risk inherent in granting automatic extensions without a full adjudication of the application.
评论:多位评论者建议为EAD续签实行加急处理(premium processing)选项。一位评论者指出,由于许多申请耗时超过6个月,在终止自动延期之前,应当将加急处理作为一种可选方案。一些评论者指出,这一替代方案可使雇主和(或)众议院国土安全委员会(House Comm. on Homeland Security),https://docs.house.gov/meetings/HM/HM00/20260210/118916/HHRG-119-HM00-Wstate-EdlowJ-20260210.pdf,第6页,(2026年2月10日),(“这些关键努力加强了我国合法移民系统的诚信,强化了问责制,并确保USCIS的资源被用于依法、经适当提交的案件。”)。
Comment: Multiple commenters suggested implementing premium processing options for EAD renewals. A commenter stated that since many applications take more than 6 months, premium processing should be an option before ending the automatic extension. Some commenters noted that this alternative allows employers and/or House Comm. on Homeland Security, https://docs.house.gov/meetings/HM/HM00/20260210/118916/HHRG-119-HM00-Wstate-EdlowJ- 20260210.pdf, at 6, (Feb. 10, 2026), (“These critical efforts have strengthened the integrity of our legal immigration system, reinforced accountability, and ensured that USCIS resources are directed toward lawful, properly filed cases.”).
员工自行判断加急处理的额外费用对其业务或个人需求而言是否合理且必要。其他评论者表示,国土安全部(DHS)应重点关注允许H-1B、H-4和H-4 EAD申请同时进行加急处理,以便为受抚养申请人及其雇主提供可预见性。回应:美国公民及移民服务局(USCIS)将继续探讨针对受影响群体扩大I-765表格加急处理服务的可能性。119 如果USCIS扩大加急处理服务以涵盖其他类别的就业授权申请人,USCIS将通过网站告知公众,并说明哪些类别将享有加急处理服务。120 USCIS提醒公众,在没有加急处理的情况下,申请人可以请求USCIS加快审理属于USCIS管辖范围内的申请,包括就业授权申请。121 USCIS对所有加急请求均按个案方式审查,通常要求提供文件以支持此类请求。122 是否给予加急处理完全由USCIS自行裁量决定。123 加急处理一个案件通常意味着USCIS会优先审理该案,而非按照申请提交的先后顺序(包括可能更早提交申请的其他案件),因此USCIS会审慎权衡每一项加急请求的紧迫性和合理性。124 请注意,在2025年10月30日之前及时提交续签EAD申请的H-4非移民,如果持有未过期的I-94表格(入境/出境记录),显示有效的H-4非移民身份,则其EAD会被自动延期。参见8 CFR § 274a.13(d)(1)(iii);90 FR第48804页。然而,即使在临时最终规则(IFR)颁布之前的规定下,根据8 C.F.R. § 274a.12(c)(26)有资格获得就业授权的H-4非移民配偶,如果其续签申请须以延长其H-4非移民身份的申请获得裁决为前提,则不符合就业授权自动延期的资格。119 加急处理的法定授权依据见《移民与国籍法》第286(u)条,8 U.S.C. 1356(u)。120 参见国土安全部(DHS)、USCIS,《如何申请加急处理?》(最后更新于2026年3月23日),https://www.uscis.gov/forms/all-forms/how-do-i-request-premium-processing。
employees to determine for themselves if the additional cost of premium processing is reasonable and necessary for their business or individual needs. Other commenters said DHS should focus on allowing concurrent premium processing for H-1B, H-4, and H-4 EAD applications to provide predictability for dependent applicants and their employers. Response: USCIS will continue to explore expanding premium processing for Form I-765 for affected populations.119 USCIS will alert the public through the website if it expands premium processing services to include additional classes of applicants for employment authorization and, if so, which categories will have premium processing.120 USCIS reminds the public that, in the absence of premium processing, an applicant may request that USCIS expedite the adjudication of an application, including for employment authorization, that is under USCIS jurisdiction.121 USCIS considers all expedite requests on a case-by-case basis and generally requires documentation to support such requests.122 The decision to expedite is within the sole discretion of USCIS.123 Expediting a case generally means that USCIS would adjudicate a benefit ahead of others, including those who may have filed earlier, so USCIS carefully weighs the urgency and merit of each expedite request.124 Note that EADs for H-4 nonimmigrants who timely filed renewal EAD applications before October 30, 2025, were automatically extended if they had an unexpired Form I-94, Arrival Departure Record, showing valid H-4 nonimmigrant status. See 8 CFR § 274a.13(d)(1)(iii); 90 FR at 48804. Even under the rules prior to the IFR, however, an H-4 nonimmigrant spouse eligible for employment authorization under 8 C.F.R. § 274a.12(c)(26) was not eligible for an automatic extension of employment 119 The statutory authority for premium processing is found at section 286(u) of the Act, 8 U.S.C. 1356(u). 120 See DHS, USCIS, How Do I Request Premium Processing? (last updated Mar. 23, 2026), https://www.uscis.gov/forms/all-forms/how-do-i-request-premium-processing.
121 参见国土安全部(DHS)、USCIS,《加急请求》(最后更新于2026年9月8日),https://www.uscis.gov/forms/filing-guidance/expedite-requests。
121 See DHS, USCIS, Expedite Requests (last updated Sep. 8, 2026), https://www.uscis.gov/forms/filing- guidance/expedite-requests.
122 参见同上。
122 See id.
123 参见同上。
123 See id.
124 参见同上。
124 See id.
如果其续签申请须以延长其H-4非移民身份的申请获得裁决为前提,则不享有就业授权。参见8 CFR 274a.13(d)(1)(iii)(2025年1月1日)。USCIS正在努力在运营可行的情况下简化和协调审理流程。USCIS将继续探索流程改进措施,以进一步减少未来积压的可能性,包括在法律授权的范围内扩大加急处理或其他工具的使用,同时确保安全性和完整性不受损害。
authorization if their renewal application was dependent upon the adjudication of an application to extend their H-4 nonimmigrant status. See 8 CFR 274a.13(d)(1)(iii) (Jan. 1, 2025). USCIS is engaged in efforts to streamline and coordinate processing where operationally feasible. USCIS will continue to explore process improvements to further reduce the potential for future backlogs, including the potential for expanded use of premium processing or other tools where authorized by statute, while ensuring that security and integrity are not compromised.
三、优先审理初次EAD申请 评论:一位评论者认为,DHS的资源应优先用于初次EAD审查(即对新进入者进行评估),而不应对此前已通过审查的续签申请人重复进行审查工作。
iii. Prioritize Initial EAD Reviews Comment: A commenter reasoned that DHS resources should prioritize initial EAD screenings, where new entrants are evaluated, rather than duplicating review efforts for previously cleared renewal applicants.
回应:尽管续签EAD申请人在其初次EAD申请审理过程中已经接受过审查,但DHS不认同在后续阶段(包括提交续签EAD申请时)进行审查属于重复工作这一观点。例如,外国人可能在入境后从事犯罪活动,而新的不利信息(包括此前已发生但新近获悉的信息)可能在任何阶段出现。DHS将继续在每一次福利申请提交时优先进行审查,并将继续推进本规则的最终确定工作,以终止自动延长就业授权和/或EAD的做法,从而确保申请人在未经结合申请进行全面、完整审查并确认其持续符合资格之前,不会获得相关福利。
Response: Although renewal EAD applicants will already have been vetted during the adjudication of their initial EAD applications, DHS disagrees that review at subsequent stages, including upon the filing of a renewal EAD application, is duplicative. Aliens may engage in criminal activity after entry, for example, and new derogatory information, including that which is newly obtained despite having occurred previously, may appear at any stage. DHS will continue to prioritize vetting with the filing of every benefit request, and DHS will proceed with finalizing this rule to end the practice of automatically extending employment authorization and/or EADs to ensure that applicants do not receive benefits without full and complete vetting in conjunction with the application and a determination that they continue to be eligible.
9. 协调、指导与宣传 一、补充指导与沟通 评论:一位评论者表示,USCIS应提供明确的沟通和文件,说明本临时最终规则(IFR)的影响,并提供相关信息,帮助处境相似的专业人士有效应对这一变化。同样,其他评论者建议:
9. Coordination, Guidance, and Outreach i. Additional Guidance and Communication Comment: A commenter said USCIS should provide clear communication and documentation outlining the impacts of the IFR and information on how professionals in similar situations can navigate the change effectively. Similarly, other commenters recommended:
•为雇主提供明确指导(例如更新的I-9表格填写说明及宣传材料);
•Clear employer guidance (such as updated I-9 instructions and outreach);
•基于SAVE系统的核验机制,以减少雇主对自我申报信息的依赖;
•SAVE-based verification so that employers are less dependent on self- reported information;
●一个电子通知系统,用于续签申请受理回执和裁决状态通知,供雇主在重新核实身份时参考使用;以及
●针对医疗保健行业的具体指导,承认医院、实验室和急救服务提供者在人员配置方面的特殊义务。
•An electronic notification system for renewal filing receipt and adjudication status that employers can rely upon for reverification purposes; and •Health-sector-specific guidance recognizing the unique staffing obligations of hospitals, laboratories, and emergency care providers.
回应:2025年10月30日,美国公民及移民服务局(USCIS)发布了对《雇主手册》(M-274)第5节的更新,该手册为雇主提供有关I-9表格(就业资格核实表)的指导。此次更新强调2025年10月30日为确定外国人是否符合2024年最终规则所宣布的自动延期资格的相关日期。125 USCIS进一步更新了手册第5.1节,详细说明了符合自动延期条件的外国人所适用的证据类别和来源。126 USCIS定期更新M-274手册,此外还在机构网站上为雇主提供指导,每月为雇主和雇员举办多场关于I-9表格的网络研讨会,并设有I-9表格联系中心,提供电话号码和电子邮件地址。127
125 参见USCIS,《雇主手册》M-274,第5.0节“在特定情形下就业授权和/或就业授权文件(EAD)的自动延期”(最后更新于2025年10月30日),https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m-274/50-automatic-extensions-of-employment-authorization-andor-employment-authorization-documents-eads-in。
126 参见美国国土安全部(DHS)、USCIS,《雇主手册》M-274,第5.1节“基于2025年10月30日之前及时提交的就业授权和/或就业授权文件续签申请的自动延期”(最后更新于2025年10月30日),https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m-274/50-automatic-extensions-of-employment-authorization-andor-employment-authorization-documents-eads-in/51-automatic-extensions-based-on-a-timely-filed-application-to-renew-employment-authorization。
Response: On October 30, 2025, USCIS published an update to section 5 of the Handbook for Employers M-274, which contains guidance for employers regarding Form I-9, Employment Eligibility Verification. The update highlighted October 30, 2025, as the relevant date to determine whether an alien qualifies for the automatic extension announced in the 2024 Final Rule.125 USCIS further updated the Handbook at Section 5.1 to spell out the categories and sources of evidence for those aliens who qualified for the automatic extension.126 USCIS updates the M-274 periodically, and in addition offers guidance for employers on the agency website, hosts several monthly webinars for employers and employees on the I-9, and maintains a Form I-9 Contact Center with a phone number and e-mail address.127 125 See USCIS, Handbook for Employers M-274, 5.0 Automatic Extensions of Employment Authorization and/or Employment Authorization Documents (EADs) in Certain Circumstances (last updated Oct. 30, 2025), https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m-274/50-automatic- extensions-of-employment-authorization-andor-employment-authorization-documents-eads-in. 126 See DHS, USCIS, Handbook for Employers M-274, 5.1 Automatic Extensions Based on a Timely Filed Application to Renew Employment Authorization and/or Employment Authorization Document Before Oct. 30, 2025 (last updated Oct. 30, 2025), https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for- employers-m-274/50-automatic-extensions-of-employment-authorization-andor-employment- authorization-documents-eads-in/51-automatic-extensions-based-on-a-timely-filed-application-to-renew- employment-authorization.
127 参见USCIS,《I-9表格,就业资格核实》,https://www.uscis.gov/i-9(最后更新于2025年4月2日)(说明M-274与I-9表格之间的关系);另见USCIS,《I-9中心》,https://www.uscis.gov/i-9-central(最后访问于2026年5月6日)(一个包含多个有关I-9主题更新链接的中心网站);USCIS,《就业资格网络研讨会》,https://www.uscis.gov/i-9-central/form-i-9-resources/employment-eligibility-webinars(最后访问于2026年5月6日);USCIS,《I-9表格联系我们》,https://www.uscis.gov/i-9-central/form-i-9-contact-us(最后更新于2025年4月15日)。SAVE是由USCIS管理的一项在线服务,向联邦、州、属地、部落和地方机构提供某一时间点的移民身份和美国公民身份信息。128 SAVE仅限于其法定用途,129 因此不向私营雇主提供就业资格核实服务。同样由USCIS管理的E-Verify系统则确实提供一项服务,允许雇主以电子方式确认新雇员的就业资格。
127 See USCIS, I-9, Employment Eligibility Verification, https://www.uscis.gov/i-9 (last updated April 2, 2025) (explaining the relation of the M-274 to the I-9); see also USCIS, I-9 Central, https://www.uscis.gov/i-9-central (last visited May 6, 2026) (a central website with a number of updated links on I-9 topics); USCIS, Employment Eligibility Webinars, https://www.uscis.gov/i-9-central/form-i-9- resources/employment-eligibility-webinars (last visited May 6, 2026); USCIS, Form I-9 Contact Us, https://www.uscis.gov/i-9-central/form-i-9-contact-us (last updated April 15, 2025). SAVE is an online service administered by USCIS that provides point in time immigration status and U.S. citizenship information to federal, state, territorial, tribal, and local agencies.128 SAVE is limited to its statutory purposes129 and, accordingly, does not provide employment eligibility verification to private employers. E-Verify, which is also administered by USCIS, does provide a service that allows employers to electronically confirm employment eligibility of newly hired workers.
美国国土安全部(DHS)不会采纳建立一个供雇主查询待审申请状态信息的电子通知系统的建议。就业授权申请可能包含敏感信息。根据1974年《隐私法》、130《信息自由法》(FOIA)、131以及其他适用法律、法规和政策,132 USCIS和其他移民机构在法律上有义务保护申请人和申请方的信息,并限制信息共享。第三方访问与待审申请信息相关的信息
128 USCIS,《SAVE》(最后访问于2026年4月23日),https://www.uscis.gov/save。
DHS will not adopt the suggestion to provide an electronic notification system that employers can access to see information about the status of pending applications. Employment authorization applications may contain sensitive information. Under the Privacy Act of 1974,130 Freedom of Information Act (FOIA),131 and other applicable laws, regulations and policies,132 USCIS and other immigration agencies are legally obligated to safeguard a petitioner’s and applicant’s information and limit information sharing. Third party access to information relating to pending application information 128 USCIS, SAVE (last visited Apr. 23, 2026), https://www.uscis.gov/save.
129 参见,例如,1986年移民改革和控制法(Immigration Reform and Control Act of 1986), 公法99-603, 100 Stat. 3359, 3396 (1986年11月6日)(要求建立一套电子系统,用于核实申请并领取某些联邦资助福利的外国人申请人的移民身份,并要求该系统可供管理这些福利的联邦、州和地方机构使用);1996年个人责任与工作机会协调法(Personal Responsibility and Work Opportunity Reconciliation Act of 1996), 公法104-193, 110 Stat. 2105 (1996年8月22日)(限制移民获得公共福利的资格,扩大了授予福利的机构核实移民身份的必要性);1996年非法移民改革和移民责任法(Illegal Immigration Reform and Immigrant Responsibility Act of 1996), 公法104-208, 110 Stat. 3009 (1996年9月30日)(要求前移民归化局,现为其继任机构美国国土安全部(DHS), 就联邦、州和地方机构为依法授权的任何目的在其管辖范围内核实或确定任何个人的公民身份或移民身份所提出的查询作出答复);2005年真实身份法(REAL ID Act of 2005), 公法109-13, 119 Stat. 231 (2005年5月11日)(要求各州机动车管理部门核实申请真实身份(REAL ID)驾照或身份证的外国人申请人的移民身份);2010年患者保护与平价医疗法(Patient Protection and Affordable Care Act of 2010), 公法111-148, 124 Stat. 119 (2010年3月23日)(规定了多项医疗改革措施,包括为合法居留在美国境内且符合条件的外国人提供医疗保险福利和补贴,由卫生与公众服务机构使用系统性移民身份核验(SAVE)系统进行核实);2016年联邦航空管理局延期、安全与保障法(The Federal Aviation Administration Extension, Safety, and Security Act of 2016, FAA Act), 公法114-190, 130 Stat. 615 (2016年7月15日)(指示美国国土安全部(DHS)授权机场运营方使用系统性移民身份核验(SAVE)系统,以确定寻求进入机场任何安全身份识别显示区域且无人陪同人员的资格)。130 公法,88 Stat. 1896, 93-579 (1974年12月31日), 编入5 U.S.C. 552a (具体见5 U.S.C. 552a(b))(规定除非依照记录所涉个人的书面请求或经其事先书面同意,否则任何机构不得以任何通信方式向任何人或其他机构披露记录系统中所含的任何记录)131 公法89-554, 80 Stat. 378 (1966年9月6日)编入5 U.S.C. 552 (具体见5 U.S.C. 552(b)(7)(C), 豁免按《信息自由法》(FOIA)披露那些可合理预期构成对个人隐私不当侵犯的材料)以及美国国土安全部(DHS)的实施细则,见6 CFR 第5部分(记录和信息的披露)。
129 See, e.g., Immigration Reform and Control Act of 1986, Public law 99-603, 100 Stat. 3359, 3396 (Nov. 6, 1986) (mandating creation of an electronic system for verifying the immigration status of alien applicants for, and recipients of, certain types of federally funded benefits and requiring that the system be made available to federal, state, and local agencies administering these benefits); Personal Responsibility and Work Opportunity Reconciliation Act of 1996, Public Law 104-193, 110 Stat. 2105 (Aug. 22, 1996) (restricting immigrant eligibility for public benefits, expanding the need for benefit-granting agencies to verify immigration status); Illegal Immigration Reform and Immigrant Responsibility Act of 1996, Public Law 104-208, 110 Stat. 3009 (Sept. 30, 1996) (requiring the former Immigration and Naturalization Service, and now DHS as its successor, to respond to inquiries from federal, state, and local agencies seeking to verify or determine the citizenship or immigration status of any individual within the jurisdiction of the agency for any purpose authorized by law); REAL ID Act of 2005, Public Law 109-13, 119 Stat. 231 (May 11, 2005) (requiring state motor vehicle administrations to verify the immigration status of alien applicants for a REAL ID driver’s license or identification card); Patient Protection and Affordable Care Act of 2010, Public Law 111-148, 124 Stat. 119 (Mar. 23, 2010) (provided for a variety of healthcare reforms, including health insurance benefits and subsidies for qualified aliens lawfully present in the United States, to be verified by health and human services agencies using SAVE); The Federal Aviation Administration Extension, Safety, and Security Act of 2016 (FAA Act), Public Law 114-190, 130 Stat. 615 (Jul. 15, 2016) (directing DHS to authorize SAVE access for airport operators to determine the eligibility of individuals seeking unescorted access to any security identification display area of an airport). 130 Public Law, 88 Stat. 1896, 93 -579 (Dec. 31, 1974), codified at 5 U.S.C. 552a (specifically 5 U.S.C. 52a(b) (providing that no agency shall disclose any records which is contained in a system of records by any means of communication to any person, or to another agency, except pursuant to a written request by or with the prior written consent of the individuals to whom the record pertains) 131 Public Law 89-554, 80 Stat. 378 (September 6, 1966) codified at 5 U.S.C. 552 (see specifically 5 U.S.C. 552(b)(7)(C), exempting from FOIA release materials that could reasonably be expected to constitute an unwarranted invasion of personal privacy) and DHS’s implementing regulations at 6 CFR part 5 (Disclosure of Records and Information).
