DHS新规允许USCIS在不进行面谈的情况下将庇护案件转交移民法院
发布日期 2026年7月28日生效日期 2026年7月28日
美国国土安全部(DHS)发布一项临时最终规则,修订8 CFR第208部分,允许USCIS庇护官员在不进行面谈的情况下,将部分主动申请的庇护案件转交司法部移民上诉复审办公室(EOIR)处理。USCIS表示,在其自身批准或拒绝庇护申请之前仍会进行面谈。该规则已于2026年7月28日立即生效,但DHS正在接受公众意见。
要点
- USCIS庇护官员现在可以在不进行面谈的情况下,将部分I-589表格主动庇护申请转交移民法官。
- 在USCIS自行批准或拒绝庇护申请之前,仍会对申请人进行面谈。
- DHS取消了转交EOIR的信函中须包含申请人可信度评估的要求。
- 这是一项临时最终规则,意味着该规则已经生效,而非尚待通过的提案。
- 生效日期为2026年7月28日,书面意见须在2026年9月28日前通过regulations.gov提交,案卷编号为USCIS-2026-0199。
影响对象
已向USCIS提交或计划提交I-589表格申请主动庇护的人员及其律师。
建议行动
主动庇护申请人及律师应了解面谈程序的变化,相关各方可在2026年9月28日前通过regulations.gov提交意见。
全文翻译
官方原文全文已于 2026-10-12 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。
文件标题
Document Headings
文件标题因文件类型而异,但可能包含以下内容:
Document headings vary by document type but may contain the following:
发布并签署文件的机构
the agency or agencies that issued and signed a document
文件修订、拟议修订或与之直接相关的CFR标题编号及各部分编号
the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to
机构案卷编号/机构内部档案编号
the agency docket number / agency internal file number
RIN编号,用于识别《联邦监管与放松监管行动统一议程》中列出的每项监管行动
the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions
有关更多详情,请参阅《文件起草手册》。
See the Document Drafting Handbook for more details.
美国国土安全部
Department of Homeland Security
8 CFR 第208部分
8 CFR Part 208
[CIS编号2851-26;DHS案卷编号USCIS-2026-0199]
[CIS No. 2851-26; DHS Docket No. USCIS-2026-0199]
RIN 1615-AD18
RIN 1615-AD18
(印刷页第47101页)
( printed page 47101)
机构:
AGENCY:
美国公民及移民服务局(USCIS),国土安全部(DHS)。
U.S. Citizenship and Immigration Services, DHS.
行动:
ACTION:
附征求意见的临时最终规则。
Interim final rule with request for comments.
摘要:
SUMMARY:
美国国土安全部(DHS)正在修订其法规,以允许美国公民及移民服务局(USCIS)在不进行面谈的情况下,将某些主动申请的庇护案件转交司法部(DOJ)移民复审执行办公室(EOIR)处理。USCIS在批准或拒绝庇护之前仍会提供面谈机会。DHS同时取消了转交函中须包含对外国人可信度评估的要求。
The Department of Homeland Security (DHS) is amending its regulations to permit U.S. Citizenship and Immigration Services (USCIS) to refer certain affirmative asylum applications to the Department of Justice (DOJ) Executive Office for Immigration Review (EOIR) without interview. USCIS still offers an interview prior to a grant or denial of asylum. DHS is also removing the requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility.
日期:
DATES:
生效日期:本临时最终规则(IFR)自2026年7月28日起生效。
Effective date: This interim final rule (IFR) is effective July 28, 2026.
意见提交截止日期:对本临时最终规则的书面意见必须于2026年9月28日或之前提交。电子联邦案卷管理系统将在当日美国东部时间午夜前接受意见。
Comment due date: Written comments on this interim final rule must be submitted on or before September 28, 2026. The electronic Federal Docket Management System will accept comments prior to midnight eastern time at the end of that day.
地址:
ADDRESSES:
您可以通过联邦电子规则制定门户网站就本规则制定整体内容提交意见,网址为:http://www.regulations.gov,并注明DHS案卷编号USCIS-2026-0199。本规则摘要亦可在http://www.regulations.gov查阅。请按照网站说明提交意见。意见必须以英文提交,或须附英文译本。能够为USCIS实施这些变更提供最大帮助的意见,应引用规则的具体部分,说明建议修改的理由,并提供支持该建议修改的数据、信息或依据。
You may submit comments on the entirety of this rulemaking package, identified by DHS Docket No. USCIS-2026-0199 through the Federal eRulemaking Portal: http://www.regulations.gov. The summary of this rule may also be found at http://www.regulations.gov. Follow the website instructions for submitting comments. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change.
以上述方式以外的方式提交的意见,包括发送给DHS或USCIS官员的电子邮件或信函,将不被视为对本规则的意见,DHS可能不会予以回复。请注意,DHS和USCIS不接受任何形式的当面递交或快递送达的意见。此外,USCIS不接受以任何形式的数字存储媒介(如CD/DVD和USB驱动器)形式提交的意见。USCIS目前也不接受邮寄提交的意见。如果您无法通过http://www.regulations.gov提交意见,请拨打电话(240) 721-3000联系美国国土安全部美国公民及移民服务局政策与战略办公室监管协调司,以获取替代提交方式说明。
Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the rule and may not receive a response from DHS. Please note that DHS and USCIS cannot accept any comments that are hand-delivered or couriered. In addition, USCIS cannot accept comments contained on any form of digital media storage devices, such as CDs/DVDs and USB drives. USCIS is also not accepting mailed comments at this time. If you cannot submit your comment by using http://www.regulations.gov, please contact the Regulatory Coordination Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, by telephone at (240) 721-3000 for alternate instructions.
如需更多信息请联系:
FOR FURTHER INFORMATION CONTACT:
美国公民及移民服务局(USCIS)庇护处,国土安全部(DHS),地址:5900 Capital Gateway Drive, Camp Springs, MD 20746;电话(240) 721-3000(非免费电话)。有听力或言语障碍的人士可拨打免费联邦信息中继服务711,通过TTY使用上述电话号码。
Asylum Division, U.S. Citizenship and Immigration Services (USCIS), DHS, 5900 Capital Gateway Drive, Camp Springs, MD 20746; telephone (240) 721-3000 (this is not a toll-free number). Individuals with hearing or speech impairments may access the telephone number above via TTY by calling the toll-free Federal Information Relay Service at 711.
补充信息:
SUPPLEMENTARY INFORMATION:
目录
Table of Contents
一、公众参与
I. Public Participation
二、执行摘要
II. Executive Summary
A. 监管行动的目的
A. Purpose of the Regulatory Action
B. 法律授权
B. Legal Authority
C. 监管行动主要条款摘要
C. Summary of Major Provisions of the Regulatory Action
D. 成本与效益摘要
D. Summary of Costs and Benefits
三、背景与目的
III. Background and Purpose
A. 法律框架
A. Legal Framework
B. 申请庇护的资格及批准庇护的条件
B. Authority To Apply for Asylum and Conditions for Granting Asylum
1. 申请资格
1. Eligibility To Apply
2. 符合难民身份的条件
2. Qualifying as a Refugee
3. 批准庇护的强制性限制情形
3. Mandatory Bars to a Grant of Asylum
4. 自由裁量权
4. Discretion
C. 资格认定结果
C. Eligibility Outcomes
D. 遵守法定义务
D. Compliance With Statutory Obligations
E. 主动申请庇护面谈程序的历史沿革
E. History of Affirmative Asylum Interview Procedures
F. 本规则的理由与依据
F. Reason and Justification for Rule
四、规则讨论
IV. Discussion of Rule
A. 法规修订内容
A. Regulatory Changes
B. 无需面谈的转交程序
B. Referrals Without Interview
C. 补充证据
C. Additional Evidence
D. 不具备申请庇护资格的外国人
D. Aliens Ineligible To Apply for Asylum
E. 被禁止获得庇护批准或在自由裁量权下不应获得批准的外国人
E. Aliens Barred From a Grant of Asylum or Do Not Merit a Grant as a Matter of Discretion
F. 就申请实质内容而言不符合庇护资格的外国人
F. Aliens Not Eligible for Asylum on the Merits of the Claim
G. 可分割性
G. Severability
五、法定及法规要求
V. Statutory and Regulatory Requirements
A. 行政程序法
A. Administrative Procedure Act
1. 立即生效的程序性规则
1. Procedural Rule With Immediate Effective Date
2. 外交事务例外情形
2. Foreign Affairs Exception
3. 信赖利益的考量
3. Consideration of Reliance Interests
B. 第12866号行政命令(监管计划和审查)、第13563号行政命令(改进监管和监管审查)以及第14192号行政命令(通过放松监管释放繁荣)
B. Executive Order 12866 (Regulatory Planning and Review), Executive Order 13563 (Improving Regulation and Regulatory Review), and Executive Order 14192 (Unleashing Prosperity Through Deregulation)
1. 成本和收益摘要
1. Summary of the Costs and Benefits
2. 背景和目的
2. Background and Purpose
3. 受影响人群
3. Affected Population
4. 成本效益分析
4. Cost-Benefit Analysis
5. 替代监管方法
5. Alternative Regulatory Approaches
C. 《监管灵活性法案》(RFA)
C. Regulatory Flexibility Act (RFA)
D. 1996年《小企业监管执行公平法案》(国会审查法)
D. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
E. 1995年《无资金授权改革法案》(UMRA)
E. Unfunded Mandates Reform Act of 1995 (UMRA)
F. 第13132号行政命令(联邦制)
F. Executive Order 13132 (Federalism)
G. 第12988号行政命令(民事司法改革)
G. Executive Order 12988 (Civil Justice Reform)
H. 家庭评估
H. Family Assessment
I. 第13175号行政命令(与印第安部落政府的协商与协调)
I. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
J. 《国家环境政策法》
J. National Environmental Policy Act
K. 第12630号行政命令(政府行为与对宪法保护的财产权的干预)
K. Executive Order 12630 (Governmental Actions and Interference With Constitutionally Protected Property Rights)
L. 《文书削减法案》
L. Paperwork Reduction Act
缩略语表
Table of Abbreviations
AAF,年度庇护费
AAF—Annual Asylum Fee
AO,庇护官员
AO—Asylum Officer
ASC,申请支持中心
ASC—Application Support Center
BIA,移民上诉委员会
BIA—Board of Immigration Appeals
BLS,美国劳工统计局
BLS—U.S. Bureau of Labor Statistics
CDAO,首席数据和分析办公室
CDAO—Chief Data and Analytics Office
CFR,联邦法规汇编
CFR—Code of Federal Regulations
DHS,美国国土安全部
DHS—U.S. Department of Homeland Security
DOJ,美国司法部
DOJ—U.S. Department of Justice
E.O.,行政命令
E.O.—Executive Order
EOIR,行政复议办公室
EOIR—Executive Office for Immigration Review
ERO,执法与遣返行动局
ERO—Enforcement and Removal Operations
表格I-589,庇护和暂缓遣返申请表
Form I-589—Application for Asylum and for Withholding of Removal
FY,财政年度
FY—Fiscal Year
HSA,2002年《国土安全法》
HSA—Homeland Security Act of 2002
HSI,国土安全调查局
HSI—Homeland Security Investigations
ICE,美国移民及海关执法局(印刷页47102)
ICE—U.S. Immigration and Customs Enforcement ( printed page 47102)
IIRIRA,1996年《非法移民改革和移民责任法》
IIRIRA—Illegal Immigration Reform and Immigrant Responsibility Act of 1996
IJ,移民法官
IJ—Immigration Judge
INA,《移民和国籍法》
INA—Immigration and Nationality Act
INS,移民归化局
INS—Immigration and Naturalization Service
NEPA,《国家环境政策法》
NEPA—National Environmental Policy Act
NTA,出庭通知书
NTA—Notice to Appear
NVC,国家审查中心
NVC—National Vetting Center
OMB,管理和预算办公室
OMB—Office of Management and Budget
OYFD,一年申请期限
OYFD—One-Year Filing Deadline
PRA,《文书削减法案》
PRA—Paperwork Reduction Act
RFA,监管灵活性分析
RFA—Regulatory Flexibility Analysis
RFE,证据请求
RFE—Request for Evidence
RIA,监管影响分析
RIA—Regulatory Impact Analysis
SBREFA,1996年《小企业监管执行公平法案》(国会审查法)
SBREFA—Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
部长,国土安全部部长
Secretary—Secretary of Homeland Security
TPS,临时保护身份
TPS—Temporary Protected Status
TVPRA,2008年《威廉·威尔伯福斯反人口贩卖保护重新授权法》
TVPRA—William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008
UAC,无人陪伴外国儿童
UAC—Unaccompanied Alien Child
UMRA,1995年《无资金授权改革法案》
UMRA—Unfunded Mandates Reform Act of 1995
UPAX,统一乘客系统
UPAX—Unified Passenger
U.S.C.,美国法典
U.S.C.—United States Code
USCIS,美国公民及移民服务局
USCIS—U.S. Citizenship and Immigration Services
I. 公众参与
I. Public Participation
国土安全部(DHS)邀请所有利益相关方通过提交书面数据、意见、评论和论点,就本规则的各个方面参与本次规则制定。国土安全部还邀请提交与本规则可能产生的经济、环境或联邦制影响有关的意见。意见必须以英文提交,或须提供英文译文。对美国公民及移民服务局(USCIS)实施这些变更最有帮助的意见将引用规则的具体部分,说明建议修改的理由,并包含支持该建议修改的数据、信息或权威依据。以上述方式以外的方式提交的意见,包括发送给国土安全部或美国公民及移民服务局官员的电子邮件或信函,将不被视为对本规则的意见,国土安全部可能不会予以回复。
DHS invites all interested parties to participate in this rulemaking by submitting written data, views, comments and arguments on all aspects of this rule. DHS also invites comments that relate to the economic, environmental, or federalism effects that might result from this rule. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the rule and may not receive a response from DHS.
说明:如果您提交意见,必须注明机构名称(美国公民及移民服务局)以及本次规则制定的国土安全部案卷编号USCIS-2026-0199。无论使用何种方式提交意见或材料,所有提交内容都将原封不动地发布在联邦电子规则制定门户网站http://www.regulations.gov上,并将包含您提供的任何个人信息。因此,提交此类信息即表示将其公开。您可能需要考虑在向国土安全部提交的任何自愿公开意见中限制您提供的个人信息量。国土安全部可能会将其认定可能影响个人隐私或具有冒犯性的意见信息从公众查阅中撤下。欲了解更多信息,请阅读http://www.regulations.gov上提供的隐私和安全声明。
Instructions: If you submit a comment, you must include the agency name (U.S. Citizenship and Immigration Services) and the DHS Docket No. USCIS-2026-0199 for this rulemaking. Regardless of the method used for submitting comments or material, all submissions will be posted, without change, to the Federal eRulemaking Portal at http://www.regulations.gov, and will include any personal information you provide. Therefore, submitting this information makes it public. You may wish to consider limiting the amount of personal information that you provide in any voluntary public comment submission you make to DHS. DHS may withhold information provided in comments from public viewing that it determines may impact the privacy of an individual or is offensive. For additional information, please read the Privacy and Security Notice available at http://www.regulations.gov.
案卷:如需查阅案卷并阅读背景文件或已收到的意见,请访问http://www.regulations.gov,并注明国土安全部案卷编号USCIS-2026-0199。您还可以在在线案卷中注册电子邮件提醒,以便在意见发布或最终规则发布时收到通知。
Docket: For access to the docket and to read background documents or comments received, go to http://www.regulations.gov, referencing DHS Docket No. USCIS-2026-0199. You may also sign up for email alerts on the online docket to be notified when comments are posted or a final rule is published.
二、执行摘要
II. Executive Summary
美国国土安全部(DHS)正在修订其法规,允许庭审官(AO)在不进行面谈的情况下,将正面庇护申请移交给移民法官(IJ)处理。美国公民及移民服务局(USCIS)在批准或拒绝庇护申请之前,或在USCIS进行的庇护面谈符合其他法律或和解协议要求的情况下,仍将进行面谈。[1] 庇护处长期以来的惯例是,尽管没有法定权利要求面谈或面谈义务,但在裁决之前,对所有在该机构管辖范围内提交I-589表格(庇护和暂缓遣返申请表,即庇护申请)的外国人均提供面谈机会。通过本规则,DHS正在修订法规,允许AO在不进行面谈的情况下,将某些庇护申请移交给行政审查执行办公室(EOIR)。DHS正在删除有关面谈“权利”的提法,以及要求AO“在面谈中”审查并确定任何申请禁止事项的措辞,但在USCIS提供庇护面谈的情况下,仍保留法规中规定的面谈程序。见8 CFR 208.4(a);208.10;另见8 CFR 208.14(c)。DHS还将删除要求转介函中说明转介理由时须包括对外国人可信度评估的规定。见8 CFR 208.19。最后,尽管无需修改法规条文,DHS正在调整其工作流程,以便AO可以在未先作出资格认定的情况下,确定外国人不应获得自由裁量批准。
DHS is amending its regulations to permit an AO to refer an affirmative asylum application to an immigration judge (IJ) without conducting an interview. USCIS still conducts an interview prior to a grant or denial of asylum, or where an asylum interview with USCIS complies with other legislation or settlement agreements.[1] The Asylum Division had a long-standing practice of offering an interview to all aliens who file a Form I-589, Application for Asylum and for Withholding of Removal (asylum application) within the agency's jurisdiction prior to adjudication despite there being no statutory right to an interview or requirement to conduct one. Through this rule, DHS is amending regulations to permit an AO to refer certain asylum applications to EOIR without conducting an interview. DHS is removing references to a “right” to an interview, and language that an AO shall review and determine any prohibitions on filing “in an interview,” while retaining the interview procedures outlined in the regulations if an asylum interview is offered by USCIS. See8 CFR 208.4(a); 208.10; see also8 CFR 208.14(c). DHS is also removing the requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility. See8 CFR 208.19. Lastly, although it does not necessitate a change in regulatory provisions, DHS is modifying its processes so that an AO may determine that the alien does not merit a grant as a matter of discretion without first making an eligibility determination.
本规则不影响USCIS对以下案件进行面谈:外国人未被禁止申请或获得庇护、就申请实质内容而言并非不符合资格,且可能根据自由裁量权获得批准。本规则也不影响USCIS对外国人在美国境内保有合法居留依据案件的面谈。[2]
This rule does not impact USCIS interviews for cases where the alien is not barred from applying for or receiving asylum, not ineligible on the merits of the claim, and may merit a grant as a matter of discretion. This rule also does not impact USCIS interviews where the alien maintains a lawful basis to remain in the United States.[2]
一、监管行动的目的
A. Purpose of the Regulatory Action
本规则制定的目的是修订现行法规,允许AO在不进行面谈的情况下,将某些庇护申请移交给EOIR。为减少正面庇护申请积压、提高运作效率、维护国家安全和公共安全,并确保与机构优先事项保持一致,USCIS将不再在移交EOIR之前,向所有正面申请人提供面谈机会。通过本规则,USCIS对有关庇护面谈的法规和机构实践进行了早该进行的更新。见8 CFR 208.4(a)、208.10、208.14(c)。此项变更确保外国人了解在整个正面庇护程序中(从提交申请到裁决)应有的预期,并了解其提交庇护申请并不保证获得USCIS面谈。明确授权USCIS在不进行面谈的情况下将庇护申请移交EOIR,还使USCIS能够通过减少用于处理无实质理由申请的裁决资源,更有效地管理其正面庇护积压案件,根据排期优先事项[3]以及USCIS认为确有必要进行面谈的案件,腾出面谈名额,并将有限资源集中用于其管辖范围内需要通过询问取证才能作出裁决的申请。通过本规则,USCIS还能够更快地识别对公共安全(印刷页第47103页)或国家安全构成危险的外国人,并将这些外国人置于遣返程序中,在该程序中,其庇护申请或其他救济形式可以在由IJ主持的对抗性程序中获得更适当的审理。
The purpose of this rulemaking is to amend existing regulations to permit an AO to refer certain asylum applications to EOIR without conducting an interview. In order to reduce the affirmative asylum backlog, improve efficiency of operations, safeguard national security and public safety, and ensure consistency with agency priorities, USCIS will no longer offer interviews to all affirmative applicants prior to referral to EOIR. Through this rule, USCIS provides long-needed updates to regulations and agency practice regarding asylum interviews. See8 CFR 208.4(a), 208.10, 208.14(c). This change ensures that aliens understand what to expect throughout the affirmative asylum process, from filing to adjudication, and that their filing of an asylum application does not guarantee an interview with USCIS. Explicitly authorizing USCIS to refer an asylum application to EOIR without interview also allows USCIS to more efficiently manage its affirmative asylum backlog by reducing adjudicative resources expended on processing non-meritorious claims, free up interview slots for cases based on scheduling priorities [3] and where USCIS determines an interview is needed, and focus its limited resources on applications within its jurisdiction that require eliciting testimony for adjudication. Through the rule, USCIS is also able to more quickly identify aliens that pose a danger to public safety ( printed page 47103) or national security and place those aliens in removal proceedings, where his or her claim for asylum or other forms of relief can be more appropriately heard in an adversarial setting by an IJ.
二、法律授权
B. Legal Authority
国土安全部部长(部长)根据《移民与国籍法》(INA)(8 U.S.C. 1101及其后条款)的多项条款,以及2002年《国土安全法》(HSA)(公法107-296号,116 Stat. 2135,部分编入6 U.S.C. 101及其后条款)的规定,拥有发布这些法规修正案的权力。本规则发布的一般授权见于INA第103(a)条,即8 U.S.C. 1103(a),该条款授权部长管理和执行移民与国籍法律,并制定其认为实施该权力所必需的法规,以及HSA第102条,即6 U.S.C. 112,该条款将DHS的所有职能赋予部长,并授权部长发布法规。[4] 另见6 U.S.C. 202。
The Secretary of Homeland Security (Secretary) has authority to issue these regulatory amendments pursuant to various sections of the Immigration and Nationality Act (INA), 8 U.S.C. 1101 et seq., and the Homeland Security Act of 2002 (HSA), Public Law 107-296, 116 Stat. 2135 (codified in part at 6 U.S.C. 101 et seq.). General authority for issuing this rule is found in section 103(a) of the INA, 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and nationality laws and establish such regulations as the Secretary deems necessary for carrying out such authority, as well as section 102 of the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the Secretary and authorizes the Secretary to issue regulations.[4] See also6 U.S.C. 202.
本规则的其他授权依据见于:
Additional authority for this rule is found in:
《移民与国籍法》第208条第(d)(1)款和第(d)(5)(B)款,《美国法典》第8编第1158(d)(1)节和第(d)(5)(B)节,授权部长就庇护申请的程序和条件制定法规;以及
Paragraphs (d)(1) and (d)(5)(B) of section 208 of the INA,8 U.S.C. 1158(d)(1) and (d)(5)(B), which authorize the Secretary to establish regulations concerning the procedures and conditions on asylum applications; and
《国土安全法》第271(a)(3)节,《美国法典》第6编第271(a)(3)节,赋予美国公民及移民服务局(USCIS)局长制定“履行[移民裁决]职能的政策”的权力。
Section 271(a)(3) of the HSA,6 U.S.C. 271(a)(3), which confers authority on the Director of USCIS to establish “policies for performing [immigration adjudication] functions.”
C. 本规章行动主要条款概述
C. Summary of Major Provisions of the Regulatory Action
本规则包括以下条款:
This rule includes the following provisions:
更新《联邦法规》第8编第208.4(a)节,删除规定庇护官(AO)“在面谈中”应审查申请并给予外国人提出任何与申请禁止事项相关且有用信息机会的表述。
Updating8 CFR 208.4(a) to remove language stating that an AO “in an interview” shall review the application and give the alien the opportunity to present any relevant and useful information bearing on any prohibitions on filing.
增加《联邦法规》第8编第208.9(a)(2)节,允许庇护官在不进行面谈的情况下,依据案卷记录及其他相关证据,将正面庇护申请转交移民法院行政办公室(EOIR)。
Adding8 CFR 208.9(a)(2) to permit an AO to refer an affirmative asylum application to EOIR, without conducting an interview, based on the record and other relevant evidence.
更新《联邦法规》第8编第208.10节,删除提及“享有面谈的权利”的表述。
Updating8 CFR 208.10 to remove language referring to “right to an” interview.
更新《联邦法规》第8编第208.14(c)节,增加庇护官可在不进行面谈的情况下将庇护申请转交移民法院行政办公室(EOIR)的规定,并删除提及“申请人享有面谈的权利”的表述。
Updating8 CFR 208.14(c) to include that an AO can refer an asylum application to EOIR without interview, and to remove language referring to “applicant's right to an” interview.
更新《联邦法规》第8编第208.19节,删除关于告知庇护案件转交依据的信函须包含对外国人可信度评估的要求。
Updating8 CFR 208.19 to remove the requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility.
D. 成本与收益概述
D. Summary of Costs and Benefits
国土安全部(DHS)正在修订其法规,以允许庇护官基于案卷记录和其他证据将正面庇护申请转交移民法院行政办公室(EOIR)。与此项做法变更相一致,国土安全部正在删除原有法规中与之相冲突的表述,即提及享有面谈“权利”的表述,以及规定庇护官应“在面谈中”审查并确定任何申请禁止事项的表述。国土安全部还删除了关于告知庇护案件转交依据的信函须包含对外国人可信度评估的要求。最后,尽管无需对法规条款作出相应修改,国土安全部正在调整其工作流程,使庇护官可在未先作出资格认定的情况下,酌情决定将申请转交移民法院行政办公室。
DHS is amending its regulations to permit an AO to refer an affirmative asylum application to EOIR based on the record and other evidence. Consistent with this change in practice, DHS is removing conflicting language in pre-existing regulations that reference a “right” to an interview and language that an AO shall review and determine any prohibitions on filing “in an interview.” DHS is also removing the requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility. Lastly, although it does not necessitate a change to regulatory provisions, DHS is modifying its processes so that an AO may refer an application as a matter of discretion without first making an eligibility determination.
本临时最终规则影响正面庇护申请的处理。该规则允许美国公民及移民服务局(USCIS)在多种情形下将庇护申请转交移民法院行政办公室(EOIR),包括但不限于:外国人因一年申请期限规定而被禁止申请庇护、被禁止获得庇护批准、在酌情考量下不值得获得批准,或在案情实质方面不具备资格。该规则还赋予美国公民及移民服务局灵活性,使其可根据不断变化的趋势和机构工作重点,就应优先不经面谈即予转交的案件类别发布未来的政策指南。对于在本规则生效日期之后提交的未来申请,国土安全部估计,每年约有132,167名寻求正面庇护的外国人可能因申请庇护受限、获得庇护批准受限,或因外国人不值得获得批准而被不经面谈转交,国土安全部将此估计数作为可能受本规则影响的未来申请数量。[5] 本规则还将影响待决的正面庇护申请。在1,434,145件正面庇护积压案件中,最多可能有444,724件(占31%)受本规则影响。[6] 对于因外国人在案情实质方面不具备资格而可能受影响的待决或未来庇护申请数量,国土安全部尚无估计数据。
The interim final rule impacts affirmative asylum application processing. The rule permits USCIS to refer an asylum application to EOIR in various situations, including but not limited to, when the alien is barred from applying for asylum due to the one-year filing deadline, is barred from a grant of asylum, does not merit a grant as a matter of discretion, or is not eligible on the merits of the claim. The rule also gives USCIS flexibility to issue future policy guidance about which categories of cases should be prioritized by the agency for referral without interview based on evolving trends and agency priorities. For future applications filed after the effective date of the rule, DHS estimates that approximately 132,167 aliens seeking affirmative asylum annually may be referred without interview due to a bar to applying for asylum, a bar to a grant of asylum, or where the alien does not merit a grant, and uses this estimate as the population of future filings that could be impacted by this rule.[5] The rule also impacts aliens with pending affirmative asylum applications. Potentially, up to 444,724 (31 percent) of the 1,434,145 cases in the affirmative asylum backlog may be impacted by this rule.[6] DHS does not have an estimate for how many pending or future asylum applications may be impacted as cases where the alien is not eligible on the merits of the claim.
在监管影响分析(RIA)中,美国公民及移民服务局(USCIS)根据一个“不采取行动”基线来评估本规则的潜在影响,该基线描述了假如本规则未被采纳,世界将会是什么样子。不再在将积极寻求庇护申请移交至美国行政法官办公室(EOIR)之前对所有申请人进行面谈的一项主要益处,是提高了USCIS内部积极庇护程序的运作效率。通过改变长期以来对所有庇护申请提供面谈的做法,即便在USCIS可能因明显的法定不符合资格而无法批准该申请,或因外国人不值得获得自由裁量权的有利行使时也予以面谈,该机构正在消除很可能在移民法官(IJ)面前重复进行的重复性工作。此外,USCIS能够优先将稀缺资源,包括庇护官(AO)、口译人员和行政人员,分配用于及时审理有实质理由的案件。对这些有限审理资源的重新分配可促进更快的排期安排,改善有实质理由案件的审理及时性,并加快对无实质理由申请的处理。因此,本规则可能减缓积极庇护积案的增长速度。截至2025财年(FY)末,该积案已超过140万件。本规则还可提升该机构应对具有实质理由申请的外国人所提出的紧急人道主义需求的能力,并通过限制借由延长积极申请待决期而策略性拖延驱逐程序的机会,强化系统的完整性。
In the regulatory impact analysis (RIA), USCIS evaluates the potential impacts of the rule against a no action baseline describing what the world would be like if the rule had not been adopted. A primary benefit of no longer interviewing all applicants prior to the referral of an affirmative asylum application to EOIR is the increased operational efficiency of the affirmative asylum process within USCIS. In changing its long-standing practice of offering an interview on all asylum applications, even where USCIS may not approve the application due to obvious statutory ineligibility for asylum or where the alien does not merit a favorable exercise of discretion, the agency is eliminating duplicative work that will likely be repeated before an IJ. Further, USCIS can prioritize the allocation of scarce resources including the AO, interpreter, and administrative staff towards timely adjudication of meritorious cases. The reallocation of these limited adjudicatory resources could facilitate faster scheduling, improve the timeliness of adjudication for aliens with meritorious cases, and accelerate the resolution of non-meritorious claims. As a result, this rule may reduce the growth of the affirmative asylum backlog that, as of the end of Fiscal Year (FY) 2025, exceeds 1.4 million cases, enhance the agency's ability to respond to emergent humanitarian needs presented by aliens with meritorious applications, and strengthen system integrity by limiting opportunities for strategic delay of removal proceedings through prolonged affirmative application pendency.
美国国土安全部(DHS)承认,虽然本规则可能减少USCIS的积极庇护积案,但最初将增加USCIS每年向EOIR移交案件的数量,这进而可能增加EOIR的待决案件积压。在USCIS不再进行面谈的情况下,美国司法部(DOJ)可能需要承担在驱逐程序中完善案件某些要素的成本。DHS主张,尽管这些影响可能增加EOIR的运作需求,但许多相关成本实际上反映的是责任从USCIS向EOIR的重新分配。(印刷页 47104)
DHS acknowledges that while the rule may reduce USCIS' affirmative asylum backlog, it will initially increase the volume of USCIS referrals to EOIR annually, which could then increase EOIR's pending cases backlog. DOJ may incur costs to develop certain elements of a case during removal proceedings where USCIS no longer performs an interview. DHS asserts that while these impacts may increase operational demands for EOIR, many of the associated costs reflect a redistribution of responsibilities from USCIS to EOIR. ( printed page 47104)
USCIS还承认存在这样一种可能性,即在本规则下,某些本可由USCIS批准的申请可能会被移交。这可能导致部分外国人经历更长的等待时间和更缓慢的案件解决,DOJ也可能因处理这些申请而产生新的成本。然而,DHS认为这种情况将是罕见的,因为庇护官在作出最终裁决之前仍会审查案卷记录和证据,且USCIS仍保留对任何申请提供面谈的权力,包括在有证据表明可克服不予资格情形的情况下。因此,最终被移交至EOIR的外国人总数未必会增加,因为本规则旨在于即便进行面谈也会被移交的情况下,免除面谈而直接移交申请。据此,DHS认为从长期来看,对EOIR积案的影响不会是显著的。
USCIS also acknowledges the possibility that some applications may be referred under this rule that USCIS could have granted. This could cause some aliens to experience increased wait times and slower case resolution, and DOJ could incur new costs processing these claims. However, DHS believes this will be a rare occurrence because an AO still reviews the record and evidence before a final adjudication and USCIS still retains the ability to offer an interview on any application, including where there is evidence of overcoming a bar. Therefore, the overall number of aliens who will ultimately be referred to EOIR will not necessarily increase because the rule is intended to refer applications without interview where the application would have been referred even if an interview had been conducted. DHS accordingly does not believe that the impact to EOIR's backlog will be significant in the long term.
不再对所有积极庇护申请人进行面谈的另一项重要益处,是国家安全与公共安全的增强。对于因严重犯罪行为或涉及恐怖主义活动而不符合庇护批准资格,或不值得获得自由裁量批准的危险外国人,更迅速地推进其驱逐程序,将降低公众面临的整体暴露风险,因为这将缩短危险外国人在其庇护申请审理期间得以在美国境内自由活动的时间。国家安全与安全方面的益处同样惠及DHS工作人员以及前往USCIS设施办理事务的其他外国人。对于同时对他人构成危险的不符合资格外国人,在不进行面谈的情况下迅速移交EOIR,将减少USCIS设施内面对面接触的次数,从而降低其他外国人、庇护官、口译人员、律师以及在面向公众的面谈场所工作的其他政府工作人员所面临的暴露风险。
Another meaningful benefit of no longer interviewing all affirmative asylum applicants is the enhancement of national security and public safety. Moving dangerous aliens who are ineligible for a grant of asylum or do not merit a grant as a matter of discretion due to serious criminal conduct or involvement in terrorism more quickly through the removal process will decrease the overall exposure risk to the public because it will reduce the amount of time during which dangerous aliens can remain at large within the United States while awaiting adjudication of their asylum application. The national security and safety benefits also extend to DHS personnel as well as other aliens who appear at USCIS facilities. Prompt referral to EOIR, without interview, for ineligible aliens who also present a danger to others will reduce the number of in-person encounters in USCIS facilities, thereby lowering the exposure risk for other aliens, AOs, interpreters, attorneys, and other government staff working in public-facing interview spaces.
取消要求说明庇护转介理由的函件必须包含对外国人可信度评估的规定,为美国公民及移民服务局(USCIS)带来了运营效率的提升,使审案官(AO)能够在可信度并非转介依据的情况下,将决定函的重点放在转介的理由上。取消这一要求减少了起草时间,简化了转介决定函的准备工作,使审案官能够更直接地专注于资格门槛问题或法定庇护禁止情形。同样地,允许审案官在未先做出资格认定的情况下,基于自由裁量权将申请转介,使裁决者能够在审理过程中发现的负面因素超过任何正面因素的案件中,精确指出并分析转介的最终依据。
Removing the requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility produces operational efficiencies for USCIS by giving AOs the ability to focus a decision letter on the reason(s) for referral, where credibility does not form the basis for referral. Eliminating this requirement reduces drafting time and streamlines the preparation of referral decision letters, allowing AOs to focus more directly on threshold eligibility issues or statutory bars to asylum. Similarly, permitting AOs to refer an application as a matter of discretion without first making an eligibility determination allows adjudicators to pinpoint and analyze the ultimate basis for referral in cases where negative factors found in the course of the adjudication outweigh any positive factors.
庇护申请人也将因本规则而持续受益。随着USCIS主动申请庇护制度的改善,拥有有力或有实质理由主张的外国人,可能会经历等待时间缩短和案件审理加快的情况。那些最终将被置于移民法院执行主任办公室(EOIR)遣返程序中的外国人,将不再需要在主动庇护申请队列中等待数年才能获得面谈并最终收到转介,而是能够更快进入更为适当的裁决场所,从而摆脱长期的法律悬而未决状态。更早进入遣返程序使外国人能够在移民法官(IJ)面前申请其他形式的救济,这些救济形式是USCIS无权授予的,并能以更少的延误和持续的不确定性获得最终决定。[7]这种以相同结果实现的更快解决方式,减轻了情感和心理上的压力,并保留了证据的质量,否则这些证据可能在长达数年的等待过程中变质。此外,外国人将免于承担准备与USCIS进行重复程序的负担,而该程序对其案件在移民法院的最终裁决并无实质影响。最后,所有庇护申请人都将从主动庇护面谈程序的变更中受益,因为这将使外国人更好地理解庇护程序,并提高申请的质量和完整性。
Asylum applicants will also experience sustained benefits as a result of this rule. With improvements in the affirmative asylum system at USCIS, aliens with strong or meritorious claims could see reduced waiting times and faster adjudication of their cases. Aliens who are ultimately destined to be placed in removal proceedings before EOIR will no longer spend several years waiting for an interview in the affirmative asylum queue before receiving a referral but will instead enter the more appropriate adjudicatory forum sooner, thereby escaping prolonged legal limbo. Earlier placement into removal proceedings allows aliens to apply for other forms of relief before an IJ—forms of relief that USCIS does not have authority to grant—and to receive a final decision with less delay and prolonged uncertainty.[7] This quicker resolution to the same outcome reduces emotional and psychological strain and preserves the quality of evidence that may deteriorate during multi-year waits. Moreover, aliens will be spared the burden of preparing for a duplicative proceeding with USCIS that will have no substantive effect on the final adjudication of their claim in immigration court. Lastly, all asylum applicants will benefit from the change to affirmative asylum interview procedures as it results in aliens' improved understanding of the asylum process and improved application quality and completeness.
三、背景与目的
III. Background and Purpose
A. 法律框架
A. Legal Framework
1980年《难民法》(公法96-212号)修订了《移民与国籍法》(INA),增加了第208条,要求司法部长建立一项程序,允许某些在美国境内的外国人申请庇护。参见INA第208条,8 U.S.C. 1158。国会其后在1996年《非法移民改革和移民责任法案》(IIRIRA)(公法104-208号,第C分编,110 Stat. 3009-546,1996年9月30日)中对INA第208条作出修订,其中包括:规定申请人须在抵达美国后一年内提交庇护申请的截止期限,见INA第208(a)(2)(B)条,8 U.S.C. 1158(a)(2)(B);授权国土安全部部长和司法部长就庇护申请的审议制定要求和程序,见INA第208(b)(1)(A)条、第(d)(1)条,8 U.S.C. 1158(b)(1)(A)条、(d)(1)条;就启动初次面谈(如有提供)和完成最终裁决设定预期时间框架,见INA第208(d)(5)(A)(ii)至(iii)条,8 U.S.C. 1158(d)(5)(A)(ii)至(iii)条;并授权以法规形式规定“任何与[INA]不相抵触的有关庇护申请审议的其他条件或限制”,见INA第208(d)(5)(B)条,8 U.S.C. 1158(d)(5)(B)条。
The Refugee Act of 1980, Public Law 96-212, amended the INA by adding section 208 to require the Attorney General to establish a procedure to allow certain aliens who are present in the United States to apply for asylum. See INA 208, 8 U.S.C. 1158. Congress subsequently amended Section 208 of the INA in the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA), Public Law 104-208, div. C, 110 Stat. 3009-546 (Sept. 30, 1996), to, among other things, create a one-year filing deadline for applicants to file an asylum application after their arrival in the United States. INA 208(a)(2)(B), 8 U.SC. 1158(a)(2)(B); authorize the Secretary and Attorney General to establish requirements and procedures for the consideration of asylum applications, INA 208(b)(1)(A), (d)(1), 8 U.S.C. 1158(b)(1)(A), (d)(1); establish aspirational timeframes for commencing initial interviews (if provided) and completing final adjudications, INA 208(d)(5)(A)(ii)-(iii), 8 U.S.C. 1158(d)(5)(A)(ii)-(iii); and conferring authority to establish by regulation “any other conditions or limitations on the consideration of an application for asylum not inconsistent with [the INA],” INA 208(d)(5)(B), 8 U.S.C. 1158(d)(5)(B).
