US Visa Policy
← 返回列表
政策法规移民局 (USCIS)重要#难民·庇护·TPS#执法·遣返·欺诈

DHS将难民身份终止通知的回应期从30天缩短至10天

发布日期 2026年10月13日生效日期 2026年10月14日

美国国土安全部(DHS)发布一项临时最终规则,修订8 CFR Part 207,将难民身份终止意向通知(NOIT)的回应期限从30天缩短为10天。该规则自在《联邦公报》刊登之日起生效,同时仍接受公众意见。

要点

影响对象

已以难民身份获准入境美国、可能收到身份终止通知的人士及其代理律师。

建议行动

受影响人士及其律师应为可能收到的终止意向通知做好准备,在新的10天期限内及时回应,利益相关方可在刊登之日起30天内通过regulations.gov提交意见。

全文翻译

官方原文全文已于 2026-10-13 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。

文号:9111-97 国土安全部 8 CFR 第207部分 [CIS编号:2856-26;DHS案卷号:USCIS-2026-0397] RIN 1615-AD23 取消难民身份终止30日通知 机构:美国公民及移民服务局(USCIS),国土安全部(DHS)。
Billing Code: 9111-97 DEPARTMENT OF HOMELAND SECURITY 8 CFR Part 207 [CIS No. 2856-26; DHS Docket No. USCIS-2026-0397] RIN 1615-AD23 Removing 30-Day Refugee Termination Notice AGENCY: U.S. Citizenship and Immigration Services, Department of Homeland Security (DHS).
行动:临时最终规则。
ACTION: Interim final rule.
摘要:本临时最终规则(IFR)修订国土安全部(DHS)的相关规定,以加快在DHS认定外国人在入境美国时不符合《移民与国籍法》第101(a)(42)条所定义的难民身份的情况下终止其难民身份的程序。对终止意向通知(NOIT)的答复期限由三十日缩短为十日。这些修改旨在恢复移民体系的完整性,降低对国家安全和公共安全的风险,并防止欺诈和剥削行为。
SUMMARY: This interim final rule (IFR) amends Department of Homeland Security (DHS) regulations to expedite termination of refugee status when DHS determines an alien was not a refugee within the meaning of section 101(a)(42) of the Immigration and Nationality Act at the time of admission to the United States. The response period to a Notice of Intent to Terminate (NOIT) is reduced from thirty to ten days. These changes aim to restore integrity to the immigration system, mitigate risks to national security and public safety, and prevent fraud and exploitation.
日期:本临时最终规则自[插入联邦公报刊登日期]起生效。书面意见及相关材料必须在[插入联邦公报刊登日期后30日]或之前提交。电子联邦案卷管理系统将在当日东部时间午夜前接受意见。
DATES: This IFR is effective on [INSERT DATE OF PUBLICATION IN THE FEDERAL REGISTER]. Written comments and related materials must be submitted on or before [INSERT DATE 30 DAYS AFTER DATE OF PUBLICATION IN THE FEDERAL REGISTER]. The electronic Federal Docket Management System will accept comments prior to midnight Eastern Time at the end of that day.
地址:您可以通过联邦电子法规制定门户网站就本规则制定文件整体提交意见,该文件标识为DHS案卷号USCIS-2026-0397,网址为:https://www.regulations.gov。请按照该网站说明提交意见。
ADDRESSES: You may submit comments on the entirety of this rulemaking package, identified by DHS Docket No. USCIS-2026-0397, through the Federal eRulemaking Portal: https://www.regulations.gov. Follow the website instructions for submitting comments.
本文件计划于2026年10月14日在联邦公报上刊登,可在线查阅,网址为:https://www.federalregister.gov/d/2026-20956,以及https://govinfo.gov。意见必须以英文提交,或须附英文译本。若意见能引用本临时最终规则的具体部分、说明建议修改的理由,并提供支持该建议修改的数据、信息或依据,将对USCIS实施这些修改提供最大帮助。以上述方式以外的方式提交的意见,包括发送给DHS或USCIS官员的电子邮件或信函,将不被视为对本临时最终规则的意见,DHS可能不会予以答复。请注意,DHS和USCIS不接受任何形式的专人递交或快递送达的意见。此外,USCIS不接受存储于任何形式数字媒体存储设备(如CD/DVD和USB驱动器)中的意见。USCIS目前也不接受邮寄意见。如您无法通过https://www.regulations.gov提交意见,请致电(240) 721-3000联系美国公民及移民服务局国土安全部政策与战略办公室法规协调处,获取其他提交方式说明。欲了解更多信息,请联系:美国公民及移民服务局(USCIS)国土安全部(DHS)政策与战略办公室安全、公共安全和全球审查司(SPSG),地址:5900 Capital Gateway Drive, Camp Springs, MD 20746;
This document is scheduled to be published in the Federal Register on 2026-10-14 and available online at https://www.federalregister.gov/d/2026-20956, and on https://govinfo.gov Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the Interim Final Rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including e-mails or letters sent to DHS or USCIS officials, will not be considered comments on the Interim Final Rule and may not receive a response from DHS. Please note that DHS and USCIS cannot accept any comments that are hand- delivered or couriered. In addition, USCIS cannot accept comments contained on any form of digital media storage devices, such as CDs/DVDs and USB drives. USCIS is also not accepting mailed comments at this time. If you cannot submit your comment by using https://www.regulations.gov, please contact the Regulatory Coordination Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, by telephone at (240) 721-3000 for alternate instructions. FOR FURTHER INFORMATION CONTACT: Security, Public Safety, and Global Vetting Division (SPSG), Office of Policy & Strategy, U.S. Citizenship and Immigration Services (USCIS), DHS, 5900 Capital Gateway Drive, Camp Springs, MD 20746;
电话:(240) 721-3000。有听力或语言障碍人士可通过文本电话(TTY)拨打联邦信息中继服务免费电话711接入上述电话号码。
telephone (240) 721-3000. Individuals with hearing or speech impairments may access the telephone number above via TTY by calling the toll-free Federal Information Relay Service at 711.
补充信息:
SUPPLEMENTARY INFORMATION:
目录 一、公众参与 二、执行摘要 A. 监管行动的目的 B. 法律授权 C. 监管行动摘要 D. 相关的规则制定 三、背景与目的 A. 难民初步审理程序 B. 终止难民身份 C. 前任政府增加错误批准难民入境风险的行为 D. 特朗普总统和国土安全部(DHS)近期为重振难民审查和难民项目完整性所采取的行动 四、关于临时最终规则的讨论 五、法定和法规要求 A. 《行政程序法》(APA) a. 正当理由 b. 外交事务例外 c. 信赖利益 B. 第12866号行政命令(《监管规划与审查》)、第13563号行政命令(《改进监管与监管审查》)及第14192号行政命令(《通过放松监管释放繁荣》) C. 《规制灵活性法》(RFA) D. 1995年《无资金授权改革法》(UMRA) E. 《国会审查法》(CRA) F. 第13132号行政命令(《联邦制》) G. 第12988号行政命令(《民事司法改革》) H. 家庭评估 I. 第13175号行政命令(《与印第安部落政府的协商与协调》) J. 《国家环境政策法》(NEPA) K. 《文书削减法》(PRA) 缩略语表 APA,《行政程序法》 CBP,美国海关与边境保护局 CDAO,首席数据与分析办公室 CFR,《联邦法规汇编》 COI,原籍国信息 CPI-U,城市消费者消费价格指数 CRA,《国会审查法》 DHS,国土安全部 E.O.,行政命令 FR,《联邦纪事》 FY,财政年度 HSA,《国土安全法》 ICE,美国移民及海关执法局 IFR,临时最终规则 INA,《移民和国籍法》 LPR,合法永久居留/合法永久居民 NEPA,《国家环境政策法》 NOIT,终止意向通知 OIRA,信息和监管事务办公室 OMB,管理和预算办公室 OPLA,首席法律顾问办公室 OPQ,绩效与质量办公室 PARRIS,入境后难民复核与完整性强化(项目) PRA,《文书削减法》 RFA,《规制灵活性法》 SBREFA,1996年《小企业监管执行公平法》 Secretary,国土安全部部长 State,国务院 UMRA,1995年《无资金授权改革法》 UNHCR,联合国难民事务高级专员公署 USC,《美国法典》 USCIS,美国公民及移民服务局 USRAP,美国难民接纳计划 一、公众参与 国土安全部(DHS)邀请所有感兴趣的各方通过提交书面数据、意见、评论和论据参与本规则制定过程,内容涉及本临时最终规则的各个方面。国土安全部还邀请就本临时最终规则可能产生的经济、环境或联邦制影响发表评论。评论必须以英文提交,如非英文,须附英文译本。对美国公民及移民服务局(USCIS)实施本次修订最有帮助的评论,应当引用临时最终规则的具体部分,说明任何建议修改的理由,并提供支持该建议修改的数据、信息或依据。未按照上述方式提交的评论,包括发送给国土安全部或美国公民及移民服务局官员的电子邮件或信函,将不被视为对本临时最终规则的评论,国土安全部也可能不会作出回应。
Table of Contents I. Public Participation II. Executive Summary A. Purpose of the Regulatory Action B. Legal Authority C. Summary of the Regulatory Action D. Related Rulemakings III.Background and Purpose A. Initial Refugee Processing B. Termination of Refugee Status C. Actions by the Prior Administration that Increased the Risk of Errant Refugee Admissions D. Recent Actions by President Trump and DHS to Reinvigorate Refugee Screening and Integrity of the Refugee Program IV.Discussion of Interim Final Rule V.Statutory and Regulatory Requirements A. Administrative Procedure Act (APA) a. Good Cause b. Foreign Affairs Exception c. Reliance Interests B. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (“Unleashing Prosperity Through Deregulation”) C. Regulatory Flexibility Act (RFA) D. Unfunded Mandates Reform Act of 1995 (UMRA) E. Congressional Review Act (CRA) F. Executive Order 13132 (Federalism) G. Executive Order 12988 (Civil Justice Reform) H. Family Assessment I. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments) J. National Environmental Policy Act (NEPA) K. Paperwork Reduction Act (PRA) Table of Abbreviations APA—Administrative Procedure Act CBP—U.S. Customs and Border Protection CDAO - Chief Data and Analytics Office CFR—Code of Federal Regulations COI—Country-of-Origin Information CPI-U—Consumer Price Index for All Urban Consumers CRA—Congressional Review Act DHS—Department of Homeland Security E.O.—Executive Order FR—Federal Register FY—Fiscal Year HSA—Homeland Security Act ICE—U.S. Immigration and Customs Enforcement IFR—Interim Final Rule INA—Immigration and Nationality Act LPR—Lawful Permanent Residence/Resident NEPA—National Environmental Policy Act NOIT—Notice of Intent to Terminate OIRA—Office of Information and Regulatory Affairs OMB—Office of Management and Budget OPLA—Office of the Principal Legal Advisor OPQ – Office of Performance and Quality PARRIS—Post-Admission Refugee Reverification and Integrity Strengthening PRA—Paperwork Reduction Act RFA—Regulatory Flexibility Act SBREFA—Small Business Regulatory Enforcement Fairness Act of 1996 Secretary—Secretary of Homeland Security State—Department of State UMRA—Unfunded Mandates Reform Act of 1995 UNHCR—United Nations High Commissioner for Refugees USC—United States Code USCIS—U.S. Citizenship and Immigration Services USRAP—United States Refugee Admissions Program I. Public Participation DHS invites all interested parties to participate in this rulemaking by submitting written data, views, comments and arguments on all aspects of this IFR. DHS also invites comments that relate to the economic, environmental, or federalism effects that might result from this IFR. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the IFR, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including e-mails or letters sent to DHS or USCIS officials, will not be considered comments on the IFR and may not receive a response from DHS.
说明:如果您提交评论,必须注明机构名称(美国公民及移民服务局)以及本次规则制定的国土安全部案卷编号USCIS-2026-0397。无论采用何种方式提交评论或材料,所有提交内容均将原样公布于联邦电子规则制定门户网站https://www.regulations.gov,并将包含您所提供的任何个人信息。因此,提交此类信息即视为将其公开。您在向国土安全部提交的任何自愿公开评论中,可考虑限制所提供个人信息的数量。国土安全部可自行决定,对其认为可能影响个人隐私或具有冒犯性的评论信息不予公开展示。欲了解更多信息,请阅读https://www.regulations.gov上提供的《隐私和安全声明》。
Instructions: If you submit a comment, you must include the agency name (U.S. Citizenship and Immigration Services) and the DHS Docket No. USCIS-2026-0397 for this rulemaking. Regardless of the method used for submitting comments or material, all submissions will be posted, without change, to the Federal eRulemaking Portal at https://www.regulations.gov, and will include any personal information you provide. Therefore, submitting this information makes it public. You may wish to consider limiting the amount of personal information that you provide in any voluntary public comment submission you make to DHS. DHS may withhold information provided in comments from public viewing that it determines may impact the privacy of an individual or is offensive. For additional information, please read the Privacy and Security Notice available at https://www.regulations.gov.
案卷:如需查阅案卷、阅读背景文件或已收到的评论,请访问https://www.regulations.gov,并注明国土安全部案卷编号USCIS-2026-0397。您也可以在线上案卷中注册电子邮件提醒,以便在有评论发布或最终规则公布时收到通知。
Docket: For access to the docket and to read background documents or comments received, go to https://www.regulations.gov, referencing DHS Docket No. USCIS-2026-0397. You may also sign up for email alerts on the online docket to be notified when comments are posted or a final rule is published.
二、执行摘要 A. 监管行动的目的 本规则制定的目的是缩短终止通知期限,以减轻在美国以难民身份获准入境的外国人所带来的潜在风险,这些外国人实际上在获准入境时并不符合难民分类资格。被不当准许入境者可能由于记录不完整而未能完全确认和审查其身份,因此对项目完整性构成风险,并可能对国家安全和公共安全构成风险。对拜登政府时期实施的难民处理政策和程序的审查表明,存在令人担忧的完整性侵蚀现象,导致外国人在身份、难民分类资格和可入境性均基于不完整记录确定的情况下,以难民身份获准进入美国。1 此期间实施的操作指南允许官员放弃常规询问方式,牺牲了难民面谈的质量和效力,而难民面谈是难民裁决过程中的一个关键审查环节。2 将效率置于质量之上的优先做法,助长了面谈缺乏严谨性的问题。为确保外国人在获准进入美国之前符合难民身份资格而应提出的某些问题被省略, 1 难民申请人有责任为移民福利目的确立其身份。身份是难民裁决中的一个关键要素,因为它有助于核实申请人确系其所声称之人。身份可通过生物识别信息采集、书面证据和证词加以确立。在难民事务方面,证词是主要的证据来源。它提供有关申请人背景、家庭关系、过往经历及社会关系的宝贵信息,这些信息有助于确立申请人作为个人的身份背景,以及其是否符合所寻求福利的资格。申请人能否使美国政府满意地证明其身份,从而确保官员对申请人的身份具有信心,是确定其是否符合所申请移民福利资格的必要步骤。
II. Executive Summary A. Purpose of the Regulatory Action The purpose of this rulemaking is to shorten the termination notice period in order to mitigate potential risks posed by aliens admitted to the United States as refugees when, in fact, they were not eligible for refugee classification at the time of admission. Those who are improperly admitted may not have their identity fully confirmed and vetted due to an incomplete record, and as such pose a risk to program integrity and may pose a risk to national security and public safety. A review of refugee processing policies and procedures implemented under the Biden administration indicates an alarming erosion of integrity leading to aliens being admitted to the United States as refugees when their identities, eligibility for refugee classification, and admissibility were determined based on incomplete records.1 Operational guidance implemented during this period allowed officers to forgo typical lines of inquiry, sacrificing the caliber and efficacy of the refugee interview, a critical screening component of the refugee adjudication process.2 The priority of expediency over quality encouraged a lack of robust interviews. Certain questions to ensure that aliens were eligible for refugee status prior to admission to the 1 Refugee applicants have the burden to establish their identity for purposes of immigration benefits. Identity is a critical element in refugee adjudications because it helps verify that the applicant is who they say they are. Identity can be established through the collection of biometrics, documentary evidence, and testimony. In the refugee context, testimony is a primary source of evidence. It provides valuable information about the applicant’s background, familial relations, past experiences, and associations which provide context in establishing who the applicant is as a person and whether they are eligible for the benefit sought. An applicant’s capacity to demonstrate their identity to the satisfaction of the U.S. Government, ensuring that officials are confident in the applicant’s identity, is a necessary step in determining eligibility for the immigration benefit requested.
2 作为初始试点行动组的一部分,对居住在明尼苏达州的已安置难民案件进行了审查,以强化近期与其他执法合作伙伴(包括美国移民及海关执法局(ICE)和联邦调查局(FBI))联合开展的反欺诈执法行动,例如“双盾行动”(Operation Twin Shield)。
2 Cases of resettled refugees residing in Minnesota were reviewed as part of an initial pilot operation cohort to reinforce recent joint antifraud enforcement actions, such as Operation Twin Shield, conducted with other law enforcement partners including ICE and the FBI.
这一做法增加了不合格外国人获批难民分类并随后获准进入美国的风险。近期对居住在明尼苏达州、在拜登政府期间接受面谈、获得批准并获准入境的已安置难民进行的初步审查结果支持这一结论。在所审查的大多数案件中,现有证据不足以证实主申请人符合难民定义的全部必要要件。3 其目标是尽可能让更多难民进入美国,以达到拜登总统设定的难民接收人数上限,为实现这一目标,若干确保对资格进行全面审查和评估的要求被削减或取消。
United States were omitted and this increased the risk of ineligible aliens being approved for refugee classification and subsequently admitted to the United States. This is supported by a recent preliminary review of admitted refugees residing in Minnesota who were interviewed, approved, and admitted during the Biden administration. For the majority of these reviewed cases, the evidence was insufficient to establish that the principal applicant met all of the required elements of the refugee definition.3 The goal was to have as many refugees as practicable enter the United States to meet President Biden’s ceiling for refugee admissions and in order to accomplish this, a number of requirements for ensuring a thorough examination and assessment of eligibility were reduced or removed.
这引发了对难民项目完整性的担忧,并使人质疑在此期间获准进入美国的外国人的难民身份资格。正如本序言下文详述,已实施的若干政策决定大幅削弱了难民项目内的完整性保障措施。这些变化导致每名官员每天进行的难民面谈数量增加,而对申请人证词的问询则不够全面深入。这些调整限制了难民官员以及美国政府准确判断申请人身份是否得到妥善确立、评估潜在的国家安全或公共安全隐患,以及核实申请人是否符合难民定义的能力。
This raises concerns about the integrity of the refugee program and calls into question the eligibility for refugee status of aliens admitted to the United States during this time. As detailed below in this preamble, several policy decisions were implemented that significantly reduced the integrity measures within the refugee program. These changes resulted in an increase in the number of refugee interviews conducted per officer each day, with less comprehensive elicitation of testimony from applicants. These adjustments limited the ability of refugee officers, and the U.S. government to accurately determine whether an applicant’s identity was properly established, assess potential national security or public safety concerns, and verify whether the applicant met the definition of a refugee.
为保护美国利益和公共安全,当美国国土安全部(DHS)认定某外国人在获得难民身份时不符合难民定义且无资格获得难民身份时,美国公民及移民服务局(USCIS)必须迅速采取行动。缩短意图终止通知书(NOIT)的答复期限,使美国国土安全部能够对此类认定迅速作出反应。允许更长的通知期限可能为外国人逃避执法或从事有害活动提供可乘之机。3 参见《美国公民及移民服务局公布“双盾行动”大规模移民欺诈调查结果》(2025年9月30日),https://www.uscis.gov/newsroom/news-releases/uscis-announces-results-of-operation-twin-shield-a-large-scale-immigration-fraud-investigation。
To protect U.S. interests and public safety, USCIS must act swiftly when DHS determines that an alien did not meet the refugee definition and was not entitled to refugee status at the time of admission. Shortening the NOIT response period enables DHS to respond rapidly to such findings. Allowing a longer notice period could provide 3 See USCIS Announces Results of Operation Twin Shield, a Large-Scale Immigration Fraud Investigation (Sept. 30, 2025), https://www.uscis.gov/newsroom/news-releases/uscis-announces-results-of-operation- twin-shield-a-large-scale-immigration-fraud-investigation.
避免外国人逃避执法或从事有害活动。例如,欺诈侦测与国家安全(FDNS)局调查了一些案件,其中难民后来被确认为武装团体成员或隐瞒了极端主义关联。在一起案件中,一名难民被发现曾在利比里亚内战期间参与利比里亚武装部队的人权侵犯行为。在另一起案件中,一名难民被发现谎报了其与奥罗莫解放阵线(OLF,埃塞俄比亚一个武装团体)的关联。社交媒体审查显示,在其作为难民被准许进入美国之前,他曾发布大量支持奥罗莫解放阵线的活动内容,以及支持奥罗莫解放阵线和激进暴力言论的内容。这些案件表明,当难民获准入境后出现涉及国家安全或公共安全问题的可信证据时,美国公民及移民服务局可能要等到终止程序完成后才能启动驱逐出境程序。因此,将答复期限缩短至意图终止通知书发出后的十天,可使美国公民及移民服务局更迅速有效地应对此类威胁,从而恢复移民制度的完整性。
opportunities for aliens to evade enforcement or engage in harmful activities. For example, the Fraud Detection and National Security (FDNS) Directorate investigated cases where refugees were later identified as members of armed groups or had concealed extremist affiliations. In one case, a refugee was found to have participated in human rights abuses with the Liberian Armed Forces during the Liberian Civil War. In another case, a refugee was found to have misrepresented his involvement with the Oromo Liberation Front (OLF), an armed group in Ethiopia. Social media checks indicated numerous pro-OLF activities and pro-OLF and radical violent rhetoric posted prior to his admission to the United States as a refugee. These cases demonstrate that when credible evidence of national security or public safety concerns arises after a refugee’s admission, USCIS may be unable to initiate removal proceedings until the termination process is complete. Therefore, reducing the response period to ten days after issuance of a NOIT allows USCIS to address such threats more quickly and effectively, restoring integrity to the immigration system.
若要符合作为难民获准进入美国的资格,外国人必须证明其符合《移民与国籍法》(INA)第101(a)(42)(A)和(B)条,即8 U.S.C. 1101(a)(42)(A)和(B)条所定义的“难民”定义,其中包括其并非迫害者这一要求。当美国公民及移民服务局在外国人获准进入美国后发现,该外国人因在入境时不符合难民定义,从而不符合难民身份的资格要求,本不应获准入境时,采取一切法律允许的措施,包括在存在法律依据的情况下确保尽快将该外国人驱逐出境,对于维护美国移民制度的完整性至关重要。当外国人的身份尚未完全核实时,国家安全和公共安全便存在固有风险。因此,在适当情况下简化难民身份终止程序的能力,能够立即有助于维护美国人民的安全以及合法美国移民制度的完整性。
To be eligible for admission to the United States as a refugee, an alien must establish, among other things, that they meet the definition of “refugee” as defined in section 101(a)(42)(A) and (B) of the INA, 8 U.S.C. 1101(a)(42)(A) and (B), which includes the requirement that they are not a persecutor. When USCIS discovers after an alien’s admission to the United States that they should not have been admitted because they did not meet the refugee definition and therefore the eligibility requirements for refugee classification at the time of admission, it is important to protect the integrity of the American immigration system by taking whatever steps are legally available, including ensuring that the alien is removed from the United States as quickly as possible where there is a legal basis to do so. There is an inherent risk to national security and public safety when an alien’s identity has not been fully established. Therefore, the ability to streamline refugee status termination, where appropriate, contributes immediately to the safety of the American people and the integrity of the lawful U.S. immigration system.
