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美国国土安全部将9-11生物识别费扩大适用于所有H-1B和L-1延期申请

发布日期 2026年8月10日生效日期 2026年9月9日

美国国土安全部(DHS)发布最终规则,修订有关特定H-1B和L-1申请的9-11应对与生物识别出入境费(9-11 Biometric Fee)的规定。该规则纠正了DHS此前的解释,现要求受涵盖雇主就所有延期身份申请缴纳该费用,包括不涉及更换雇主的延期申请。该规则将于2026年9月9日生效。

要点

影响对象

提交H-1B或L-1延期身份申请的受涵盖雇主及其担保的外籍员工受到影响。

建议行动

受涵盖雇主应为2026年9月9日起提交的所有相关H-1B和L-1延期申请预留9-11生物识别费。

全文翻译

官方原文全文已于 2026-10-12 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。

文件标题
Document Headings
文件标题因文件类型而异,但可能包含以下内容:
Document headings vary by document type but may contain the following:
发布并签署文件的机构或多个机构
the agency or agencies that issued and signed a document
该文件修订、拟议修订或与之直接相关的《联邦法规汇编》(CFR)标题编号及各部分编号
the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to
机构档案编号/机构内部文件编号
the agency docket number / agency internal file number
RIN,即《联邦监管与放松监管行动统一议程》中所列每项监管行动的识别编号
the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions
详见《文件起草手册》(Document Drafting Handbook)以获取更多信息。
See the Document Drafting Handbook for more details.
美国国土安全部
Department of Homeland Security
8 CFR 第106部分
8 CFR Part 106
[案卷编号 USCBP-2024-0009;CBP第26-11号决定]
[Docket No. USCBP-2024-0009; CBP Dec. No. 26-11]
RIN 1651-AB48
RIN 1651-AB48
机构:
AGENCY:
美国海关与边境保护局(CBP),美国国土安全部(DHS)。
U.S. Customs and Border Protection, Department of Homeland Security.
行动:
ACTION:
最终规则。
Final rule.
摘要:
SUMMARY:
美国国土安全部(DHS)正在修订有关特定H-1B和L-1签证的9-11应对及生物识别出入境费(9-11生物识别费)的相关法规。此项法规修改纠正了国土安全部此前对法定语言的解释,现要求相关受规制雇主就所有延长身份申请提交9-11生物识别费,无论相关的防欺诈与侦测费是否适用,包括不涉及雇主变更的延长身份申请。9-11生物识别费对寻求初次获得身份的申请继续保持不变地适用。此项修改也有助于国土安全部履行其执行生物识别出入境系统的国会授权义务。
The Department of Homeland Security (DHS) is amending the regulations concerning the 9-11 Response and Biometric Entry-Exit Fee for certain H-1B and L-1 Visas (9-11 Biometric Fee). The regulatory changes correct DHS's interpretation of statutory language to require that covered employers submit the 9-11 Biometric Fee for all extension of status petitions, regardless of whether the related fraud prevention and detection fee applies, which includes extension of status petitions that do not involve a change of employer. The 9-11 Biometric Fee continues to apply unchanged to petitions seeking an initial grant of status. The changes also help DHS comply with its congressional mandate to implement a biometric entry-exit system.
日期:
DATES:
本规则自2026年9月9日起生效。
This rule is effective on September 9, 2026.
欲知详情请联系:
FOR FURTHER INFORMATION CONTACT:
拉里·帕内塔(Larry Panetta),美国海关与边境保护局现场业务办公室,电话:202-344-1253,电子邮件:[email protected]。
Larry Panetta, Office of Field Operations, U.S. Customs and Border Protection, by phone at 202-344-1253 or email at [email protected].
补充信息:
SUPPLEMENTARY INFORMATION:
一、背景
I. Background
A. 拟议规则制定通知
A. Notice of Proposed Rulemaking
2024年6月6日,美国国土安全部(DHS)在《联邦公报》(89 FR 48339)上发布了一项拟议规则制定通知(NPRM),提议修订国土安全部关于特定H-1B和L-1申请的9-11生物识别费的相关法规。国土安全部就该拟议规则制定通知共收到146条意见。这些意见包括支持意见、修改建议和关切事项。在审阅这些意见后,国土安全部通过本最终规则采纳拟议的法规修改,以使其与国会对9-11生物识别费的立法意图保持一致。
On June 6, 2024, the Department of Homeland Security (DHS) published a notice of proposed rulemaking (NPRM) in the Federal Register (89 FR 48339) proposing to amend DHS regulations regarding the 9-11 Biometric Fee for certain H-1B and L-1 petitions. DHS received a total of 146 comments on the NPRM. Comments included support, suggestions for changes, and concerns. After review of the comments, through this final rule, DHS is adopting the proposed changes to its regulations to align with Congress's intent for the 9-11 Biometric Fee.
B. 法定授权及历史沿革
B. Statutory Authorization and History
1. 最初的H-1B和L-1补充费
1. Initial Supplemental H-1B and L-1 Fee
H-1B和L-1签证类别是临时非移民工作人员签证类别。H-1B和L-1类别[1]分别依据经修订的《移民与国籍法》(INA)第101(a)(15)(H)(i)(b)条和第(L)条(8 U.S.C. 1101(a)(15)(H)(i)(b)、(L))获得授权。H-1B身份是供外国人从事专业职业服务的非移民类别。L-1身份允许公司为在执行或管理职位任职或具备专门知识的某些外国(印刷页第51361页)雇员申请临时公司内部调动。[2]
H-1B and L-1 visa classifications are temporary nonimmigrant worker visa classifications. H-1B and L-1 classifications [1] are authorized under sections 101(a)(15)(H)(i)(b) and (L), respectively, of the Immigration and Nationality Act (INA), as amended (8 U.S.C. 1101(a)(15)(H)(i)(b), (L)). H-1B status is a nonimmigrant classification for aliens to perform services in a specialty occupation. L-1 status allows companies to seek a temporary intracompany transfer of certain alien ( printed page 51361) employees who perform in an executive or managerial capacity or have specialized knowledge.[2]
2010年,国会为某些为受益人申请获得H-1B或L-1身份的雇主设立了一项补充费(2010年补充费)。参见2010年8月13日法案第402条,公法111-230号,124 Stat. 2485, 2487(以下简称“公法111-230号”)(8 U.S.C. 1101附注)。2010年补充费适用于在美国雇用50名或以上雇员,且其中超过50%在美国的雇员为H-1B或L-1非移民身份的雇主(受规制雇主)。公法111-230号第402条。对于这些受规制雇主,该法规定,就H-1B或L-1申请而言,“申请费及防欺诈与侦测费[……]应分别增加2,000美元[或2,250美元]”。公法111-230号第402条。
In 2010, Congress established a supplemental fee for certain employers petitioning for beneficiaries to obtain H-1B or L-1 status (2010 Supplemental Fee). See section 402 of the Act of August 13, 2010, Public Law 111-230, 124 Stat. 2485, 2487 (hereinafter Pub. L. 111-230) (8 U.S.C. 1101 note). The 2010 Supplemental Fee applied to employers that employ 50 or more total employees in the United States with more than 50 percent of the employees in the United States in H-1B or L-1 nonimmigrant status (covered employers). Sec. 402, Public Law 111-230. For these covered employers, the statute stated “the filing fee and fraud prevention and detection fee [. . .] shall be increased by $2,000 [or $2,250]” for H-1B or L-1 petitions, respectively. Sec. 402, Public Law 111-230.