根据8 CFR第208部分,对于身处美国境内或在入境口岸寻求入境的外国人所提交的I-589表格(庇护及暂缓遣返申请表),美国公民及移民服务局(USCIS)拥有初始管辖权。参见8 CFR 208.2。庇护司长期以来一直有一项惯例,即在裁决之前,对USCIS拥有管辖权的庇护申请进行面谈。[8] 然而,并无明确的法定权利规定庇护申请人必须在USCIS获得面谈。《移民与国籍法》(INA)并未规定USCIS必须进行庇护面谈,也未规定面谈的具体操作方式,或是否在所有情况下都需要进行面谈。相反,INA授予国土安全部(DHS)一般性权力,以“建立审议庇护申请的程序”,并就审议庇护申请的其他条件或限制颁布法规。参见INA第208(b)(1)(A)条、第(d)(1)条及第(5)(B)条,8 U.S.C. 1158(b)(1)(A)、(d)(1)及(5)(B)。INA还规定了若向外国人提供面谈或听证以审议庇护申请时,该面谈或听证必须在何时限内进行,以及未能出席的后果:“在无特殊情况的前提下,庇护申请的初次面谈或听证应在”外国人提交申请后“不迟于45天内开始”,并且如果外国人“未经事先授权或在无特殊情况下未能出席面谈或听证”,该庇护申请应被驳回或申请人应受到制裁。INA第208(d)(5)(A)(ii)条及第(v)条,8 U.S.C. 1158(d)(5)(A)(ii)及(v)。
Under 8 CFR part 208, USCIS has initial jurisdiction over a Form I-589, Application for Asylum and for Withholding of Removal, filed by an alien physically present in the United States or seeking admission at a port of entry. See8 CFR 208.2. The Asylum Division has had a long-standing practice of conducting an interview for asylum applications where USCIS has jurisdiction prior to adjudication.[8] However, there is no explicit statutory right for an asylum applicant to receive an interview before USCIS. The INA does not state that USCIS must conduct an asylum interview, specify the mechanics of an interview, or address whether an interview needs to be conducted in all circumstances. Instead, the INA designates general authority to DHS to “establish a procedure for the consideration of asylum applications” and promulgate regulations related to other conditions or limitations on the consideration of an asylum application. See INA 208(b)(1)(A), (d)(1), and (5)(B), 8 U.S.C. 1158(b)(1)(A), (d)(1), and (5)(B). The INA also establishes a timeframe in which an interview or hearing to consider an application for asylum must be provided, should one be offered to the alien, and the consequences of failure to appear: “in the absence of exceptional circumstances, the initial interview or hearing on the asylum application shall commence not later than 45 days after” the alien filed the application and that the asylum application shall be dismissed or the applicant sanctioned if the alien “fails without prior authorization or in the ( printed page 47105) absence of exceptional circumstances to appear for an interview or hearing . . . .” INA 208(d)(5)(A)(ii), (v), 8 U.S.C. 1158(d)(5)(A)(ii), (v).
因此,根据INA颁布的USCIS法规规定了庇护面谈的程序,包括面谈的目的和时间安排,以及进行面谈的具体方式。参见8 CFR 208.9。例如,在本临时最终规则(IFR)之前,8 CFR 208.4(a)规定,如果看来INA第208(a)(2)条(8 U.S.C. 1158(a)(2))中规定的一项或多项庇护申请强制性禁止情形(例如一年申请期限)适用,移民官必须“在面谈中”审查庇护申请,并给予申请人机会提交有用且相关的信息。
Accordingly, USCIS regulations promulgated pursuant to the INA provide procedures governing asylum interviews, including the purpose and timing of an interview and specific manner in which an interview is to be conducted. See8 CFR 208.9. For example, prior to this IFR, 8 CFR 208.4(a) instructed that an asylum officer must, “in an interview,” review the asylum application and give the applicant an opportunity to present useful and relevant information if it appears that one or more of the mandatory bars to filing for asylum at INA 208(a)(2), 8 U.S.C. 1158(a)(2), such as the one-year filing deadline, apply.
此外,在本IFR之前,其他法规规定,未经事先授权未能出席预定的庇护面谈可能导致申请被驳回或放弃“面谈权利”,未能在无正当理由的情况下配合指纹处理可能导致申请被驳回或放弃由移民官(AO)裁决的权利。参见8 CFR 208.10;另见8 CFR 208.14(c)。8 CFR 208.10中原有的语言还旨在实施INA第208(d)(5)(A)(i)条及第(v)条(8 U.S.C. 1158(d)(5)(A)(i)及(v)),该条规定:“在对照所有适当的记录或数据库核实申请人身份之前,不得批准庇护”,并且未能“出席面谈或听证”的外国人可能会被驳回其申请或受到制裁;同时也旨在澄清对就业授权的影响。
In addition, prior to this IFR, other regulations stated that failure to appear for a scheduled asylum interview without prior authorization may result in dismissal of the application or the waiver of the “right to an interview,” and that failure to comply with fingerprint processing without good cause may result in dismissal of the application or waiver of the right to an adjudication by an AO. See8 CFR 208.10; see also8 CFR 208.14(c). Pre-existing language at 8 CFR 208.10 was also intended to implement INA 208(d)(5)(A)(i) and (v), 8 U.S.C. 1158(d)(5)(A)(i) and (v), which state: “asylum cannot be granted until the identity of the applicant has been checked against all appropriate records or databases,” and that aliens who fail “to appear for an interview or hearing” may have their applications dismissed or may be sanctioned; as well as to clarify implications for employment authorization.
并无法定要求规定,传达庇护申请移交转介决定的决定函必须包含对外国人可信度的评估。参见,例如,INA第208(b)条及第(d)条,8 U.S.C. 1158(b)及(d)。[9] 因此,修订8 CFR 208.19中关于移交转介函中包含外国人可信度评估的相关语言,仍然符合INA的规定。此外,根据本规则,USCIS仍以书面形式传达庇护移交转介决定,并说明移交转介的依据。参见8 CFR 208.19。
There is no statutory requirement that a decision letter communicating a referral on an asylum application include an assessment of the alien's credibility. See, e.g., INA 208(b) and (d), 8 U.S.C. 1158(b) and (d).[9] Therefore, amending provisions at 8 CFR 208.19 to remove language about including an assessment of the alien's credibility for referral letters is still in compliance with the INA. Furthermore, under the rule, USCIS still communicates a referral of asylum in writing and states the basis for referral. See8 CFR 208.19.
最后,在美国公民及移民服务局(USCIS)将申请作为自由裁量事项进行处理的情形下,该局长期以来的惯例是指示庇护官(AO)在处理自由裁量权行使之前先作出法定资格认定。[10]然而,并不存在要求庇护官在作出自由裁量权决定之前必须先作出资格认定的法定或法规要求。庇护处在现行给裁决人员的政策指南中承认了这一事实,该指南指出:“从法律角度而言,允许在不确定外国人是否符合庇护利益资格的情况下,基于自由裁量权拒绝申请。”[11]因此,改变机构惯例,允许庇护官在作出资格认定之前先作出自由裁量权决定,这一做法仍然符合《移民与国籍法》(INA),且无需对现行法规进行修订。
Lastly, where USCIS refers an application as a matter of discretion, the agency had a long-standing practice of instructing AOs to make a determination of statutory eligibility before addressing the exercise of discretion.[10] However, there is no statutory or regulatory requirement that an AO make an eligibility determination prior to making a discretionary determination. The Asylum Division acknowledges this fact in existing policy guidance to adjudicators, which states: “As a legal matter, it is permissible to deny an application as a matter of discretion, without determining whether the alien is eligible for the benefit of asylum.” [11] Therefore, the change in agency practice to allow AOs to make a discretionary determination before an eligibility determination is still in compliance with the INA and does not require an amendment to existing regulations.
B. 申请庇护的资格及授予庇护的条件
B. Authority To Apply for Asylum and Conditions for Granting Asylum
要符合庇护资格,举证责任由外国人承担,须证明其属于《移民与国籍法》第101(a)(42)条,8 U.S.C. 1101(a)(42)所定义的难民。参见8 CFR 208.13。本规则不改变举证责任的分配。此外,庇护申请同时构成一份暂缓遣返申请,除非是在1997年4月1日之前启动的驱逐或排除程序中进行裁决。参见8 CFR 208.3(b)。
To be eligible for asylum, the burden of proof is on the alien to establish that he or she is a refugee as defined in section 101(a)(42) of the INA, 8 U.S.C. 1101(a)(42). See8 CFR 208.13. The burden of proof does not change under this rule. Additionally, an asylum application constitutes at the same time an application for withholding of removal, unless adjudicated in deportation or exclusion proceedings commenced prior to April 1, 1997. See8 CFR 208.3(b).
1. 申请资格
1. Eligibility To Apply
《移民与国籍法》包含多项限制外国人申请庇护资格的条款。参见INA第208(a)(2)(A)至(E)条,8 U.S.C. 1158(a)(2)(A)至(E)。首先,如果外国人可根据双边或多边协议被遣返至其生命或自由不会因种族、宗教、国籍、特定社会团体成员身份或政治见解而受到威胁,且在该国可获得充分和公平程序以裁定庇护申请的国家,则该外国人不得申请庇护。参见INA第208(a)(2)(A)条,8 U.S.C. 1158(a)(2)(A)。此外,除非外国人证明存在情势变化或非常特殊的情况,否则如果其提出申请的时间晚于其最后一次入境美国之日起一年,或该外国人此前曾申请庇护并被移民法院行政办公室(EOIR)拒绝,则不得提出庇护申请。参见INA第208(a)(2)(B)、(C)和(D)条,8 U.S.C. 1158(a)(2)(B)、(C)和(D);另见8 CFR 208.4(a)(2)、(3)、(6)。[12]
The INA contains multiple bars to an alien's eligibility to apply for asylum. See INA 208(a)(2)(A)-(E), 8 U.S.C. 1158(a)(2)(A)-(E). First, an alien cannot apply for asylum if he or she can be removed, pursuant to a bilateral or multilateral agreement, to a country in which the alien's life or freedom would not be threatened on account of race, religion, nationality, membership in a particular social group, or political opinion and where the alien would have access to a full and fair procedure for determining a claim to asylum. See INA 208(a)(2)(A), 8 U.S.C. 1158(a)(2)(A). In addition, unless an alien demonstrates changed or extraordinary circumstances, he or she cannot file for asylum if he or she filed the application more than one year after the date of his or her last arrival in the United States or if the alien has previously applied for asylum and was denied by EOIR. See INA 208(a)(2)(B), (C) and (D), 8 U.S.C. 1158(a)(2)(B), (C), and (D); see also8 CFR 208.4(a)(2), (3), (6).[12]
一年申请期限(OYFD)是申请庇护的一项尤为常见的限制。截至2025年12月11日,共有444,724份在最后一次入境一年后提交的待处理积极庇护申请。有关在最后一次入境一年后提交的庇护申请的详细信息,请参见表1。
The one-year filing deadline (OYFD) is a particularly common bar to applying for asylum. As of December 11, 2025, there are 444,724 pending affirmative asylum applications filed more than one year after last entry. See Table 1 for details on asylum applications filed more than one year after last entry.
表1 ,1998年4月16日或之后提交的待处理积极庇护申请,截至2025年12月11日
Table 1—Pending Affirmative Asylum Applications Filed On or After April 16, 1998As of December 11, 2025
在最后一次入境之日起十年或以上后提交或入境日期空白 | 在最后一次入境一年后提交或入境日期空白
Filed Ten Years or More After Last Entry or Blank Entry Date | Filed More Than One Year After Last Entry or Blank Entry Date
129,525 | 444,724
129,525 | 444,724
注:
Notes:
(1) 对于在最后一次入境一年以上后提交或入境日期空白的案件,本数据仅包括从未安排初次面谈的案件,并排除外国人为合法永久居民、在驱逐程序中的无人陪伴外国儿童,或在提交申请时未满18岁的案件;已完成且待审查或送达的案件,例如未送达的行政结案案件;以及已安排面谈的案件。
(1) For cases filed more than one year after last entry or blank entry date, this data only includes cases where an initial interview has never been scheduled and excludes cases where the alien is a lawful permanent resident, is an unaccompanied alien child in removal proceedings, or was under 18 at the time of filing; cases that are already completed and pending review or service, such as unserved administrative closures; and cases already scheduled for interview.
(2) USCIS发现,在最后一次入境十年或以上后提交的案件,通常是外国人希望利用积极庇护程序作为进入驱逐程序的途径,以便在移民法官(IJ)面前根据INA第240A(b)条,8 U.S.C. 1229b(b),申请取消驱逐并调整身份为合法永久居民。(印刷页第47106页)
(2) USCIS has found that cases filed 10 or more years after last entry or blank entry date often are cases where the alien wanted to use the affirmative asylum process as a pathway to removal proceedings so that he or she could apply for cancellation of removal and adjustment of status to lawful permanent resident under INA 240A(b), 8 U.S.C. 1229b(b), before an IJ. ( printed page 47106)
(3) 仅当表1注(1)中提及的所有其他参数(例如从未被安排面谈)均符合时,才将在最后一次入境十年或以上后提交的案件纳入本数据。
(3) Cases filed 10 or more years after last entry or blank entry date are only included in this data if all other parameters mentioned in Table 1, Note 1, such as not having ever been scheduled for an interview, are present.
资料来源:美国国土安全部(DHS)美国公民及移民服务局(USCIS)首席数据与分析办公室(CDAO)。NPR报告,HQRAIO,GLOBAL,针对PAER0019563于2025年12月查询。
Source: U.S. Department of Homeland Security, U.S. Citizenship and Immigration Services, Chief Data and Analytics Office (CDAO). NPR Report, HQRAIO, GLOBAL, queried 12/2025 for PAER0019563.
关于一年期申请期限(OYFD),外国人必须以清楚且令人信服的证据证明其庇护申请是在其最后一次抵达美国之日起一年内提交的,或者必须使裁决人员确信存在实质性影响该外国人庇护资格的情势变化,或者存在与提交延误相关的特殊情况。参见《移民与国籍法》(INA)第208(a)(2)(B)条和第(D)条,8 U.S.C. 1158(a)(2)(B)和(D);另见8 CFR 208.4(a)(2)、(4)和(5)。外国人被要求在I-589表格C部分第5题中提供与一年期申请期限相关的信息和证据。外国人还被告知,他或她必须准备在“面谈或听证”时解释为何未在抵达后第一年内提交庇护申请。如果申请似乎是在外国人最后一次抵达美国一年以后提交的,庇护官(AO)、移民法官(IJ)或移民上诉委员会(BIA)将确定该外国人是否符合该期限的例外情形。参见8 CFR 208.4(a)(2)(B)。
With respect to the OYFD, an alien must demonstrate by clear and convincing evidence that his or her asylum application was filed within one year after the date of his or her last arrival in the United States or prove to the satisfaction of the adjudicator either the existence of changed circumstances which materially affect the alien's eligibility for asylum or extraordinary circumstances relating to the delay in filing. See INA 208(a)(2)(B) and (D), 8 U.S.C. 1158(a)(2)(B) and (D); see also8 CFR 208.4(a)(2), (4), and (5). Aliens are instructed to provide relevant information and evidence related to the OYFD in response to Part C, question 5 on Form I-589. The alien is also told that he or she must be prepared to explain at the “interview or hearing” why he or she did not file the asylum application within the first year after arrival. If an application appears to have been filed more than one year after the alien last arrived in the United States, the AO, the IJ, or the Board of Immigration Appeals (BIA) will determine whether the alien qualifies for an exception to the deadline. See8 CFR 208.4(a)(2)(B).
相关法规解释,实质性影响申请人庇护资格的情势变化包括但不限于:(A)外国人国籍国,或如为无国籍人士则为其最后惯常居住国,境内情况发生变化;(B)外国人自身情况发生变化,包括适用的美国法律发生变化,以及外国人在其所担心遭受迫害的国家以外从事使其面临风险的活动;或(C)对于此前作为受抚养人被列入另一名外国人未决庇护申请中的外国人而言,因婚姻、离婚、死亡或年满21周岁而丧失与主申请人之间的配偶或亲子关系。参见8 CFR 208.4(a)(4)(i)。外国人必须在情势变化发生后的合理期限内提交庇护申请,在判断何为合理期限时,应考虑外国人延迟知晓该情势变化的情况。参见8 CFR 208.4(a)(4)(ii)。
Regulations explain that changed circumstances materially affecting the applicant's eligibility for asylum include but are not limited to: (A) changes in conditions in the alien's country of nationality or, if stateless, country of last habitual residence; (B) changes in the alien's circumstances, including changes in applicable United States law and activities the alien becomes involved in outside the country of feared persecution that place the alien at risk; or (C) in the case of an alien who had previously been included as a dependent in another alien's pending asylum application, the loss of the spousal or parent-child relationship to the principal applicant through marriage, divorce, death, or attainment of age 21. See8 CFR 208.4(a)(4)(i). The alien must file an asylum application within a reasonable period given the changed circumstance(s), with delayed awareness taken into account as to what constitutes a reasonable period. See8 CFR 208.4(a)(4)(ii).
关于特殊情况,相关法规规定,举证责任在于外国人,其必须使庇护官(AO)、移民法官(IJ)或移民上诉委员会(BIA)确信:该情况并非外国人本人通过其作为或不作为故意造成的;该情况与外国人未能在一年期限内提交申请直接相关;并且在该情况下延误是合理的。参见8 CFR 208.4(a)(5)。特殊情况可能包括但不限于:(一)在抵达后一年期限内患有严重疾病或存在精神或身体残疾,包括过去遭受迫害或暴力伤害所造成的任何影响;(二)法定行为能力受限(例如,外国人在抵达后一年期限内为未成年人);(三)律师代理不力;(四)外国人在提交庇护申请前的合理期限内一直持有临时保护身份(TPS)、合法移民或非移民身份,或获准假释入境;(五)外国人在一年期限届满前已提交庇护申请,但该申请因不符合提交要求而被美国公民及移民服务局(USCIS)驳回,被退回外国人要求更正,并在合理期限内重新提交;以及(六)外国人的法定代理人或其直系亲属死亡、罹患重病或丧失行为能力。参见8 CFR 208.4(a)(5)(i)至(vi)。
For extraordinary circumstances, regulations state that the burden of proof is on the alien to establish to the satisfaction of the AO, the IJ, or the BIA that the circumstances were not intentionally created by the alien through his or her own action or inaction, that those circumstances were directly related to the alien's failure to file the application within the one-year period, and that the delay was reasonable under the circumstances. See8 CFR 208.4(a)(5). Extraordinary circumstances may include but are not limited to: (i) serious illness or mental or physical disability, including any effects of persecution or violent harm suffered in the past, during the one-year period after arrival; (ii) legal disability ( e.g., the alien was a minor during the one-year period after arrival); (iii) ineffective assistance of counsel; (iv) the alien maintained Temporary Protected Status (TPS), lawful immigrant or nonimmigrant status, or was given parole, until a reasonable period before the filing of the asylum application; (v) the alien filed an asylum application prior to the expiration of the one-year deadline, but that application was rejected by USCIS as not properly filed, was returned to the alien for corrections, and was refiled within a reasonable period; and (vi) the death or serious illness or incapacity of the alien's legal representative or a member of the alien's immediate family. See8 CFR 208.4(a)(5)(i)-(vi).
因未满足一年申请期限要求而不符合申请庇护资格的外国人,仍有资格在移民法官(IJ)面前申请暂缓遣返。参见8 CFR 208.3(b)。
An alien who is not eligible to apply for asylum for failure to meet the one-year filing requirement is still eligible to apply for withholding of removal before an IJ. See8 CFR 208.3(b).
二、符合难民资格认定
2. Qualifying as a Refugee
为获得庇护,外国人必须证明其属于《移民与国籍法》(INA)第101(a)(42)(A)条,8 U.S.C. 1101(a)(42)(A)所指的难民。参见INA第208(b)(1)(A)条,8 U.S.C. 1158(b)(1)(A)。如果外国人身处其国籍国之外(如为无国籍人士,则为其最后惯常居所国之外),且由于其种族、宗教、国籍、特定社会群体成员身份或政治观点而曾遭受迫害,或有合理可能性在其国籍国(如为无国籍人士,则为其最后惯常居所国)遭受未来迫害,以致无法或不愿返回该国,且无法或不愿寻求该国的保护,则应认定该外国人为难民。参见INA第101(a)(42)条,8 U.S.C. 1101(a)(42)。另参见8 CFR 208.13(b)(1)及(2)。证明曾遭受迫害的外国人,就其最初所提出的申请而言,应推定其对迫害存有充分依据的恐惧。参见8 CFR 208.13(b)(1)。如庇护官(AO)或移民法官(IJ)以优势证据认定情况已发生根本性变化,致使该外国人在其国籍国(如为无国籍人士,则为申请人最后惯常居所国)已不再对迫害存有充分依据的恐惧,或该外国人可通过迁居至其国籍国(如为无国籍人士,则为其最后惯常居所国)另一地区而避免未来迫害,且期待该外国人如此行事属合理,则该推定可被推翻。同上;另参见8 CFR 208.13(b)(1)(i)(A)至(B)、(b)(3);另参见8 CFR 1208.13(b)(1)、(b)(1)(i)(A)至(B)。即使充分依据恐惧的推定已被推翻,若外国人能证明基于过去迫害的严重程度而存在不愿或无法返回该国的令人信服的理由,或证明其被遣返至该国后有遭受其他严重伤害的合理可能性,则仍可获准予庇护。参见8 CFR 208.13(b)(1)(iii)。
In order to be granted asylum, an alien must establish that he or she is a refugee within the meaning of INA 101(a)(42)(A), 8 U.S.C. 1101(a)(42)(A). See INA 208(b)(1)(A), 8 U.S.C. 1158(b)(1)(A). An alien shall be found to be a refugee if he or she is outside of their country of nationality (or, if stateless, in his or her country of last habitual residence) and is unable or unwilling to return to that country and is unable or unwilling to avail himself or herself of that country because he or she has suffered past persecution or there is a reasonable possibility the alien will suffer future persecution in the alien's country of nationality (or, if stateless, in his or her country of last habitual residence) on account of his or her race, religion, nationality, membership in a particular social group, or political opinion. See INA 101(a)(42), 8 U.S.C. 1101(a)(42); see also8 CFR 208.13(b)(1) and (2). An alien who establishes past persecution is presumed to have a well-founded fear of persecution on the basis of the original claim. See8 CFR 208.13(b)(1). That presumption may be rebutted if an AO or IJ finds by a preponderance of the evidence that there has been a fundamental change in circumstances such that the alien no longer has a well-founded fear of persecution in their country of nationality (or, if stateless, in the applicant's country of last habitual residence), or that the alien could avoid future persecution by relocating to another part of the alien's country of nationality (or, if stateless, another part of the alien's country of last habitual residence) and it would be reasonable to expect the alien to do so. Id.; see also8 CFR 208.13(b)(1)(i)(A)-(B), (b)(3); see also8 CFR 1208.13(b)(1), (b)(1)(i)(A)-(B). Where the presumption of well-founded fear has been rebutted, an alien may still be granted asylum in the absence of well-founded fear of persecution if the alien demonstrates compelling reasons for being unwilling or unable to return to the country arising out of the severity of the past persecution, or the alien establishes there is a reasonable possibility that he or she may suffer other serious harm upon removal to that country. See8 CFR 208.13(b)(1)(iii).
3. 批准庇护的强制性禁止情形
3. Mandatory Bars to a Grant of Asylum
根据INA第208(b)(2)条,8 U.S.C. 1158(b)(2),在下列情形下,外国人依法不具备获得庇护的资格:
Under INA 208(b)(2), 8 U.S.C. 1158(b)(2), an alien is statutorily ineligible for a grant of asylum if:
(一)该外国人曾下令、煽动、协助或以其他方式参与因种族、宗教、国籍、特定社会群体成员身份或政治观点而对他人实施的迫害;[13]
(i) the alien ordered, incited, assisted, or otherwise participated in the persecution of any person on account of race, religion, nationality, membership in a particular social group, or political opinion; [13]
(二)该外国人因被判定犯有最终判决确定的特别严重罪行,而对美国社区构成危险;[14]
(ii) the alien, having been convicted by a final judgment of a particularly serious crime, constitutes a danger to the community of the United States; [14]
(三)有充分理由相信该外国人在抵达美国之前曾在美国境外犯有严重非政治性罪行;
(iii) there are serious reasons for believing that the alien has committed a serious nonpolitical crime outside the United States prior to the arrival of the alien in the United States;
(四)有合理理由认为该外国人对美国的国家安全构成危险;
(iv) there are reasonable grounds for regarding the alien as a danger to the security of the United States;
(五)该外国人属于本法第1182(a)(3)(B)(i)条第(I)、(II)、(III)、(IV)或(VI)款或第1227(a)(4)(B)条所述人员(涉及恐怖活动),除非在仅属第1182(a)(3)(B)(i)条第(IV)款所述人员的情形下,司法部长酌情认定没有合理理由认为该外国人对美国国家安全构成危险;或
(v) the alien is described in subclause (I), (II), (III), (IV), or (VI) of section 1182(a)(3)(B)(i) of this title or section 1227(a)(4)(B) of this title (relating to terrorist activity), unless, in the case only of an alien described in subclause (IV) of section ( printed page 47107) 1182(a)(3)(B)(i) of this title, the Attorney General determines, in the Attorney General's discretion, that there are not reasonable grounds for regarding the alien as a danger to the security of the United States; or
(六)该外国人在抵达美国之前已在另一国家获得永久定居安置。
(vi) the alien was firmly resettled in another country prior to arriving in the United States.
如有证据表明该外国人可能受制于批准庇护的强制性禁止情形,则该外国人负有以优势证据证明该禁止情形不适用的举证责任。[15]
If evidence indicates that the alien may be subject to a mandatory bar to a grant, then the alien has the burden of proving by a preponderance of the evidence that the bar does not apply.[15]
4. 自由裁量权
4. Discretion
资产官员(AO)会权衡有利和不利的自由裁量因素,以确定符合难民定义的外国人是否应作为自由裁量事项获准庇护。[16] 虽然可考虑的因素并无穷尽清单,但自由裁量分析通常是在事实调查程序之后进行的,并在全部情况下权衡不利因素与有利因素。[17] 是否行使有利的自由裁量权,通常是在资产官员已确定该外国人符合所有适用的门槛资格要求之后进行评估的,而该外国人对所申请福利的门槛资格通常被视为一项有利因素。在没有任何不利因素的情况下,美国公民及移民服务局(USCIS)通常会行使有利的自由裁量权。[18] 一般而言,如果没有与该外国人属于难民这一有利因素相抗衡的不利因素,拒绝给予该福利将是对自由裁量权的不当使用。然而,尽管与资格相关的因素通常被赋予最大权重,包括在外国人符合福利资格的情形下,但并无任何成文法或法规要求裁决官在作出不利的自由裁量决定之前必须认定该外国人为难民。
The AO balances positive and negative discretionary factors to determine if the alien who meets the definition of a refugee merits a grant of asylum as a matter of discretion.[16] While there is no exhaustive list of factors that can be considered, a discretionary analysis generally occurs after a fact-finding process and weighs negative factors against positive factors in the totality of the circumstances.[17] Whether to favorably exercise discretion is typically assessed after an AO has determined that the alien meets all applicable threshold eligibility requirements, with the alien's threshold eligibility for the benefit sought generally considered to be a positive factor. Absent any negative factors, USCIS ordinarily exercises discretion favorably.[18] Generally, if there are no negative factors to weigh against the positive factor that the alien is a refugee, denial of the benefit would be an inappropriate use of discretion. However, although factors material to eligibility have generally been given the most weight, including where an alien is eligible for the benefit, there is no statutory or regulatory requirement that an adjudicator find that the alien is a refugee prior to making a negative discretionary decision.
C. 资格结果
C. Eligibility Outcomes
如果资产官员确定该外国人有资格申请庇护、符合难民定义、不受庇护法定禁止情形的限制,且作为自由裁量事项应获准庇护,则资产官员准予庇护。参见《移民与国籍法》(INA)第208(b)条,8 U.S.C. 1158(b)。如果资产官员确定该外国人不符合庇护资格,或作为自由裁量事项不应获准庇护,且该外国人保有在美国合法居留的依据,则资产官员作出拒绝决定。参见8 CFR 208.14(c)(2)至(3)。如果资产官员确定该外国人不符合庇护资格,或作为自由裁量事项不应获准庇护,且该外国人不再保有在美国合法居留的依据,则资产官员将该申请移交至美国移民法院(EOIR),将该外国人置于遣返程序之中。[19] 参见8 CFR 208.14(c)(1)、(4)。此后,该外国人可在移民法官(IJ)面前申请庇护或暂缓遣返。参见8 CFR 1208.14(a)、(c)(1)、(4);另见8 CFR 1240.1(a)。这些资格结果,即资产官员决定准予、拒绝或移交庇护申请,在本规则下不会发生变化。
If the AO determines that the alien is eligible to apply for asylum, meets the definition of a refugee, is not subject to a statutory bar to asylum, and merits a grant of asylum as a matter of discretion, the AO grants asylum. See INA 208(b), 8 U.S.C. 1158(b). If the AO determines that the alien is not eligible for asylum or does not merit a grant of asylum as a matter of discretion, and the alien maintains a lawful basis to remain in the United States, the AO issues a denial. See8 CFR 208.14(c)(2)-(3). If the AO determines that the alien is not eligible for asylum or does not merit a grant of asylum as a matter of discretion, and the alien does not maintain a lawful basis to remain in the United States, the AO refers the application to EOIR, placing the alien into removal proceedings.[19] See8 CFR 208.14(c)(1), (4). The alien can then apply for asylum or withholding of removal before an IJ. See8 CFR 1208.14(a), (c)(1), (4); see also8 CFR 1240.1(a). These eligibility outcomes—an AO determining whether to grant, deny, or refer an application for asylum—do not change under the rule.
D. 遵守法定义务
D. Compliance with Statutory Obligations
《移民与国籍法》并未规定庇护申请人享有面谈的权利。[20] 然而,《移民与国籍法》确实规定了庇护程序,包括在为外国人提供面谈或听证的情况下,应提供面谈或听证的期望性时间框架。具体而言,《移民与国籍法》第208(d)(5)(A)(ii)条,8 U.S.C. 1158(d)(5)(A)(ii)规定:“在无特殊情形的情况下,庇护申请的初次面谈或听证应在申请提交之日后不迟于45天内开始。”另见《移民与国籍法》第208(d)(5)(A)(v)条,8 U.S.C. 1158(d)(5)(A)(v)(授权美国公民及移民服务局在外国人“未经事先许可或在无特殊情形的情况下”未能出席预定面谈时驳回庇护申请)。因此,尽管《移民与国籍法》表明国会意图是,如果提供面谈或听证,应在一定时间框架内进行,但这种可能通过证言获得听审并满足证明资格举证责任的机会,并未明确或专门要求美国公民及移民服务局必须提供或进行面谈。[21] 尽管根据本规则处理的申请将更快地使某些外国人进入遣返程序,但最终被移交至美国移民法院的外国人总数不一定会增加,因为本规则的目的是在即使进行面谈该申请也会被移交的情况下,无需面谈即移交该申请。[22]
The INA does not require that asylum applicants have a right to an interview.[20] The INA does, however, outline asylum procedures, including an aspirational timeframe in which an interview or hearing must be provided should one be offered to the alien. Specifically, INA 208(d)(5)(A)(ii), 8 U.S.C. 1158(d)(5)(A)(ii) states: “in the absence of exceptional circumstances, the initial interview or hearing on the asylum application shall commence not later than 45 days after the date an application is filed.” See also INA 208(d)(5)(A)(v), 8 U.S.C. 1158(d)(5)(A)(v) (authorizing USCIS to dismiss an asylum application if the alien fails to appear for a scheduled interview “without prior authorization or in the absence of exceptional circumstances”). Therefore, while the INA shows congressional intent that any interview or hearing, if offered, be conducted within a certain timeframe, such potential opportunity to be heard and meet the burden to show eligibility through testimony does not explicitly or exclusively require USCIS to offer or to conduct an interview.[21] Although applications processed under the rule will more quickly place certain aliens into removal proceedings, the overall number of aliens who will ultimately be referred to EOIR will not necessarily increase because the purpose of the rule is to refer applications without interview where the application will have been referred even if an interview had been conducted.[22]
通过该规则,美国公民及移民服务局(USCIS)允许庭审官(AO)在不进行面谈的情况下,将某些庇护申请移交至移民法院审查办公室(EOIR)。并非所有庇护申请都会在没有面谈的情况下根据该规则被移交。只有在预定面谈之前,庭审官已确定外国人不符合获得庇护资格或不应获得庇护时,美国公民及移民服务局方可在未进行面谈的情况下移交正向庇护申请。在作出任何批准或拒绝庇护决定之前,或在庇护面谈须符合其他诉讼(第47108页)或和解协议要求的情况下,美国公民及移民服务局仍会进行面谈。此外,该规则仅适用于那些不具有合法依据留在美国的外国人。因此,此类外国人可被置于驱逐程序中,以便在移民法官(IJ)面前提出其庇护申请或暂缓驱逐的申请。此外,由于庭审官仍须依照8 CFR 208.19的要求对申请作出决定,该机构仍继续遵守现行法规中要求美国公民及移民服务局对申请作出裁决的规定。参见8 CFR 208.9(a)。[23] 最后,正如本序言第III.A节所述,法律并未要求庭审官在作出自由裁量决定之前必须先作出资格认定。因此,美国公民及移民服务局允许庭审官在未确定外国人是否符合庇护资格的情况下,基于自由裁量权移交申请的做法变更,仍符合《移民与国籍法》(INA)及现行法规的规定。
Through the rule, USCIS permits an AO to refer certain asylum applications to EOIR without conducting an interview. Not all asylum applications are referred without interview under the rule. USCIS may only refer affirmative asylum applications without an interview if it determines prior to a scheduled interview that the alien is not eligible for a grant of asylum or does not merit a grant of asylum. USCIS still conducts an interview prior to any grant or denial of asylum, or where an asylum interview complies with other litigation ( printed page 47108) or settlement agreements. Additionally, the rule only applies to aliens who do not maintain a lawful basis to remain in the United States. Therefore, such aliens could be placed in removal proceedings to present his or her application for asylum or withholding of removal in front of an IJ. Furthermore, because an AO still issues a decision on the application as required by 8 CFR 208.19, the agency continues to comply with existing regulations requiring USCIS to adjudicate the claim. See8 CFR 208.9(a).[23] Lastly, as discussed in section III.A of this preamble, there is no statutory requirement that an AO make an eligibility determination prior to making a discretionary determination. Therefore, USCIS' change in practice to permit AOs to refer an application as a matter of discretion without determining whether the alien is eligible for the benefit of asylum is still in compliance with the INA and existing regulations.
E. 正向庇护面谈程序的历史沿革
E. History of Affirmative Asylum Interview Procedures
1994年,立法程序最初提议修订8 CFR 208.9(a)款,明确将庇护面谈规定为“可自由裁量的”,但该机构最终决定在裁决庇护申请之前继续提供庇护面谈。[24] 尽管公众意见指出,拒绝面谈将剥夺外国人在非对抗性环境中口头陈述其申请理由的机会,但该机构认为,拟议规则通过保留在移民法官面前进行庇护及暂缓驱逐程序的权利,充分承认了外国人的正当程序权利。[25] 该机构进一步认为,在当时,无需修订法规明确规定庇护面谈具有自由裁量性质,即可实现简化庇护裁决程序的目标。[26] 1994年最终规则修订了8 CFR 208.9(a),规定如下:“对于每一份在第208.3(c)(5)条意义上已属完整,且属于难民、庇护及假释事务办公室管辖范围内的庇护或暂缓驱逐申请,庇护官员均应进行面谈。”尽管1994年拟议规则通知中并未明确包含“面谈权利”的措辞,但最终规则同时修订了8 CFR 208.10,规定“无正当理由未能出席预定面谈……可被视为放弃与庇护官员面谈的权利……”,并修订了8 CFR 208.14(b)(2),规定庇护官员可在面谈后移交申请,或在“申请人被视为已放弃其面谈权利”的情况下移交申请。[27]
In 1994, rulemaking initially proposed to amend paragraph (a) of 8 CFR 208.9 to explicitly make asylum interviews “discretionary,” but the agency ultimately decided to continue offering asylum interviews prior to the adjudication of an asylum application.[24] Although public comments identified concerns that denying an interview would deprive an alien of the opportunity to verbally articulate his or her claim in a non-adversarial setting, the agency concluded the proposed rule fully recognized the due process rights of aliens by preserving asylum and withholding of deportation proceedings before an IJ.[25] The agency further concluded that the goal of streamlining asylum adjudications could be met, at that time, without amending regulations to specify that asylum interviews would be discretionary.[26] The 1994 final rule amended 8 CFR 208.9(a) to state: “For each application for asylum or withholding or deportation that is complete within the meaning of Sec. 208.3(c)(5) and that is within the jurisdiction of the Office of Refugees, Asylum, and Parole, an interview shall be conducted by an asylum officer.” Even though “right to an interview” language was not explicitly included in the 1994 notice of proposed rulemaking, the final rule also amended 8 CFR 208.10 to state that “failure without good cause to appear for a scheduled interview . . . may be deemed to constitute a waiver of the right to an interview with an asylum officer . . . .” and 8 CFR 208.14(b)(2) to provide that an AO may refer an application either after an interview or if “the applicant is deemed to have waived his or her right to an interview.” [27]
1997年,为实施《非法移民改革和移民责任法》(IIRIRA)中关于庇护申请处理等事项的规定并简化法规措辞,相关立法将8 CFR 208.9(a)中原规定“庇护官员应进行面谈”的措辞替换为以下文字,该文字与目前仍在使用的措辞一致:“美国公民及移民服务局应对每一份在第208.3(a)(2)条或(视情况而定)第(c)(3)条意义上已属完整,且根据第208.2(a)条属于美国公民及移民服务局管辖范围内的庇护申请人的申请作出裁决。”[28] 1997年临时规则还修订了8 CFR 208.10条中关于未出席庇护官员面谈的规定,但保留了1994年规则所确立的面谈权利的相关表述。[29] 最后,1997年临时规则修订了8 CFR 208.4(a)条,规定“[如]申请人提交庇护申请,且显示《移民与国籍法》第208(a)(2)条所载的一项或多项禁止性规定适用,庇护官员或移民法官应审查该申请,以确定该申请是否应予拒绝或驳回。”[30]
In 1997, rulemaking to implement the provisions of IIRIRA governing, among others, the handling of asylum claims and streamline regulatory language amended 8 CFR 208.9(a) to replace language stating that “an interview shall be conducted by an asylum officer” with the following text that aligns with language still currently used: “USCIS shall adjudicate the claim of each asylum applicant whose application is complete within the meaning of 208.3(a)(2) or (c)(3), when applicable, and is within the jurisdiction of USCIS pursuant to 208.2(a).” [28] The 1997 interim rule also amended 8 CFR 208.10 regarding failure to appear for an interview by an AO, but retained the reference to a right to an interview that was codified by the 1994 rule.[29] Lastly, the 1997 interim rule amended 8 CFR 208.4(a) so that it provided “[i]f an applicant submits an asylum application and it appears that one or more of the prohibitions contained in section 208(a)(2) of the Act apply, an asylum officer or an immigration judge shall review the application to determine if the application should be rejected or denied.” [30]
2000年,前移民归化局(INS)发布了另一项规则,更新了实施《非法移民改革和移民责任法》(IIRIRA)庇护条款的相关法规。[31]该规则修订了8 CFR 208.4(a)中的这句话,明确规定庇护官(AO)的审查是“在面谈中”进行,而移民法官的审查是“在听审中”进行。[32]2000年规则修订本条款的原因是,当时认定,关于逾期提交问题的决定最好是在“庇护官在面谈中,或移民法官在听审中”给予外国人机会陈述任何与提交禁止相关且有用的信息之后作出。[33]8 CFR第208部分中关于面谈的这些相关条款在相关部分一直保持不变,直至本临时最终规则(IFR)。
In 2000, the former INS issued another rule updating the regulations implementing IIRIRA's asylum provisions.[31] That rule revised this sentence in 8 CFR 208.4(a) to specify that the AO's review is “in an interview” and the immigration judge's review is “in a hearing.” [32] The 2000 rule amended this provision because it was determined, at that time and in part, that the decision on an untimely filing issue could best be made after an “asylum officer, in an interview, or immigration judge, in a hearing” had given an alien the opportunity to present any relevant and useful information bearing on any prohibitions on filing.[33] These relevant provisions regarding an interview in 8 CFR part 208 remained otherwise unchanged in relevant part until this IFR.