132 参见,例如,8 CFR 第103部分,具体为8 CFR 103.2(a)(3)和8 CFR 103.2(b)(19)(i)及(ii)(二者合并解读,表明通知仅提供给申请人、请愿人和代理人)。可能导致依法受保护的信息被意外披露。然而,对于声称根据先前规则有资格获得自动延长其工作许可的外国人,雇主可使用外国人为就业核实目的所提供的I-797C表格(行动通知书),通过访问美国公民及移民服务局(USCIS)案件状态在线查询网页133 并输入I-797C表格上的收据号码,来查询相关福利申请的状态。
132 See, e.g., 8 CFR part 103, specifically 8 CFR 103.2(a)(3) and 8 CFR 103.2(b)(19)(i) and (ii) (when read together, articulating that notification is provided only to applicants, petitioners, and representatives). may result in accidental disclosure of information that is protected by law. However, for aliens alleging that they qualify for an automatic extension of their employment authorization under previous rules, an employer may use the Form I-797C, Notice of Action, that an alien supplies for employment verification purposes, to check the status of the underlying benefit request by going to the USCIS Case Status Online webpage133 and entering the receipt number on the Form I-797C.
关于医疗卫生行业特定指南的问题,美国国土安全部(DHS)理解医院、实验室和急救服务提供者所面临的特殊人员配置义务。然而,该意见未能提出对该群体具有独特用处的具体指南类型,美国国土安全部(DHS)认为,临时最终规则(IFR)、本最终规则以及在临时最终规则之后、以及将伴随本最终规则发布的美国公民及移民服务局(USCIS)网页更新,已足以为所有受影响的外国人及其雇主提供充分指南。
As for health-sector-specific guidance, DHS appreciates the unique staffing obligations of hospitals, laboratories, and emergency care providers. However, the comment does not suggest the type of guidance that would be uniquely useful to this population, and DHS believes the IFR, this final rule, and USCIS webpage updates that followed the IFR and will accompany this final rule are sufficient guidance for all affected aliens and their employers.
二、问责制 意见:一位评论者建议对续签处理时限实行问责制,以便劳动者和雇主能够进行现实的规划。另一位评论者建议按类别提交季度绩效报告。
ii. Accountability Comment: A commenter suggested requiring accountability on renewal processing times so workers and employers can plan realistically. Another commenter recommended quarterly performance reports by category.
回应:国土安全部(DHS)理解及时处理的重要性,并努力尽可能高效地审理申请。然而,如本序言第IV.C.8.i节上文所述,处理时间可能受到多种因素的影响,包括安全审查要求,以及为加强项目诚信并更好地保护公共安全和国家安全而进行全面审查的需要。美国公民及移民服务局(USCIS)将继续监测其资源分配情况并酌情进行调整。国土安全部目前不承诺提供定期报告,除USCIS网站上已公布的处理时间外。134
133 参见国土安全部,美国公民及移民服务局,案件状态查询,https://egov.uscis.gov(最后访问日期:2026年5月26日)。
134 参见国土安全部,美国公民及移民服务局,案件处理时间,https://egov.uscis.gov/processing-times(最后访问日期:2026年5月8日)。
Response: DHS understands the importance of timely processing and strives to adjudicate applications as efficiently as possible. However, as discussed above in Section IV.C.8.i. of this preamble, processing times can be affected by a variety of factors, including security vetting requirements, and the need for thorough review to enhance program integrity and better protect public safety and national security. USCIS will continue to monitor its resource allocations and adjust, as appropriate. DHS will not commit to periodic reports at this time beyond the processing times available on the USCIS website.134 133 See DHS, USCIS, Case Status Online, https://egov.uscis.gov (last visited May 26, 2026). 134 See DHS, USCIS, Case Processing Times, https://egov.uscis.gov/processing-times (last visited May 8, 2026).
10. 其他替代方案和建议
评论:一位评论者讨论了持续移民审查(Continuous Immigration Vetting,CIV)作为比仅在申请提交时进行的时点筛查和审查更有效地及时识别国家安全和公共安全风险的手段。多位评论者询问,国土安全部为何不能使用“并行审查”(concurrent vetting,显然是指CIV)作为临时最终规则(IFR)所实施程序的替代方案。评论者指出,国土安全部目前在某些情形下已采用CIV。具体而言,评论者指出,“国土安全部已经拥有一套既能保护安全又能让人们继续工作的制度,但其并未说明为何不能继续使用该制度。”
回应:国土安全部感谢评论者关注CIV及其他自动化筛查工具在加强国家安全和公共安全方面所发挥的作用。CIV是一种基于事件的审查工具,可在政府数据库中发现可能与USCIS系统中个人相关的潜在不利信息时,实现向USCIS自动通报并简化通报流程。135国土安全部同意,持续筛查和审查能力(包括CIV和ATLAS等系统,以及跨部门信息共享)是国土安全部安全工作的重要组成部分。
10. Other Alternatives and Recommendations Comment: A commenter discussed Continuous Immigration Vetting (CIV) as a more effective timely identification of national security and public safety risks than point- in-time screening and vetting that occurs only upon application submissions. Multiple commenters asked why DHS cannot utilize “concurrent vetting,” an apparent reference to CIV, as an alternative to the procedures implemented by the IFR. Commenters noted that DHS currently employs CIV in some contexts. Specifically, commenters noted that, “DHS already has a system that protects security while letting people keep working, and it has not explained why it cannot keep using it.” Response: DHS appreciates the commenters’ focus on the role of CIV and other automated screening tools in enhancing national security and public safety. CIV is an event-based vetting tool that automates and streamlines the process of notifying USCIS of potential derogatory information in Government databases that may relate to individuals in USCIS systems, as new information is discovered.135 DHS agrees that continuous screening and vetting capabilities (including systems such as CIV and ATLAS, along with interagency information sharing) are important components of DHS’s security efforts.
然而,这些工具并不能替代USCIS在审议新的移民利益申请(包括工作许可的续期申请)时所进行的完整裁决程序。持续审查可能会发现新信息或触发进一步审查,但其本身并不能解决资格认定问题(包括在适用情况下,该外国人是否应获得有利的自由裁量处理),也不能评估所有相关证据,或提供USCIS官员就持续资格及(在适用情况下)自由裁量权行使作出判定所需的结构化背景。135 国土安全部,《持续移民审查隐私影响评估》(2019年2月14日),https://www.dhs.gov/publication/dhsuscispia-076-continuous-immigration-vetting。资格认定过程复杂,要求官员在作出裁定之前审查案件的全部事实和证据。像CIV这样的审查只是整个流程的一部分。
However, these tools are not a substitute for the full adjudicative process that occurs when USCIS considers a new application for an immigration benefit, including a renewal of employment authorization. Continuous vetting may identify new information or trigger further review, but it does not, by itself, resolve questions of eligibility (including whether the alien warrants a favorable exercise of discretion, if applicable), assess all relevant evidence, or provide the structured context in which USCIS officers make determinations about continued eligibility and the exercise of discretion, if 135 DHS, Privacy Impact Assessment for the Continuous Immigration Vetting, (Feb. 14, 2019), https://www.dhs.gov/publication/dhsuscispia-076-continuous-immigration-vetting. applicable. Eligibility determinations are complex and require an officer to examine all the facts and evidence of a case prior to a finding. Vetting, like CIV, is one part of the overall process.
临时最终规则及本最终规则所应对的一个核心问题是,工作许可文件(EAD)的自动延期允许仅凭续期申请的提交即可使工作许可持续长达540天,而无需USCIS首先完成裁决审查及相关审查工作,包括解决任何不利信息。也就是说,在USCIS尚未首先执行以下各项行动之前,该项利益即已被授予:进行资格认定、完成审查和筛查核对、解决与该外国人有关的潜在不利信息匹配问题,以及(在适用情况下)就应否以自由裁量方式批准工作许可作出判定。即使已建立持续审查机制,外国人仍可能在自动延期期间保持工作许可身份,并利用该许可取得或维持其他证件,例如驾驶执照,包括某些司法管辖区内符合REAL ID标准的驾驶执照,而在此期间,USCIS尚未根据任何新信息或情况变化重新评估其资格。
A core concern addressed by the IFR and this final rule is that automatic extensions of EADs allow employment authorization to continue for up to 540 days based solely on the filing of a renewal application, without USCIS first completing adjudicative review and the related vetting, including the resolution of any derogatory information. That is, the benefit is granted without USCIS first performing the following actions: an eligibility determination, completing vetting and screening checks, resolving potential hits of derogatory information in connection with the alien, and a determination that the employment authorization should be granted in the exercise of discretion, if applicable. Even with continuous vetting in place, an alien could remain work authorized under an automatic extension and use that authorization to obtain or maintain other documents, such as driver’s licenses, including REAL ID compliant driver’s licenses in some jurisdictions, during a period when USCIS has not yet reevaluated eligibility in light of any new information or changed circumstances.
因此,国土安全部(DHS)已确定,即使在使用中央身份核验(CIV)及其他持续审查工具的环境下,自动延期也与其当前的安全和福利诚信优先事项不相符。这些工具可以作为补充,但不能替代以下要求:只有在美国公民及移民服务局(USCIS)完成上述各项行动之后,方可授予续期的工作许可。因此,国土安全部拒绝以持续审查(CIV)作为保留就业许可文件(EAD)自动延期的依据。
Accordingly, DHS has determined that automatic extensions are not compatible with its current security and benefit integrity priorities, even in an environment where CIV and other continuous vetting tools are used. Those tools complement but do not replace the requirement that renewed employment authorization be granted only after USCIS has completed the actions discussed above. Therefore, DHS declines to rely on CIV as a basis for retaining automatic extensions of EADs.
意见:多名评论者要求美国公民及移民服务局(USCIS)撤回临时最终规则(IFR)或推迟其实施,直至国土安全部能够保证所有类别的就业许可文件(EAD)均能及时处理完毕。
Comment: Multiple commenters requested that USCIS withdraw or delay the implementation of the IFR until DHS could guarantee timely EAD processing for all categories.
多名评论者要求设置宽限期或过渡期,以缓解临时最终规则(IFR)带来的突然影响。一些评论者认为,临时最终规则(IFR)未给在提交申请时依赖此前政策的申请人提供任何宽限期,这将给面临就业中断、生计和经济保障受到威胁的个人及家庭带来不当困难。
Several commenters requested a grace period or transitional period to mitigate the abrupt impacts of the IFR. Some commenters reasoned that the IFR provided no grace period for applicants who relied on the prior policy at the time of filing, imposing undue hardship on individuals and families who would face employment gaps threatening their livelihoods and financial security.
一些评论者要求采取具体的过渡措施,包括:
Some commenters requested specific transitional measures, including:
•向所有在该规则生效日期之前邮戳标注提交续期申请的申请人授予自动延期,即使申请是在生效日期之后收到的;
•Granting the automatic extension to all applicants whose renewal applications were postmarked before the effective date of the rule, even if received later;
•将临时最终规则(IFR)的生效日期至少推迟90天;
•Delaying the effective date of the IFR by at least 90 days;
•为雇主和雇员提供至少12个月的过渡期,以调整劳动力规划和合规系统;
•Providing a transition period of at least 12 months for employers and employees to adjust workforce planning and compliance systems;
•采取分阶段过渡方式,以防止在就业许可文件(EAD)裁定期间出现工作许可中断;以及•在全面实施之前,与卫生与公众服务部、卫生资源和服务管理局、退伍军人事务部以及医疗保险和医疗补助服务中心协调,评估对劳动力的影响。
•A phased transition to prevent work authorization gaps during EAD adjudication; and •Coordinating with the Department of Health and Human Services, the Health Resources and Services Administration, the Department of Veterans Affairs, and the Centers for Medicare & Medicaid Services to assess workforce impacts prior to full implementation.
少数评论者敦促国土安全部(DHS)推迟实施,并开展完整的通告评论程序。
A few commenters urged DHS to delay implementation and open a full notice and comment period.
回应:国土安全部(DHS)理解,临时最终规则(IFR)及本最终规则,以及由此可能导致的持续就业许可方面的任何中断,可能会对雇主和申请人产生不利影响,因为个人可能会经历就业中断。然而,正如序言前文所述,国土安全部预计,总体就业许可文件(EAD)申请率将大幅下降,从而释放裁定资源,以缩短续期就业许可文件(EAD)的处理时间。处理时间的缩短将减少外国人在提交续期就业许可文件(EAD)申请时依赖自动延期以避免潜在中断的需求。国土安全部指出,正如预期的那样,自2025年1月以来,美国公民及移民服务局(USCIS)的总体就业许可文件(EAD)申请量已稳步下降。参见本序言第IV.C.2.i.d节中的表1。
Response: DHS understands that the IFR and this final rule, and any resulting gaps in continued employment authorization, may have adverse impacts on employers and applicants to the extent that individuals experience disruptions in employment. However, as stated earlier in the preamble DHS expects that overall EAD filing rates will substantially decline and free up adjudicative resources to reduce renewal EAD processing times. Decreasing processing times would result in a reduced need for aliens filing renewal EAD applications to rely on an automatic extension of their EAD to avoid potential lapses. DHS notes that USCIS has, as expected, seen a steady decrease in overall EAD filings since January 2025. See Table 1 in Section IV.C.2.i.d. of this preamble.
此外,正如序言第IV.C.2.iv节所述,外国人若能妥善规划,即可及时提交续期就业许可文件(EAD)申请,从而降低其工作许可和/或就业许可文件(EAD)有效期出现长期中断的风险。归根结底,在未经适当审查和充分裁定的情况下授予福利,与国土安全部旨在加强福利诚信、更好地保护公共安全和国家安全的使命相悖。136国土安全部认为,这些政策目标超过了对可能导致的积压和运营挑战的担忧,即使这些挑战可能造成工作许可和/或就业许可文件(EAD)有效期的暂时中断。因此,国土安全部拒绝采纳评论者建议的过渡措施,也不会以其他方式推迟本规则的实施。
In addition, as discussed in Section IV.C.2.iv. of the preamble, proper planning by an alien may allow the alien to timely file a renewal EAD application thus mitigating the risk of experiencing prolonged lapses in their employment authorization and/or EAD validity. Ultimately, granting benefits without proper vetting and full adjudication is contrary to the DHS mission to enhance benefit integrity and better protect public safety and national security.136 DHS believes that these policy goals outweigh concerns about potential backlogs and operational challenges that may result in a temporary lapse of employment authorization and/or EAD validity. Therefore, DHS declines to adopt the commenters’ suggested transitional measures or otherwise delay implementation of this rule.