目前,针对认定外国人在入境时并非真正难民而终止其难民身份的通知与答复程序效率低下,危及美国的安全与安全保障。若对意图终止通知书给予30天的答复期限,而非10天的答复期限,将使不符合资格的外国人有更多时间保留其本不应享有的移民利益,从而损害美国移民制度的完整性以及美国的国家利益。此外,当外国人在未经充分审查、且其真实身份信息不足的情况下,继续保留其本不应享有的身份时,美国社会的安全与安全保障便面临风险。
The current notice and response process for terminating refugee status upon determination that the alien was not a refugee at the time of their admission is inefficient and compromises the security and safety of the United States. Providing 30 days to respond to a NOIT, instead of a 10-day response period, allows ineligible aliens more time to retain immigration benefits to which they are not entitled, undermining the integrity of the U.S. immigration system and national interests of the United States. Moreover, when an alien retains a status he or she is not entitled to, while also being inadequately vetted with insufficient information as to their true identity, there is a risk to American society’s safety and security.
B. 法律授权 国土安全部部长(以下简称“部长”)对本临时最终规则(IFR)中所作监管修订的授权,源自《移民与国籍法》(INA,8 U.S.C. 1101 et seq.)的多项条款以及2002年《国土安全法》(HSA,Pub. L. 107-296,116 Stat. 2135,部分编入6 U.S.C. 101 et seq.)。根据《移民与国籍法》,部长对难民的准入、身份终止、驱逐出境及身份调整具有管辖权。参见,例如,INA第207条、第209条,8 U.S.C. 1157、1159。4 尤为重要的是,《移民与国籍法》第207(c)(4)条,8 U.S.C. 1157(c)(4),允许部长在认定某外国人“在其获准入境时实际上并非难民”的情况下,终止该外国人及其配偶或子女的难民身份,并明确授权部长就该等终止程序制定法规。4 另见HSA第451(b)(3)、(5)条,6 U.S.C. 271(b)(3)、(5)(将原由移民归化局(“INS”)在HSA颁布前行使的难民申请裁决及其他裁决职权转移至国土安全部(DHS)。
B. Legal Authority The Secretary of Homeland Security’s (Secretary) authority for the regulatory amendment made in this IFR is found in various provisions of the Immigration and Nationality Act (INA), 8 U.S.C. 1101 et seq., and the Homeland Security Act of 2002 (HSA), Pub. L. 107-296, 116 Stat. 2135 (codified in part at 6 U.S.C. 101 et seq.). Under the INA, the Secretary has authority over the admission, termination of status, removal, and adjustment of status of refugees. See, e.g., INA 207, 209, 8 U.S.C. 1157, 1159.4 Most importantly, section 207(c)(4) of the INA, 8 U.S.C. 1157(c)(4), allows the Secretary to terminate the refugee status of any alien and the alien’s spouse or children if the Secretary determines that the alien “was not in fact a refugee . . . at the time of the alien’s admission” and expressly authorizes the Secretary to issue regulations governing the 4 See also HSA 451(b)(3), (5), 6 U.S.C. 271(b)(3), (5) (transferring the authority to adjudicate refugee applications and other adjudications performed before the enactment of the HSA from the Immigration and Naturalization Service (“INS”) to DHS).
本规则的终止程序即属此类。部长已将授予难民身份以及调整或终止该身份的职权委托给美国公民及移民服务局(USCIS)。5 发布本临时最终规则的一般性授权见于《移民与国籍法》第103(a)条,8 U.S.C. 1103(a),该条授权部长执行并实施移民与国籍法律,并制定部长认为为行使该职权所必需的法规;此外还包括《国土安全法》第102条,6 U.S.C. 112,该条将国土安全部的全部职能赋予部长,并授权部长发布法规。6 本规则的其他授权依据见于:
procedures for such terminations. The Secretary has delegated the authority to grant refugee status and to adjust or terminate such status to USCIS.5 General authority for issuing this IFR is found in section 103(a) of the INA, 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and nationality laws and establish such regulations as the Secretary deems necessary for carrying out such authority, as well as section 102 of the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the Secretary and authorizes the Secretary to issue regulations.6 Additional authority for this rule is found in:
•《国土安全法》第101(b)(1)(F)条,6 U.S.C. 111(b)(1)(F),该条将下列事项确立为国土安全部的主要使命之一,即“确保旨在保障国土安全的各项努力、活动和计划不会削弱美国整体经济安全”; •《移民与国籍法》第101(a)(42)条,8 U.S.C. 1101(a)(42),该条对“难民”作出定义;以及 •《国土安全法》第451(a)(3)条,6 U.S.C. 271(a)(3),该条授权USCIS局长制定“履行[移民裁决]职能的政策”。 C. 监管行动概述 国土安全部通过本临时最终规则修订8 CFR 207.9,将因USCIS终止难民身份而须向外国人发出通知并给予答辩的期限,由30天改为10天。
•Section 101(b)(1)(F) of the HSA, 6 U.S.C. 111(b)(1)(F), which establishes as a primary mission of DHS the duty to, “ensure that the overall economic security of the United States is not diminished by efforts, activities, and programs aimed at securing the homeland;” •Section 101(a)(42) of the INA, 8 U.S.C. 1101(a)(42), which defines a refugee; and •Section 451(a)(3) of the HSA, 6 U.S.C. 271(a)(3), which confers authority on the USCIS Director to establish “policies for performing [immigration adjudication] functions.” C. Summary of the Regulatory Action Through this IFR, DHS is amending 8 CFR 207.9 to change the 30-day notice- and-response period for aliens whose refugee status is terminated by USCIS to a 10-day notice-and-response period.
5 参见国土安全部,《授权移民归化服务局》,第0150.1号(2003年6月5日),https://www.hsdl.org/?abstract&did=234775;另参见8 CFR 207.4、207.9;8 CFR 209.1。 6 尽管本临时最终规则中讨论的《移民与国籍法》多项条款仅提及“司法部长”,但根据《国土安全法》的规定,此类条款现应解释为指“部长”。参见6 U.S.C. 202(3)、251、271(b)、542 note及557;8 U.S.C. 1103(a)(1)及(g)、1551 note;Nielsen诉Preap案,586 U.S. 392, 397 n.2(2019年)。
5 See DHS, Delegation to the Bureau of Citizenship and Immigration Services, No. 0150.1 (June 5, 2003), https://www.hsdl.org/?abstract&did=234775; see also 8 CFR 207.4, 207.9; 8 CFR 209.1. 6 Although several provisions of the INA discussed in this IFR refer exclusively to the “Attorney General,” such provisions are now to be read as referring to the Secretary by operation of the HSA. See 6 U.S.C. 202(3), 251, 271(b), 542 note, and 557; 8 U.S.C. 1103(a)(1) and (g), 1551 note; Nielsen v. Preap, 586 U.S. 392, 397 n.2 (2019).
D. 相关规则制定 国土安全部正在开展多项处于不同制定阶段的规则制定行动。7 国土安全部已对上述各项规则与本规则之间可能存在的附带性、重叠性及相互关联性影响逐一进行了考量和分析,未发现任何此类影响,因为本临时最终规则的范围仅限于难民身份终止程序。
D. Related Rulemakings DHS is engaging in multiple rulemaking actions that are in various stages of development.7 DHS has considered and analyzed each of these rules for peripheral, overlapping, and interrelated effects on this rule and has found none, as this IFR is narrowly focused on refugee termination procedures.
美国国土安全部(DHS)还在可能的范围内,考虑了美国公民及移民服务局(USCIS)已知的可能政策变化的影响(如有)。例如,移民及海关执法局(ICE)与USCIS于2026年2月18日联合发布的一份备忘录,涉及具有难民身份的个人,该备忘录指出,“USCIS和ICE关于移民官员在何时以及在何种情况下可以拘留未能调整为合法永久居民身份的难民的政策。”8备忘录中宣布的政策变化涉及INA第209条、8 U.S.C. 1159关于难民有条件入境及其身份调整的法定要求,并规定DHS可以对已在美国居住至少一年且尚未根据INA第209(a)(1)条、8 U.S.C. 1159(a)(1)条获得合法永久居民身份的难民进行逮捕和拘留,以对该难民进行检查和审查,以确定其是否可作为合法永久居民入境。9尽管这些政策变化同样旨在通过对以难民身份获准入境的外国人进行审查(包括国家安全、公共安全和欺诈相关问题的审查)来保护公共利益,但本规则的重点在于终止程序案件中的程序,而非对未能调整身份的难民进行羁押、逮捕或拘留。
DHS has also, to the extent possible, considered the effects, if any, of possible policy changes of which USCIS is aware. For example, a memorandum issued jointly by ICE and USCIS on February 18, 2026, impacting individuals with refugee status states, “the policy of USCIS and ICE regarding when, and under what circumstances, immigration officers may detain refugees who have failed to adjust to lawful permanent resident status.”8 The policy changes announced in the memo relate to the statutory requirement at INA 209, 8 U.S.C. 1159, governing the conditional admission of refugees and their adjustment of status, and provide that DHS may arrest and detain a refugee who has lived in the United States for at least one year and has not yet acquired LPR status under INA 209(a)(1), 8 U.S.C. 1159(a)(1), to inspect and examine the refugee for admission as an LPR.9 While the policy changes are similarly aimed at protecting the public interest through vetting of aliens admitted as refugees, including vetting for national security, public safety, and fraud-related issues, the focus of this rule is on procedures in terminations cases, not the custody, arrest or detention of a refugee who has failed to adjust status.
7参见信息和监管事务办公室,“2026年监管计划及联邦监管与放松监管行动统一议程”,https://www.reginfo.gov/public/do/eAgendaMain(最后访问日期:2026年7月15日)。
7 See Office of Information and Regulatory Affairs, “2026 Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions,” https://www.reginfo.gov/public/do/eAgendaMain (last visited July 15, 2026).
8美国公民及移民服务局局长约瑟夫·B·埃德洛(Joseph B. Edlow)与代行美国移民及海关执法局局长职责的高级官员托德·M·莱恩斯(Todd M. Lyons)发布的备忘录,“关于拘留未能调整为合法永久居民身份的难民”(2026年2月18日)。9 2026年3月23日,马萨诸塞州地区美国联邦地区法院中止了DHS对2026年2月18日备忘录中所述政策的采纳和实施,该政策涉及对在美国居住超过一年且尚未获得合法永久居民身份的难民的逮捕和拘留。参见Jean A. v. Noem, 2026 WL 805207, at *1 (D. Mass. Mar. 23, 2026)。
8 Memorandum from Joseph B. Edlow, Director, U.S. Citizenship and Immigration Services, and Todd M. Lyons, Senior Official Performing the Duties of the Director, U.S. Immigration and Customs Enforcement, “Detention of Refugees Who Have Failed to Adjust to Lawful Permanent Resident Status,” (Feb. 18, 2026). 9 On March 23, 2026, a U.S. District Court in the District of Massachusetts stayed DHS’s adoption and implementation of the policies outlined in the February 18, 2026, Memo related to the arrest and detention of refugees who have lived in the United States for more than one year and have not acquired LPR status. See Jean A. v. Noem, 2026 WL 805207, at * 1 (D. Mass. Mar. 23, 2026).
DHS邀请公众在30天的意见征询期内就与相关规则和政策变化的预期相互作用提交意见。
DHS invites the public to submit comments during the 30-day comment period regarding anticipated interaction with related rules and policy changes.
三、背景与目的 A. 初步难民处理 难民身份是美国的一项备受追捧的移民利益,世界各地流离失所者对此趋之若鹜,部分原因在于其所赋予的福利以及通往永久身份的途径。通过美国难民接纳计划(USRAP)重新安置到美国是一个涉及多个合作机构的多步骤过程。美国国务院(国务院)负责主导年度磋商程序,资助并监督难民安置活动,与提供USCIS面谈前后支持的非政府组织签订合同,并促成向USRAP程序提交第一优先转介。在确定某外国人可进入USRAP程序后,其可提交I-590表格,即难民身份登记申请表。10难民身份申请主要在海外处理,并由USCIS难民官员进行裁决,以确定该外国人是否符合难民定义,以及是否在其他方面有资格在美国重新安置。根据美国法律,申请人若要符合难民身份资格,必须证明其:
III. Background and Purpose A. Initial Refugee Processing Refugee status in the United States is a highly sought after immigration benefit for displaced persons throughout the world due in part to the benefits it bestows as well as a pathway to permanent status. Resettlement to the United States through the United States Refugee Admissions Program (USRAP) is a multi-step process involving several agency partners. The U.S. Department of State (State) leads the annual consultations process, funds and oversees refugee resettlement activities, contracts with the non- governmental organizations that provide pre- and post-USCIS interview support, and facilitates the Priority 1 referrals to the USRAP process. After an alien is determined to have access to the USRAP, they may file a Form I-590, Registration for Classification as Refugee.10 Applications for refugee classification are primarily processed overseas and adjudicated by USCIS Refugee Officers who determine whether an alien meets the refugee definition and is otherwise eligible for resettlement to the United States. Under United States law, to be eligible for refugee classification an applicant must establish that he or she:
位于其本国国籍所属国家之外;11对美国而言具有特殊的人道主义关切;
•is located outside the country of his or her nationality; 11 •is of special humanitarian concern to the United States;
因种族、宗教、国籍、政治见解或属于某一特定社会团体而受到迫害或畏惧受到迫害;
•was persecuted or fears persecution due to race, religion, nationality, political opinion, or membership in a particular social group;
未在另一国获得确实安置;以及作为移民进入美国具备可入境资格。
•is not firmly resettled in another country; and •is admissible as an immigrant to the United States.
10 I-590表格,《难民身份登记申请表》,OMB编号1615-0068(2025年11月3日),可登录以下网址查阅:https://www.uscis.gov/sites/default/files/document/forms/i-590.pdf。
10 Form I-590, Registration for Classification as Refugee, OMB No. 1615-0068 (Nov. 3, 2025), available at https://www.uscis.gov/sites/default/files/document/forms/i-590.pdf.
11 1980年《难民法》对此项要求进行了修订,允许对总统指定的某些难民在其本国境内进行处理。
11 The Refugee Act of 1980 amended this requirement and allowed for in-country processing for certain refugees that the President specifies.
参见INA第101(a)(42)条、8 U.S.C. 1101(a)(42);INA第207(c)(1)条、8 U.S.C. 1157(c)(1)。难民不包括任何曾因种族、宗教、国籍、属于某一特定社会团体或政治见解而下令、煽动、协助或以其他方式参与迫害他人的人。同上。
See INA 101(a)(42), 8 U.S.C. 1101(a)(42); INA 207(c)(1), 8 U.S.C. 1157(c)(1). A refugee does not include anyone who ordered, incited, assisted, or otherwise participated in the persecution of any person on account of race, religion, nationality, membership in a particular social group, or political opinion. Id.
USCIS官员根据上述资格要素作出难民身份资格认定。美国公民及移民服务局(USCIS)批准难民身份申请后,即授权美国海关与边境保护局(U.S. Customs and Border Protection,CBP)在该批准之日起四个月内,于外国人抵达美国入境口岸时将其作为难民“有条件地”准许入境。12 美国卫生与公众服务部难民安置办公室为以难民身份获准进入美国的外国人提供安置援助,包括就业培训、英语培训、现金援助(以促进尽早实现自给自足的方式提供)以及就业介绍。主申请难民的随行家属可包括主申请难民的配偶及其21岁以下未婚子女。13 随行家庭成员可包含在难民身份的初始申请中,也可在主申请难民抵达美国后另行申请。同上。随行家属要以难民身份获准进入美国,必须证明其可予入境且不受迫害者条款的禁止,但无需证明其符合难民定义或其任何要素,例如过去遭受迫害或对未来迫害具有充分根据的恐惧。
USCIS officers make a determination of eligibility for refugee classification based on the above elements of eligibility. USCIS approval of an application for refugee classification authorizes U.S. Customs and Border Protection (CBP) to admit the alien “conditionally” as a refugee upon arrival at a U.S. port of entry within four months of the date of such approval.12 U.S. Department of Health and Human Services, the Office of Refugee Resettlement provides resettlement assistance, that includes employment training, English language training, cash assistance (in a manner that promotes early self- sufficiency), and job placement, to the aliens admitted as refugees to the United States. Derivatives of the principal refugee applicant may include the spouse of a principal refugee and their unmarried children under the age of 21.13 Derivative family members may be included in the initial application for refugee status or petitioned for after the principal refugee’s arrival to the United States. Id. For derivatives to be admitted to the United States as refugees, they must establish that they are admissible and not subject to the persecutor bar but are not required to prove that they meet the refugee definition or any of its elements, such as past persecution or a well-founded fear of future persecution.
除在美国安置外,难民在抵达美国后即可获得工作许可。14 12 8 CFR 207.4(授权CBP准许经批准获得难民身份的外国人入境)。13 《移民与国籍法》(INA)第207(c)(2)条,《美国法典》(U.S.C.)第8编第1157(c)(2)条。
In addition to resettlement in the United States, refugees receive employment authorization as soon as they arrive in the United States.14 12 8 CFR 207.4 (authority for CBP to admit aliens approved for refugee classification). 13 INA 207(c)(2), 8 U.S.C. 1157(c)(2).
14 8 CFR 274a.12(a)(3)。
14 8 CFR 274a.12(a)(3).
B. 难民身份的终止 USCIS终止有条件获准以难民身份进入美国的外国人身份的唯一依据,是USCIS认定该外国人在进入美国时不符合难民定义。15 法律未规定任何其他终止理由。实际上在入境时不符合难民定义的外国人,本应属于不可入境之人,一旦其身份被终止,通常将不再具有继续留在美国的合法依据。16 因外国人在进入美国时不符合难民定义而终止其难民身份的认定,仅适用于主申请难民,不适用于随行难民。要具备难民身份资格,主申请人必须符合《移民与国籍法》第101(a)(42)条、《美国法典》第8编第1101(a)(42)条所规定的难民定义要求,必须可予入境美国,且必须符合指定的美国难民接纳计划(USRAP)处理优先类别之一。17 若主申请人的身份被终止,USCIS随之可终止随行难民的身份。18 难民身份只能在外国人仍保有难民身份、尚未调整为合法永久居民(LPR)身份或尚未入籍期间予以终止。19 但是,若USCIS依据《移民与国籍法》第246条、《美国法典》第8编第1156条撤销了某外国人的合法永久居民身份,则该以难民身份获准入境的外国人将恢复为先前的难民身份,若终止理由符合法定要求,其难民身份可予终止。20 15 《移民与国籍法》第207(c)(4)条,《美国法典》第8编第1157(c)(4)条。
B. Termination of Refugee Status The sole basis for USCIS to terminate the status of an alien conditionally admitted to the United States as a refugee is if USCIS determines that the alien did not meet the definition of a refugee at the time of admission to the United States.15 No other ground of termination is specified under the law. An alien who did not, in fact, meet the refugee definition at the time of admission would have been inadmissible, and once that status is terminated, will generally lack legal grounds to remain in the United States.16 The determination to terminate refugee status because the alien did not meet the definition of a refugee at the time of his or her admission to the United States applies solely to principal refugees and not to derivative refugees. In order to be eligible for refugee status, principal applicants must meet the requirements of the refugee definition in INA 101(a)(42), 8 U.S.C. 1101(a)(42), must be admissible to the United States, and must qualify under one of the designated USRAP processing priorities.17 USCIS may in turn terminate a derivative refugee’s status if the principal’s status is terminated.18 Refugee status can only be terminated while the alien remains in refugee status and has not yet adjusted to lawful permanent resident (LPR) status or naturalized.19 However, if USCIS has rescinded an alien’s LPR status under INA 246, 8 U.S.C. 1156, an alien admitted as a refugee reverts to the prior refugee status and his or her refugee status can be terminated if the basis for termination meets the statutory requirements.20 15 INA 207(c)(4), 8 U.S.C. 1157(c)(4).
16 参见 8 CFR 207.9(仅允许在USCIS认定外国人在入境时按照《移民与国籍法》第101(a)(42)条的含义“并非难民”的情况下终止其难民身份)。《移民与国籍法》第237(a)(1)(A)条,《美国法典》第8编第1227(a)(1)(A)条(规定在“入境时”不可入境的非公民可被驱逐出境),其中援引(除其他条款外)《移民与国籍法》第212(a)(7)(A)(i)(I)条,《美国法典》第8编第1182(a)(7)(A)(i)(I)条(因缺乏有效移民入境文件而不可入境)。
16 See 8 CFR. 207.9 (permitting termination of refugee status only if USCIS determines the alien “was not a refugee” within the meaning of INA section 101(a)(42) at the time of admission); INA section 237(a)(1)(A), 8 U.S.C. 1227(a)(1)(A) (making deportable any noncitizen who was inadmissible “at the time of entry”), incorporating, inter alia, INA section 212(a)(7)(A)(i)(I), 8 U.S.C. 1182(a)(7)(A)(i)(I) (inadmissibility for lack of valid immigrant entry document).