F. 规则的理由和正当性
F. Reason and Justification for Rule
美国的庇护系统正面临前所未有的危机,这正在使其裁决能力承受巨大压力,并削弱了对寻求庇护者的及时保护。美国公民及移民服务局(USCIS)每年收到的正面庇护申请数量在过去五年中大幅增长,2023年达到465,810份的高峰。见表5。截至2025财年末,USCIS仍有超过140万份正面庇护申请待处理(见表5),这反映出十多年来持续增长的态势,其原因是持续的高申请量和全球流离失所人数的频繁激增。[34]年度收案量和财年末待处理申请数量的增加,意味着寻求庇护者可能需要等待超过7.3年才能获得结果解决,期间处于漫长的法律和个人不确定状态(见表5)。如果国土安全部(DHS)不通过本规则采取干预措施以改善正面庇护程序并提升USCIS的运作效率,则每个财年末的待处理申请数量将继续攀升。减少USCIS的正面庇护积压案件,也有助于维护我们的国家安全、公共安全以及移民系统的完整性。
The asylum system in the United States is facing an unprecedented crisis that is straining its adjudicatory capacity and undermining the timely protection of individuals seeking refuge. The volume of annual affirmative asylum applications USCIS receives has grown significantly in the past five years, reaching a high of 465,810 in 2023. See Table 5. By the end of FY 2025, over 1.4 million affirmative asylum applications remained pending at USCIS ( see Table 5), reflecting more than a decade of continuous growth fueled by sustained high filing volumes and frequent surges in global displacement.[34] The increase in annual receipts and end of FY pending applications mean that individuals seeking asylum may wait over 7.3 years for resolution in prolonged legal and personal uncertainty ( See Table 5). Without DHS intervention to improve the affirmative asylum process and expand USCIS' operational efficiencies with this rule, the number of pending applications at the end of each FY will continue to escalate. Reducing the affirmative asylum backlog at USCIS also safeguards our national security, public safety, and the integrity of the immigration system.
为解决这些问题,USCIS正在修订法规,允许庇护官在不进行面谈的情况下,根据案卷记录和其他相关证据,将某些申请转交移民法院(EOIR)。通过本规则,USCIS对现行法规作出必要修改,删除有关“有权获得”面谈的表述,并删除要求庇护官“在面谈中”审查并决定任何提交禁止事项的语言,以确保未来和现有的庇护申请人能够更好地理解正面庇护程序。参见8 CFR 208.10;另见8 CFR 208.14(c)。更具体地说,庇护申请人将了解到他们可能不会获得面谈机会,从而鼓励外国人在提交申请时即提交支持其庇护申请的所有证据。更新这些条款使庇护事务司能够更好地应对当前的运作现实,从而与USCIS提高运作效率的目标保持一致。此外,让庇护申请人清楚地了解(印刷页第47109页)本机构长期以来对每份庇护申请都进行面谈的做法所发生的这一变化,将提高申请的质量和完整性,也使外国人能够更充分地为庇护程序做好准备。
To address these issues, USCIS is amending regulations to permit AOs to refer certain applications to EOIR, without conducting an interview, based on the record and other relevant evidence. Through this rule, USCIS provides the necessary change to existing regulations by removing references to a “right to” an interview, and removing language that an AO shall review and determine any prohibitions on filing “in an interview,” to ensure that both future and current asylum applicants better understand the affirmative asylum process. See8 CFR 208.10; see also8 CFR 2018.14(c). More specifically, asylum applicants will understand that they may not be offered an opportunity for an interview, thus encouraging aliens to submit any and all evidence in support of his or her asylum claim at the time of filing. Updating these provisions allows the Asylum Division to better meet its current operational realities, thus, aligning with USCIS' goal of increased operational efficiency. Additionally, providing asylum applicants with a clear ( printed page 47109) understanding of this change in the agency's long-standing practice of interviewing each asylum application results in improved application quality and completeness, as well as aliens who are better prepared for the asylum process.
本规则影响那些可被驱逐出境、因而可能被置于驱逐程序中、向移民法官提出庇护或暂缓驱逐申请的外国人。
The rule affects aliens who are removable and could therefore be placed in removal proceedings to present their application for asylum or withholding of removal to an IJ.
鉴于不断增加的庇护申请收案量,以及需要高效处理超过140万件正面庇护积压案件(其中包括超过40万份逾期提交的庇护申请),本机构有必要作出此项变更。[35]其中许多待处理案件,庇护官无需进行面谈即可得出外国人不具备申请庇护资格或不符合获得庇护资格的法律结论。例如,在过去五个财年中,大约77%经USCIS面谈后转交EOIR的逾期提交庇护申请,其转交理由均为外国人未能满足一年提交期限(OYFD)要求或未能证明符合该要求的例外情形。有关2021财年至2025财年正面庇护申请中入境日期超过一年后提交的申请收案量、面谈后转交此类案件的情况及转交依据的详细信息,见表2。
This change is necessary for the agency to keep up with receipts of incoming asylum applications and to efficiently process a backlog of over 1.4 million affirmative asylum cases, including over 400,000 asylum applications that were untimely filed.[35] Many of these pending cases do not require an interview for an AO to come to the legal conclusion that an alien is ineligible to apply for asylum or ineligible for a grant of asylum. For example, over the past five FYs, approximately 77 percent of untimely filed asylum applications that were referred to EOIR after an interview with USCIS were referred on the basis that the alien failed to meet, or establish an exception to, the OYFD. See Table 2 for details on FY 2021 through FY 2025 affirmative asylum receipts of applications filed more than one year after date of entry, referrals of such cases after interview, and the basis for referral.
表2, 2021财年至2025财年截至2025年12月11日在入境日期一年后提交或入境日期为空白的待决肯定性庇护申请情况
Table 2—Pending Affirmative Asylum Applications Filed More Than One Year After Date of Entry or With Blank Date of Entry, Fiscal Years 2021 Through FY 2025 as of December 11, 2025
提交财年 | 待决总数 | 批准总数 | 转介总数 | 基于一年提交期限转介的数量 | 以一年提交期限为转介依据的转介比例(%) | 提交案件总数
FY of filing | Total pending | Total granted | Total referred | Referred based on one-year filing deadline | Percent of referrals with one-year filing deadline as basis for referral (%) | Total cases filed
2021 | 19,955 | 1,125 | 5,571 | 4,480 | 80.4 | 26,651
2021 | 19,955 | 1,125 | 5,571 | 4,480 | 80.4 | 26,651
2022 | 36,824 | 1,732 | 2,797 | 2,226 | 79.6 | 41,353
2022 | 36,824 | 1,732 | 2,797 | 2,226 | 79.6 | 41,353
2023 | 90,864 | 8,091 | 893 | 721 | 80.7 | 99,848
2023 | 90,864 | 8,091 | 893 | 721 | 80.7 | 99,848
2024 | 138,061 | 1,714 | 1,137 | 957 | 84.2 | 140,912
2024 | 138,061 | 1,714 | 1,137 | 957 | 84.2 | 140,912
2025 | 207,830 | 1,592 | 6,472 | 4,590 | 70.9 | 215,894
2025 | 207,830 | 1,592 | 6,472 | 4,590 | 70.9 | 215,894
五年总计 | 493,534 | 14,254 | 16,870 | 12,974 | 76.9 | 524,658
5-Year Total | 493,534 | 14,254 | 16,870 | 12,974 | 76.9 | 524,658
五年年均 | 98,707 | 2,851 | 3,374 | 2,595 | 76.9 | 104,932
5-Year Annual Average | 98,707 | 2,851 | 3,374 | 2,595 | 76.9 | 104,932
注释:
Notes:
(1)本数据包含入境日期为空白的情形。
(1) This data includes where there is a blank entry date.
(2)本数据包含入境日期为空白或入境日期有误,从而最初表明存在一年提交期限问题的案件。
(2) This data includes cases where there is a blank date of entry or an error in the date of entry that initially indicates a one-year filing deadline issue.
(3)本数据不包括拒绝意向通知书或最终拒绝决定。
(3) This data does not include Notices of Intent to Deny or Final Denials.
(4)本数据不包括正处于驱逐程序中且不受提交期限限制的无人陪伴外国儿童。
(4) This data does not include aliens who are an unaccompanied alien child in removal proceedings and are not subject to the filing deadline.
(5)待决总数包括待面谈和/或待裁决的案件。
(5) Total pending includes cases pending interview and/or adjudication.
(6)提交案件总数包括此后未经裁决而已结案的案件,包括外国人撤回庇护申请的情形。
(6) Total cases filed includes cases that have since been closed without adjudication, including where the alien withdrew the application for asylum.
资料来源:美国国土安全部(Department of Homeland Security,DHS),美国公民及移民服务局(U.S. Citizenship and Immigration Services,USCIS),首席数据与分析办公室。NPR报告,HQRAIO,GLOBAL,于2025年12月为PAER0019563查询。
Source: U.S. Department of Homeland Security, U.S. Citizenship and Immigration Services, Chief Data and Analytics Office. NPR Report, HQRAIO, GLOBAL, queried 12/2025 for PAER0019563.
该数据表明,在外国人未及时提交申请并最终被转介至移民审查执行官办公室(EOIR)的情形中,即使在进行面谈后,大多数人仍未能符合提交期限例外情形的资格要求。此外,在过去五个财年中,约94%的逾期提交申请仍处于待面谈状态,或已完成面谈但仍处于待裁决状态。[36] 有关2021财年至2025财年在入境日期一年后提交且待面谈和/或待裁决的肯定性庇护申请的详细情况,请参见表2。这一积压部分是由于美国公民及移民服务局(USCIS)长期以来一贯向所有庇护申请人提供面谈机会的做法所致。
This data shows that where aliens do not file a timely application and are ultimately referred to EOIR, a majority fail to qualify for an exception to the filing deadline even after an interview is conducted. Additionally, over the past five FYs, approximately 94 percent of untimely filed applications are still pending interview or have had an interview completed and are pending adjudication.[36] See Table 2 for details on FY 2021 through FY 2025 affirmative asylum applications filed more than one year after date of entry and pending interview and/or adjudication. This backlog is due, in part, to USCIS' long-standing practice of offering all asylum applicants an interview.
通过修订法规以允许庇护官(AO)在不进行面谈的情况下转介申请,USCIS将通过减少在无实质价值申请上耗费的裁决资源、腾出面谈名额以便按排期优先事项处理案件、以及减少肯定性庇护积压案件,从而提升整体运作效率。根据本规则,庇护官仍须对庇护申请作出裁决。然而,修订法规以允许在不提供面谈的情况下对申请作出裁决,使USCIS能够更迅速地裁决部分庇护申请,从而缩短待决及新提交庇护申请的整体处理时间。及时将不符合庇护资格且可被驱逐的外国人转介至EOIR,有助于更迅速地将此类外国人置于驱逐程序之中,并在其不符合免予驱逐救济资格的情况下将其驱逐出境。
By amending regulations to permit AOs to refer an application without conducting an interview, USCIS will improve overall efficiency of operations by reducing adjudicative resources expended on non-meritorious claims, freeing up interview slots for cases based on scheduling priorities, and reducing the affirmative asylum backlog. Under the rule, an AO still adjudicates the asylum application. However, amending regulations to permit applications to be adjudicated without offering an interview allows USCIS to adjudicate some asylum applications more quickly, thereby reducing overall processing times for pending and incoming applications for asylum. Promptly referring to EOIR aliens who are ineligible for asylum and who are removable facilitates more quickly placing such aliens into removal proceedings and the removal of such aliens if they do not qualify for relief from removal.
该监管修正案对于美国公民及移民服务局(USCIS)保护国家安全和公共安全利益也是必要的。根据该规则,USCIS允许审查官(AO)在不进行面谈的情况下转介申请,这包括外国人被禁止获得庇护或根据自由裁量权不应获得庇护批准的案件。此类案件可能涉及与恐怖主义或严重犯罪有关的问题,这些问题由移民法院而非庇护办公室处理更为适当。USCIS实施的关于如何将该规则适用于涉及恐怖主义或严重犯罪案件的政策指南,将确保对国家安全或公共安全构成威胁的外国人得到及时识别,并在其具备可驱逐条件时被置于驱逐程序中。此类案件呈现出复杂的法律和事实问题,更适合通过《移民与国籍法》(INA)第240条规定的驱逐程序处理,在该程序中,外国人可以在移民法官(IJ)面前提出其庇护申请或其他形式救济的主张,而美国政府的利益将由美国移民及海关执法局(ICE)首席法律顾问办公室(OPLA)的律师妥善代表。(印刷页47110)此外,与审查官不同,移民法官有权审议驱逐以外的其他形式的救济或保护。此外,OPLA拥有更好的资源,并在准备出庭时得到ICE执法与遣返行动办公室(ERO)和ICE国土安全调查局(HSI)的支持。这些正是INA第208条第(d)(5)(B)款,即8 U.S.C. 1158(d)(5)(B)所设想的情形,该条款允许本机构就“与本章不相抵触的对庇护申请审议的任何其他条件或限制”制定法规。
The regulatory amendments are also necessary for USCIS to protect national security and public safety interests. Under the rule, USCIS permits an AO to refer an application without interview, which includes cases where an alien is barred from a grant or does not merit a grant of asylum as a matter of discretion. Such cases can involve issues relating to terrorism or serious crime that are more appropriately handled in an immigration court rather than an asylum office. Policy guidance implemented by USCIS regarding how to apply the rule to cases involving terrorism or serious crime will ensure that aliens posing a threat to national security or public safety are promptly identified and placed into removal proceedings if he or she is amenable to removal. Such cases present complex legal and factual issues that are more conducive to INA Section 240 removal proceedings, where the alien can present his or her asylum application or claim for other forms of relief before an IJ and the interests of the ( printed page 47110) United States government will be properly represented by an attorney from the U.S. Immigration and Customs Enforcement (ICE) Office of the Principal Legal Advisor (OPLA). Moreover, unlike an AO, an IJ has authority to consider other forms of relief or protection from removal. Furthermore, OPLA has better resources and the support of ICE Enforcement and Removal Operations (ERO) and ICE Homeland Security Investigations (HSI) as they prepare for court. These are precisely the types of situations contemplated by section (d)(5)(B) of section 208 of the INA, 8 U.S.C. 1158(d)(5)(B), which allows for the agency to provide regulations for “any other conditions or limitations on the consideration of an application for asylum not inconsistent with this chapter.”
此外,根据该规则,USCIS无需等待ICE签发出庭通知书(NTA),而是可以由USCIS自行签发NTA,从而确保USCIS能够及时识别危险外国人并将其置于驱逐程序中。例如,根据此前的机构做法,因危险犯罪行为而被联邦或州羁押的外国人,在其从刑事监管中获释移交ICE羁押之前,无法接受面谈,其申请也无法由USCIS裁决。根据本规则允许对某些申请在无面谈情况下进行转介,USCIS可以继续裁决这些案件,而无需进一步延误。同样,对于已被逮捕并被指控犯有恐怖主义或谋杀等严重罪行的外国人,USCIS可以在适当情况下继续进行无面谈转介,而无需等待该外国人的刑事诉讼程序和羁押结束。
In addition, under the rule, USCIS does not need to wait for ICE to issue the Notice to Appear (NTA), but rather USCIS can issue the NTA, ensuring that USCIS timely identifies and places dangerous aliens in removal proceedings. For example, under previous agency practice, aliens in federal or state custody due to dangerous criminal conduct could not be interviewed and their applications could not be adjudicated by USCIS until the alien was released from criminal custody into ICE custody. Under this rule permitting referrals without interview for certain applications, USCIS can proceed to adjudicate those cases without further delay. Similarly, for aliens who have been arrested and charged with serious crimes, such as terrorism or murder, USCIS can proceed to refer without interview, where appropriate, rather than wait for the alien's criminal proceedings and detention to conclude.
USCIS此前将外国人转介给ICE的程序[37]不足以应对促使制定本规则的公共安全问题。首先,ICE在考虑是否接受转介并签发NTA期间存在延误。其次,ICE考虑是否接受转介所花费的时间进一步延误了对该外国人的裁决,进而延长了该外国人被允许留在美国境内的期限,并增加了该外国人给美国带来的风险。总体而言,在此前的程序下,由于人员配备、资源以及USCIS对ICE和其他执法及情报界响应能力的依赖,USCIS在处理国家安全和公共安全问题方面经历了重大延误。在本序言所述规则下,允许USCIS在无面谈情况下转介申请,本机构能够比此前程序更快地识别和转介具有最严重不利信息的外国人。
The pre-existing process for USCIS to refer aliens to ICE [37] is insufficient to address the public safety concerns motivating this rule. First, there is a delay while ICE considers whether to accept the referral and issue an NTA. Second, the time that ICE takes to consider whether to accept the referral further delays the alien's adjudication, and in turn lengthens the period in which the alien is permitted to remain in the United States and increase the risk to the United States that that alien presents. Overall, under this pre-existing process, USCIS experiences significant delays in processing both national security and public safety concerns due to staffing, resources, and USCIS dependency on ICE, and other law enforcement and intelligence community responsiveness. Under the rule described in this preamble, permitting USCIS to refer an application without interview, the agency is able to identify and refer aliens with the most serious derogatory information more quickly than is possible under pre-existing processes.
根据该规则,USCIS将就在无面谈转介之前是否以及如何与欺诈检测和国家安全局(FDNS)进行协调发布指导意见,以应对这样的情形:即根据此前的政策指导,USCIS向ICE转介某一具体案件,相较于根据本规则进行无面谈转介,能够更有效地将该案件移交至行政法官办公室(EOIR)的适当管辖场所。尽管最终是否由ICE逮捕被转介至EOIR的外国人不属于USCIS的管辖范围,但如果根据本规则进行无面谈转介,此类外国人可能比通过此前转介ICE的程序更快地引起ICE的关注。
Under the rule, USCIS will issue guidance about whether and how it will coordinate with FDNS prior to a referral without interview, in the event that a USCIS referral to ICE under pre-existing policy guidance will more efficiently move a specific case to the appropriate venue of EOIR than will a USCIS referral without interview under this rule. Although it is not ultimately in USCIS' purview to determine if an alien referred to EOIR will be apprehended by ICE, such aliens may come to ICE's attention more quickly if referred without interview under this rule than under pre-existing referral to ICE processes.
由于该规则仅适用于尚未安排庇护面谈的外国人,美国公民及移民服务局(USCIS)此举与安排面谈时必须遵循的面谈程序的其他规定保持一致。[38]通过修订相关法规以允许庇护官(AO)在未进行面谈的情况下作出转介决定,USCIS能够将有限的资源集中用于需要通过听取证言进行裁决的庇护申请。鉴于外国人现在需要在申请待决期间为每个日历年缴纳庇护申请费,这一做法也与整体提高效率的努力相一致。[39]
Because the rule only affects aliens who have not yet been scheduled for an asylum interview, USCIS is consistent with other regulations regarding interview procedures that must be followed when an interview is scheduled.[38] By amending regulations to permit AOs to refer without interview, USCIS is able to focus its limited resources on asylum applications that require eliciting testimony for adjudication. This is also consistent with overall efficiency efforts, particularly considering that aliens now need to pay an asylum fee for each calendar year the application is pending.[39]
根据该规则,USCIS通过以下两种方式简化了其裁决决定书的撰写流程。第一,通过取消在转介函中须包含可信度评估的要求,USCIS裁决人员得以将书面决定的重点放在转介的实际理由上,特别是在可信度并非决定依据的情况下。第二,USCIS正在修改有关自由裁量转介的流程,以便庇护官可以在不事先作出资格认定的情况下,基于自由裁量权转介申请。通过这一变更,庇护官能够将分析重点放在对结果具有决定性作用的理由上,而不必耗费宝贵的裁决时间去评估该外国人是否为难民,结果却发现该外国人并不符合获得庇护的条件。因此,通过改变这一做法并向裁决人员发布新的指导,USCIS能够在消极因素最终超过任何积极因素的案件中更快地起草决定书。
Under the rule, USCIS simplifies its adjudicative decision writing process in two ways. First, by removing the requirement to include an assessment of credibility in a referral letter, USCIS adjudicators are able to focus the written decision on the actual reasons for referral, particularly where credibility does not form the basis for the decision. Second, USCIS is modifying its processes regarding discretionary referrals so that an AO may refer an application as a matter of discretion without first making an eligibility determination. With this change, AOs are able to focus their analysis on the outcome-determinative basis for the referral rather than spending valuable adjudicative time assessing whether the alien is a refugee only to find that the alien does not merit a grant of asylum. Therefore, by changing this practice and guidance to its adjudicators, USCIS is able to draft decision letters more quickly in cases where negative factors ultimately outweigh any positive factors.
四、规则讨论
IV. Discussion of Rule
A. 法规修订
A. Regulatory Changes
本规则带来五项法规修订。第一,修订8 CFR第208.4(a)条,删除其中规定庇护官须“在面谈中”审查申请并给予申请人机会就任何提交禁止事由提出任何相关且有用信息的语言。第二,修订8 CFR第208.9(a)(2)条中的一段,允许庇护官在不进行面谈的情况下,根据对案卷及其他相关证据(如适用)的审查作出转介决定。第三,修订8 CFR第208.10条和第208.14条,删除提及“有权获得”面谈的语言,以与庇护申请人并无明确法定权利获得面谈这一事实保持一致。[40]第四,修订8 CFR第208.14(c)条,增加语言确认即使未进行面谈,庇护官也可以转介庇护申请,并删除提及“申请人有权获得”面谈的语言。第五,修订8 CFR第208.19条,增加语言规定拒绝或转介决定函仅在“拒绝”情形下须包含对申请人可信度的评估。
Five regulatory changes result from this rule. First, 8 CFR 208.4(a) is amended to remove language stating that an asylum officer “in an interview” shall review the application and give the applicant the opportunity to present any relevant and useful information bearing on any prohibitions on filing. Second, a paragraph at 8 CFR 208.9(a)(2) is amended to permit an AO to refer without conducting an interview, based on a review of the record and other relevant evidence, as applicable. Third, 8 CFR 208.10 and 208.14 are amended to remove language referring to the “right to an” interview, to be consistent with the fact that there is no explicit statutory right for an asylum applicant to receive an interview.[40] Fourth, 8 CFR 208.14(c) is amended to add language confirming that an AO could also refer an asylum application even if no interview was conducted, and to remove language referring to the “applicant's right to an” interview. Fifth, 8 CFR 208.19 is amended to add language that a denial or referral decision letter include an assessment of the applicant's credibility only “for denials.”
修订这些规定旨在说明,美国公民及移民服务局(USCIS)可能不会为所有庇护申请提供面谈,庇护官(AO)可根据案卷记录和其他证据确定该申请是否可以在不进行面谈的情况下转交,并且在可信度并非转交依据的情况下,转交决定函中无需进行(第47111页)可信度评估。这些修改是必要的,目的是告知寻求庇护的个人,他们可能并非在所有情况下都能获得面谈机会,并且本规则删除了8 CFR 208.10中有关面谈“权利”的提法(该条此前规定“未经事先授权而未能出席已安排的面谈,可能导致申请被驳回或面谈权利被视为放弃”),以及8 CFR 208.14(c)中的相关提法(该条此前规定“如依照第208.10条的规定,申请人被视为已放弃其接受庇护官面谈或裁决的权利,则庇护官应驳回、转交或驳回该申请”)。这些修改也是必要的,目的是告知外国人,有关禁止提出庇护申请的事项可能不会在面谈中确定,本规则删除了8 CFR 208.4(a)中关于庇护官应在“面谈中”审查并确定申请禁止事项的表述(该条此前规定“如申请人提出庇护申请,而似乎适用《移民与国籍法》第208(a)(2)节所载的一项或多项禁止规定,则庇护官应在面谈中,或移民法官应在听证中,审查该申请,并给予申请人机会提交与任何申请禁止事项相关且有用的信息,以确定该申请是否应被驳回”)。新增8 CFR 208.9(a)(2)的目的在于进一步说明,依据8 CFR 208.9规定的正面庇护面谈程序,仅在实际安排了面谈的情况下才适用,而并不意味着仅因外国人提出庇护申请,即在所有情况下均享有更广泛的面谈权利。最后,修订相关规定以取消转交函中可信度评估的要求,是因为这将使USCIS能够在可信度并非转交依据的情况下,高效地起草决定文件。
Amending these provisions explains that USCIS may not offer an interview for all asylum applications, that an AO may determine based on the record and other evidence if the application can be referred without interview, and that a ( printed page 47111) credibility assessment is not required in a referral decision letter where credibility is not the basis for referral. These changes are necessary to inform individuals seeking asylum that they may not be offered an interview in all cases, and that this rule removes reference to a “right” to an interview in 8 CFR 208.10 (previously providing that “[f]ailure to appear for a scheduled interview without prior authorization may result in dismissal of the application or waiver of the right to an interview”) and in 8 CFR 208.14(c) (previously providing that “if, as provided in § 208.10, the applicant is deemed to have waived the applicant's right to an interview or an adjudication by an asylum officer, the asylum officer shall deny, refer, or dismiss the application”). These changes are also necessary to inform aliens that any prohibitions on filing for asylum may not be determined in an interview, and this rule removes language that an AO shall review and determine prohibitions on filing “in an interview” in 8 CFR 208.4(a) (previously providing that “[i]f an applicant files an asylum application and it appears that one or more of the prohibitions contained in section 208(a)(2) of the Act apply, an asylum officer, in an interview, or an immigration judge, in a hearing, shall review the application and give the applicant the opportunity to present any relevant and useful information bearing on any prohibitions on filing to determine if the application should be rejected”). The addition of 8 CFR 208.9(a)(2) is necessary to further explain that affirmative asylum interview procedures, pursuant to 8 CFR 208.9, still apply only if an interview is in fact scheduled—but do not entail a broader right to an interview in all cases simply because the alien filed an asylum application. Lastly, amending provisions to remove the requirement for a credibility assessment in referral letters is necessary because it allows USCIS to efficiently draft decision documentation where credibility is not the basis for referral.
B. 无需面谈的转交
B. Referrals Without Interview
在以往的实践中,庇护官通常[41]会就庇护申请进行面谈,然后根据案卷记录和证据,包括在已安排的面谈中获取的证词,对申请作出裁决。相关法规规定,面谈的目的是“获取与申请人庇护资格相关且有用的所有信息”。见8 CFR 208.9(b)。通过本规则,USCIS允许庇护官在无需进行面谈的情况下,将由可转交至美国移民法院行政办公室(EOIR)的外国人(即在美国没有合法居留依据的外国人)所提交的庇护申请予以转交。对于在美国保有合法居留依据的外国人案件,USCIS仍将继续提供面谈。
In previous practice, an AO generally [41] conducted an interview on the asylum application and then adjudicated the application based on the record and evidence, including testimony elicited at a scheduled interview. Regulations state that the purpose of an interview is to “elicit all relevant and useful information bearing on the applicant's eligibility for asylum.” 8 CFR 208.9(b). Through the rule, USCIS permits AOs to refer an asylum application filed by an alien who is amenable to referral to EOIR (aliens who do not maintain a lawful basis to remain in the United States) without conducting an interview. USCIS will continue to offer an interview for cases where the alien maintains a lawful basis to remain in the United States.
可转交的案件类型可能包括:外国人被禁止提出庇护申请、被禁止获得庇护批准、根据自由裁量权不应获得批准,或在申请实质内容上不符合资格的情形。例如,这可能包括涉及恐怖主义或严重犯罪的案件,或因“一年申请期限”(OYFD)而被禁止提出庇护申请的案件。USCIS欢迎就此问题提出意见。无论何种情形,USCIS都将针对基于对案卷记录和证据的初步审查后认定外国人不符合庇护资格或不应获得庇护批准的各类情形,制定关于无需面谈即可转交的指导意见。对于外国人未被禁止申请庇护、在申请实质内容上具备资格,且根据自由裁量权可能应获得批准的案件,USCIS将继续提供面谈。
Referral case types may include where the alien is barred from applying for asylum, is barred from a grant of asylum, does not merit a grant as a matter of discretion, or is not eligible on the merits of the claim. For example, this could include cases involving terrorism or serious crime, or where the alien is barred from applying for asylum due to the OYFD. USCIS welcomes comments on this issue. In any case, USCIS will implement guidance for referrals without interview in various situations where, based on preliminary review of the record and evidence, the alien is ineligible for asylum or does not merit a grant of asylum. USCIS will continue to offer an interview for cases where the alien is not barred from asylum or ineligible on the merits of the claim and may merit a grant as a matter of discretion.
通过该规则,庭审官(AO)根据对记录的审查[42]以及其他相关证据,包括庇护申请、佐证文件、档案中的其他信息以及背景调查(视情况包括机密信息),来确定是否有必要进行面谈。[43]在将该规则适用于未来提交的申请以及尚未安排初次庇护面谈的待处理案件时,庇护司可以对申请进行电子扫描,筛查某些参数,例如,外国人最后一次入境美国的日期、提交申请的日期和/或安全审查结果,以确定该案件是否适宜在不进行面谈的情况下予以转介。此时,庇护官将审查档案和所有相关证据,以确定是否应提供面谈机会。美国公民及移民服务局(USCIS)仍保留对任何庇护申请进行面谈的权力,包括在官员仅凭记录和证据无法确定外国人是否适宜转介的情况下,或者官员认为为满足本局利益而有必要进行面谈的情况下。
Through the rule, an AO determines if an interview is necessary based on a review of the record [42] and other relevant evidence, to include the asylum application, supporting documents, other information in the file, and background checks including classified information, as applicable.[43] In applying the rule to both future filings and pending cases that have not been scheduled for an initial asylum interview, the Asylum Division could electronically scan applications for certain parameters—for example, the alien's date of last entry into the United States, filing date, and/or security checks results—to determine if the case may be amenable to referral without interview. At that point, an AO reviews the file and all relevant evidence to determine whether the opportunity for an interview will be provided. USCIS also retains the ability to conduct an interview on any asylum application, including where the officer cannot determine the alien's amenability for a referral from the record and evidence alone or where the officer deems an interview appropriate to meet the interests of the agency.
对于庇护官无法仅凭记录和证据(包括对补充证据请求(RFE)和/或公开网络提醒或下文进一步讨论的其他方法提醒外国人提交进一步证据的任何回复)确定其申请或获准庇护资格的任何案件,USCIS通常将安排面谈。需要指出的是,认定外国人已在初始申请中或在对RFE和/或公开网络提醒或其他方法的回复中提供了资格证据,并将安排其面谈,这一认定并不构成外国人已履行其举证责任的最终认定。如果在任何阶段认定某申请需要面谈,庇护官仍可在面谈后将该申请予以转介。
USCIS will generally schedule an interview for any case where the AO cannot determine eligibility to apply or to be granted asylum from the record and evidence alone, including any response to a request for evidence (RFE) and/or a public web alert or other methods reminding aliens to submit further evidence as discussed further in the section below. Importantly, a determination that the alien provided evidence of eligibility, either in the initial application or in response to an RFE and/or a public web alert or other methods, and will be scheduled for interview, will not be a final determination that the alien has met his or her burden of proof. If an application is determined at any point to need an interview, an AO could still refer the application after interview.
由于庇护官即使在未进行面谈的情况下也会对申请作出裁决,因此USCIS符合有关转介须附有书面决定并说明转介理由的规定要求。参见8 CFR 208.19。根据该规则以及对8 CFR 208.19的修订,转介决定书不再要求书面决定中包含对外国人可信度的评估。这使得庇护官能够将书面决定的重点放在转介的实际理由上,尤其是在申请适宜在不进行面谈的情况下予以转介,且可信度并非转介理由的情况下。对8 CFR 208.19的此项修订并不妨碍USCIS在可信度确实构成转介依据的情况下,在决定书中纳入可信度评估。
Because an AO adjudicates the application, even without interview, USCIS is complying with regulations requiring referrals to have a decision in writing stating the basis for referral. See8 CFR 208.19. Under the rule and amendments to 8 CFR 208.19, a referral decision letter no longer requires the written decision to include an assessment of the alien's credibility. This allows AOs to focus the written decision on the actual reasons for referral, particularly where an application is amenable to referral without interview and credibility is not the reason for the referral. This amendment to 8 CFR 208.19 does not prevent USCIS from including a credibility assessment in the decision letter, where credibility does form the basis for referral.
C. 补充证据
C. Additional Evidence
此前,作为一项惯例,所有庇护申请人均有机会在面谈中说明证据方面的不足之处。现行法规规定,面谈的目的是获取与申请人资格相关且有用的所有信息。参见8 CFR 208.9(b)。然而,这一目的有时也可以通过非面谈方式实现,例如发出RFE,(第47112页打印版)和/或通过公开网络提醒或其他方法发出提醒,要求提交所有证据。根据该规则,尽管提供补充证据的机制可能与以往的机构惯例有所不同(例如,采用书面证词和证据而非口头与书面证词和证据相结合的方式),但外国人可在作出决定之前的任何时候修改或补充其庇护申请这一事实保持不变。参见8 CFR 208.4(b)(1)。此外,例如,如果申请本身不足以确定外国人是否有资格获得庇护或在不进行面谈的情况下予以转介,USCIS可发出RFE。参见8 CFR 103.2(b)(8)(iii)。
Previously, as a matter of practice, all asylum applicants were given the opportunity to address evidentiary deficiencies in an interview. Current regulations state the purpose of an interview is to elicit all relevant and useful information bearing on the applicant's eligibility. See8 CFR 208.9(b). However, this purpose can sometimes be accomplished through non-interview means, such as RFEs, ( printed page 47112) and/or issuing reminders to submit all evidence via a public web alert, or other methods. Under the rule, although the mechanisms for providing additional evidence may be a departure from previous agency practice ( e.g., paper-based testimony and evidence rather than oral and paper-based testimony and evidence), the fact that aliens can amend or supplement their asylum applications at any point before a decision remains unchanged. See 8 CFR 208.4(b)(1). In addition, USCIS may issue an RFE if, for example, the application is insufficient on its own to determine the alien's eligibility for asylum or referral without an interview. See8 CFR 103.2(b)(8)(iii).
美国公民及移民服务局(USCIS)强调,尽管如此,其并非在每个案件中均须发出补件通知(RFE)。例如,对于在本规则生效日期当日或之后提交的申请,相较于在本规则生效日期之前提交的申请,补件通知的使用频率可能较低。这是因为此类外国人将受益于本规则的公开通知以及经修订的I-589表格填写说明,该说明告知外国人,美国公民及移民服务局可能在不进行面谈或发出补件通知的情况下裁定其申请。经修订的I-589表格填写说明将进一步强调,在提交申请时所提供的申请书及任何辅助文件可能是其履行举证责任的唯一机会。美国公民及移民服务局还将在经修订的I-589表格填写说明中明确说明,由于庭审官(AO)可能在不进行面谈或要求补充证据的情况下裁定申请,外国人应确保其陈述完整且详尽。此外,书面确认外国人的申请在提交方面被视为完整,并不等同于认定该外国人已履行其证明符合资格的举证责任。参见8 CFR 208.3(c)(3)。
USCIS emphasizes, however, that it is not required to issue an RFE in every case. For example, for applications filed on or after the effective date of the rule, RFEs may be used less frequently than for those filed before the effective date of the rule. This is because such aliens will have the benefit of public notice of this rule and the revised Form I-589 filing instructions informing aliens that USCIS may adjudicate the application without conducting an interview or issuing a request for further evidence. The revised Form I-589 filing instructions will further highlight that the application and any supporting documentation provided at the time of filing may be the only opportunity to meet his or her burden. USCIS will also clearly state in the revised Form I-589 filing instructions that, because an AO may adjudicate the application without conducting an interview or requesting additional evidence, the alien should ensure that his or her explanations are complete and detailed. Furthermore, a written acknowledgement that the alien's application is considered complete for filing purposes with USCIS is not a finding that the alien has met his or her burden of proof to establish eligibility. See8 CFR 208.3(c)(3).
国土安全部(DHS)正将本规则的变更适用于当前在美国公民及移民服务局待决的主动申请庇护案件。国土安全部正在考虑并欢迎公众就非面谈途径提出意见,以告知外国人补充其庇护申请的可能性,例如发出补件通知和/或发布公开网络提醒,或采用其他方法。由于外国人在提交I-589表格时可能依赖于美国公民及移民服务局一贯对每个案件均进行面谈的做法,因此对于待决申请的外国人,可能会给予其机会弥补将构成移交申请理由的缺陷。在无面谈移交的背景下发出补件通知,即为待决申请的外国人提供了一种履行举证责任的机会。待决申请的外国人履行举证责任的另一途径是,如外国人认为其尚有未提交的additional证据,可自行补充其申请。美国公民及移民服务局可发布公开网络提醒,告知外国人本规则对美国公民及移民服务局做法的变更,并提醒其可补充申请以履行其证明符合资格的举证责任。任何公开网络提醒均不会向特定庇护申请人索取或要求提供信息,而只是提醒有待决庇护申请的外国人,其可提交additional证据,且申请可能基于现有证据在不经面谈的情况下被移交。
DHS is applying this rule's changes in practice to affirmative asylum applications currently pending with USCIS. DHS is considering, and welcomes public comment on, non-interview pathways to inform aliens of the ability to supplement his or her asylum applications, such as the issuance of an RFE and/or a public web alert reminder, or other methods. Aliens with pending applications may be given an opportunity to overcome the deficiency that will be the basis for referring the application since an alien may have relied on USCIS' practice of interviewing in every case when filing the Form I-589. Issuing RFEs in the context of referrals without interview presents one such opportunity for aliens with pending applications to meet their burden. Another avenue for aliens with pending applications to meet their burden is sua sponte supplementing their application if the alien feels he or she has additional evidence that has not yet been submitted. USCIS could issue a public web alert to notify aliens of this rule's changes to USCIS practice and remind them of the ability to supplement their application and meet their burden to establish eligibility. Any public web alert will not request or require information from a specific asylum applicant but will rather serve as a reminder to aliens with pending asylum applications that they can submit additional evidence and that the application may be referred without interview based on any existing evidence.
与无面谈移交类似,美国公民及移民服务局正在考虑哪些待决案件可以安排面谈,或在无需先行要求补充证据的情况下予以移交。美国公民及移民服务局同样欢迎就此问题提出意见。美国公民及移民服务局将在资源允许时为这些案件安排面谈。对于需要进一步信息以确定是否需要面谈的待决案件,美国公民及移民服务局可发出补件通知。凡美国公民及移民服务局认定需要发出补件通知的,该补件通知将通过普通邮件或电子邮件发出,并按照现行指南载明所需证据的类型及答复期限。参见8 CFR 103.2(b)(8)。在某些情况下,待决申请可能在无面谈且无补件通知的情况下被移交。
As with the referrals without an interview, USCIS is considering which pending cases could be scheduled for interview or referred without an interview without first needing to request additional evidence. USCIS welcomes comment on this issue as well. USCIS will schedule those cases for an interview when resources permit. USCIS could issue an RFE for pending cases where further information is needed to determine if an interview is necessary. Where USCIS determines that an RFE is needed, the RFE will be issued by regular or electronic mail and will specify the type of evidence required and the deadline for response, in line with existing guidance. See8 CFR 103.2(b)(8). In some cases, a pending application may be referred without interview and without an RFE.