《公共法第111-230号》中的法定语言要求受涵盖的雇主在缴纳欺诈侦测与预防费(欺诈费)时一并缴纳2010年附加费。见《公共法第111-230号》第402条。欺诈费是根据另一项单独的法定授权设立并定为500美元的。见《2004年H-1B签证改革法案》(2004 H-1B Visa Reform Act)第426(a)条,《公共法第108-447号》,118 Stat. 2809, 3357(以下简称《2004年H-1B签证改革法案》);《移民与国籍法》(INA)第214(c)(12)(A)条(8 U.S.C. 1184(c)(12)(A))。根据《2004年H-1B签证改革法案》第426(b)条,美国国务院与国土安全部(DHS)及美国劳工部协作,将欺诈费的征收款用于打击移民程序中的欺诈行为。见INA第214(c)(12)(A)条(8 U.S.C. 1184(c)(12)(A));另见INA第286(v)(2)条(8 U.S.C. 1356(v)(2))。除有限的例外情形外,该法律要求雇主在为申请H-1B或L-1非移民身份的初次批准,或为已持有H-1B或L-1身份的受益人申请变更雇主时缴纳欺诈费。见INA第214(c)(12)(A)条(8 U.S.C. 1184(c)(12)(A))。
The statutory language in Public Law 111-230 required covered employers to pay the 2010 Supplemental Fee at the time that a fraud detection and prevention fee (Fraud Fee) is collected. Sec. 402, Public Law 111-230. The Fraud Fee was established and set to $500 under separate statutory authority. See sec. 426(a) of the H-1B Visa Reform Act of 2004, Public Law 108-447, 118 Stat. 2809, 3357 (the 2004 H-1B Visa Reform Act); INA 214(c)(12)(A) (8 U.S.C. 1184(c)(12)(A)). Pursuant to section 426(b) of the 2004 H-1B Visa Reform Act, the Department of State, in collaboration with DHS and the Department of Labor, uses Fraud Fee collections to combat fraud in immigration processes. See INA 214(c)(12)(A) (8 U.S.C. 1184(c)(12)(A), see also INA 286(v)(2) (8 U.S.C. 1356(v)(2)). With limited exceptions, the statute requires employers to pay the Fraud Fee when petitioning for an initial grant of H-1B or L-1 nonimmigrant status or for change of employer petitions for beneficiaries already in H-1B or L-1 status. See INA 214(c)(12)(A) (8 U.S.C. 1184(c)(12)(A)).
国土安全部(DHS)对《公共法第111-230号》的法定语言作出的解释是,2010年附加费仅适用于申请费,且仅适用于同样适用欺诈费的申请,即寻求初次批准身份或申请变更雇主的申请,但不适用于同一雇主为同一雇员提交的延期申请。据此,国土安全部实施了相关法规,将2010年附加费适用于须缴纳欺诈费的、寻求初次批准H-1B或L-1身份的申请,以及为已持有H-1B或L-1身份的受益人申请变更雇主的申请。见《移民福利业务转型,第一阶段》(Immigration Benefits Business Transformation, Increment I),76 FR 53764, 53768, 53781(2011年8月29日)。2010年附加费在国会延长实施期限后,于2015年9月30日到期失效。[3]
DHS interpreted the statutory language of Public Law 111-230 to mean that the 2010 Supplemental Fee only applied to the filing fee and only to petitions where the Fraud Fee also applied, namely petitions for an initial grant of status or requesting a change of employer but not to extension petitions filed by the same employer on behalf of the same employee. Accordingly, DHS implemented regulations applying the 2010 Supplemental Fee to petitions subject to the Fraud Fee seeking initial grants of H-1B or L-1 status and change of employer petitions for beneficiaries already in H-1B or L-1 status. See Immigration Benefits Business Transformation, Increment I, 76 FR 53764, 53768, 53781 (August 29, 2011). The 2010 Supplemental Fee sunset on September 30, 2015, after an extension by Congress.[3]
2. 9-11应对与生物识别出入境费
2. 9-11 Response and Biometric Entry-Exit Fee
2015年12月18日,国会设立了9-11生物识别费。见《2016年综合拨款法案》(Consolidated Appropriations Act, 2016)O分编第402(g)条,《公共法第114-113号》,129 Stat. 2242, 3006(以下简称《公共法第114-113号》)(49 U.S.C. 40101 note)。[4]《公共法第114-113号》是在2010年附加费到期后设立9-11生物识别费的。9-11生物识别费将2010年附加费的金额提高了一倍,规定“合并后的申请费及欺诈预防与侦测费[……]应增加4,500美元[或4,000美元]”。同上。
On December 18, 2015, Congress established the 9-11 Biometric Fee. See Consolidated Appropriations Act, 2016, Div. O, sec. 402(g), Public Law 114-113, 129 Stat. 2242, 3006 (hereinafter Pub. L. 114-113) (49 U.S.C. 40101 note).[4] Public Law 114-113 established the 9-11 Biometric Fee after the 2010 Supplemental Fee expired. The 9-11 Biometric Fee doubled the amount of the 2010 Supplemental Fee, providing “the combined filing fee and fraud prevention and detection fee [ . . . ] shall be increased by $4,500 [or $4,000]”. Id.
《公共法第114-113号》中设立9-11生物识别费的法定语言与《公共法第111-230号》的语言相似。[5]然而,除费用金额提高外,《公共法第114-113号》还有两项重要区别。第一,国会加入了“合并”一词,明确该费用增加是对申请费的单一一次性增加。《公共法第114-113号》第402(g)条。第二,就须缴纳该费用的申请类型而言,国会加入了短语“包括申请延长该身份的申请[6]”。同上。这一补充明确了9-11生物识别费既适用于寻求初次批准身份的申请,也适用于延期身份的申请。
The statutory language in Public Law 114-113 establishing the 9-11 Biometric Fee is similar to that of Public Law 111-230.[5] However, Public Law 114-113 has two important distinctions, beyond the increased fee amounts. First, Congress added the word “combined,” clarifying that the fee increase served as a single fee increase to the filing fee. Sec. 402(g), Public Law 114-113. Second, with respect to the types of petitions for which the fees must be submitted, Congress inserted the phrase “including an application [6] for an extension of such status.” Id. This addition clarified that the 9-11 Biometric Fee is required for both petitions seeking an initial grant of status and extension of status petitions.