17 《移民与国籍法》第291条、第207(c)(1)条,《美国法典》第8编第1361条、第1157(c)(1)条。
17 INA 291, 207(c)(1), 8 U.S.C. 1361, 1157(c)(1).
18 见8 CFR 207.7(d)和207.9,另见INA第207(c)(4)条,8 U.S.C. 1157(c)(4),该条规定“任何外国人(及该外国人的配偶或子女)的难民身份均可予以终止”(强调为后加)。19 Matter of D-K-, 25 I&N Dec. 761(BIA 2012);Matter of Smriko, 23 I&N Dec. 836(BIA 2005)。20 美国公民及移民服务局(USCIS)政策手册,第7卷,Q部分,合法永久居留权的撤销,https://www.uscis.gov/policy-manual/volume-7-part-q(最后访问日期:2026年1月22日)。当USCIS认定主申请难民在获准入境时不符合INA第101(a)(42)条,8 U.S.C. 1101(a)(42)所定义的难民身份时,USCIS即启动终止难民身份的程序。前移民归化局在1980年《难民法》颁布后首次实施了规范终止难民身份的相关法规,此后45年间该程序在实质内容上基本保持不变。21 USCIS在终止难民身份之前会签发《终止意向通知书》(NOIT)。22 在NOIT中,USCIS会列明终止的具体依据,例如USCIS认定该外国人所遭受或所担心的伤害并非基于受保护的理由,或者该外国人在另一国家拥有其他国籍或合法身份,因而不符合来自其所声称国家的难民资格等。NOIT还会告知该外国人,其有权提供书面或口头证据,以支持其难民身份主张并反驳拟议的终止决定。在本临时最终规则(IFR)生效前,8 CFR 207.9规定该外国人有30天的期限对NOIT作出回应。该程序实施时所附的序言并未说明移民归化局(INS)选择30天回应期限(而非其他更短或更长期限)的理由。23 若该外国人选择提供口头证词,其必须将要求另行安排面谈的请求通知USCIS,以便USCIS在通知发出之日起30天内安排面谈。该外国人也可在通知发出之日起30天内,将书面证据提交至通知顶部所列的回信地址。21 45 FR 37392(1980年6月2日)(临时最终规则);46 FR 45116(1981年9月10日)(最终规则)。自该规则首次公布以来,INS和美国国土安全部(DHS)仅对8 CFR 207.9作出了极少量的修改。在《非法移民改革和移民责任法》(IIRIRA)颁布后,INS更新了关于终止难民身份后可能适用的驱逐程序类型的引用条款。另见《外国人的检查和快速遣返;外国人的拘留和遣返;遣返程序的实施;庇护程序》,62 FR 10312, 10337(1997年3月6日)。其他微小修改包括将条款编号由207.8改为207.9,以及纳入更新后的DHS送达程序。《为难民/庇护申请人的配偶及未婚子女提交衍生申请(I-730表格)的程序》,63 FR 3792(1998年1月27日);《移民福利业务转型,第一阶段》,76 FR 53764, 53784(2011年8月29日)。
18 See 8 CFR 207.7(d) and 207.9, see also INA 207(c)(4), 8 U.S.C. 1157(c)(4) providing that the “refugee status of any alien (and of the spouse or child of the alien), may be terminated” (emphasis added). 19 Matter of D-K-, 25 I&N Dec. 761 (BIA 2012); Matter of Smriko, 23 I&N Dec. 836 (BIA 2005). 20 USCIS Policy Manual, Volume 7, Part Q, Rescission of Lawful Permanent Residence, https://www.uscis.gov/policy-manual/volume-7-part-q (last visited Jan. 22, 2026). When USCIS determines that a principal refugee was not a refugee as defined in INA 101(a)(42), 8 U.S.C. 1101(a)(42), at the time of admission, USCIS initiates termination of refugee status. The former Immigration and Naturalization Service first implemented regulations governing the termination of refugee status following the enactment of the Refugee Act of 1980, and the process has remained substantively unchanged in the 45 years since then.21 USCIS issues a Notice of Intent to Terminate (NOIT) prior to termination.22 In the NOIT, USCIS outlines the specific basis or bases for the termination, such as a determination by USCIS that the harm the alien experienced or feared was not on account of a protected ground or, for example, that the alien had another nationality or legal status in another country such that they did not qualify as a refugee from the claimed country. The NOIT further informs the alien of his or her right to offer written or oral evidence in support of his or her refugee claim and in opposition to the proposed termination. Prior to this IFR, 8 CFR 207.9 provided that the alien has a 30-day period to respond to a NOIT. The preamble implementing this process did not explain the Immigration and Nationality Service’s (INS) reasoning for the 30-day response period (as opposed to some other shorter or longer period).23 If the alien chooses to provide oral testimony, he or she must notify USCIS of his or her request for an additional interview so that USCIS may schedule the interview within 30 days of the date of the notice. The alien may also submit documentary evidence within 30 days from the date of the notice to the return address that is listed at the top of 21 45 FR 37392 (June 2, 1980) (interim final rule); 46 FR 45116 (Sept. 10, 1981) (final rule). INS and DHS have made only minimal changes to 8 CFR 207.9 since it was first published. Following the enactment of IIRIRA, INS updated the references to the types of removal proceedings that may apply following a termination of refugee status. See also, Inspection and Expedited Removal of Aliens; Detention and Removal of Aliens; Conduct of Removal Proceedings; Asylum Procedures, 62 FR 10312, 10337 (Mar. 6, 1997). Other minor changes included renumbering from 207.8 to 207.9 and including updated DHS service procedures. Procedures for Filing a Derivative Petition (Form I-730) for a Spouse and Unmarried Children of a Refugee/Asylee, 63 FR 3792 (Jan. 27, 1998); Immigration Benefits Business Transformation, Increment I, 76 FR 53764, 53784 (Aug. 29, 2011).
22 8 CFR 207.9。
22 8 CFR 207.9.
23 45 FR 37392;46 FR 45116。
23 45 FR 37392; 46 FR 45116.
该通知所列地址。24 NOIT明确说明,若在规定期限内未对通知作出回应,将导致该外国人的难民身份被终止。
the notice.24 The NOIT makes clear that lack of a response to the notice within the time allotted results in termination of the alien’s refugee status.
最后,NOIT声明,若USCIS认定该外国人在获准入境时不符合INA第101(a)(42)条,8 U.S.C. 1101(a)(42)所规定的难民身份含义,则其难民身份及工作许可将被终止,且其将面临被美国驱逐出境的处置。
Finally, the NOIT states that if USCIS determines that the alien was not a refugee within the meaning of section 101(a)(42) of the INA, 8 U.S.C. 1101(a)(42), at the time of admission, his or her refugee status and employment authorization will be terminated, and he or she will be subject to removal from the United States.
DHS通常会在对外国人调整身份为永久居民作出最终裁决之前,审查其基础难民身份认定情况,并在有正当理由时启动终止程序。但是,若DHS认定该外国人在获准以难民身份入境时并不具备难民资格,则可在调整身份之前的任何时间启动终止程序。
DHS typically reviews an alien’s underlying refugee determination prior to the final adjudication of his or her adjustment of status to permanent residence and initiates termination when warranted. However, termination may be initiated at any time prior to adjustment if DHS determines the alien was not eligible for refugee status at the time he or she was admitted as a refugee.
对于美国公民及移民服务局(USCIS)终止难民身份的决定,不得提出上诉。25 身份终止后,USCIS依据《移民与国籍法》(INA)第235条、第240条和第241条对该外国人启动遣返程序。26 USCIS还可以在不终止难民身份、且不对身份调整申请作出裁决的情况下,依据任何适用的遣返指控,直接将以难民身份获准入境的人员置于遣返程序之中。27 C. 前任政府增加错误难民准入风险的举措 总统每年设定难民准入上限,该上限制度由1980年《难民法》确立。《移民与国籍法》第207(a)(2)条,《美国法典》第8编第1157(a)(2)条。在特朗普总统第一任期内,他逐年下调该年度(财年,FY)的难民准入上限数额(此外,新冠疫情(COVID-19)亦导致 24 USCIS政策手册,第7卷,L部分,第6章,身份终止与出庭通知事项考量,https://www.uscis.gov/policy-manual/volume-7-part-l-chapter-6(最后访问日期:2026年4月1日)。
There is no appeal from the termination of refugee status by USCIS.25 Upon termination USCIS processes the alien for removal under sections 235, 240, and 241 of the INA.26 USCIS may also place a person who was admitted as a refugee directly in removal proceedings, without termination of refugee status, on the basis of any applicable removal charge without the adjudication of an adjustment application.27 C. Actions by the Prior Administration that Increased the Risk of Errant Refugee Admissions Each year, the president sets the refugee ceiling, created by the Refugee Act of 1980. INA 207(a)(2), 8 U.S.C. 1157(a)(2). During President Trump’s first term he reduced the number each fiscal year (FY) (and additionally COVID-19 drastically 24 USCIS Policy Manual, Volume 7, Part L, Chapter 6, Termination of Status and Notice to Appear Considerations, https://www.uscis.gov/policy-manual/volume-7-part-l-chapter-6 (last visited April 1, 2026).
25 同上。
25 Id.
26 同上。
26 Id.
27 参见Matter of Smriko案,23 I&N Dec. 836, 838(移民上诉委员会,2005年)(阐明“国会并未将难民身份的终止视为对以难民身份获准入境的外国人启动遣返程序的前提条件。”)。
27 See Matter of Smriko, 23 I&N Dec. 836, 838 (BIA 2005) (explaining that “Congress did not consider termination of refugee status to be a prerequisite to initiating removal proceedings against aliens admitted as refugees.”).
实际准入人数大幅减少),目的是审查该项目的完整性,确保落实适当的筛查与审查措施,并将资源转移用于应对美国南部边境的危机。28 然而,在随后的拜登政府执政期间,总统决定文件将该上限提高至自上世纪80年代末、90年代初以来未曾出现过的高位。29 从2022财年至2025财年,难民准入上限多次被设定为125,000人。30 拜登政府执政期间,难民实际准入人数在2024财年达到峰值,为100,034人,为三十年来最高水平。31 为达到这一历史最高水平的难民准入人数,根据若干经更新的政策与程序所显示的情况,USCIS将处理速度置于对外国人进行适当筛查之上的优先地位。这些处理程序方面的变化包括但不限于:
reduced actual admissions) in order to review the program’s integrity and make sure proper screening and vetting measures were in place and in order to shift resources to deal with the crisis at the U.S. southern border.28 During the following Biden administration; however, the Presidential Determination increased to a high not seen since the late 80s and early 90s.29 The refugee admission cap was repeatedly set at 125,000 from FY 2022 through FY 2025.30 Refugee actual admissions under the Biden administration reached its peak in FY 2024, which was 100,034 admissions– the highest in three decades.31 In order to reach this historically high level of refugee admissions, as evidenced by a number of updated policies and procedures, USCIS prioritized speed of processing over properly screening aliens. These changes to processing included, but were not limited to:
•在没有明确迹象表明存在相关疑虑的情况下,不鼓励官员提出进一步问题以识别潜在的关注领域,特别是与不予许可入境事由(包括与安全相关的事由)有关的领域;•允许官员在对特定人群作出难民身份认定时使用标准化的原籍国信息(COI)概况,而非征询申请人个人过去所遭受伤害或恐惧的证词; 28《2018财年难民准入总统决定》,82 FR 49083(2017年10月23日);《2019财年难民准入总统决定》,83 FR 55091(2018年11月1日);《2020财年难民准入总统决定》,84 FR 65903(2019年11月29日);《2021财年难民准入总统决定》,85 FR 71219(2020年11月6日)。 29 参见例如,移民政策研究所(Migration Policy Institute),《美国历年难民安置上限及实际准入难民人数,1980年至今》(最后更新于2026年2月28日),https://www.migrationpolicy.org/programs/data-hub/charts/us-refugee-resettlement。 30《2022财年难民准入总统决定》,86 FR 57527(2021年10月18日);《2023财年难民准入总统决定》,87 FR 60547(2022年10月6日);《2024财年难民准入总统决定》,88 FR 73521(2023年10月25日);《2025财年难民准入总统决定》,89 FR 83767(2024年10月18日)。 31 相比之下,在特朗普总统第一任期内,2018财年、2019财年和2020财年的难民准入上限分别设定为45,000人、30,000人和18,000人。第2018-02号总统决定,82 FR 49083(2017年9月29日);第2019-13号总统决定,83 FR 50239(2018年10月4日);第2020-02号总统决定,84 FR 65535(2019年11月1日)。另见美国国土安全部(DHS)、美国公民及移民服务局,绩效与质量办公室,《难民抵达及I-485永久居留登记或身份调整申请》(数据查询于2026年2月)。美国国务院人口、难民与移民事务局,《难民准入摘要》(2025年12月31日),https://www.rpc.state.gov/admissions- and-arrivals。
•discouraging officers from asking additional questions to identify potential areas of concern, particularly related to inadmissibility grounds, including security-related grounds, absent a clear indication that such a concern exists; •allowing officers to use standardized country-of-origin information (COI) profiles for certain populations when making refugee determinations instead of eliciting testimony about the individual applicant’s past harm or fears; 28 Presidential Determination on Refugee Admissions for Fiscal Year 2018, 82 FR 49083 (Oct. 23, 2017); Presidential Determination on Refugee Admissions for Fiscal Year 2019, 83 FR 55091 (Nov. 1, 2018); Presidential Determination on Refugee Admissions for Fiscal Year 2020, 84 FR 65903 (Nov. 29, 2019); Presidential Determination on Refugee Admissions for Fiscal Year 2021, 85 FR 71219 (Nov. 6, 2020). 29 See, e.g., Migration Policy Institute, U.S. Annual Refugee Resettlement Ceilings and Number of Refugees Admitted, 1980-Present (last updated Feb. 28, 2026), https://www.migrationpolicy.org/programs/data-hub/charts/us-refugee-resettlement. 30 Presidential Determination on Refugee Admissions for Fiscal Year 2022, 86 FR 57527 (Oct. 18, 2021); Presidential Determination on Refugee Admissions for Fiscal Year 2023, 87 FR 60547 (Oct. 6, 2022); Presidential Determination on Refugee Admissions for Fiscal Year 2024, 88 FR 73521 (Oct. 25, 2023); Presidential Determination on Refugee Admissions for Fiscal Year 2025, 89 FR 83767 (Oct. 18, 2024). 31 For comparison, during President Trump’s first term, the refugee ceiling was set at 45,000, 30,000, and 18,000 for FY 2018, 2019, and 2020, respectively. Presidential Determination No. 2018-02, 82 FR 49083 (Sep. 29, 2017); Presidential Determination No. 2019-13, 83 FR 50239 (Oct. 4, 2018); Presidential Determination No. 2020-02, 84 FR 65535 (Nov. 1, 2019). See also DHS, U.S. Citizenship and Immigration Services, Office of Performance and Quality Refugee Arrival and I-485 Applications to Register Permanent Residence or Adjust Status (data queried Feb. 2026). Department of State, Bureau of Population, Refugees, and Migration, Summary of Refugee Admissions (Dec. 31, 2025), https://www.rpc.state.gov/admissions- and-arrivals.
•取消在处理难民申请时须同时探究过去所受迫害与对未来迫害的恐惧的要求,只要外国人已证明其中一项即可; •取消关于须对衍生申请人进行强制性单独面谈的指导意见;
•rescinding the requirement to explore both past harm and a fear of future harm so long as the alien established one or the other when processing a refugee claim •rescinding guidance on mandatory separate interviews for derivative applicants;
•对于某些特定群体/处理地点,提高裁决官员每天预期须面谈并完成的案件数量,以满足工作效率要求;
•for certain populations/processing locations, increasing the number of cases adjudicators were expected to interview and complete in a day to meet productivity expectations;
•降低难民案件档案在裁决完成后预期接受的主管审查水平; 以及 •取消此前阻止外国人将其配偶列为衍生难民的指导意见,该指导意见原适用于婚姻为非正式婚姻且根据缔结婚姻所在司法管辖区的法律不具有效力的情形。32 上述变更中的大多数都影响了法规所要求的难民面谈的质量。33 官员在面谈过程中获取信息的主要目的是:核实面谈在场人员的身份;确定是否应继续进行面谈;确定申请人是否符合所寻求福利的资格(如面谈涉及福利申请);确定被面谈人是否受到任何不准入情形或不准入事由的限制;评估可信度;以及识别是否可能涉及欺诈。34 因此,难民面谈是对难民申请人进行全面审查不可或缺的组成部分。拜登政府执政期间面谈更为仓促、更不彻底,这损害了难民处理工作的完整性,妨碍了官员就上述难民面谈各项目的恰当收集充分信息,并作出恰当且符合法律要求的充分决定的能力。 32 《关于非正式(“营地”)婚姻的修订指导意见》备忘录,难民庇护国际行动办公室(RAIO)代理副主任 T. Kim(2022年2月14日)。
•decreasing the expected level of supervisory review of a refugee case file following adjudication; and •rescinding guidance that prevented an alien from including their spouse as a derivative refugee where the marriage was informal and not valid under the law of the jurisdiction where it was celebrated.32 The majority of these changes impacted the quality of the refugee interview required under regulation.33 The main reasons officers elicit information during an interview are to: verify the identity of those present at the interview; determine whether to proceed with the interview; determine eligibility for a benefit being sought (if the interview relates to an application for a benefit); determine whether the individual being interviewed is subject to any bars or grounds of inadmissibility; evaluate the credibility; and identify whether fraud may be involved.34 Accordingly, the refugee interview is an instrumental component of robustly screening a refugee applicant. More truncated, less thorough interviews under the Biden administration damaged the integrity of refugee processing by hindering the officers’ ability to appropriately gather sufficient information 32 Revised Guidance on Informal (“Camp”) Marriage, Memo, RAIO Acting Associate Director T. Kim (Feb. 14, 2022)].
33 8 CFR 207.2(要求“每名十四岁或以上的申请人须亲自到移民官员面前进行宣誓问询,以确定其作为难民获准入境的资格”)。 34 美国公民及移民服务局(USCIS)难民庇护国际行动办公室(RAIO)课程教案,《面谈,非对抗性面谈导论》(2024年12月13日)。 因此,这些变更使不具资格的外国人得以利用难民项目在美国重新安置,并进而获得通往永久身份(包括入籍)的途径。
33 8 CFR 207.2 (requiring that “[e]ach applicant 14 years old or older shall appear in person before an immigration officer for inquiry under oath to determine their eligibility for admission as a refugee”). 34 USCIS RAIO Lesson Plan, Interviewing-Introduction to the Non-Adversarial Interview (Dec. 13, 2024). related to the aforementioned purposes of the refugee interview and to make an appropriate and legally sufficient decision. Consequently, these changes enabled ineligible aliens to exploit the refugee program to resettle in the United States, where they then have a path to permanent status, including citizenship.
美国公民及移民服务局(USCIS)进一步指示其裁决官员,除非有明确迹象表明存在相关疑虑,否则不再有必要提出额外的详细问题以识别和探究不准入事由,包括与安全相关的不准入事由。例如,根据内部指导意见,如果某外国人曾被蛇头运送越境,或该外国人的住所曾遭武装团体袭击,只要案卷记录中或所在国家情况信息中没有进一步信息显示这些事件可能涉及安全相关疑虑(例如向恐怖组织提供物质支持),官员就不要求就该个人是否可能不准入,或这些经历是否引发其他疑虑进行跟进或探究。除非转介文件,例如联合国难民事务高级专员公署(UNHCR)的重新安置登记表(RRF),明确载明相关疑虑,否则不鼓励官员调查潜在疑虑或深入了解申请人的背景或过往经历。换言之,不鼓励官员寻求或获取超出案卷记录中已有信息之外的额外信息,即便该信息已由联合国难民事务高级专员公署(UNHCR)或重新安置支持中心等非美国政府实体提供。
USCIS further instructed its adjudicators that it was no longer necessary to ask additional detailed questions to identify and explore inadmissibility grounds, including security-related inadmissibility grounds, absent a clear indication of a concern. For example, per internal guidance, if an alien was transported across a border by smugglers, or an alien’s home was attacked by an armed group, absent additional information in the record or in country conditions information indicating possible security-related concerns with respect to these incidents (e.g., material support to a terrorist organization), officers were not required to follow up or explore if the individual was potentially inadmissible, or if these interactions raised other concerns. Officers were discouraged from investigating potential concerns or delving into an applicant’s background or past experiences unless referral documents, such as the U.N. High Commissioner for Refugees (UNHCR) Resettlement Registration Form (RRF), explicitly noted concerns. In other words, officers were discouraged from seeking or obtaining additional information beyond what was provided in the record, already provided by non-U.S. government entities, such as UNHCR or the Resettlement Support Center.
关于原籍国信息(COI),拜登政府领导下的美国公民及移民服务局(USCIS)并未以原籍国信息指导其面谈和裁决工作,而是培训难民官员,规定对于某些人群,一旦外国人表明自己属于某一群体,且该群体的原籍国信息支持认定存在有根据的恐惧,官员即可依赖原籍国信息“概况”(例如“反对委内瑞拉政府的委内瑞拉人”)来确立难民资格的各项要件。官员们不再对难民资格进行个别化、更详细的评估,而是将面谈局限于审查I-590表格以及外国人对其属于某一指定群体(例如罗兴亚人)的自我确认,而不去探究和评估该外国人过去遭受迫害的独特经历或恐惧。这样一来,官员们绕过了深入探究外国人背景、在原籍国遭受过去迫害的经历、各种关联和关系、该外国人是否确实对未来在原籍国遭受迫害抱有有根据的恐惧,以及其他相关细节的深入面谈。
With respect to country of origin information (COI), rather than using COI to inform their interviews and adjudications, USCIS, under the Biden administration, trained refugee officers that for certain populations, they could rely on COI “profiles” (e.g. “Venezuelans who oppose the government of Venezuela”) to establish various elements of refugee eligibility once an alien indicated they were part of a group of individuals for which COI supported a finding of well-founded fear. Officers shifted from individualized, more detailed assessments of refugee eligibility to confining interviews to review of the Form I-590 and an alien’s affirmation of belonging to a designated group (e.g., Rohingya), rather than exploring and evaluating an alien’s unique experiences of past persecution or fears. In doing so, they bypassed in-depth interviews exploring an alien’s background, experiences of past persecution in their home country, affiliations and relationships, if the alien in fact had a well-founded fear of future persecution in their home country, and other relevant details.
2017年,特朗普总统签署了第13769号行政命令《保护国家免受外国恐怖分子入境侵害》,限制某些外国人入境美国,并暂时中止了美国难民安置计划(USRAP)。35在此次难民处理暂停期间,各机构被责令审查并加强审查核实程序。经过此次审查,USCIS明确并确认,作为一项政策,面谈难民申请人的官员须获取充分信息,以便就过去迫害和未来有根据的恐惧两项主张均作出认定。同时就过去迫害和有根据的恐惧两方面收集证词,可确保对申请人资格进行全面、准确的评估,并防止遗漏可能证实或推翻其主张的关键事实。例如,就过去和未来伤害进行全面询问,有助于通过审查外国人陈述的内部一致性,以及与该外国人在面谈前向处理合作方提供的陈述之间的一致性,来发现其叙述中的矛盾之处和潜在的欺诈行为,从而使裁决人员能够核查其可信度。最为重要的是,这要求官员更深入地审查申请人的背景和经历,从而有助于确认其身份,并进一步确保对其案件作出正确的决定。35《保护国家免受外国恐怖分子入境侵害》,联邦公报82 FR 8977(2017年2月1日)。尽管就过去迫害和有根据的恐惧两方面获取证词有助于更全面地了解外国人情况,并更好地评估其资格,确保只有依法真正符合条件者才获得保护,但在拜登政府执政期间,该政策被撤销。难民官员不再被要求就过去迫害和有根据的恐惧两项主张均获取证词,而是被指示一旦其中一项主张得到确立,即只需就其中一项进行追问,从而排除了发现与外国人资格相关的关键信息和疑虑的机会。
In 2017, President Trump issued Executive Order 13769, Protecting the Nation from Foreign Terrorist Entry into the United States, restricting entry to the U.S. by certain foreign nationals and temporarily suspending the USRAP.35 During this suspension of refugee processing agencies were directed to review and strengthen vetting procedures. As a result of the review, USCIS clarified and confirmed that as a matter of policy, officers interviewing refugee applicants were required to elicit sufficient information to make a determination on both the past persecution and well-founded fear of future persecution claims. Gathering testimony on both past persecution and well- founded fear ensures a thorough and accurate evaluation of the applicant’s eligibility and prevents overlooking critical facts that could substantiate, or call into question, their claim. For example, thorough elicitation of testimony regarding past and future harm may help identify inconsistencies and potential fraud by allowing adjudicators to probe the alien’s narrative for credibility by ensuring it is internally consistent and consistent with statements the alien may have provided to processing partners prior to interview. Most importantly, it requires officers to probe more thoroughly into an applicant’s background and experiences, helping to establish his or her identity, and further ensure that the correct decision is made in his or her case. Although eliciting testimony about both past persecution and well-founded fear helps develop a fuller picture of the alien and better assess eligibility—ensuring that protection is granted to those who genuinely 35 Protecting the Nation From Foreign Terrorist Entry Into the United States, 82 FR 8977 (Feb. 1, 2017). qualify under the law—during the Biden administration this policy was rescinded. Refugee officers were no longer required to elicit testimony on both past persecution and well-founded fear claims, and were instead instructed to only pursue one or the other, once one had been established, precluding opportunities to identify critical information and concerns related to an alien’s eligibility.