评论:一位评论者认为,终止自动延期政策的一种替代方案是,以更协调一致的努力向可能感到困惑的雇主解释540天自动延期政策。该评论者建议“(1)与雇主、工会以及人力资源人员协会开展外联和公众互动活动以解释此类延期;(2)在其网站或社交媒体平台上发布有关延期的信息;以及(3)制作以通俗易懂的语言解释延期政策的情况说明书、常见问题解答及其他材料。”回应:在2024年临时最终规则(TFR)和2024年最终规则发布之后,国土安全部(DHS)已开展了评论者所建议的大部分(如果不是全部)外联活动。137 然而,136 参见,例如,《众议院第4567号法案会议报告》[第108-774号报告],“为截至2004年9月30日财年的国土安全部拨款”,第74页(2004年10月9日),https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf(建议除其他事项外,设立一个机构,以便在授予移民福利之前对每一位申请人、受益人和申请人进行“执法/背景审查”。)(最后访问日期:2026年5月26日)。
Comment: A commenter reasoned that an alternative to ending the policy of automatic extensions would be a more concerted effort to explain the 540-day automatic extension to employers who may be confused. The commenter suggested “(1) conducting outreach and public engagements with employers, unions, and associations of human resources staff to explain the extensions; (2) posting about the extensions on its websites or social media platforms; and (3) creating fact sheets, FAQs, and other materials that explain the extensions in accessible language.” Response: DHS conducted most, if not all, of the outreach the commenter suggested following publication of the 2024 TFR and 2024 final rule.137 However, 136 See, e.g., Conference Report to Accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74 (Oct. 9, 2004), https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (recommending, among other things, the creation of an organization to conduct “law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.”) (last visited May 26, 2026).
137 89 FR 24628(2024年4月8日)(将自动延期期限临时延长至最多540天);89 FR 101208(2024年12月13日)(将自动延期期限永久延长至最多540天)。此外,进一步开展外联活动也无法解决对自动延期框架的担忧。例如,雇主须使用申请人不具安全性的I-797表(行动通知),并借助独立的网页和工具来确定外籍雇员是否处于自动延期的工作许可期内,以及该期限的长短。此外,进一步的外联活动也无法解决以下问题,即当外籍雇员待批的EAD(工作许可文件)续签申请被拒绝时,雇主并不会收到直接通知,这就造成了雇主可能在不知情的情况下从事未经授权的雇佣行为,并向可能怀有不良动机的外国人提供收入的风险。
137 89 FR 24628 (Apr. 8, 2024) (temporarily increased the automatic extension period to up to 540 days); 89 FR 101208 (Dec. 13, 2024) (permanently increased the automatic extension period to up to 540 days). additional outreach would not resolve concerns with the automatic extension framework. For example, employers are required to use an applicant’s unsecure Form I‑797, Notice of Action, with separate webpages and tools to determine whether, and for how long, an alien employee remains in an automatically extended period of employment authorization. Further, additional outreach would not address the fact that employers do not receive direct notice if their alien employees’ pending EAD renewal applications have been denied, which creates a risk that employers could unwittingly engage in unauthorized employment and provide income to aliens with potentially nefarious motives.
在考虑了上述担忧后,国土安全部认定,即便扩大外联和教育材料的覆盖面,继续依赖540天自动延期政策仍不足以充分应对这些合规性和项目完整性方面的风险。国土安全部将继续通过其面向公众的资源,提供关于工作许可有效期的清晰、易获取的信息。
After considering these concerns, DHS determined that continued reliance on the 540-day automatic extension, even with expanded outreach and educational materials, would not sufficiently address these compliance and program integrity risks. DHS will continue to provide clear, accessible information about employment authorization validity through its public-facing resources.
国土安全部指出,本临时最终规则(IFR)及本最终规则的立法理由在于加强福利诚信,并更好地保护公共安全和国家安全。虽然雇主的困惑与EAD项目的完整性相关,但为消除雇主可能产生的困惑而开展更多外联活动,并不能解决本临时最终规则及本最终规则所针对的主要问题。因此,国土安全部不采纳此项建议。
DHS notes that the justification for the IFR and this final rule is to enhance benefit integrity and better protect public safety and national security. While employer confusion is relevant to the integrity of the EAD program, conducting more outreach to employers to eliminate potential confusion would not address the primary concerns addressed by the IFR and this final rule. Therefore, DHS declines to adopt this suggestion.
评论:其他替代方案和建议包括针对申请人提出的具体补救措施建议:
Comment: Additional alternatives and recommendations included suggestions of specific remedies for applicants:
●实施附带延误费用退还机制的90天服务水平协议(SLA)。●允许在现有EAD到期前至少九个月提交EAD申请的申请人获得自动延期,并承诺在九个月内完成对该等申请的审理。
•Implementing 90-day Service Level Agreements (SLAs) with fee refunds for delays. •Allowing automatic extensions for applicants who file their EAD applications at least nine months before their current EADs expire and committing to adjudicating those applications within nine months.
●允许在卡片制作期间进行临时I-9核验。
•Enabling interim I-9 verification during card production.
●对于某些审查可能耗时较长的EAD类别,允许其获得自动延期。
•Allowing automatic extensions for certain EAD categories for which vetting may take longer than others.
答复:国土安全部已经考虑了上文所述的各种替代方案,以及恢复以往做法的可能性。美国公民及移民服务局(USCIS)通常不向移民利益申请人退还费用。参见8 CFR 103.2(a)。尽管国土安全部持续致力于改进相关程序,但国土安全部不会承诺对某些就业授权文件(EAD)申请类别允许自动延期或临时核验,因为审核某一申请人所需的时间完全取决于该申请人及其案件历史,而审核仅是整体裁决审查的一部分,该审查旨在确定申请人是否持续符合资格,以及(如适用)申请人是否持续值得获得有利的自由裁量处理。国土安全部也不会在EAD制作期间启用临时I-9核验,因为批准通知并非证明当前工作授权的安全文件。USCIS的通知只能在国土安全部已在《雇主手册》(M-274)中明确授权某一特定组合用于I-9用途的非常有限的情形下使用。138国土安全部不会采纳所建议的替代方案,因为其优先考虑国家安全与公共安全,并决心停止向不符合资格的外国人提供任何就业授权文件。139
Response: DHS has considered the alternatives noted above as well as a return to previous practices. USCIS generally does not refund fees to applicants for immigration benefits. See 8 CFR 103.2(a). While DHS continues to focus on ways to improve processes, DHS will not commit to allowing automatic extensions or interim verification for certain EAD application categories because the time it takes to vet an applicant is entirely dependent on the applicant and his or her case history and vetting is just one part of the overall adjudicative review to determine continued eligibility and that the applicant continues to merit a favorable exercise of discretion, if applicable. DHS is also not enabling interim I-9 verification during EAD production because approval notices are not secure documents establishing proof of current work authorization. USCIS notices can only be used in the very limited circumstances where DHS has expressly authorized a specific combination for I‑9 purposes in the M-274 Handbook for Employers.138 DHS is not enacting the suggested alternatives because it is prioritizing national security and public safety and is determined to cease any provision of employment authorization documents to ineligible aliens.139
11. 行政程序法 i. 绕开通知和评议程序的“正当理由” 意见:众多评论意见指出,国土安全部未能证明存在有效的“正当理由”以绕开标准的通知和评议程序。评论者表示,138参见国土安全部(DHS)、美国公民及移民服务局(USCIS),《雇主手册》M-274(最后更新于2026年7月7日),https://www.uscis.gov/i-9-central/form-i-9-resources/handbook-for-employers-m-274。例如,延长H-1B工作人员非移民身份的USCIS批准通知,连同所附的I-94表,可作为该工作人员持续获得工作授权的证明。
11. Administrative Procedure Act i. “Good Cause” for Bypassing the Notice and Comment Period Comment: Numerous commenters stated that DHS failed to demonstrate valid “good cause” to bypass the standard notice and comment process. Commenters said that 138 See DHS, USCIS, Handbook for Employers M-274 (last updated July 7, 2026), https://www.uscis.gov/i- 9-central/form-i-9-resources/handbook-for-employers-m-274. For example, a USCIS approval notice that extends an H-1B worker’s nonimmigrant status, together with the attached Form I-94, may serve as evidence of that worker’s continued employment authorization.
139参见第14161号行政命令,《保护美国免受外国恐怖分子及其他国家安全与公共安全威胁》(2025年1月20日),90 FR 8451, 8451(2025年1月30日);另参见第14159号行政命令,《保护美国人民免受入侵》(2025年1月20日),90 FR 8443, 8446(2025年1月29日)。未经通知和评议规则制定程序即立即实施,构成“重大程序性失误”。两位评论者要求USCIS重新考虑立即实施该临时最终规则(IFR)的决定,并要求今后应给予合理的提前通知。
139 See E.O. 14161, Protecting the United States from Foreign Terrorists and Other National Security and Public Safety Threats (Jan. 20, 2025), 90 FR 8451, 8451 (Jan. 30, 2025); see E.O. 14159, Protecting the American People Against Invasion (Jan. 20, 2025), 90 FR 8443, 8446 (Jan. 29, 2025). immediate implementation without notice and comment rulemaking represents a “significant procedural failure.” Two commenters requested that USCIS reconsider the decision to immediately implement the IFR and that fair advance notice should be given in the future.
其他评论者指出,规则中所述的“可能使不法行为人继续工作并获取收入,从而为对美国公众构成迫在眉睫威胁的邪恶活动提供资金的安全漏洞”与自动延期之间并无因果关系,该说法纯属推测,且缺乏任何可靠证据支持,无论如何,单一的潜在不利后果示例不足以满足严谨而严格的正当理由标准。评论者指出,该分析缺乏关于损害或公共安全威胁的具体事实指控。评论者还指出,该临时最终规则未能说明博尔德事件与自动工作授权延期条款之间有何关联,也未说明即便存在关联,这一单一事件为何能够证明终止该规则对数十万工作人员及其美国雇主所造成影响的正当性。
Other commenters stated that the described “security vulnerability that could allow bad actors to continue to work and generate income to potentially finance nefarious activities that pose an imminent threat to the American public” had no causal connection to the automatic extension, was speculative, unsupported by any reliable evidence, and at any rate that a single example of potential adverse consequence is insufficient to establish the meticulous and demanding good cause standard. Commenters indicated that the analysis was devoid of specific factual allegations of harm or threat to public safety. Commenters also indicated that the IFR failed to explain how the incident in Boulder was related to the automatic work authorization extension provision or why this one incident, even if related, would justify the impact the termination of this rule would have on hundreds of thousands of workers and their U.S. employers.
许多评论者表示,国土安全部关于提供通知和评议期将导致非公民“抢时间”提交EAD续签申请的说法缺乏依据。一位评论者指出,鉴于USCIS指示申请人不得在现有EAD到期前180天以上提出申请,加之高额的续签费用使得仓促、无计划的申请变得不太可行,这种“抢时间”的情况不太可能发生。
Many commenters stated that DHS’s claim that providing a notice and comment period would cause noncitizens to “rush” to file EAD renewal applications was unfounded. One commenter said that this “rush” is unlikely given that USCIS instructs applicants not to file more than 180 days before their current EAD expires, and because the high renewal fees make rapid, unplanned filings less feasible.
多名评论者表示,要正当援引“正当理由”豁免,所主张的损害必须是“可证明且紧迫的,如战争、卫生危机或经济崩溃”。评论者指出,国土安全部(DHS)承认“正当理由”一直仅限于可量化的威胁,例如9/11袭击或飓风之后的情形,而仅凭一则轶事不足以证明达到经济崩溃规模的“可证明且紧迫”损害。他们还主张,国土安全部未能证明若无自动延期该袭击事件便不会发生,也未能证明通过额外审查该事件本可被发现或阻止。最后,这些评论者还指出,由于国土安全部未能推翻移民犯罪率低于本土出生公民这一确凿证据,因此不存在正当理由。
Multiple commenters said that to properly invoke the “good cause” exemption, the claimed harm must be “demonstrable and immediate—like war, health crisis, or economic collapse.” The commenters noted that DHS recognizes that “good cause” has been limited to quantifiable threats, such as in the aftermath of the 9/11 attacks or hurricanes, and that one anecdote is insufficient evidence of “demonstrable and immediate” harm at the scale of economic collapse. They also asserted that DHS failed to establish that the attack would not have occurred in the absence of automatic renewals, or that it would have been detected or prevented with additional vetting. Finally, these commenters also indicated that there was no good cause because DHS failed to overcome indisputable evidence that immigrants are less likely to commit crimes than native-born citizens.
答复:国土安全部不同意评论者关于其未能满足《美国法典》第5编第553条(b)款下正当理由标准的说法,也不同意其未提供充分的事实证据证明存在公共安全风险以证明绕开通知与评论程序的合理性。国土安全部坚持认为,在综合考虑各种情况后,根据《美国法典》第5编第553条(b)款绕开通知与评论程序以迅速果断地采取行动是正当的,因为履行通知与评论程序将不切实际或有悖公共利益。
Response: DHS disagrees with the commenters that DHS failed to meet the good cause standard under 5 U.S.C. 553(b) or that DHS did not provide sufficient factual evidence of a public security risks to justify bypassing notice and comment procedures. DHS maintains that, under the totality of the circumstances, bypassing notice and comment procedures under 5 U.S.C. 553(b) was justified to act swiftly and expeditiously, as notice and comment procedures would have been impracticable or contrary to public interest.
国土安全部同样不认同以下说法:临时最终规则(IFR)缺乏关于损害或公共安全威胁的具体事实指控、所述损害是推测性的,以及该临时最终规则的解决方案与采取紧急行动的必要性之间缺乏合理联系。该临时最终规则已清楚说明了博尔德事件的相关性及其与自动延期之间的联系140,并说明了为何该措施具有正当性,尽管终止自动延期会对外国人及雇主产生影响。国土安全部指出,其现已审议了就该临时最终规则收到的所有评论意见,并在本序言中作出答复141,从而提供了评论者所寻求的通知与评论程序。国土安全部认为,评论者可能误解了与给予外国人就业授权和/或就业授权文件(EAD)自动延期相关的风险,该自动延期仅基于及时提交续签EAD申请,而非基于140参见《联邦公报》第90卷第48799页、第48808页(2025年10月30日)(说明在一名持有自动延期EAD的外国人于2025年6月1日在科罗拉多州博尔德制造了造成多人受伤的恶性袭击事件后,全面审查续签EAD申请人的必要性变得显而易见)。
DHS also disagrees that the IFR was devoid of specific factual allegations of harm or threat to public safety, that the harm was speculative, and that the solution of the IFR was not rationally connected to the need for immediate action. The IFR clearly explained the relevance of the Boulder incident and its connection to the automatic extension,140 and why the measure was justified, notwithstanding the impact of the automatic extension’s termination on aliens and employers. DHS notes that it has now considered all comments received on the IFR and responded to them in this preamble, thereby providing the notice and comment process sought by commenters.141 DHS believes that commenters may have misunderstood the risks associated with granting automatic extensions of an alien’s expired employment authorization and/or EAD that is merely based on the timely filing of a renewal EAD application but not on 140 See 90 FR 48799, 48808 (Oct. 30, 2025) (explaining that the need to fully vet applicants for renewal EADs became clear when an alien with an automatically extended EAD perpetrated a heinous attack that injured many people in Boulder, Colorado on June 1, 2025).
141 参见小修女会圣彼得保罗之家诉宾夕法尼亚州案,591 U.S. 657, 683-84(2020年)(认定某机构的临时最终规则符合《行政程序法》第5编第553条(b)款第(2)至(3)项规定的程序要求)。
141 Cf. Little Sisters of the Poor Saints Peter and Paul Home v. Pennsylvania, 591 U.S. 657, 683-84 (2020) (holding that an agency’s IFR complied with the APA’s procedural requirements under 5 U.S.C. 553(b)(2)- (3)).
对申请人资格或背景的全面审查。如该临时最终规则所述,即便外国人已不再符合获得就业授权和/或EAD的条件,其仍可获得自动延期。例如,该外国人可能已不再具有相应的基础身份、存在使其丧失就业授权资格的不良信息,或者(如适用)不足以获得有利的自由裁量处理结果。这些外国人本可通过及时提交续签申请,合法获得长达540天的持续就业授权和/或EAD的待遇。这将使可能构成公共安全或国家安全威胁的外国人得以利用相关证明文件,进而可能获取其他身份证件,如驾驶执照,并利用其从事不法活动。
fully vetting an applicant’s eligibility or background. As explained in the IFR, aliens could obtain an automatic extension even if they no longer qualified for employment authorization and/or an EAD. Examples include if the alien no longer possessed the underlying status, had derogatory information that would render them ineligible for employment authorization, or would not merit a favorable exercise of discretion, if applicable. These aliens could properly file a timely renewal application to obtain the benefit of continued employment authorization and/or an EAD for up to 540 days. This would allow aliens who could be public safety or national security threats to use associated documentation to potentially obtain other credentials, such as driver’s licenses, and use it to engage in nefarious activities.