在无面谈移交申请之前,裁决官员必须确定外国人是否已达到举证标准。参见8 CFR 208.4(a)(1);另见8 CFR 208.14(c)。[44] 因此,庭审官会审查外国人针对补件通知和/或公开网络提醒或该机构实施的其他方法所提交的任何证据,以及案卷记录和其他相关证据,以确定该申请应安排面谈还是无面谈移交。如外国人未能提交additional证据,庭审官仍可基于现有案卷记录和证据作出资格认定,从而将申请移交至行政法官办公室(EOIR)。由于移交须附带书面决定,说明移交理由,因此即使外国人未能回应依本规则发出的个别化请求或公开征求补充证据的呼吁,庭审官仍将对申请作出裁决。参见8 CFR 208.19。[45]
Before referring an application without interview, an adjudicator must determine whether the alien has met the standard of proof. See8 CFR 208.4(a)(1); see also8 CFR 208.14(c).[44] Therefore, an AO reviews any evidence the alien submits in response to an RFE and/or a public web alert or other methods the agency implements, as well as the record and other relevant evidence, to determine whether the application should be scheduled for interview or referred without interview. If the alien fails to submit additional evidence, an AO may still refer the application to EOIR by making an eligibility determination based on the existing record and evidence. Because referrals require a decision in writing describing the basis for referral, an AO will adjudicate an application even where the alien fails to respond to an individualized request or a public call for further evidence issued under the rule. See8 CFR 208.19.[45]
D. 无资格申请庇护的外国人
D. Aliens Ineligible To Apply for Asylum
如上所述,美国公民及移民服务局(USCIS)正在修订其法规,以允许庭审官(AO)在无需面谈的情况下将某些申请移交执行移民审查办公室(EOIR),包括外国人无资格申请庇护的案件。[46]逾期一年申请(OYFD)是申请庇护最常见的障碍。[47]参见《移民与国籍法》(INA)第208(a)(2)(B)条,8 U.S.C. 1158(a)(2)(B)。任何于1998年4月16日或之后提出申请的积极庇护申请人,必须证明其在最后一次抵达美国之日起一年内(或1997年4月1日,以较晚者为准)提出庇护申请,或证明其符合一年申请期限的例外情形。[48]参见INA(第47113页印刷页)第208(a)(2)(D)条,8 U.S.C. 1158(a)(2)(D)。无人陪伴外国儿童(UAC)不受申请期限限制,因此不会因OYFD而被无面谈移交,但如果庭审官认定某无人陪伴外国儿童无资格申请庇护,该儿童仍可依本规则被移交。[49]
As noted above, USCIS is amending its regulations to permit AOs to refer certain applications to EOIR without an interview, including in cases where the alien is ineligible to apply for asylum.[46] The OYFD is the most common bar [47] to applying for asylum. See INA 208(a)(2)(B), 8 U.S.C. 1158(a)(2)(B). Any affirmative asylum applicant who applies on or after April 16, 1998 must establish that he or she filed for asylum within one year from the date of last arrival (or April 1, 1997, whichever is later), or establish that he or she is eligible for an exception to the one-year filing requirement.[48] See INA ( printed page 47113) 208(a)(2)(D), 8 U.S.C. 1158(a)(2)(D). Unaccompanied alien children (UACs) are not subject to the filing deadline and will therefore not be referred without interview based on the OYFD, but a UAC may still be referred under the rule if an AO determines the UAC is ineligible for asylum.[49]
如上所述,外国人必须以清楚且令人信服的证据证明,其申请是在其最后一次抵达美国之日起一年内提出的,或者使裁决官信服存在实质性影响申请人庇护资格的情势变化,或者存在与延迟申请相关的特殊情况。参见INA第208(a)(2)(B)、(D)条,8 U.S.C. 1158(a)(2)(B)、(D);另见8 CFR 208.4(a)(2)、(4)、(5)。根据该规则,庭审官在移交申请前仍需确定外国人是否在最后一次抵达美国之日起一年后提出申请,以及该外国人是否符合申请期限的例外情形。但是,庭审官可以根据记录和证据作出此项认定,无论是否进行庇护面谈。由于因OYFD而无资格申请庇护的外国人仍有资格在移民法官(IJ)面前申请暂缓驱逐,庭审官将把此类申请移交执行移民审查办公室。
As mentioned above, the alien must demonstrate by clear and convincing evidence that the application has been filed within one year after the date of the alien's last arrival in the United States or to the satisfaction of the adjudicator either the existence of changed circumstances which materially affect the applicant's eligibility for asylum or extraordinary circumstances relating to the delay in filing. See INA 208(a)(2)(B), (D), 8 U.S.C. 1158(a)(2)(B), (D); see also8 CFR 208.4(a)(2), (4), (5). Under the rule, an AO still determines if an alien filed more than one year after the alien last arrived in the United States and whether the alien qualifies for an exception to the filing deadline prior to referring the application. However, an AO may make this determination based on the record and evidence, with or without conducting an asylum interview. Because an alien who is ineligible to apply for asylum due to the OYFD is still eligible to apply for withholding of removal before an IJ, an AO will refer such applications to EOIR.
美国公民及移民服务局可以决定是否应将存在OYFD问题的待决案件安排面谈,或是否需要通过发出补充证据请求(RFE)和/或公共网络提醒,或其他方式获取进一步信息。例如,如果根据I-589表格信息或背景调查显示外国人似乎符合OYFD的例外情形,美国公民及移民服务局可以为该案件安排面谈。另外,如果美国公民及移民服务局需要进一步信息以确定是否需要面谈,该机构可通过发出补充证据请求或其他方式,允许外国人提供额外证据的机会。如果美国公民及移民服务局向有待决申请的外国人发出公共网络提醒,该提醒将告知外国人法规和程序的变化,并提醒外国人可以提交额外证据。如果发出补充证据请求,美国公民及移民服务局将在请求中明确说明,举证责任在于外国人,须证明其具备申请资格,包括是否符合申请期限的例外情形。此类证据请求可引用列出OYFD情势变化或特殊情况例外示例的法规和规章条文,并说明申请必须根据具体情况在合理期限内提出。参见INA第208(a)(2)(B)、(D)条,8 U.S.C. 1158(a)(2)(B)、(D);另见8 CFR 208.4(a)(2)、(4)、(5)。合理性的认定须逐案进行。外国人提出的迟延申请理由即便出现在可能的情势变化或特殊情况清单中,本身并不构成申请期限的例外情形,因为这是须使裁决官信服后作出的决定。参见8 CFR 208.4(a)(2)(B);另见65 FR 76121, 76124(2000年12月6日)。
USCIS may determine whether a pending case with an OYFD issue should be placed on the interview schedule or whether further information is needed, either through the issuance of an RFE and/or a public web alert, or other methods. For instance, where an alien appears to qualify for an exception to the OYFD based on information from Form I-589 or background checks, USCIS could schedule an interview for the case. Alternatively, if USCIS requires further information to determine if an interview is needed, the agency may allow the alien an opportunity to provide additional evidence through the issuance of an RFE or other methods. If USCIS issues a public web alert to aliens with pending applications, the alert will notify aliens of changed regulations and procedures and remind aliens that they may submit additional evidence. If an RFE is issued, USCIS will clearly explain in the request that the burden of proof is on the alien to establish eligibility to apply, including whether an alien qualifies for an exception to the filing deadline. Requests for such evidence could cite to statutory and regulatory provisions that list examples of changed or extraordinary circumstances exceptions to the OYFD and explain that an application must be filed within a reasonable period given the circumstance. See INA 208(a)(2)(B), (D), 8 U.S.C. 1158(a)(2)(B), (D); see also8 CFR 208.4(a)(2), (4), (5). The determination of reasonableness is made on a case-by-case basis. The fact that an alien's claimed reason for filing a late application is described in the list of possible changed or extraordinary circumstances does not in itself constitute an exception to the filing deadline, as this is a decision to be made to the satisfaction of the adjudicator. See8 CFR 208.4(a)(2)(B); see also65 FR 76121, 76124 (Dec. 6, 2000).
具体到逾一年期限例外(OYFD)而言,8 CFR 208.4(a)规定:“庇护官员,或在听证中的移民法官,”应审查申请,并给予申请人机会提交与任何提交申请的限制有关的相关且有用的信息,本规则删除了此前关于该审查及机会将“在面谈中”进行的表述。由于庇护官员通常可以通过申请中提供的证据来确定申请庇护的资格,因此面谈中提供的证词很少能使外国人克服逾一年期限例外的限制。有关2021财年至2025财年入境日期超过一年后提交的庇护主动申请的受理情况、经面谈后转交此类案件的情况以及转交依据的详细信息,见表2。虽然有可能出现符合逾一年期限例外情形的外国人因未经面谈而被错误转交的情况,但该外国人仍将保留向移民法官重新提出其主张的机会,届时其可就提交期限的例外提出论据和证据。
Specific to the OYFD, 8 CFR 208.4(a) states: “an asylum officer, or an immigration judge in a hearing,” shall review the application and give the applicant the opportunity to present relevant and useful information bearing on any prohibitions on filing, with this rule removing previous language stating that this review and opportunity would occur “in an interview.” Because an AO can often determine eligibility to apply for asylum by the evidence provided in the application, testimony presented in interviews rarely leads to the alien overcoming the OYFD. See Table 2 for details on FY 2021 through FY2025 affirmative asylum receipts of applications filed more than one year after date of entry, referrals of such cases after interview, and the basis for referral. While it is possible that an alien who qualifies for an exception to the OYFD could erroneously be referred without interview, the alien will retain the opportunity to present his or her claim to an IJ de novo, at which point he or she could present arguments and evidence of an exception to the filing deadline.
最后,根据本规则,庇护处仍可在外国人于其最后一次入境美国十年后向美国公民及移民服务局(USCIS)提交庇护申请,或未在申请中注明入境日期的案件中,发出经修订的面谈豁免通知。[50]此前的通知曾说明,未签署豁免将导致面谈。但是,本规则适用于那些可能已经收到豁免通知的积压案件。
Lastly, under the rule, the Asylum Division may still issue revised interview waiver notices in cases where an alien filed an asylum application with USCIS 10 years after his or her last entry into the United States or did not include a date of entry on the application.[50] The notices previously stated that failure to sign the waiver will result in an interview. However, this rule applies to those in the backlog that may have already received a waiver notice.
E. 被禁止获得庇护或依自由裁量权不应获得庇护的外国人
E. Aliens Barred From a Grant of Asylum or Do Not Merit a Grant as a Matter of Discretion
庇护处将针对本规则下外国人被禁止获得庇护或依自由裁量权不应获得庇护的申请实施相应程序,包括外国人与恐怖主义或严重犯罪存在关联的案件,庇护处将在业务指南中进一步界定这些用语。这可能包括外国人因本序言第III.B.3节所述的强制性犯罪禁止条款而被禁止获得庇护的案件。这也可能包括在本序言第III.B.4节所述的自由裁量分析中,综合考量各种情况后负面因素超过任何正面因素的案件。
The Asylum Division will implement processes for applications under the rule where the alien is barred from a grant of asylum or does not merit a grant as a matter of discretion, including cases where the alien has a connection to terrorism or serious crime, as the Asylum Division further defines these terms in operational guidance. This may include cases where an alien is barred from a grant due to a mandatory criminal bar, as described in section III.B.3 of this preamble. This may also include cases where negative factors outweigh any positive factors in the totality of the circumstances as outlined in a discretionary analysis, as described in section III.B.4 of this preamble.
强制性禁止条款的证据可能出现在申请、辅助文件、背景调查或其他证据中。例如,I-589表第B部分第2题询问外国人或其家庭成员是否曾在美国以外的任何国家被指控、起诉、逮捕、拘留、讯问、定罪判刑或监禁。对此问题的回答可能提供与外国人庇护主张有关的信息,但也可能表明存在因在美国以外犯下特别严重罪行或严重非政治性罪行而被强制性禁止的证据。同样,第B部分第3.A题和第3.B题询问外国人过去或持续参与任何团体或组织的情况,包括准军事或游击组织,(第47114页)这既可能提供与庇护主张有关的信息,也可能提供与潜在强制性禁止条款有关的信息。I-589表第C部分第3题询问外国人、配偶或子女是否曾因他人的种族、宗教、国籍、属于特定社会团体或持有特定政治见解而命令、煽动、协助或以其他方式参与对该人造成伤害或痛苦。对此问题的肯定回答可能表明该外国人、配偶及/或子女可能因迫害他人而被禁止获得庇护。
Evidence of a mandatory bar may arise in the application, supporting documents, background checks, or other evidence. For example, Part B, question 2 of Form I-589 asks if the alien or a family member has ever been accused, charged, arrested, detained, interrogated, convicted and sentenced, or imprisoned in any country other than the United States. The response to this question may present information related to the alien's claim for asylum but may also indicate evidence of a mandatory bar for conviction of a particularly serious crime or commission of a serious non-political crime outside of the United States. Similarly, Part B, questions 3.A and 3.B ask about the alien's past or continued involvement with any groups or organizations, including paramilitary or guerilla organizations, which can ( printed page 47114) present information related to both the claim and to potential mandatory bars. Part C, question 3 of Form I-589 asks if the alien, spouse or child(ren), ever ordered, incited, assisted or otherwise participated in causing harm or suffering to any person because of his or her race, religion, nationality, membership in a particular social group or belief in a particular political opinion. An affirmative response to this question may indicate that the alien, spouse and/or child(ren), may be barred due to the persecution of others.
根据该规则,美国公民及移民服务局(USCIS)在确定是否有必要进行面谈时,会考虑外国人对I-589表格问题的回答,以及案卷记录和其他相关证据。强制性禁止条款的证据可能在外国人提交庇护申请之后才会出现。例如,I-589表格C部分第6题询问外国人或申请中包含的家庭成员是否曾在美国犯下任何罪行和/或因任何罪行被逮捕、起诉、定罪或判刑。如果外国人是在提交庇护申请之后才因犯罪被逮捕,则该申请可能无法准确反映外国人的犯罪历史。然而,关于外国人犯罪行为的信息可能通过背景调查被发现。庇护处将实施相应程序,以识别在申请提交后出现强制性禁止条款证据的案件,并确定是否需要进行面谈。与该规则下的其他案件一样,USCIS可酌情就逮捕记录、警方报告或法院判决等文件签发补充证据请求(RFE)。[51]
Under the rule, USCIS considers the alien's responses to questions on the Form I-589, along with the record and other relevant evidence, in determining if an interview is necessary. Evidence of a mandatory bar may not arise until after the alien filed the asylum application. For instance, Part C, question 6 of Form I-589 asks if the alien or a family member included in the application ever committed any crime and/or been arrested, charged, convicted, or sentenced for any crimes in the United States. If the alien is arrested for a crime only after filing for asylum, the application may not accurately reflect the alien's criminal history. However, information about the alien's criminal conduct may be identified through background checks. The Asylum Division will implement processes to identify cases where evidence of a mandatory bar arises after the application is filed and to determine if an interview needs to be conducted. As with other cases under the rule, USCIS may issue an RFE, if applicable, for documentation such as arrest records, police reports, or court dispositions.[51]
就无需进行面谈即可酌情移交行政复议办公室(EOIR)而言,与恐怖主义或严重犯罪有关联的外国人可能包括但不限于经恐怖主义观察名单或犯罪组织观察名单确认的已知或涉嫌恐怖分子。如果背景调查显示某外国人在恐怖主义或犯罪组织观察名单上,且USCIS确认该被列入观察名单的个人身份与该外国人相符,则可将其移交,视为在酌情裁量上不应获得庇护批准。[52]
For the purpose of discretionary referrals to EOIR without conducting an interview, aliens with a connection to terrorism or serious crime may include but are not limited to, known or suspected terrorists as confirmed on terrorist watchlists or criminal organization watchlists. An alien with background checks indicating that the alien is on a terrorist or criminal organization watchlist, and where the identity of the watchlisted individual is confirmed by USCIS to match the alien, could be referred as not meriting a grant of asylum as a matter of discretion.[52]
如上所述,在作出酌情裁定之前可以或应当考虑的酌情因素并无完整清单。庇护官(AO)接受的培训依照判例法指出:“鉴于已证明具有合理根据的迫害恐惧的外国人可能遭受异常严厉的后果,应谨慎权衡酌情因素;遭受迫害的危险通常应超过除最严重之外的所有不利因素。”[53]然而,确实存在呈现最严重不利因素的案件,这些因素可构成酌情移交的依据。例如,庇护官还接受培训,了解刑事定罪始终是对外国人不利的因素,且会产生重大不利影响,庇护官应谨慎考虑任何表明外国人可能对公共安全或国家安全构成威胁的迹象。[54]作为一般原则,凡提高庇护禁止条款可能适用之可能性的信息,即使最终认定该禁止条款不适用,也很可能构成不利的酌情因素。[55]
As mentioned above, there is no complete list of discretionary factors that can or should be considered prior to a discretionary determination. AOs receive training in accordance with case law stating: “[D]iscretionary factors should be carefully evaluated in light of the unusually harsh consequences which may befall an alien who has established a well-founded fear of persecution; the danger of persecution should generally outweigh all but the most egregious of adverse factors.” [53] However, there are cases which do present the most egregious of adverse factors which may form the basis of a discretionary referral. For instance, AOs also receive training that a criminal conviction is always a negative factor that will weigh heavily against an alien, and that AOs should carefully consider any indication that the alien might pose a threat to public safety or national security.[54] As a general rule, information that raises the possibility that a bar to asylum might apply would likely also constitute a negative discretionary factor even if it is determined that the bar does not apply.[55]
USCIS此前作为一项政策规定,要求审案官(AO)在处理自由裁量权行使之前,一般应先就法定资格作出认定。[56] 然而,并无任何成文法、法规或判例法规定,在未首先认定外国人原本符合获批资格的情况下,不得基于自由裁量理由将申请转介。事实上,判例法表明这种做法在法律上是允许的。[57] 因此,尽管USCIS长期以来的做法是在行使自由裁量权之前先进行门槛资格认定,但从法律角度而言,该机构一直拥有将自由裁量决定置于首位的权力。因此,从法律角度而言,基于自由裁量理由拒绝或转介申请,而不必同时认定外国人是否原本符合该福利的资格,是被允许的。根据本规则,当外国人可能根据法定和法规标准符合获得该福利的资格,但在裁决过程中发现的负面因素超过任何正面因素时,正式行使自由裁量权以转介而非批准申请可能是适当的。参见《移民与国籍法》(INA)第208(b)(1)(A)条,8 U.S.C. 1158(b)(1)(A)(规定审案官可以在外国人符合INA第101(a)(42)(A)条,8 U.S.C. 1101(a)(42)(A)条所定义的难民身份时授予庇护,而非规定审案官必须授予庇护)。该语言支持这样一种观点,即庇护的授予属于自由裁量范畴,即使外国人确立了资格,也不必然获得批准。[58] 在未经面谈即转介此类案件时,审案官将撰写具体且有说服力的说明,阐明所考虑的正面和负面因素,运用具体案件事实的整体情况加以分析,并说明该官员如何权衡不同因素。[59]
As a matter of policy, USCIS previously instructed that AOs should generally make a determination of statutory eligibility before addressing the exercise of discretion.[56] However, there is no statute, regulation, or case law that states that it is impermissible to refer an application as a matter of discretion without first making a determination that the alien would otherwise be eligible for a grant. In fact, case law suggests that it is legally permissible.[57] Therefore, despite long-standing USCIS practice of placing a threshold eligibility determination before exercising discretion, the agency has always had, as a matter of law, the ability to put the discretionary decision first. Thus, as a legal matter, it is permissible to deny or refer an application as a matter of discretion without also making a determination that the alien is otherwise eligible for the benefit. Under the rule, a formal exercise of discretion to refer, rather than to approve, may be appropriate when the alien might be eligible for the benefit under the statutory and regulatory criteria but negative factors have been found in the course of the adjudication that outweigh any positive factors. See INA 208(b)(1)(A), 8 US.C. 1158(b)(1)(A) (stating that an AO may grant asylum if the alien is a refugee within the meaning of INA 101(a)(42)(A), 8 U.S.C. 1101(a)(42)(A), not that an AO must grant asylum). Such language supports the idea that an asylum grant is discretionary and that a grant is not a requirement even if an alien establishes eligibility.[58] In referring such cases without interview, an AO will write a specific and persuasive explanation of the decision, identifying both the positive and negative factors considered, applying ( printed page 47115) the totality of the circumstances of the specific facts of the case, and explaining how the officer weighed the different factors.[59]
根据本规则,审案官能够在适用的情况下(即存在使用权限时),基于机密信息作出面谈或不经面谈即转介的决定。[60] 根据本规则,USCIS仍将遵守法规要求,即转介决定必须说明转介理由。参见8 CFR 208.19。
Under the rule, an AO is able to base a determination to interview or refer without interview on classified information, as applicable, meaning where there is use authority.[60] Under the rule, USCIS will still comply with regulatory requirements that referral decisions communicate the basis for referral. See8 CFR 208.19.
美国国土安全部(DHS)认识到,这是对其此前长期以来在积极申请庇护裁决中行使自由裁量权做法的重大背离,许多庇护申请人已经习惯了这种做法。DHS认为,在USCIS经资格认定后以自由裁量方式决定是否应授予外国人庇护这一问题上,并不存在重大的信赖利益,因为无论何种情况,最终决定都取决于该机构的自由裁量权。即便可能存在信赖利益,DHS认为此项变更所带来的公共安全和国家安全方面的益处,远远超过任何潜在的信赖利益。DHS欢迎公众就此及本规则的所有方面提出意见。
DHS recognizes that this is a significant departure from its previous long-standing use of discretion in affirmative asylum adjudications and that many asylum applicants had become accustomed to this practice. DHS does not believe there are significant reliance interests in whether USCIS determines an alien should or should not be granted asylum as a matter of discretion after an eligibility determination, as in either case the ultimate decision is deferred to the agency's discretion. To the extent there may be reliance interests, DHS believes the public safety and national security benefits of this change far outweigh any potential reliance interests. DHS welcomes public comment on this and all aspects of the rule.
通过允许审案官在不经面谈的情况下将某些积极庇护申请转介至行政审查执行办公室(EOIR),包括在外国人存在国家安全和公共安全顾虑的情况下,例如外国人受强制性禁止条款限制或不值得自由裁量批准的案件,USCIS能够更好地保护国家安全和公共安全利益,通过迅速识别对美国构成危险的个人,并将其纳入INA第240条规定的驱逐程序。此类外国人将能够向移民法官(IJ)提出其庇护申请或其他救济形式的请求,并可由美国移民及海关执法局首席法律顾问办公室(ICE OPLA)的律师适当代表国土安全部的利益。
By permitting AOs to refer certain affirmative asylum applications to EOIR without interview, including where the alien presents national security and public safety concerns, such as found in cases where the alien is barred by a mandatory bar or does not merit a grant as a matter of discretion, USCIS is better able to protect national security and public safety interests by quickly identifying individuals who pose a danger to the United States and placing them in INA Section 240 removal proceedings. Such an alien will be able to present his or her asylum application or claim for other forms of relief to an IJ, and where an attorney from ICE OPLA could properly represent the interests of DHS.
F. 就申请实质内容而言不符合庇护资格的外国人
F. Aliens Not Eligible for Asylum on the Merits of the Claim
USCIS拟在未来视需要就如何在外国人就申请实质内容而言不符合庇护资格的情况下不经面谈转介申请实施次级法规指导。例如,USCIS可能选择开始转介那些所主张或所担心的迫害并非基于INA第101(a)(42)条,8 U.S.C. 1101(a)(42)条所规定的受保护理由的申请。
USCIS intends to implement subregulatory guidance, as needed in the future, on how to refer applications without interview where the alien is ineligible for asylum on the merits of the claim. For example, USCIS may choose to begin referring applications where the alleged or feared persecution is not on account of a protected ground under INA 101(a)(42), 8 U.S.C. 1101(a)(42).
G. 可分割性
G. Severability
如上文所述,国土安全部(DHS)在发布本临时最终规则时,其意图是将每项修改视为一项可独立成立并在最大可能范围内单独审查的单独条款。本规则的结构安排方式使得对本规则的中止执行、禁令或撤销裁定,能够被严格限定,以针对法院可能认定某一特定条款存在的具体损害进行救济。换言之,如果法院裁定本规则的任何条款就其本身条文而言,或就其对任何人或情形的适用而言无效或不可执行,国土安全部的意图是该条款应被解释为在法律允许的最大范围内继续产生效力,除非该裁定认定该条款整体无效且不可执行,在此情形下,该条款应被分割剔除,且该裁定不应影响本规则其余部分,亦不应影响受影响条款对处境不同的人员或不同情形的适用。
As discussed above, in issuing this interim final rule, it is DHS's intent that each change be considered as a separate provision that can stand on its own and be considered independently to the greatest extent possible. This rule is structured in such a way that a stay, injunction, or vacatur of this rule could be narrowly tailored to remedy the specific harm that a court may determine exists with a specific provision. In other words, if a court were to hold that any provision of this rule is invalid or unenforceable by its terms, or as applied to any person or circumstance, DHS intends that the provision be construed so as to continue to give the maximum effect to the provision permitted by law, unless such holding is that the provision is wholly invalid and unenforceable, in which event the provision should be severed and the holding should not affect the remainder of this rule or the application of the affected provision to persons not similarly situated or to dissimilar circumstances.
例如,如果法院出于某种原因裁定,仅8 CFR 208.19项下关于何时须在庇护官决定书中纳入对外国人可信度评估要求的修订应被禁止执行或撤销,国土安全部的意图是该法院应从严解释其裁定,使本规则中关于无需面谈即可转介的其余部分在所有其他情形下继续有效。同样,即使对8 CFR 208.4、208.9、208.10或208.14中删除有关面谈措辞并明确规定无需面谈转介程序概述的修改之一被禁止执行,国土安全部仍倾向于保留其余条款继续有效,以此作为对该成文法更准确的解读。
For example, if a court were to hold that only the amendments to the regulations under 8 CFR 208.19, which change the requirements for when an asylum officer's decision letter must include an assessment of an alien's credibility, should be enjoined or vacated for some reason, it is the intent of DHS that such court would narrowly construe its decision and leave the remainder of the rule regarding referrals without an interview in place with respect to all other circumstances. Similarly, even if one of the changes to remove language regarding interviews and affirmatively set out an overview of the process for referrals without an interview in 8 CFR 208.4, 208.9, 208.10, or 208.14 is enjoined, DHS would still prefer the remaining sections to remain in place as a more accurate reading of the statute.
五、法定和监管要求
V. Statutory and Regulatory Requirements
A. 《行政程序法》(APA)
A. Administrative Procedure Act (APA)
国土安全部根据《美国法典》第5编第553条(b)(A)款和(d)款的规定,在未经事先通知评议程序且未设30天延迟生效期的情况下发布本规则。国土安全部亦已如下文所述考虑了潜在的信赖利益。
DHS is issuing this rule without prior notice-and-comment and without a 30-day delayed effective date, pursuant to 5 U.S.C. 553(b)(A) and (d). DHS has also considered potential reliance interests as discussed below.
1. 具有即时生效日期的程序性规则
1. Procedural Rule With Immediate Effective Date
本临时最终规则属于“机构组织、程序或实务”规则。参见《美国法典》第5编第553条(b)(A)款。哥伦比亚特区巡回上诉法院曾阐明:
This interim final rule is a rule of “agency organization, procedure, or practice.” See5 U.S.C. 553(b)(A). The D.C. Circuit Court of Appeals explained:
程序性例外的关键特征在于,它涵盖的机构行为本身并不改变各方的权利或利益,尽管它可能改变各方向机构表达自身立场或观点的方式。当然,程序会影响结果,因而几乎总可以被描述为影响实体事项,但若沿此分析思路推演,将导致国会所要求的区分被完全抹除。因此,问题在于程度的把握,我们的任务是甄别哪些实体性影响严重到必须通过通知评议程序来维护《行政程序法》所体现政策的程度。
the critical feature of the procedural exception is that it covers agency actions that do not themselves alter the rights or interests of parties, although it may alter the manner in which the parties present themselves or their viewpoints to the agency. Of course, procedure impacts on outcomes and thus can virtually always be described as affecting substance, but to pursue that line of analysis results in the obliteration of the distinction that Congress demanded. The issue, therefore, is one of degree, and our task is to identify which substantive effects are sufficiently grave so that notice and comment are needed to safeguard the policies underlying the APA.
JEM Broad. Co. 诉联邦通信委员会案,22 F.3d 320, 326-27(哥伦比亚特区巡回上诉法院1994年判决)(经整理引用)。若规则“主要旨在提高机构运作的效率和效能”,该规则亦属程序性规则。AFL-CIO 诉国家劳资关系委员会案,57 F.4th 1023, 1034(哥伦比亚特区巡回上诉法院2023年判决)(经整理引用)。
JEM Broad. Co. v. FCC, 22 F.3d 320, 326-27 (D.C. Cir. 1994) (cleaned up). Rules are also procedural “if they are primarily directed toward improving the efficient and effective operations of an agency.” AFL-CIO v. NLRB, 57 F.4th 1023, 1034 (D.C. Cir. 2023) (cleaned up).
“在判断某项规则是否属实体性规则时,[法院]必须审视该规则对机构程序中最终攸关利益所产生的影响。”Neighborhood TV Co., Inc. 诉联邦通信委员会案,742 F.2d 629, 637(哥伦比亚特区巡回上诉法院1984年判决)。“因此,对受监管个人施加`派生性'、`附带性'或`机械性'负担的机构规则,被视为程序性规则而非实体性规则。”Nat'l Sec. Counselors 诉中央情报局案,931 F. Supp. 2d 77, 107(哥伦比亚特区联邦地区法院2013年判决);[61] 参见 Am. Hosp. Ass'n 诉Bowen案,834 F.2d 1037, 1051(哥伦比亚特区巡回上诉法院1987年判决)。此外,“一项原本属程序性的规则,不会仅因其对受监管方施加负担,而就通知评议程序而言转变为实体性规则。”James V. Hurson Assocs., Inc. 诉Glickman案,229 F.3d 277,(印刷页47116)281(哥伦比亚特区巡回上诉法院2000年判决)。最后,尽管程序性规则通常不得“体现某种实体性价值判断,或对某类行为加盖赞成或反对的印章”,Bowen案,834 F.2d at 1047,但“机构决定基于对程序效率的价值判断这一事实,并不会使由此产生的规则转变为实体性规则”,Glickman案,229 F.3d at 282。
“In determining whether a rule is substantive, [a court] must look at [the rule's] effect on those interests ultimately at stake in the agency proceeding.” Neighborhood TV Co., Inc. v. FCC, 742 F.2d 629, 637 (D.C. Cir. 1984). “Hence, agency rules that impose `derivative,' `incidental,' or `mechanical' burdens upon regulated individuals are considered procedural, rather than substantive.” Nat'l Sec. Counselors v. CIA, 931 F. Supp. 2d 77, 107 (D.D.C. 2013); [61] see Am. Hosp. Ass'n v. Bowen, 834 F.2d 1037, 1051 (D.C. Cir. 1987). Moreover, “an otherwise-procedural rule does not become a substantive one, for notice-and-comment purposes, simply because it imposes a burden on regulated parties.” James V. Hurson Assocs., Inc. v. Glickman, 229 F.3d 277, ( printed page 47116) 281 (D.C. Cir. 2000). Finally, although a procedural rule generally may not “encode[ ] a substantive value judgment or put[ ] a stamp of approval or disapproval on a given type of behavior,” Bowen, 834 F.2d at 1047, “the fact that the agency's decision was based on a value judgment about procedural efficiency does not convert the resulting rule into a substantive one,” Glickman, 229 F.3d at 282.
美国国土安全部(DHS)长期以来一直认为,申请人并不享有接受庇护面谈的法定权利。例如,1994年,国土安全部曾提议将此类面谈改为自由裁量事项,[62]但最终决定不予最终确定该变更,因为其认定“简化庇护裁决程序这一目标[可以]在不改变现行规则的情况下实现。”[63]然而,30多年已经过去,国土安全部现在认为,在对每一位庇护申请人进行面谈的同时,简化庇护裁决程序已不再可行。
DHS has long believed there is no statutory right to an asylum interview. For example, in 1994, DHS proposed to make such interviews discretionary,[62] but ultimately decided not to finalize the change because it determined “the goal of streamlining asylum adjudications [could] be met without changing the present rule.” [63] However, over 30 years have passed, and DHS now believes that streamlining asylum adjudications is no longer possible while interviewing every asylum applicant.
本规则改变了庇护申请人向美国公民及移民服务局(USCIS)提出申请的方式,但并未改变其权利或权益。正面庇护申请人仍须根据8 CFR 208.3和208.4的规定提交完整的I-589表格,并满足所有资格要求方可获准庇护。美国公民及移民服务局并非对所有提交的福利申请所涉及的每一位申请人、请愿人或受益人均进行面谈。若如此操作,将对本机构的资源及公众造成巨大且不必要的负担。例如,美国公民及移民服务局在许多情况下豁免调整身份面谈,包括当“申请人明显不符合资格”时。[64]通常被豁免或不强制要求面谈的情形还包括特殊移民青少年申请[65]以及解除居留条件申请。[66]
This rule alters how asylum applicants present themselves to USCIS, but it does not alter their rights or interests. Affirmative asylum applicants must still submit a complete Form I-589, in accordance with 8 CFR 208.3 and 208.4, and satisfy all eligibility requirements to be granted asylum. USCIS does not interview every petitioner, applicant, or beneficiary, relating to all submitted benefit requests. Doing so would place a massive and unnecessary burden on agency resources and the public. For example, USCIS waives adjustment of status interviews in many cases, including when the “applicant is clearly ineligible.” [64] Interviews are also generally waived or not mandated include Special Immigrant Juvenile petitions [65] and Petitions to Remove Conditions on Residence.[66]
国土安全部认为,取消一项由法规设立的面谈程序,并不构成具有“足够严重”实质性影响、从而触发通告评议规则制定程序的变更。哥伦比亚特区巡回上诉法院曾处理过一个类似的情形,即联邦通信委员会通过限制申请人修改其申请的能力而制定了一项程序性规则。参见JEM Broad. Co.案,22 F.3d第323页。法院得出结论认为,申请人“免费修改其申请的权利并非如此重大”,以致触发通告评议规则制定程序,“特别是考虑到委员会所重视的效率利益。”同上,第327页。法院进一步指出,程序性例外涵盖了诸如“有效性、效率、迅捷性及费用削减”等考量因素所涉及的此类情形。同上。
DHS does not believe removing an interview procedure created by regulation constitutes a change with “sufficiently grave” substantive effects that would trigger notice and comment rulemaking. The D.C. Circuit addressed a comparable scenario where the Federal Communications Commission promulgated a procedural rule by limiting an applicant's ability to amend their applications. See JEM Broad. Co., 22 F.3d at 323. The Court concluded that an applicant's “right to a free shot at amending its application is not so significant” as to trigger notice and comment rulemaking, “particularly in light of the Commission's weighty efficiency interests.” Id. at 327. The Court went on to state that the procedural exception embraces such cases where there are considerations such as “effectiveness, efficiency, expedition and reduction in expense.” Id.
自面谈程序制定以来,庇护申请的状况已发生巨大变化。1994年,庇护积案约为34万件。[67]到2025财政年度末,这一数字已超过140万件。这一情况,加上年度受理案件数量的增加,意味着寻求庇护的个人可能需要等待超过7.3年才能获得解决,在此期间将长期处于法律和个人的不确定状态。
The landscape of asylum applications has drastically changed since the interview procedures were promulgated. In 1994, the asylum backlog was at around 340,000 [67] cases. By the end of FY 2025, it reached over 1.4 million. This, coupled with an increase in annual receipts, means that individuals seeking asylum may wait over 7.3 years for resolution in prolonged legal and personal uncertainty.
国土安全部认为,外国人希望就一份本应完整的申请接受面谈的愿望,并非如此重大,以致触发通告评议规则制定程序。因此,国土安全部在不进行通告评议的情况下发布本程序性规则,并自即日起生效。[68]尽管如此,国土安全部仍将在规则发布后征求公众意见。
DHS believes that an alien's desire to be interviewed on what should be a complete application for consideration is not so significant as to trigger notice and comment rulemaking. Accordingly, DHS is issuing this procedural rule without engaging in notice and comment and with an immediate effective date.[68] DHS is nevertheless seeking post-promulgation public comments.
2. 外交事务例外
2. Foreign Affairs Exception
当规则制定涉及“美国的军事或外交事务职能”时,各机构可免于进行通告评议规则制定程序及延迟生效日期。《美国法典》第5编第553条(a)(1)款。国务卿已于2025年2月21日[69]认定,“联邦政府任何机构为控制人员的身份、出入境,以及货物、服务、数据、技术和其他物项跨越美国边境的转移而开展的一切努力,均构成《行政程序法》(《美国法典》第5编第553条、第554条)项下美国的外交事务职能。”
Agencies may forgo notice and comment rulemaking and a delayed effective date when the rulemaking involves “a military or foreign affairs function of the United States.” 5 U.S.C. 553(a)(1). The Secretary of State, on February 21, 2025,[69] determined that “all efforts conducted by any agency of the federal government to control the status, entry and exit of people, and the transfer of goods, services, data, technology, and other items across the borders of the United States, constitutes a foreign affairs function of the United States under the Administrative Procedure Act, 5 U.S.C. 553, 554.”
国土安全部认定,本规则制定与控制人员身份及其跨越美国边境的出入境直接相关,因此构成一项外交事务职能。不再对所有正面庇护申请人进行面谈,使美国公民及移民服务局能够更迅速地推动那些不符合获准庇护资格的外国人,或受强制性禁止条款限制的外国人(例如“一年期限”禁止条款或刑事禁止条款),或依自由裁量不应获准庇护的外国人(包括但不限于与恐怖主义或严重犯罪有牵连的外国人)进入遣返程序。因此,本规则制定与控制外国人跨越美国边境的出入境相关,属于国务卿外交事务认定的范围。[70]
DHS finds that this rulemaking is directly connected to controlling the status and entry and exit of people across the borders of the United States, such that it constitutes a foreign affairs function. No longer interviewing all affirmative asylum applicants allows USCIS to move aliens more quickly though the removal process where the alien is ineligible for a grant of asylum, is barred by a mandatory bar, such as the OYFD or a criminal bar, or does not merit a grant as a matter of discretion, including but not limited to, where an alien has a connection to terrorism or serious crime. Thus, this rulemaking is related to the control of the entry and exit of aliens across the borders of the United States and falls within the Secretary's foreign affairs determination.[70]
3. 对信赖利益的考量
3. Consideration of Reliance Interests
由于本中期最终规则自生效之日起立即适用,并将适用于本规则公布时已待决的庇护申请,以及在公布之日或之后提交的申请,国土安全部(DHS)已考虑了潜在的信赖利益。国土安全部认识到,庇护申请人已习惯于在预定面谈中向庇护官员陈述其主张。外国人可能在亲自与庇护官员面对面分享庇护主张的敏感内容方面存在个人利益,例如,某些人在非对抗性的面谈环境中可能感到更自在,也更愿意详细阐述。国土安全部认识到这一因素在某些案件中可能很重要,但也认识到,鉴于自上次评估该机构程序以来,主动申请庇护的申请人数量急剧增长,移民及公民身份服务局(USCIS)已无法继续为每个人提供庇护面谈。截至2025财年末,主动庇护积压案件超过140万件,其中约31%是在最后一次入境一年以上提交的,或最后入境日期为空白。国土安全部已在众多其他裁决中实施了类似的面谈裁量权或面谈豁免,并且(印刷页47117)事实证明,移民及公民身份服务局官员有能力在不进行面谈的情况下裁决申请。
As this interim final rule is immediately effective and will be applied to those with pending asylum applications upon publication, as well as those filed on or after the publication date, DHS has considered potential reliance interests. DHS recognizes that asylum applicants have become accustomed to presenting their claims to an asylum officer at a scheduled interview. Aliens may have personal interests in sharing sensitive elements of an asylum claim face-to-face with an asylum officer, where for example, someone may be more comfortable and elaborative in a non-adversarial interview setting. DHS recognizes that this element may be important in certain cases but also recognizes that USCIS cannot continue to offer everyone an asylum interview given the drastic growth in the affirmative asylum applicant landscape since this agency procedure was last evaluated. The affirmative asylum backlog at the end of FY 2025 was above 1.4 million cases, approximately 31% of which were filed more than one year after last entry or had a blank last entry date. DHS has implemented similar interview discretion or interview waivers in numerous other adjudications, and ( printed page 47117) USCIS officers are demonstrably capable of adjudicating applications without an interview.
考虑到潜在的信赖利益,国土安全部已将此项变更限定于以下转介案件:申请人被禁止申请或被授予庇护、依裁量权不应获得批准,或在申请实质内容上不符合资格的案件。国土安全部进一步将此项变更限定于外国人没有在美国合法居留依据的案件,以及申请将被转介至美国司法部(DOJ)而非由国土安全部拒绝申请的案件。此外,外国人仍可补充其申请材料,移民及公民身份服务局仍保留要求补充证据(RFE)以获取更多信息的裁量权。国土安全部认为,这些措施有助于缓解信赖利益问题,同时也为移民及公民身份服务局提供了减轻行政负担、提高效率以及加强国家安全和公共安全所需的工具。国土安全部欢迎公众就本规则的各个方面提出意见,包括生效日期和实施事宜。
In recognition of potential reliance interests, DHS has limited this change to referral cases where one is barred from applying for or being granted asylum, does not merit a grant as a matter of discretion, or is not eligible on the merits of the claim. DHS has further limited this change to cases where the alien does not maintain a lawful basis to remain in the United States, and where the application would be referred to DOJ, not where DHS would deny the application. Additionally, an alien can still supplement his or her application and USCIS still retains discretion to RFE for additional information. DHS believes that these measures help mitigate reliance interests while also providing USCIS with the tools needed to reduce administrative burdens, create greater efficiencies, and enhance national security and public safety. DHS welcomes public comment on all aspects of this rule, including effective date and implementation.