除放宽对主申请难民的要求外,USCIS还更改了有关附属申请人的政策。第一届特朗普政府曾发布指导意见,强调应对I-590表格附属申请人单独进行取证,而非仅限于主申请难民,以便进一步调查可能存在的国家安全、身份、不可入境及可信度等问题。然而,USCIS随后在拜登政府执政期间撤销了该指导意见,转而赋予难民官员自行决定是否对附属申请人单独面谈的全部裁量权。此项变更的目的在于减少面谈附属申请人时的问题数量和耗费时间,从而未能对案件中所有成员的潜在问题进行全面审查核实和识别。这些成员一旦案件获批,即有资格与主申请人一同以难民身份前往美国。
In addition to the relaxed requirements for principal refugee applicants, USCIS changed policies regarding derivative applicants. The first Trump administration issued guidance emphasizing the importance of eliciting testimony from derivative I-590 applicants apart from the principal refugee applicant to further explore potential national security, identity, inadmissibility, and credibility issues. However, USCIS subsequently rescinded this guidance under the Biden administration and provided refugee officers the sole discretion on when to interview derivative applicants separately. The purpose of this change was to reduce the amount of questions and time spent with derivatives in an interview, thus not thoroughly vetting and identifying potential issues of all members of a case who, upon case approval, were eligible to travel to the United States as refugees along with the principal applicant.
更为复杂的是,上届政府制定的婚姻指导方针放宽了将受养配偶加入案件的标准。尽管该标准的初衷是照顾那些确实以夫妻身份共同生活,但因当地限制而无法使其结合关系正式化的夫妇,但该标准在实际执行中被滥用,导致仅有极少或短期关系的个人也被归类为配偶并被纳入案件之中。这种做法,再加上以简化程序为名而降低的面谈标准以及日益简短、细节日益减少的案件审查,增加了批准与主申请人仅有薄弱关系的申请人的风险。
Compounding the issue, marriage guidance under the previous administration relaxed the criteria for adding a derivative spouse to a case. Although intended to accommodate couples who genuinely acted as spouses but could not formalize their union due to local restrictions, the standards were misapplied, allowing individuals with minimal or short-term connections to be classified as spouses and included on cases. This practice, combined with lowered interview standards and increasingly brief, less detailed case reviews in the name of streamlining, increased the risk of approving applicants with only tenuous relationships with the principal applicant.
与这种对全面了解外国人背景、发掘潜在关切问题所需的实质性信息获取重视程度降低的做法相伴而生的是,面谈配额的增加使官员更难深入探究重要问题、充分核实外国人的可信度,同时还要满足其工作量要求。在第一届特朗普政府期间,美国公民及移民服务局(USCIS)减少了某些类别案件中每名官员每日进行的难民面谈数量,以便在难民裁定面谈中进一步探究潜在的国家安全、不可准入性及可信度问题。尽管如此,拜登政府领导下的USCIS为简化面谈程序并提高可处理的难民案件数量,反而增加了官员在某些类别案件中每日须面谈和裁定的案件数量,再次迫使官员有时为满足工作量要求而压缩面谈时间。
In parallel with this minimized focus on eliciting substantive information to comprehensively understand an alien’s background and identify potential issues of concern, the increased interview quotas made it more difficult for officers to explore important issues, fully probe the alien’s credibility, and still meet their productivity expectations. During the first Trump administration, USCIS reduced the number of refugee interviews conducted per day per officer for certain cases to allow for further exploration of potential national security, inadmissibility, and credibility issues at interviews for refugee adjudications. Notwithstanding, USCIS under the Biden administration, in their effort to streamline interviews and increase the volume of refugee cases that could be processed, increased the number of cases an officer was expected to interview and adjudicate in a day for certain cases, again pressuring officers to at times scale back interviews to comply with the expectations.
这种为简化和加快外国人以难民身份进入美国的进程而偏离深入、全面面谈做法的转变,关闭了用于发现潜在国家安全、公共安全及其他关切问题以准确评估资格的重要问询途径,表明该项目更重视难民案件完成的数量,而非面谈质量或裁定的完整性。难民官员可能因此遗漏了可能影响申请人资格的重要信息,包括与欺诈、公共安全、国家安全相关的问题以及自由裁量因素。拜登政府领导下的USCIS未能履行确保其官员对申请人进行全面评估的职责,这可能导致大量不符合资格的外国人涌入该国,从而对美国的国家利益构成风险。
This shift away from in-depth, thorough interviews in order to streamline and expedite admission of aliens to the United States as refugees shut down important lines of questioning to identify potential national security, public safety, and other concerns to accurately assess eligibility, illustrating the program’s emphasis on the volume of refugee case completions rather than the quality of interviews or the integrity of adjudications. Refugee officers potentially missed vital information that could impact an applicant’s eligibility, including issues related to fraud, public safety, and national security, and discretionary factors. USCIS, under the Biden administration, failed to fulfill its responsibility to ensure that its officers thoroughly assessed applicants, potentially resulting in an influx of ineligible aliens into the country that may pose a risk to the national interests of the United States.
此外,拜登政府领导下的USCIS降低了对难民案件进行主管审查的要求,仅要求对评估结论进行审查,而不再要求审查案件的全部内容。这种对主管监督的限制,原本旨在确保案件得到全面、准确的裁定,却因此增加了外国人的重要信息被忽视的风险。
Moreover, USCIS under the Biden administration decreased requirements for supervisory review of refugee cases by only requiring review of the assessment in lieu of reviewing the entire case contents. This limited supervisor oversight to ensure cases were thoroughly and accurately adjudicated, increased the risk that important information about an alien was overlooked.
一种急于尽可能多地批准难民案件以达到拜登政府设定的难民接收上限的总体倾向,助长了一种即使在可能存在严重问题的情况下也期望予以批准的文化氛围。例如,在某一处理地点,若干被认定曾欺诈美国政府或提交虚假文件的外国人,依据《移民与国籍法》(INA)中有关欺诈和虚假陈述的条款被认定为不可入境。尽管存在明确的虚假陈述证据,包括伪造身份及与其获准进入美国难民接收计划(USRAP)相关的关键信息,美国公民及移民服务局(USCIS)几乎无一例外地批准了对虚假陈述或欺诈行为的豁免。这一模式表明对难民项目完整性的严重漠视,因为那些已经表现出愿意向美国政府官员实施欺诈和虚假陈述身份行为的个人,仍然被允许继续在美国进行安置,这损害了入境程序的安全性和公信力。无论在美国境内还是境外,持续存在企图利用和欺诈美国人道主义项目的个人,对国家安全、公共安全以及美国移民系统的完整性构成风险。从历史上看,国土安全部(DHS)和国务院通过调查在特殊人道主义准入类别中发现了欺诈问题。例如,2021年1月,国土安全部和国务院在国务院外交安全局和国土安全部监察长办公室开展了一项广泛调查后,暂停了伊拉克直接准入P-2项目,该调查揭露了与该项目相关的欺诈计划。36根据起诉书以及该刑事案件三名被告之一所认可的事实陈述:
An overarching desire to approve as many refugee cases as possible to meet the refugee ceiling set by the Biden administration contributed to a culture in which the expectation appeared to be to approve cases, even where egregious concerns may have existed. For instance, in one processing location, a number of aliens identified as having defrauded the U.S. government or submitting fraudulent documentation were found inadmissible pursuant to the INA provisions related to fraud and misrepresentation. Despite clear evidence of misrepresentation, including falsification of identity and key information relevant to their access to the USRAP, USCIS almost universally approved waivers of the misrepresentation or fraud. This pattern demonstrates a troubling disregard for the integrity of the refugee program, as individuals who had already demonstrated a willingness to engage in fraud and misrepresentation of their identities to U.S. government officials, were nonetheless permitted to proceed with resettlement to the United States, undermining both the security and credibility of the admissions process. The persistent presence of individuals, both in the United States and overseas, attempting to exploit and defraud the U.S. humanitarian programs, poses risks to national security, public safety, and the integrity of the U.S. immigration system. Historically, DHS and State have identified, through investigations, fraud concerns among the special humanitarian access categories. For example, in January 2021, DHS and State suspended the Iraqi Direct Access P-2 Program, following an extensive investigation carried out by the State Diplomatic Security Service and the DHS Office of the Inspector General, which uncovered a fraud scheme related to the program.36 According to the indictment and statement of facts agreed to by one of the three defendants in the criminal case against the individuals:
从大约2016年2月起至少持续到2019年4月,在Abduljabbar的带领下,三名被告共谋窃取美国政府记录,36参见国土安全部监察长办公室,《伊拉克籍国民就共谋欺诈美国难民项目认罪》(2022年1月26日),https://www.oig.dhs.gov/news/press-releases/2022/01262022/iraqi-national-pleads-guilty-conspiracy-defraud-us-refugee-program。
from approximately February 2016 until at least April 2019, the three defendants, led by Abduljabbar, conspired to steal U.S. government records 36 See DHS Office of Inspector General, “Iraqi National Pleads Guilty to Conspiracy To Defraud U.S. Refugee Program,” (Jan. 26, 2022), https://www.oig.dhs.gov/news/press-releases/2022/01262022/iraqi- national-pleads-guilty-conspiracy-defraud-us-refugee-program.
这些记录涉及数百份美国难民接收计划(USRAP)的申请……作为其职责的一部分,两名被告均可访问……一个包含有关难民申请人及其家庭成员的敏感非公开信息的数据库,以及美国官员就相关申请所做安全审查结果和内部评估。37
related to hundreds of USRAP applications . . . As part of their duties, both defendants had access to . . . a database containing sensitive, non-public information about refugee applicants and their family members, as well as the results of security checks and internal assessments by U.S. officials regarding applications.37
关于难民P-3家庭团聚项目中正确确立家庭关系的问题,该项目也曾因发现广泛存在欺诈证据而被暂时暂停。38国务院此前曾表示,“我们……仅能在不到20%的案件(家庭单位)中确认所声称的全部生物学关系。在其余案件中,至少发现一项阴性结果(即虚假关系),或当事人拒绝接受检测。”39再加上近期降低了整个难民项目标准的各项政策,这些因素共同造成了重大挑战,凸显了本法规出台的迫切必要性。
With regard to properly establishing familial relationships in the refugee P-3 family reunification program, this program was also temporarily suspended when evidence revealed widespread fraud.38 State previously indicated “[w]e were . . .only able to confirm all claimed biological relationships in fewer than 20% of cases (family units). In the remaining cases, at least one negative result (fraudulent relationship) was identified, or the individuals refused to be tested.”39 Combined with recent policies that have lowered standards across the refugee program, these factors have created significant challenges and highlight the urgent need for this regulation.
2024年秋季发生的一起事件,令人震惊地说明了拜登政府执政期间对难民群体放松审查可能带来的危险影响。美国海关与边境保护局(CBP)官员认定,数名经USCIS面谈并批准获得难民身份的委内瑞拉籍国民实际上不可入境,并在边境拒绝这些外国人获得难民身份及入境许可,原因是官员发现其身上纹有与致命的阿拉瓜火车帮(Tren de Aragua)相关联的纹身,该团伙已于2025年被认定为外国恐怖组织。40在部分案件中,难民官员在裁决过程中未曾询问纹身情况,而在其他案件中,官员则未能识别出其所看到的纹身。37《美国诉Abduljabbar案》,案号1:20-cr-00063(哥伦比亚特区联邦地区法院)。
An alarming illustration of the potentially dangerous impact of relaxed screening of the refugee population under the Biden administration occurred in the fall of 2024. CBP officers determined that several Venezuelan nationals who USCIS interviewed and approved for refugee classification were inadmissible and denied the aliens refugee status and entry at the border after the officers discovered tattoos associated with the deadly Tren de Aragua gang, a group designated as a Foreign Terrorist Organization in 2025.40 In some of these cases, refugee officers did not inquire about tattoos during their adjudications while the officers in others did not recognize that the tattoos the officers 37 United States v. Abduljabbar, 1:20-cr-00063, (D.D.C.).
38 美国国务院,《难民家庭团聚(第三优先类)项目中的欺诈问题》(2008年12月4日),https://2001-2009.state.gov/g/prm/refadm/rls/fs/2008/112760.htm。
38 U.S. Department of State, “Fraud in the Refugee Family Reunification (Priority Three) Program” (Dec. 4, 2008), https://2001-2009.state.gov/g/prm/refadm/rls/fs/2008/112760.htm.
39 同上。
39 Id.
40 Stephen Dinan,《华盛顿时报》(The Washington Times),“令人震惊的安全失误”:美国特工在难民审批筛查中未能识别委内瑞拉帮派纹身 (2024年10月23日),https://www.washingtontimes.com/news/2024/oct/23/dhs-approved-tren-de-aragua-gang-members- refugees/;关于阿拉瓜火车帮(Tren de Aragua)、萨尔瓦多黑帮(Mara Salvatrucha)、锡那罗亚卡特尔(Cartel de Sinaloa)、哈利斯科新一代卡特尔(Cartel de Jalisco Nueva Generacion)、联合卡特尔(Carteles Unidos)、东北卡特尔(Cartel del Noreste)、海湾卡特尔(Cartel del Golfo)以及新米却肯家族(La Nueva Familia Michoacana)的外国恐怖组织认定,90 FR 10030 (2025年2月20日)。另见美国国务院,情况说明书:国际卡特尔认定 (2025年2月20日),https://www.state.gov/designation-of-international- cartels(“阿拉瓜火车帮(TdA)是一个起源于委内瑞拉的跨国组织,其分支机构遍布哥伦比亚、秘鲁和智利,另有报告称其在厄瓜多尔、玻利维亚和巴西也有零星活动。这一残暴的犯罪集团曾实施绑架、勒索企业、贿赂公职人员、授权其成员袭击并杀害美国执法人员,并暗杀了一名委内瑞拉反对派人士。”)。所询问的内容表明存在帮派成员身份、关联或从属关系的迹象。41 此事件发生后,美国公民及移民服务局(USCIS)对2021年至2024年间以难民身份获准进入美国的、来自厄瓜多尔、萨尔瓦多、危地马拉、洪都拉斯和委内瑞拉的超过14,500起案件(涉及超过31,000名外国人)的记录完成了审查。该审查发现,有超过1,500起案件(涉及超过3,700名外国人)存在潜在公共安全隐患的迹象。这些案件中的申请人可能存在帮派成员身份、关联或从属关系的迹象,包括但不限于与帮派有关的纹身、与帮派成员存在恋爱关系的申请人、与申请人关于纹身或吸毒情况的证词相矛盾的医疗记录、既往刑事定罪记录,以及/或与涉嫌或已确认的帮派成员存在关系的证据(例如纯友谊关系、家庭关系、同住关系、关联案件)。对于每一起存在上述迹象的案件,均应逐案进行适当评估,以确保存在公共安全或国家安全风险的案件被认定为不可入境,在边境被拒绝入境,从而被拒绝给予难民身份。
40 Stephen Dinan, The Washington Times, ‘Stunning security failure’: U.S. agents miss Venezuelan gang tattoos in scan for refugee approvals (Oct. 23, 2024), https://www.washingtontimes.com/news/2024/oct/23/dhs-approved-tren-de-aragua-gang-members- refugees/; Foreign Terrorist Organization Designations of Tren de Aragua, Mara Salvatrucha, Cartel de Sinaloa, Cartel de Jalisco Nueva Generacion, Carteles Unidos, Cartel del Noreste, Cartel del Golfo, and La Nueva Familia Michoacana, 90 FR 10030 (Feb. 20, 2025). See also U.S. Department of State, Fact Sheet: Designation of International Cartels (Feb. 20, 2025), https://www.state.gov/designation-of-international- cartels (“TdA is a transnational organization that originated in Venezuela with cells in Colombia, Peru, and Chile, with further reports of sporadic presence in Ecuador, Bolivia, and Brazil. This brutal criminal group has conducted kidnappings, extorted businesses, bribed public officials, authorized its members to attack and kill U.S. law enforcement, and assassinated a Venezuelan opposition figure.”). asked about were suggestive of gang membership, association, or affiliation.41 Following this incident, USCIS completed a review of records of over 14,500 cases (over 31,000 aliens) from Ecuador, El Salvador, Guatemala, Honduras and Venezuela who were admitted to the United States as refugees between 2021 and 2024. The review identified over 1,500 cases (over 3,700 aliens) with indicators of potential public safety concerns. These cases included applicants with possible indicia of gang membership, association, or affiliation, including but not limited to tattoos associated with gangs, applicants romantically linked to gang members, medical records contradicting testimony from applicants regarding tattoos or drug use, prior criminal convictions, and/or evidence of a relationship with a suspected or confirmed gang member (e.g., platonic, familial, household, linked cases). Each case presenting such indicia should have been appropriately evaluated on a case-by-case basis to ensure that cases presenting a public safety or national security risk would be found inadmissible, denied entry at the border, and thus denied refugee status.
D. 特朗普总统和国土安全部为重振难民审查及难民项目完整性而采取的近期行动 2025年1月20日,特朗普总统签署了第14161号行政命令(E.O.),《保护美国免受外国恐怖分子及其他国家安全和公共安全威胁》(Protecting the United States From Foreign Terrorists and Other National Security and Public Safety Threats)。42 该命令旨在保护美国公民免受可能企图实施恐怖行为、对国家安全构成威胁、宣扬仇恨意识形态或利用移民法谋取恶意目的的外国人的侵害。第14161号行政命令强调了在签证签发过程中保持警惕的重要性,以确保被批准进入美国的个人 41 Stephen Dinan,《华盛顿时报》,“‘令人震惊的安全失误’:美国特工在难民审批筛查中未能识别委内瑞拉帮派纹身”(2024年10月23日),https://www.washingtontimes.com/news/2024/oct/23/dhs-approved-tren-de-aragua-gang-members- refugees/。
D. Recent Actions by President Trump and DHS to Reinvigorate Refugee Screening and Integrity of the Refugee Program On January 20, 2025, President Trump issued Executive Order (E.O.) 14161, Protecting the United States From Foreign Terrorists and Other National Security and Public Safety Threats. 42 This order is intended to safeguard U.S. citizens from aliens who may seek to commit terrorist acts, pose threats to national security, promote hateful ideologies, or exploit immigration laws for malicious purposes. E.O. 14161 underscores the importance of vigilance during the visa issuance process to ensure that individuals 41 Stephen Dinan, The Washington Times, “‘Stunning security failure’: U.S. agents miss Venezuelan gang tattoos in scan for refugee approvals” (Oct. 23, 2024), https://www.washingtontimes.com/news/2024/oct/23/dhs-approved-tren-de-aragua-gang-members- refugees/.
42 90 FR 8451 (2025年1月30日)(最初于2025年1月20日公布)。
42 90 FR 8451 (Jan. 30, 2025) (originally published Jan. 20, 2025).
获准进入美国的个人无意伤害美国人或损害美国国家利益。
approved for admission into the United States do not intend to harm Americans or compromise U.S. national interests.
第14161号行政命令第3(B)节进一步规定,“必须采取充分的保障措施,以防止任何难民或无国籍人士在未经过比寻求进入或入境美国的任何其他外国人所要求的更严格身份核实的情况下获准进入美国[……]”。43 在第14163号行政命令《调整美国难民接收计划》(Realigning the United States Refugee Admissions Program)44中,特朗普总统还指出,美国难民接收计划(USRAP)下的难民入境之所以被暂停,是因为美国正被创纪录水平的移民潮所淹没,这对美国利益造成了损害。45 总统解释说,如果不损害用于美国人的资源、确保安全与保障、并确保难民得到适当同化,美国将无法在其社区中吸纳大量难民。同上(Id.)。
Section 3(B) of E.O. 14161 further mandates that “sufficient safeguards are in place to prevent any refugee or stateless individual from being admitted to the United States without undergoing stringent identification beyond that required of any other alien seeking admission or entry to the United States[.]”43 In the E.O. 14163, Realigning the United States Refugee Admissions Program,44 President Trump also stated that suspended entry into the United States of refugees under the USRAP was due to the United States being inundated with record levels of migration that are detrimental to the interests of the United States.45 The President explained that the United States was unable to absorb large numbers of refugees into its communities without compromising resources for Americans, protecting safety and security, and ensuring appropriate assimilation of refugees. Id.
与该行政命令一致,优先考虑公共安全与国家安全对国土安全部(DHS)而言至关重要。根据总统在第14163号行政命令《调整美国难民接收计划》中的指示,国土安全部于2025年1月20日暂停了对难民身份申请的裁决,以及难民根据美国难民接收计划(USRAP)进入美国的事宜,以保护美国人民的安全与安保,并维护合法有序的美国移民制度。美国难民接收计划目前处于暂停状态,原因是拜登政府优先考虑了便捷性与接收数量,而非对难民申请人资格进行高质量的审查与评估。在此暂停期间,美国难民接收计划仅根据国务卿与国土安全部部长的自由裁量权,以个案方式接收难民,并且自2026财年开始,依照关于难民的总统决定43 参见《保护美国免受外国恐怖分子及其他国家安全与公共安全威胁》,联邦公报第90卷第8451页(2025年1月20日)。
Consistent with the E.O., prioritizing public safety and national security is of the utmost importance to DHS. Pursuant to the President’s direction in E.O. 14163, Realigning the United States Refugee Admissions Program, DHS suspended decisions on applications for refugee classification as well as entry into the United States of refugees under the USRAP on January 20, 2025, to protect the safety and security of the American people and uphold a lawful and orderly U.S. immigration system. The USRAP is currently suspended because the Biden Administration prioritized expediency and admissions over quality screening and evaluation of refugee applicants’ eligibility. During this suspension, the USRAP is only admitting refugees on a case-by-case basis, in the discretion of the Secretary of State and the Secretary of Homeland Security, and since the start of the FY 2026, in accordance with the Presidential Determination on Refugee 43 See Protecting the United States from Foreign Terrorists and Other National Security and Public Safety Threats, 90 FR 8451 (Jan. 20, 2025).