不幸的是,实施有害行为的外国人以及从事邪恶活动的外国人,并不是按照与其申请福利相吻合的时间表行事的。他们可能会在获批准予移民身份的申请之后从事有害活动,也可能不会。像科罗拉多州博尔德发生的袭击事件那样的攻击很难预测,但只要在外国人每次申请移民福利时进行适当且彻底的审查,并在各政府机构之间共享情报,这类攻击或许并非不可阻止。142 国会长期以来一直强调,在授予任何移民福利之前,必须对每一位申请人进行审查的重要性。143 在美国公民及移民服务局(USCIS)每次接触申请人时对其进行充分审查,有助于发现模式、标记可疑活动、提醒官员注意潜在威胁,并保护美国居民免受伤害。发生在科罗拉多州博尔德的袭击事件,系由一名持有自动延期就业授权文件(EAD)的外国人所实施,该事件提供了持续存在的公共紧急状态的明确证据,暴露了自动延期制度的安全漏洞,并表明每当美国公民及移民服务局在未对申请人进行充分审查的情况下授予福利时,就失去了一次发现不法分子、保护公众的机会。公众对博尔德事件的反应凸显了采取行动以保障公共安全的紧迫性,144 国土安全部(DHS)也据此采取了相应行动。
142 国土安全部的职责之一,是预防恐怖袭击并执行移民法律,包括执行与就业授权相关的法律。就向外国人授予就业授权而言,该项权力已授权美国公民及移民服务局行使。国土安全部承认评论者所引用的统计数据,该数据表明外国人实施犯罪的比例可能低于本土出生公民。但本规则专门针对外国人。因此,上述信息以及相关比较与本事项无关。
Unfortunately, aliens committing harmful acts and those engaging in nefarious activities do not operate on a schedule that aligns neatly with them seeking benefits applications. They may or may not engage in harmful activity post-approval of an application granting immigration status. Attacks, such as the one in Boulder, Colorado, are tough to predict, but they may not be impossible to stop with proper and thorough vetting and intelligence sharing among government agencies each time an alien is seeking immigration benefits.142 Congress has long emphasized the importance of vetting each and every applicant before an immigration benefit is granted.143 Fully vetting each applicant during every USCIS encounter helps identify patterns, flags activities, alerts officials to potential threats, and protects U.S. residents from harm. The attack in Boulder, Colorado—committed by an alien in possession of an EAD that was 142 It is DHS’s mandate, among others, to prevent terrorist attacks and administer immigration laws, including administering the laws pertaining to employment authorization. For purposes of grating employment authorizations to aliens, the authority is delegated to USCIS. DHS acknowledges the commenters reference to statistics indicating that aliens may commit less crimes than native born citizens. This rule deals exclusively with aliens. Therefore, the information as well as the comparison is irrelevant to the matter at hand.
143 见众议院第4567号法案[第108-774号报告]附随会议报告,题为《为截至2005年9月30日止财政年度拨付国土安全部经费》,第74页,https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf(最后访问日期为2026年5月26日)。该自动延期的就业授权文件,为持续存在的公共紧急状态提供了明确证据,暴露了自动延期制度的安全漏洞,并表明每当美国公民及移民服务局在未对申请人进行充分审查的情况下授予福利时,就失去了一次发现不法分子、保护公众的机会。公众对博尔德事件的反应凸显了采取行动以保障公共安全的紧迫性,144 国土安全部也据此采取了相应行动。
143 See Conference Report to accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74, https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (last visited May 26, 2026). automatically extended—provided clear evidence of the ongoing public emergency, exposed the security vulnerability of the automatic extension, and demonstrated that every time USCIS is granting a benefit without fully vetting an applicant, an opportunity is lost to detect bad actors and protect the public. The public’s response to the Boulder event underscored the urgency to act to safeguard public safety,144 and DHS acted accordingly.
如果国土安全部宣布该项变更,并遵循标准的规则制定程序,那么在制定本最终规则期间,自动延期程序将继续实施。在此期间,存在未解决的不利信息的外国人本可获得自动延期的就业授权文件。即使美国公民及移民服务局最终驳回了实际申请,与自动延期就业授权文件相关的证件仍将由相关外国人持有,即便该人正在从事邪恶活动。事实上,该自动延期的就业授权文件,很可能正是使该袭击者得以实施此次袭击的关键所在。这表明,正如科罗拉多州博尔德事件所显示的那样,袭击威胁是真实的、迫在眉睫的,且持续存在的。
If DHS had announced the change, and followed the standard rulemaking procedures, the automatic extension process would have continued during the time spent developing this final rule. During that period, aliens with unresolved derogatory information could have obtained an automatically extended EAD. Even if USCIS had ultimately denied the actual application, the documents related to the automatically extended EAD would remain in possession of the affected alien, even if they were engaging in nefarious activity. Indeed, the automatically extended EAD may have given the attacker the very thing that enabled him to follow through with the attack in the first place. This demonstrates that the threat of attacks, as shown by the events in Boulder, Colorado, is real, immediate, and ongoing.
如果国土安全部(DHS)已经公布该规则制定,国土安全部认为外国人将会争相提交续签就业授权文件(EAD)申请,以便在该规则生效日期之前获得自动延期。国土安全部不认为,美国公民及移民服务局(USCIS)关于续签申请人应在其授权到期前144天提交申请的指示会在这方面有所帮助,因为当时并不清楚国土安全部将多快发布最终规则。公众,包括国会议员在内,批评包括国土安全部在内的移民和执法部门未能察觉该外国人的活动,也未能保护公众安全。他们强调了修复安全漏洞的紧迫性。参见“普弗卢格尔主席、格林议员就博尔德恐怖袭击嫌疑人要求国土安全部提供文件”(2025年6月4日),https://homeland.house.gov/2025/06/04/chairmen-green-pfluger-request-dhs-documents-on-suspect-in-boulder-terror-attack(“这一悲剧表明美国本土的恐怖主义威胁正在上升,表明迫切需要加强国土安全措施,尤其是针对非法滞留在美国的外国人,因为据报道索利曼(Soliman)曾超期滞留非移民签证。仅今年一年,我国就已经历了数起重大反犹太主义恐怖行为,包括最近在我国首都发生的两名以色列大使馆工作人员遇刺事件。”);另见CPR.org,“科罗拉多州在博尔德纵火袭击发生前数月,因购枪未遂向联邦机构通报涉案嫌疑人”(2025年6月6日),https://www.cpr.org/2025/06/10/cbi-notified-homeland-security-after-attempted-gun-purchase-by-boulder-attacker(该报道质疑国土安全部为何未能调查索利曼的购枪未遂事件,以及更广泛地质疑国土安全部如何通过“全国即时犯罪背景调查系统”开展移民执法调查,该系统用于追踪并通知有关部门有非法身份人员试图购枪的情况)。
If DHS had announced the rulemaking, DHS believes that aliens would have rushed to file renewal EAD applications to obtain automatic extensions before the rule’s effective date. DHS does not believe that USCIS’ instructions to renewal applicants to 144 The public, including members from Congress, criticized immigration and law enforcement authorities, including DHS, for not detecting the alien’s activities and not protecting the public. They emphasized the urgency to fix security vulnerabilities. See “Chairman Pfluger, Green Request DHS Documents on Suspect in Boulder Terror Attack” (June 4, 2025), https://homeland.house.gov/2025/06/04/chairmen-green-pfluger- request-dhs-documents-on-suspect-in-boulder-terror-attack (“This tragedy is indicative of a heightened terrorism threat on U.S. soil, signaling an urgent need for increased homeland security measures, particularly with respect to foreign nationals who are unlawfully present in the United States, as Soliman reportedly overstayed a nonimmigrant visa. Our nation has now faced several major acts of antisemitic terror this year alone, including the recent assassination of two Israeli embassy staffers in our nation’s capital.”); see CPR.org, “Colorado notified feds after failed gun purchase by accused Boulder firebomber, months before the attack” (June 6, 2025), https://www.cpr.org/2025/06/10/cbi-notified-homeland-security- after-attempted-gun-purchase-by-boulder-attacker (questioning how DHS’s failure to probe Soliman’s attempted purchase or how, more broadly, they approach immigration enforcement investigations through the National Instant Criminal Background Check System, which tracks and notifies authorities when people without legal status attempt to buy guns).
180天提交申请会有所帮助,因为当时并不清楚国土安全部将多快发布最终规则。同样,国土安全部不同意续签费用必然会使迅速、无预先计划的申请提交变得不那么可行这一观点。从历史上看,申请费用的提高并未抑制寻求移民福利人数,而且部分申请人仍可获得费用减免。145 出于这些原因,如果在通知和评议期间继续允许自动延期,在当前高威胁级别下将是不负责任的做法。146 这也将违背公共利益,妨碍国土安全部充分履行其职能,即对每一份EAD申请人逐案进行审查,以防止恐怖袭击,并仅向符合条件的外国人授予移民福利。
file 180 days before the expiration of their authorization would have helped in this regard as it would have been unclear how quickly a final rule would be issued by DHS. Similarly, DHS does not agree that renewal fees necessarily make rapid, unplanned filings less feasible. Historically, increased filing fees have not depressed the number of individuals seeking immigration benefits, and fee waivers are still available for some applicants.145 For these reasons, allowing automatic extension to continue for the duration of the notice and comment period would have been irresponsible given the high threat level.146 It would also have been contrary to the public interest, impeding DHS’s ability to fully execute its functions – to vet every EAD applicant with each application to prevent terrorist attacks and grant immigration benefits only to eligible aliens.
最后,国土安全部并未发现任何判例法,评论者也未援引任何判例法,要求必须发生不止一次引发紧急情况的事件,或者可证明的直接损害必须达到“经济崩溃”或“9/11式”事件的规模,才能证明存在正当理由(good cause)。同样,政府也无需证明,如果不采取本规则所述行动,科罗拉多州博尔德袭击事件就不会发生。145 参见,例如,89联邦公报(FR)6194,6355页(2024年1月31日)(“国土安全部在2010年、2016年和2020年调整费用后,福利申请数量未出现减少或仅出现有限减少,且没有数据表明本最终规则中家庭类福利申请、合法永久居留权申请及入籍申请的费用会阻止申请人提交申请。”)。
Finally, DHS is not aware of any case law – and the commenters did not cite to any – requiring that good cause can only be demonstrated if there has been more than one incident that causes an emergency or that the demonstrable and immediate harm must be of the scale of an “economic collapse” or a 9/11-type of event. Similarly, the government is not required to prove that the Boulder, Colorado attack would not have occurred in the 145 See, e.g., 89 FR 6194, 6355 (Jan. 31, 2024) (“DHS saw no or limited decreases in the number of benefit requests submitted after its fee adjustments in 2010, 2016, and 2020 and has no data that would indicate that the fees for family-based benefit requests, lawful permanent residence, and naturalization in this final rule would prevent applicants from filing.”).
146 见 E.O. 14159, 90 FR 8443 (2025年1月29日);另见,例如,国家情报总监办公室,《美国情报界年度威胁评估》(2025年3月),第5页,https://www.intelligence.gov/annual-threat-assessment (最后访问于2026年9月9日),("跨国犯罪分子、恐怖分子和其他非国家行为者正在威胁并影响美国公民的生活、国土的安全与繁荣以及美国在国内外的实力。一些跨国犯罪组织(TCO)正在生产和贩运大量危害美国人生命与生计的非法毒品。它们还从事其他挑战美国安全的非法活动,如人口贩卖、网络行动、洗钱和煽动暴力。美国公民,无论在国内还是海外,也正面临更加多样、复杂和分散化的恐怖主义威胁。从被列为外国恐怖组织的行为者,包括伊拉克和沙姆伊斯兰国(ISIS)、基地组织、其他伊斯兰主义恐怖组织以及一些毒品卡特尔,到单独行动或以小团体形式活动的恐怖分子,都有可能实施、协助或煽动袭击。最后,大规模非法移民已使地方和国家的基础设施及资源不堪重负,并使已知或疑似恐怖分子得以进入美国。")。有关国家安全风险和威胁评估的更多信息和最新信息,见国家情报总监办公室,《美国年度威胁评估》,https://www.intelligence.gov/annual-threat-assessment (最后访问于2026年9月9日)。
146 See E.O. 14159, 90 FR 8443 (Jan. 29, 2025); see also, e.g., Office of the Director of National Intelligence, Annual Threat Assessment of the U.S. Intelligence Community (March 2025), at 5, https://www.intelligence.gov/annual-threat-assessment (last visited Sep. 9, 2026), (“Transnational criminals, terrorists, and other nonstate actors are threatening and impacting the lives of U.S. citizens, the security and prosperity of the Homeland, and U.S. strength at home and abroad. Some transnational criminal organizations (TCOs) are producing and trafficking large amounts of illicit drugs that are imperiling American lives and livelihoods. They are conducting other illegal activities that challenge U.S. security, such as human trafficking, cyber operations, money laundering, and inciting violence. U.S. citizens—at home and abroad—are also facing more diverse, complex, and decentralized terrorist threats. Actors, ranging from designated Foreign Terrorist Organizations—including the Islamic State of Iraq and ash-Sham (ISIS), al-Qa‘ida, other Islamist terrorist groups, and some drug cartels— to terrorists acting alone or in small cells, are likely to pursue, enable, or inspire attacks. Finally, large-scale illegal immigration has strained local and national infrastructure and resources and enabled known or suspected terrorists to cross into the United States.”). For additional information and updated information on the national security risks and threat assessments, see Office of the Director of National Intelligence, Annual Threat Assessment of the U.S., https://www.intelligence.gov/annual-threat-assessment (last visited Sep. 9, 2026).
不自动延长续签。适用的《行政程序法》(APA)标准是"就此事项进行通知和公众程序是否不切实际、无必要或有悖于公共利益"。147 该标准在以下情形下得到满足,包括但不限于:存在紧急情况时;《行政程序法》的通知与评议程序所导致的延误将对生命、财产造成严重损害或对公共安全构成直接威胁时;或公布该规则将损害公共利益时。148 国土安全部(DHS)已满足该标准。
absence of automatic extension renewals. The applicable APA standard is whether “notice and public procedure thereon are impracticable, unnecessary, or contrary to the public interest.”147 This standard is met when, inter alia, there is an emergency; when delay caused by the APA’s notice and comment procedures would result in serious harm to life, property or an immediate threat to the public safety; or when announcing the rule would have hurt the public interest.148 DHS has met the standard.
鉴于当前的安全态势,立即终止该做法并迅速采取行动是一项合理的措施。正如本规则制定过程中多处指出的那样,本规则并未剥夺外国人依照现行法律法规寻求并获得就业授权的能力。如前所述,为应对此前就业授权文件(EAD)申请激增的情况,本届政府已采取重大举措,预计这些举措将减少EAD申请数量并缩短续签EAD的处理时间。149 此外,就业授权和(或)EAD的签发在很大程度上取决于申请人是否及时提交续签EAD申请并提供充分证据以证明其资格。因此,提前并及时提交续签申请可使外国人减轻或降低其本人、其家人及其雇主所面临的风险。国土安全部并不预期本临时最终规则(IFR)将对数十万名工人及其美国雇主造成不利影响,评论者亦未提供相关证据。此项评估考虑了通过政策和运营措施减少申请数量的努力,以及预期因此带来的处理效率改善。147 《美国法典》第5编第553条(b)(B)款。
Immediately ending the practice and acting expeditiously given the security posture was a reasonable measure. As is noted throughout this rulemaking, this rule does not remove the alien’s ability to seek and obtain employment authorization in accordance with current laws and regulations. To address the prior flood of EAD applications, as discussed earlier, this administration has taken significant actions that are expected to result in fewer EAD applications and shorter renewal EAD processing times.149 Additionally, the issuance of employment authorization and/or an EAD depends largely on the applicant timely filing a renewal EAD application with sufficient evidence to establish eligibility. Thus, early and timely filing of a renewal application may allow the alien to mitigate or reduce the risk for the alien, the alien’s family, and the alien’s employer. DHS does not anticipate, nor have commenters provided evidence, that the IFR will adversely impact hundreds of thousands of workers and their U.S. employers. This assessment considers efforts to reduce the number of filings through policy and operational measures, as well as expected improvements in processing resulting from the 147 5 U.S.C. 553(b)(B).
148 见 90 FR 48812-14。
148 See 90 FR 48812-14.
149 见 90 FR 48799, 48809 (2025年10月30日)。另见美国公民及移民服务局(USCIS),"国土安全部加强国家移民系统的完整性,恢复合乎常理的合法移民水平",https://www.uscis.gov/newsroom/news-releases/dhs-strengthens-integrity-in-nations-immigration-system-returns-to-commonsense-legal-immigration (最后更新于2025年11月13日);美国公民及移民服务局局长约瑟夫·B·埃德洛(Joseph B. Edlow)的证词,《国土安全部监督:移民和海关执法局(ICE)、海关与边境保护局(CBP)及美国公民及移民服务局(USCIS)》,众议院国土安全委员会听证会,https://docs.house.gov/meetings/HM/HM00/20260210/118916/HHRG-119-HM00-Wstate-EdlowJ-20260210.pdf,第6页,(2026年2月10日),("这些关键举措加强了我国合法移民系统的完整性,强化了问责制,并确保美国公民及移民服务局的资源用于处理合法、妥善提交的案件。")(最后访问于2026年5月26日)。
149 See 90 FR 48799, 48809 (Oct. 30, 2025). See also USCIS, “DHS Strengthens Integrity in Nation’s Immigration System, Returns to Commonsense Legal Immigration Levels,” https://www.uscis.gov/newsroom/news-releases/dhs-strengthens-integrity-in-nations-immigration-system- returns-to-commonsense-legal-immigration (last updated Nov. 13, 2025); Testimony of USCIS Director Joseph B. Edlow, Oversight of the Department of Homeland Security: ICE, CBP, and USCIS: Hearing Before the House Comm. on Homeland Security, https://docs.house.gov/meetings/HM/HM00/20260210/118916/HHRG-119-HM00-Wstate-EdlowJ- 20260210.pdf, at 6, (Feb. 10, 2026), (“These critical efforts have strengthened the integrity of our legal immigration system, reinforced accountability, and ensured that USCIS resources are directed toward lawful, properly filed cases.”) (last visited May 26, 2026).