在2015年设立9-11生物识别费之时,国土安全部对《公共法第114-113号》中新增语言的解释与其先前的解释保持一致,即9-11生物识别费仅在欺诈费同样适用的情形下才适用(即寻求H-1B或L-1身份初次批准的申请,或涉及已持有H-1B或L-1身份受益人变更雇主的申请,包括要求延长该身份的变更雇主申请)。据此,国土安全部在2016年10月24日发布的最终规则中实施了相关法规,阐明了其解释,如下文所述。见《美国公民及移民服务局收费标准》(U.S. Citizenship and Immigration Services Fee Schedule),81 FR 73292(2016年10月24日)(以下简称《2016年收费规则》)。见81 FR 73292, 73331。
At the time that the 9-11 Biometric Fee was established in 2015, DHS interpreted the new language in Public Law 114-113 consistent with its prior interpretation; that is, the 9-11 Biometric Fee only applies when the Fraud Fee also applies (namely, petitions seeking initial grants of H-1B or L-1 status, or petitions involving a change of employer for a beneficiary already in H-1B or L-1 status, including a change of employer petition that requests an extension of such status). Accordingly, DHS implemented regulations in a final rule published on October 24, 2016, that set forth its interpretation, as explained below. See U.S. Citizenship and Immigration Services Fee Schedule, 81 FR 73292 (Oct. 24, 2016) (hereinafter 2016 Fee Rule). See81 FR 73292, 73331.
与此同时,国会还设立了“911应对与生物识别出境账户”(911生物识别账户),911生物识别费征收所得资金的百分之五十存入该账户,上限为10亿美元。911生物识别费的另外百分之五十存入财政部普通基金。同上。911生物识别账户中的资金可供国土安全部(DHS)部长用于实施国会授权的生物识别出入境系统,以核实进出美国的外国人的身份。[7]作为负责管控边境并监测美国公民和外国人出入境情况的国土安全部(DHS)部门,(第51362页印刷版)美国海关与边境保护局(CBP)在陆地、海上及空中环境中实施生物识别操作。[8]根据国会的延期规定,911生物识别费目前定于2027年9月30日到期。[9]
At the same time, Congress also established the 9-11 Response and Biometric Exit Account (9-11 Biometric Account), into which 50 percent of the funds from the 9-11 Biometric Fee collections are deposited, up to $1 billion. The other 50 percent of the 9-11 Biometric Fees are deposited into the general fund of the Treasury. Id. The funds in the 9-11 Biometric Account are available to the Secretary of DHS for implementing the congressionally mandated biometric entry-exit system to confirm the identity of aliens entering and exiting the United States.[7] As the ( printed page 51362) DHS component responsible for controlling the border and monitoring the arrival and departure of U.S. citizens and aliens, U.S. Customs and Border Protection (CBP) implements biometric operations in the land, sea, and air environments.[8] Pursuant to congressional extension, the 9-11 Biometric Fee is currently set to expire on September 30, 2027.[9]
C. 国土安全部(DHS)此前针对911生物识别费的规则制定
C. Prior DHS Rulemaking Addressing the 9-11 Biometric Fee
在2016年费用规则发布后的数年间,国土安全部(DHS)持续监测911生物识别费的征收情况,并评估其对2014年第114-113号公法相关条文的解读是否正确。经过审慎考虑,国土安全部(DHS)于2019年11月14日提出一项解释,扩大911生物识别费适用的情形范围,同时提出与该部征收费用相关的多项其他变更。参见《美国公民及移民服务局收费标准及若干其他移民福利申请要求变更》,联邦公报第84卷第62280页,第62363页(2019年11月14日发布)(以下简称2019年费用拟议规则)。国土安全部(DHS)就2019年费用拟议规则收到多条反对拟议911生物识别费的意见。[10]在审议相关意见后,国土安全部(DHS)于2020年8月3日通过一项最终规则采纳了911生物识别费的解释,该规则除其他变更外,还要求受涵盖雇主提交的所有H-1B或L-1身份延期申请均须缴纳该附加费用。参见《美国公民及移民服务局收费标准及若干其他移民福利申请要求变更》,联邦公报第85卷第46788页(2020年8月3日发布)(以下简称2020年费用规则)。然而,在2020年费用规则生效之前,该规则在与911生物识别费无关的诉讼程序中被全面禁止执行。[11]
In the years following the 2016 Fee Rule, DHS monitored the collection of the 9-11 Biometric Fee and evaluated whether its interpretation of the language in Public Law 114-113 was correct. After careful consideration, on November 14, 2019, DHS proposed an interpretation expanding the circumstances in which the 9-11 Biometric Fee would apply, as well as proposing numerous other changes related to fees collected by DHS. U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements, 84 FR 62280, 62363 (Nov. 14, 2019) (hereinafter 2019 Fee NPRM). DHS received several comments on the 2019 Fee NPRM opposing the proposed 9-11 Biometric Fee.[10] After considering the comments, on August 3, 2020, DHS adopted the 9-11 Biometric Fee interpretation in a Final Rule that, among other changes, would require the additional fee for all H-1B or L-1 extension of status petitions filed by covered employers. See U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements, 85 FR 46788 (Aug. 3, 2020) (hereinafter 2020 Fee Rule). However, before the 2020 Fee Rule could go into effect, it was enjoined in its entirety during the course of litigation unrelated to the 9-11 Biometric Fee.[11]
二、911生物识别费的目的及规则制定的必要性
II. Purpose of 9-11 Biometric Fee and Need for Rulemaking
A. 911生物识别费对关键生物识别项目运作的目的
A. Purpose of the 9-11 Biometric Fee for Critical Biometric Program Operations
在2014年第114-113号公法中,国会明确意图使911生物识别费用于资助此前授权设立的生物识别出入境项目,以加强安全、打击签证与旅行证件欺诈,并保护我国免受恐怖主义侵害。如上所述,多部法律要求国土安全部(DHS)对所有进出美国的外国人实施生物识别出入境项目。该生物识别出入境项目“是为保护美国、防止恐怖分子入境所作出的重要投资”。见《情报改革与恐怖主义预防法》(IRTPA)第7208(a)条(《美国法典》第8编第1365b(a)条)。国土安全部(DHS)于2025年10月27日发布最终规则,以全面实施针对所有出入境外国人的生物识别出入境面部识别技术。参见《自外国人入境及离境美国时收集生物识别数据》,联邦公报第90卷第48604页(2025年10月27日发布)(以下简称生物识别最终规则)。有关生物识别出入境系统必要性的更多信息,请参阅该生物识别最终规则。
In Public Law 114-113, Congress expressly intended for the 9-11 Biometric Fee to fund the biometric entry and exit programs it mandated earlier to improve security, combat visa and travel document fraud, and protect our country against terrorism. As noted above, numerous statutes require DHS to implement a biometric entry and exit program for all aliens entering and leaving the country. The biometric entry-exit program is “an essential investment in efforts to protect the United States by preventing the entry of terrorists.” Sec. 7208(a) of the IRTPA (8 U.S.C. 1365b(a)). DHS published a final rule on October 27, 2025, to fully implement facial recognition for biometric entry and exit of all aliens to and from the United States. See Collection of Biometric Data From Aliens Upon Entry to and Departure From the United States, 90 FR 48604 (Oct. 27, 2025) (hereinafter the Biometrics Final Rule). For more information on the need for a biometric entry-exit system, see the Biometrics Final Rule.