44 第14163号行政命令《调整美国难民接收计划》,联邦公报第90卷第8459页(2025年1月20日)。45 同上。
44 E.O. 14163, Realigning the United States Refugee Admissions Program, 90 FR 8459 (Jan. 20, 2025). 45 Id.
2026财年难民接收人数,“但仅限于[两位部长]认定此类外国人作为难民入境符合国家利益,且不会对美国的安全或福祉构成威胁的情形。”46 为应对并打击拜登政府时期宽松的难民处理程序可能带来的不良后果,美国公民及移民服务局(USCIS)启动了“接收后难民再核实与完整性强化行动”(PARRIS行动),以审查背景调查、进行再次面谈,并根据现有记录审查难民申请。47 在对以难民身份获准进入美国的外国人的基础难民申请进行审查与审核后,美国公民及移民服务局确定,其中若干外国人的档案记录并不支持其在获准入境时符合难民定义这一认定,因此需要对其进行后续问询。美国公民及移民服务局已开始向此次审查中被认定在获准入境时不符合难民定义的人员发出意向终止通知书(NOIT)。
Admissions for FY 2026,“but only so long as [the Secretaries] determine that the entry of such aliens as refugees is in the national interest and does not pose a threat to the security or welfare of the United States.”46 To address and combat potential fallout from the lax refugee processing during the Biden administration, USCIS launched Operation Post-Admission Refugee Reverification and Integrity Strengthening (Operation PARRIS), to review background checks, conduct reinterviews, and review refugee claims based on the available record.47 Upon review and scrutiny of underlying refugee claims for aliens admitted to the United States as refugees, USCIS determined the record for a number of these aliens did not support the finding that the alien met the refugee definition at the time of admission and he or she required follow-up questioning. USCIS began issuing NOITs to those under this review who were found to not have met the definition of a refugee at the time of admission.
如上所述,2026年1月9日,国土安全部宣布启动PARRIS行动,这是一项大规模行动,最初以明尼苏达州为中心,通过新的背景调查和对难民申请的密集核查,重新审查数千起难民案件。48 在该公告中,国土安全部宣称其“绝不会坐视美国移民制度被那些企图欺骗美国人民的人所利用。美国公民与法治始终优先。”49 PARRIS行动是依照第14161号行政命令实施强化审查标准这一更广泛战略的一部分。这些46 同上。
As noted above, on January 9, 2026, DHS announced the launch of Operation PARRIS, a sweeping initiative first centered in Minnesota to reexamine thousands of refugee cases through new background checks and intensive verification of refugee claims.48 In this announcement, DHS asserted it will “not stand idly by as the U.S. immigration system is weaponized by those seeking to defraud the American people. American citizens and the rule of law come first, always.”49 Operation PARRIS is part of a broader strategy to implement enhanced screening standards under E.O. 14161. These 46 Id.
47 参见《国土安全部在明尼苏达州启动重大美国公民及移民服务局欺诈调查》(2026年1月9日),https://www.uscis.gov/newsroom/news-releases/dhs-launches-landmark-uscis-fraud-investigation-in-minnesota。
47 See DHS Launches Landmark USCIS Fraud Investigation in Minnesota (Jan. 9, 2026), https://www.uscis.gov/newsroom/news-releases/dhs-launches-landmark-uscis-fraud-investigation-in- minnesota.
48 参见《国土安全部在明尼苏达州启动重大美国公民及移民服务局欺诈调查》,2026年1月9日,https://www.uscis.gov/newsroom/news-releases/dhs-launches-landmark-uscis-fraud-investigation-in-minnesota(最后访问日期为2026年1月30日)。
48See DHS Launches Landmark USCIS Fraud Investigation in Minnesota, Jan. 9, 2026, https://www.uscis.gov/newsroom/news-releases/dhs-launches-landmark-uscis-fraud-investigation-in- minnesota (last visited Jan. 30, 2026).
49 同上。
49 Id.
各项指令要求联邦机构识别并实施新的审查强化措施,以保护国家免受恐怖分子及其他公共安全威胁的侵害。50 在PARRIS行动中,国土安全部正在甄别并将涉嫌欺诈、国家安全与公共安全关切以及其他犯罪活动的案件移交移民及海关执法局(ICE)处理。对部分案件子集的初步审查揭示出面谈质量存在持续不一致的问题。虽然部分面谈进行得全面且得当,但其他面谈则存在不足。这些面谈的特征是问询内容极少,后续追问几乎不存在或严重不足,并且对关键事项,包括与恐怖主义相关的不可入境事由等的询问不充分,导致身份与背景未经妥善核实的外国人获准以难民身份入境。身份与背景不明的外国人对美国国家安全构成风险。
directives require federal agencies to identify and implement new vetting enhancements to safeguard the nation from terrorists and other public safety threats.50 In Operation PARRIS, DHS is identifying and referring cases of fraud, national security and public safety concerns, and other criminal activity to Immigration and Customs Enforcement (ICE). An initial review of a select subset of cases revealed a persistent issue of inconsistency in interview quality. While some interviews were thorough and well-conducted, others were lacking. These interviews are characterized by minimal questioning, little to no appropriate follow-up questioning, and insufficient inquiry into critical matters such as grounds of inadmissibility, including terrorism- related grounds leading to refugee admissions of aliens whose identities and backgrounds were not properly confirmed. Aliens with unknown identity and background pose risks to U.S. national security.
2025年12月5日,美国公民及移民服务局(USCIS)设立了USCIS审查中心(USCIS Vetting Center),这是一个专门单位,旨在甄别恐怖分子、有犯罪记录的外国人,以及其他对公共安全构成潜在威胁、实施欺诈或犯有其他罪行的外国人。51自成立以来,USCIS审查中心已专门组建一个工作组,对拜登政府时期此前批准的某些难民案件进行审查。该工作组的调查结果表明,前任政府在难民项目方面所采取做法存在缺陷,并对公共安全和国家安全构成风险,包括审查甄别不足,以及对申请人身份、背景、关联关系和难民资格的评估不充分。例如,对一名已安置的埃塞俄比亚难民案件的审查显示,该申请人在涉及加入及资助奥罗莫解放阵线(Oromo Liberation Front,简称OLF)方面存在前后不一致之处及其他可信度问题。在该申请人参与相关活动期间,该组织符合第三级(Tier III)恐怖
On December 5, 2025, USCIS established the USCIS Vetting Center, a specialized unit designed to screen out terrorists, criminal aliens, and other foreign nationals who pose potential threats to public safety, have committed fraud, or committed other crimes.51 Since its creation, the USCIS Vetting Center has dedicated a task force to conduct review of certain refugee cases previously approved under the Biden administration. The findings of this task force underscore the deficiencies and risks to public safety and national security associated with the prior administration’s approach to the refugee program, including insufficient vetting and inadequate assessment of applicants’ identities, backgrounds, associations, and eligibility for refugee status. For instance, a review of a resettled Ethiopian refugee case revealed inconsistencies and other credibility issues regarding the applicant’s involvement with and financial support for the Oromo Liberation Front (OLF), a group that met the definition of a Tier III terrorist 50 Id.
50 同上。51 《美国公民及移民服务局设立新中心以加强移民审查并打击不法行为者》,2025年12月5日,https://www.uscis.gov/newsroom/news-releases/us-citizenship-and-immigration-services-establishes-new-center-to-strengthen-immigration-screening。组织的定义,此外该申请人之父与OLF也存在关联关系。其难民身份其后被终止。工作组审查的其他案件涉及已安置难民就其本人身份及家庭成员的重大事实作出虚假陈述,例如在I-590表格和I-485表格中提供前后不一致的婚姻信息,在I-590面谈中未披露配偶或子女,但随后却在I-485表格中进行申报。通过现任政府实施的加强审查甄别程序,该工作组还发现有难民在其社交媒体个人资料中宣扬仇恨性、暴力性言论,或支持恐怖组织。
51 U.S. Citizenship and Immigration Services Establishes New Center to Strengthen Immigration Screening and Target Bad Actors, Dec. 5, 2025, https://www.uscis.gov/newsroom/news-releases/us-citizenship-and- immigration-services-establishes-new-center-to-strengthen-immigration-screening. group at the time of the applicant’s involvement, as well as his father’s affiliation with the OLF. The refugee status was subsequently terminated. Additional cases reviewed by the task force involved resettled refugees who misrepresented material facts about their identities and family members, such as providing inconsistent marriage information between their I-590 and I-485 forms, and failing to disclose spouses or children during the I-590 interview while later reporting them on the I-485. Through enhanced vetting procedures implemented under the current administration, the task force also identified cases of refugees promoting hateful and violent rhetoric or supporting terrorist organizations on their social media profiles.
四、关于临时最终规则的讨论 历届政府将大量接收难民置于本土安全之上的优先做法,公然忽视了资格认定的重要构成要素,使美国公民的国家安全、公共安全及其他利益面临风险。维护国家安全与公共安全仍是本国移民项目的首要任务,其优先级高于数量上的接收目标。本机构致力于对所有外国人进行严格审查甄别,致力于侦查和防范欺诈及其他严重威胁,以确保在准许外国人进入美国之前所有美国民众的安全。
IV. Discussion of Interim Final Rule Previous administrations’ prioritization of the admissions of large numbers of refugees over homeland security blatantly overlooked essential components of eligibility and put at risk the national security, public safety and other interests of the U.S. citizenry. Safeguarding national security and public safety remains the foremost priority of the country’s immigration programs, taking precedence over numerical admission targets. The agency stands committed to conducting rigorous vetting of all aliens and to the detection and prevention of fraud and other serious threats, ensuring the safety of all Americans prior to admission of an alien to the United States.
据此,本临时最终规则缩短了难民对终止意向通知(NOIT)作出回应所获得的时间,以确保在上文第III.C节所述审查甄别不足所造成风险的情况下,能够尽可能迅速地终止难民身份,从而保护国家安全和公共安全。根据本临时最终规则,难民仍将收到NOIT,其中将载明美国国土安全部(DHS)基于认定其在获准入境时不符合难民定义而拟终止其难民身份的意向。DHS将说明USCIS认定该难民在获准入境时不符合难民定义的具体理由(例如,未能证明其过去遭受的伤害严重程度足以构成迫害,认定该外国人所遭受的伤害并非基于受保护事由,未能就难民定义的部分或全部构成要件提供可信证词等)。但本规则将为此类外国人提供十天(而非30天)的期限,以便其在选择回应时提交书面证据或表明希望提供口头证言的意愿。若回应NOIT的截止日期届满而未作回应,则视为该难民已放弃对NOIT中所述指控提出反驳的权利,DHS将终止其难民身份。
Accordingly, this IFR shortens the amount of time that refugees are provided to respond to a NOIT in order to ensure that terminations of refugee status can occur as expeditiously as possible to protect national security and public safety, given the risks created by the deficient vetting described above in Section III.C. Under this IFR, refugees will continue to receive a NOIT, which will specify DHS’s intent to terminate their refugee status based on a determination that they did not meet the refugee definition at the time of admission. DHS will provide the specific reason or reasons why USCIS found the refugee failed to meet the refugee definition at the time of admission (e.g., failure to establish that past harm experienced was serious enough to rise to the level of persecution, a determination that the alien’s harm was not on account of a protected ground, failure to provide credible testimony as to any or all of the elements of the refugee definition, etc.). However, this rule will provide such aliens with ten days (rather than 30 days) to respond (provide documentary evidence or indicate a desire to provide oral evidence) if they choose. If the deadline to reply to the NOIT passes without a response, the refugee is considered to have forfeited his or her right to rebut the allegations in the NOIT, and DHS will terminate his or her refugee status.
根据法规规定,答复期限自亲自向外国人送达终止意向通知(NOIT)之日起算,如通过邮寄方式送达,则自邮寄NOIT之日起算。52 在计算答复截止日期时,所有天数,包括星期六、星期日和联邦假日,均计算在内。53 但是,如果最后一天恰逢星期六、星期日或联邦假日,则截止日期顺延至下一个工作日。54 根据8 CFR 103.8(b)条规定,如果通知是通过邮寄方式送达的,则在答复期限中增加三天,送达视为在通知邮寄之日完成。
By regulation, the response period begins either upon personal service of the NOIT directly to the alien or, if sent by mail, upon mailing of the NOIT.52 When calculating the response deadline, all days, including Saturdays, Sundays, and federal holidays, are counted.53 However, if the final day falls on a Saturday, Sunday, or federal holiday, the deadline is extended to the next business day.54 Per 8 CFR 103.8(b), if the notice is served by mail, three days are added to the response period, with service considered complete on the date the notice is mailed.
美国国土安全部(DHS)的首要任务是保障美国公民和居民的安全与安保。与此同时,DHS致力于确保收到NOIT的难民获得有意义的答复或反驳机会。为提高邮寄服务的可靠性,并确保难民获得完整的答复期限,DHS将使用快递服务提供商,这些服务提供商保证三天的递送时限,并提供NOIT离开DHS监管及送达收件人的追踪和确认服务。55 这种做法可确保难民及时收到NOIT,并能够行使其答复权利。NOIT将以邮寄当日作为文件日期,难民的10天答复期限将自该日期起算。如 52 8 CFR 103.8条。
DHS’s foremost priority is the safety and security of American citizens and residents. At the same time, DHS is committed to ensuring that refugees who receive a NOIT are afforded a meaningful opportunity to respond or provide a rebuttal. To enhance mail service reliability and afford refugees the full response period, DHS will utilize express delivery service providers, which guarantee a three-day delivery window and offer tracking and confirmation of both the NOIT’s departure from DHS custody and its delivery to the recipient.55 This approach ensures that refugees receive their NOIT promptly and can exercise their right to respond. The NOIT will be dated on the day it is mailed, and the 10-day response period for the refugee will begin from that date. If the 52 8 CFR 103.8.
53 参见8 CFR 1.2条(“天”的定义)。
53 See 8 CFR 1.2 (definition of “day”).
54 同上。
54 Id.
55 参见,例如,https://www.fedex.com/en-us/shipping/3-day-express-saver-shipping.html。难民希望请求提供口头证言的机会,以代替对NOIT中每一点或多点进行答复,此类请求将被DHS视为及时答复。如上文所述,根据8 CFR 103.8(b)条规定,当通知通过邮寄方式送达时,答复期限将增加三天,送达视为在通知邮寄之日完成。因此,考虑到该法规规定,通过邮寄方式收到通知的申请人共获得13天的答复时间。
55 See, e.g., https://www.fedex.com/en-us/shipping/3-day-express-saver-shipping.html. refugee wishes to request an opportunity to provide oral testimony in lieu of responding to each point or points in the NOIT, such a request would be considered a timely response by DHS. As explained above, in accordance with 8 CFR 103.8(b), when a notice is served by mail, three additional days are added to the response period, with service considered complete on the date the notice is mailed. Therefore, applicants who are mailed notices are afforded a total of 13 days to respond, accounting for this regulatory provision.
将难民身份终止案件中NOIT的30天答复期限缩短为10天答复期限,使DHS能够在外国人入境美国时不符合难民定义的案件中采取更迅速的行动。美国公民及移民服务局(USCIS)需要具备在此类案件中终止难民身份的能力,以便更快地对那些本不应被允许以难民身份入境美国的外国人启动遣返程序,这包括上文第三部分C节中讨论的、同样对国家安全或公共安全构成风险的类似情况的外国人。虽然终止难民身份并非启动遣返程序的前提条件,但终止难民身份为DHS提供了遣返的法定依据,在某些情况下,没有其他遣返依据可以适用,因此需要进行此种终止。56 因此,在外国人入境时明显不符合资格的案件中及时终止其难民身份,有助于DHS根据《移民与国籍法》(INA)第235条、第240条和第241条对该外国人进行遣返处理,并在其不符合免予遣返救济条件的情况下将其遣返。
Reducing the 30-day response timeframe for NOITs issued in refugee terminations to a 10-day response timeframe allows DHS to take swifter action in cases where aliens did not meet the definition of a refugee when admitted to the United States. USCIS needs the ability to terminate refugee status in such cases in order to more quickly begin the removal process for aliens who should never have been admitted to the United States as refugees in the first place, including aliens similarly situated to those discussed above in Section III.C, who also pose a national security or public safety risk. While termination of refugee status is not a precondition for initiation of removal proceedings, the termination of refugee status gives DHS a statutory basis for removal, and in some cases, no other removal grounds apply, so this termination is needed.56 Accordingly, promptly terminating refugee status in cases where the alien was clearly ineligible at the time of admission facilitates DHS’s ability to process the alien for removal under sections 235, 240, and 241 of the INA, and to remove the alien if they do not qualify for relief from removal.
56 在Matter of Smriko案,23 I&N Dec. 836 (BIA 2005)中,移民上诉委员会(BIA)认定,根据INA第207条终止外国人的难民身份并非启动第240条遣返程序的前提条件,但这仅仅是因为该案中的外国人因某些犯罪行为而具有可遣返性,该犯罪行为本身即可独立构成遣返理由,与难民身份无关。参见该案第837-838页;比较Matter of D-K-案,25 I&N Dec. 761 (BIA 2012)(确认DHS无需在启动第240条遣返程序之前终止难民身份,但认定该外国人根据DHS所指控的理由不具有可遣返性)。2026年1月21日,DHS部长正式将BIA在Matter of D-K-案中的裁定提交司法部长审查。在该提交中,DHS请求司法部长撤销BIA裁定中错误认定以难民身份入境的外国人不得根据INA第209(a)(1)条被DHS重新拘留、根据INA第212(a)条被指控不可入境并被迅速遣返的部分。
56 In Matter of Smriko, 23 I&N Dec. 836 (BIA 2005), the Board of Immigration Appeals held that termination of an alien’s refugee status under section 207 of the INA is not a precondition to the initiation of section 240 removal proceedings, but only because the alien in that case was removable on the basis of certain criminal conduct that independently qualified him for removal irrespective of refugee status. See id. at 837-838; compare Matter of D-K-, 25 I&N Dec. 761 (BIA 2012) (affirming that DHS need not terminate refugee status prior to commencing section 240 removal proceedings but determining that the alien was not removable under the grounds charged by DHS). On January 21, 2026, the DHS Secretary formally referred the BIA’s decision in Matter of D-K- to the Attorney General for review. In that referral, DHS asked the Attorney General to vacate the BIA’s decision insofar as it erroneously holds that aliens admitted as refugees may not be taken back into DHS custody under section 209(a)(l) of the INA, charged with inadmissibility under section 212(a) of the INA, and promptly removed.
更广泛地说,及时终止难民身份对于维护国家移民计划的完整性至关重要,因为这些外国人可能对美国构成风险。由于美国公民及移民服务局(USCIS)不断遇到以难民身份获准入境但在入境时并不符合难民定义的外国人,以尽可能迅速和高效的方式终止难民身份,可确保USCIS最好地保护美国人的安全与保障,并继续遵守第14161号和第14163号行政命令。通过将外国人对终止意向通知书(NOIT)作出回应的期限从30天缩短至10天,USCIS正在行使其权力,以迅速终止那些在获准入境美国时不符合难民定义的难民的身份。简化终止程序还可确保那些被错误允许以难民身份进入美国的不合格外国人,尽可能及时地失去其工作授权,因为终止难民身份同时也会导致终止其工作授权。
More broadly, timely termination of their refugee status is critical to the integrity of the country’s immigration programs, considering the risks they may pose to the United States. As USCIS continues to encounter aliens admitted as refugees who did not meet the definition of refugee at the time of admission, termination of refugee status in as prompt and efficient manner as possible ensures USCIS can best protect the safety and security of Americans and continue complying with E.O.s 14161 and 14163. By shortening the 30-day period for an alien to respond to a NOIT to 10 days, USCIS is exercising its authority to expeditiously terminate the status of refugees who did not meet the refugee definition at the time of their admission to the United States. Streamlining the termination process additionally ensures that ineligible aliens who were erroneously allowed to enter the United States as refugees lose their authorization to work in as timely a manner as possible since termination of refugee status also results in termination of employment authorization.
国土安全部(DHS)认为,将终止意向通知书的回应期限从30天缩短至10天,在为外国人提供回应终止意向通知书机会的同时,也兼顾了政府在国家安全、公共安全及维护难民项目完整性方面的利益,从而维持了充分的程序保障。终止意向通知书将告知外国人终止的依据,并说明其可提交证据以反对终止,和(或)要求面谈。外国人无需在10天内提交证据或完整回应,而可以选择要求面谈,但必须在回应期限内向USCIS提出面谈请求。因此,根据拟议程序收到终止意向通知书的外国人,仍将继续获得对通知书中指控作出有意义回应的机会,外国人可以在截止日期前对终止意向通知书提交书面回应,和(或)要求与USCIS进行面谈,在面谈中可以陈述其难民申请。缩短对终止意向通知书的回应期限,将使政府能够更高效地处理那些在获准入境美国时不符合难民定义、且从一开始就从未有资格获得其所获利益的外国人的案件。本规则将使USCIS能够在送达终止意向通知书后最快10天即采取行动,而不必像以往那样,在外国人提出请求后安排面谈或采取其他行动之前,等待30天让外国人作出回应。对于未能及时回应的外国人,10天的回应期限将使USCIS能够更快地最终完成终止程序。此外,每一名难民身份被终止的外国人,都将依照《移民与国籍法》(INA)第235条、第240条或第241条接受处理,并可在相关程序中寻求该等程序所允许的其他形式的救济或保护,使其免于被驱逐出境。例如,处于第240条驱逐程序中的外国人,可在移民法官主持的听证会上寻求其他形式的救济,而美国政府的利益则由美国移民与海关执法局(ICE)首席法律顾问办公室(OPLA)的律师适当代表。
DHS believes that reducing the NOIT response period from 30 days to 10 days maintains adequate procedural safeguards for aliens by affording them an opportunity to respond to the NOIT while also balancing the government’s interests in national security and public safety and in protecting the integrity of the refugee program. The NOIT will inform the alien the basis for termination and explain that they may submit evidence to contest termination, and/or request an interview. An alien does not need to submit evidence or a full response within the 10 days, and may instead opt for an interview, but must make the interview request to USCIS within the response period. Aliens who receive a NOIT under the proposed process therefore will continue to receive a meaningful opportunity to respond to the allegations in the notice—the alien can submit a written response to the NOIT within the deadline and/or request an interview with USCIS where their refugee claim can be heard. The abbreviated time period to respond to the NOIT will in turn allow the government to more efficiently process cases where aliens did not meet the refugee definition at the time of admission to the United States, and who were from the outset, never eligible for the benefit they received. Instead of waiting 30 days for an alien to respond to a NOIT before scheduling an interview if requested by the alien or taking other action, this rule will allow USCIS to act as soon as 10 days after service of the NOIT. For aliens who do not respond timely, the 10-day response period will allow USCIS to finalize termination much more quickly. Furthermore, each alien whose refugee status is terminated will be processed under INA sections 235, 240, or 241 and may seek other forms of relief or protection from removal as permitted in those proceedings. For example, aliens in section 240 removal proceedings may seek other forms of relief in a hearing before an immigration judge where the interests of the U.S. Government are properly represented by an attorney from the U.S. Immigration and Customs Enforcement (ICE) Office of the Principal Legal Advisor (OPLA).