整体申请量减少。虽然国土安全部(DHS)无法排除就业授权出现暂时性中断的可能性,但国土安全部认为,取消就业授权文件(EAD)自动延期在项目诚信、公共安全和国家安全方面带来的益处,超过了就业授权可能出现暂时性中断的风险。
overall reduction in filings. While DHS cannot rule out the potential for temporary lapses in employment authorization, DHS believes that the program integrity, public safety, and national security benefits of eliminating automatic extensions of EADs outweigh the risks of potential temporary lapses in employment authorization.
立即终止提供自动延期的做法,使项目诚信得以持续改善,确保就业授权的提供方式符合美国法律规定,使该机构得以妥善履行其裁决职能,并立即弥补了自动延期所造成的安全漏洞。
Immediately ending the practice of providing automatic extensions resulted in continued improvement in program integrity by ensuring that employment authorization is provided in a manner consistent with the laws of the United States, allowed the agency to properly perform its adjudicative function, and immediately closed the gap in the security vulnerability that the automatic extension created.
二、“外交事务”例外的评论:许多评论者指出,国土安全部不当援引了涉及“美国外交事务职能”规则在发布前无需经过通知和评论程序的例外规定。评论者表示,该例外的适用门槛“很高”,且法院已警告在移民事务背景下不应对外交事务例外作扩大解释,因为不可避免的“附带性外交事务影响”实际上会“消除公众在整个行政法领域的参与”。其他评论者表示,国土安全部除了重申科罗拉多州博尔德近期事件所显示的国家安全危机外,并未解释或引用任何证据来证实其关于评论期将扰乱外交事务的说法。评论者表示,这些推测性且含糊的说法不足以支持适用“外交事务”例外。
ii. “Foreign Affairs” Exception Comment: Many commenters stated that DHS improperly relied on the exception for to a pre-promulgation notice-and-comment for rules involving the “foreign affairs function of the United States.” Commenters stated that this exception has a “high bar” and courts have warned against “[t]he dangers of an expansive reading of the foreign affairs exception” in the immigration context, where inevitable “incidental foreign affairs effects” would effectively “eliminate[] public participation in this entire area of administrative law.” Other commenters said that DHS does not explain how, or cite anything to substantiate its allegation that, the comment period would disrupt foreign affairs, other than reiterate the national security crisis as demonstrated by the recent events in Boulder, Colorado. The commenters stated that these speculative and vague claims cannot support a “foreign affairs” exception.
回应:国土安全部不同意其未能解释或未引用证据来证实本规则制定涉及“美国外交事务职能”这一说法。150 国土安全部进一步解释称,评论期将扰乱外交事务职能,因为准予自动延期的做法涉及 150 《美国法典》第5编第553(a)(1)条。
Response: DHS disagrees that it did not explain how, or cite anything to substantiate, its explanation that the rulemaking involves a “foreign affairs function of the United States.”150 DHS further explained that the comment period would disrupt a foreign affairs function because the practice of granting automatic extensions involves 150 5 U.S.C. 553(a)(1).
人员身份状态及货物跨境流转,而终止准予自动延期的做法直接牵涉外交事务,因为汇款减少可能对许多国家产生重大影响。基于续签就业授权文件(EAD)申请的提交而取消提供自动延期的做法,也是落实总统外交政策指示的一部分,因而进一步涉及外交事务职能。151 采用通知和评论程序本也会导致不良的国际后果,正如临时最终规则(IFR)中所述。152 具体而言,国土安全部详细解释了为何终止基于EAD续签申请提交而给予就业授权的做法,也将影响汇往境外的侨汇,只要该等侨汇中包含通过自动延期的就业授权卡和EAD所获得就业机会而赚取的款项。侨汇减少,包括因美国移民政策变化而导致的减少,已被其他国家视为不利情况。153 国土安全部还阐明了侨汇可能带来的国际洗钱和恐怖主义融资风险。因此,终止提供未经审查的就业授权及/或相关文件,并对这些外国人,尤其是来自已被认定存在安全风险的地区或国家的外国人进行全面审查,以及美国移民政策对其他国家造成的经济影响,均涉及对这些事项更为谨慎和敏感的考量,因为这些事项极易影响到外国。154 此外,正如临时最终规则(IFR)中同样指出的,就此类事项开展通知和评论规则制定程序,可能导致有关本届政府采取此举根本原因的敏感情报信息被披露。
the status of people and the transfer of goods across the border, and ending the practice of granting automatic extensions directly implicates foreign affairs because of the significance a decline in remittances can have on many countries. Eliminating the practice of providing automatic extensions based on the filing of a renewal EAD application is also part of the implementation of the President’s foreign policy directives, thus further implicating a foreign affairs function.151 Engaging in notice and comment procedure also would have resulted in undesirable international consequences, as outlined in the IFR.152 Specifically, DHS explained in detail why ending the practice of providing employment authorization based on the filing of an EAD renewal application will also impact foreign remittances sent abroad, to the extent that such remittances include money earned through employment based on automatically extended employment authorization cards and EADs. Reductions in remittances, including those stemming from changes in U.S. immigration policies have been viewed unfavorably by other countries.153 DHS also established how remittances may pose international money laundering and terrorist financing risks. Thus, ending the practice of providing unvetted employment authorization and/or documents, and fully vetting these aliens, particularly those coming from regions or nations with identified security risks, as well as economic impacts on other countries on account of the U.S. immigration policies, involves more cautious and sensitive considerations of those matters as they could easily impact foreign nations.154 Further, as also indicated in the IFR, having to engage in notice and comment rulemaking on such matters may lead to the disclosure of sensitive intelligence related to the reasons why the administration is taking this step in the first place.
151 见《联邦公报》第90卷第48814页及脚注139。国土安全部将在对下一条评论的回应中处理与卢比奥国务卿外交事务认定的适用性相关的评论。 152 见《联邦公报》第90卷第48814-48815页。
151 See 90 FR 48814 and footnote 139. DHS is addressing the comments related to the application of Secretary Rubio’s foreign affair determination in response to the next comment. 152 See 90 FR 48814-15.
153 同上。
153 Id.
154 《联邦公报》第90卷第48815页。
154 90 FR 48815.
总体而言,这些后果既非推测性的,也非含糊不清的。
Overall, these consequences were neither speculative nor vague.
评论:多名评论者表示,国土安全部(DHS)援引外交事务职能例外的理由既缺乏依据又过于宽泛,其所依据的是国务卿最近发布的一份通知,该通知声称几乎所有与边境相关的活动均构成“外交事务”。一名评论者补充指出,该通知不具有法律效力,因为各机构无权界定《行政程序法》(APA)及其例外情形的适用范围。另一名评论者表示,该临时最终规则(IFR)规范的是国内就业授权事项,而非外交事务。该评论者指出,法院仅在某项机构行为明显涉及对外关系,或征求意见程序将引发“不良国际后果”的情况下,才适用外交事务职能例外,而这两种情形在该临时最终规则中均不成立。
Comment: Multiple commenters stated that DHS’s justifications for invoking the foreign affairs function exception were both unsupported and overbroad, relying on a recent notice from the Secretary of State claiming that virtually all border-related activities constitute “foreign affairs.” One commenter added that this notice has no legal effect, as agencies cannot define the scope of the APA or its exceptions. Another commenter stated that the IFR regulates domestic employment authorization, not foreign affairs. The commenter said that courts apply the foreign affairs function exception only when an agency action clearly implicates foreign relations or when notice and comment would provoke “undesirable international consequences,” neither of which are justified in the IFR.
答复:法律并未禁止国土安全部部长为规则制定目的采纳鲁比奥国务卿所作出的外交事务认定。
Response: Nothing in the law prevents the Secretary from adopting the foreign affairs determination made by Secretary Rubio for rulemaking purposes.
如该临时最终规则所述,国土安全部部长根据《移民与国籍法》(the Act)第103(a)条,即8 U.S.C. 1103(a),拥有广泛的一般性权力,负责管理和执行“本章及所有其他与外国人移民和入籍相关的法律……但本章或该等法律涉及总统、司法部长、国务卿、国务院官员或外交、领事官员所被赋予的权力、职能和职责的部分除外。”参见《移民与国籍法》第103(a)(1)条;8 U.S.C. 1103(a)(1)。
As outlined in the IFR, the Secretary has broad general authority under section 103(a) of the Act, 8 U.S.C. 1103(a) to administer and enforce “this chapter and all other laws relating to the immigration and naturalization of aliens, except insofar as this chapter or such laws relate to the powers, functions, and duties conferred upon the President, the Attorney General, the Secretary of State, the officers of the Department of State, or diplomatic or consular officers. . . .” See INA sec. 103(a)(1); 8 U.S.C. 1103(a)(1).
国务院是牵头开展跨部门协调,制定和实施外交政策及外交事务相关事宜的机构。
The Department of State is the agency that is leading interagency coordination in developing and implementing foreign policy and foreign affairs matters.
相应地,国务院与国土安全部经常需要进行协调,包括在众多体现总统首要外交政策优先事项的总统行政行动中进行协调,例如本行动所依据的第14161号行政命令(E.O. 14161)。国土安全部部长与国务卿的权力均源自法律及授予行政部门的权力。因此,国土安全部部长在履行其根据《行政程序法》及本规则制定项下的职责时,参考鲁比奥国务卿所作出的认定,是适当的做法。这一做法还确保了政府在涉及外国人入境、身份、移民及驱逐出境等事项上立场一致,与总统的外交政策认定及目标保持一致。155 相应地,国土安全部继续认定,就业许可文件(EAD)及就业授权,包括原8 CFR 274a.13(d)项下的自动延期,均与外国人的身份或经授权的停留期限直接相关,因为获得就业授权和/或相关证件的资格取决于外国人的身份或具体情形。由于授予就业授权和/或就业许可文件对于管控外国人而言是不可或缺的一部分,并影响货物(包括资金)跨越美国边境的转移与流动,因此这些行为属于国土安全部部长所作出的外交事务认定以及总统外交政策指令的范畴之内,从而明显涉及并关联外交事务职能。
Correspondingly, DOS and DHS are called upon to coordinate often, including in numerous Presidential actions reflecting the President’s top foreign policy priorities, such as E.O. 14161 upon which this action is based. The Secretary of Homeland Security and the Secretary of State both derive their authority from the law and the powers granted to the executive. Thus, it is appropriate for the Secretary of Homeland Security, in fulfilling the Secretary’s responsibilities under the APA and this rulemaking, to refer to Secretary Rubio’s determination. This approach ensures also that the government presents a unified position on issues related to entry, status, immigration and the removal of aliens, in alignment with the President’s foreign policy determination and objectives.155 Correspondingly, DHS continues to find that EADs and employment authorizations, including automatic extensions under former 8 CFR 274a.13(d), are directly connected to the alien’s status or authorized period of stay, because eligibility for employment authorization and/or documentation is dependent on the alien’s status or circumstances. Because the grant of employment authorization and/or EADs is integral to the control of aliens, and affects the transfer and movements of goods, including money across the U.S. border, these actions fall within the Secretary’s foreign affairs determination and within the President’s foreign policy directives, thereby clearly involving and implicating the foreign affairs functions.
三、合理决策要求 评论:包括多个组织以及一次格式信函活动在内的许多评论者表示,国土安全部在不到一年前曾认定,为满足国会授权的要求,540天的就业授权自动延期是必要的。然而,该临时最终规则在没有任何新证据或连贯理由支持此种立场逆转的情况下,全面取消了自动延期制度。评论者认为,该临时最终规则未能满足《行政程序法》所要求的“合理决策”标准,并援引了联邦通信委员会诉福克斯电视台案(FCC v. Fox Television Stations), 556 U.S. 502 (2009)一案作为依据。
iii. Reasoned Decision-Making Requirement Comment: Many commenters, including organizations and a form letter campaign, said that, not even a year ago, DHS determined that a 540-day automatic extension of employment authorization was necessary to meet a Congressional mandate. However, the IFR eliminates automatic extensions entirely without any new evidence or a coherent rationale to justify such a reversal. The commenters reasoned that the IFR fails to satisfy the “reasoned decision-making” requirement of the APA and cited FCC v. Fox Television Stations, 556 U.S. 502 (2009).
回应:美国国土安全部(DHS)不同意评论者关于临时最终规则(IFR)未能为该项规则制定提供合理理由的主张。临时最终规则讨论了先前155 参见,例如,Arizona v. United States, 567 U.S. 387, 409 (2012)(承认关于可否递解出境的决定要求判断是否适宜允许某外国人继续在美国居留。此类性质的决定涉及对外关系,必须以一个声音作出决定)。 涉及就业授权文件(EAD)自动延期的规则制定,随后解释说本届政府的优先事项是对我国境内所有外国人进行严格审查,以更好地保护美国劳工及广大公众的安全。见90 FR 48799, 48808(2025年10月30日)。临时最终规则还解释说,本项规则制定将通过确保在签发续签就业授权文件(这是一项重要的利益)之前进行适当审查来增强公共安全,并提升项目的完整性。见90 FR 48799, 48804(2025年10月30日)。美国国土安全部正在加强其审查和筛查工作,提高其侦测可能具有有害意图的外国人的能力,遏制欺诈行为,并将可递解出境的外国人置于递解程序之中。美国国土安全部运用法律项下所有适用条款,协助保护美国免受对公共安全和国家安全构成风险之人的危害。
Response: DHS disagrees with the commenters’ assertion that the IFR did not provide a reasoned justification for the rulemaking. The IFR discussed the prior 155 See, e.g., Arizona v. United States, 567 U.S. 387, 409 (2012) (recognizing that decision on removability requires a determination whether it is appropriate to allow a foreign national to continue living in the United States. Decisions of this nature touch on foreign relations and must be made with one voice). rulemakings pertaining to EAD automatic extensions and then explained that this administration’s priority is the robust vetting of all aliens in our country to better protect the safety of American workers and the public at large. 90 FR 48799, 48808 (Oct. 30, 2025). The IFR also explained that this rulemaking will enhance public safety by ensuring proper vetting before issuing renewal EADs, which are important benefits, and improve program integrity. See 90 FR 48799, 48804 (Oct. 30, 2025). DHS is enhancing its vetting and screening efforts, increasing its ability to detect aliens with potentially harmful intent, deter fraud, and place removable aliens into proceedings. DHS uses all applicable provisions under the law to help protect the United States from those who pose a risk to public safety and national security.
临时最终规则以及本最终规则终止了仅凭及时提交续签就业授权文件申请便自动延长就业授权文件有效期的做法,以便美国国土安全部能够在再次向某外国人提供移民利益之前采取适当行动。临时最终规则讨论了继续自动延长某外国人已过期的就业授权和/或就业授权文件可能导致的具体危害实例。156 临时最终规则还解释说,此类自动延期在美国公民及移民服务局(USCIS)尚未完成以下行为的情况下便授予了该项利益:资格认定、完成审查和筛查核对、解决潜在的不良信息匹配问题,以及(如适用)作出应依自由裁量权授予就业授权的认定。157 若无临时最终规则及本最终规则,外国人仍可能在存在可能将其标记为国家安全或公共安全风险的不良信息的情况下获得自动延期。如上所述,在某外国人的就业授权文件到期之前,审查和筛查工作可能尚未完成,不良信息也可能尚未经审阅和解决。因此,该项自动延期构成一种安全 156 见90 FR第48807-48808页。
The IFR, and this final rule, ends the practice of automatically extending the validity of employment authorization documents, so that DHS can take appropriate action before an immigration benefit is again provided to an alien. The IFR discussed specific examples of the harm that could result from continuing to automatically extend an alien’s expired employment authorization and/or EAD merely by filing a timely renewal EAD application.156 The IFR also explained that such automatic extensions grant the benefit without USCIS first performing the following actions: an eligibility determination, completing vetting and screening checks, resolving potential hits of derogatory information, and a determination that the employment authorization should be granted in the exercise of discretion, if applicable.157 Without the IFR, and this final rule, aliens could still obtain an automatic extension despite derogatory information that could flag them as a national security or public safety risk. As described above, vetting and screening might not be completed and derogatory information reviewed and resolved before the alien's EAD expires. The automatic extension, therefore, poses a security 156 See 90 FR at 48807-48808.