B. 第12866号行政命令(监管规划与审查)、第13563号行政命令(改进监管与监管审查)以及第14192号行政命令(通过放松监管促进繁荣)
B. Executive Order 12866 (Regulatory Planning and Review), Executive Order 13563 (Improving Regulation and Regulatory Review), and Executive Order 14192 (Unleashing Prosperity Through Deregulation)
第12866号和第13563号行政命令(E.O.)指示各机构评估现有监管方案的成本和收益,若确有必要进行监管,则应选择能使净收益最大化的监管方法。第13563号行政命令强调量化成本与收益、降低成本、协调规则以及促进灵活性的重要性。第14192号行政命令指示各机构大幅减少遵守联邦法规所需的私营部门支出,并规定“在法律允许的范围内,与新法规相关的任何新增边际成本,应通过废除至少10项现有法规所产生的相关成本来抵消。”
Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits. E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. E.O. 14192 directs agencies to significantly reduce the private expenditures required to comply with Federal regulations and provides that “any new incremental costs associated with new regulations shall, to the extent permitted by law, be offset by the elimination of existing costs associated with at least 10 prior regulations.”
管理和预算办公室(OMB)已根据第12866号行政命令第3(f)条将本规则认定为“重大监管行动”,但依据第3(f)(1)条,其在经济上并不构成重大影响。因此,本规则已经管理和预算办公室审查。
The Office of Management and Budget (OMB) has designated this rule a “significant regulatory action” under section 3(f) of E.O. 12866, although not economically significant under section 3(f)(1). Accordingly, the rule has been reviewed by OMB.
本规则不属于第14192号行政命令所规定的监管行动,因为本规则是针对美国移民相关职能发布的。本规则的主要直接目的是实施或解释美国移民法(如《移民与国籍法》第101(a)(17)条,即8 U.S.C. 1101(a)(17)所述),或美国联邦政府就外国人履行的任何其他职能。[71]
This rule is not an E.O. 14192 regulatory action because it is being issued with respect to an immigration-related function of the United States. The rule's primary direct purpose is to implement or interpret the immigration laws of the United States (as described in INA 101(a)(17), 8 U.S.C. 1101(a)(17)) or any other function performed by the U.S. Federal Government with respect to aliens.[71]
一、成本与收益概述
1. Summary of the Costs and Benefits
截至2025财年末,待决的主动庇护案件数量超过140万件,创历史新高。国土安全部认为,若无政策干预,主动庇护待决案件的数量将持续增长,并使该机构庇护系统的裁决能力承受压力。为缓解这一问题,国土安全部正在修订其法规,允许庇护官员(AO)在不进行面谈的情况下,根据案卷记录及其他证据,将主动庇护申请转介至移民法院行政办公室(EOIR)。
By the end of FY 2025, the volume of pending affirmative asylum cases exceeded 1.4 million, reaching an all-time high. DHS believes that without policy intervention, the volume of affirmative asylum pending cases will continue to grow and strain the agency's asylum system's adjudicatory capacity. To mitigate this issue, DHS is amending its regulations to permit an AO to refer an affirmative asylum application to EOIR, without conducting an interview, based on the record and other evidence.
该临时最终规则影响积极寻求庇护申请的处理程序。美国公民及移民服务局(USCIS)将在多种情形下继续将庇护申请转交移民及海关执法局行政法官办公室(EOIR)审理,包括但不限于:外国人因一年申请期限而被禁止申请庇护、被禁止获得庇护批准、根据自由裁量权不应获得批准,或者案件实质上不符合资格。该规则还赋予USCIS灵活性,使其能够根据不断变化的趋势和机构优先事项,就应优先转交而无需面谈的案件类别发布未来的政策指南。对于未来提交的申请,国土安全部(DHS)估计,每年约有132,167名寻求积极庇护的外国人可能因申请庇护受限、获得庇护批准受限,或根据自由裁量权不应获得批准而被转交,无需面谈,并以此估计作为可能受本规则影响的未来申请人数。[72] 该规则还影响已提交且尚待处理的积极庇护申请。在积极庇护积压的1,434,145宗案件中,可能有至少444,724宗(占31%)因“一年申请期限”(OYFD)而受到本规则影响。[73] 国土安全部目前尚无法估计有多少待决或未来的庇护申请会因申请人实质上不符合资格而受到影响。
The interim final rule impacts affirmative asylum application processing. USCIS will continue to refer an asylum application to EOIR in various situations, including but not limited to when the alien is barred from applying for asylum due to the one-year filing deadline, is barred from a grant of asylum, does not merit a grant as a matter of discretion, or is not eligible on the merits of the claim. The rule also gives USCIS flexibility to issue future policy guidance about which categories of cases should be prioritized by the agency for referral without interview based on evolving trends and agency priorities. For future filings, DHS estimates that approximately 132,167 aliens seeking affirmative asylum annually may be referred without interview due to a bar to applying for asylum, a bar to a grant of asylum, or where the alien does not merit a grant as a matter of discretion, and uses this estimate as the population of future filings that could be impacted by this rule.[72] The rule also impacts aliens with pending affirmative asylum applications. Potentially, at least 444,724 (31 percent) of the 1,434,145 cases in the affirmative asylum backlog may be impacted by this rule due to the OYFD.[73] DHS does not have an estimate for how many pending or future asylum applications may be impacted as cases where the alien is not eligible on the merits of the claim.
在监管影响分析(RIA)中,USCIS根据“无行动基线”评估该规则的潜在影响,该基线描述了如果不采用该规则,情况将会如何。不再对所有外国人在将积极庇护申请转交EOIR之前进行面谈的一个主要好处,是提高了USCIS内部积极庇护程序的运作效率。
In the regulatory impact analysis (RIA), USCIS evaluates the potential impacts of the rule against a no action baseline describing what the world will be like if the rule had not been adopted. A primary benefit of no longer interviewing all aliens prior to the referral of an affirmative asylum application to EOIR is the increased operational efficiency of the affirmative asylum process within USCIS.
通过改变其长期以来对所有庇护申请提供面谈的做法,即便在USCIS因明显的法定不符合资格或申请人不应获得自由裁量批准而可能不予批准申请的情况下,该机构也在消除很可能在移民法官(IJ)面前重复进行的重复性工作。此外,USCIS可以优先分配稀缺资源,包括庇护官(AO)、口译人员和行政人员,以便及时审理有实质理由的案件。重新分配这些有限的审裁资源,有助于加快排期安排,提高对有实质理由申请人案件审理的及时性,并加快对无实质理由申请的处理。因此,该规则可能减缓积极庇护积压案件的增长,截至2025财年末,该积压已超过140万宗案件;提升该机构应对有实质理由申请人提出的紧急人道主义需求的能力;并通过限制通过延长积极申请待决期而策略性拖延遣返程序的机会,加强系统的完整性。
In changing its long-standing practice of offering an interview on all asylum applications, even where USCIS may not approve the application due to obvious statutory ineligibility for asylum or where the alien does not merit a favorable exercise of discretion, the agency is eliminating duplicative work that will likely be repeated before an IJ. Further, USCIS can prioritize the allocation of scarce resources including AO, interpreter, and administrative staff towards timely adjudication of meritorious cases. The reallocation of these limited adjudicatory resources could facilitate faster scheduling, improve the timeliness of adjudication for aliens with meritorious cases, and accelerate the resolution of non-meritorious claims. As a result, this rule may reduce the growth of the affirmative asylum backlog that, as of the end of Fiscal Year (FY) 2025, exceeded 1.4 million cases, enhance the agency's ability to respond to emergent humanitarian needs presented by aliens with meritorious applications, and strengthen system integrity by limiting opportunities for strategic delay of removal proceedings through prolonged affirmative application pendency.
国土安全部承认,尽管该规则可能减少USCIS的积极庇护积压案件,但最初将增加USCIS每年转交EOIR的案件数量,这可能进而增加EOIR的待决案件积压。在USCIS不再进行面谈的情况下,司法部(DOJ)可能需要承担在遣返程序中完善案件某些要素的成本。国土安全部认为,尽管这些影响可能增加EOIR的运作需求,但许多相关成本反映的是责任从USCIS向EOIR的重新分配。
DHS acknowledges that while the rule may reduce USCIS' affirmative asylum backlog, it will initially increase the volume of USCIS referrals to EOIR annually which could then increase EOIR's pending cases backlog. DOJ may incur costs to develop certain elements of a case during removal proceedings where USCIS no longer performs an interview. DHS asserts that while these impacts may increase operational demands for EOIR, many of the associated costs reflect a redistribution of responsibilities from USCIS to EOIR.
USCIS还承认,根据本规则,某些本可获得USCIS批准的申请可能被转交。这可能导致部分外国人经历更长的等待时间和更缓慢的案件解决进程,司法部也可能因此产生处理这些申请的新的成本。然而,国土安全部认为这种情况将是罕见的(见printed page 47118),因为庇护官在作出最终裁决前仍会审查案卷和证据,USCIS仍保留对任何申请提供面谈的权力,包括在有证据表明可克服相关禁止性规定的情况下。因此,最终被转交至EOIR的外国人总数不一定会增加,因为该规则旨在将那些即使进行面谈也很可能会被转交的申请,在不经面谈的情况下予以转交。因此,国土安全部认为该规则对EOIR积压案件的长期影响不会显著。
USCIS also acknowledges the possibility that some applications may be referred under this rule that USCIS could have granted. This could cause some aliens to experience increased wait times and slower case resolution, and DOJ could incur new costs processing these claims. However, DHS believes this will be a rare occurrence ( printed page 47118) because an AO still reviews the record and evidence before a final adjudication and USCIS still retains the ability to offer an interview on any application, including where there is evidence of overcoming a bar. Therefore, the overall number of aliens who will ultimately be referred to EOIR will not necessarily increase because the rule is intended to refer applications without interview where the application will likely have been referred even if an interview had been conducted. Therefore, DHS does not believe that the impact to EOIR's backlog will be significant in the long term.
不再对所有积极寻求庇护的申请人进行面谈的另一项重要益处是加强国家安全与公共安全。对于因强制性禁止情形(例如刑事禁止情形)而在法律上不具备获准庇护资格,或经自由裁量认定不应获准庇护的危险外国人,更迅速地推进其遣返程序,可降低公众面临的总体风险暴露,因为这缩短了危险外国人在等待其庇护申请裁决期间可能滞留美国境内的时间。国家安全与安全方面的益处同样惠及美国公民及移民服务局(USCIS)工作人员以及前往USCIS设施的其他外国人。对同时对他人构成危险的不合格外国人,在不进行面谈的情况下迅速转交移民法院及上诉局(EOIR),可减少在USCIS设施内的当面接触次数,从而降低其他外国人、庇护官(AO)、口译人员、律师及在面向公众的面谈场所工作的其他政府工作人员所面临的风险暴露。
Another meaningful benefit of no longer interviewing all affirmative asylum applicants is the enhancement of national security and public safety. Moving dangerous aliens who are statutorily ineligible for a grant of asylum due to a mandatory bar, such as a criminal bar, or do not merit a grant of asylum as a matter of discretion, more quickly through the removal process decreases the overall exposure risk to the public because it reduces the amount of time during which dangerous aliens can remain at large within the United States while awaiting adjudication of their asylum application. The national security and safety benefits also extend to DHS personnel as well as other aliens who appear at USCIS facilities. Prompt referral to EOIR, without interview, for ineligible aliens who also present a danger to others reduces the number of in-person encounters in USCIS facilities, thereby lowering the exposure risk for other aliens, AOs, interpreters, attorneys, and other government staff working in public-facing interview spaces.
取消要求在传达庇护转交理由的函件中须包含对外国人可信度评估的规定,为USCIS带来了运营效率的提升,使庇护官能够在可信度并非转交理由的情况下,将决定函的重点放在转交理由上。取消此项要求可减少起草时间,简化转交决定函的编写流程,使庇护官能够更直接地专注于资格门槛问题或庇护的法定禁止情形。
Removing the requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility produces operational efficiencies for USCIS by giving AOs the ability to focus a decision letter on the reason(s) for referral, where credibility does not form the basis for referral. Eliminating this requirement reduces drafting time and streamlines the preparation of referral decision letters, allowing AOs to focus more directly on threshold eligibility issues or statutory bars to asylum.
本规则也将为庇护申请人带来持续的益处。随着USCIS积极庇护系统的改善,具有有力或实质性理由的申请人的等待时间可能缩短,案件裁决速度也可能加快。最终将被转至EOIR的外国人,将不再需要在积极庇护申请队列中等待数年才能获得面谈并被转交,而是能够更早进入更为适当的裁决程序,从而摆脱长期的法律不确定状态。更早进入遣返程序使外国人能够在移民法官(IJ)面前申请其他形式的救济,即USCIS无权授予的救济形式,并以更少的延误和持续的不确定性获得最终决定。[74] 这种实现相同结果的更快解决方式减轻了情感和心理压力,并保留了可能在历时数年的等待过程中退化的证据质量。此外,外国人也将免于为在移民法院对其申请最终裁决不产生实质影响的USCIS重复程序做准备的负担。最后,所有庇护申请人均可从积极庇护面谈程序的变更中受益,因为这有助于外国人更好地理解庇护程序,并提高申请材料的质量和完整性。
Asylum applicants will also experience sustained benefits as a result of this rule. With improvements in the affirmative asylum system at USCIS, aliens with strong or meritorious claims could see reduced waiting times and faster adjudication of their cases. Aliens who are ultimately destined for EOIR will no longer spend several years waiting for an interview in the affirmative asylum queue before receiving a referral but will instead enter the more appropriate adjudicatory forum sooner, thereby escaping prolonged legal limbo. Earlier placement into removal proceedings allows aliens to apply for other forms of relief before an IJ—forms of relief that USCIS does not have authority to grant—and to receive a final decision with less delay and prolonged uncertainty.74 This quicker resolution to the same outcome reduces emotional and psychological strain and preserves the quality of evidence that may deteriorate during multi-year waits. Moreover, aliens will be spared the burden of preparing for a duplicative proceeding with USCIS that will have no substantive effect on the final adjudication of their claim in immigration court. Lastly, all asylum applicants benefit from the changes to affirmative asylum interview procedures as it results in aliens' improved understanding of the asylum process and improved application quality and completeness.
本规则潜在影响的概要见表3。以下分析将对这些影响作进一步详细讨论。
A summary of the potential impacts of the rule is presented in Table 3. These impacts are discussed in further detail in the ensuing analysis.
(印刷页第47119页)
( printed page 47119)
表3,本规则成本与收益概要
Table 3—Summary of the Cost and Benefits of the Rule
变更内容 | 对法规文本变更的说明 | 预计收益 | 预计成本
Changes | Description of the changes to the regulatory text | Estimated benefits | Estimated costs
未经面谈即将肯定性庇护申请移交移民法院(EOIR) | 修订法规,删除有关庇护官(AO)“在面谈中”应审查申请并给予外国人机会就任何申请禁止事项提交相关有用信息的表述。更新8 CFR 208.4(a)。修订法规,允许庇护官根据案卷记录及其他相关证据,在不进行面谈的情况下将肯定性I-589表格移交移民法院。新增8 CFR § 208.9(a)(2)。修订法规,删除涉及“享有”面谈“权利”的表述。更新8 CFR § 208.10。修订法规,规定庇护官可在不提供面谈机会的情况下将庇护申请移交移民法院,并删除涉及“申请人享有”面谈“权利”的表述。更新8 CFR § 208.14(c)。 | 申请人, 对于具有事实依据的申请和被移交案件,均可缩短在美国公民及移民服务局(USCIS)的等待时间,加快案件处理速度。 更早获得明确结果,减少处于法律不确定状态的时间。 更快获得长期保护及家庭团聚的机会。 更好地保存证据。 使符合条件的外国人更早获得工作许可。 更早进入《移民与国籍法》第240条规定的驱逐程序。 更早获得程序性保护。 减少程序上的重复。 更好地理解庇护程序。 说明并非所有案件都会安排面谈。 提高对在提交申请时一并提交支持庇护申请的全部证据的认识。 提升申请质量和完整性。 使外国人更充分地为庇护程序做好准备。 | 申请人, 对于部分在以往程序下本可由美国公民及移民服务局(USCIS)批准庇护的外国人而言,等待时间可能延长,案件处理速度可能减慢。 政府方面, 在美国公民及移民服务局(USCIS)不再进行面谈的驱逐程序中,司法部(DOJ)可能需要承担一定成本以完善案件某些要素。 司法部(DOJ)在处理本可由美国公民及移民服务局(USCIS)批准的被移交庇护案件时可能产生新的成本。
Referral of an affirmative asylum application to EOIR without interview | Amend regulations to remove language stating that an AO “in an interview” shall review the application and give the alien the opportunity to present any relevant and useful information bearing on any prohibitions on filing. Update to 8 CFR 208.4(a). Amend regulations to permit an AO to refer an affirmative Form I-589 to EOIR without interview, based on the record and other relevant evidence. Addition of 8 CFR § 208.9(a)(2). Amend regulations to remove language referring to “right to an” interview. Update to 8 CFR § 208.10. Amend regulations to include that an AO can refer an asylum application to EOIR without offering an opportunity for an interview, and to remove language referring to “applicant's right to an” interview. Update to 8 CFR § 208.14(c). | Applicants— • Reduced applicant wait times and faster case resolution at USCIS for both meritorious claims and referrals. ○ Earlier clarity and less time in legal uncertainty. ○ Faster access to long-term protection and family re-unification. ○ Better preservation of evidence. ○ Earlier work authorization for aliens who are approvable. ○ Earlier access to INA 240 removal proceedings. ○ Earlier access to procedural protections. ○ Reduced procedural redundancy. • Better understanding of the asylum process. ○ Explaining that an interview may not be offered for all cases. ○ Greater awareness to submit any and all evidence in support of the asylum application at the time of filing. ○ Improved application quality and completeness. ○ Aliens who are better prepared for the asylum process. | Applicants— • Possibility of increased wait times and slower case resolution for some aliens who under the previous process would have asylum granted by USCIS. Government— • Possible costs to DOJ to develop certain elements of the case during removal proceedings where USCIS no longer performs an interview. • Possible new costs to DOJ for processing referred asylum cases that USCIS could have granted.
修订法规,取消说明移交庇护理由的函件中须包含对外国人可信度评估的要求。更新8 CFR § 208.19。修订此前的机构惯例,使庇护官可以在不先作出资格认定的情况下,以自由裁量方式移交申请。(无相应法规条款变更)。 | 政府方面, 提高运营效率,减少美国公民及移民服务局(USCIS)肯定性庇护积压案件。 节省美国公民及移民服务局(USCIS)的时间和资源(庇护官时间、口译资源及行政支持),可将其重新分配至其他优先案件。 提高美国公民及移民服务局(USCIS)内部的审理效率,尤其是在外国人明显未能履行其举证责任证明资格的案件中。
Amend regulations to remove the requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility. Update to 8 CFR § 208.19. Amend previous agency practice so that an AO may refer an application as a matter of discretion without first making an eligibility determination. (No change to a regulatory provision). | Government— • Increased operational efficiency and reduction in USCIS' affirmative asylum backlog. ○ Time and resource savings (AO time, interpreter resources, and administrative support) for USCIS that could be reallocated to other priority caseloads. ○ More efficient adjudications within USCIS, especially in cases where aliens clearly fail to meet their burden to establish eligibility.
○ 减少美国公民及移民服务局(USCIS)与移民法院(EOIR)之间的重复性工作。○ 使美国公民及移民服务局(USCIS)在未来就哪些类别的案件应优先不经面谈移交方面具有制定政策指南的灵活性。○ 使庇护官在移交理由不涉及可信度问题时,能够将决定函的重点集中于移交理由。○ 更高效地起草移交决定函。 • 提升国家安全和公共安全。 ○ 加快审理速度,减少可能具有危险性的外国人留在社区中的时间。 ○ 减少对公众构成危险且不符合资格的外国人在美国公民及移民服务局(USCIS)设施内的现场接触次数,从而降低庇护官、口译人员、律师及在面向公众的面谈场所工作的其他政府工作人员所面临的暴露风险。
○ Reduced duplicative work for USCIS and EOIR. ○ Give USCIS flexibility to issue future policy guidance about which categories of cases should be prioritized for referral without interview. ○ Give AOs the ability to focus a decision letter on the basis for referral, where credibility is not the basis for referral. ○ More efficient drafting of referral decision letters. • Improvements to national security and public safety. ○ Accelerate adjudication and reduce the amount of time that potentially dangerous aliens remain in the community. ○ Reduce the number of in-person encounters in USCIS facilities for ineligible aliens who also pose a danger to the public, thereby lowering the exposure risk for AOs, interpreters, attorneys, and other government staff working in public-facing interview spaces.
来源:美国公民及移民服务局(USCIS)分析
Source: USCIS Analysis
(印刷页第47120页)
( printed page 47120)
除上述影响摘要外,根据行政管理和预算局(OMB)第A-4号通告的要求,表4列出了与本规则相关的成本和效益的核算报表准备情况。75
In addition to the impacts summarized above, and as required by OMB Circular A-4, Table 4 presents the prepared accounting statement showing the costs and benefits associated with this rule.75
表4,行政管理和预算局(OMB)A-4号核算报表(单位:百万美元,2024年),时间段:2026财年至2035财年
Table 4—OMB A-4 Accounting Statement ($ millions, 2024)Time Period: FY 2026 through FY 2035
类别 | 主要估计值 | 最低估计值 | 最高估计值 | 来源引用(监管影响分析、监管灵活性分析、前言等)
Category | Primary estimate | Minimum estimate | Maximum estimate | Source citation (RIA, RFA, preamble, etc.)
效益:
Benefits:
货币化效益 | 不适用 | 不适用 | 不适用
Monetized Benefits | N/A | N/A | N/A
已量化但未货币化的年化效益 | 不适用 | 不适用 | 不适用
Annualized quantified, but un-monetized benefits | N/A | N/A | N/A
定性(未量化)效益 | 取消可移交移民法院(EOIR)案件的肯定性庇护面谈的一项主要效益,是提高美国公民及移民服务局(USCIS)内部肯定性庇护程序的运营效率。 | 监管影响分析(RIA)。
Qualitative (unquantified) Benefits | A primary benefit of eliminating affirmative asylum interviews for cases that can be referred to EOIR is increased operational efficiency of the affirmative asylum process within USCIS. | RIA.
重新分配有限的裁决资源(资产官时间、口译资源和行政支持)可促进更快的日程安排,提高对具有胜诉理由案件的外国人裁决的及时性,并加快对无胜诉理由申请的处理。因此,本规则可以减缓积极庇护积案的增长,增强本机构应对具有胜诉理由庇护申请的外国人所提出的紧急人道主义需求的能力,并通过限制通过延长积极庇护待审期间策略性拖延遣返程序的机会来加强系统的完整性。
The reallocation of limited adjudicatory resources (AO time, interpreter resources, and administrative support) could facilitate faster scheduling, improve the timeliness of adjudications for aliens with meritorious cases, and accelerate the resolution of non-meritorious claims. As a result, this rule could reduce the growth of the affirmative asylum backlog, enhance the agency's ability to respond to emergent humanitarian needs presented by aliens with meritorious asylum applications, and strengthen system integrity by limiting opportunities for strategic delay of removal proceedings through prolonged affirmative pendency.
取消对某些类别外国人的积极面谈的另一个重要益处是增强国家安全和公共安全。更迅速地将危险个人以及因强制性禁止条款(如刑事禁止条款)而依法不符合庇护资格的外国人推进遣返程序,可降低公众面临的总体暴露风险,因为这减少了此类人员在等待其申请裁决期间得以在美国境内逍遥的时间。
Another meaningful benefit of eliminating affirmative interviews for certain categories of aliens is the enhancement of national security and public safety. Moving dangerous individuals and aliens who are statutorily ineligible for asylum due to a mandatory bar, such as a criminal bar, more quickly through the removal process decreases the overall exposure risk to the public because it reduces the amount of time during which these individuals can remain at large within the United States while awaiting adjudication of their claim.
国家安全和安全方面的益处还延伸至美国公民及移民服务局(USCIS)工作人员以及出现在美国公民及移民服务局设施中的其他外国人。对那些同时对他人构成危险、且不符合庇护资格的外国人,未经面谈即迅速转介至行政法官办公室(EOIR),将减少美国公民及移民服务局设施中的面对面接触次数,从而降低其他外国人、资产官、口译人员、律师及在面向公众的面谈场所工作的其他政府工作人员的暴露风险。
The national security and safety benefits also extend to DHS personnel as well as other aliens who appear at USCIS facilities. Prompt referral to EOIR, without interview, for ineligible aliens who also present a danger to others will reduce the number of in-person encounters in USCIS facilities, thereby lowering the exposure risk for other aliens, AOs, interpreters, attorneys, and other government staff working in public-facing interview spaces.
取消要求将评估外国人可信度的内容纳入传达庇护转介理由的信函的规定,将为美国公民及移民服务局带来运作效率,使资产官能够在可信度不构成转介理由的情况下,将决定信函的重点放在转介的理由上。这使得起草转介决定信函的过程更加高效。
Removing the requirement that a letter communicating the basis for referral of asylum includes an assessment of the alien's credibility will produce operational efficiencies for USCIS by giving AOs the ability to focus a decision letter on the reason(s) for referral, where credibility does not form the basis for referral. This creates a more efficient drafting of referral decision letters process.
允许资产官在未先作出完整资格裁定的情况下将申请转介至行政法官办公室,可为美国公民及移民服务局带来运作效率,使本机构能够在负面因素明显超过任何正面因素的案件中,将其有限的裁决能力集中于转介的最终理由。具有胜诉理由的积极庇护申请人可能会看到等待时间缩短以及案件裁决速度加快。
Allowing AOs to refer applications to EOIR without first making a full eligibility determination generates operational efficiencies for USCIS by allowing the agency to focus its limited adjudicative capacity on the ultimate reason for referral in cases where negative factors overwhelmingly outweigh any positive factors. Affirmative asylum applicants with meritorious claims could see reduced waiting times and faster adjudication of their cases.
最终将前往行政法官办公室的外国人将不再需要在积极庇护申请队列中等待数年才获得转介,而是能够更早进入正确的裁决程序,从而摆脱长期的法律悬而未决状态。
Aliens who are ultimately destined for EOIR will no longer spend several years waiting in the affirmative asylum queue before receiving a referral but will instead enter the correct adjudicatory forum sooner, thereby escaping prolonged legal limbo.
这种更快达到相同结果的方式减少了情感和心理压力,并保留了可能在多年等待期间退化的证据质量。
This quicker resolution to the same outcome reduces emotional and psychological strain and preserves the quality of evidence that may deteriorate during multi-year waits.
成本:
Costs:
年化货币化成本 | 不适用
Annualized monetized costs | N/A
年化量化但未货币化的成本 | (3%和7%)
Annualized quantified, but un-monetized costs | (3% and 7%)
定性(未量化)成本 | 不适用 | 监管影响分析
Qualitative (unquantified) costs | N/A | RIA
对于一些根据先前程序本可获得美国公民及移民服务局批准庇护的外国人,可能会出现等待时间增加和案件解决速度减慢的情况。
Possible increased wait times and slower case resolution for some aliens who under the previous process would have asylum granted by USCIS.
在美国公民及移民服务局不再进行面谈的情况下,司法部可能需要承担在遣返程序中完善案件某些要素的成本。
Possible costs to DOJ to develop certain elements of the case during removal proceedings where USCIS no longer performs an interview.
对于司法部处理本可由美国公民及移民服务局批准的转介庇护案件,可能产生新的成本。
Possible new costs to DOJ for processing referred asylum cases that USCIS could have granted.
转移支付:
Transfers:
年化货币化转移支付: “预算内” | 不适用 | 不适用 | 不适用
Annualized monetized transfers: “on budget” | N/A | N/A | N/A
从谁转移给谁? | 不适用 | 不适用 | 不适用
From whom to whom? | N/A | N/A | N/A
年化货币化转移支付: “预算外” | 不适用 | 不适用 | 不适用
Annualized monetized transfers: “off-budget” | N/A | N/A | N/A
从谁转移给谁? | 不适用 | 不适用 | 不适用
From whom to whom? | N/A | N/A | N/A
其他分析/类别 | 影响
Miscellaneous Analyses/Category | Effects
对州、地方和/或部落政府的影响 | 无
Effects on State, local, and/or Tribal governments | None
对小企业的影响 | 本规则并非直接监管实体,而是监管个人。国土安全部(DHS)证明,本规则不会对大量小实体产生重大经济影响。| 《管理弹性法》(RFA)。
Effects on small businesses | This rule does not directly regulate small entities, but rather individuals. DHS certifies that this rule will not have a significant economic impact on a substantial number of small entities. | RFA.
对工资的影响 | 无
Effects on wages | None
对增长的影响 | 无
Effects on growth | None
(印刷页47121)
( printed page 47121)
2. 背景与目的
2. Background and Purpose
任何实际身处美国境内或抵达美国的外国人均可申请庇护。参见《移民与国籍法》第208(a)条,8 U.S.C. 1158(a)。为获得庇护批准,该外国人必须被认定符合难民的定义,并应获得有利的自由裁量权行使。参见《移民与国籍法》第208(b)(1)(B)条,8 U.S.C. 1158(b)(1)(B)。主动庇护申请程序始于个人主动向美国公民及移民服务局(USCIS)提交庇护申请,即提交I-589表格《庇护和暂缓遣返申请表》。自2025年7月22日起,提交I-589表格需缴纳100美元的初始费用,申请待决的每一年还需缴纳100美元的年度庇护费。[76] 要通过主动庇护程序申请庇护资格,外国人必须实际身处美国境内,且未被其他规定禁止,包括如适用的情况下未被一年申请期限(OYFD)禁止。根据现行的主动庇护申请程序,USCIS对未处于驱逐程序中的外国人提交的庇护申请以及处于驱逐程序中的无人陪伴未成年人(UAC)提交的庇护申请拥有管辖权。[77]
Any alien physically in the United States or arriving in the United States can apply for asylum. See INA 208(a), 8 U.S.C. 1158(a). In order to be granted asylum, that alien must be found to meet the definition of a refugee and merit a favorable exercise of discretion. See INA 208(b)(1)(B), 8 U.S.C. 1158(b)(1)(B). The affirmative asylum application process commences when an individual proactively applies for asylum with USCIS, by filing an Application for Asylum and for Withholding of Removal, Form I-589. As of July 22, 2025, there is a $100 initial fee for filing Form I-589, and a $100 annual asylum fee for each year an application is pending.[76] To be eligible to apply for asylum via the affirmative asylum process, the alien must be physically present in the United States and not otherwise barred, including barred by the OYFD if applicable. Under the existing affirmative asylum application process, USCIS has jurisdiction over asylum applications filed by aliens who are not in removal proceedings as well as UACs who are in removal proceedings.[77]
I-589表格申请包括有关外国人身份、背景、寻求庇护原因以及可能的庇护禁止情形的信息。该申请表还指示申请人提供支持其庇护申请的详细信息,并提供任何必要的证明文件。收到庇护申请后,USCIS工作人员审查申请,以确认申请完整且提交方式正确,并在需要时创建外国人登记号(A号)和案件档案。如果申请提交方式不正确或不完整,USCIS将拒绝该申请并将其退回外国人,同时附上更正和重新提交的说明。一旦申请提交方式正确且完整,USCIS将向外国人发出确认收到申请的通知,随后再发出一份单独的通知,安排在申请支持中心(ASC)进行生物识别信息采集预约。在ASC预约期间,USCIS可能会为外国人及申请中包含的任何受抚养人采集指纹、照片和其他生物识别数据,用于身份核实以及背景和安全审查。一旦完成生物识别信息采集,对该申请拥有管辖权的庇护办公室通常会根据庇护司的排期优先顺序,以及USCIS认定需要面谈的情况下,安排与庇护官(AO)进行面谈。[78] 在任何面谈过程中,庇护官审查申请,询问有关外国人申请理由的问题,并评估外国人证词的可信度。面谈通常持续约一到三小时,但时间可能因案件而异。外国人可以携带律师或经认可的代表参加面谈。如果外国人无法用英语进行面谈,则必须自行携带口译员。
The Form I-589 application includes information about the alien's identity, background, reasons for seeking asylum, and possible bars to asylum. The application also instructs applicants to provide details in support of their claim for asylum and provide any necessary supporting documents. Upon receipt of an asylum application, USCIS personnel review the application to confirm that the application is complete and properly filed and create an alien registration number (A number) and case file, if needed. If the application is improperly filed or incomplete, USCIS rejects and returns the application to the alien with instructions for corrections and resubmission. Once the application is properly filed and complete, USCIS issues the alien a notice to acknowledge receipt of the application and, later, a separate notice for a biometrics appointment at an Application Support Center (ASC). At the ASC appointment, USCIS may collect fingerprints, photographs, and other biometrics data for identity verification and background and security checks for the alien and any dependents included in the application. Once biometrics have been captured, the asylum office with jurisdiction over the application generally schedules the case for interview with an AO according to Asylum Division scheduling priorities and where USCIS determines an interview is needed.[78] During any interview, the AO reviews the application, asks questions about the alien's claim, and assesses the credibility of the alien's testimony. The interview generally lasts about one to three hours, although the time may vary depending on the case. Aliens may bring an attorney or accredited representative to the interview. The alien must bring an interpreter if the alien cannot proceed with the interview in English.
在主动庇护程序的任何阶段,如果庇护官认定需要更多信息才能对外国人的庇护资格作出决定,USCIS可发出补充证据请求(RFE)。如发出补充证据请求,则要求外国人提交额外信息或证据,以解决该机构所指出的缺陷或疑虑。一旦有足够的信息作出决定,庇护官将确定该外国人是否符合庇护资格,并应获得有利的自由裁量权行使以批准庇护,或者庇护官将不批准庇护。如果外国人未获批准庇护,且该外国人没有合法依据继续留在美国境内,庇护官将把该外国人移交给行政复议办公室(EOIR)。如果庇护官将申请移交给移民法官(IJ),外国人可以在EOIR中以防御方式继续寻求庇护,也可以在移民法官面前寻求其他形式的救济或驱逐保护。如果外国人未获批准庇护,但有合法依据继续留在美国境内,庇护官将出具拒绝决定书。
USCIS may issue an RFE at any point during the affirmative asylum process where an AO determines that more information is needed to make a decision on the alien's eligibility for asylum. An RFE, if issued, requires the alien to submit additional information or evidence to address the deficiencies or concerns identified by the agency. Once there is sufficient information to make a decision, the AO determines whether the alien is eligible for asylum and merits a favorable exercise of discretion to grant asylum or whether the AO will not grant asylum. If the alien is not granted asylum and the alien does not maintain a lawful basis to remain in the United States, the AO will refer the alien to EOIR. If the AO refers the application to an IJ, the alien may pursue asylum defensively in EOIR as well as seek other forms of relief or protection from removal in front of an IJ. If the alien is not granted asylum but maintains a lawful basis to remain in the United States, the AO will issue a denial.
根据该规则,国土安全部(DHS)正在改变主动庇护面谈程序,允许庇护官根据案卷记录和其他相关证据,在不进行面谈的情况下将主动庇护申请移交给EOIR,删除现行法规中提及面谈“权利”的用语,删除庇护官应在“面谈中”审查并确定任何提交禁止情形的用语,并删除移交决定函中须包含对外国人可信度评估的要求。
Under the rule, DHS is changing affirmative asylum interview procedures to permit an AO to refer an affirmative asylum application to EOIR without interview based on the record and other relevant evidence, to remove existing regulatory language referencing a “right” to an interview, to remove language that an AO shall review and determine any prohibitions on filing “in an interview,” and to remove the requirement that referral decision letters include an assessment of the alien's credibility.
3. 受影响人群
3. Affected Population
该规则影响积极寻求庇护的申请人。[79] 这些人是已经或将要向美国公民及移民服务局(USCIS)提交I-589表格的外国人。这些外国人目前身处美国境内,或者是在入境口岸寻求入境的外国人,并声明其申请庇护是为了保护自己免受基于种族、宗教、国籍、特定社会团体成员身份或政治见解而在其国籍国(或者,对于没有国籍的人而言,是在其最后惯常居住国之外)遭受迫害或担心遭受迫害。
The rule impacts affirmative asylum applicants.[79] These are aliens who have filed or will file Form I-589 with USCIS. The aliens are also physically present in the United States or aliens seeking admission at a port of entry, and are stating that he or she is applying for asylum as a means of protection from persecution or fear of persecution in their country of nationality (or, in the case of a person having no nationality, is outside any country in which such person last habitually resided) based on their race, religion, nationality, membership in a particular social group, or political opinion.
对于以下人口估算以及整个分析而言,国土安全部(DHS)在可能的情况下使用了五年的历史数据(2021财年至2025财年)。表5显示,积极寻求庇护申请人的人数在过去五年中显著增加,在2023财年达到465,810人,比上一年增长了87%。[80] 国土安全部估计,每年平均有322,312名外国人申请积极庇护。导致积极庇护申请人数增加的原因之一是每个财年末未决案件数量的增长。最值得注意的是,表5显示I-589表格未决案件数量在2025财年达到了新高1,434,145件。每个财年末平均有954,155件案件处于未决状态。平均而言,积极庇护未决案件积压在过去五年中的增长率为39%,其中2023财年的增长率最高,达到78%。(第47122页印刷版)表5还显示,I-589表格的平均处理时间在这些年中有所波动,在2025财年增加到7.3年。国土安全部估计,过去五年的年平均处理时间为5.8年。
For the following population estimates and throughout the analysis, when possible, DHS uses five years of historical data (FY 2021 through FY 2025). Table 5 shows that the population of affirmative asylum applicants significantly increased over the past five years, reaching 465,810 in FY 2023, an 87 percent [80] increase from the previous year. DHS estimates that an annual average of 322,312 aliens apply for affirmative asylum each year. Contributing to this increase in the affirmative asylum population is the growing number of pending cases at the end of each FY. Most notably, Table 5 depicts that the number of Form I-589 pending cases reached a new high of 1,434,145 in FY 2025. An annual average of 954,155 cases remain pending at the end of each FY. On average, the affirmative asylum backlog of pending cases has a 39 percent growth rate over the past five years with the highest growth rate of 78 percent in FY 2023. Table 5 also shows that the average processing time for Form I-589 has fluctuated throughout the years, ( printed page 47122) increasing to 7.3 years in FY 2025. DHS estimates the annual average processing time over the past five years is 5.8 years.
表5:2021财年至2025财年初始I-589表格积极庇护申请收件数、财年末未决案件数及处理时间
Table 5: Initial Form I-589 Affirmative Asylum Receipts, Pending Cases at the end of FY, and Processing Times for FY 2021 through FY 2025
财年 | 总收件数 | 财年末未决案件数 | 未决案件变化百分比 | 平均处理时间(年)
FY | Total receipts | Pending cases at the end of FY | % Change in pending cases | Average processing time (years)
2021 | 65,732 | 412,796 | | 5.0
2021 | 65,732 | 412,796 | | 5.0
2022 | 248,725 | 569,243 | 38 | 5.3
2022 | 248,725 | 569,243 | 38 | 5.3
2023 | 465,810 | 1,012,528 | 78 | 5.4
2023 | 465,810 | 1,012,528 | 78 | 5.4
2024 | 423,110 | 1,342,061 | 33 | 5.9
2024 | 423,110 | 1,342,061 | 33 | 5.9
2025 | 408,181 | 1,434,145 | 7 | 7.3
2025 | 408,181 | 1,434,145 | 7 | 7.3
五年总计 | 1,611,558 | 4,770,773
5-Year Total | 1,611,558 | 4,770,773
五年年平均 | 322,312 | 954,155 | 39 | 5.8
5-Year Annual Average | 322,312 | 954,155 | 39 | 5.8
注:
Notes:
(1)由于四舍五入,总数可能不完全相加。
(1) Totals may not sum due to rounding.
来源:美国国土安全部,美国公民及移民服务局,首席数据与分析办公室。NPR报告,HQRAIO,GLOBAL,于2025年10月查询,PAER0019312。
Source: Department of Homeland Security, U.S. Citizenship and Immigration Services, Chief Data and Analytics Office. NPR Report, HQRAIO, GLOBAL, queried 10/2025 for PAER0019312.
该规则影响在最终规则发布后申请庇护的积极寻求庇护申请人,以及目前有未决积极庇护申请的外国人。更具体地说,该规则适用于向美国公民及移民服务局提交或已提交I-589表格、且没有合法依据留在美国境内的外国人,包括该外国人被禁止申请庇护、被禁止获得庇护批准、根据自由裁量权不应获得批准,或者根据案卷记录和证据在案件实质上不符合庇护资格的情形。
The rule impacts affirmative asylum applicants who apply for asylum after the final rule is published as well as aliens with pending affirmative asylum applications. More specifically, the rule applies to aliens who file or filed Form I-589 with USCIS, do not maintain a lawful basis to remain in the United States, and including where the alien is barred from applying for asylum, is barred from a grant of asylum, does not merit a grant as a matter of discretion, or is not eligible for asylum on the merits of the claim based on the record and evidence.