本临时最终规则(IFR)所作的法规修订,明确获得《移民与国籍法》第207(c)(4)条,即8 U.S.C. 1157(c)(4)条的授权,该条款授予部长自由裁量权,可就终止“在获准入境时事实上并非第101(a)(42)条所指难民”的外国人身份“制定”相关法规。五、法定和法规要求 A. 行政程序法(APA) DHS在发布本临时最终规则时未经事先通知或公众评议程序,因为DHS援引了《行政程序法》中的“正当理由”例外和外交事务例外。见5 U.S.C. 553(a)(1)、(b)(B)。基于同样的原因,根据5 U.S.C. 553(d)(3),无需将生效日期推迟不少于30天。DHS还考虑了潜在的信赖利益,并在下文予以讨论。
The regulatory amendment being made in this IFR is clearly authorized by INA 207(c)(4), 8 U.S.C. 1157(c)(4), which gives discretion to the Secretary to “prescribe” regulations governing termination of aliens who were “not in fact a refugee within the meaning of section 101(a)(42) . . . at the time of the alien’s admission.” V. Statutory and Regulatory Requirements A. Administrative Procedures Act (APA) DHS is issuing this IFR without prior notice or public procedure because DHS is invoking the “good cause” and foreign affairs exceptions of the APA. See 5 U.S.C. 553(a)(1), (b)(B). For the same reasons, a delayed effective date of no less than 30 days is not required under 5 U.S.C. 553(d)(3). DHS has also considered potential reliance interests and discusses them below.
a. 正当理由 当机构“基于正当理由认定……就此事项进行通知和公众评议程序不可行、无必要或有悖于公共利益”时,该机构可以不进行通知评议式规则制定程序,也可以不推迟生效日期。见5 U.S.C. 553(b)(B)。同样,第553(d)条所要求的提前30天公布的规定,机构也可基于认定的正当理由予以豁免,并在规则中一并公布该理由。见5 U.S.C. 553(d)(3)。
a. Good Cause An agency may forgo notice-and-comment rulemaking and a delayed effective date when the agency “for good cause finds . . . that notice and public procedure thereon are impracticable, unnecessary, or contrary to the public interest.” See 5 U.S.C. 553(b)(B). Likewise, section 553(d)'s requirement of 30-day advance publication may be waived by the agency for good cause found and published with the rule. See 5 U.S.C. 553(d)(3).
善因例外中的“不可行”条款在紧急情况下,或在《行政程序法》的通知与评议程序所导致的延迟将对生命、财产造成严重损害或对公共安全构成直接威胁的情况下,可免除通知与评议程序。57 尽管善因例外被“严格解释,且仅在不得已情况下才予以容许”,58 但在通知与评议所导致的延迟将造成实际损害的情况下(即便不存在紧急情况),该例外仍是一项重要的安全阀。59 当实施事先通知与评议程序,或推迟生效日期,将妨碍机构重要职能的妥善及时履行时,机构可认定此类程序“不可行”。60 例如,法院曾阐明,在下列情况下通知与评议式规则制定可能不可行:航空旅行安全机构将无法应对对“美国境内飞机、人员和财产构成可能迫在眉睫危险”的威胁时;61 若某项规则对矿工在矿井爆炸事件中的生命救助具有重要意义时;62 57 参见 Nat. Res. Def. Council v. Nat'l Highway Traffic Safety Admin, 894 F.3d 95, 114 (2d Cir. 2018);参见 Jifry v. FAA, 370 F.3d 1174, 1179 (D.C. Cir. 2004)(认定在9/11恐怖袭击事件后颁布安全规则具有善因);亦参见 Util. Solid Waste Activities Grp. v. EPA, 236 F.3d 749 (D.C. Cir. 2001)。
The “impracticable” prong of the good cause exception excuses notice and comment in emergency situations, or where the delay caused by the APA's notice-and- comment procedures would result in serious harm to life, property, or an immediate threat to public safety.57 Although the good cause exception is “narrowly construed and only reluctantly countenanced,”58 it is an important safety valve to be used where delay caused by notice and comment would do real harm (even absent an emergency situation).59 An agency may find that advance notice and comment or a delayed effective date is “impracticable” when undertaking such procedure would impede due and timely execution of an important agency function.60 For example, courts have explained that notice-and-comment rulemaking may be impracticable where, for instance, air travel security would be unable to address threats posing a “possible imminent hazard to aircraft, persons and property within the United States;”61 if a rule was of life-saving importance to mine workers in the event of a mine explosion;62 if public safety is 57 See Nat. Res. Def. Council v. Nat'l Highway Traffic Safety Admin, 894 F.3d 95, 114 (2d Cir. 2018); see Jifry v. FAA, 370 F.3d 1174, 1179 (D.C. Cir. 2004) (finding good cause for the promulgation of security rules in the aftermath of 9/11 terrorist attacks); see also Util. Solid Waste Activities Grp. v. EPA, 236 F.3d 749 (D.C. Cir. 2001).
58 参见 State of New Jersey v. EPA, 626 F.2d 1038, 1045 (D.C. Cir. 1980);亦参见 Am. Fed. Gov't Emps. v. Block, 655 F.2d 1153, 1156 (D.C. Cir. 1981)(“此外,如《行政程序法》的立法历史所明确表明的那样,本案所涉的例外并非可由机构随意动用的‘免责条款’。相反,行政机构使用这些例外的情形应限于紧急情况……”)。
58 See State of New Jersey v. EPA, 626 F.2d 1038, 1045 (D.C. Cir. 1980); see also Am. Fed. Gov't Emps. v. Block, 655 F.2d 1153, 1156 (D.C. Cir. 1981) (“As the legislative history of the APA makes clear, moreover, the exceptions at issue here are not ‘escape clauses’ that may be arbitrarily utilized at the agency's whim. Rather, use of these exceptions by administrative agencies should be limited to emergency situations . . .”).
59 参见 U.S. v. Dean, 604 F.3d 1275, 1379 (11th Cir. 2010);United States Steel Corp. v. United States Environmental Protection Agency, 595 F.2d 207, 214 (5th Cir. 1979)。
59 See U.S. v. Dean, 604 F.3d 1275, 1379 (11th Cir. 2010); United States Steel Corp. v. United States Environmental Protection Agency, 595 F.2d 207, 214 (5th Cir. 1979).
60 参见,例如,Jifry v. FAA, 370 F.3d 1174, 1179-90 (D.C. Cir. 2004)(基于安全原因,就暂停及撤销外国人飞行员证书的法规免除《行政程序法》第553条程序,认定该机构对涉及飞机的进一步恐怖行为威胁存有正当关切,且通知与评议将延误运输安全管理局(TSA)和联邦航空管理局(FAA)采取有效行动的能力);亦参见 Tri-Cty. Tel. Ass'n, Inc. v. FCC, 999 F.3d 714, 719-20 (D.C. Cir. 2021)(per curiam)(维持善因认定,因飓风造成的损害及即将到来的飓风构成紧急情况,致使就发放资金进行通知与评议不可行)。
60 See, e.g., Jifry v. FAA, 370 F.3d 1174, 1179-90 (D.C. Cir. 2004) (excusing APA 553 procedures for a regulation governing the suspension and revocation of airman certificates of aliens for security reasons, finding that the agency had legitimate concerns over the threat of further terrorist acts involving aircrafts, and that notice and comment would have delayed the ability of TSA and the FAA to take effective action); see also Tri-Cty. Tel. Ass'n, Inc. v. FCC, 999 F.3d 714, 719-20 (D.C. Cir. 2021) (per curiam) (sustaining a finding of good cause because the damage from hurricanes and upcoming hurricanes created an emergency sufficient to make notice and comment impracticable to issue funds).
61 参见 Jifry v. FAA, 370 F.3d 1174, 1179 (D.C. Cir. 2004)。
61 See Jifry v. FAA, 370 F.3d 1174, 1179 (D.C. Cir. 2004).
62 Council of the S. Mountains, Inc. v. Donovan, 653 F.2d 573, 581 (D.C. Cir. 1981)。或在公共安全受到危害时;63 或在涉及国际危机与国家安全的紧急情形下。64 不可行性始终是一项取决于事实或背景的具体判断。65 善因例外同样可适用于事先给予通知与评议将违背公共利益的情形。参见 5 U.S.C. 553(b)(B)。此处的问题并非免除通知与评议是否违背公共利益,而是提供通知与评议是否会违背公共利益。66 当《行政程序法》下通常适用的程序,即一般被推定为符合公共利益的程序,实际上会损害公众利益时,即满足本条款的要求。67 当通常程序的时间安排及披露要求将使提案的目的落空并损害公共利益时,适用该例外即属适当。68 善因例外的这一条款与“不可行”条款密切相关。
62 Council of the S. Mountains, Inc. v. Donovan, 653 F.2d 573, 581 (D.C. Cir. 1981). jeopardized;63 or in case of an urgency related to an international crisis and national security.64 Impracticability is inevitably a fact-or-context dependent inquiry.65 The good cause exception may also apply when affording prior notice and comment would be contrary to the public interest. See 5 U.S.C. 553(b)(B). The question is not whether dispensing with notice and comment would be contrary to the public interest, but whether providing notice and comment would be contrary to the public interest.66 This prong is met when the ordinary procedures under the APA—generally presumed to serve in the public interest—would in fact harm the interest of the public.67 The exception is appropriately invoked when the timing and the disclosure requirement of the usual procedures would defeat the purpose of the proposal and harm the public interest.68 This prong of the good cause exception is closely related to the impracticable prong.
基于以下所述理由,国土安全部(DHS)认为,基于各种情况的总和,其具有正当理由绕过通常的通知和评议程序,因为遵循这些公众程序不切实际,而迅速采取行动符合公众的最大利益。如序言部分所述,简化在认定外国人在被准许进入美国时不符合难民定义的情况下终止难民身份的程序,符合国土安全部确保国家安全和公共安全、保护以下内容的使命和职责。63 参见 United States v. Dean, 604 F.3d 1275(第十一巡回上诉法院,2010年)(认定司法部长出于公共安全理由的正当理由,足以在颁布使《性犯罪者登记与告知法》(SORNA)的登记要求溯及适用于该法颁布前被定罪的所有性犯罪者的临时规则时,绕过《行政程序法》(APA)的通知和评议要求)。
For the reasons explained below, DHS believes that, based on the totality of the circumstances, it has good cause to bypass ordinary notice-and-comment procedures because following these public procedures is impracticable and moving expeditiously is in the best interest of the public. As discussed in the preamble, streamlining the process to terminate refugee status in cases where the alien is determined to not have met the refugee definition at the time of admission to the United States is consistent with DHS’s mission and responsibilities to ensure national security and public safety, and to protect 63 See United States v. Dean, 604 F.3d 1275 (11th Cir. 2010) (finding that the Attorney General's public safety justification was good cause for bypassing the notice and comment requirements of the Administrative Procedure Act (APA) in promulgating interim rule making the Sex Offender Registration and Notification Act (SORNA) registration retroactive to all sex offenders convicted prior to SORNA's enactment).
64 参见 Malek-Marzban v. Immigr. & Naturalization Serv., 653 F.2d 113, 116(第四巡回上诉法院,1981年)(维持该机构的认定,即鉴于国际危机的紧迫性,需要迅速采取行动以规范外国人的存在状况时,通知和评议程序不切实际、无必要且有悖于公共利益)。
64 See Malek-Marzban v. Immigr. & Naturalization Serv., 653 F.2d 113, 116 (4th Cir. 1981) (Upholding the agency's finding that notice and comment procedures were impracticable, unnecessary, and contrary to the public interest when swift action was needed to regulate the presence of aliens in light of the urgency of the international crisis.”).
65 Mid-Tex Elec. Co-op., Inc. v. FERC, 822 F.2d 1123, 1132(哥伦比亚特区巡回上诉法院,1987年)。66 Mack Trucks, Inc. v. EPA, 682 F.3d 87, 95(哥伦比亚特区巡回上诉法院,2012年)。
65 Mid-Tex Elec. Co-op., Inc. v. FERC, 822 F.2d 1123, 1132 (D.C. Cir. 1987). 66 Mack Trucks, Inc. v. EPA, 682 F.3d 87, 95 (D.C. Cir. 2012).
67 同上。
67 Id.
68 Nat. Res. Def. Council v. Nat'l Highway Traffic Safety Admin., 894 F.3d 95, 114(第二巡回上诉法院,2018年)(“当然,既然通知和评议被视为有利于公共利益,要使该例外情形适用,采用通知和评议程序必须确实损害公共利益。”)。移民系统免受欺诈和利用之害。国土安全部正立即采取措施,实施一项将难民终止案件中30天的答复期限改为10天的程序,从而加快终止程序,以一种避免对公众造成损害的方式进行。
68 Nat. Res. Def. Council v. Nat'l Highway Traffic Safety Admin., 894 F.3d 95, 114 (2d Cir. 2018) (“Of course, since notice and comment are regarded as beneficial to the public interest, for the exception to apply, the use of notice and comment must actually harm the public interest”). the immigration system from fraud and exploitation. DHS is immediately taking measures to implement a process that changes the 30-day response timeframe in refugee termination cases to 10 days, thereby expediting terminations in a manner that averts harm to the public.
根据5 U.S.C. 553(b)条履行《行政程序法》的通知和评议要求,将妨碍国土安全部依据第14161号行政命令所规定的职责,该命令要求建立充分的保障措施,以防止任何难民在未经过严格审查的情况下被准许进入美国;以及第14163号行政命令所规定的职责,该命令仅允许在逐案认定符合国家利益且该外国人不对美国的安全与福祉构成威胁的情况下,准许难民入境。因此,根据特朗普总统有关外国国民的政策决定,国土安全部正立即采取行动,确保对那些在被准许进入美国时不符合难民定义的外国人,进行最大程度的审查和甄别,以确保他们不会获得重大利益,包括工作许可、永久合法身份以及其他联邦、州和地方福利。此外,除非国土安全部立即采取行动,否则本不符合以难民身份入境资格的外国人可能对公共利益造成损害的风险将持续存在。
Engaging in the APA’s notice-and-comment requirement under 5 U.S.C. 553(b) would impede DHS’s duties as outlined in E.O. 14161, requiring that sufficient safeguards are in place to prevent any refugee from being admitted to the United States without undergoing stringent vetting, and E.O. 14163, permitting admission of refugees on a case-by-case basis only so long as it is determined to be in the national interest and the alien does not pose a threat to the security and welfare of the United States. Thus, in accordance with President Trump's policy determinations related to foreign nationals, DHS is taking, without delay, immediate action to ensure that aliens who did not meet the refugee definition at the time of admission to the United States are vetted and screened to the maximum degree possible to ensure they do not receive significant benefits, including employment authorization, permanent legal status, and other federal, state, and local benefits. Furthermore, unless DHS acts immediately, there is a risk that aliens who were not eligible for admission as refugees could present harm to the public interest.
正如本序言第四部分详细说明的那样,国土安全部基于对以往难民批准情况以及内部程序、政策和指令的审查,合理地认为,缺乏详细的难民面谈,以及对诸如不可准许性或恐怖主义相关理由等关键事项调查不足,再加上将准许入境数量置于优先于符合法律要求的决定之上,以及其他诸如过度依赖原籍国信息(COI)等项目性问题,已导致本不具备资格的外国人获得了难民身份。这些做法损害了难民项目的完整性。
As explained in detail in Section IV of this preamble, DHS reasonably believes, based on a review of prior refugee approvals and internal procedures, policies, and directives, that the lack of detailed refugee interviews and insufficient inquiry into critical matters such as inadmissibilities or terrorism-related grounds, coupled with the prioritization of admission numbers over legally sufficient decisions and other programmatic issues like over-reliance on COI, have resulted in aliens receiving refugee status when they were not eligible. These practices have compromised the integrity of the refugee program.
在“巴黎行动”(Operation PARRIS)中,国土安全部(DHS)在审查一部分案件后,进一步发现了有关难民面谈质量的类似问题,在某些情形下,来自特定国家的人群在仅经过极少量的询问后即被处理并获得批准。本规则将外侨对“意图终止通知”(NOIT)作出回应的期限从30天缩短为10天,以便本机构在经过对案件的全面审查和全面审查核查后,如认定该外侨在入境时不符合难民定义,能够迅速作出终止决定。在此类情形下,外侨将不会比法律要求多保有有效难民身份一天。因此,本临时最终规则(IFR)将更迅速地消除那些凭借虚假申报或怀有恶意意图的外侨获得永久身份的途径,包括那些可能对公共安全和国家安全构成持续且紧迫威胁的外侨,例如上文所述由美国公民及移民服务局(USCIS)核查中心审查并终止的难民案件。
In Operation PARRIS, DHS has further identified similar issues regarding the quality of refugee interviews after reviewing a subset of cases, where in some instances populations from specific countries were processed and approved with minimal lines of questioning. This rule amends the 30-day period to 10 days for aliens to respond to a NOIT so that the agency can expeditiously issue terminations in cases where, after a thorough review of the case and comprehensive vetting, USCIS determines that the alien did not meet the refugee definition at the time of admission. In such cases, an alien will not maintain valid refugee status a day longer than legally required. This IFR would accordingly more quickly eliminate a pathway to permanent status used by aliens with falsified claims or malevolent intent, including those who may pose an ongoing and imminent threat to public safety and national security such as the refugee cases reviewed and terminated by the USCIS Vetting Center outlined above.
因此,若国土安全部须履行事先的通知与评论程序,将继续使本不应被允许以难民身份进入美国的外侨在美国停留的时间超过必要限度,从而可能危及美国的安全与保障,并损害美国移民制度的完整性。例如,在一个案件中,入境美国后,后来发现该难民是一名本应受到迫害他人者条款限制、不应被允许入境的战争罪犯。在上文所列的另一个案件中,该难民因对其参与并向奥罗莫解放阵线(OLF,在该外侨参与该组织期间为第三类恐怖组织)汇款一事,以及其父亲作为该组织知名成员身份一事缺乏可信度,而不具备入境资格。在这些情形下,履行事先的通知与评论程序既不可行,也不符合公共利益。最后,国土安全部认定,无需根据《美国法典》第5编第553条第(d)款推迟本最终规则的生效日期。没有必要给予受影响各方额外时间以调整其行为后本最终规则方才生效,因为国土安全部认为可能并无任何行为需要调整。受本规则影响的外侨均已进入美国。69 换言之,推迟本规则生效日期的做法,不太可能影响外侨是否选择以难民身份申请进入美国,也不会影响其在入境时是否具备该身份的资格。推迟生效日期不会带来任何益处,反而只会对公众造成进一步损害,上文所述那些经审查和进一步核查后,因记录显示该外侨在入境时并非难民而被签发“意图终止通知”的案件即为例证。
Therefore, if DHS had to engage in advance notice-and-comment procedures, it would continue to allow aliens who should have never been admitted to the United States as refugees to remain present longer than necessary, potentially putting at risk the safety and security of the United States and compromising the integrity of the U.S. immigration system. For example, in one case, after admission to the U.S. it was later discovered that the refugee was a war criminal who should have been subject to the persecutor bar and not allowed into the country. In another case listed above, the refugee was not admissible due to a lack of credibility with regard to both participation in and sending money to the OLF (a Tier III terrorist organization at the time of the alien’s involvement) as well as his father’s status as a well-known OLF member. In these circumstances, providing advance notice-and-comment procedures is impracticable and not in the public interest. Finally, DHS finds that it is unnecessary to delay this final rule’s effective date under 5 U.S.C. 553(d). There is no need to give affected parties additional time to adjust their behavior before this final rule takes effect because DHS believes there are likely no behavioral adjustments to make. The aliens who would be affected by this rule have already entered the United States.69 In other words, a delay in the rule’s effective date would be unlikely to have an impact on an alien’s choice to seek to enter the United States as a refugee or not and would not impact whether or not they were eligible for such status at the time of admission. A delayed effective date would serve no purpose but create further harm to the public, as exemplified by the cases that, upon review and additional vetting, have resulted in the issuance of NOITs because the record indicated the alien was not a refugee at the time of admission.
基于上述理由,国土安全部认为,在综合考虑各种情形,且鉴于必须立即采取行动的情况下,绕过常规的通知与评论程序以及推迟生效日期的要求是正当的,并且这与国土安全部依法承担的有效管理难民项目的职能使命,以及总统在第14161号行政命令和第14163号行政命令中的指示相一致。尽管如此,国土安全部认识到公众评论的价值,故以征求公众意见的临时最终规则形式发布本规则。
For the reasons outlined above, DHS believes that bypassing the ordinary notice- and-comment procedures and the delayed effective date requirement is justified, under the totality of circumstances, and given that immediate action is necessary, is consistent with DHS’s statutory mission to take regulatory action to administer the refugee program effectively, as well as the President’s directives in E.O. 14161 and E.O. 14163. Nevertheless, recognizing the value of public comments, DHS is publishing this rule as an IFR with a request for public comment.
b. 外交事务例外 当某项规则制定涉及“美国的军事或外交事务职能”时,各机构可免于履行通知与评论规则制定程序以及推迟生效日期的要求。《美国法典》第5编第553条第(a)款第(1)项。国务卿于2025年2月21日认定:
b. Foreign Affairs Exception Agencies may forgo notice-and-comment rulemaking and a delayed effective date when the rulemaking involves a “military or foreign affairs function of the United States.” 5 U.S.C. 553(a)(1). The Secretary of State, on February 21, 2025, determined that:
联邦政府任何机构为控制人员的身份、入境和出境,以及商品、服务、数据、技术及任何其他物品跨越美国边境的转移而实施的一切努力,均构成《行政程序法》(5 U.S.C. 553, 554)项下美国的外交事务职能。70 69 国土安全部(DHS)认识到,目前仍存在逐案处理的难民准入情况,因此,在本应有的30天延迟生效期内,可能有少量外国人以难民身份获准入境。然而,鉴于上文所述为加强难民审查和处理程序而采取的各项行动,国土安全部认为,这些外国人不太可能因本规则而在日后被终止其难民身份。
all efforts, conducted by any agency of the federal government, to control the status, entry, and exit of people and the transfer of goods, services, data, technology, and any other items across the borders of the United States, constitutes a foreign affairs function of the United States under the Administrative Procedure Act, 5 U.S.C. 553, 554.70 69 DHS recognizes that there are some ongoing case-by-case admissions of refugees and that, as a result, there may be a small number of aliens admitted as refugees during what would have been the 30-day delayed effective date period. DHS does not believe, however, that these aliens would likely be subject to a later termination of their refugee status and subject to this rule given the actions taken as discussed above to strengthen refugee vetting and processing.