157 见90 FR第48808页。
157 See 90 FR at 48808.
漏洞可能使不法分子得以继续工作并获取收入,从而可能资助对美国公众构成紧迫威胁的恶意活动。在未进行适当审查和充分裁决的情况下授予福利,有悖于国土安全部(DHS)加强福利诚信、更好地保护公共安全和国家安全的使命。158
iv. 违反《行政程序法》(APA)的恣意和反复无常/程序缺陷
评论意见:少数评论者表示,由于该规则既未充分分析对雇主和经济的影响,也未提出缓解策略,该规则根据《行政程序法》属于恣意和反复无常。一位评论者表示,临时最终规则(IFR)属于恣意和反复无常,因为该规则未对其影响提供任何经济分析,忽视了关于持续存在的积压以及对工作许可持续需求的证据,依赖于推测性或缺乏支持的论断,并且忽视了严重的信赖利益。该评论者表示,根据《行政程序法》,该临时最终规则属于恣意和反复无常,因为该机构未能“审查相关数据,并就其行动articulate令人满意的解释,包括在所发现的事实与所作选择之间建立合理联系”。
回应:国土安全部不同意评论者的主张。临时最终规则已承认并分析了该规则的潜在影响,但解释说,由于导致高度不确定性的各种因素,国土安全部无法估计将受本规则影响的续签工作许可文件(EAD)申请人的数量。见 90 FR 48816。该分析还包括对持有工作许可文件的外国人的美国雇主可能受到的影响的讨论。见 90 FR 48817。正如临时最终规则以及本序言第 V.B.1 节所解释的那样,鉴于工作许可文件申请率和处理效率方面存在大量不确定性,包括源于近期及未来可能影响工作许可文件资格的政策变化所带来的不确定性,
158 参见,例如,关于众议院第4567号法案 [第108-774号报告] 的会议报告,“为截至2005年9月30日的财政年度向国土安全部拨款”,第74页(2004年10月9日),https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (建议除其他事项外,设立一个机构,在授予移民福利之前对每位申请人、受益人和申请人进行“执法/背景调查”)(最后访问日期:2026年5月26日)。
vulnerability that could allow bad actors to continue to work and generate income to potentially finance nefarious activities that pose an imminent threat to the American public. Granting benefits without proper vetting and full adjudication is contrary to the DHS mission to enhance benefit integrity and better protect public safety and national security.158 iv. Arbitrary and Capricious/Procedural Deficiencies That Violate the APA Comment: A few commenters said that the rule was arbitrary and capricious under the APA since the rule neither adequately analyzed the impacts on employers and the economy nor proposed mitigation strategies. One commenter said that the IFR is arbitrary and capricious because it provides no economic analysis of the IFR’s impact, disregards evidence of persistent backlogs and ongoing demand for work permits, relies on speculative or unsupported assertions, and ignores serious reliance interests. The commenter said that the IFR is arbitrary and capricious under the APA because the agency failed to “examine the relevant data and articulate a satisfactory explanation for its action including a rational connection between the facts found and the choice made.” Response: DHS disagrees with the commenters’ assertions. The IFR acknowledged and analyzed the potential impacts of the IFR but explained that due to factors contributing to a high degree of uncertainty, DHS cannot estimate the number of renewal EAD applicants who will be affected by this rule. See 90 FR 48816. The analysis included a discussion of the potential impacts on U.S. employers of aliens with EADs. See 90 FR 48817. As explained in the IFR and in Section V.B.1. of this preamble, given the large amount of uncertainty pertaining to EAD filing rates and processing efficiencies, including those stemming from recent and future policy changes that may 158 See, e.g., Conference Report to accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74 (Oct. 9, 2004), https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (recommending, among other things, the creation of an organization to conduct “law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.”) (last visited May 26, 2026).
可能影响工作许可文件资格,国土安全部无法就本临时最终规则和本最终规则可能影响的未来人群得出可靠的人口估计。见 90 FR 48817。国土安全部认识到,尽管在量化本规则制定未来影响的能力方面存在局限性,但在没有自动延期的情况下,一些外国人可能会经历就业许可和/或工作许可文件有效期的暂时中断,这可能会影响该外国人及其美国雇主。正如本序言前文所述,国土安全部已确定,取消工作许可文件自动延期在维护项目诚信、公共安全和国家安全方面的益处,超过了就业许可可能出现暂时中断的风险。
affect EAD eligibility, DHS was unable to produce a tenable population estimate for the future population that could be affected by the IFR and this final rule. See 90 FR 48817. DHS recognizes, despite limitations on the ability to quantify future impacts of this rulemaking, that some aliens may experience a temporary lapse in their employment authorization and/or EAD validity in the absence of an automatic extension, and that this could impact the alien and their U.S. employer. As explained earlier in this preamble, DHS has determined that the program integrity, public safety, and national security benefits of eliminating automatic extensions of EADs outweigh the risks of potential temporary lapses in employment authorization.
评论意见:一位评论者表示,国土安全部未就因裁决延误而可能丧失就业许可的工会化工人数量提供任何估计,鉴于受影响劳动力的规模,这一遗漏尤为明显。该评论者补充说,国土安全部也未分析政府造成的突发性就业中断可能如何削弱工会力量,或破坏严重依赖移民工人的各行业的劳动管理规划。该评论者表示,临时最终规则在这些问题上的沉默凸显了其恣意和反复无常的性质,这违反了《行政程序法》。
Comment: A commenter said that DHS provides no estimate of how many unionized workers are likely to lose employment authorization because of adjudication delays, an omission that is particularly glaring given the size of the affected workforce. The commenter added that DHS also does not analyze how sudden, government-caused employment interruptions could weaken labor unions or destabilize labor management planning across sectors that depend heavily on immigrant workers. The commenter stated that the IFR’s silence on these issues underscores its arbitrary and capricious nature, which is in violation of the APA.
答复:国土安全部(DHS)不同意评论者的主张。临时最终规则(IFR)已承认并分析了该临时最终规则的潜在影响,但说明由于诸多因素导致高度不确定性,国土安全部无法估计将受本规则影响的续签就业授权文件(EAD)申请人数量。参见90 FR 48816。如临时最终规则所述,鉴于与EAD申请率和处理效率相关的不确定性程度很大,包括源于可能影响EAD资格的近期及未来政策变化所带来的不确定性,国土安全部无法就该临时最终规则及本最终规则可能影响的未来人群得出可行的人口估计。参见90 FR 48799, 48816(2025年10月30日)。这种不确定性程度并非仅限于那些若面临就业授权和/或EAD有效期临时中断时可能受临时最终规则及本最终规则影响的非工会会员劳工。鉴于高度不确定性,国土安全部无法估计将受本规则影响的加入工会的续签EAD申请人数量,以及可能因此波及工会的任何影响。
Response: DHS disagrees with the commenters’ assertions. The IFR acknowledged and analyzed the potential impacts of the IFR but explained that due to factors contributing to a high degree of uncertainty, DHS cannot estimate the number of renewal EAD applicants who will be affected by this rule. See 90 FR48816. As explained in the IFR, given the large amount of uncertainty pertaining to EAD filing rates and processing efficiencies, including those stemming from recent and future policy changes that may affect EAD eligibility, DHS is unable to produce a tenable population estimate for the future population that may be affected by the IFR and this final rule. See 90 FR 48799, 48816 (Oct. 30, 2025). The degree of uncertainty is not exclusive to non- unionized workers who might be potentially affected by the IFR and this final rule if faced with a temporary lapse in their employment authorization and/or EAD validity. Given the high degree of uncertainty, DHS cannot estimate the number of unionized renewal EAD applicants who will be affected by this rule and the impacts, if any, that might flow to labor unions.
评论:多名评论者要求国土安全部全面撤回该临时最终规则,理由是该规则违反《行政程序法》(APA)和/或构成恣意和反复无常的行政行为。一名评论者表示,国土安全部未能说明现行审查机制为何不足,在缺乏充分事实数据支持的情况下颠覆数百万人的工作授权,违反了《行政程序法》。另一名评论者表示,该规则违反《行政程序法》,因为美国公民及移民服务局(USCIS)在没有任何事实或证据表明裁定时间已有所改善的情况下,取消了其自己承认需要的保障措施。
Comment: Multiple commenters requested that DHS withdraw the IFR in its entirety because it violates the APA and/or is arbitrary and capricious. One commenter said that DHS did not establish why the current vetting is insufficient and that upending work authorization for millions without sufficient factual data in support violates the APA. Another commenter said that the rule violates the APA because USCIS is removing the guardrails it acknowledged needing, without any facts or proof that would indicate improved adjudication times.
答复:国土安全部不同意评论者关于该临时最终规则违反《行政程序法》,或国土安全部未就该规则提供充分理由的主张。国土安全部不会撤回该临时最终规则。国土安全部在认真考虑所收到的评论意见后,决定将该临时最终规则采纳为最终规则。
Response: DHS disagrees with the commenters’ assertions that the IFR violates the APA, or that DHS did not provide sufficient justification for the rule. DHS will not withdraw the IFR. DHS is adopting the IFR as final following careful consideration of the comments received.
该临时最终规则及本最终规则终止了自动延长就业授权文件有效期的做法,以便国土安全部能够在向外国人提供移民利益之前采取适当行动。该临时最终规则讨论了具体实例,说明如果仅凭及时提交续签EAD申请,而不先完成裁定审查及相关审查程序,包括解决审查过程中发现的不利信息,就继续自动延长外国人已过期的就业授权和/或EAD,可能造成的危害。159该临时最终规则还说明,此类自动延期在USCIS尚未首先完成以下行动,即资格审查之前即授予该利益,而该利益本不应被授予。159 90 FR 48799, 48807-48808(2025年10月30日)。
The IFR and this final rule end the practice of automatically extending the validity of employment authorization documents so that DHS can take appropriate action before an immigration benefit is provided to an alien. The IFR discussed specific examples of the harm that could result from continuing to automatically extend an alien’s expired employment authorization and/or EAD merely by filing a timely renewal EAD application and without first completing adjudicative review and related vetting, including resolution of derogatory information identified during the vetting process.159 The IFR also explained that such automatic extensions grant the benefit without benefit is granted without USCIS first performing the following actions: an eligibility 159 90 FR 48799 48807-48808 (Oct. 30, 2025).
determination, completing vetting and screening checks, resolving potential hits of derogatory information in connection with the alien; and, a determination that the employment authorization should be granted in the exercise of discretion, if applicable.160 Without the IFR, and this final rule, aliens could still obtain an automatic extension despite derogatory information that could flag them as a national security or public safety risk. As described previously, vetting and screening might not be completed and derogatory information reviewed and resolved before the alien's EAD expires. The automatic extension, therefore, poses a security vulnerability that could allow bad actors to continue to work and generate income to potentially finance nefarious activities that pose an imminent threat to the American public. Granting benefits without proper vetting and full adjudication is contrary to the DHS mission to enhance benefit integrity and better protect public safety and national security.161 DHS has determined that the potential impact that some aliens may experience a temporary lapse in the validity of their employment authorization and/or EAD is outweighed by the need to better protect the safety and security of the American people by ensuring that employment authorization and/or an EAD is not granted until USCIS has thoroughly vetted and screened the applicant, resolved any derogatory hits, and determined that the alien continues to be eligible for the immigration benefit and merits a favorable exercise of discretion, as applicable.
v. Reliance Interests Comment: Many commenters stated that the IFR disregarded significant reliance interests that DHS itself reaffirmed when it issued a permanent 540-day automatic 160 90 FR 48799, 48808 (Oct. 30, 2025).
161 See, e.g., Conference Report to accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74 (Oct. 9, 2004), https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (recommending, among other things, the creation of an organization to conduct “law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.”) (last visited May 26, 2026).
extension less than one year before the IFR. Commenters said the 2025 IFR eliminates extensions entirely, imposing consequences DHS recently deemed economically harmful and operationally unworkable. Several commenters added that this reversal in policy, without new evidence or a reasoned explanation, violates the APA.
Several commenters stated that for nearly a decade, USCIS has automatically provided an extension of some length to some groups of workers with expiring EADs. The commenters said that employers and workers structured hiring, staffing, payroll planning, and employee retention around that assurance, and now, DHS cannot abruptly withdraw the permanent 540-day automatic extension without addressing these significant reliance interests. The commenters said that doing so violates core administrative law principles, because Dep't of Homeland Sec. v. Regents of the Univ. of Cal., 591 U.S. 1, 30 (2020), concluded that agencies must meaningfully consider reliance interests when abandoning prior policy.
Several commenters stated that the IFR failed to consider the reliance interests of broader stakeholders, including state and local governments, service providers, regional economies, and federal agencies, all of whom depend on stable workforces.
A commenter stated that in Maine, automatic extensions are especially critical for the thousands of immigrants who rely on regulatory stability and plan their lives around this expectation, and DHS’s actions failed to properly consider these significant reliance interests and have “pulled the rug out from under them without explanation.” Response: DHS disagrees with the assertion that the IFR did not sufficiently consider the reliance interests of the regulated public on the prior rules that provided for automatic extension of EADs and/or employment authorization based on a timely filed renewal application. The IFR specifically discussed and acknowledged reliance interests and explained why DHS has determined that any reliance interests are outweighed by the removal of automatic extensions for aliens in certain employment authorization categories. See 90 FR 48809-10. In preparing this final rule, DHS further considered all comments that articulated specific reliance interests.
DHS believes that the benefits of this rule to the United States outweigh any reliance interests held by the alien, his or her family, the employer or the public at-large in the automatic extensions of EADs to avoid temporary lapses in employment authorization and/or EAD validity. The Federal Government has a duty to protect U.S. national security, public safety, and the integrity of immigration benefits, and in the context of the IFR and this final rule, to better ensure that employment authorization is provided in a manner consistent with prohibiting the unlawful employment of aliens. Any reliance interest in the prior regulatory framework and policy does not outweigh the need to protect public safety and the integrity of immigration benefits and employment authorization.
vi. Failure to Consider Alternatives Comment: A commenter argued that DHS’s rejection of two alternatives ((1) returning to a 180-day automatic work permit extension period and (2) issuing interim EAD cards) without substantive analysis and based upon unsubstantiated risks to national security does not satisfy the APA’s requirement of “meaningful consideration of alternatives.” Response: DHS disagrees with the commenter’s assertion that it did not meaningfully consider reasonable alternatives. These were reasonable alternatives for DHS to consider since they are prior DHS policies. As DHS explained in the IFR, and reiterates in this final rule, these and the other sub regulatory alternatives mentioned above suffer the same flaws as the up-to-540-day automatic extension. The automatic extension of an EAD, whether for 180 days, 540 days, or through the issuance of an interim EAD, grants the benefit of extending an alien’s expired employment authorization and/or EAD merely by filing a timely renewal EAD application. That is, the benefit is granted without USCIS first performing the following actions: an eligibility determination, completing vetting and screening checks, resolving potential hits of derogatory information in connection with the aliens, and a determination that the employment authorization should be granted in the exercise of discretion, if applicable. If DHS pursued these options, aliens with derogatory information flagged during the background check process would nevertheless still obtain an automatic extension of 180 days, or an interim EAD, even if derogatory information cannot be reviewed and resolved, and their application denied, before the alien's EAD expires. These automatic extensions therefore pose a security vulnerability that could allow bad actors to continue to work and generate income to potentially finance nefarious activities that pose an imminent threat to the American public.
Comment: Multiple commenters stated that the IFR failed to consider reasonable alternatives to eliminating automatic extensions entirely, which violates the standards of “rational decision-making” required under the APA. A commenter said DHS did not articulate any consideration of alternative, sub-regulatory means to achieve increased security for the American public, such as providing direction to staff to prioritize the vetting of EAD renewal applications, which would be appropriate and a better option to meet the agency’s security goals than the rule’s termination of the post-2024 practice of providing automatic extensions of employment authorization and/or EADs for 540 days for eligible aliens who timely filed. A commenter stated that DHS ignores the straightforward solution of printing extension confirmations on secure paper or commonsense alternatives such as issuing multiple EADs with consecutive validity periods or improving USCIS data systems to identify and expedite renewal applications for applicants whose EAD will imminently expired, and that rejecting a simple administrative fix in favor of a rule that foreseeably creates widespread employment interruptions reflects precisely the sort of arbitrary and capricious decision-making the APA prohibits.
Another commenter said that DHS’s failure to address consecutive EAD validity periods underscores the inadequacy of its “proper planning” rationale and confirms that the agency did not meaningfully consider reasonable, less disruptive alternatives, which is in violation of the APA.
Response: DHS considered the alternatives suggested by the commenters but declined to adopt them. This administration’s priority is the robust vetting of all aliens in our country to better protect the safety of American workers and the public at large. The IFR, and this final rule, will enhance public safety by ensuring proper vetting before issuing renewal EADs, which are important benefits, and improve program integrity. DHS is enhancing its vetting and screening efforts, increasing its ability to detect aliens with potentially harmful intent, deter fraud, and place removable aliens into proceedings. DHS uses all applicable provisions under the law, to protect the United States from those who are a risk to public safety and national security. This includes more frequent vetting of aliens, including more frequent determinations that an alien granted an EAD continues to remain eligible for employment authorization, and continues to merit a favorable exercise of discretion, as applicable. DHS believes that it would be inconsistent with these policy goals for USCIS to issue, concurrently or in close proximity, multiple EADs to the same alien with consecutive validity periods. Essentially, this would allow an alien to submit multiple EAD applications at or around the same time, and consecutive EADs would be tantamount to one EAD with a longer validity period. The result of this alternative would be less frequent vetting and eligibility determinations, which would be directly contrary to DHS’s stated policy goal of the IFR and this final rule. DHS does not agree that identifying and expediting renewal applications for applicants whose EAD will imminently expire is a reasonable alternative. Such an approach, even if operationally feasible, would simply encourage and incentivize applicants to wait until the last minute before filing the EAD renewal application. Expediting the applications of those who wait to file would have the unintended consequence of delaying the adjudication of those who filed six months in advance of their EAD expiration. DHS does not believe it is reasonable to reward applicants who wait until the last minute to file their renewal EAD application by moving those applications to the front of the processing queue to the disadvantage of other applicants who filed months in advance.