在接下来的部分中,国土安全部列出了可能受该规则影响的积极庇护基准人口中若干子群体的细分数据。国土安全部指出,所提供的估算重点关注那些受禁止申请庇护、禁止获得庇护批准,或根据自由裁量权不应获得批准约束的积极庇护申请人,并未考虑未来政策指导中可能影响的人群,该指导将涉及应优先转交而无需面谈的案件类别。
In the proceeding section, DHS presents a breakout of some of these various sub-populations of the affirmative asylum baseline population that could be impacted by the rule. DHS notes that the estimates provided focus on affirmative asylum applicants subject to a bar to applying for asylum, a bar to a grant of asylum, or where the alien does not merit a grant as a matter of discretion, and do not consider populations that may be impacted in light of future policy guidance about which categories of cases should be prioritized for referral without interview.
a. 因一年申请期限(OYFD)而无资格申请庇护的外国人
a. Aliens Ineligible To Apply for Asylum Due to the One-Year Filing Deadline (OYFD)
该规则影响未来提交庇护申请以及目前已提交在先庇护申请但无资格申请庇护的外国人,尤其是因“一年内申请截止日”(OYFD)规定而可被移交至移民法院(EOIR)的外国人。表1显示了外国人在最后一次入境后超过一年才提交申请或入境日期为空白的案件数量。该规则允许美国公民及移民服务局(USCIS)在不进行面谈的情况下将这些案件移交至EOIR。表2显示了2021财年至2025财年期间,入境日期一年后提交的先行庇护申请受理数量、经面谈后移交此类案件的数量,以及移交依据。数据显示,在外国人未及时提交申请且最终被移交至EOIR的案件中,即使经过面谈,大多数仍未能符合申请截止日期的例外条件。因此,在先行庇护积压案件中的1,434,145件案件中,可能多达444,724件(占31%)受OYFD规定约束,可能受本规则影响。[81] 对于未来提交的申请,国土安全部(DHS)估计,平均每年有104,932件存在潜在庇护申请禁止情形的案件可能受本规则影响。
The rule impacts aliens with future asylum filings and existing affirmative asylum applications who are ineligible to apply for asylum, most notably aliens who can be referred to EOIR due to the OYFD. Table 1 shows the number of cases where aliens filed more than one year after their last entry or had a blank entry date. This rule permits USCIS to refer these cases to EOIR without interview. Table 2 shows the affirmative asylum receipts of applications filed more than one year after date of entry, referrals of such cases after interview, and the basis for referral from FY 2021 through FY 2025. The data shows that where aliens do not file a timely application and are ultimately referred to EOIR, a majority fail to qualify for an exception to the filing deadline even after an interview is conducted. Therefore, potentially up to 444,724 (31 percent) of the 1,434,145 cases in the affirmative asylum backlog are subject to the OYFD and may be impacted by this rule.[81] For future filings, DHS estimates that an annual average of 104,932 cases with a potential bar to applying for asylum may be impacted by the rule.
b. 被禁止获准庇护或依裁量权不应获准庇护的外国人
b. Aliens Barred From a Grant of Asylum or Do Not Merit a Grant as a Matter of Discretion
DHS通过采用2024年最终规则中的数据来估算此受影响人群,该数据显示在筛查面谈中,庇护官(AO)发现潜在庇护或暂缓遣返禁止情形的频率。[82] DHS使用8.45%这一比例,即在面谈中AO发现潜在强制性庇护禁止情形的可信恐惧认定为负面结果的比例,来估算受本规则影响的人群。DHS承认,该估算对于先行庇护人群而言可能偏低,因为现有描述可信恐惧庇护人群的数据中包含的是最近抵达陆路边境的外国人(而非已在美国境内停留一段时间的人),且这些人接受的筛查面谈可能未像本规则所影响的先行庇护人群所提交申请那样进行充分的背景调查。因此,在说明不同庇护人群数据存在差异这一前提下,DHS估计,在每年322,312名寻求先行庇护的外国人中,约8.45%(27,235人)可能因存在强制性禁止情形或依裁量权不应获准庇护而受到本规则影响。[84]
DHS estimates this impacted population described by applying data from a 2024 final rule showing how frequently AOs flag a potential bar to asylum or withholding of removal in a screening interview.[82] DHS uses 8.45 percent, which is the percentage of negative credible fear determinations [83] where AOs flagged a potential mandatory bar to asylum, to estimate the population impacted by this rule. DHS acknowledges that this estimate might be an underestimate for the affirmative asylum population because the available data describing the credible fear asylum population contains aliens who are recently arriving at a land border (rather than being physically present in the United States for some time) and who receive a screening interview that may not incorporate full background checks to the extent required for applications filed by the affirmative asylum population impacted by this rule. Therefore, noting the caveat regarding data from different asylum populations, DHS estimates that approximately 8.45 percent (27,235) of the 322,312 aliens seeking affirmative asylum annually could potentially be impacted by this rule, as cases where the alien is barred by a mandatory bar or does not merit a grant as a matter of discretion.[84]
对于未来提交的申请,DHS估计,每年寻求先行庇护的外国人中共有132,167人,可能因存在申请庇护的禁止情形、获准庇护的禁止情形,或因依裁量权不应获准庇护,而在未经面谈的情况下被移交(第47123页),并以此估算数值作为可能受本规则影响的未来申请人群。[85]
For future filings, DHS estimates that a total of 132,167 aliens seeking affirmative asylum annually may be referred without interview due to a bar ( printed page 47123) to applying for asylum, a bar to a grant of asylum, or where the alien does not merit a grant as a matter of discretion, and uses this estimate as the population of future filings that could be impacted by this rule.[85]
4. 成本效益分析
4. Cost-Benefit Analysis
根据本规则,USCIS将不再为所有先行庇护申请安排面谈。取而代之的是,由AO根据案卷记录及其他证据,决定该申请是否可在未经面谈的情况下移交移民法官(IJ)。本规则影响在规则生效后提交申请的先行庇护申请人,以及部分在USCIS已有待决先行庇护申请的外国人。可移交至EOIR的新案件和待决案件,包括外国人处于遣返程序中且存在以下情形之一的案件:外国人被禁止申请庇护、被禁止获准庇护、依裁量权不应获准庇护,或根据案卷记录和证据在案情实质上不具备获得庇护资格。
Under the rule, USCIS will not schedule an interview in connection with all affirmative asylum applications. Instead, an AO determines if the application could be referred to an IJ without interview, based on the record and other evidence. The rule impacts affirmative asylum applicants who apply after the rule is effective, as well as some aliens with pending affirmative asylum applications at USCIS. The new and pending cases that can be referred to EOIR encompass cases where the alien is subject to removal proceedings and the alien is barred from applying for asylum, is barred from a grant of asylum, does not merit a grant of asylum as a matter of discretion, or is not eligible for asylum on the merits of the claim based on the record and evidence.
在本分析中,我们在为期10年的分析期间(2026财年至2035财年)内,针对“不采取行动”基线评估本规则的影响。“不采取行动”基线是指若未采纳本规则,情况将会如何。因此,下文所述的收益均系针对该基线进行分析。
In this analysis, we evaluate the impacts of the rule against a no action baseline over a 10-year period of analysis (FY 2026 through FY 2035). The no action baseline is what the world would be like if the rule had not been adopted. As such, the benefits discussed below are analyzed against this baseline.
收益
Benefits
申请人
Applicants
如前所述,美国公民及移民服务局(USCIS)近期案件处理的平均处理时间已增至2025财年的7.3年。在积极申请排期中等待的这些年里,外国人在其法律未来、家庭稳定性和生活规划能力方面经历了长期的不确定性。处于法律悬而未决状态的漫长等待时间可能加剧庇护申请人的心理困境。对于拥有有理申请的人而言,更早的裁决和庇护批准能够更快地获得保护、稳定性和家庭团聚。缩短等待时间并腾出面谈名额,还可能使符合条件的外国人更早获得工作许可,从而提供经济稳定性,减少对援助项目的依赖,并使外国人能够在整个庇护程序期间养活自己和家人。对于最终将被转交至美国移民法院(EOIR)的外国人而言,他们能够更早地被纳入《移民与国籍法》(INA)第240条驱逐程序,从而缩短获得最终决定之前的总时间。以更快速度达成相同结果,可减少不必要的压力,并为外国人提供更可预测的时间表。更早进入EOIR程序意味着外国人可以更早开始准备向移民法官(IJ)陈述其申请主张,并避免因多年延误而导致证据恶化。因此,更早转入正确的裁决程序有助于维护外国人申请主张的完整性。
As previously mentioned, the average processing time for case resolution at USCIS recently increased to 7.3 years in FY 2025. During the years spent waiting in the affirmative queue, aliens experience prolonged uncertainty about their legal future, family stability, and ability to plan their lives. The lengthy wait times in legal limbo may exacerbate psychological hardship for asylum applicants. For those with meritorious claims, earlier adjudication and grant of asylum provides faster access to protection, stability, and family reunification. Reduced wait times and freed up interview slots could also result in earlier work authorization for aliens who are approvable, which provides financial stability, reduces reliance on assistance programs, and allows aliens to support themselves and their families throughout their asylum process. For aliens who will ultimately be referred to EOIR, these aliens are able to be placed in INA 240 removal proceedings earlier, shortening the total time before they obtain a final decision. The quicker resolution to the same outcome reduces unnecessary stress and provides a more predictable timeline for aliens. Earlier placement into EOIR proceedings means aliens can begin preparing to present their claim to an IJ sooner and avoid the deterioration of evidence that occurs with multi-year delays. Thus, moving to the correct adjudicatory setting sooner helps preserve the integrity of the alien's claim.
此外,跳过不必要的庇护面谈可减少转介案件的程序重复性。这使外国人免于为两个不同的裁决程序做准备,即先参加USCIS面谈,再向移民法官陈述其申请主张。准备USCIS面谈需要收集证据,并可能需要支付法律代理费用。对于申请可被转介至EOIR的外国人而言,这种面谈准备工作成为重复性的负担。因此,取消不符合条件的外国人的面谈环节,将使这些外国人能够集中时间和金钱为移民法院程序做准备。USCIS无法量化这些外国人因不再需要准备、支付法律费用、往返及参加庇护面谈而在时间机会成本方面所节省的费用。
Additionally, bypassing an unnecessary asylum interview reduces the procedural redundancy for referrals. This spares aliens from having to prepare for two different adjudicatory events: the USCIS interview followed by presenting their claim before an IJ. Preparing for a USCIS interview requires gathering evidence and potentially paying for legal representation. For aliens with applications that can be referred to EOIR, this interview preparation becomes a duplicative burden. Therefore, eliminating the interview step for ineligible aliens will allow such aliens to focus time and money preparing for the immigration court process. USCIS is unable to quantify the cost savings to these aliens from the opportunity cost of time in no longer preparing, paying legal fees, transporting to and undergoing an asylum interview.
最后,所有积极申请庇护的申请人都将从积极庇护面谈程序的变更中受益,因为这将使外国人更好地理解庇护程序。具体而言,修订法规以允许USCIS在不进行面谈的情况下进行转介,将鼓励外国人在提交申请时就提交支持其申请的所有证据,从而提高申请的质量和完整性。USCIS无法量化这些外国人因在提交申请时提交更为详尽的申请材料而节省的费用。然而,信息更充分的庇护申请人将能够更好地为USCIS和EOIR的程序做好准备。
Lastly, all affirmative asylum applicants benefit from the change to affirmative asylum interview procedures as it results in aliens' improved understanding of the asylum process. Specifically, amending regulations to permit USCIS to refer without interview encourages aliens to submit any and all evidence in support of their application at the time of filing, resulting in improved application quality and completeness. USCIS is unable to quantify the cost savings to these aliens from submitting a more thorough application at the time of filing. However, better informed asylum applicants will be better prepared for both USCIS and EOIR processes.
政府方面
Government
取消可转介至EOIR的案件的积极庇护面谈的一个主要益处,是提高USCIS积极庇护程序内部的运作效率。效率的提升体现在可重新分配至有理案件的时间和资源节省、减少与EOIR的重复工作、缩短案件处理时间以及加快案件办理速度等方面。[86] 这些改进的叠加效应可能有助于减少目前已超过140万件的积压案件数量的持续增长。拥有有理和无理申请的外国人都可能因此经历等待时间的缩短,从而缩短处于法律和个人不确定状态中的时间。
A primary benefit of eliminating affirmative asylum interviews for cases that can be referred to EOIR is increased operational efficiency of the affirmative asylum process within USCIS. Increased efficiency is seen from the time and resource savings that could be reallocated to meritorious cases, reduced duplicative work with EOIR, reduced case processing times, and faster throughput of cases.[86] The compounding effects of these improvements could reduce the growing volume of pending cases, which now exceeds 1.4 million. Aliens with both meritorious and non-meritorious cases may also experience reduced wait times, shortening the time spent in legal and personal uncertainty.
根据以前的主动申请庇护程序,无论是否符合资格,每位庇护申请人通常都要接受庇护官(AO)的非对抗性面谈。其中许多外国人,尤其是受法定禁止条款约束的申请人,最终在与庇护官面谈后被移交至美国移民法院(EOIR)。对这些案件进行完整面谈需要耗费大量庇护官时间、口译资源和行政支持,同时还会重复日后在移民法官(IJ)面前将再次进行的工作。每次庇护官面谈都需要数小时的官员时间用于准备、面谈和撰写决定。此外,由于许多外国人最终都会被移交至EOIR,同一案件往往会接受两次完整的裁决,一次由美国公民及移民服务局(USCIS)作出,一次由EOIR作出,从而导致各机构之间资源的重复使用。因此,对那些可被遣返且不太可能具有实质胜诉可能性的案件取消面谈,可使USCIS将庇护官的时间重新分配至审理具有更高批准可能性的主动庇护申请,例如那些由具有较强人道主义理由的外国人提出的申请。
Under the previous affirmative asylum process, every asylum applicant, regardless of eligibility, generally underwent a non-adversarial interview with an AO. Many of these aliens, particularly those who are subject to statutory bars, were ultimately referred to EOIR after an interview with an AO. Conducting full interviews for these cases requires significant AO time, interpreter resources, and administrative support while duplicating work that will later be repeated before an IJ. Each AO interview requires hours of officer time to prepare, interview, and draft decisions. Additionally, because many aliens are ultimately referred to EOIR, the same case often receives two full adjudications: one by USCIS and one by EOIR, resulting in duplicative resource use across agencies. Therefore, removing the interview for cases that are amendable to removal and are not likely to be meritorious allows USCIS to reallocate AO time towards adjudicating affirmative asylum applications with higher chances of approval, such as those presented by aliens with stronger humanitarian claims.
取消移交案件面谈环节的另一个好处是加快USCIS案件的处理速度。USCIS估计,2021财年至2025财年期间主动庇护案件的平均处理时间接近六年。参见表5。截至2025财年,这一时间已增加至超过7.3年。此前,这些案件占用了面谈名额并消耗了庇护官资源,尽管其获批的可能性很小,从而造成了不必要的排队积压。通过更快地将此类案件转交EOIR处理,USCIS正在加速将不具实质胜诉可能性的申请从主动申请流程中清除。这增强了庇护程序的威慑作用,减少了个人利用长期悬而未决的案件作为拖延遣返手段的机会,同时通过缩短具有真实且可获批庇护理由的外国人的等待时间,促进了公平性。这也意味着庇护官能够(印刷页第47124页)将工作重点转移至不受禁止条款限制的申请上。因此,该规则使得强有力或时间紧迫的申请得以更快获得裁决。每一次无实际效果的面谈都会占用有限的面谈名额,而这些名额本可用于更快地解决具有实质胜诉可能性的案件。通过将不符合资格或很可能不符合资格的外国人在不进行面谈的情况下移交至EOIR,USCIS正在优先将资源用于具有可获批庇护理由的外国人,从而加快案件处理速度并为真正符合资格者提供保护。此外,USCIS资源的重新分配也可能有助于减缓主动庇护申请积压案件的增长速度。这不仅缩短了具有实质胜诉可能性案件的等待时间,也增强了公众对美国庇护制度完整性和响应能力的信心。由于目前已开始征收年度庇护费,更快的处理时间可为申请人节省费用。[87]
An added benefit of removing the interview step for referrals is the faster resolution of cases at USCIS. USCIS estimates that the average processing time for affirmative asylum cases from FY 2021 through FY 2025 was almost six years. See Table 5. This time has increased to over 7.3 years as of FY 2025. Previously, these cases occupied interview slots and consumed AO resources despite having little likelihood of approval, contributing to the unnecessary queue congestion. By routing such cases to EOIR faster, USCIS is accelerating the removal of non-meritorious applications from the affirmative pipelines. This enhances the deterrent value of the asylum process by reducing opportunities for individuals to exploit lengthy pending cases as a means of delaying removal, while simultaneously promoting fairness by shortening wait times for aliens with genuine and approvable asylum claims. This also means that AOs are able to ( printed page 47124) shift focus to applications not subject to a bar. As such, the rule results in faster adjudication for strong or time-sensitive claims. Every unproductive interview occupies limited interview slots that could otherwise be used to resolve meritorious cases faster. By referring aliens ineligible or likely to be ineligible to EOIR without an interview, USCIS is prioritizing resources for aliens with approvable asylum claims, resulting in faster case resolution and protection for those who truly qualify. Furthermore, the reallocation of USCIS' resources could contribute to the slowing of the affirmative asylum pending cases backlog. This not only reduces waiting times for meritorious claims but also strengthens the public's confidence in the United States' asylum system's integrity and responsiveness. As there is now an annual asylum fee, faster processing times could result in saving applicants money.[87]
取消某些类别外国人,包括强制性禁止条款移交案件和自由裁量移交案件的主动面谈,还有一个重要好处,即加强国家安全和公共安全。如本序言第IV.E节前文所述,现行政策指南允许USCIS将涉及刑事问题、国家安全问题或公共安全问题的案件移交至美国移民和海关执法局(ICE),但此程序耗时较长,因为ICE必须先接受USCIS的移交,然后签发出庭通知书(NTA)。此外,如果ICE未接受或未回应该移交请求,USCIS则必须在对案件进行裁决并移交之前,等待安排并进行面谈。因此,在向ICE移交的程序下,具有丧失资格的犯罪记录、强制性禁止条款或其他国家安全问题的个人,往往在USCIS能够进行面谈、裁决并移交至EOIR之前,已在主动庇护积压案件中滞留多年。在此等待期间,此类外国人仍实际留在美国境内,有时还持有工作许可并可自由流动。
Another meaningful benefit of eliminating affirmative interviews for certain categories of aliens, including mandatory bar referrals and discretionary referrals, is the enhancement of national security and public safety. As previously mentioned in Section IV.E of this preamble, pre-existing policy guidance allows USCIS to refer cases with criminal issues, national security concerns, or public safety concerns to ICE, however, this process is time-consuming as ICE must first accept the referral from USCIS and then issue an NTA. Furthermore, if ICE does not accept or respond to the referral, USCIS must then wait for an interview to be scheduled and conducted prior to USCIS adjudicating and referring the case. Therefore, under the referral to ICE process, individuals with disqualifying criminal histories, mandatory bars or other national security concerns often remained in the affirmative asylum backlog for years before USCIS could interview, adjudicate, and refer to EOIR. During this waiting period, such aliens remained physically present in the United States, sometimes with work authorization and freedom of movement.
即使在面谈后,移民官(AO)认定某外国人可能对公共安全或国家安全构成危险,且不符合资格条件或在自由裁量方面不应获得庇护批准,该移民官也必须撰写转介评估报告,说明该外国人不符合资格或不能获得批准的理由,包括对与潜在国家安全或公共安全威胁相关的任何强制性禁止情形或自由裁量因素进行详细分析。这一程序可能需要数周、数月甚至更长时间,庇护业务人员才能处理该转介案件,向该外国人签发出庭通知书(NTA),并将案件列入移民法院行政办公室(EOIR)的审理日程。在此期间,该外国人在案件中复杂的公共安全和国家安全问题得到审查、裁决、处理并最终转介给移民法官(IJ)之前,仍可在公共场所自由活动。
Even if, after interview, an AO found that an alien is possibly a danger to public safety or national security and was ineligible or did not merit a grant of asylum as a matter of discretion, the AO had to write a referral assessment stating the reasons why the alien was ineligible or could not be granted, including a detailed analysis of any mandatory bar or discretionary factors related to the potential threat to national security or public safety. This process could take weeks to months or longer before asylum personnel could process the referral, issuing an NTA to the alien and placing the case on the EOIR docket. During this time, the alien still had freedom of movement in public until the complex public safety and national security issues in the case were reviewed, adjudicated, processed, and ultimately referred to an IJ.
根据本规则,危险或受禁止的外国人在积极性庇护程序中加速流转,可加快裁决进程,并减少潜在危险人员在悬而未决的情况下留在公众社区中的时间。这也缩短了可能发生新的犯罪活动的时间段,从而降低潜在的受害风险,并将对社区的危害降至最低。更高效地转介至移民法院行政办公室(EOIR),使移民法官能够更早地审查该外国人的犯罪或安全情况,从而能够更早地考虑羁押裁定、保释条件以及在必要时进行监控或拘留。这增强了国土安全部(DHS)管理对国家安全和公共安全构成较高风险的外国人的能力,并确保与安全相关的案件不会在积极性庇护系统中长期搁置。对于那些不符合资格且同时对他人构成危险的外国人,无需面谈即迅速转介至移民法院行政办公室(EOIR),可减少在美国公民及移民服务局(USCIS)设施内的当面接触次数,从而降低移民官、口译员、律师及其他在面向公众的面谈场所工作的政府工作人员所面临的风险。
Under the rule, faster movement of dangerous or barred aliens through the affirmative asylum process accelerates adjudication and reduces the amount of time that potentially dangerous individuals remain in the public community without resolution. It also shortens the period during which new criminal activity could occur, thereby reducing potential victimization risks and minimizing harm to the community. More efficient referral to EOIR allows IJs to review the alien's criminal or security profile sooner, enabling earlier consideration of custody determinations, bond conditions, and monitoring or detention where warranted. This strengthens DHS's ability to manage aliens who pose elevated national security and public safety risks and ensures that security-relevant cases do not remain dormant in the affirmative asylum system for an extended number of years. Prompt referral to EOIR, without interview, for ineligible aliens who also present a danger to others reduces the number of in-person encounters in USCIS facilities, thereby lowering the exposure risk for AOs, interpreters, attorneys, and other government staff working in public-facing interview spaces.
国土安全部(DHS)正在取消一项监管要求,即传达庇护转介依据的信函须包含对该外国人可信度的评估。此项变更为美国公民及移民服务局(USCIS)带来了运行效率的提升,使移民官在可信度并非转介依据的情况下,能够将决定信函的重点放在转介理由上。编写正式的可信度认定要求移民官撰写不必要的叙述性说明,以阐述并非最终构成转介依据的可信度认定。取消这一要求可减少撰写时间,并简化转介决定信函的编制工作,使移民官能够更直接地专注于资格门槛问题或庇护的法定禁止情形。从行政角度而言,更简短和更标准化的决定信函可提高处理效率,减轻文书负担,并支持积极性庇护系统内更高的案件处理量,同时在可信度确实构成转介依据的情况下,仍保留机构纳入可信度评估的能力。国土安全部认为,这是撰写转介决定信函的一种更高效的方式。
DHS is removing the regulatory requirement that a letter communicating the basis for referral of asylum include an assessment of the alien's credibility. This change produces operational efficiencies for USCIS by giving AOs the ability to focus a decision letter on the reason(s) for referral, where credibility does not form the basis for referral. Preparing formal credibility findings required AOs to draft unnecessary narrative explanations addressing a credibility finding that did not ultimately form the basis for the referral. Eliminating this requirement reduces drafting time and streamlines the preparation of referral decision letters, allowing AOs to focus more directly on threshold eligibility issues or statutory bars to asylum. From an administrative perspective, shorter and more standardized decision letters improves processing efficiency, reduces documentation burdens and supports higher case throughput within the affirmative asylum system, while still preserving the agency's ability to include a credibility assessment where credibility does form the basis for a referral. DHS believes that this is a more efficient way to draft referral decision letters.
尽管无需对监管条款作出修改,国土安全部(DHS)也在调整其程序,以便移民官可以在未先作出资格认定的情况下,径行认定某外国人在自由裁量方面不应获得批准。这一机构实践的变更为美国公民及移民服务局(USCIS)带来了运行效率的提升,使该机构能够在负面因素明显超过任何正面因素的案件中,将有限的裁决能力集中用于转介的最终理由。进行完整的资格分析要求移民官花费大量时间评估关联性、过去的迫害、确有根据的恐惧、可信度以及潜在的法定禁止情形,然后完成详细的书面记录。有了这一变更,在移民官已能够确定该外国人在自由裁量方面不应获得批准的案件中,裁决人员不再需要完成这一耗时的评估和书面记录工作。
Although it does not require a change in regulatory provisions, DHS is also modifying its processes so that an AO may make a determination that an alien does not merit a grant as a matter of discretion without first making an eligibility determination. This change in agency practice generates operational efficiencies for USCIS by allowing the agency to focus its limited adjudicative capacity on the ultimate reason for referral in cases where negative factors overwhelmingly outweigh any positive factors. Conducting a complete eligibility analysis required substantial AO time to assess nexus, past persecution, well-founded fear, credibility and potential statutory bars and then complete detailed written documentation. With this change, in cases where the AOs can already determine that the alien will not merit a grant as a matter of discretion, the adjudicator no longer has to complete this time-consuming assessment and written documentation.
本规则修订相关法规,还使美国公民及移民服务局(USCIS)能够灵活地就移民官(AO)在何种情况下可不经面谈即予转介的问题发布未来的政策指南,例如外国人被禁止获得庇护批准或根据自由裁量权不应获得庇护批准的情形,包括但不限于涉及恐怖主义或严重犯罪的案件。该指南将确保对国家安全或公共安全构成威胁的外国人得到及时识别,并在其不具备在美国境内合法居留的移民依据时被置于遣返程序中。此类案件呈现出更适合通过《移民与国籍法》第240条遣返程序处理的复杂法律和事实问题,在该程序中,外国人将获得正当程序保障,可向移民法官(IJ)提出其申请主张,同时美国政府的利益也将由美国移民及海关执法局首席法律顾问办公室(ICE OPLA)的律师妥善代表。
Amending regulations in this rule also gives USCIS the flexibility to issue future policy guidance regarding when an AO may refer without interview, such as where the alien is barred from a grant of asylum or does not merit a grant of asylum as a matter of discretion, including but not limited to cases involving terrorism or serious crime. The guidance will ensure that aliens posing a threat to national security or public safety are promptly identified and placed into removal proceedings if they do not have a valid immigration basis to remain in the United States. Such cases present complex legal and factual issues that are more conducive to INA 240 removal proceedings, where the alien will be afforded due process in presenting his or her claim to an IJ and similarly the interests of the United States government will be properly represented by an attorney from ICE OPLA.
本规则还通过减少专为延长在美国停留时间而进行的策略性申请的机会,加强了庇护制度的完整性。通过确保那些不参与该程序(印刷页第47125页)的外国人不再滞留于多年期的积极庇护申请队列中,国土安全部(DHS)强化了庇护制度的可信度和威慑作用。国土安全部认为,本规则最终将鼓励及时遵守规定和提交更高质量的申请材料。移民官可能会收到准备更充分的申请,从而减少不必要的延误,并有助于提高裁决效率。
The rule also strengthens the integrity of the asylum system by reducing opportunities for strategic filings intended solely to prolong presence in the United States. By ensuring that aliens who do not engage with the ( printed page 47125) process do not remain in multi-year affirmative asylum queues, DHS reinforces the credibility and deterrent value of the asylum system. DHS believes that the rule ultimately encourages timely compliance and higher quality submissions. The AOs are likely to receive better prepared applications, which reduce unnecessary delays and contribute to more efficient adjudications.
成本
Costs
申请人
Applicants
USCIS有可能将某些本可在以往程序下获得批准的案件转介至行政复核办公室(EOIR)。由于本规则,这些外国人可能会经历更长的等待时间和更缓慢的案件解决进程。这些外国人可能失去在USCIS面前以非对抗方式陈述其申请主张的机会,这可能导致额外的压力、时间表的不可预测性增加,并延迟其获得工作许可的能力。然而,国土安全部认为这种情况将较为罕见,因为移民官在作出最终裁决前仍会审查记录和证据,并且USCIS仍保留对任何申请提供面谈的能力,包括在有证据表明可克服禁止情形的情况下。此外,尽管本规则并未针对申请的完整性或质量引入新要求,但国土安全部承认,部分外国人,尤其是那些需要克服强制性禁止情形的外国人,可能会因本规则而自愿选择聘请律师或寻求其他外部协助来准备其申请。
It is possible that USCIS may refer some cases to EOIR that it could have granted under the previous process. These aliens could experience increased wait times and slower case resolution due to this rule. These aliens could lose the opportunity to present their claim in a non-adversarial setting before USCIS which could result in added stress, a less predictable timeline, and delay their ability to work. However, DHS believes this will be a rare occurrence because an AO still reviews the record and evidence before a final adjudication and USCIS still retains the ability to offer an interview on any application, including where there is evidence of overcoming a bar. Additionally, although the rule does not introduce new requirements for the completeness or quality of applications, DHS acknowledges that some aliens, particularly those who need to overcome any mandatory bars, may voluntarily opt to retain counsel or seek other outside assistance in preparing their application because of this rule.
政府
Government
根据本规则,部分积极庇护申请将比以往程序更早地被转介至EOIR。这种USCIS向EOIR转介案件的初期增加,可能导致移民法院案件量增加并加剧其积压。然而,无论本规则是否实施,这些案件中的大多数本就会被转介至EOIR。
Under this rule, some affirmative asylum applications will be referred to EOIR earlier than under the previous process. This initial increase in referrals from USCIS to EOIR may contribute to higher immigration court caseloads and add to their backlog. However, most of these cases would be referred to EOIR regardless of this rule.
通过取消USCIS对某些外国人自动提供积极庇护面谈的做法,本规则将某些转介案件的初步当面审理环节从USCIS转移至EOIR,这可能使EOIR工作人员在遣返程序中承担更多责任,需要进一步完善案件的某些要素。当EOIR本可从移民官面谈所形成的完整记录中受益,但由于USCIS未经面谈即转介案件而缺乏该记录时,就会出现这种情况。因此,EOIR可能需要开展额外工作以完善案件记录。此类成本难以量化,因为例如,部分案件可能由EOIR在未经完整实体审理的情况下作出裁定(参见H-A-A-V-案先例,[88]以及不同移民法官的不同做法等),而其他案件则可能需要更多时间或资源。总体而言,USCIS预计只会转介那些不会从面谈中受益的案件,从而使转移给EOIR以进一步完善记录所产生的成本降至最低。国土安全部承认,虽然本规则可能减轻USCIS的工作量,但本规则可能只是在整个系统范围内重新分配效率,而非使每个相关机构都得到改善。国土安全部坚持认为,尽管本规则可能增加EOIR的运作需求,但相关的许多成本实际上反映的是责任从USCIS向EOIR的重新分配。
By removing USCIS's automatic offering of an affirmative asylum interview for certain aliens, this rule shifts the initial in-person layer of asylum processing for certain referral cases from USCIS to EOIR, which may place greater responsibility on EOIR staff to develop certain elements of the case during removal proceedings. This will occur when EOIR may have benefited from a fully fleshed out record resulting from an AO interview but do not have that record because USCIS referred the case without performing an interview. Thus, EOIR may need to conduct additional work to develop the record. Such costs are difficult to quantify because, for example, some number may be decided by EOIR without a full merits hearing ( Matter of H-A-A-V-, different IJ practices, etc.), while others may require more time or resources.[88] Overall, USCIS expects to refer only those cases that would not benefit from an interview, making any shift in costs to EOIR to further develop a record minimal. DHS acknowledges that while this rule may reduce USCIS' workload, this rule may shift system-wide efficiency rather than improve it for every agency involved. DHS maintains that while this rule may increase operational demands for EOIR, many of the associated costs reflect a redistribution of responsibilities from USCIS to EOIR.
最后,在极少数情况下,USCIS原本可以批准庇护案件,但根据本规则改为转交行政和移民复审执行办公室(EOIR)处理,司法部(DOJ)可能因此产生处理这些申请的新成本。国土安全部(DHS)认为这种情况将极为罕见,因为在作出最终裁决之前,主管官员(AO)仍会审查记录和证据,且USCIS仍保留对任何申请安排面谈的权力,包括在有证据表明已克服禁止情形的情况下。因此,最终被转交至EOIR的外国人总数不会出现明显增加,因为本规则的目的是在未经面谈即可确定该申请无论如何都会被转交的情况下,免去面谈程序而直接转交。
Lastly, in the rare circumstance where USCIS could have granted the asylum case that is instead referred to EOIR under this rule, DOJ could possibly incur new costs processing these claims. DHS believes this will be a rare occurrence because an AO still reviews the record and evidence before a final adjudication and USCIS still retains the ability to offer an interview on any application, including where there is evidence of overcoming a bar. Therefore, the overall number of aliens who will ultimately be referred to EOIR will not noticeably increase because the rule is intended to refer applications without interview where the application would have been referred even if an interview had been conducted.
5. 其他可选的监管方式
5. Alternative Regulatory Approaches
a. 维持现状
a. Status Quo
DHS考虑了一种维持原有政策不变的替代方案。多年来,USCIS每年收到的积极性庇护申请数量大幅增长,在2023财年达到465,810件的高峰。见表5。截至2025财年末,USCIS积压的积极性庇护申请已超过140万件,反映出持续多年的增长,原因在于持续高位的申请量以及全球流离失所现象的频繁激增。年度申请接收量的增加以及财年末积压申请数量的上升,意味着寻求庇护的个人可能需要等待超过七年才能获得结果。DHS否决了这一替代方案,因为该方案不会对积压案件的减少、运营效率或整个积极性庇护体系带来任何长期的可衡量改善。采用这种方式,DHS预计积极性庇护积压案件将持续增长,从而使其裁决能力不堪重负,并削弱对寻求庇护者及时提供保护的能力。
DHS considered an alternative that would keep the pre-existing policies in place. The volume of annual affirmative asylum applications USCIS receives has grown significantly over the years, reaching a high of 465,810 in FY 2023. S ee Table 5. By the end of FY 2025, over 1.4 million affirmative asylum applications remain pending at USCIS, reflecting years of continuous growth fueled by sustained high filing volumes and frequent surges in global displacement. The increase in annual receipts and end of FY pending applications means that individuals seeking asylum may wait over seven years for resolution. DHS rejected this alternative approach as this would not result in any long-term measurable improvements to the backlog reduction, efficiency of operations, or the affirmative asylum system as a whole. With this approach, DHS anticipated that the affirmative asylum backlog would continue to grow and strain its adjudicatory capacity and undermine the timely protection of individuals seeking refuge.
b. 简式筛查面谈
b. Short-Form Screening Interviews
在此替代方案下,USCIS本可保留现行积极性庇护面谈的简化版本,而非对可转交EOIR的外国人完全取消面谈。主管官员(AO)本可进行约30分钟的简短、有针对性的面谈,以核实身份、澄清基本申请内容及任何申请禁止情形,并询问强制性禁止情形相关问题。AO本应记录裁决所需的基本事实。DHS否决了这一替代方案,因为尽管该面谈比完整面谈时间更短,但该程序仍将需要安排时间、提供口译支持以及占用官员工作时间。此外,由于AO通常可以根据申请中提供的证据确定申请人是否具备申请庇护的资格,面谈中提供的证词很少能使外国人克服“一年内提出申请”(OYFD)的限制。因此,如果AO在进行简式、有针对性的面谈之前就已确定应将某外国人转交EOIR,那么在面谈证词中几乎不可能出现任何能够改变预期不合格结果的陈述。
Under this alternative, USCIS would have retained a modified version of the current affirmative asylum interview rather than eliminating it for aliens that can be referred to EOIR. AOs would have conducted a short-form, targeted interview lasting about 30 minutes to verify identity, clarify the basic claim and any prohibitions on filing, and ask mandatory bars questions. The AO would have documented the essential facts needed for adjudication. DHS rejected this alternative because although shorter than a full interview, this process would have still required scheduling, interpreter support, and officer time. Additionally, because an AO can often determine eligibility to apply for asylum by the evidence provided in the application, testimony presented in interviews rarely leads to the alien overcoming the OYFD. Hence, if an AO determined before the short-form, targeted interview that an alien should be referred to EOIR, there is likely nothing that could have been said in testimony during an interview that would have changed the expected outcome of ineligibility.
该替代方案本将继续占用宝贵的DHS资源,而这些资源本可重新分配以提升其运营效率,并更有效地减少其积压案件。
This alternative would have continued to use valuable DHS resources that could be reallocated to improve its operational efficiencies and more meaningfully reduce its backlog of pending cases.
c. 加强表格完整性要求及对不完整申请的驳回权限
c. Enhanced Form Completeness and Rejection Authority for Incomplete Applications
采用这一备选方案,美国公民及移民服务局(USCIS)本可在受理I-589表格时加强完整性审查,并采用或扩大在提交时拒绝不完整申请的权限,类似于其他移民表格所采用的拒绝程序。尽管USCIS目前已经拒绝并退回未能满足明确完整性要求的申请,但此项完整性审查本可以更加细致和全面地实施,以确保不完整的申请不会被视为已妥善提交而予以受理。外国人本可以在补齐缺失信息后重新提交,但在满足经妥善提交且完整的申请的所有要求之前(例如回答I-589表格上所有适用问题),不完整的申请将不会进入积极审理(affirmative processing)排期队列。加强完整性审查本可以减少进入积极庇护系统的低质量申请的数量(印刷页第47126页),并确保庇护官(AO)资源用于行政瑕疵最小的案件。这一做法本还可以在受理环节提高申请质量,并通过确保只有完整的申请进入庇护处理流程来减少与补充证据请求(RFE)相关的延误。美国国土安全部(DHS)拒绝了这一备选方案,因为扩大庇护申请的拒绝权限可能会无意中导致拒绝面临识字或语言障碍,和/或缺乏法律援助渠道的弱势外国人提交的申请。因此,这一做法可能被认为削弱了获得庇护程序的机会。
With this alternative, USCIS would have strengthened its completeness check during intake of Form I-589 and adopted or expanded authority to reject incomplete applications at filing, similar to rejection procedures used for other immigration forms. Although USCIS already rejects and returns applications that fail to meet explicit completeness requirements, this completeness check would have been carried out more carefully and thoroughly to ensure that incomplete applications were not accepted as filed. Aliens could have refiled with the missing information, but incomplete filings would not have entered the affirmative processing queue until all requirements of a properly filed and completed application were met, such as responding to all applicable questions on Form I-589. Enhanced completeness screenings would have reduced the volume of low-quality ( printed page 47126) applications entering the affirmative asylum system and ensured that AO resources are directed towards cases with minimal administrative flaws. This approach would have also improved application quality at intake and reduced RFE-related delays by ensuring that only complete filings enter the asylum pipeline. DHS rejected this alternative because expanding rejection authority for asylum could have inadvertently led to the rejection of filings from vulnerable aliens who face literacy or language challenges, and/or lack access to legal aid. As such, this approach could have been perceived as reducing access to the asylum process.
C. 《管制灵活法案》
C. Regulatory Flexibility Act
《管制灵活法案》(RFA),《美国法典》第5编第601条至第612条,经1996年《小企业管制执行公平法案》(1996年3月29日,公法104-121号)修订,要求联邦机构在制定规则时考虑规则对小实体的潜在影响,以确定是否会对相当数量的小实体产生重大经济影响。“小实体”一词包括小企业、在其所在领域不占主导地位的非营利组织,以及人口少于50,000人的政府辖区。就《管制灵活法案》而言,“个人”不被视为小实体,对个人造成的成本也不被视为对小实体的影响。[89] 此外,法院已裁定,《管制灵活法案》仅要求机构在规则直接规制小实体时,才需对小实体影响进行管制灵活性分析。[90] 因此,规则对未受该规则规制的小实体所产生的间接影响,不在《管制灵活法案》的考量范围之内。
The Regulatory Flexibility Act (RFA), 5 U.S.C. 601-612, as amended by the Small Business Regulatory Enforcement Fairness Act of 1996, Public Law 104-121 (Mar. 29, 1996), requires Federal agencies to consider the potential impact of regulations on small entities during the development of their rules to determine whether there will be a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. An “individual” is not considered a small entity and costs to an individual are not considered a small entity impact for RFA purposes.[89] In addition, the courts have held that the RFA requires an agency to perform a regulatory flexibility analysis of small entity impacts only when a rule directly regulates small entities.[90] Consequently, a rule's indirect impacts on a small entity not subject to the rule are not considered for RFA purposes.