2015年,国会设立911生物识别账户,旨在为国会授权的生物识别出入境系统提供资金。国会同时实施911生物识别费,以取代并加倍已到期的2010年补充费用,用于为911生物识别账户提供资金,该账户用于资助国土安全部(DHS)的生物识别出入境数据系统。国土安全部(DHS)认为,本规则制定中所采纳的对2014年第114-113号公法的解释,是符合立法意图、使该部能够履行国会授权职责的正确法律解释。
In 2015, Congress established the 9-11 Biometric Account for the purpose of funding the biometric entry-exit system mandated by Congress. Congress also implemented the 9-11 Biometric Fee, which replaced and doubled the expired 2010 Supplemental Fee, in order to fund the 9-11 Biometric Account, which is used to fund DHS's biometric entry-exit data system. DHS believes the interpretation of Public Law 114-113 adopted in this rulemaking is the correct interpretation of the statute to align the regulations with legislative intent and enable DHS to meet its congressional mandates.
美国海关与边境保护局(CBP)是国土安全部(DHS)负责实施一体化自动出入境系统的主要部门,该系统对在陆地、海上和空中入境口岸进出美国的外国人的生物特征数据和生物识别信息进行比对。参见《国土安全法》(HSA)第411(c)(10)条(6 U.S.C. 211(c)(10));《情报改革与恐怖主义预防法》(IRTPA)第7208条(8 U.S.C. 1365b)。根据CBP控制边境、规范美国公民和外国人入境及出境的使命,CBP有权确认所有旅客的身份,并核实旅客是其旅行证件的授权持有人。参见《国土安全法》第411条(6 U.S.C. 211)及8 CFR 235.1。一体化生物识别出入境系统已被证明是核实个人身份最准确的方式。通过使用生物识别出入境系统,CBP能够提升安全水平,更有效地应对各种威胁,包括恐怖分子使用虚假旅行证件进出美国的企图。此外,通过生物识别方式核实出示旅行证件者确为该证件的真实持有人,有助于防止签证和移民欺诈、合法旅行证件的欺诈性使用,并识别和阻止试图在美国超期逗留(逾期停留)的外国人。
CBP is the primary DHS component responsible for implementing an integrated, automated entry-exit system that matches the biographic data and biometric information of aliens entering and departing the United States at land, sea, and air points of entry. See sec. 411(c)(10) of the HSA (6 U.S.C. 211(c)(10)); sec. 7208 of the IRTPA (8 U.S.C. 1365b). Pursuant to CBP's mission to control the border and regulate the arrival and departure of both U.S. citizens and aliens, CBP has the authority to confirm the identity of all travelers and verify that the travelers are the authorized bearers of their travel documents. See sec. 411 of the HSA (6 U.S.C. 211); and 8 CFR 235.1. An integrated biometric entry-exit system has provided the most accurate way to verify an individual's identity. By using a biometric entry-exit system, CBP can improve security and more effectively combat various threats, including attempts by terrorists who use false travel documents to enter or exit the United States. Further, biometrically verifying that a person who presents a travel document is the true bearer of that document helps to prevent visa and immigration fraud, fraudulent use of legitimate travel documentation, and identify and prevent aliens attempting to remain in the United States beyond their authorized stay (overstays).
国土安全部从9-11生物识别账户获得的资金支持陆地、海上和空中入境环境中至关重要的生物识别出入境行动。[12] 具体而言,9-11生物识别账户支持旅客核验服务(Traveler Verification Service,简称TVS)(印刷页第51363页)的开发、运营和维护。[13] TVS是面部比对匹配服务,是CBP生物识别出入境计划的核心支撑。[14] TVS能够有效且高效地将旅客与其向CBP出示的旅行证件进行比对。[15] 维护TVS使CBP能够继续维护美国至关重要的卫生、行动和国家安全利益。[16]
The funding that DHS receives from the 9-11 Biometric Account supports critical biometric entry-exit operations in the land, sea, and air entry environments.[12] Specifically, the 9-11 Biometric Account buttresses the development, operations, and maintenance of the Traveler Verification ( printed page 51363) Service (TVS).[13] TVS is the facial comparison matching service that serves as the backbone of CBP's biometric entry-exit program.[14] TVS effectively and efficiently matches passengers to the travel documents they present to CBP.[15] Maintaining TVS enables CBP to continue preserving the United States' crucial health, operational, and national security interests.[16]
国土安全部的生物识别出入境数据系统还通过增强消费者对旅行安全的信心,直接且积极地影响旅游业。利用生物识别技术,航空和海运合作伙伴能够简化历来涉及长时间排队、频繁人员互动以及反复查验旅行证件的值机、安检和登机流程。在所有旅行环境中实施生物识别技术,特别是面部比对技术,有助于推动非接触式旅行,减少人体physical接触,从而提高效率并增强旅客、CBP官员及口岸工作人员的安全。
DHS's biometric entry-exit data system also directly and positively affects the travel industry by enhancing consumer confidence in travel safety. Using biometric technology, air and sea partners can facilitate check-in, security, and boarding processes that historically involved long lines, heavy personal interaction, and frequent handling of travel documents. The implementation of biometric technology, namely facial comparison, in all travel environments encourages contactless travel that involves minimal physical contact, which is more efficient and increases the safety of travelers, CBP officers, and port personnel.