Furthermore, DHS does not agree that a reasonable alternative is to issue evidence of an automatic extension of employment authorization on secure paper, as that would not further the policy goal of more frequently vetting, screening, and adjudicating continued eligibility and that the alien continues to merit a favorable exercise of discretion, as applicable. Secure paper would also not resolve the issue DHS noted in the IFR162 pertaining to the risks associated with automatic extension of employment authorization and the potential for employer confusion as to when the automatic extension of employment authorization ends. The potential confusion stems from the fact that the alien, not their employer, is the party to the renewal application and is the one notified if the renewal application is denied. Their employer is not separately notified and is dependent on notification from the alien that their renewal application has been denied and they are no longer employment authorized. If the alien does not immediately notify their employer, the employer could unknowingly employ an alien who is no longer authorized to work in the United States. The use of secure paper to print evidence of the automatic extension would have no effect on this issue, or the need to ensure more frequent vetting and screening and that the alien continues to be eligible for employment authorization and merits a favorable exercise of discretion, as applicable. vii. Comment Period 162 See 90 FR 48799, 48808-48809 (Oct. 30, 2025).
Comment: Several commenters requested that DHS extend the comment period beyond the December 1, 2025 deadline. An individual commenter requested that DHS extend the comment period to 60 days beyond December 1, 2025. Additional commenters requested that DHS rescind the IFR’s implementation and provide a full 90-day comment period. One commenter requested that DHS reopen the comment period for at least 60 days.
Response: DHS believes that the 33-day comment period from October 30, 2025, to December 1, 2025, was sufficient and reasonable, given the straightforward purpose of the IFR, as evidenced by the quality of comments that DHS carefully considered in the promulgation of this final rule.
The APA does not specify a minimum comment period. On January 20, 2025, the President issued E.O. 14159, Protecting the American People Against Invasion (Jan. 20, 2025), 90 FR 8443, 8446 (Jan. 29, 2025), which put the public on notice that it was the President’s priority to take all appropriate action to alien any departmental activities with the policies set out by the President and to ensure, among others, “that employment authorization is provided in a manner consistent with section 274A of the INA, 8 U.S.C. 1324a, and that employment authorization is not provided to any unauthorized alien in the United States.” Additionally, on Jan. 20, 2025, the President also issued E.O. 14161, Protecting the United States from Foreign Terrorists and other National Security and Public Safety Threats, which directs the coordination among the departments to identify all resources that may be used to ensure that all aliens seeking admission to the United States, or who are already in the United States, are vetted and screened to the maximum degree possible. On October 29, 2025, the IFR was published for public inspection, which allowed individuals to familiarize themselves with the rule. On October 30, 2025, the comment period opened with the publication of the rule in the Federal Register and commenters had 33 days, that is to December 1, 2025, to provide comments. DHS believes that the 33-day period is sufficient given the straightforward purpose of the IFR.
Comment: Commenters stated that the post-promulgation comment period offered by DHS was insufficient to bypass the APA’s notice and comment procedures. Courts have repeatedly held that such after-the-fact opportunities cannot substitute for prior notice and comment. Once a rule takes effect, the ability to influence the agency’s decision-making is, as a practical matter, diminished. The commenters added that pre- promulgation notice and comment are not optional—they are statutory prerequisites for a legislative rule to be valid, especially in this instance where the IFR will have far reaching effects. A commenter said they were not afforded the customary notice and comment period to conduct a full, data-driven economic or labor market impact analysis prior to implementation, which undermines their ability to provide DHS with the comprehensive, evidence-based assessment that this rule warrants. A different commenter similarly stated that with more time and a comment period that accounts for stakeholder input prior to implementation, they would have submitted more feedback directly relevant to the IFR. A few commenters requested that DHS conduct a full notice and comment process to consider stakeholder input.
Response: DHS disagrees with the commenters that allowing for post- promulgation comments when issuing the IFR may be insufficient for purposes of the Administrative Procedure Act (APA) and that the rule may be invalid or otherwise procedurally deficient. Unless a statutory exception to notice and comment rulemaking applies, the APA requires agencies to publish a notice of proposed rulemaking in the Federal Register before the rule has legal effect. See 5 U.S.C. 553(b). The APA requires that the notice of proposed rulemaking contain reference to the legal authority under which the rule is proposed and either the terms or substance of the proposed rule or a description of the subjects and issues involved. See 5 U.S.C. 553(b)(2)-(3). DHS has complied with the requirements under the APA. The IFR explained the relevant issues and the Department’s rationale why it was ending the automatic extensions of employment authorizations and/or EADs under 8 CFR 274a.13. DHS also demonstrated that it had good cause to bypass standard notice and comment procedures under the APA. With the issuance of the IFR, DHS invited the public to participate in the rulemaking, thus giving stakeholders an opportunity to provide comments on every aspect of this rule, including potential modifications. DHS is now considering all comments received on the IFR and responded to them in this preamble, thereby providing the notice and comment process sought by commenters. DHS thus has met every statutory requisite for the IFR and this final rule to be a properly issued legislative rule under the APA.163 Comment: Several commenters expressed that the issuance of the rule as an IFR with immediate effect that same day deprived stakeholders of any meaningful opportunity to review, comment, or prepare for compliance.
Response: As stated in the IFR, DHS issued the IFR without prior notice or public procedures because DHS was invoking the “good cause” exception under the APA, 5 U.S.C. 553(b)(B). For the same reason, DHS found that a delayed effective date of 30- days was not required. See 5 U.S.C. 553(d)(3). Both provisions allow an agency to publish a measure immediately if acting expeditiously is warranted. DHS further explained in the IFR why it was necessary for the agency to move so expeditiously in promulgating and implementing this rule. With the issuance of the IFR, however, DHS invited the public to participate in the rulemaking, thus giving stakeholders an opportunity to provide comments on every aspect of this rule, including potential modifications. DHS has now considered all comments received on the IFR and responded to them in this preamble, thereby providing the notice and comment process sought by 163 Cf. Little Sisters of the Poor Saints Peter and Paul Home v. Pennsylvania, 591 U.S. 657, 683-84 (2020) (finding that an IFR satisfied the APA’s notice requirements).
commenters. Furthermore, DHS also explained in the IFR that the regulatory amendment involves a foreign affairs function under 5 U.S.C. 553(a)(1) and that therefore, the agency may forego notice and comment rulemaking and a delayed effective date. Therefore, the IFR and this final rule complied with the process required under the APA for rules that are excepted from notice and comment.
viii. Comment Submission Requirements Comment: A couple of commenters stated that DHS’s requirement that comments be submitted in English deprived many asylum seekers and other immigrants of their right to comment on the IFR and to provide input grounded in their own lived experiences. The commenter stated that many asylum seekers come from countries where English is not the primary language and may not have the ability and resources to prepare comments in English.
Response: DHS does not agree that the requirement that comments be submitted in English, or accompanied by an English translation, deprived aliens of the opportunity to comment on the IFR.
As stated in the IFR, comments “must be submitted in English, or an English translation must be provided.”164 That requirement is consistent with longstanding USCIS practice and with E.O. 14224, Designating English as the Official Language of the United States, 90 FR 11363 (Mar. 1, 2025). This requirement does not limit who may submit comments. It only specifies the language in which comments must appear in the rulemaking record so that they can be reviewed and considered on a consistent basis as part of the administrative process.
Nothing in the IFR prevented non‑English‑speaking individuals, including asylum seekers and other immigrants, from participating in this rulemaking. Individuals and organizations were free to submit comments translated into English, whether prepared by 164 90 FR 48799–800.
the commenter or with the assistance of online translation tools or counsel, community organizations, or other representatives. Many of the comments DHS received came from advocacy and legal‑services organizations that described, in detail, the lived experiences and concerns of asylum seekers and other non‑English‑speaking communities.
The English‑language requirement for comments in this rulemaking does not restrict who may have their views considered in the development of this final rule. Comment: A commenter said that the FRN states that the comments must include the agency and docket number, but that requirement is arbitrary and capricious with respect to online submissions. Online submissions are linked to the specific FRN so there is no ambiguity as to which FRN is at issue. The commenter said that any decision to exclude comments from consideration because of these administrative barriers violates the APA and the whole purpose of soliciting comments from the public. Another commenter asked why comments must have USCIS Docket No. USCIS-2025-0271 for DHS to consider them.
One commenter stated that comments should be restricted to U.S. citizens.
Response: DHS considered all comments received in the docket. Accordingly, commenters’ concerns about DHS’s requirements for labeling comments are moot. , Finally, the APA requires that a rule be published in the Federal Register and, unless an exception to the notice and comment procedures applies, to give interested people an opportunity to participate in the rulemaking. See 5 U.S.C. 553(b). The APA does not restrict public participation in rules to U.S. citizens, and DHS would not have a legal basis to do so.
12. Regulatory Impact Analysis i. Methodology Comment: Many commenters stated that the IFR fails to provide any substantive economic impact analysis of eliminating automatic EAD extensions and did not reconcile its position with DHS’s recent finding that automatic extensions yield substantial economic benefits.
Multiple commenters stated that the IFR failed to meet the standards required by E.O. 12866 for economically significant rules. They stated that such rules must be supported by a clear statement of need, a thorough examination of alternative approaches, and a detailed benefit-cost analysis.
Several commenters remarked that USCIS relies on “conjectural concerns” such as a remittance-based theory that are inconsistent with DHS’s own statistics. One commenter stated that the rule declined to quantify productivity losses or turnover costs, elements that were addressed in the 2024 rule with detailed estimates of economic impact. The commenter noted that DHS speculated that renewal filings would decrease but did not account for the number of current EAD holders who would need to renew or the implications of shortened validity periods, which might require more frequent renewals.
One commenter provided a conservative scenario analysis to demonstrate that the economic impact would exceed the $100 million threshold for economically significant rules under Executive Order 12866.
Multiple commenters expressed concern that eliminating automatic extensions would disrupt a significant portion of the U.S. labor force. They cited DHS’s acknowledgment that foreign-born workers constitute roughly 20% of the U.S. civilian workforce and argued that eliminating automatic extensions would not simply affect individual households or hypothetical outflows abroad but would disrupt up to one-fifth of the U.S. labor force and the U.S. employers, tax revenues, and economic activity tied to that workforce.
One commenter specifically noted that the impact would be significantly more severe in New York City, where the foreign-born workforce comprises approximately 1.8 million people, about 44.3 percent of the city’s total labor force.
Another commenter stated that California alone is home to over 10.5 million immigrants, comprising 27.3 percent of the state's population, and that in California, immigrants have contributed $168.1 billion in taxes and have $404.4 billion in spending power. The commenter stated that California relies on the contribution of working immigrants to stimulate the economy.
Response: DHS believes it conducted an analysis in full compliance with E.O. 12866, and DHS described that this rule would affect those aliens who would no longer receive an automatic EAD extension. DHS did designate the IFR as a “significant regulatory action” and economically significant as defined under section 3(f)(1) of E.O. 12866, because its annual effects on the economy may exceed $100 million in any year of the analysis. Although there is likely to be variation and uncertainty in populations and filing behavior, DHS estimated in this final rule the number of EADs that are expected to lapse, and the estimated duration of the lapse, for a specific 18-month window based on some specific assumptions. See Section V.B.1 of this preamble for more information. In previous rules, DHS attempted to stabilize aliens’ earnings and avoid labor turnover costs of employers. DHS also continues to work to improve processing times and reduce backlogs. However, the Department has shifted focus to prioritizing public safety, national security and benefit integrity. Due to this shift, DHS acknowledges that there will be impacts to EAD renewal applicants for the classes covered in the previous extension actions and their employers. DHS disagrees with the comment that this rule would destabilize up to one-fifth of the national labor force and the employers, tax revenues, and economic activity that depend on that workforce or that the discussion about remittances in the IFR is inconsistent with DHS statistics. The reference in the IFR to the total percentage of foreign-born workers in the United States was in the context of the foreign affairs exception and a broader discussion about the significance of remittances, including by aliens affected by this rule, on foreign affairs. This rule applies directly to certain categories of renewal applications that were previously provided automatic extensions and not, as the commenter suggests, to every foreign-born worker in the U.S. economy.
ii. Impact on Individuals Comment: One commenter remarked that the IFR would severely harm Colorado’s economy and businesses and that the automatic extension that come from the temporary final rules of 2022 and 2024 resulted in wage stabilization worth $10 billion to employment authorized aliens and average cost savings of $3.5 billion to U.S. employers over that period.
Another commenter stated that recent and proposed immigration policies will raise the cost of goods and services for U.S. families.
Response: In previous rules providing for the automatic extension of employment authorization and/or EADs based on the timely filing of a renewal EAD application, DHS attempted to stabilize aliens’ earnings and avoid labor turnover costs of employers; however, the Department has shifted focus to prioritizing public safety, national security and benefit integrity. Due to this shift, DHS acknowledges that there will be impacts on a portion of the U.S. labor force. DHS disagrees that this specific immigration policy alone is going to be the sole reason for the costs of goods and services to increase. iii. Impact on the U.S. Economy, Employers, and Labor Force Comment: Multiple commenters provided input on the RIA’s assessment of impacts on the economy. One submission expressed concern that USCIS recognized the negative impacts of removing the automatic extension period on aliens and employers but declined to conduct any economic analysis during the rulemaking. The commenter said that such an approach disregarded an estimated $4 billion in turnover costs and additional burdens on employers and Form I-9 vendors to update systems and policies. By omitting quantification of significant costs, the commenter reasoned that DHS cannot credibly claim it weighed the IFR’s benefits against its costs, as the IFR provided no numeric estimates despite prior rules showing costs in the billions of dollars. Furthermore, the commenter said that the immediate effect of the IFR would place significant burdens on employers and vendors. The commenter concluded that DHS’s justification for immediate implementation—to prevent a surge in renewal applications—would not outweigh the operational and economic strain imposed on employers and industry. Likewise, another commenter expressed concern that the IFR offered no new economic analysis and did not reconcile its approach with DHS’s recent determination that automatic extensions provide substantial economic benefits. The commenter said that although DHS conducted detailed modeling less than a year earlier, the IFR stated the agency could not quantify the impact of eliminating extensions while bypassing notice and comment procedures. The commenter remarked that DHS previously found extensions stabilize billions in earnings, reduce turnover costs, and increase tax revenue, yet the IFR relied on speculative concerns instead of updated data. Moreover, the commenter said DHS’s own figures, removing extensions could destabilize up to one- fifth of the labor force, creating systemic risks to employers, tax revenues, and economic activity that the 2024 Final Rule had acknowledged but the IFR failed to address. Similarly, one commenter stated that DHS had not estimated or considered the economic value and workforce impact of EADs in the IFR. The commenter remarked that existing research had shown that work authorization allowed migrants with temporary protections to make significant economic contributions. For example, when the TPS population was about 354,000 in 2021, estimates indicated billions in tax contributions and spending power, and other studies suggested large contributions to GDP. Similar findings were reported for DACA recipients, including tax payments, household spending power, and wage increases after receiving EADs. Additional research has shown that EADs were associated with higher employment rates and wage gains for TPS holders and asylum seekers. The commenter said that such studies suggested that work authorization had positive effects on earnings, job quality, and economic stability. The commenter concluded that if DHS had conducted an economic analysis, it could have accounted for these impacts before finalizing the rule.
One commenter said that DHS’s own figures indicated that eliminating automatic EAD extensions could disrupt a significant portion of the U.S. workforce and impose substantial economic costs. The commenter reasoned that such figures underscore the need for DHS to complete a thorough economic analysis before finalizing the IFR. Therefore, the commenter requested that DHS provide a comprehensive economic analysis.
A commenter stated that DHS’s prior analysis projected 293,000–449,000 timely EAD renewal applicants would face work authorization lapses, and USCIS data showed backlogs were already increasing before the IFR, making lapses inevitable. The commenter further stated even short lapses could cause thousands of dollars in lost wages per worker and major operational disruptions. Lastly, the commenter stated that DHS acknowledged the IFR would cause lost wages, productivity, payroll tax contributions, as well as turnover costs, but failed to quantify the aggregate impact.
Response: DHS agrees that this rule reverses some of the impacts described in the prior automatic extension rules. As DHS acknowledged in the IFR, temporary lapses in employment authorization and/or EAD validity could result in cost and transfer impacts such as lost compensation to workers, transfers between workers losing their employment authorizations to replacement workers, employers’ lost productivity when they are not able to quickly replace employees with lapses, and turnover costs for employers to find replacement employees.
DHS’s 2024 final rule analysis projected that automatic extensions would prevent a significant number of future lapses, but anticipated that lapses would generally cease beginning in April 2026, even without the 540-day extension.165 DHS acknowledges that the December 2025 reduction in EAD validity periods may lead to more frequent renewal applications, potentially affecting this projection.166 However, recent declines in the affected population and changes in filing behavior make it nearly impossible to reliably estimate the number and duration of lapses.
DHS has concluded that the need to ensure proper vetting and screening, and continued eligibility, before granting renewed employment authorization and issuing secure evidence of that authorization outweighs the risk that some applicants might experience a temporary lapse in employment authorization and/or EAD validity. The prior automatic extension framework allowed aliens to continue working for up to 540 days based solely on a pending renewal application, during which time USCIS might identify, but not yet resolve, derogatory information bearing on eligibility or security concerns. DHS has determined that extending this benefit without updated adjudication and screening is inconsistent with its mission and with E.O.s directing DHS to ensure that employment authorization is not provided to unauthorized aliens and that aliens in the United States are vetted and screened to the maximum degree possible.167 DHS disagrees with the comment that this rule would destabilize up to one-fifth of the national labor force and the employers, tax revenues, and economic activity that depend on that workforce. This rule applies directly to certain categories of renewal applications that were previously eligible for automatic extensions.