本规则并不直接规制小实体,预计也不会对其产生直接影响。本规则规制的对象是个人,而根据《管制灵活法案》,个人不属于“小实体”。美国国土安全部(DHS)承认,代理受本规则影响的外国人的实体可能会受到间接影响。根据上文管制影响分析(RIA)及整个前言中所述信息,美国国土安全部(DHS)认定,本规则不会对相当数量的小实体产生重大经济影响。尽管如此,美国国土安全部(DHS)欢迎就本规则对小实体的潜在影响提出意见。
The rule does not directly regulate small entities and is not expected to have a direct effect on them. The rule regulates individuals, and individuals are not defined as “small entities” by the RFA. DHS acknowledges that there might be indirect impacts to entities that represent the aliens impacted by the rule. Based on the information presented above in the RIA and throughout the preamble, DHS certifies that this rule will not have a significant economic impact on a substantial number of small entities. Nonetheless, DHS welcomes comments regarding potential impacts on small entities.
D. 1996年《小企业管制执行公平法案》(《国会审查法》)
D. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
《国会审查法》(CRA)作为1996年《小企业管制执行公平法案》(SBREFA)的一部分,被纳入该法案第E分节,公法104-121号,第二编,第110卷《美国法规大全》第847页及其后(第868页等)。本中期最终规则不属于SBREFA第804条所定义的“重大规则”,因为其不会对经济产生每年1亿美元或以上的影响。参见《美国法典》第5编第804条第(2)(A)款。美国国土安全部(DHS)已遵守《国会审查法》的报告要求,并已按照《美国法典》第5编第801条第(a)(1)款的规定,将本规则提交国会及主计长。如本前言所述,美国国土安全部(DHS)认定存在充分理由使本规则自公布之日起立即生效。
The Congressional Review Act (CRA) was included as part of the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA) by subtitle E of SBREFA, Public Law 104-121, tit. II, 110 Stat. 847, 868, et seq. This interim final rule is not a major rule as defined by section 804 of SBREFA because it does not result in an annual effect on the economy of $100 million or more. See5 U.S.C. 804(2)(A). DHS has complied with the CRA's reporting requirements and has sent this rule to Congress and to the Comptroller General as required by 5 U.S.C. 801(a)(1). As stated in this preamble, DHS has found that there is good cause to make this rule effective immediately upon publication.
E. 1995年《无资金授权改革法案》(UMRA)
E. Unfunded Mandates Reform Act of 1995 (UMRA)
《1995年无资金拨款授权改革法》(UMRA)旨在遏制向州、地方和部落政府施加无资金联邦授权的做法,这是该法的宗旨之一。[91] UMRA第二编要求每个联邦机构就规则或机构已公布规则的最终规则中任何联邦授权的影响编写书面声明,该联邦授权包括可能导致州、地方和部落政府合计或私营部门在任何一年内支出1亿美元或以上(每年根据通货膨胀进行调整)的任何联邦授权。见2 U.S.C. 1532(a)。根据所有城市消费者消费者价格指数(CPI-U),1995年1亿美元经通货膨胀调整后的价值在2025年约为2.13亿美元。[92]
The Unfunded Mandates Reform Act of 1995 (UMRA) is intended, among other things, to curb the practice of imposing unfunded Federal mandates on State, local, and Tribal governments.[91] Title II of UMRA requires each Federal agency to prepare a written statement assessing the effects of any Federal mandate in a rule, or final rule for which the agency published a rule, which includes any Federal mandate that may result in a $100 million or more expenditure (adjusted annually for inflation) in any one year by State, local, and Tribal governments, in the aggregate, or by the private sector. See2 U.S.C. 1532(a). The inflation adjusted value of $100 million in 1995 is approximately $213 million in 2025 based on the Consumer Price Index for All Urban Consumer (CPI-U).[92]
本规则不包含此类授权,因为它不对任何其他级别的政府或私营部门实体施加任何可强制执行的义务。修订法规以允许庭审官(AO)根据记录和其他证据,在不进行面谈的情况下将肯定性I-589表格转交移民法院(EOIR),不会导致州、地方或部落政府或私营部门产生任何支出。因此,UMRA第二编的要求不适用,国土安全部(DHS)未根据UMRA编写声明。但是,国土安全部已在本规则第V.A节的监管影响分析(RIA)中分析了本行动的许多潜在影响。国土安全部欢迎对此分析提出意见。
This rule does not contain such a mandate, because it does not impose any enforceable duty upon any other level of government or private sector entity. Amending regulations to permit an AO to refer an affirmative Form I-589 to EOIR, without interview, based on the record and other evidence does not result in any expenditures by the State, local, or Tribal governments, or by the private sector. The requirements of title II of UMRA therefore, do not apply, and DHS has not prepared a statement under UMRA. DHS has, however, analyzed many of the potential effects of this action in the RIA at section V.A of this rule. DHS welcomes comments on this analysis.
F. 第13132号行政命令(联邦制)
F. Executive Order 13132 (Federalism)
本规则对各州、国家政府与各州之间的关系,或各级政府之间权力和责任的分配均无实质性直接影响。因此,根据第13132号行政命令第6节,兹确定本规则不具有足够的联邦制影响,无需编写联邦制影响摘要声明。
This rule does not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with section 6 of E.O. 13132, it is determined that this rule does not have sufficient federalism implications to warrant the preparation of a federalism summary impact statement.
G. 第12988号行政命令(民事司法改革)
G. Executive Order 12988 (Civil Justice Reform)
本规则是根据第12988号行政命令《民事司法改革》起草和审查的。本规则旨在为受影响的行为提供明确的法律标准,并经过仔细审查以消除起草错误和歧义,从而最大限度地减少诉讼及对联邦法院系统造成的不当负担。国土安全部已确定本规则符合第12988号行政命令第3(a)节和第3(b)(2)节规定的适用标准。
This rule was drafted and reviewed in accordance with E.O. 12988, Civil Justice Reform. This rule was written to provide a clear legal standard for affected conduct and was carefully reviewed to eliminate drafting errors and ambiguities to minimize litigation and undue burden on the Federal court system. DHS has determined that this rule meets the applicable standards provided in sections 3(a) and 3(b)(2) of E.O. 12988.
H. 家庭评估
H. Family Assessment
国土安全部已根据1999年《财政部和联邦政府总务拨款法》(公法105-277,1998年)第654节的要求对本规则进行了审查,该节要求联邦机构对任何可能影响家庭福祉的规则发布家庭政策制定评估。国土安全部已系统地审查了第654(c)(1)节规定的标准,评估本监管行动是否:(1)影响家庭的稳定或安全,特别是在婚姻承诺方面;(2)影响父母在子女教育、养育和监督方面的权威;(3)有助于家庭履行其职能(印刷页47127);(4)影响家庭和儿童的可支配收入或贫困状况;(5)仅在此类影响合理的范围内对家庭产生经济影响(如有);(6)可由州或地方政府或家庭执行;或(7)就青少年行为与个人责任同社会规范之间的关系确立政策。如果国土安全部确定某项法规可能对家庭福祉产生负面影响,则国土安全部必须为其实施提供充分的理由。
DHS has reviewed this rule in line with the requirements of section 654 of the Treasury and General Government Appropriations Act, 1999, Public Law 105-277 (1998), which requires Federal agencies to issue a Family Policymaking Assessment for any rule that may affect family well-being. DHS has systematically reviewed the criteria specified in section 654(c)(1) by evaluating whether this regulatory action: (1) impacts the stability or safety of the family, particularly in terms of marital commitment; (2) impacts the authority of parents in the education, nurture, and supervision of their children; (3) helps the family perform ( printed page 47127) its functions; (4) affects disposable income or poverty of families and children; (5) only financially impacts families, if at all, to the extent such impacts are justified; (6) may be carried out by State or local government or by the family; or (7) establishes a policy concerning the relationship between the behavior and personal responsibility of youth and the norms of society. If DHS determines a regulation may negatively affect family well-being, then DHS must provide an adequate rationale for its implementation.
国土安全部没有数据表明本规则对家庭福祉有任何影响。国土安全部已确定本法规的实施不会对家庭福祉产生负面影响,也不会对家庭作为一种制度的自主性和完整性产生任何影响。
DHS has no data that indicates that this rule has any impact on family well-being. DHS has determined that the implementation of this regulation does not negatively affect family well-being and does not have any impact on the autonomy and integrity of the family as an institution.
I. 第13175号行政命令(与印第安部落政府的协商与协调)
I. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
根据第13175号行政命令《与印第安部落政府的协商与协调》,本规则不具有部落影响,因为它对一个或多个印第安部落、联邦政府与印第安部落之间的关系,或联邦政府与印第安部落之间权力和责任的分配均无实质性直接影响。
This rule does not have Tribal implications under E.O. 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.
J. 《国家环境政策法》
J. National Environmental Policy Act
国土安全部(DHS)及其下属部门分析各项监管行动,以确定《国家环境政策法》(NEPA)(42 U.S.C. 4321及其后续条款)是否适用,如适用则需要何种程度的分析。《国土安全部第023-01号指令(第01次修订)》“实施《国家环境政策法》”及《023-01-001-01号指导手册》(第01次修订)(“指导手册”)[93]规定了国土安全部及其下属部门遵守《国家环境政策法》所采用的政策和程序。
DHS and its components analyze regulatory actions to determine whether the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 et seq., applies and, if so, what degree of analysis is required. DHS Directive 023-01, Revision 01 “Implementing the National Environmental Policy Act” and Instruction Manual 023-01-001-01, Revision 01 (“Instruction Manual”) [93] establish the policies and procedures that DHS and its components use to comply with NEPA.
《国家环境政策法》允许联邦机构在其《国家环境政策法》实施程序中设立若干行动类别(“分类排除”),这些类别根据以往经验表明,无论单独或累积,均不会对人类环境产生重大影响,因此不需要进行环境评估或环境影响声明。[94]《指导手册》附录A列出了国土安全部的分类排除事项。[95]
NEPA allows Federal agencies to establish, in their NEPA implementing procedures, categories of actions (“categorical exclusions”) that experience has shown do not, individually or cumulatively, have a significant effect on the human environment and, therefore, do not require an environmental assessment or environmental impact statement.[94] The Instruction Manual, Appendix A lists the DHS Categorical Exclusions.[95]
根据国土安全部《国家环境政策法》实施程序,一项行动若要被纳入分类排除范围,必须同时满足以下三个条件:(1)该行动整体明确符合一项或多项分类排除;(2)该行动不属于某一更大行动的一部分;(3)不存在可能导致重大环境影响的特殊情况。[96]
Under DHS NEPA implementing procedures, for an action to be categorically excluded, it must satisfy each of the following three conditions: (1) The entire action clearly fits within one or more of the categorical exclusions; (2) the action is not a piece of a larger action; and (3) no extraordinary circumstances exist that create the potential for a significant environmental effect.[96]
本规则仅限于修订国土安全部的相关法规,以变更积极庇护面谈程序及决定函要求。本规则严格属于行政性和程序性规则。国土安全部已对本规则进行审查,认为本规则所作的修订不会对环境产生重大影响,也不会导致任何环境影响方面的变化。
This rule is limited to amending the DHS regulations to change affirmative asylum interview procedures and decision letter requirements. This rule is strictly administrative and procedural. DHS has reviewed this rule and finds that no significant impact on the environment, or any change in environmental effect result from the amendments in this rule.
因此,国土安全部认定,本规则对既往法规所作的修订明确符合国土安全部《国家环境政策法》实施程序中确立的分类排除A3,属于不改变环境影响的行政性变更,不属于某一更大联邦行动的一部分,且不存在可能导致重大环境影响的特殊情况。
Accordingly, DHS finds that the promulgation of this rule's amendments to previous regulations clearly fits within categorical exclusion A3 established in DHS's NEPA implementing procedures as an administrative change with no change in environmental effect, is not part of a larger Federal action, and does not present extraordinary circumstances that create the potential for a significant environmental effect.
K. 第12630号行政命令(政府行为与对宪法保护的财产权的干涉)
K. Executive Order 12630 (Governmental Actions and Interference with Constitutionally Protected Property Rights)
本规则不会导致对私有财产的征用,也不会根据第12630号行政命令《政府行为与对宪法保护的财产权的干涉》产生任何征用方面的影响。
This rule does not cause the taking of private property or otherwise have taking implications under E.O. 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.
L. 《文书削减法》
L. Paperwork Reduction Act
根据1995年《文书削减法》(PRA)(44 U.S.C. 3501-3512)的规定,国土安全部必须将规则中所包含的任何报告要求提交管理和预算办公室(OMB)审查并批准,除非该要求属于豁免范围。本规则不会根据《文书削减法》施加任何新的报告或记录保存要求。本规则确实需要对下表6中列出的美国公民及移民服务局(USCIS)表格进行非实质性修改。
Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501-3512, DHS must submit to the Office of Management and Budget (OMB) for review and approval, any reporting requirements inherent in a rule, unless they are exempt. This rule does not impose any new reporting or recordkeeping requirements under the Paperwork Reduction Act. This rule does require non-substantive modifications to the USCIS Form listed in Table 6 below.
因此,美国公民及移民服务局已依照《文书削减法》的规定,向管理和预算办公室提交了《文书削减法变更工作表》(OMB第83C号表格)以及经修订的信息收集文书,以供审查和批准。
Accordingly, USCIS has submitted a Paperwork Reduction Act Change Worksheet, Form OMB 83C, and amended information collection instruments, to OMB for review and approval in accordance with the PRA.
表6,信息收集项目
Table 6—Information Collection(s)
OMB控制编号 | 表格编号 | 表格名称 | PRA行动类型
OMB control No. | Form No. | Form name | Type of PRA action
1615-0067 | I-589 | 庇护及暂缓遣返申请表 | 对现行已批准的信息收集项目无实质性或非实质性变更。
1615-0067 | I-589 | Application for Asylum and for Withholding of Removal | No material or non-substantive change to a currently approved collection.
对表格及填表说明所作的非实质性变更仅限于删除暗示所有案件均将安排面谈的措辞,并增加说明,告知外国人美国公民及移民服务局可能在不进行面谈且不发出证据补充请求的情况下转介某些庇护申请,并提醒外国人,其申请及所提供的任何佐证材料可能是其在美国公民及移民服务局面前证明符合庇护资格举证责任的唯一机会。
The non-substantive changes to the form and filing instructions are limited to removing language that implies an interview will be scheduled in all cases, and adding language to inform aliens that USCIS may refer certain asylum applications without conducting an interview and without issuing a request for evidence, and reminding aliens that the application and any supporting evidence the alien provides may be the alien's only opportunity to meet his or her burden of proof to establish eligibility for asylum before USCIS.
8 CFR 第208部分主题目录
List of Subjects in 8 CFR Part 208
行政惯例与程序
Administrative practice and procedure
外国人
Aliens
移民
Immigration
报告及记录保存要求
Reporting and recordkeeping requirements
基于前言中所述理由,国土安全部对《联邦法规汇编》第8编第I章第208部分作如下修订:
For the reasons stated in the preamble, DHS is amending part 208 of chapter I of title 8 of the Code of Federal Regulations as follows:
第208部分,庇护及暂缓遣返程序
PART 208—PROCEDURES FOR ASYLUM AND WITHHOLDING OF REMOVAL
1. 第208部分的授权依据条款继续表述如下:
1. The authority citation for part 208 continues to read as follows:
授权依据:8 U.S.C. 1101、1103、1158、1226、1252、1282、1802、1808;48 U.S.C. 1806;8 CFR第2部分。
Authority: 8 U.S.C. 1101, 1103, 1158, 1226, 1252, 1282, 1802, 1808; 48 U.S.C. 1806; 8 CFR part 2.
(印刷页第47128页)
( printed page 47128)
2. 修订§ 208.4,修订第(a)段引导文字,内容如下:
2. Amend § 208.4 by revising the introductory text to paragraph (a) to read as follows:
§ 208.4
§ 208.4
提交申请。
Filing the application.
* * * * *
* * * * *
(a) 申请禁止。《移民与国籍法》(the Act)第208(a)(2)条禁止某些外国人在1997年4月1日当日或之后提出庇护申请,除非该外国人能够令部长或司法部长确信该法第208(a)(2)(D)条规定的某一例外情形适用于其本人。该禁止仅适用于根据该法第208条提出的庇护申请,不适用于根据第208.16条提出的暂缓遣返申请。如果申请人提出庇护申请,且显示该法第208(a)(2)条所载的一项或多项禁止性规定可能适用,庇护官员或在听证中的移民法官应当审查该申请,并给予申请人提交任何与申请禁止事由相关且有用的信息的机会,以确定该申请是否应当被驳回。为作出该法第208(a)(2)条规定下的认定,应适用以下规则:
(a) Prohibitions on filing. Section 208(a)(2) of the Act prohibits certain aliens from filing for asylum on or after April 1, 1997, unless the alien can demonstrate to the satisfaction of the Secretary or the Attorney General that one of the exceptions in section 208(a)(2)(D) of the Act applies. Such prohibition applies only to asylum applications under section 208 of the Act and not to applications for withholding of removal under § 208.16. If an applicant files an asylum application and it appears that one or more of the prohibitions contained in section 208(a)(2) of the Act apply, an asylum officer, or an immigration judge in a hearing, shall review the application and give the applicant the opportunity to present any relevant and useful information bearing on any prohibitions on filing to determine if the application should be rejected. For the purpose of making determinations under section 208(a)(2) of the Act, the following rules shall apply:
* * * * *
* * * * *
3. 修订第208.9条,增加第(a)(2)款,内容如下:
3. Amend § 208.9 by adding paragraph (a)(2) to read as follows:
第208.9条
§ 208.9
庇护官员面谈前的程序。
Procedure for interview before an asylum officer.
(a) * * *
(a) * * *
(2) 无需面谈即转交。尽管本条所述面谈程序有相反规定,且依照第208.14(c)条,庇护官员可基于对本条第(f)(1)款所定义记录的审查及其他相关证据(如适用),在不进行面谈的情况下,将主动提出的庇护申请转交移民法官。在外国人被禁止申请庇护、被禁止获准庇护、根据自由裁量权不应获准庇护或者在申请实体问题上不符合资格的情况下,庇护官员可发出无需面谈的转交决定。
(2) Referrals without interview. Notwithstanding the interview procedures described in this section and in accordance with § 208.14(c), an asylum officer may refer an affirmative asylum application to an immigration judge, without conducting an interview, based on a review of the record, as defined in paragraph (f)(1) of this section, and other relevant evidence, as applicable. An asylum officer may issue a referral without interview in cases where the alien is barred from applying for asylum, is barred from a grant of asylum, does not merit a grant as a matter of discretion, or is not eligible on the merits of the claim.
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* * * * *
4. 修订第208.10条,内容如下:
4. Revise § 208.10 to read as follows:
第208.10条
§ 208.10
未出席庇护官员面谈或未遵守指纹采集处理要求。
Failure to appear at an interview before an asylum officer or failure to follow requirements for fingerprint processing.
未经事先批准而未出席已安排的面谈,可能导致申请被驳回或面谈权利被视为放弃。无正当理由而未遵守指纹采集处理要求,可能导致申请被驳回或由庇护官员裁决的权利被视为放弃。如果面谈或指纹采集预约通知未按照该法第265条及本部分规定邮寄至申请人在邮寄之日前已向美国公民及移民服务局(USCIS)提供的现行地址,则未出席应予谅解,除非庇护官员认定申请人已就该面谈或指纹采集预约收到合理通知。如果申请人证明其未出席面谈或指纹采集预约系由例外情形所致,则该未出席应予谅解。
Failure to appear for a scheduled interview without prior authorization may result in dismissal of the application or waiver of the interview. Failure to comply with fingerprint processing requirements without good cause may result in dismissal of the application or waiver of the right to an adjudication by an asylum officer. Failure to appear shall be excused if the notice of the interview or fingerprint appointment was not mailed to the applicant's current address and such address had been provided to the USCIS by the applicant prior to the date of mailing in accordance with section 265 of the Act and regulations in this part, unless the asylum officer determines that the applicant received reasonable notice of the interview or fingerprinting appointment. Failure to appear at the interview or fingerprint appointment will be excused if the applicant demonstrates that such failure was the result of exceptional circumstances.
5. 修订第208.14条,修订第(c)款引言部分,内容如下:
5. Amend § 208.14 by revising the introductory text of paragraph (c) to read as follows:
第208.14条
§ 208.14
申请的批准、拒绝、转交或驳回。
Approval, denial, referral, or dismissal of application.
* * * * *
* * * * *
(c) 庇护官员作出的拒绝、转交或驳回。如果庇护官员(其决定须经USCIS内部审查)在未经面谈的情况下将庇护申请转交,或依照第208.9(a)条规定,在面谈后未准予申请人庇护,或者如第208.10条所规定,申请人被视为已放弃面谈或由庇护官员裁决的权利,则庇护官员应按以下方式拒绝、转交或驳回该申请:
(c) Denial, referral, or dismissal by an asylum officer. If the asylum officer, subject to review within USCIS, refers an asylum application without interview or does not grant asylum to an applicant after an interview in accordance with § 208.9(a), or if, as provided in § 208.10, the applicant is deemed to have waived the interview or an adjudication by an asylum officer, the asylum officer shall deny, refer, or dismiss the application as follows:
* * * * *
* * * * *
6. 修订第208.19条,内容如下:
6. Revise § 208.19 to read as follows:
第208.19条
§ 208.19
决定。
Decisions.
庇护官员依照第208.14(b)款或(c)款作出的准予或拒绝庇护,或转交庇护申请的决定,应以书面形式告知申请人。根据第208.9(d)条,申请人必须亲自到场接收并确认收到准予或拒绝庇护的决定,或庇护申请转交的决定,除非庇护办公室主任根据自由裁量权认定以邮寄方式送达属于适当方式。告知拒绝庇护或申请转交的函件应说明拒绝或转交的依据,并在拒绝的情形下附上对申请人可信度的评估。
The decision of an asylum officer to grant or to deny asylum or to refer an asylum application, in accordance with § 208.14(b) or (c), shall be communicated in writing to the applicant. Pursuant to § 208.9(d), an applicant must appear in person to receive and to acknowledge receipt of the decision to grant or deny asylum, or to refer an asylum application unless, in the discretion of the asylum office director, service by mail is appropriate. A letter communicating denial of asylum or referral of the application shall state the basis for denial or referral and include an assessment of the applicant's credibility for denials.
Markwayne Mullin,
Markwayne Mullin,
美国国土安全部部长。
Secretary, U.S. Department of Homeland Security.
脚注
Footnotes
1. 本规则建立了一项程序,允许但不要求美国公民及移民服务局(USCIS)在不进行面谈的情况下将某些庇护申请移交给移民法官执行办公室(EOIR)。因此,本规则不会妨碍USCIS遵守任何要求其为某些外国人和/或外国人群体安排面谈的立法或诉讼和解协议的能力。
1. This rule establishes a process that permits, but does not require, USCIS to refer certain asylum applications to EOIR without an interview. Accordingly, this rule will not hinder USCIS' ability to comply with any legislation or settlement agreement in litigation that would require USCIS to schedule interviews for certain aliens and/or populations of aliens.
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2. 参见8 CFR 212.5(e)(2)(i);另见美国公民及移民服务局局长办公室备忘录,政策备忘录,关于涉及不可入境和可递解外国人案件中出庭通知书(NTA)的签发事宜(2025年2月28日),https://www.uscis.gov/sites/default/files/document/policy-alerts/NTA_Policy_FINAL_2.28.25_FINAL.pdf;另见USCIS,《积极庇护程序手册》,第III.N节(最后更新于2025年2月),https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf(规定庇护办公室有酌情权通过送达指控文件终止假释,例如,当记录明确表明假释的唯一目的是允许外国人申请庇护,而该目的已通过庇护申请的裁决而实现时)。
2. See 8 CFR 212.5(e)(2)(i); s ee also Memorandum from USCIS Office of the Director, Policy Memorandum, re Issuance of Notices to Appear (NTAs) in Cases Involving Inadmissible and Deportable Aliens (Feb. 28, 2025), https://www.uscis.gov/sites/default/files/document/policy-alerts/NTA_Policy_FINAL_2.28.25_FINAL.pdf; see also USCIS, Affirmative Asylum Procedures Manual, sec. III.N (last updated Feb. 2025), https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf (stating that asylum offices have the discretion to terminate parole through the service of a charging document, for instance, when the record clearly indicates that the sole purpose of parole was to allow the alien to apply for asylum and that purpose has been accomplished through the adjudication of the asylum application).
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3. 积极庇护面谈安排网页列出了USCIS当前的面谈安排优先顺序。参见USCIS积极庇护面谈安排(最后更新于2024年3月29日),https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/affirmative-asylum-interview-scheduling。
3. The Affirmative Asylum Interview Scheduling web page lists USCIS' current scheduling priorities. See USCIS Affirmative Asylum Interview Scheduling (last updated Mar. 29, 2024), https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/affirmative-asylum-interview-scheduling.
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4. 尽管本规则中讨论的《移民与国籍法》(INA)若干条款仅提及“司法部长”,但根据《国土安全法》(HSA)的规定,此类条款现在指的是国土安全部部长。参见6 U.S.C. 202(3)、251、271(b)、542 note和557;8 U.S.C. 1103(a)(1)和(g)以及1551 note;另见Nielsen诉Preap案,586 U.S. 392, 397 n.2 (2019)。
4. Although several provisions of the INA discussed in this rule refer exclusively to the “Attorney General,” such provisions now refer to the Secretary by operation of the HSA. See 6 U.S.C. 202(3), 251, 271(b), 542 note, and 557; 8 U.S.C. 1103(a)(1) and (g) and 1551 note; see also Nielsen v. Preap, 586 U.S. 392, 397 n.2 (2019).
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5. 该估计数基于过去五个财政年度中每年逾期提交的积极庇护申请收件数量的平均值(见表2),加上除申请截止日期外可能存在其他强制性禁止条款适用于积极案件的大致案件数量;另见本序言V.A.3节,其中对受影响人口估计进行了进一步分析。
5. This estimate is based on the average number of receipts of untimely filed affirmative asylum applications each year over the past five fiscal years ( see Table 2) plus an approximate number of cases where a mandatory bar other than the filing deadline could potentially apply to affirmative cases; see also section of V.A.3 of this preamble for further analysis of affected population estimates.
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6. 有关逾期提交的待处理积极庇护申请数量的详细信息,请参见表1;另见表5,了解待处理积极庇护申请的总数详情。
6. See Table 1 for details on the number of pending affirmative asylum applications that are untimely filed; see also Table 5 for details on the total number of pending affirmative asylum applications.
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7. USCIS承认,较早进入遣返程序可能导致一些外国人比原本更早地咨询或聘请法律顾问。因此,本规则可能会影响一些外国人选择聘请法律顾问的时间,但不会对这些外国人产生新的费用。
7. USCIS acknowledges that earlier placement into removal proceedings might lead some aliens to consult or retain legal counsel sooner than they otherwise would have. Hence, the rule may affect the timing of when some aliens choose to engage legal counsel but does not create new costs to these aliens.
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8. 在本规则实施之前,USCIS通常会进行面谈,除非申请被撤回、外国人放弃面谈,或者申请因其他原因被驳回,包括因外国人已调整身份为合法永久居民且不再希望继续寻求庇护申请,或已入籍。
8. Prior to this rule, USCIS generally conducted an interview unless the application was withdrawn, the interview was waived by the alien, or the application was dismissed including because the alien adjusted status to lawful permanent resident and no longer wished to pursue an asylum claim or naturalized.
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9. 根据《移民与国籍法》第208(b)(1)(B)(iii)条,8 U.S.C. 1158(b)(1)(B)(iii):“如果未明确作出不利可信度认定,申请人或证人在上诉时应享有可反驳的可信度推定。”
9. Per INA 208(b)(1)(B)(iii), 8 U.S.C. 1158(b)(1)(B)(iii): “If no adverse credibility determination is explicitly made, the applicant or witness shall have a rebuttable presumption of credibility on appeal.”
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10. 参见USCIS难民、庇护和国际事务局(RAIO)理事会,课程计划,《自由裁量权》第12页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf。
10. See USCIS RAIO Directorate, Lesson Plan, Discretion 12 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf.
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11. 同上;另见INS诉Abudu案,485 U.S. 94, 105 (1988);INS诉Bagamasbad案,429 U.S. 24, 26 (1976)。
11. Id.; see also INS v. Abudu, 485 U.S. 94, 105 (1988); INS v. Bagamasbad, 429 U.S. 24, 26 (1976).
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12. 本规则及USCIS未来发布的任何指南都将遵守《Ms. L和解协议》,该协议针对符合某些和解相关截止日期的集体成员,就一年申请截止期限作出了具体的豁免安排。参见Ms. L等诉ICE案,案号18-cv-00428(南加州地区法院,2023年),https://www.together.gov/assets/docs/Ms.%20L%20v.%20ICE%20Settlement.pdf;另见USCIS、国土安全部(DHS),《为Ms. L和解集体成员通过USCIS申请庇护》(最后更新于2026年2月20日),https://www.uscis.gov/laws-and-policy/other-resources/class-action-settlement-notices-and-agreements/applying-for-asylum-with-uscis-for-ms-l-settlement-class-members。
12. The rule and any future USCIS guidance will comply with the Ms. L Settlement Agreement, which includes specific accommodations with respect to the one-year filing deadline for class members who meet certain settlement-related deadlines. See Ms. L et al. v. ICE, No. 18-cv-00428 (S.D. Cal. 2023), https://www.together.gov/assets/docs/Ms.%20L%20v.%20ICE%20Settlement.pdf; see also USCIS, DHS, “Applying for Asylum with USCIS for Ms. L Settlement Class Members” (last updated Feb. 20 2026), https://www.uscis.gov/laws-and-policy/other-resources/class-action-settlement-notices-and-agreements/applying-for-asylum-with-uscis-for-ms-l-settlement-class-members.
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13. 根据定义,迫害者不能被视为“难民”。参见《移民与国籍法》第101(a)(42)(B)条,8 U.S.C. 1101(a)(42)(B)。
13. By definition, a persecutor cannot be a “refugee.” See INA 101(a)(42)(B), 8 U.S.C. 1101(a)(42)(B).
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14. 特别严重的罪行包括但不限于INA第101(a)(43)条即8 U.S.C. 1101(a)(43)所定义的加重重罪。
14. Particularly serious crimes include, but are not limited to, aggravated felonies, as defined under INA 101(a)(43), 8 U.S.C. 1101(a)(43).
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15. 一些法院认为,只有当美国公民及移民服务局(USCIS)已经提供充分证据证明法定禁止条款适用时,举证责任才转移给外国人。参见,例如,Maharaj诉Gonzales案,450 F.3d 961(第九巡回上诉法院,2006年);另参见USCIS难民、庇护及国际行动局(RAIO)《教案:安全重新安置》第22页(2025年2月5日)(“如果有证据表明存在在第三国无限期居留的提议,申请人可以通过证明事实上并未提出此类提议,或其本人不符合该提议的资格条件,来反驳该证据。申请人必须以优势证据标准证明这一点。”),https://www.uscis.gov/sites/default/files/document/foia/Firm_Resettlement_LP_RAIO.pdf。
15. Some courts have held that the burden shifts to the alien only when USCIS has presented sufficient evidence that the statutory bar applies. See, e.g., Maharaj v. Gonzales, 450 F.3d 961 (9th Cir. 2006); see also USCIS RAIO Directorate, Lesson Plan, Firm Resettlement 22 (Feb. 5, 2025) (“If there is evidence indicating an offer to stay in the third country indefinitely, the applicant can rebut the evidence of an offer by showing that such an offer has not, in fact, been made or that he or she would not qualify for it. The applicant must make this showing by a preponderance of the evidence.”), https://www.uscis.gov/sites/default/files/document/foia/Firm_Resettlement_LP_RAIO.pdf.
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16. 参见USCIS难民、庇护及国际行动局(RAIO)《教案:自由裁量权》第15-17页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf。此外,移民与国籍法(INA)规定:“国土安全部部长或司法部长可以批准庇护”,这确认了批准庇护属于自由裁量范畴。参见INA第208(b)(1)(A)条,8 U.S.C. 1158(b)(1)(A)(强调为原文所加)。
16. See USCIS RAIO Directorate, Lesson Plan, Discretion 15-17 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf. Furthermore, the INA states: “The Secretary of Homeland Security or the Attorney General may grant asylum,” which confirms that a grant of asylum is discretionary. See INA 208(b)(1)(A), 8 U.S.C. 1158(b)(1)(A) (emphasis added).
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17. 参见USCIS难民、庇护及国际行动局(RAIO)《教案:自由裁量权》第15-17页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf。
17. See USCIS RAIO Directorate, Lesson Plan, Discretion 15-17 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf.
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18. 参见,例如,Matter of Pula案,19 I&N Dec. 467, 474(移民上诉委员会,1987年)(庇护);Matter of Arai案,13 I&N Dec. 494, 496(移民上诉委员会,1970年)(身份调整)。
18. See, e.g., Matter of Pula, 19 I&N Dec. 467, 474 (BIA 1987) (asylum); Matter of Arai, 13 I&N Dec. 494, 496 (BIA 1970) (adjustment of status).
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19. 此外,如果庇护申请是在1995年1月4日或之后提交的,申请中提供的信息可用作启动驱逐程序的依据。参见8 CFR 208.3(c)(1)。
19. Furthermore, if the asylum application was filed on or after January 4, 1995, information provided in the application may be used as a basis for the initiation of removal proceedings. See 8 CFR 208.3(c)(1).
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20. 如本序言前文所述,本规则建立了一个允许但不要求USCIS在未经面谈的情况下将某些庇护申请移交给行政审查执行办公室(EOIR)的程序。因此,本规则不会妨碍USCIS遵守任何要求其为某些外国人和/或外国人群体安排面谈的立法或诉讼和解协议。
20. As stated earlier in this preamble, this rule establishes a process that permits, but does not require, USCIS to refer certain asylum applications to EOIR without an interview. Accordingly, this rule will not hinder USCIS' ability to comply with any legislation or settlement agreement in litigation that would require USCIS to schedule interviews for certain aliens and/or populations of aliens.
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21. 1996年修订的庇护法旨在为裁定庇护申请提供一个公平、有序、高效的程序,同时也使该机构能够灵活管理资源并应对不断变化的情况。因此,INA第208(d)(5)(A)(ii)条,8 U.S.C. 1158(d)(5)(A)(ii)中的时限规定仅仅反映了国会希望加快裁定速度的愿望,而USCIS不再为所有主动申请的庇护案件提供面对面面谈,通过使该机构能够更有效地分配资源并更迅速地解决申请,特别是在处理日益增多的积压案件方面,促进了这些目标的实现。相比之下,在INA的其他条款中,国会明确要求进行面对面、电话或视频面谈或听证。参见,例如,INA第216(c)(1)(B)条、第216A(c)(1)(B)条、第222(h)(1)条、第235(b)(1)(B)条;8 U.S.C. 1186a(c)(1)(B)、1186b(c)(1)(B)、1202(h)(1)、1225(b)(1)(B)。
21. The asylum statute, as amended in 1996, was designed to provide a fair, orderly, and efficient process for adjudicating asylum applications, while also allowing the agency flexibility to manage resources and respond to changing circumstances. The timing provision in INA 208(d)(5)(A)(ii), 8 U.S.C. 1158(d)(5)(A)(ii), thus merely reflects Congress's desire for expeditious adjudication, and USCIS no longer offering an in-person interview on all affirmative asylum applications furthers these objectives by enabling the agency to allocate resources more efficiently and resolve claims more expediently, especially in managing a burgeoning backlog. By contrast, in other INA provisions, Congress expressly mandated an in-person, telephonic, or video interview or hearing. See, e.g., INA 216(c)(1)(B), 216A(c)(1)(B), 222(h)(1), 235(b)(1)(B); 8 U.S.C. 1186a(c)(1)(B), 1186b(c)(1)(B), 1202(h)(1), 1225(b)(1)(B).
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22. 去年,行政审查执行办公室(EOIR)代理局长对司法部(DOJ)特定法规进行了解释,允许EOIR在“无需听证”的情况下驳回法律上存在缺陷的庇护申请。参见EOIR代理局长Sirce E. Owen致EOIR全体人员的备忘录,主题为《驳回法律上不充分的庇护申请》(2025年4月11日),https://www.justice.gov/eoir/media/1396411/dl?inline。移民上诉委员会最近确认,移民法官拥有广泛的自由裁量权来“主持和管理移民程序,并可决定所举行听证会的长度和类型”,这包括在移民法官认定以最有利于申请人的角度看待,支撑该申请的事实主张并未确立获得救济的初步资格时,不就庇护申请的实体问题举行“完整的证据听证会”。参见Matter of H-A-A-V-案,29 I&N Dec. 233(移民上诉委员会,2025年)。因此,尽管未获USCIS面谈机会的外国人仍会被移交至EOIR,但任何听证会的长度和性质均由移民法官决定。
22. Last year, the Acting EOIR Director interpreted Department of Justice (DOJ)-specific regulations to allow EOIR to pretermit legally deficient asylum applications “without a hearing.” See Memorandum from Sirce E. Owen, Acting Director of EOIR, to all of EOIR, re Pretermission of Legally Insufficient Applications for Asylum (Apr. 11, 2025), https://www.justice.gov/eoir/media/1396411/dl?inline. The BIA recently confirmed that immigration judges have broad discretion to “conduct and control immigration proceedings and may determine the length and type of hearings held,” which includes not conducting a “full evidentiary hearing” on the merits of an asylum application if the Immigration Judge determines that the factual allegations underlying the claim, viewed in the light most favorable to the applicant, do not establish prima facie eligibility for relief. Matter of H-A-A-V-, 29 I&N Dec. 233 (BIA 2025). Therefore, while aliens who are not offered an interview with USCIS are still referred to EOIR, the length and nature of any hearing is determined by the IJ.
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23. 对“裁定”一词并无法规上的定义,然而,现行关于庇护申请的法规性裁决包括批准、拒绝或移交。参见8 CFR 208.19。
23. There is no regulatory definition of “adjudicate,” however, the existing regulatory decisions on asylum applications include a grant, denial, or referral. See 8 CFR 208.19.
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24. 参见59 FR 62284, 62285(1994年12月5日)(最终规则);另见59 FR 14779(1994年3月30日)(拟议规则)。
24. See 59 FR 62284, 62285 (Dec. 5, 1994) (final rule); see also59 FR 14779 (Mar. 30, 1994) (proposed rule).
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25. 参见59 FR 62285(1994年12月5日)。
25. See 59 FR 62285 (Dec. 5, 1994).
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26. 同上。
26. Id.
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27. 参见59 FR 62293-94(1994年12月5日)。
27. See 59 FR 62293-94 (Dec. 5, 1994).
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28. 参见62 FR 10312, 10341(1997年3月6日);另见62 FR 444, 446(1997年1月3日)(临时规则)。
28. See 62 FR 10312, 10341 (Mar. 6, 1997); see also62 FR 444, 446 (Jan. 3, 1997) (interim rule).
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29. 参见62 FR 10341(1997年3月6日)。
29. See 62 FR 10341 (Mar. 6, 1997).
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30. 参见62 FR 10338(1997年3月6日)。
30. See 62 FR 10338 (Mar. 6, 1997).
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31. 参见65 FR 76121(2000年12月6日)。
31. See 65 FR 76121 (Dec. 6, 2000).
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32. 参见65 FR 76131(2000年12月6日)。
32. See 65 FR 76131 (Dec. 6, 2000).
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33. 参见65 FR 76123(2000年12月6日)。
33. See 65 FR 76123 (Dec. 6, 2000).
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34. 全球流离失所是指因武装冲突、迫害、自然灾害、气候变化或经济不稳定等各种因素,被迫离开家园的人数反复增加的现象。
34. Global displacement refers to recurring increases in the number of people forced to leave their homes due to various factors, such as armed conflicts, persecution, natural disasters, climate change, or economic instability.
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35. 有关2021财年至2025财年主动申请庇护的受理数量、各财年末的待决案件数量及处理时间的详情,参见表5;另见表1,了解在最后一次入境美国一年后提交的待决主动申请的详情。
35. See Table 5 for details on FY 2021 through FY 2025 affirmative asylum receipts, pending cases at the end of each FY, and processing times; see also Table 1 for details on pending affirmative applications filed more than one year after last entry into the United States.