70 《认定:美国的外交事务职能》,90 FR 12200(2025年3月14日)。本规则制定与获准进入美国的外国人的难民身份有关,而该身份直接源于美国对外关系的处理。因此,这构成一项外交事务职能。美国难民法植根于国际法。1968年,美国加入了1967年《联合国关于难民地位的议定书》(难民议定书)71,该议定书纳入了1951年《联合国关于难民地位的公约》(难民公约)。难民公约规定了难民的权利,并为接收国对待难民确立了标准,是国际层面对难民权利最全面的法典化规定。1951年公约和1967年议定书的缔约国,无论是作为首次庇护国还是重新安置国,均承担着提供难民保护的国际义务。难民身份是法定要求所规定的外交事务考量因素以及美国外交政策承诺的产物。关于难民准入事宜,相关各部门必须考虑特定国家内部的状况,“其他国家将在多大程度上接纳并协助”重新安置工作,以及“美国参与此类难民重新安置对美国外交政策利益的影响”。《移民与国籍法》(INA)第207条;8 U.S.C. 1157(e)。难民身份认定需要与原籍国、过境国和惯常居住国保持外交关系,并需持续评估外国政府的行为、稳定性及人权状况。72 美国对其难民项目的管理及移民执法战略,均基于这样一种理念:移民问题是美国与之保持 71 联合国大会,《关于难民地位的议定书》,1967年1月31日,联合国条约汇编,第606卷,第267页,亦见于联合国难民事务高级专员公署《关于根据1951年公约及1967年难民地位议定书确定难民身份的程序和标准手册》(日内瓦,1979年发布,1992年及2019年再版),附件三。72 美国公民及移民服务局(USCIS),《美国难民安置项目(USRAP)磋商与全球处理优先事项》(最后更新于2025年9月17日),https://www.uscis.gov/humanitarian/refugees-and-asylum/usrap.;另见美国国务院,《关于难民准入》(最后访问于2026年1月23日),https://2017-2021.state.gov/refugee-admissions/about/。
70 Determination: Foreign Affairs Functions of the United States, 90 FR 12200 (Mar. 14, 2025). This rulemaking is connected to an alien’s status as a refugee admitted into the United States, which directly stems from the conduct of international relations of the United States. Therefore, it constitutes a foreign affairs function. U.S. refugee law is rooted in international law. In 1968, the United States acceded to the 1967 United Nations Protocol Relating to the Status of Refugees (Refugee Protocol)71, which incorporates the 1951 United Nations Convention Relating to the Status of Refugees (Refugee Convention). The Refugee Convention sets out the rights of refugees and establishes the standards for their treatment in the countries that receive them, providing the most comprehensive codification of refugee rights at the international level. State signatories to the 1951 Convention and the 1967 Protocol are bound by international obligations to provide for the protection of refugees whether such States are countries of first asylum or of resettlement. Refugee status is a product of statutorily mandated foreign affairs considerations and U.S. foreign policy commitments. With respect to refugee admissions, the relevant Departments must consider conditions within the specific countries, “the extent to which other countries will admit and assist” in resettlement, and “the impact of the participation of the United States in the resettlement of such refugees on the foreign policy interests of the United States”. INA sec. 207; 8 U.S.C. 1157(e). Refugee determinations require diplomatic relationships with countries of origin, transit, and habituation as well as ongoing assessments of foreign governments’ conduct, stability, and human rights practices.72 The United States’ management of its refugee program and immigration enforcement strategies is predicated on the belief that migration is a shared responsibility among all countries with which the United States has 71 United Nations General Assembly, Protocol Relating to the Status of Refugees, 31 January 1967, United Nation Treaty Series, vol. 606, p. 267, also found in the United Nations High Commissioner for Refugees, Handbook on Procedures and Criteria for Determining Refugee Status under the 1951 Convention and the 1967 Protocol relating to the Status of Refugees, (Geneva 1979, re-issued 1992 and 2019), Annex III. 72 USCIS, “The United States Refugee Admissions Program (USRAP) Consultation and Worldwide Processing Priorities” (last updated Sept. 17, 2025), https://www.uscis.gov/humanitarian/refugees-and- asylum/usrap.; see also U.S. Department of State, “About Refugee Admissions” (last accessed Jan. 23, 2026), https://2017-2021.state.gov/refugee-admissions/about/.
外交关系及谈判的所有国家共同承担的责任。这些交往活动中的共同主线是:美国致力于为明确符合资格的难民提供保护,同时执行国家移民法律,并且应对这一挑战需要多国共同作出回应。因此,这是一项外交事务职能。
ongoing diplomatic relations and negotiations. The common thread in these engagements is the United States’ commitment to provide protection to refugees who clearly qualify, while enforcing national immigration laws, and that addressing this challenge requires a multinational response. As such, this is a function of foreign affairs.
根据本临时最终规则(IFR),将难民身份终止案件中意图终止通知(NOIT)的回复期限从30天缩短为10天,使国土安全部(DHS)能够在适用的情况下迅速终止案件,并尽快对外国人进行遣返处理。因此,本规则制定还涉及对外国人跨越美国边境出入境的管控,属于国务卿外交事务认定的范围内。73 由于本规则涉及美国的外交政策,国土安全部(DHS)在发布本规则时未进行发布前的通知和评论程序,并立即生效。 c. 信赖利益 国土安全部(DHS)已就本临时最终规则(IFR)考虑了潜在的信赖利益。国土安全部(DHS)认识到外国人在其难民身份被终止时可能面临的困难,但国土安全部(DHS)认为上文详述的重大公共安全、国家安全和制度完整性方面的利益大大超过任何潜在的信赖利益和不利影响。然而,国土安全部(DHS)指出,外国人仍将继续获得机会对意图终止通知(NOIT)作出回应,并在合理的情况下克服终止的理由。通过本临时最终规则(IFR),国土安全部(DHS)只是确保从未符合难民身份资格的外国人不会像在没有本规则的情况下那样长期获得作为被接纳进入美国的难民所附带的各项福利。本临时最终规则(IFR)并未剥夺合法符合难民身份资格的外国人获得工作许可、永久居留权及其他可获得福利的能力。难民身份被终止的外国人 73 国务卿的认定参考并落实了反映总统最优先外交政策事项的多项总统行动,包括第14161号行政命令(E.O. 14161)。参见《认定:美国外交事务职能》,《联邦公报》第90卷第12200页(2025年3月14日)。另参见,例如,Yassini诉Crosland案,618 F.2d. 1356, 1361(第九巡回上诉法院,1980年)(由于某项移民指令“正在落实总统的外交政策”,该行动“属于外交事务职能及《行政程序法》通知和评论要求的正当理由例外范围内”)。
Under this IFR, changing the 30-day response period to NOITs to 10 days in refugee termination cases allows DHS to expeditiously terminate cases where applicable, and process aliens for removal as soon as possible. Thus, this rulemaking is also related to the control of the entry and exit of aliens across the borders of the United States and falls within the Secretary’s foreign affairs determination.73 Because this rule implicates the foreign affairs policy of the United States, DHS is issuing this rule without pre- publication notice and comment procedures and with an immediate effective date. c. Reliance Interests DHS has considered potential reliance interests regarding this IFR. DHS recognizes the difficulty aliens may face if their refugee status is terminated, but DHS believes the significant public safety, national security, and integrity benefits described in detail above heavily outweigh any potential reliance interest and adverse impacts. DHS notes, however, that aliens will continue to receive an opportunity to respond to the NOIT and overcome the reasons for termination, if merited. With this IFR, DHS is merely ensuring that aliens who were never eligible for refugee status do not receive the attendant benefits of being a refugee admitted into the United States for as long as they could have without this rule. This IFR does not remove the ability of aliens who legitimately qualify for refugee status to obtain employment authorization, permanent residency, and any other available benefits. Aliens whose refugee status is terminated 73 The Secretary of State’s determination references and implements numerous Presidential actions reflecting the President’s top foreign policy priorities, including E.O. 14161. See Determination: Foreign Affairs Functions of the United States, 90 FR 12200 (Mar. 14, 2025). See, e.g., Yassini v. Crosland, 618 F.2d. 1356, 1361 (9th Cir. 1980) (because an immigration directive “was implementing the President’s foreign policy,” the action “fell within the foreign affairs function and good cause exceptions to the notice and comment requirements of the APA”).
可能能够根据《移民与国籍法》(INA)第235、240或241条,即8 U.S.C. 1225、1229a或1231条规定的程序寻求保护或其他救济,这将减轻任何潜在的信赖利益。74 B. 第12866号行政命令(监管规划与审查)、第13563号行政命令(改进监管与监管审查)及第14192号行政命令(“通过放松监管释放繁荣”) 第12866号和第13563号行政命令指示各机构评估可用监管方案的成本和效益,并在确有必要制定监管规定时,选择能够使净效益最大化的监管方式。第13563号行政命令强调量化成本和效益、降低成本、协调各项规定以及促进灵活性的重要性。第14192号行政命令指示各机构大幅减少遵守联邦法规所需的私营部门支出,并规定“与新法规相关的任何新增增量成本,在法律允许的范围内,应通过取消至少10项现行法规所产生的现有成本来予以抵消”。管理和预算办公室(OMB)已根据第12866号行政命令第3(f)条将本临时最终规则(IFR)指定为“重大监管行动”,但由于其在分析所涉任何年度内对经济的年度影响不超过1亿美元,因此根据第3(f)(1)条,该规则不具有经济重大性。因此,本规则已经管理和预算办公室(OMB)审查。
may be able to seek protection or other relief in proceedings under sections 235, 240, or 241 of the INA, 8 U.S.C. 1225, 1229a, or 1231, which would mitigate any potential reliance interests.74 B. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (“Unleashing Prosperity Through Deregulation”) E.O.s 12866 and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if a regulation is necessary, to select regulatory approaches that maximize net benefits. E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. E.O. 14192 directs agencies to significantly reduce the private expenditures required to comply with Federal regulations and provides that “any new incremental costs associated with the new regulations shall, to the extent permitted by law be offset by the elimination of existing costs associated with at least 10 prior regulations.” The Office of Management and Budget (OMB) has designated this IFR a “significant regulatory action” under section 3(f) of E.O. 12866, although not economically significant under section 3(f)(1), because its annual effects on the economy do not exceed $100 million in any year of the analysis. Accordingly, the rule has been reviewed by the Office of Management and Budget.
本规则不属于第14192号行政命令所规定的监管行动,因为其发布涉及美国的移民相关职能。本规则的主要直接目的是执行或解释美国的移民法律(如《移民与国籍法》(INA)第101(a)(17)条,即8 U.S.C. 1101(a)(17)条所述),或执行由 74 参见,例如,Landgraf诉USI Film Products案,511 U.S. 244, 274(1994年)(“适用新的管辖权规则通常不会剥夺任何实体权利,而只是改变审理案件的法庭”(经整理引用))。
This rule is not an E.O. 14192 regulatory action because it is being issued with respect to an immigration-related function of the United States. The rule’s primary direct purpose is to implement or interpret the immigration laws of the United States (as described in INA101(a)(17), 8 U.S.C. 1101(a)(17), or any other function performed by 74 See, e.g., Landgraf v. USI Film Products, 511 U.S. 244, 274 (1994) (“Application of a new jurisdictional rule usually takes away no substantive right but simply changes the tribunal that is to hear the case.” (cleaned up)).
美国联邦政府针对外国人所履行的任何其他职能。参见管理和预算办公室(OMB)第M-25-20号备忘录,《关于落实第14192号行政命令第3条的指导意见》,该命令题为“通过放松监管释放繁荣”(2025年3月26日)。
the U.S. Federal Government with respect to aliens. See OMB Memorandum M-25-20, “Guidance Implementing Section 3 of Executive Order 14192, titled “Unleashing Prosperity Through Deregulation” (Mar. 26, 2025).
在本节中,美国国土安全部(DHS)讨论了本临时最终规则(IFR)可能产生的几类影响。由于DHS无法对潜在影响做出量化或货币化估算,这些影响以定性方式加以描述。DHS欢迎公众就本文所述的成本和效益影响提出意见。
In this section, DHS discusses several types of impacts that could accrue from this IFR. They are described qualitatively as DHS cannot make quantitative or monetized estimates of potential impacts. DHS welcomes public comment on the cost and benefit impacts described herein.
DHS通常在对外国人调整身份为永久居民进行最终裁决之前,审查该外国人原有的难民身份认定,并在有必要时启动终止程序。75 因此,受影响人群是指已以难民身份入境美国、但尚未调整身份或其认定尚未经审查的外国人。DHS已确认,自2015财年至2025财年入境美国的难民案件中,约有186,000宗尚未调整身份。76 鉴于美国公民及移民服务局(USCIS)和美国移民及海关执法局(ICE)目前正在甄别具体的子类别及需接受必要审查的外国人,该数字可能代表受本IFR影响的最大人群规模。就潜在影响而言,首要的是,当相关外国人的难民身份被终止时,其收入(劳动报酬)将发生变化,因为其工作许可也将随之立即终止,这比不实施本规则的情形至少提前20天。77 难民因其身份而获得附带的工作许可,但也可提交I-765表格《就业授权申请书》,主要以(A3)类别为主,少数以适用于获得假释入境难民的(A4)类别申请。 75 美国移民法要求难民在美国实际居留至少一年后申请合法永久居民身份。参见难民绿卡相关内容,网址为:https://www.uscis.gov/green-card/green-card-eligibility/green-card-for-refugees。 76 来源:USCIS首席数据与分析办公室(CDAO,前称绩效与质量办公室OPQ),CLAIMS、ELIS、CIS2系统,PAER0019303(2026年1月21日)。
DHS typically reviews an alien’s underlying refugee determination prior to the final adjudication of their adjustment of status to permanent residence and initiates termination when warranted.75 Therefore, the impacted population are aliens with refugee status who entered the U.S. and have not yet adjusted status or had their determination reviewed. DHS has identified about 186,000 cases of refugees that entered the U.S. from Fiscal Year (FY) 2015 through FY 2025 that have not adjusted status.76 This figure could represent the maximum population that could be subject to the IFR, as USCIS and ICE are currently working to identify particular subsets and aliens for requisite vetting. As it relates to potential impacts, foremost, there will be a change in the earnings (labor compensation) to the applicable aliens when their refugee status is terminated, as their work authorization would also be terminated immediately, which is at least 20 days sooner than without this rule.77 Refugees are granted work authorization incident to status but can file a Form I-765, “Application for Employment Authorization,” under primarily the (A3) category, with a small number under the (A4) category applicable to 75 U.S. immigration law requires refugees to apply for lawful permanent resident status after they have been physically present in the United States for at least one year. See Green Card for Refugees at https://www.uscis.gov/green-card/green-card-eligibility/green-card-for-refugees. 76 Source, USCIS, Chief Data and Analytics Office (CDAO) formerly Office of Performance and Quality (OPQ), CLAIMS, ELIS, CIS2, PAER0019303 (Jan. 21, 2026).
77 USCIS无法就过去曾发出终止意向通知(NOIT)但外国人难民身份其后并未被终止的案件提供分析,原因是USCIS终止的案件数量极少。 在2024财年,例如,USCIS批准了约125,000份(A3)初次就业许可文件,较2023财年约49,000份大幅增加。78 本IFR将难民对NOIT作出回应的期限从30天缩短至10天。因此,本规则将缩短外国人在身份被终止前保有难民身份的时间,而由于本IFR下就业提前终止所导致的收入时间差(以工作日计的持续时长)将对外国人的收入能力产生影响。79 对于那些在就业许可终止时仍在劳动力市场并处于受雇状态的外国人而言,收入方面的影响既可能产生潜在的分配性效应(属于转移性质),也可能产生成本。其影响程度取决于劳动力市场因素以及外国人个人特征和潜在替代工人的特征。此类分配性影响(转移)将体现为放弃的报酬(工资及福利)形式。然而,外国人所放弃的部分或全部报酬,可能转化为对美国公民及其他依法获准在美国工作人员有利的转移。
77 USCIS is unable to provide analysis on past cases in which NOITs have been issued but the alien’s refugee status was not subsequently terminated because USCIS terminated so few cases. paroled refugees. In FY 2024, for example, USCIS approved approximately 125,000 (A3) initial employment authorization documents, which was a sharp increase from about 49,000 in FY 2023.78 This IFR shortens the time for a refugee to respond to a NOIT from 30 days to 10 days. Accordingly, this rule would shorten the amount of time that an alien has refugee status prior to termination, and the gap (duration, in working days) in earnings time due to earlier employment termination under the IFR would pose a change in earnings ability to the aliens.79 For those aliens in the labor force and employed at the time of their employment authorization termination, the earnings impact could create both potential distributional effects (which are transfers) and costs. The extent depends on labor market factors and the individual characteristics of aliens and potential substitute workers. The distributional impacts (transfers) would be in the form of forgone compensation (wages and benefits). However, a portion or all of this forgone compensation to aliens might comprise beneficial transfers to U.S. citizens and others lawfully allowed to work in the United States.
此外,如果雇主能够以相对较小的劳动力市场摩擦,招聘美国工人填补原由难民担任的职位,那么转移给美国工人的有利工资和福利,对雇主而言可能不会造成生产率损失或成本。虽然没有工作许可的外国人可能需要其社会和支持网络(可能包括公共实体)提供援助,但也可能存在一种抵消因素:如果IFR程序促成或有助于更快地 78 来源:USCIS CDAO,CLAIMS、ELIS系统,PAER0020264(2026年2月13日)。在2021财年至2025财年期间,约有190名难民在调整身份时获得了(C9)类就业许可文件,这一数字较少。目前约有113,000名已获批(A3)类初次工作许可、且其I-485表格正在USCIS待审的难民。由于难民凭身份即获授权工作,那些申请(A3)类许可的人,很可能是出于证明文件或身份识别方面的目的,或其他原因。
In addition, if employers are able to hire American workers to fill the jobs that refugees held, with relatively little labor market friction, the beneficial wage and benefit transfers to American workers would potentially pose no productivity loss or costs to employers. While it is possible that aliens without work authorization could require assistance from their social and support networks, which could include public entities, there could be a counterbalance; if the IFR process results in, or contributes to, faster 78 Source: USCIS CDAO, CLAIMS, ELIS, PAER0020264 (Feb. 13, 2026). A small number of approximately 190 refugees received a (C9) employment authorization document when they adjusted status, from FY 2021 through FY 2025. There are currently about 113,000 refugees with approved (A3) initial work authorizations who have an I-485 pending with USCIS. Since refugees are authorized to work via status, those filing for an (A3) authorization probably do so for documentation and identification purposes, or other reasons.
79 由于难民无需向美国公民及移民服务局(USCIS)提交就业授权申请,如果其身份被终止,我们不将沉没成本计入时间机会成本,目前该项的公共报告负担为4.38小时。但是,如果根据其他救济类别,外国人需要申请就业授权,他们将承担适用于该负担的成本,以及(如适用)直接申请费和生物特征信息提交费用。
79 Since refugees do not have to file an employment authorization request with USCIS, we do not attribute sunk costs to the opportunity costs of time if their status is terminated, for which the current public reporting burden is 4.38 hours. If, however, under another category of relief, the aliens would need to file for employment authorization, they would incur costs applicable to the burden, as well as, if applicable, direct filing fees and biometrics submission charges.
被认定不符合难民身份资格的外国人遭驱逐出境后,各州、地方政府和非政府组织在目前向难民提供的公共援助和资源方面所承受的经济压力可能会有所减轻。就收入影响而言,可能会产生税收影响。因《临时最终规则》(IFR)终止就业授权而导致收入变化的外国人,可能会使联邦和州税收减少。但是,如果雇主能够轻易以其他人员替代该外国人原先担任的职位,则部分或全部税收损失可能得以挽回。此外,外国人可能造成的财政压力也可能因本规则的影响而得到部分或全部抵消,从而在一定程度上平衡上述税收损失(如有)。美国国土安全部(DHS)评估认为,雇用本应不会在本《临时最终规则》下丧失就业授权、但实际上将丧失该授权的外国人的企业,可能会产生劳动力流失成本(即,如果目前他们可以在30天内重新确认其身份,但在本规则下只能在10天内完成)。雇佣关系的解除可能包含适用于离职和替换费用的直接或“硬性”成本。80 离职成本包括离职面谈、遣散费,以及由其他员工临时承担该员工职责和职能的成本,这可能需要加班或临时雇用人员。替换成本通常包括招聘广告费用、猎头和中介费用、筛选申请人费用、面试费用、背景调查费用、就业测试费用、入职奖金,以及可能产生的差旅和搬迁费用。一旦完成招聘,雇主还将面临额外的培训、入职指导和评估成本。
removal of aliens who were ineligible for refugee status, there could be less of an economic strain on states, local government, and non-governmental organizations, in terms of any public assistance and resources that are currently provided to refugees. As it relates to earnings impacts, there could be tax impacts. Aliens who sustain earnings changes because their employment authorization is terminated under the IFR may generate forgone federal and state taxes. However, any tax losses could be partially or fully recovered if employers are able to easily substitute others into the positions the alien held. In addition, aliens can pose fiscal strains that could be mitigated due to the effects of this rule as a counterbalance of some or all of the tax losses, if there are any. DHS assesses that there could be labor turnover costs incurred by businesses employing aliens who would lose employment authorization under the IFR whom would not otherwise lose the authorization (i.e., if currently they could reaffirm their status in 30 days but not in 10 days under this rule). Employment separations can comprise direct or “hard” costs applicable to separation and replacement charges.80 The separation costs include exit interviews, severance pay, and costs of temporarily covering the employee’s duties and functions with other employees, which may require overtime or temporary staffing. The replacement costs typically include expenses of advertising positions, search and agency fees, screening applicants, interviews, background verification, employment testing, hiring bonuses, and possible travel and relocation costs. Once hired, employers face additional training, orientation, and assessment costs.
其次,由于运营和生产中断,可能会产生生产效率乃至盈利能力方面的成本,其中可能包括临时顶替该职位的其他员工所造成的失误。第三类成本属于间接成本,80 关于这些成本的说明,参见Holly Bengfort撰写的《员工保留:失去一名员工的真实成本》,PeopleKeep(2025年12月15日更新),网址:https://www.peoplekeep.com/blog/Employee-Retention-The-Real-Cost-of-Losing-an-Employee。另见Shane McFeely和Ben Wigert撰写的《这一可解决的问题使美国企业损失一万亿美元》,盖洛普职场(Gallup Workplace)(2019年3月13日),网址:https://www.gallup.com/workplace/247391/fixable-problem-costs-businesses-trillion.aspx。可能包括机构知识和人脉网络的流失,以及对工作文化、士气和人际关系的影响。
Second, there can be costs for productivity and possibly profitability due to operational and production disruptions, which can include errors from other employees that may temporally fill the position. A third cost segment, which is a type of indirect 80 For a description of these costs, see “Employee Retention: The Real Cost of Losing an Employee,” by Holly Bengfort, PeopleKeep (updated Dec. 15, 2025), at: https://www.peoplekeep.com/blog/Employee- Retention-The-Real-Cost-of-Losing-an-Employee. See also, “This Fixable Problem Costs U.S. Businesses $1 Trillion,” by Shane McFeely and Ben Wigert, Gallup Workplace (Mar. 13, 2019) at: https://www.gallup.com/workplace/247391/fixable-problem-costs-businesses-trillion.aspx. cost, can encompass loss of institutional knowledge, networking, and impacts to work culture, morale, and interpersonal relationships.