165 See 89 FR 101251 (Dec. 13, 2024), Table 12 (Population Projections by Month, Rounded to Thousands).
166 The 2024 final rule analysis projection starting in April 2026 was based on the 5-year validity period in place at the time of the 2024 final rule. In December 2025, USCIS shortened the validity period to maximum of 18 months for certain categories. The reduced validity period could impact the frequency of future renewal filings See https://www.uscis.gov/save/current-user-agencies/news-alerts/reduced-validity- periods-for-newly-issued-employment-authorization-documents (last updated Jan. 12, 2026). 167 See E.O. 14159, Protecting the American People Against Invasion 90 FR 8443, 8446 (Jan. 20, 2025); E.O. 14161, Protecting the United States from Foreign Terrorists and Other National Security and Public Safety Threats, 90 FR 8451, 8451 (Jan. 20, 2025).
iv. Other Comments on the RIA Comment: A commenter asked that USCIS suspend further action with the rule until it prepares and publishes a full RIA, an Initial Regulatory Flexibility Analysis, and reopen the comment period for 60 days following the publishing of those materials. Response: DHS published an RIA in the IFR providing a qualitative assessment of benefits, transfers, and costs. In that analysis, DHS acknowledged the possibility that some renewal applicants could experience EAD lapses. However, due to factors such as population changes, reduced filings, shorter validity periods for certain EADs, DHS determined that the conditions are too uncertain to accurately estimate the number or duration of lapses. Additionally, lower filing volumes may allow DHS to address the backlog more rapidly.
While many renewal applicants covered by the two TFRs who received automatic extensions may have eventually obtained five-year EADs, projecting how many new and renewal EADs will be subject to the 18-month validity period is highly speculative. As a result, DHS cannot reliably estimate processing times, which are essential for calculating lapses and their duration.
Within the IFR, DHS referenced prior analyses from the TFRs and 2024 final rule to demonstrate that it is aware of the past situations of large lapses, but could not use prior historical data to forecast the IFR’s impact. Assuming prior spikes in EAD filings would continue is inconsistent with recent data. See Table 1 in Section IV.C.2.i.d. of this preamble. Therefore, at the time of the IFR and the issuance of this final rule, DHS could not reliably estimate the number or duration of lapsed EADs.
The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.) requires agencies to prepare an initial regulatory flexibility analysis when issuing a notice and comment rulemaking. DHS disagrees with the claims that a proper regulatory flexibility analysis was not conducted. The RFA's regulatory flexibility analysis requirements apply only to those rules for which an agency is required to publish a general notice of proposed rulemaking pursuant to 5 U.S.C. 553 or any other law. DHS did not issue a notice of proposed rulemaking for this action. Accordingly, DHS is not required to either certify that this IFR would not have a significant economic impact on a substantial number of small entities nor conduct a regulatory flexibility analysis. DHS acknowledged that this interim final rule directly regulates individuals, and individuals are not defined as “small entities” by the Regulatory Flexibility Act. The rule indirectly impacts certain employers if, in the future, processing times exceed the expiration dates of EADs.
DHS used the IFR, in part, to address prior policy decisions that resulted in the filing of an overwhelming and unmanageable number of EAD applications making it more important than ever to conduct complete and thorough vetting of applicants, including those filing for renewal EADs, to mitigate potential risks to public safety and national security. DHS understands that the IFR and this final rule, and any resulting gaps in continued employment authorization, may have adverse impacts on employers and applicants. However, as DHS noted in the IFR, DHS expects that overall EAD filing rates (initials and renewals) are likely to substantially decline given actions DHS has taken in support of presidential directives, freeing up adjudicative resources to reduce renewal EAD processing times and the need for renewal EAD applicants in the longer term to rely on an automatic extension of their EAD to avoid lapses in employment authorization and/or EAD validity due to processing delays.
In addition, proper planning by an applicant, and monitoring of EAD processing times, may allow the alien to mitigate the risk for the alien, the alien's family, as well as the alien’s employer that the alien will experience prolonged lapses in their employment authorization and/or EAD validity. Proper planning may ameliorate the risk of losing valid employment authorization, as well as the disruption and associated instability with business continuity or other financial harm for employers and the community. Ultimately, granting benefits without proper vetting and full adjudication is contrary to the DHS mission to enhance benefit integrity and better protect public safety and national security.168 DHS believes that this concern justifies potential backlogs and operational challenges that may result in a temporary lapse in employment authorization and/or EAD validity.
As explained, DHS has complied with the requirements of the APA and RFA.
Therefore, DHS will not adopt the commenters’ suggestions to withdraw the IFR, delay the implementation of the IFR or this final rule, and provide an additional comment period.
13. Regulatory Flexibility Act Comment: A few commenters remarked that small businesses may be unfairly burdened with additional costs associated with administering a more complex I-9 program in their workplace or may be burdened by disruptions caused by lapses in employment authorization. Another commenter said that the IFR will have a chilling effect on the hiring of otherwise eligible non-citizen workers.
Commenters called for USCIS to conduct a complete RFA assessment. A commenter said the RFA requires an Initial Regulatory Flexibility Analysis unless the head of the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities (5 U.S.C. §§ 603–605), and an adequate certification must be supported by a factual basis. The commenter went on to detail impacts to small entities. The commenter stated that, if DHS has certified no significant impact without disaggregated data by sector and firm size, empirical estimates of affected headcount, and a monetized impact range, the certification is unsupported and unlawful. The commenter 168 See, e.g., Conference Report to Accompany H.R. 4567 [Report 108-774], “Making Appropriations for the Department of Homeland Security for the Fiscal Year Ending September 30, 2005,” p. 74 (Oct. 9, 2004), https://www.gpo.gov/fdsys/pkg/CRPT-108hrpt774/pdf/CRPT-108hrpt774.pdf (recommending, among other things, the creation of an organization to conduct “law enforcement/background checks on every applicant, beneficiary, and petitioner prior to granting immigration benefits.”) (last visited May 26, 2026).
concluded that DHS must publish an IRFA, evaluate alternatives that minimize small- entity impacts, and seek small-entity input before proceeding.
Response: DHS disagrees with the claims that a proper regulatory flexibility analysis was not conducted. The RFA's regulatory flexibility analysis requirements apply only to those rules for which an agency is required to publish a general notice of proposed rulemaking pursuant to 5 U.S.C. 553 or any other law.169 DHS did not issue a notice of proposed rulemaking for this action. Accordingly, DHS is not required to either certify that this IFR would not have a significant economic impact on a substantial number of small entities nor conduct a regulatory flexibility analysis. DHS acknowledged that this interim final rule directly regulates individuals, and individuals are not defined as “small entities” by the Regulatory Flexibility Act.170 The rule indirectly impacts certain employers if, in the future, processing times exceed the expiration dates of EADs. USCIS does take actions to address reducing burden and complexity for employers. As DHS discussed previously, USCIS periodically updates the M-274, offers guidance on the agency website, hosts several monthly I-9 webinars, and has a Form I-9 Contact Center. Further, E-Verify is a service that allows employers to electronically confirm employment eligibility of newly hired workers.
As DHS stated in the IFR, it is the policy of the Administration “to faithfully execute the immigration laws against all inadmissible and removable aliens, particularly those aliens who threaten the safety or security of the American people.”171 Pursuant to this policy, the Secretary of Homeland Security, in collaboration with the Secretary of State and the Attorney General, has been directed to “rescind the policy decisions of the previous administration that led to the increased or continued presence of illegal aliens in the United States, and align any and all departmental activities with the policies set out by 169 See 5 U.S.C. 604(a).
170 See 5 U.S.C. 604(a).
171 See 90 FR 8443, 8446.
this order and the immigration laws.”172 DHS has already taken a number of actions in support of the directives described earlier in this final rule.173 Thus, in addition to the serious concerns relating to automatic EAD extensions discussed previously, DHS is taking steps independent of this rule, including narrowing the use of parole and to align TPS designations with statutory criteria, that are likely to result in lower EAD filing volumes and improve renewal EAD application processing times. DHS anticipates that these may reduce processing time and lapses. However, DHS cautions that various factors make it difficult to estimate the number of lapses and when they will occur. Applicants may also apply earlier to reduce the chances of lapses.
14. Paperwork Reduction Act Comment: A commenter said that eliminating the automatic extension directly affects two OMB-approved information collections: Form I-9 Employment Eligibility Verification (OMB Control No. 1615-0047) and Form I-765 Application for Employment Authorization (OMB Control No. 1615-0040/0016). The commenter said the rule does not appear to include Paperwork Reduction Act (PRA) notices proposing revisions to these collections or revised burden estimates and DHS must either (a) publish PRA notices with revised burden and cost estimates aligned to the rule’s effects, or (b) explain why no change occurs and provide data supporting that assertion. Proceeding without PRA compliance is a defect.
Response: DHS has considered the comment asserting that this rule triggers new information collection requirements under the PRA for Form I-9, Employment Eligibility 172 Id.
173 See, e.g., Termination of Parole Processes for Cubans, Haitians, Nicaraguans, and Venezuelans, 90 FR 13611 (Mar. 25, 2025); Termination of the October 3, 2023 Designation of Venezuela for Temporary Protected Status, 90 FR 9040 (Feb. 5, 2025); Special Immigrant Juvenile Classification and Deferred Action, USCIS Policy Alert (June 6, 2025) https://www.uscis.gov/sites/default/files/document/policymanual-updates/20250606-SIJDeferredAction.pdf (last visited June 13, 2025).
Verification (OMB Control No. 1615-0047), and Form I-765, Application for Employment Authorization (OMB Control No. 1615-0040).
Under the PRA, an agency must obtain OMB approval when it seeks to “collect information” from 10 or more persons, or when it revises an existing collection in a way that changes the information requested, who must respond, how often they must respond, or the estimated burden of responding. This rule does none of those things. The rule does not change the Form I-765 itself, the data elements on the form, the categories of individuals who file it, or the circumstances under which it must be filed. Aliens who seek initial or renewal employment authorization and/or EAD in the affected categories will continue to use the same form, with the same instructions, to request the same benefit. The rule changes only the regulatory consequence that previously flowed automatically from the filing of certain renewal applications, not the information collected on Form I-765 or the obligation to file the form in the first place. This rule also does not amend the requirements that govern employers’ use of Form I-9. Employers are required under section 274A of the INA and 8 CFR 274a.2 to complete Form I-9 for each new hire and to reverify employment authorization when previously presented documentation expires. Those obligations exist independent of this rule. While the elimination of automatic extensions may result in some employers conducting reverification at different times than they would have under the prior automatic-extension framework, the scope and content of the information collected on Form I-9 are unchanged. The rule does not add any new fields to Form I-9, does not create a new reverification requirement, and does not expand the universe of employers subject to the Form I-9 provisions. Accordingly, it does not revise the underlying information collection approved under OMB Control No. 1615-0047.
This rule does not require DHS or employers to collect new categories of information, does not increase the frequency with which individuals must submit information to DHS beyond what is already required to seek or renew an EAD, and does not impose new recordkeeping or reporting requirements on employers beyond existing Form I-9 obligations.
Consistent with the IFR’s PRA discussion and the PRA section of this final rule, DHS concludes that this rule does not introduce a new collection of information or revise an existing collection within the meaning of the PRA and that no new or amended OMB approval is required.
15. General Comments on Statutory and Regulatory Requirements Comment: A commenter stated that DHS must provide more evidence for why the rule’s implementation is needed despite its likely negative impact on families and must include a Family Policymaking Assessment as required by Section 654 of the Treasury and General Government Appropriations Act of 1999, 5 U.S.C. 601. The commenter said DHS’s rationale does not comprehensively consider how the loss of discretionary income will impact families and fails to consider that EADs are strongly tied to obtaining forms of identification. Without the ability to drive, many families may be limited or prevented from attending church, medical appointments, buying groceries, or taking children to school. They may also have more difficulty accessing utilities and their bank accounts. The commenter said the rule cannot move forward without an adequate rationale that properly considers these dynamics, which DHS failed to consider.
Another commenter stated that USCIS should prepare and publish a written statement as required by the Unfunded Mandates Reform Act of 1995 (UMRA) to assess the effects of Federal regulatory actions on State, local, and Tribal governments and the private sector. The commenter said even conservative scenarios imply private sector costs approaching or exceeding the threshold for a required UMRA analysis based on lost wages, productivity, and turnover.
A commenter that supports the rule said DHS should add a categorical exclusion to its NEPA procedures to strengthen its position that this rule does not require a NEPA analysis. The commenter stated that, in this IFR, DHS’s NEPA implementation process was lacking though the commenter agreed that this rule does not have a significant environmental impact. The commenter went on to expand on DHS’s conclusion that the rule is “strictly administrative and procedural” and the appropriate use of categorical exclusion A3. The commenter recommended that DHS strengthen the final version of this rule by adopting NEPA procedures that draw a distinction between rules that increase immigration (and therefore do have environmental impacts) and rules that do not (and where the invocation of such categorical exclusions are appropriate).
Response: DHS recognizes that this rule has the potential to impact families, as described above and in the Interim Final Rule.174 DHS is charged with protecting the national security and public safety of the American people, and so is finalizing this regulation to enhance benefit integrity and better protect public safety and national security by prioritizing the proper vetting and screening of aliens and ensuring continued eligibility before granting a new period of employment authorization and/or a new EAD. DHS urges eligible aliens to timely file renewal EAD applications to mitigate the risk that the applicant may experience a temporary lapse in employment authorization and/or EAD validity. Regarding the commenters’ concern that the rule inadequately considered impacts on aliens’ ability to obtain driver’s licenses or other identification cards, DHS emphasizes that the IFR explicitly explained that security concerns outweigh granting automatic extensions of EADs in this context.175 Nevertheless, this rule does not prevent the use of properly issued EADs for identification.
The Unfunded Mandates Reform Act of 1995 (UMRA) is intended, among other things, to curb the practice of imposing unfunded Federal mandates on State, local, and 174 See 90 FR 48818-19.
175 87 FR 48809. See 90 FR 48809, footnote 112.
Tribal governments.176 Title I of UMRA provides certain exceptions to its requirements and definitions. For example, UMRA does not apply to rules issued with no notice of proposed rulemaking, such as the IFR and this final rule.177 Further, this rule does not impose an enforceable duty on EAD renewal applicants or their employers and is thus not a federal mandate. Accordingly, there is nothing further required for DHS to comply with UMRA.
DHS appreciates the recommendation to reconsider how it approaches NEPA and its categorical exclusions, specifically by differentiating between regulations that would increase immigration or not. However, this suggestion of adding an additional appropriate CATEX goes beyond the scope of this rule.
Please see Section V.J. below for our discussion of this rule’s implementation and NEPA. As stated in the IFR, and below in this final rule, DHS finds that this action falls strictly within CATEX A3 of the DHS Instructions Manual 023-01-001-1, relating to the promulgation of rules, issuance of rulings or interpretations, and the development and publication of policies, orders, directives and notices procedures, manuals and advisory circulars and other guidance documents that are administrative or procedural in nature, and that interpret or amend and existing regulation without changing its environmental effect. See DHS Instructions Manual 023-01-001-1, CATEX A3.
Comment: A commenter stated that the rule was not listed on the Unified Agenda or the regulatory information dashboard until October 30, 2025. According to RegInfo.gov, the IFR was submitted to the OMB’s Office of Information and Regulatory Affairs (OIRA) on October 29 and posted for public inspection the same day. The commenter stated that this timeline not only deprived the regulated public of both notice and an opportunity to comment, but it also marked a “radical departure” from the 176 The term “Federal mandate” means a Federal intergovernmental mandate or a Federal private sector mandate. See 2 U.S.C. 1502(1) and 658(5) and (6).
177 See 2 U.S.C. 1532(a).
traditional process of careful OIRA review and deliberation. The commenter stated that it is impossible to envision meaningful OIRA review, a step that is not only conceptually essential but required under Executive Order 12866, in a single day.
Response: First, Executive Order 12866 establishes procedures for OIRA review of significant regulatory actions, but “does not create any right or benefit, substantive or procedural, enforceable at law or equity by a party against the United States” or an agency.178 Accordingly while commenters are correct that there was not advance notice of the rule’s consideration at OIRA prior to publication of the rule, and that commenters accordingly did not have an opportunity for a listening session before OIRA prior to publication, DHS followed all legally required procedures for publication of the rule. Further, DHS emphasizes that commenters had the opportunity to comment under the APA on the IFR, as explained above in previous responses addressing notice and comment procedures.
Second, the Unified Agenda of Federal Regulatory and Deregulatory Actions, issued under E.O. 12866, is a planning tool published semiannually to inform the public about upcoming regulatory actions. See, generally, Section 4 of E.O. 12866 (Planning Mechanism); see also OIRA, OMB, “About the Unified Agenda.” There is not a legal requirement that agencies announce rules in the Unified Agenda prior to publication in the Federal Register or taking effect. Accordingly, the omission of a rule in the United Agenda does not invalidate or otherwise render procedurally defective a rule properly promulgated in accordance with applicable law and the APA. Instead, the APA requires agencies to provide notice of a rulemaking via the Federal Register. See 5 U.S.C. 553(b).179 Finally, the procedures for review by OIRA at the OMB are not within the 178 See E.O. 12866 at sec. 10; 58 FR 51384.
179 Alternatively, the APA also allows for the provision of notice in other ways if the people subject to the rule “are named and either personally served or otherwise have actual notice”. 5 U.S.C. 553(b).