除简化旅行流程、增强消费者信心外,面部生物识别匹配的使用也被证明是打击使用被盗和伪造旅行及身份证件的有效工具。自该计划于2018年启动以来,CBP官员已在美国机场成功拦截87名冒名顶替者,并在陆地行人入境环境中成功拦截2,158名冒名顶替者。此外,自2017年6月至2025年10月28日,国土安全部通过出境时的面部生物识别匹配,已确认超过516,601起逾期逗留案件。[17]
In addition to streamlining travel and enhancing consumer confidence, the use of facial biometric matching has also proven to be an effective tool in combatting the use of stolen and fraudulent travel and identity documents. Since the program's inception in 2018, CBP officers have successfully intercepted 87 impostors at U.S. airports and 2,158 imposters on arrival in the land pedestrian environment. Further, since June 2017 through October 28, 2025, DHS has confirmed over 516,601 overstays through the use of facial biometric matching at exit.[17]
国土安全部当前的生物识别出入境行动已被证明能有效增强国家安全和公共安全。[18] 资金不足对国土安全部的使命、CBP官员及公共安全构成严重威胁。若不对9-11生物识别费的征收采取本次通过的监管变更,国土安全部将无法维持其现有的生物识别入境行动,也无法继续实施其他必要的出入境计划。未能维持或继续实施国土安全部的生物识别出入境行动,将增加安全漏洞、互操作性和数据管理问题、面对犯罪黑客网络攻击时的网络韧性问题、系统可用性和可靠性问题,以及系统应对旅行合作伙伴需求的可扩展性问题等方面的风险。9-11生物识别费对于资助这些生物识别出入境计划至关重要,本规则所采纳的法规直接支持国土安全部履行其国会授权的使命。
DHS's current biometric entry-exit operations have proven successful in enhancing national security and public safety.[18] A lack of adequate funding poses a dire threat to DHS's mission, CBP officers, and public safety. Without the regulatory changes adopted here to the collection of the 9-11 Biometric Fee, DHS cannot maintain its current biometric entry operations or continue implementing other essential entry and exit programs. Failure to maintain or continue implementing DHS's biometric entry and exit operations increases risks to security vulnerabilities, interoperability and data management issues, cyber resilience in the event of a cyberattack from criminal hackers, system availability and reliability, and system scalability to meet the demands of travel partners. The 9-11 Biometric Fee is essential to funding these biometric entry-exit programs, and the regulations adopted in this rule directly support DHS's fulfilment of its congressional mandates.
B. 制定规则的必要性
B. Need for Rulemaking
美国国土安全部(DHS)必须履行国会赋予该机构的职责。本规则纠正了美国国土安全部对第114-113号公法(Public Law 114-113)中相关措辞的解释,使其与法律文本和国会意图保持一致。根据最高法院在Loper Bright Enters. v. Raimondo案中的裁决,一项成文法始终存在最佳解读,即“如果没有行政机构介入,法院将会得出的解读”。603 U.S. 369(2024年)。在此,该成文法的最佳解读要求,无论欺诈费是否适用,所有身份延期申请均须缴纳9·11生物识别费。
DHS must implement the responsibilities that Congress has assigned to the agency. This rule corrects DHS' interpretation of the language in Public Law 114-113 to be consistent with the statutory text and congressional intent. Pursuant to the Supreme Court's holding in Loper Bright Enters. v. Raimondo, there is always a best reading of a statute, namely, “ `the reading the court would have reached' if no agency were involved.” 603 U.S. 369 (2024). Here, the best reading of the statute requires that the 9-11 Biometric Fee be paid for all extension of status petitions regardless of whether the Fraud Fee is applicable.
如上文所述,第114-113号公法通过取代2010年附加费并将金额翻倍,设立了9·11生物识别费,H-1B申请为4,000美元,L-1申请为4,500美元。国会还在两处相关位置增加了新的措辞:“……随[以H-1B或L-1非移民身份]入境申请一并提交的合并申请费和[欺诈费],包括此类身份的延期申请,均应予以提高。”第114-113号公法第402(g)条(着重号为后加)。
As discussed above, Public Law 114-113 established the 9-11 Biometric Fee by replacing the 2010 Supplemental Fee and doubling the amount to $4,000 for H-1B petitions and $4,500 for L-1 petitions. Congress also added new phrasing in two pertinent places: “. . . the combined filing fee and [Fraud Fee] required to be submitted with an application for admission [as an H-1B or L-1 nonimmigrant], including an application for an extension of such status, shall be increased.” Sec. 402(g), Public Law 114-113 (emphasis added).
2016年,美国国土安全部将9·11生物识别费解释为仅在欺诈费同样适用的情况下才适用,而非适用于所有身份延期申请。参见联邦公报81 FR 73292。美国国土安全部2016年对第114-113号公法中法律文字所采取的解读,并非最佳解读。
In 2016, DHS interpreted the 9-11 Biometric Fee to apply only when the Fraud Fee also applied instead of to all extension of status petitions. 81 FR 73292. The construction of the statutory language in Public Law 114-113 that DHS adopted in 2016 was not the best one.
对该成文法的最佳解释是,即便欺诈费不适用,9·11生物识别费也适用于所有身份延期申请。按照这一对第114-113号公法的解释,“包括此类身份的延期申请”这一措辞属于实质性修订,而“合并”一词的插入则属于澄清性修订。显然,国会增加对身份延期的提及,是为了使9·11生物识别费适用于所有身份延期申请,而不仅限于同时申请变更雇主的情形。按照这一解释,“合并”一词的插入可被视为一项澄清性编辑,即该费用的增加针对每份申请只征收一次,而非一次针对申请费、另一次针对欺诈费,从而可能对某些申请征收两次。当欺诈费不适用时(即由同一雇主为同一雇员提交的身份延期申请),第114-113号公法所规定的“合并申请费和[欺诈费]”仅为申请费加上0美元,因此受管辖雇主需缴纳的金额为:申请费,加上欺诈费0美元,再加上适用的9·11生物识别费(即4,000美元或4,500美元)。这一解释使国会对此前成文法所作的所有修改均具有实际意义。
The best interpretation of that statute is that the 9-11 Biometric Fee applies to all extension of status petitions even when the Fraud Fee is not applicable. Under this interpretation of Public Law 114-113, the language “including an application for an extension of such status” is a substantive amendment, and the insertion of the word “combined” is a clarifying one. It is clear that Congress added the reference to extension of status so that the 9-11 Biometric Fee would be collected for all extension of status petitions, not just those where a change of employer is also requested. Under this interpretation, the insertion of the word “combined” can be viewed as a clarifying edit that the increase to the fee is applied only once per petition, not once for the filing fee and once for the Fraud Fee such that it might apply twice to some petitions. When the Fraud Fee does not apply ( i.e. an extension of status petition filed by the same employer for the same employee), the “combined filing fee and [Fraud Fee]” provided in Public Law 114-113 is simply the filing fee plus $0, such that covered employers would pay the filing fee + $0 for the Fraud Fee + the applicable 9-11 Biometric Fee ( i.e. either $4,000 or $4,500). This interpretation gives meaning to all of Congress's alterations to the earlier statute.