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36. 计算方法:493,534件逾期提交的待决主动庇护申请/524,658件逾期提交的主动庇护申请总数=94%(四舍五入)。
36. Calculation: 493,534 Total Pending Untimely Filed Affirmative Asylum Applications/524,658 Total Untimely Filed Affirmative Asylum Applications = 94 percent (rounded).
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37. 根据现行的强化审查措施,国家审查中心(National Vetting Center, NVC)和统一旅客系统(Unified Passenger, UPAX)使美国公民及移民服务局(USCIS)能够识别被确认列入恐怖分子观察名单的外国人,被确认为已知或疑似恐怖分子的外国人,以及在犯罪数据库中显示该外国人从事构成、协助或与跨国有组织犯罪相关行为的外国人。有关国家审查中心(NVC)的更多信息,请参见https://www.dhs.gov/publication/dhsallpia-072-national-vetting-center-nvc(最后更新于2024年5月22日)。有关统一旅客系统(UPAX)的更多信息,请参见https://www.dhs.gov/publication/automated-targeting-system-ats-update(最后更新于2024年12月11日)。当USCIS在筛查过程中识别出此类外国人时,USCIS欺诈检测和国家安全局(Fraud Detection and National Security Directorate, FDNS)会首先尝试解决任何疑虑。如果问题未能解决,FDNS将把该外国人转交给美国移民及海关执法局(ICE)采取执法行动。
37. Under existing enhanced vetting efforts, the National Vetting Center (NVC) and Unified Passenger (UPAX) enable USCIS to identify aliens confirmed on terrorist watchlists, as a known or suspected terrorist, and on criminal databases indicating the alien has engaged in conduct constituting, in aid of, or related to transnational organized crime. For further information on NVC, please see https://www.dhs.gov/publication/dhsallpia-072-national-vetting-center-nvc (last updated May 22, 2024). For further information on UPAX, please see https://www.dhs.gov/publication/automated-targeting-system-ats-update (last updated Dec. 11, 2024). When USCIS identifies such an alien during USCIS' screening, the USCIS Fraud Detection and National Security Directorate (FDNS) first tries to resolve any concerns. If unresolved, FDNS will refer the alien to ICE for enforcement action.
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38. 此类法规涉及面谈的时间安排、面谈进行的具体方式、庇护官员(AO)宣誓的权限、代理人在面谈中的角色、补充证据的提交、记录的构成,以及对口译人员的要求。参见8 CFR 208.9(a)至(g)。
38. Such regulations address the timing of the interview, the specific manner in which the interview is to be conducted, the authority of an AO to administer oaths, the role of the representative in the interview, the provision of additional evidence, the composition of the record, and the requirements for interpreters. See 8 CFR 208.9(a)-(g).
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39. 参见90 FR 34511, 34515(2025年7月22日)。
39. See 90 FR 34511, 34515 (July 22, 2025).
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40. 然而,USCIS强调,从8 CFR 208.10和208.14中删除“享有”面谈“权利”的措辞,并不会以其他方式影响那些不适合转交移民法院行政办公室(EOIR)的主动申请人,因为USCIS在批准或拒绝庇护之前仍将进行面谈。
40. USCIS emphasizes, however, that removing the “right to an” interview language from 8 CFR 208.10 and 208.14 does not otherwise impact affirmative applicants who are not amenable to referral to EOIR, as USCIS will still conduct an interview prior to a grant or denial of asylum.
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41. 例如,如下文所述,USCIS已制定了允许外国人在某些情况下放弃面谈的替代程序。
41. For example, and as discussed below, USCIS has developed alternative processes that allow aliens to waive the interview in some circumstances.
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42. 该规则引用了8 CFR 208.9(f)(1)中对记录的定义,其规定:“记录应由[第]208.3(a)条所定义的庇护申请、申请人提供的所有支持信息、美国国务院或国土安全部(DHS)提交的任何意见,以及庇护官员在书面决定中所考虑的任何其他非机密信息组成。”
42. The rule cites to the definition of the record as provided in 8 CFR 208.9(f)(1), which states: “The asylum application, as defined in [section] 208.3(a), all supporting information provided by the applicant, any comments submitted by the Department of State or by DHS, and any other unclassified information considered by the asylum officer in the written decision shall comprise the record.”
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43. 国土安全部必须在机密信息或任何机密信息的非机密摘要用于移民程序之前,获得信息发起方的授权。参见国土安全部部长亚历杭德罗·N·马约卡斯(Alejandro N. Mayorkas)致各部门负责人的备忘录,主题为《国土安全部关于在移民程序中使用机密信息的政策和指南》(2024年5月9日)(“2024年5月国土安全部UCIIP备忘录”),https://www.dhs.gov/sites/default/files/2024-05/24_0509_sec_24-02395-s1-signed-policy-and-guidellines-classified-info-in-immigration-proceedings-508.pdf。
43. The Department must obtain the authorization of the originator before classified information or any unclassified summary of classified information may be used in immigration proceedings. See Memorandum from Alejandro N. Mayorkas, Secretary of DHS, to Heads of Dep't Components, re DHS Policy and Guidelines for the Use of Classified Information in Immigration Proceedings (May 9, 2024) (“DHS UCIIP Memo May 2024”), https://www.dhs.gov/sites/default/files/2024-05/24_0509_sec_24-02395-s1-signed-policy-and-guidellines-classified-info-in-immigration-proceedings-508.pdf.
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44. 8 CFR 208.14条第(c)款描述了在庇护官员(AO)不批准庇护时应如何处理申请。该条款的内在含义是,当庇护官员不批准庇护时,该官员也已认定该外国人未能履行其在资格方面的举证责任,或者不值得获得自由裁量权的有利行使。
44. Paragraph (c) of 8 CFR 208.14 describes how to process applications where the AO does not grant asylum. Inherent in this provision is that where an AO does not grant asylum, the officer has also determined that the alien did not meet his or her burden of proof on eligibility or does not warrant a favorable exercise of discretion.
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45. 根据现行指南,未能回复补充证据请求(RFE)本身并不构成转介的依据。见8 CFR 103.2(b)(8)。除涉及指纹处理要求的RFE的有限情形外,外国人未回复RFE的案件不会导致申请被驳回或放弃由庇护官(AO)进行裁决的权利。见8 CFR 208.10;另见美国公民及移民服务局(USCIS),《积极庇护程序手册》,第III.K.1节(最后更新于2025年2月),https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf。
45. In line with existing guidance, a failure to respond to an RFE does not in itself form the basis of the referral. See 8 CFR 103.2(b)(8). Cases where the alien fails to respond to an RFE will not result in dismissal of the application or waiver of the right to an adjudication by an AO, except in limited circumstances involving RFEs related to fingerprint processing requirements. See 8 CFR 208.10; see also USCIS, Affirmative Asylum Procedures Manual, sec. III.K.1 (last updated Feb. 2025), https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf.
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46. 申请庇护的禁止情形还包括,根据双边或多边协议,外国人可被遣返至其生命或自由不会因种族、宗教、国籍、特定社会群体成员身份或政治见解而受到威胁的国家,且该外国人在该国可获得对其庇护申请进行充分和公正程序审查的机会。见《移民与国籍法》(INA)第208(a)(2)(A)条,8 U.S.C. 1158(a)(2)(A);另见8 CFR 208.4(a)(6)。然而,本规则不适用于这一特定禁止情形,因为在此类案件中,外国人将通过快速遣返权限而非INA第240条遣返权限被遣返。最后,申请庇护的禁止情形还包括外国人此前已申请庇护并被移民法官(IJ)或移民上诉委员会(BIA)驳回的情形。见INA第208(a)(2)(C)条,8 U.S.C. 1158(a)(2)(C);另见8 CFR 208.4(a)(3)。然而,本规则不适用于这一特定禁止情形,因为在此类案件中,如果外国人能够证明存在影响其庇护资格的情况变化,其可以再次向USCIS申请庇护。见INA第208(a)(2)(C)、(D)条;8 CFR 208.4(a)(3)、(4)。此外,如果该外国人是此前被移民法官驳回的庇护申请中的受抚养人,则该申请禁止规定不适用。8 CFR 208.14(f)。
46. Bars to applying for asylum also include where an alien can be removed, pursuant to a bilateral or multilateral agreement, to a country in which the alien's life or freedom would not be threatened on account of race, religion, nationality, membership in a particular social group, or political opinion and where the alien would have access to a full and fair procedure for determining a claim to asylum. See INA 208(a)(2)(A), 8 U.S.C. 1158(a)(2)(A); see also8 CFR 208.4(a)(6). However, the rule does not apply to this specific bar because, in such cases, the alien would be removed using expedited removal authority rather than INA Section 240 removal authority. Lastly, bars to applying for asylum also include where the alien has previously applied for asylum and was denied by an IJ or the BIA. See INA 208(a)(2)(C), 8 U.S.C. 1158(a)(2)(C); see also8 CFR 208.4(a)(3). However, the rule does not apply to this specific bar because, in such cases, the alien can apply for asylum again with USCIS if he or she demonstrates that there are changed circumstances which affect his or her eligibility for asylum. See INA Section 208(a)(2)(C), (D); 8 CFR 208.4(a)(3), (4).Additionally, if the alien was a dependent on a prior asylum application that was denied by the IJ, the prohibition on filing does not apply. 8 CFR 208.14(f).
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47. 截至2025年12月11日,约有444,724宗案件待安排初次面谈,这些案件的申请日期晚于入境日期一年以上,且申请人不是无人陪伴未成年人、申请时未满18周岁的外国人,也不是合法永久居民。有关自1998年4月16日或之后提交、申请日期晚于入境日期一年以上且待安排初次面谈的积极庇护申请的详细信息,见表1。
47. As of December 11, 2025, there are approximately 444,724 cases pending initial interview scheduling that were filed more than one year after date of entry and are not filed by an unaccompanied alien child, an alien under 18 years old at the time of filing, or lawful permanent resident. See Table 1 for details on affirmative asylum applications filed on or after April 16, 1998, filed more than one year after date of entry, and pending initial interview scheduling.
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48. 见8 CFR 208.4(a)(2)(ii)。尽管法规规定1997年4月1日之前抵达者的生效日期为1998年4月1日,但前身移民归化局(INS)为在1998年4月前15天内提交的申请延长了14天的行政宽限期。见USCIS难民、庇护与国际事务局(RAIO)理事会,《教案:一年申请期限》第5页(2013年5月6日),https://www.uscis.gov/sites/default/files/document/lesson-plans/One_Year_Filing_Deadline_Asylum_Lesson_Plan.pdf。
48. See 8 CFR 208.4(a)(2)(ii). Although April 1, 1998, is the effective date provided by regulation for those who arrived before April 1, 1997, the legacy Immigration and Naturalization Service (INS) extended an administrative 14-day grace period for applications filed with the first 15 days of April 1998. See USCIS RAIO Directorate, Lesson Plan, One-Year Filing Deadline 5 (May 6, 2013), https://www.uscis.gov/sites/default/files/document/lesson-plans/One_Year_Filing_Deadline_Asylum_Lesson_Plan.pdf.
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49. 无人陪伴未成年人(UAC)的定义为:在美国没有合法移民身份、未满18周岁,且在美国没有父母或法定监护人,或虽有父母或法定监护人但无法为其提供照料和实际监护的儿童。见6 U.S.C. 279(g)(2)。庇护官对无人陪伴未成年人提交的任何庇护申请拥有初始管辖权。见INA第208(b)(3)(C)条,8 U.S.C. 1158(b)(3)(C)。
49. UAC is defined as a child who has no lawful immigration status in the United States, has not attained 18 years of age, and there is no parent or legal guardian in the United States, or no parent or legal guardian in the United States available to provide care and physical custody. See 6 U.S.C. 279(g)(2). AOs have initial jurisdiction over any asylum application filed by a UAC. See INA 208(b)(3)(C), 8 U.S.C. 1158(b)(3)(C).
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50. 该面谈豁免计划是在该机构注意到,一些在入境美国10年或更长时间后才提交申请的外国人并非真正寻求庇护,而是希望利用积极庇护程序作为获取工作许可和进入遣返程序的途径,以便在移民法官面前根据INA第240A(b)条、8 U.S.C. 1229b(b)申请取消遣返并调整身份为合法永久居民之后制定的。截至2025年12月11日,庇护司估计约有129,525宗“取消遣返案件”待处理,这些案件由提交庇护申请时已在美国居住至少10年的外国人提出。有关自1998年4月16日或之后提交、且提交USCIS时距外国人最后一次入境美国已满10年或以上,或申请中未注明入境日期的积极庇护申请的详细信息,见表1。
50. This interview waiver program was developed after the agency noticed that some aliens who filed their applications 10 or more years after their entry to the United States were not genuinely seeking asylum but instead wanted to use the affirmative asylum process as a vehicle to obtain employment authorization and a pathway to removal proceedings where they could apply for cancellation of removal and adjustment of status to lawful permanent resident under INA 240A(b), 8 U.S.C. 1229b(b), before an IJ. As of December 11, 2025, the Asylum Division estimates that it had approximately 129,525 “cancellation cases” pending, filed by aliens who were living in the United States for at least 10 years at the time of filing his or her asylum application. See Table 1 for details on affirmative asylum applications that were filed on or after April 16, 1998, and where the application was filed with USCIS 10 years or more after the alien's last entry into the United States or where the alien did not include a date of entry on the application.
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51. 如果美国公民及移民服务局(USCIS)要求提供诸如逮捕的最终处理结果等文件,根据现行法规和庇护事务部现有指南,外国人未能作出回应可能被视为在无正当理由的情况下未能遵守指纹处理要求。参见8 CFR 208.10;另参见美国公民及移民服务局(USCIS),《积极庇护程序手册》,第III.K.1节(最后更新于2025年2月),https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf。
51. If USCIS requests documentation such as final disposition of an arrest, the alien's failure to respond could be considered a failure to comply with fingerprint processing requirements without good cause, under current regulations and existing Asylum Division guidance. See 8 CFR 208.10; see also USCIS, Affirmative Asylum Procedures Manual, sec. III.K.1 (last updated Feb. 2025), https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf.
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52. 美国公民及移民服务局(USCIS)并不打算将该规则适用于所有存在恐怖主义相关不可准入理由(TRIG)迹象的案件,该理由定义见《移民与国籍法》(INA)第212(a)(3)(B)条,8 U.S.C. 1182(a)(3)(B),因为这对美国公民及移民服务局(USCIS)、移民及海关执法局首席法律顾问办公室(ICE OPLA)和执行办公室移民审查厅(EOIR)而言存在效率方面的影响。在未经面谈的情况下,仅因存在TRIG排除条款就移交所有案件,可能会削弱本规则预期带来的某些效率提升。审查官(AOs)在TRIG问题上受过广泛培训。在EOIR审理期间需要进行TRIG分析的案件,在送回EOIR之前可能需要出于某些目的被退回美国公民及移民服务局(USCIS)处理。参见《移民与国籍法》(INA)第212(d)(3)(B)(i)条,8 U.S.C. 1182(d)(3)(B)(i);Matter of A-C-M-案,27 I&N Dec. 303, 308-09及第6条脚注(移民上诉委员会,2018年)。考虑到这些运营影响,庇护事务部可以制定指南,明确说明该规则将适用于哪些涉及已知或可疑恐怖分子及TRIG案件的情形。最后,一般而言,出庭通知书(NTA)上任何与恐怖主义或安全相关的指控,例如《移民与国籍法》(INA)第212(a)(3)条或第237(a)(4)条,8 U.S.C. 1182(a)(3)或1227(a)(4),都需要经过移民及海关执法局首席法律顾问办公室(ICE OPLA)批准,并需有可向外国人披露的证据支持。
52. USCIS does not intend to apply the rule to all cases with an indication of terrorism-related inadmissibility grounds (TRIG), as defined under INA 212(a)(3)(B), 8 U.S.C. 1182(a)(3)(B), as this presents efficiency implications for USCIS, ICE OPLA, and EOIR. Referring all cases due to a TRIG bar, without interview, would likely undermine certain efficiency gains contemplated by the rule. AOs are extensively trained on TRIG issues. Cases requiring TRIG analysis while at EOIR may have to be returned to USCIS for certain purposes before being sent back to EOIR. See INA 212(d)(3)(B)(i), 8 U.S.C. 1182(d)(3)(B)(i); Matter of A-C-M-, 27 I&N Dec. 303, 308-09 & n.6 (BIA 2018). Considering these operational impacts, the Asylum Division could implement guidance specifying which cases the rule will be applied to regarding known or suspected terrorists and TRIG cases. Lastly, in general, any terrorism-related or security-related charges on the NTA, e.g., INA 212(a)(3) or 237(a)(4), 8 U.S.C. 1182(a)(3) or 1227(a)(4), will need to be approved by OPLA and be supported with evidence that could be disclosed to the alien.
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53. 参见Matter of Pula案,19 I&N Dec. 467, 474(移民上诉委员会,1987年)。
53. See Matter of Pula, 19 I&N Dec. 467, 474 (BIA 1987).
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54. 参见美国公民及移民服务局(USCIS)难民、庇护和国际事务理事会(RAIO Directorate),课程计划,《自由裁量权》第18页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf。
54. See USCIS RAIO Directorate, Lesson Plan, Discretion 18 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf.
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55. 同上。
55. Id.
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56. 同上。
56. Id.
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57. 参见美国公民及移民服务局(USCIS)难民、庇护和国际事务理事会(RAIO Directorate),课程计划,《自由裁量权》第12页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf;另参见INS诉Abudu案,485 U.S. 94, 105(1988年)(指出“在最终救济授予属于自由裁量性质的案件中(庇护、驱逐暂缓和身份调整,但不包括驱逐暂缓执行),移民上诉委员会可以如此跳过,省略两个初步关注点(初步证据和新证据/合理解释),而直接认定,即使满足这些条件,申请人也无权获得自由裁量性救济”);INS诉Bagamasbad案,429 U.S. 24, 25-26(1976年)(在认定被答辩人的身份调整申请无论其是否满足法定资格要求均应被依法驳回时,最高法院指出,“作为一般规则,法院和行政机关无需就对其所得结论而言并非必要的问题作出认定”,并且“在没有明确法定要求的情况下,我们认为没有理由背离这一一般规则,要求移民法官就法定资格问题作出纯粹咨询性质的认定和结论”)。
57. See USCIS RAIO Directorate, Lesson Plan, Discretion 12 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf; see also INS v. Abudu, 485 U.S. 94, 105 (1988) (stating that “in cases in which the ultimate grant of relief is discretionary (asylum, suspension of deportation, and adjustment of status, but not withholding of deportation), the BIA may leap ahead, as it were, over the two threshold concerns ( prima facie case and new evidence/reasonable explanation), and simply determine that, even if they were met, the movant would not be entitled to the discretionary grant of relief.”); INS v. Bagamasbad, 429 U.S. 24, 25-26 (1976) (In finding that the respondent's application for adjustment of status would have been properly denied whether or not she satisfied the statutory eligibility requirements, the Supreme Court stated that “[a]s a general rule, courts and agencies are not required to make findings on issues the decision of which is unnecessary to the results they reach” and that “absent an express statutory requirement, we see no reason to depart from the general rule and require the immigration judge to arrive at purely advisory findings and conclusions as to statutory eligibility.”).
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58. 难民、庇护和国际事务理事会(RAIO Directorate)关于自由裁量权的课程计划还确认,“自由裁量权赋予裁决者权力,即使申请人根据法律符合资格,也可以拒绝给予某项福利或救济形式,但该权力不得被任意或反复无常地行使”,从而进一步印证了这样一个事实,即所有决定,包括自由裁量性决定,都需要有合理的分析支持,其中应包括对积极因素和消极因素的权衡。参见美国公民及移民服务局(USCIS)难民、庇护和国际事务理事会(RAIO Directorate),课程计划,《自由裁量权》第13页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf。
58. The RAIO Directorate Lesson Plan on discretion also confirms that “[d]iscretion gives the adjudicator authority to deny a benefit or a form of relief even when the applicant is eligible according to the law, but that power cannot be exercised arbitrarily or capriciously,” thus reinforcing the fact that all decisions, including discretionary ones, need to be supported with a reasoned analysis which would include a weighing of the positive and negative factors. See USCIS RAIO Directorate, Lesson Plan, Discretion 13 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf.
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59. 参见美国公民及移民服务局(USCIS)难民、庇护和国际事务理事会(RAIO Directorate),课程计划,《自由裁量权》第20页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf。
59. See USCIS RAIO Directorate, Lesson Plan, Discretion 20 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf.
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60. 见美国国土安全部(DHS)《2024年5月统一分类信息处理政策备忘录》(UCIIP Memo),第4至5页,该备忘录规定,本部有法律权限在经批准的情况下使用涉密信息,“视为保护我们的国家安全和公共安全利益所必需,并与保护情报来源和方法的法律义务相一致。”该指导意见旨在适用于涉及可能对国家安全或公共安全构成威胁的个人的案件,或涉密信息可能影响诉讼结果的案件。
60. See DHS UCIIP Memo May 2024, at 4-5, providing that the Department has the legal authority to use classified information, where approved, “as deemed necessary to protect our national security and public safety interests, and consistent with the legal obligation to protect intelligence sources and methods.” This guidance is meant to include cases involving an individual who may pose a threat to national security or public safety or where the classified information could bear on the outcome of the proceeding.
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61. 另见Elec. Priv. Info. Ctr. 诉 U.S. Dep't of Homeland Sec.案,653 F.3d 1, 5 (D.C. Cir. 2011)(即使“对受其约束的人具有'实质性影响'的规则,也不必然是实体性规则”(引用Pub. Citizen 诉 Dep't of State案,276 F.3d 634, 640-41 (D.C. Cir. 2002)));Ranger 诉 FCC案,294 F.2d 240, 244 (D.C. Cir. 1961)(在认定某规则属于程序性规则的同时,指出“该规则本身实际上并未涉及任何实体性权利”,即使“不遵守该规则可能导致实体性权利的丧失”)。
61. See also Elec. Priv. Info. Ctr. v. U.S. Dep't of Homeland Sec., 653 F.3d 1, 5 (D.C. Cir. 2011) (even “a rule with a `substantial impact' upon the persons subject to it is not necessarily a substantive rule” (citing Pub. Citizen v. Dep't of State, 276 F.3d 634, 640-41 (D.C. Cir. 2002)); Ranger v. FCC, 294 F.2d 240, 244 (D.C. Cir. 1961) (while holding that a rule was procedural, noting that “no substantive rights were actually involved by the regulation itself” even if “failure to observe it might cause the loss of substantive rights”).
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62. 见59 FR 14779(1994年3月30日)(“按照目前的规定,移民归化局(INS)的法规强制要求对所有申请人进行面谈……庇护官员将不再被要求进行面谈,而是将拥有自由裁量权,在其认为适当的任何案件中进行此类面谈。”)。
62. See 59 FR 14779 (Mar. 30, 1994) (“As currently constituted, INS regulations mandate the interview of all applicants . . . Asylum Officers no longer will be required to conduct personal interviews, but will have discretion to conduct such interview in any case they deem appropriate.”).
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63. 见59 FR 62292(1994年12月5日)(“因此,现行规则予以保留,且没有规定可在不经面谈的情况下将案件立即移交移民法官的条款。”)。
63. See 59 FR 62292 (Dec. 5, 1994) (“Accordingly, the present rule is retained and there is no provision for immediate referral of cases, without an interview, to an immigration judge.”).
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64. 8 CFR 245.6。
64. 8 CFR 245.6.
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65. 美国公民及移民服务局(USCIS)《政策手册》,第6卷第J部分,第4章,裁决,https://www.uscis.gov/policy-manual/volume-6-part-j-chapter-4#footnote-5(最后更新于2026年5月8日)。
65. USCIS, Policy Manual, Vol. 6 Part J, Chapter 4—Adjudication, https://www.uscis.gov/policy-manual/volume-6-part-j-chapter-4#footnote-5 (last updated May 8, 2026).
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66. 美国公民及移民服务局(USCIS)《政策手册》,第6卷第I部分,第3章,解除永久居民身份条件申请,https://www.uscis.gov/policy-manual/volume-6-part-i-chapter-3(最后更新于2026年5月8日)。
66. USCIS, Policy Manual, Vol. 6 Part I, Chapter 3—Petition to Remove Conditions on Residence, https://www.uscis.gov/policy-manual/volume-6-part-i-chapter-3 (last updated May 8, 2026).
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67. 59 FR 14779, 14780(1994年3月30日)(“截至1990年10月1日,移民归化局(INS)积压的庇护申请案件约为90,000件。自那时起,该积压案件数量又增加了约250,000件。”)。
67. 59 FR 14779, 14780 (Mar. 30, 1994) (“On October 1, 1990, the INS had a backlog of approximately 90,000 asylum claims. Since that date, approximately 250,000 cases have been added to that backlog.”).
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68. 《美国法典》第5编第553(d)条要求实体性规则须有30天的生效延迟期,但对“确认某项豁免或解除某项限制”的实体性规则予以豁免。尽管国土安全部(DHS)认为本临时最终规则属于程序性规则,因而不受30天生效延迟期的约束,但本规则同时解除了相关法规限制,以允许美国公民及移民服务局(USCIS)在不经面谈的情况下,将某些主动申请的庇护案件移交至行政审查执行办公室(EOIR)。
68. 5 U.S.C. 553(d) requires a 30-day delayed effective date for substantive rules but exempts a substantive rule which “recognizes an exemption or relieves a restriction.” Although DHS believes this interim final rule is procedural and that it is not bound by the 30-day delayed effective date, the rule also removes the regulatory restriction to permit USCIS to refer certain affirmative asylum applications to EOIR without interview.
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69. 见90 FR 12200(2025年3月14日)。
69. See 90 FR 12200 (Mar. 14, 2025).
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70. 国务卿的决定参考并执行了反映总统最优先外交政策事项的众多总统行动,包括第14161号行政命令。见90 FR 12200(2025年3月14日);另见,例如,Yassini 诉 Crosland案,618 F.2d 1356, 1361 (9th Cir. 1980)(由于某项移民指令“正在执行总统的外交政策”,该行动“属于外交事务职能范畴,并符合《行政程序法》(APA)通知和评议要求的正当理由例外情形”)。
70. The Secretary of State's determination references and implements numerous Presidential actions reflecting the President's top foreign policy priorities, including E.O. 14161. See 90 FR 12200 (Mar. 14, 2025); see also, e.g., Yassini v. Crosland, 618 F.2d 1356, 1361 (9th Cir. 1980) (because an immigration directive “was implementing the President's foreign policy,” the action “fell within the foreign affairs function and good cause exceptions to the notice and comment requirements of the APA”).
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71. 见行政管理和预算局(OMB)备忘录M-25-20,《关于执行第14192号行政命令第3节的指导意见》,题为“通过放松监管释放繁荣”(2025年3月26日),https://www.whitehouse.gov/wp-content/uploads/2025/02/M-25-20-Guidance-Implementing-Section-3-of-Executive-Order-14192-Titled-Unleashing-Prosperity-Through-Deregulation.pdf。
71. See OMB Memorandum M-25-20, Guidance Implementing Section 3 of Executive Order 14192, titled “Unleashing Prosperity Through Deregulation” (Mar. 26, 2025), https://www.whitehouse.gov/wp-content/uploads/2025/02/M-25-20-Guidance-Implementing-Section-3-of-Executive-Order-14192-Titled-Unleashing-Prosperity-Through-Deregulation.pdf.
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72. 本估算基于过去五个财政年度内每年逾期提交的主动庇护申请的平均受理数量(见表2),加上可能适用于主动申请案件的除申请截止期限以外的其他强制性禁止情形的大致数量;另见本序言V.B.3节,了解受影响人口估算的进一步分析。
72. This estimate is based on the average number of receipts of untimely filed affirmative asylum applications each year over the past five fiscal years ( see Table 2) plus an approximate number of cases where a mandatory bar other than the filing deadline could potentially apply to affirmative cases; see also section of V.B.3 of this preamble for further analysis of affected population estimates.
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73. 有关逾期提交的待决主动庇护申请数量的详情,见表1;另见表5,了解待决主动庇护申请总数的详情。
73. See Table 1 for details on the number of pending affirmative asylum applications that are untimely filed; see also Table 5 for details on the total number of pending affirmative asylum applications.
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74. USCIS承认,较早进入驱逐程序可能促使部分外国人比原本更早咨询或聘请法律顾问。因此,该规则可能影响部分外国人选择聘请法律顾问的时机,但不会给这些外国人带来新的成本。
74. USCIS acknowledges that earlier placement into removal proceedings might lead some aliens to consult or retain legal counsel sooner than they otherwise will have. Hence, the rule may affect the timing of when some aliens choose to engage legal counsel but does not create new costs to these aliens.
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75. 行政管理和预算局(OMB),A-4号通告(2003年9月17日),https://obamawhitehouse.archives.gov/omb/circulars_a004_a-4。
75. OMB, Circular A-4 (Sept. 17, 2003), https://obamawhitehouse.archives.gov/omb/circulars_a004_a-4.
76. 《一个大而美丽法案》(The One Big Beautiful Bill Act),公法第119-21号,139 Stat. 72,8 U.S.C. 1814(HR-1)于2025年7月4日签署成为法律。2025年7月22日,国土安全部(DHS)发布联邦公报通知,宣布实施若干项与H.R. 1相关的移民费用,包括新的年度庇护费(AAF)。参见90 FR 34511(2025年7月22日)。H.R. 1要求自2026财年起,根据所有城市消费者消费价格指数(CPI-U)对部分费用进行年度调整。经通胀调整后的新费用自2026年1月1日起生效。
76. The One Big Beautiful Bill Act, Public Law 119-21, 139 Stat. 72, 8 U.S.C. 1814 (HR-1) was signed into law on July 4, 2025. On July 22, 2025, DHS published a Federal Register notice announcing the implementation of several H.R. 1 immigration-related fees, including the new annual asylum fee (AAF). See 90 FR 34511 (July 22, 2025). H.R. 1 requires annual adjustments to some of the fees beginning in FY 2026 based on the Consumer Price Index for All Urban Consumers (CPI-U).The new inflationary-adjusted fees are effective on Jan. 1, 2026.
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77. 美国公民及移民服务局(USCIS),《积极申请庇护程序》,https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/the-affirmative-asylum-process(最后更新于2025年10月17日)。
77. USCIS, “ The Affirmative Asylum Process,” https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/the-affirmative-asylum-process (last updated Oct. 17, 2025).
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78. 参见USCIS《积极申请庇护程序手册》第II.G.2.c节(2025年2月),https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf;USCIS,《积极申请庇护面谈安排》,https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/affirmative-asylum-interview-scheduling(最后更新于2024年3月29日)。
78. See USCIS, Affirmative Asylum Procedures Manual sec. II.G.2.c (Feb. 2025), https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf; USCIS, “Affirmative Asylum Interview Scheduling,” https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/affirmative-asylum-interview-scheduling (last updated Mar. 29, 2024).
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79. 如本序言所述,无人陪伴未成年人(UAC)不受申请截止日期的限制,因此不会因“一年申请截止日期”(OYFD)而在未经面谈的情况下被转介,但如果庇护官(AO)认定该无人陪伴未成年人不符合庇护资格,仍可能根据本规则被转介。根据现行的积极申请庇护程序,USCIS对未处于驱逐程序中的外国人提交的庇护申请,以及处于驱逐程序中的无人陪伴未成年人提交的庇护申请,仍保有管辖权。参见USCIS,《积极申请庇护程序》,https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/the-affirmative-asylum-process(最后更新于2025年10月17日)。
79. As indicated in this preamble, UACs are not subject to the filing deadline and will therefore not be referred without interview based on the OYFD but may still be referred under the rule if an AO determines the UAC is ineligible for asylum. Under the existing affirmative asylum application process, USCIS continues to have jurisdiction over asylum applications filed by aliens who are not in removal proceedings as well as UACs who are in removal proceedings. See USCIS, The Affirmative Asylum Process, https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/the-affirmative-asylum-process (last updated Oct. 17, 2025).
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80. 计算方法:(465,810-248,725)/248,725 = 87%。国土安全部承认,由于新冠疫情的影响,包括随后的边境关闭,2021财年的积极庇护申请受理总数明显偏低。
80. Calculation: (465,810-248,725)/248,725 = 87 percent. DHS acknowledges that the total affirmative asylum receipts for FY 2021 is significantly low due to the impacts of the COVID-19 pandemic including the subsequent border closures.
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81. 截至2025年12月11日,共有444,724件未按期提交的积极庇护申请处于待决状态,其中可能有未知数量的未按期提交申请会因本规则而受影响,成为被禁止申请庇护的外国人。参见表1;另参见表5,了解待决积极庇护申请总数的详细情况。
81. As of December 11, 2025, there are 444,724 pending affirmative asylum applications that are untimely filed, and an unknown number of these untimely filed applications may be affected by the rule as aliens that are barred from applying for asylum. See Table 1; see also Table 5 for details on the total number of pending affirmative asylum applications.
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82. 参见89 FR 103370, 103408(2024年12月18日)。
82. See 89 FR 103370, 103408 (Dec. 18, 2024).
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83. 可信恐惧面谈及其后续认定由庇护官(AO)根据《移民与国籍法》(INA)第235(b)(1)条、8 U.S.C. 1225(b)(1)在快速驱逐程序中作出,这是外国人申请庇护的一条途径,区别于积极申请庇护程序。
83. Credible fear interviews and subsequent determinations are made by AOs as part of the expedited removal process under INA 235(b)(1), 8 U.S.C. 1225(b)(1), and is a pathway for aliens to apply for asylum distinct from the affirmative asylum process.
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84. 同上。该估算基于可能适用于积极申请案件的强制性禁止条款(申请截止日期除外)的大致案件数量。计算方法:322,312件积极庇护申请年平均受理量 × 8.45%的被标记为可能适用强制性禁止条款的可信恐惧负面认定比例 = 27,235件潜在的庇护禁止情形。该估算还包括外国人因自由裁量因素而不应获得批准的案件,因为如本序言第IV.E节所述,即使最终认定禁止条款不适用,引发禁止条款可能适用的相关信息也很可能构成不利的自由裁量因素。参见USCIS难民、庇护和国际行动(RAIO)理事会,《教案:自由裁量权》第18页(2025年1月27日),https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf。
84. Id. This estimate is based on the approximate number of cases where a mandatory bar other than the filing deadline could potentially apply to affirmative cases. Calculation: 322,312 annual average number of affirmative asylum receipts × 8.45 percent of negative credible fear determinations flagged for a potential mandatory bar = 27,235 potential bars to asylum. This estimate is also used to include cases where the alien does not merit a grant as a matter of discretion because, as described in section IV.E of this preamble, information that raises the possibility that a bar to asylum might apply would likely also constitute a negative discretionary factor even if it is determined that the bar does not apply. See USCIS RAIO Directorate, Lesson Plan, Discretion 18 (Jan. 27, 2025), https://www.uscis.gov/sites/default/files/document/foia/Discretion_LP_RAIO.pdf.
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85. 计算方法:27,235件潜在的庇护批准禁止情形 + 104,932件入境日期一年后提交的申请 = 132,167。
85. Calculations: 27,235 potential bars to a grant of asylum + 104,932 applications filed more than one year after date of entry = 132,167.
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86. “全程提速”是指在保持准确性并遵守法律和程序要求的前提下,提高案件或申请的审查、裁决和处理速度。
86. Faster throughout means increasing the speed at which cases or applications are reviewed, adjudicated, and processed, while maintaining accuracy and compliance with legal and procedural requirements.
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87. 2025年7月22日,美国公民及移民服务局(USCIS)发布了一份联邦公报通知,宣布实施《H.R. 1法案》所规定的由USCIS管理的若干费用(H.R. 1费用通知)。90 FR 34511(2025年7月22日)。该通知根据8 U.S.C. 1802实施了自2025财年起最低100美元的庇护申请受理费,并根据8 U.S.C. 1808实施了自2025财年起每个日历年庇护申请待决期间最低100美元的庇护申请费(AAF)。90 FR 34512(2025年7月22日)。
87. On July 22, 2025, USCIS published a Federal Register notice announcing the implementation of several fees administered by USCIS mandated by H.R. 1 (H.R. 1 Fee notice). 90 FR 34511 (July 22, 2025). That notice implemented a minimum $100 asylum application filing fee commencing in FY 2025 under 8 U.S.C. 1802 and a minimum $100 AAF starting in FY 2025 for each calendar year an asylum application remains pending under 8 U.S.C. 1808. 90 FR 34512 (July 22, 2025).
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88. H-A-A-V-案,29 I&N Dec. 233(移民上诉委员会2025年)。
88. Matter of H-A-A-V-, 29 I&N Dec. 233 (BIA 2025).
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89. 见《公法》104-121号,第二编,110 Stat. 847(5 U.S.C. 601注释)。小型企业的定义为任何独立拥有和经营、在其所属领域不占主导地位,且符合《小企业法》(15 U.S.C. 632)所规定小型企业标准的企业。
89. See Public Law 104-121, tit. II, 110 Stat. 847 (5 U.S.C. 601 note). A small business is defined as any independently owned and operated business not dominant in its field that qualifies as a small business per the Small Business Act, 15 U.S.C. 632.
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90. 见小企业管理局倡导办公室,《政府机构指南:如何遵守〈监管灵活性法案〉》,第22页(2017年8月),https://advocacy.sba.gov/wp-content/uploads/2019/06/How-to-Comply-with-the-RFA.pdf。
90. See Office of Advocacy, Small Business Administration, “A Guide for Government Agencies: How to Comply with the Regulatory Flexibility Act” 22 (Aug. 2017) https://advocacy.sba.gov/wp-content/uploads/2019/06/How-to-Comply-with-the-RFA.pdf.
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91. “联邦强制令”一词是指联邦政府间强制令或联邦私营部门强制令。见2 U.S.C. 1502(1)、658(5)及(6)。
91. The term “Federal mandate” means a Federal intergovernmental mandate or a Federal private sector mandate. See 2 U.S.C. 1502(1), 658(5), and (6).
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92. 见美国劳工统计局(BLS),“所有城市消费者消费价格指数(CPI-U)历史数据:美国城市平均值,所有项目,按月”,https://data.bls.gov/pdq/SurveyOutputServlet。通货膨胀计算方法:(1)计算基准年(1995年)与当前年(2025年)的月平均CPI-U;(2)用当前年CPI-U减去基准年CPI-U;(3)将基准年CPI-U与当前年CPI-U之差除以基准年CPI-U;(4)乘以100 = [(2025年月平均CPI-U减1995年月平均CPI-U)÷(1995年月平均CPI-U)]×100 = [(324.054-152.383)÷152.383] = (171.671/152.383) = 1.126×100 = 112.6% = 113%(四舍五入)。通货膨胀调整后数值计算:1995年美元计1亿美元×2.13 = 2025年美元计2.13亿美元。
92. See BLS, “Historical Consumer Price Index for All Urban Consumers (CPI-U): U.S. city average, all items, by month,” https://data.bls.gov/pdq/SurveyOutputServlet. Calculation of inflation: (1) Calculate the average monthly CPI-U for the reference year (1995) and the current year (2025); (2) Subtract reference year CPI-U from current year CPI-U; (3) Divide the difference of the reference year CPI-U and current year CPI-U by the reference year CPI-U; (4) Multiply by 100 = [(Average monthly CPI-U for 2025-Average monthly CPI-U for 1995) ÷ (Average monthly CPI-U for 1995)] × 100 = [(324.054-152.383) ÷ 152.383] = (171.671/152.383) = 1.126 ×100 = 112.6 percent = 113 percent (rounded). Calculation of inflation-adjusted value: $100 million in 1995 dollars × 2.13 = $213 million in 2025 dollars.
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93. 《操作手册》载有美国国土安全部(DHS)实施《国家环境政策法》(NEPA)的程序,于2014年11月6日发布,可在https://www.dhs.gov/ocrso/eed/epb/nepa查阅。
93. The Instruction Manual contains DHS's procedures for implementing NEPA and was issued on November 6, 2014, available at https://www.dhs.gov/ocrso/eed/epb/nepa.
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94. 见42 U.S.C. 4336(a)(2)、4336e(1)。
94. See 42 U.S.C. 4336(a)(2), 4336e(1).
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95. 见《操作手册》附录A,表1。
95. See Instruction Manual, Appendix A, Table 1.
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96. 见《操作手册》第V.B(2)(a)至(c)条。
96. See Instruction Manual at V.B(2)(a) through (c).
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[联邦公报文件编号2026-15190,存档于2026年7月27日上午8:45]
[FR Doc. 2026-15190 Filed 7-27-26; 8:45 am]
账单代码 9111-97-P
BILLING CODE 9111-97-P