美国国土安全部(DHS)将现行的30天期限改为10天期限,供相关人员对适用的《意图终止通知》(NOIT)提出异议。NOIT将告知外国人终止的依据,并说明其可以提交证据以对终止提出异议,和/或请求面谈。目前会对NOIT作出回应、试图重新确认其身份的外国人,将在生成和准备答复、整理文件和证据以及参加面谈方面承担一定的直接成本以及时间机会成本。在10天期限内,此类资源投入和支出很可能仍会产生,但时间范围将被压缩。对于外国人而言,收集证据、准备文件材料和准备答复的时间减少,可能会产生相应的影响和成本。
DHS is providing a 10-day, as opposed to the current 30-day, timeframe to contest applicable NOITs. The NOIT will inform the alien the basis for termination and explain that they may submit evidence to contest termination, and/or request an interview. Aliens who would currently respond to a NOIT to attempt to reaffirm their status would sustain some direct costs and also opportunity costs of time applicable to generating and preparing responses, organizing documents and evidence, and participating in interviews. Under the 10-day timeframe, such resourcing and expenditure would likely still be incurred, but the timeframe would be contracted. There could be impacts and costs to aliens applicable to having less time to collect evidence, prepare documentation, and prepare their response.
就公共部门而言,为支持本临时最终规则(IFR)直接或间接开展的大规模审查、案件复查和重新面谈,以及联邦调查局(FBI)和美国移民及海关执法局(ICE)的执法行动,可能需要增加公共资源投入。就邮寄意图终止通知(NOIT)而言,美国国土安全部(DHS)将使用快递服务提供商,该服务保证在本临时最终规则规定的时限内送达,并提供包裹离开DHS保管及送达收件人的追踪与确认。这与当前做法相比并非重大变化,DHS预计本临时最终规则不会就邮寄意图终止通知产生额外费用。美国公民及移民服务局(USCIS)将继续投入资源处理和审查答复。然而,经修订的时间安排可能带来效率提升,因为USCIS将能够更快安排面谈或采取行动。DHS无法事先预测对公共资源的净影响,并欢迎公众就公共部门资源问题提出意见。然而,DHS并未且无法断言其已知悉并考虑了美国政府各级各机构可能发生的、可能直接或间接影响本临时最终规则的每一项政策变化。因此,可能存在本讨论中目前未予描述的其他影响。
As is pertinent to the public sector, planned extensive vetting, case review, and reinterviews, as well as enforcement operations for the Federal Bureau of Investigation and ICE, in support directly or indirectly of this IFR, could require an increase in public resources. As is applicable to mailing the NOITs, DHS will utilize express delivery service providers, which guarantee delivery within the IFR timeframe, and offers tracking and confirmation of both the package’s departure from DHS custody and its delivery to the recipient. This is not a significant change from current practice and DHS does not expect that this IFR will generate additional costs applicable to mailing the NOITs. USCIS will continue to expend resources on processing and review of the responses. However, the revised timeline may generate efficiencies as USCIS will be able to schedule interviews or take action more quickly. DHS cannot predict in advance the net effect to public resources and welcomes public input concerning public sector resources. DHS, however, does not and cannot assert that it knows and has considered every policy change that may occur at all levels and agencies of the U.S. government that may directly or indirectly affect this IFR. Therefore, there could be other impacts not currently described in this discussion.
DHS无法量化本临时最终规则的收益,但认为国家安全的提升、公共安全、公信力的增强,以及相关外国人欺诈或虚假陈述行为的减少等因素,连同其他方面的考量,将有助于保障美国人民的安全及美国合法移民制度的完整性,且其收益将超过任何成本。在认定外国人在获准进入美国时并非难民的情况下,简化终止难民身份程序的做法,符合DHS确保国家安全与公共安全的使命与职责,并有利于保护移民制度免受欺诈和滥用。
DHS cannot quantify the benefits of this IFR but believes that increased national security, public safety, credibility, and reduced fraud or misrepresentation by applicable aliens, among other concerns, will contribute to the safety of the American people and integrity of the lawful United States immigration system to the extent that the benefits will outweigh any costs. Streamlining the process to terminate refugee status in cases where the alien is determined to not have been a refugee at the time of admission to the United States is consistent with the DHS mission and responsibilities to ensure national security and public safety and beneficially protects the immigration system from fraud and exploitation.
C. 《放松管制灵活性法》(RFA) 经《1996年小企业放松管制执行公平法》修订的《1980年放松管制灵活性法》(《美国法典》第5编第601条及以下)要求联邦机构在制定规章过程中考虑法规对小企业、小型政府辖区和小型组织的潜在影响。“小实体”一词包括小企业、独立拥有和经营且在其所属领域不占主导地位的非营利组织,以及人口少于50,000人的政府辖区。RFA关于放松管制灵活性分析的要求,仅适用于机构依据《美国法典》第5编第553条或其他法律须发布拟议规则制定总通知的规则。81 DHS并未就本行动发布拟议规则制定通知。
C. Regulatory Flexibility Act (RFA) The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996, requires federal agencies to consider the potential impact of regulations on small businesses, small governmental jurisdictions, and small organizations during the development of their rules. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. The RFA's regulatory flexibility analysis requirements apply only to those rules for which an agency is required to publish a general notice of proposed rulemaking pursuant to 5 U.S.C. 553 or any other law.81 DHS did not issue a notice of proposed rulemaking for this action.
D. 《1995年不予拨款授权改革法》(UMRA) 《1995年不予拨款授权改革法》(UMRA)旨在遏制对州、地方及81 参见《美国法典》第5编第604条(a)款。
D. Unfunded Mandates Reform Act of 1995 (UMRA) The Unfunded Mandates Reform Act of 1995 (UMRA) is intended, among other things, to curb the practice of imposing unfunded federal mandates on State, local, and 81 See 5 U.S.C. 604(a).
部落政府施加无拨款联邦强制令的做法等。82 UMRA第二章要求各联邦机构就拟议规则,或USCIS已发布拟议规则的最终规则中任何联邦强制令的影响编写书面声明,其中包括可能导致州、地方及部落政府合计或私营部门在任何一年内支出1亿美元或以上(每年根据通货膨胀调整)的任何联邦强制令。参见《美国法典》第2编第1532条(a)款。本规则因DHS未就本规则发布拟议规则制定通知而免于书面声明要求。此外,本规则性制定在根据通货膨胀调整后(根据城市工薪者消费者价格指数(CPI-U)调整,2025年为2.11亿美元83),并未在任何一年内超过1亿美元的支出,且本规则制定不包含UMRA所定义术语意义上的此类联邦强制令。因此,UMRA第二章的要求不适用,故DHS未依据UMRA编写声明。
Tribal governments.82 Title II of UMRA requires each Federal agency to prepare a written statement assessing the effects of any Federal mandate in a proposed rule, or final rule for which USCIS published a proposed rule, which includes any Federal mandate that may result in a $100 million or more expenditure (adjusted annually for inflation) in any one year by State, local, and Tribal governments, in the aggregate, or by the private sector. See 2 U.S.C. 1532(a). This rule is exempt from the written-statement requirement, because DHS did not publish a notice of proposed rulemaking for this rule. In addition, this rule does not exceed the $100 million expenditure in any one year when adjusted for inflation ($211 million in 2025 based on the Consumer Price Index for All Urban Consumers (CPI-U)83), and this rulemaking does not contain such a federal mandate as the term is defined under UMRA. The requirements of title II of UMRA therefore do not apply, thus DHS has not prepared a statement under UMRA.
E. 国会审查法 (CRA) 国会审查法(CRA)作为1996年《小企业监管执行公平法》(SBREFA,Pub. L. 104-121, 110 Stat. 847,1996年3月29日)的子标题E而被纳入。根据美国国土安全部(DHS)的评估,信息与监管事务办公室已确定本临时最终规则(IFR)不属于CRA中5 U.S.C. 804(2)所界定的重大规则。本规则不会对经济产生每年1亿美元或以上的影响;不会导致成本或价格的重大上涨;也不会对竞争、就业、投资、生产力、创新或美国本土企业在国内及出口市场与境外企业竞争的能力产生重大不利影响。82 82 “联邦强制令”一词是指联邦政府间强制令或联邦私营部门强制令。参见2 U.S.C. 1502(1)以及658(5)和(6)。
E. Congressional Review Act (CRA) The Congressional Review Act (CRA) was included as Subtitle E of the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), Pub. L. 104-121, 110 Stat. 847 (Mar. 29, 1996). Based on DHS’s assessment, the Office of Information and Regulatory Affairs has determined that this IFR is not a major rule as defined under the CRA in 5 U.S.C. 804(2). This rule will not result in an annual effect on the economy of $100 million or more; a major increase in costs or prices; or significant adverse effects on competition, employment, investment, productivity, innovation, or an ability of the United States-based companies to compete with foreign-based companies in domestic 82 The term “Federal mandate” means a Federal intergovernmental mandate or a Federal private sector mandate. See 2 U.S.C. 1502(1) and 658(5) and (6).
83 参见美国劳工统计局(BLS),《所有城市消费者的历史消费者价格指数(CPI-U):美国城市平均水平,按月列示的所有项目》,网址:https://www.bls.gov/cpi/tables/supplemental-files/historical-cpi-u-202512.pdf(最后访问日期:2026年8月18日)。通货膨胀计算方法:(1)计算基准年(1995年)和当前年(2025年)的月平均CPI-U;(2)用当前年CPI-U减去基准年CPI-U;(3)将基准年CPI-U与当前年CPI-U之差除以基准年CPI-U;(4)乘以100=[(2025年月平均CPI-U减去1995年月平均CPI-U)÷(1995年月平均CPI-U)]×100=[(321.943 - 152.383) ÷152.383]=(169.560/152.383)=1.113×100=111.3%=111%(四舍五入)。通货膨胀调整值计算:1995年美元1亿美元×2.11=2025年美元2.11亿美元。
83 See BLS, “Historical Consumer Price Index for All Urban Consumers (CPI-U): U.S. city average, all items, by month,” https://www.bls.gov/cpi/tables/supplemental-files/historical-cpi-u-202512.pdf (last visited Aug. 18, 2026). Calculation of inflation: (1) calculate the average monthly CPI-U for the reference year (1995) and the current year (2025); (2) subtract reference year CPI-U from current year CPI-U; (3) divide the difference of the reference year CPI-U and current year CPI-U by the reference year CPI-U; (4) multiply by 100=[(average monthly CPI-U for 2025–average monthly CPI-U for 1995)÷(average monthly CPI-U for 1995)]×100=[(321.943 –152.383) ÷152.383]=(169.560/152.383)= 1.113×100=111.3 percent=111 percent (rounded). Calculation of inflation-adjusted value: $100 million in 1995 dollars×2.11=$211 million in 2025 dollars.
及出口市场。参见5 U.S.C. 804(2)。然而,即使本IFR符合5 U.S.C. 804(2)所规定的标准,如前言所述,DHS依据5 U.S.C. 553有正当理由放弃《行政程序法》(APA)关于通知和公众评议(以及延迟生效日期)的要求。因此,DHS同样依据5 U.S.C. 808(2)有正当理由放弃CRA规定的60天延迟生效期要求。本规则自公布之日起生效。DHS已遵守CRA的报告要求,并已按照5 U.S.C. 801(a)(1)的规定将本规则提交国会及主计长。 F. 第13132号行政命令(联邦制) 本IFR不会对各州、国家政府与各州之间的关系,或各级政府之间权力与职责的分配产生实质性的直接影响。因此,根据第13132号行政命令第6节(64 FR 43255,1999年8月4日)的规定,本IFR不具有足以要求编制联邦制影响摘要声明的联邦制意涵。
and export markets. See 5 U.S.C. 804(2). However, even if this IFR did meet the criteria at 5 U.S.C. 804(2), as stated in the preamble, DHS has good cause to forgo the APA’s requirements for notice and public comment (and delayed effective date) pursuant to 5 U.S.C. 553. Therefore, DHS also has good cause to forgo the CRA’s 60-day delayed effective date requirement, pursuant to 5 U.S.C. 808(2). This rule is effective upon publication. DHS has complied with the CRA’s reporting requirements and has sent this rule to Congress and to the Comptroller General as required by 5 U.S.C. 801(a)(1). F. Executive Order 13132 (Federalism) This IFR does not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with section 6 of E. O. 13132, 64 FR 43255 (Aug. 4, 1999), this IFR does not have sufficient federalism implications to warrant the preparation of a federalism summary impact statement.
G. 第12988号行政命令(民事司法改革) DHS依照第12988号行政命令《民事司法改革》起草并审查了本IFR。DHS撰写本IFR旨在为受影响的行为提供明确的法律标准,并对其进行了仔细审查,以消除起草错误和歧义,从而最大限度地减少诉讼以及对联邦法院系统造成的不当负担。DHS确定本规则符合第12988号行政命令第3(a)节和第3(b)(2)节(61 FR 4729,1996年2月5日)规定的适用标准。
G. Executive Order 12988 (Civil Justice Reform) DHS drafted and reviewed this IFR in accordance with E.O. 12988, Civil Justice Reform. DHS wrote this IFR to provide a clear legal standard for affected conduct and reviewed it carefully to eliminate drafting errors and ambiguities, so as to minimize litigation and undue burden on the Federal Court system. DHS determined that this rule meets the applicable standards provided in section 3(a) and 3(b)(2) of E.O. 12988, 61 FR 4729 (Feb. 5, 1996).
H. 家庭影响评估 DHS依照1999年《财政部总拨款法》(Pub. L. 105-277, 112 Stat. 2681,1998年)第654节的要求对本规则进行了审查。DHS系统地审查了第654(c)(1)节规定的各项标准,评估本监管行动是否:(1)影响家庭的稳定或安全,特别是在婚姻承诺方面;(2)影响父母在子女教育、养育和监管方面的权威;(3)有助于家庭履行其职能;(4)影响家庭和儿童的可支配收入或贫困状况;(5)仅在有正当理由的情况下对家庭产生经济影响(如有);(6)可由州或地方政府或由家庭自行执行;或(7)就青少年行为与个人责任与社会规范之间关系确立政策。如主管机构确定某项法规可能对家庭福祉产生负面影响,则该机构必须就其实施提供充分的理由说明。
H. Family Assessment DHS reviewed this rule in line with the requirements of section 654 of the Treasury General Appropriations Act, 1999, Pub. L. 105-277, 112 Stat. 2681 (1998). DHS systematically reviewed the criteria specified in section 654(c)(1), by evaluating whether this regulatory action: (1) impacts the stability or safety of the family, particularly in terms of marital commitment; (2) impacts the authority of parents in the education, nurture, and supervision of their children; (3) helps the family perform its functions; (4) affects disposable income or poverty of families and children; (5) only financially impacts families, if at all, to the extent such impacts are justified; (6) may be carried out by State or local government or by the family; or (7) establishes a policy concerning the relationship between the behavior and personal responsibility of youth and the norms of society. If the agency determines a regulation may negatively affect family well-being, then the agency must provide an adequate rationale for its implementation.
国土安全部(DHS)没有数据表明该规则将对家庭福祉产生任何影响。国土安全部已确定,本法规的实施不会对家庭福祉产生负面影响,也不会对家庭作为一种制度的自主性和完整性产生任何影响。
DHS has no data that indicates this rule will have any impact on family well- being. DHS has determined that the implementation of this regulation will not negatively affect family well-being and will not have any impact on the autonomy and integrity of the family as an institution.
I. 第13175号行政命令(与印第安部落政府的协商与协调)根据关于与印第安部落政府协商与协调的第13175号行政命令,本临时最终规则(IFR)不会产生部落影响,因为它不会对一个或多个印第安部落、联邦政府与印第安部落之间的关系、或联邦政府与印第安部落之间权力和责任的分配产生实质性的直接影响。
I. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments) This IFR will not have Tribal implications under E.O. 13175, Consultation and Coordination with Indian Tribal Governments, because it will not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.
J. 《国家环境政策法》(NEPA)国土安全部及其所属部门对最终行动进行分析,以确定《国家环境政策法》(42 U.S.C. 4321 及其后续条款,以下简称NEPA)是否适用,如适用,则需要何种程度的分析。国土安全部第023-01号指令(修订版01)《实施国家环境政策法》(第023-01号指令)以及《操作手册》023-01-001-01修订版01《国家环境政策法的实施》(操作手册)84确立了国土安全部及其所属部门遵守NEPA的政策和程序。
J. National Environmental Policy Act (NEPA) DHS and its components analyze final actions to determine whether the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 et seq., applies and, if so, what degree of analysis is required. DHS Directive 023-01, Rev. 01“Implementing the National Environmental Policy Act” (Directive 023-01) and Instruction Manual 023-01- 001-01 Revision 01, “Implementation of the National Environmental Policy Act” (Instruction Manual)84 established the policies and procedures that DHS and its components use to comply with NEPA.
NEPA允许联邦机构在其NEPA实施程序中确立若干行动类别(“分类排除”),根据经验,这些行动单独或累积均不会对人类环境产生重大影响,因此无需进行环境评估或环境影响声明。85《操作手册》附录A列出了国土安全部的分类排除事项。86根据国土安全部的NEPA实施程序,一项行动若要被分类排除,必须同时满足以下三个条件:(1)整个行动明显符合一项或多项分类排除;(2)该行动不是更大行动的一部分;以及(3)不存在可能产生重大环境影响的特殊情况。87本临时最终规则纯属行政性和程序性规则,因为它仅对现行有关终止难民身份的国土安全部法规进行修订。国土安全部已对本临时最终规则进行审查,认定本规则所颁布的修订不会对环境产生重大影响,也不会导致环境影响发生任何变化。因此,国土安全部认定,本临时最终规则对现行法规的修订明显符合国土安全部NEPA实施程序中确立的A3分类排除,属于不改变环境影响的行政性变更,不属于更大联邦行动的一部分,且不存在可能产生重大环境影响的特殊情况。因此,这些法规修订依分类排除无需进一步进行NEPA审查。
NEPA allows Federal agencies to establish, in their NEPA implementing procedures, categories of actions (“categorical exclusions”) that experience has shown do not, individually or cumulatively, have a significant effect on the human environment and, therefore, do not require an environmental assessment or environmental impact statement.85 The Instruction Manual, Appendix A lists the DHS Categorical Exclusions.86 Under DHS NEPA implementing procedures, for an action to be categorically excluded, it must satisfy each of the following three conditions: (1) the entire action clearly fits within one or more of the categorical exclusions; (2) the action is not a piece of a larger action; and (3) no extraordinary circumstances exist that create the potential for a significant environmental effect.87 This IFR is strictly administrative and procedural because it is only amending an existing DHS regulation governing the termination of refugee status. DHS has reviewed this IFR and finds that no significant impact on the environment, or any change in environmental effect will result from the amendments being promulgated in this rule. Accordingly, DHS finds that the promulgation of this IFR’s amendments to a current regulation clearly fits within the categorical exclusion A3 established in DHS’s NEPA implementing procedures as an administrative change with no change in environmental effect, is not part of a larger Federal action, and does not present extraordinary circumstances that create the potential for a significant environmental effect. Therefore, these regulatory amendments are categorically excluded from further NEPA review.
84 《操作手册》载有国土安全部实施NEPA的程序,于2014年11月6日发布。参见国土安全部战备支持首席官办公室,《国家环境政策法合规》,https://www.dhs.gov/ocrso/eed/epb/nepa(最后更新于2025年4月14日)。
84 The Instruction Manual contains DHS' procedures for implementing NEPA and was issued Nov. 6, 2014. See DHS, Office of the Chief Readiness Support Officer, National Environmental Policy Act Compliance, https://www.dhs.gov/ocrso/eed/epb/nepa (last updated Apr. 14, 2025).
85 参见42 U.S.C. 4336(a)(2)、4336e(1)。
85 See 42 U.S.C. 4336(a)(2), 4336e(1).
86 参见《操作手册》附录A,表1。
86 See Instruction Manual, Appendix A, Table 1.
87 《操作手册》023-01第V.B(2)(a)-(c)条。
87 Instruction Manual 023-01 at V.B(2)(a)-(c).
K. 《文书削减法》(PRA)根据1995年《文书削减法》(公法104-13),所有机构均须就规则中固有的任何报告要求提交管理和预算办公室(OMB)审查和批准。本规则未根据《文书削减法》规定任何报告或记录保存要求。
K. Paperwork Reduction Act (PRA) Under the Paperwork Reduction Act of 1995, Public Law 104-13, all agencies are required to submit to OMB, for review and approval, any reporting requirements inherent in a rule. This rule does not impose any reporting or recordkeeping requirements under the Paperwork Reduction Act.
8 CFR第207部分主题列表行政实践与程序、难民、报告和记录保存要求。
List of Subjects in 8 CFR Part 207 Administrative practice and procedure, Refugees, Reporting and recordkeeping requirements.
因此,基于序言中所述理由,国土安全部对8 CFR第207部分作如下修订:
Accordingly, for the reasons set forth in the preamble, DHS amends 8 CFR part 207 as follows:
第207部分,难民的入境许可
PART 207-ADMISSION OF REFUGEES
1. 第207部分的授权引文继续表述如下:
1. The authority citation for part 207 continues to read as follows:
授权依据:8 U.S.C. 1101、1103、1151、1157、1159、1182;8 CFR第2部分。
Authority: 8 U.S.C. 1101, 1103, 1151, 1157, 1159, 1182; 8 CFR part 2.
2. 将第207.9条修订如下:
2. Revise § 207.9 to read as follows:
第207.9条 难民身份的终止。
§ 207.9 Termination of refugee status.
根据《移民与国籍法》第207条获准进入美国的任何外国人(及其配偶或子女)的难民身份,如果该外国人在获准入境时并非属于该法第101(a)(42)条所界定的难民,美国公民及移民服务局(USCIS)将终止其难民身份。美国公民及移民服务局将书面通知该外国人其拟终止该外国人难民身份的意图。该外国人自依照8 CFR 103.8规定向其送达通知之日起10日内,可提出书面或口头证据,说明为何不应终止其难民身份。根据本章规定,对美国公民及移民服务局终止难民身份的决定不得提出上诉。难民身份终止后,美国公民及移民服务局将依据该法第235条、第240条及第241条规定对该外国人进行处理。
The refugee status of any alien (and of the spouse or child of the alien) admitted to the United States under section 207 of the Act will be terminated by USCIS if the alien was not a refugee within the meaning of section 101(a)(42) of the Act at the time of admission. USCIS will notify the alien in writing of its intent to terminate the alien's refugee status. The alien will have 10 days from the date notice is served upon him or her in accordance with 8 CFR 103.8 to present written or oral evidence to show why the alien’s refugee status should not be terminated. There is no appeal under this chapter from the termination of refugee status by USCIS. Upon termination of refugee status, USCIS will process the alien under sections 235, 240, and 241 of the Act.
_______________________ 马克韦恩·马林(Markwayne Mullin),美国国土安全部部长。
_______________________ Markwayne Mullin, Secretary, U.S. Department of Homeland Security.
[联邦公报文件编号 2026-20956 存档时间:2026年10月13日上午8:45;公布日期:2026年10月14日]
[FR Doc. 2026-20956 Filed: 10/13/2026 8:45 am; Publication Date: 10/14/2026]
原文标题: Removing 30-Day Refugee Termination Notice
查看官方原文 ↗ 原文删除时查看存档

本文由 AI 根据官方公告摘要翻译,仅英文官方原文具有法律效力。

咨询此变化对您案件的影响

发送反馈