美国国土安全部最初决定,对9·11生物识别费延续其此前适用于2010年附加费的解释,参见联邦公报81 FR 73282。然而,经过审慎考虑,美国国土安全部通过本规则,按照该成文法的最佳解读对第114-113号公法进行解释。换言之,9·11生物识别费应适用于受管辖雇主为使受益人首次获得H-1B或L-1非移民身份分类,或为已具有该身份者申请延期而提交的所有H-1B或L-1申请,无论该身份延期申请是为变更受管辖雇主,还是为继续受雇于原受管辖雇主。
DHS initially decided to maintain the interpretation it had applied to the 2010 Supplemental Fees to the 9-11 Biometric Fee, 81 FR 73282. However, after due consideration, DHS, through this rule, is interpreting Public Law 114-113 consistent with the best reading of the statute. In other words, the 9-11 Biometric Fee should apply to all H-1B or L-1 petitions filed by covered employers seeking initial classification of a beneficiary as an H-1B or L-1 nonimmigrant or an extension of status for those already in such status, irrespective of whether the extension of status request is for a change of covered employers or for the purpose of remaining employed with the original covered employer.
对《第114-113号公法》的这一解释符合国会要求对所涵盖雇主(即依赖H-1B和L-1非移民作为其员工总数50%或以上的雇主)征收额外费用的目标。如果没有这一变更,所涵盖雇主只要受益人继续受雇于同一涵盖雇主,就可以在雇用大量H-1B和L-1非移民的同时避免缴纳9-11生物识别费。[19](第51364页印刷版)这些申请人在某些情况下能够完全规避缴纳9-11生物识别费,这与国会设立这些费用的立法意图相悖。从2018财年到2025财年,来自涵盖雇主(即在美国拥有50名或以上雇员且其中50%为H-1B或L-1身份的雇主)的所有H-1B申请中,有27%须缴纳9-11生物识别费。[20]若本规则及其所采纳的解释在同一时期已经生效,则这些H-1B申请中须缴纳9-11生物识别费的比例本应达到75%。[21]
This interpretation of Public Law 114-113 aligns with Congress's objective to require an additional fee for covered employers, who rely on H-1B and L-1 nonimmigrants for 50 percent or more of their workforce. Without this change, covered employers could avoid paying the 9-11 Biometric Fee while employing a substantial number of H-1B and L-1 nonimmigrants as long as the beneficiary remains employed by the same covered employer.[19] The ( printed page 51364) ability of these petitioners to avoid paying the 9-11 Biometric Fee entirely in some cases is against the congressional intent in establishing these fees. From fiscal year 2018 to fiscal year 2025, 27 percent of all H-1B petitions from covered employers (those with 50 or more employees in the United States and 50 percent of employees in H-1B or L-1 status) were subject to the 9-11 Biometric Fee.[20] Had this rule and the interpretation adopted therein been in effect for that same time period, the percentage of these H-1B petitions that would have been subject to the 9-11 Biometric Fee would have been 75 percent of these H-1B petitions.[21]
值得注意的是,延迟提供这笔额外资金将继续危及美国海关与边境保护局(CBP)履行其国会授权职责的能力,即通过部署一个完全集成的生物识别出入境数据系统来加强国家安全。若无额外资金,CBP将无法维持其现有的生物识别出入境业务,也无法确保旅客核验服务系统(TVS)继续可供CBP及外部利益相关方使用。CBP也将无法将生物识别确认扩展到美国入境口岸的更多海运和陆运模式,也无法在所有陆、海、空出境口岸全面实施综合生物识别出境系统。[22]这样的结果将与国会所建立的法定框架相悖,进一步证明CBP认为本规则所采纳的解释是对该法规的最佳解释。参见Davis诉Michigan Dept. of Treasury案,489 U.S.C. 803(1989年)(“制定法律解释的一项基本原则是,法规的文字必须结合其上下文,并着眼于其在整体法规体系中的地位来理解。”)。
Significantly, a delay in this additional funding would continue to jeopardize CBP's ability to meet its congressional mandate to enhance national security by deploying a fully integrated biometric entry-exit data system. Without additional funding, CBP would be unable to maintain its current biometric entry-exit operations, as well as ensure that TVS continues to be available to CBP and external stakeholders. CBP would also be unable to expand biometric confirmation to additional sea and land modalities at points of entry to the United States and fully implement a comprehensive biometric exit system at all land, sea, and air exits.[22] Such a result would be contrary to the statutory scheme established by Congress, further strengthening CBP's determination that the interpretation adopted by this rule is the best statutory interpretation. See Davis v. Michigan Dept. of Treasury,489 U.S.C. 803 (1989) (“It is a fundamental canon of statutory construction that the words of a statute must be read in their context with a view to their place in the overall statutory scheme.”).
事实上,实际征收额一直低于预期征收额以及维持和扩大生物识别业务所需的金额。2015年12月,国会预算办公室(CBO)就《第114-113号公法》中的费用条款发布了一份报告,估计在9-11生物识别费的整个存续期内,年收入约为4.2亿美元(2016财年首年除外,为3.8亿美元)。[23]根据该法规,这些年度总征收额的50%,即估计每年2.1亿美元,将存入9-11生物识别账户,并提供给国土安全部(DHS)和CBP使用,最高可达10亿美元。见《第114-113号公法》第402(g)条。然而,新冠疫情前(以及此后)实际征收额多次大幅低于CBO的估计:2016财年为1.58亿美元,2017财年为1.25亿美元,2018财年为1.191亿美元,2019财年为1.183亿美元,2020财年为7190万美元,2021财年为5670万美元,2022财年为5200万美元,2023财年为2600万美元,2024财年为3510万美元,2025财年为2560万美元。[24]尽管2020至2021财年的征收受到新冠疫情的影响,[25]国土安全部认为,征收额低于CBO预测的主要原因是,此前的法规解释未能正确地将9-11生物识别费适用于所有延期申请,无论是否变更雇主。因此,国土安全部现对相关法规进行修订,以使这些法规与对9-11生物识别费及生物识别计划运作相关法规文字和国会意图的最佳解读保持一致。
Indeed, actual collections have fallen short of both anticipated collections and what is necessary to maintain and expand biometric operations. In December 2015, the Congressional Budget Office (CBO) published a report on the fee provisions in Public Law 114-113 and estimated annual revenues of $420 million per year (except for $380 million in the first year of FY 2016) from the 9-11 Biometric Fee through its lifespan.[23] Pursuant to the statute, 50 percent of those annual total collections—or an estimated $210 million per year—would be deposited into the 9-11 Biometric Account and made available to DHS and CBP, up to $1 billion. Section 402(g), Public Law 114-113. However, actual collections pre-COVID-19 (and beyond) repeatedly fell well below CBO's estimates: $158 million in FY 2016, $125 million in FY 2017, $119.1 million in FY 2018, $118.3 million in FY 2019, $71.9 million in FY 2020, $56.7 million in FY 2021, $52 million in FY 2022, $26 million in FY 2023, $35.1 million in FY 2024, and $25.6 million in FY 2025.[24] Notwithstanding the effect of COVID-19 on collections during FYs 2020-21,[25] DHS believes that collections have fallen short of CBO projections primarily because the previous statutory interpretation fails to correctly apply the 9-11 Biometric Fee to all extension petitions regardless of whether there is a change of employer. Therefore, DHS is now amending the regulations to align those regulations with the best reading of the statutory language and congressional intent for the 9-11 Biometric Fee and the biometrics program operations.
三、关于拟议修改9-11应对措施和H-1B及L-1签证生物识别出入境费相关法规的通知(NPRM)所收到意见的讨论
III. Discussion of Comments Submitted in Response to the NPRM Proposing Changes to Regulations Regarding the 9-11 Response and Biometric Entry-Exit Fee for H-1B and L-1 Visas
A. 概述
A. Overview
为回应《拟议规则制定通知》(NPRM),国土安全部(DHS)在为期30天的公众意见征询期内收到了146条意见。提交意见者包括公众成员,其中包括H-1B和L-1非移民人员,以及政策利益团体。国土安全部审查了针对本规则制定收到的所有公众意见,并在本最终规则中对相关意见作出回应。国土安全部的回应按主题领域分类,重点针对评论者提出的最常见问题和建议。部分评论者表示支持本规则,其中一些支持者提出了改进建议。大多数评论者表示普遍反对本规则,最常提及的是该规则将使公司不愿雇用H-1B和L-1非移民人员。评论者指出,公司降低雇用H-1B和L-1非移民人员意愿的做法对非移民工人不公平,也将对美国吸引境外人才的能力产生负面影响,并因此对美国经济造成不利影响。许多评论者提及受本规则影响的“移民”,但H-1B和L-1签证类别属于非移民类别。参见《移民与国籍法》(INA)第101(a)(15)条,8 U.S.C. 1101(a)(15)。尽管存在使用“移民”一词的不准确描述,国土安全部仍针对H-1B和L-1非移民人员对这些意见作出了回应。
In response to the NPRM, DHS received 146 comments during the 30-day public comment period. Commenters consisted of members of the public, including H-1B and L-1 nonimmigrants, as well as policy interest groups. DHS reviewed all of the public comments received in response to the rulemaking and is addressing responsive comments in this final rule. DHS's responses are grouped by subject area, with a focus on the most common issues and suggestions raised by commenters. Some commenters expressed support for the rule with some supporters offering suggestions for improvement. The majority of commenters expressed general opposition to the rule, most frequently mentioning that the rule will discourage companies from hiring H-1B and L-1 nonimmigrants. Commenters stated that companies' reduced willingness to hire H-1B and L-1 nonimmigrants is unfair to the nonimmigrant workers and will also negatively affect the United States' ability to attract talent from abroad and negatively affect the U.S. economy as a result. Many commenters made reference to “immigrants” affected by this rule, but the H-1B and L-1 visa classifications are nonimmigrant classifications. See INA 101(a)(15), 8 U.S.C. 1101(a)(15). DHS has addressed these comments with regard to H-1B and L-1 nonimmigrants despite the inaccurate descriptions using the word “immigrants.”
B. 意见讨论
B. Discussion of Comments
1. 表示普遍支持的意见
1. Comments Expressing General Support
多位评论者普遍支持拟议规则,并提供了各种理由或支持性数据。
Several commenters generally supported the proposed rule, providing various rationales or supporting data.
意见:一位评论者表示,本规则将提高有助于经济发展、在美国创造创业和就业机会所需的非移民工人的质量。该评论者表示,本规则将限制劳动力市场的劳动力供给。该评论者将提高后的费用与永久居留权配额制度进行比较,称这将限制低技能、低质量劳动力的流入,该评论者对此表示支持。
Comments: One commenter stated this rule will increase the quality of the non-immigrant workers needed to aid the economy and create entrepreneurial and employment opportunities in the United States. The commenter stated that this rule will restrict the supply of labor to the available labor market. This commenter compared the elevated fee to a quota-based system for permanent residency saying this would restrict the inflow of low-skilled and low-quality labor workforce, which the commenter supports.
回应:国土安全部对本规则获得的支持表示感谢。一般而言,H-1B雇主在雇用H-1B工人从事某一职位之前,并无义务为该职位招募美国工人[26],除非该雇主属于H-1B依赖型雇主或此前曾被认定为故意违反(第51365页)H-1B相关要求者,且外籍受益人并非豁免类H-1B工人。更多信息可参见美国劳工部网站:https://www.dol.gov/​agencies/​whd/​fact-sheets/​62o-h1b-recruitment。此外,美国公民及移民服务局(USCIS)根据收到的申请及随附文件,对H-1B和L-1签证类别的资格进行审查、评估和认定。该评论者提及的F-1学生群体以及永久居留权数量限制问题,均不在本规则的范围之内。
Response: DHS appreciates the support for this rule. In general, an H-1B employer is not required to recruit a U.S. worker [26] for a position before the employer can hire an H-1B worker for that position, unless it is H-1B dependent or a previous willful violator ( printed page 51365) of H-1B requirements and the alien beneficiary is not an exempt H-1B worker. Further information can be found on the Department of Labor's website at https://www.dol.gov/​agencies/​whd/​fact-sheets/​62o-h1b-recruitment. In addition, U.S. Citizenship and Immigration Services (USCIS) reviews, evaluates, and determines eligibility for the H-1B and L-1 visa classifications based on petitions and accompanying documents received. The commenter mentions the F-1 student population as well as permanent residency numerical limitations, which are both outside the scope of this rule.
意见:一位评论者表示,本法规是国土安全部/美国海关及边境保护局(CBP)所能作出的最佳决定;大公司应承担其应付的份额;如果某位H-1B员工确实具有才能,公司自然愿意为其支付相应报酬;美国政府需要优先照顾本国公民,因为这些公民正被廉价的H-1B劳动力及欺诈行为所取代。
Comments: One commenter stated that this regulation is the best decision that DHS/CBP could make; that big companies should pay their fair share; if an H-1B employee is talented, a company would be willing to pay; the U.S. government needs to take care of its citizens first that are getting replaced by cheap H-1B labor and fraud.
答复:国土安全部(DHS)感谢对本规则的支持。寻求雇用H-1B非移民作为特殊职业工作人员的雇主需要向劳工部(DOL)提交劳动条件申请(LCA)。通过填写并提交LCA,并在LCA上签字,雇主作出某些陈述,并就其责任(包括向H-1B非移民提供的工资、工作条件和福利)同意若干保证声明。这些保证声明在LCA中被具体列明并以引用方式纳入其中。虽然并不存在要求H-1B雇主招募美国工人的普遍规定,但LCA对一部分H-1B雇主,即H-1B依赖型雇主以及被认定故意违反H-1B项目要求的雇主,规定了额外的保证声明。这些额外的保证声明施加了某些义务,要求招募美国工人,向与所寻求的H-1B非移民同等或更具资格的美国申请人提供该职位,并避免美国工人被替代(无论是在雇主自身的员工队伍中,还是在H-1B非移民被安置的第二雇主的员工队伍中,只要存在与第二雇主存在雇佣关系的迹象)。这些额外的保证声明在LCA中被具体列明并以引用方式纳入其中。见20 CFR 655.705(c)(1)。经认证的LCA随H-1B申请一同提交给美国公民及移民服务局(USCIS),并附有证明申请人和受益人资格的文件。USCIS根据收到的申请及随附文件,对H-1B和L-1签证分类下的资格进行审查、评估和认定。
Response: DHS appreciates the support for this rule. Employers seeking to hire H-1B nonimmigrants as workers in specialty occupations need to submit a Labor Condition Application (LCA) to the Department of Labor (DOL). By completing and submitting the LCA, and by signing the LCA, the employer makes certain representations and agrees to several attestations regarding its responsibilities, including the wages, working conditions, and benefits to be provided to the H-1B nonimmigrants. These attestations are specifically identified and incorporated by reference in the LCA. While there is no general requirement that H-1B employers recruit U.S. workers, the LCA contains additional attestations for a subset of H-1B employers, namely H-1B-dependent employers and employers found to have willfully violated the H-1B program requirements. These additional attestations impose certain obligations to recruit U.S. workers, to offer the job to U.S. applicants who are equally or better qualified than the H-1B nonimmigrant(s) sought for the job, and to avoid the displacement of U.S. workers (either in the employer's workforce, or in the workforce of a second employer with whom the H-1B nonimmigrant(s) is placed, where there are indicia of employment with a second employer). These additional attestations are specifically identified and incorporated by reference in the LCA. See20 CFR 655.705(c)(1). The certified LCA gets submitted to USCIS with the H-1B petition, along with documentation establishing the petitioner and beneficiary's eligibility. USCIS reviews, evaluates, and determines eligibility under the H-1B and L-1 visa classifications based on petitions and accompanying documents received.
意见:一些评论者表示,提高费用将在很大程度上有助于遏制欺诈行为,并有助于减少机构目前在申请处理中出现的“失误”。一些评论者表示相信,费用增加可能减少签证系统内的整体签证欺诈,并可能是促使雇主考虑雇用美国公民从事相关工作机会的积极举措。一位评论者表示,费用增加可能减少大公司的签证滥用行为,并扩大美国人才储备。
Comments: Some commenters stated that an increase of the fee would go a long way towards curbing fraud and would help reduce `missteps' currently taken by agencies for petitions. Some commenters expressed their belief that the fee increase may reduce overall visa fraud within the visa system and may be a positive step for employers to consider hiring U.S. citizens for the job opportunities. One commenter stated the increased fee may reduce large company visa abuse and increase American talent pool.
答复:国土安全部感谢对本规则的支持。关于评论者对签证系统中欺诈问题的担忧,打算雇用H-1B非移民临时工人的美国雇主,必须向劳工部完成劳动条件申请(LCA)。如前述答复所示,LCA要求雇主就向H-1B工人提供的工资、工作条件和福利等方面履行特定义务作出保证,并在某些情况下包含针对H-1B依赖型雇主的额外保证声明,涉及美国工人的招募、雇用和不被替代等方面。L-1非移民签证分类使属于国际组织一部分的美国雇主能够将其某些员工从其相关的境外办事处暂时调往美国境内的工作地点。该员工必须符合公司内部的特定任职标准,且只能基于其管理或行政经验或专业知识进行调动。评论意见并未具体说明本规则将如何减少欺诈或签证滥用行为,因此国土安全部在此无法对这些说法作出具体回应。此外,减少欺诈行为不属于本规则制定的范围。然而,正如国土安全部在其他评论答复中所指出的,国土安全部同意本规则制定可能带来某些额外的积极影响。
Response: DHS appreciates the support for this rule. With respect to commenters concerns of fraud in the visa system, a U.S. employer intending to hire an H-1B nonimmigrant temporary worker, has to complete a Labor Condition Application (LCA) to the Department of Labor (DOL). As indicated in the prior response, the LCA requires an employer to attest to meeting certain obligations related to wages, working conditions, and benefits to be provided to H-1B workers, and in certain circumstances includes additional attestations for H-1B dependent employers related to the recruitment, hiring, and non-displacement of U.S. workers. The L-1 nonimmigrant visa classification enables a U.S. employer that is part of an international organization to temporarily transfer certain employees from one of its related foreign offices to locations in the United States. The employee has to meet certain employment criteria within the company and can only be transferred based on their managerial or executive experience or specialized knowledge. The comments were not specific on how this rule might reduce fraud or visa abuse, so DHS cannot respond specifically to those claims here. Additionally, fraud reduction is outside the scope of this rulemaking. However, as DHS notes in other comment responses, DHS agrees that certain additional positive effects may result from this rulemaking.
意见:一位评论者赞同提高费用,认为这将有助于阻止不择手段的企业,即信息技术(IT)外包公司,“不公平地囤积”H-1B工人。该评论者表示,排名前30位的H-1B雇主中,有一半以上是IT外包公司,它们以将其H-1B工人作为合同工“出租”给财富500强美国公司,并从工资套利中获利为业务模式。该评论者表示,财富500强美国公司通过签约使用临时工人而获得经济利益,而这些临时工人取代了现有美国IT专业人员的工作岗位。
Comments: One commenter agreed with the fee increase as it will help deter unscrupulous businesses, namely information technology (IT) outsourcing firms, from “unfairly stockpiling” H-1B workers. The commenter stated that more than half of the top 30 H-1B employers are IT outsourcing firms that have made a business out of `leasing' their H-1B workers as contract workers to Fortune 500 American companies and then profiting on the wage arbitrage. The commenter stated that Fortune 500 American companies financially benefit from contracting contingent workers who displace the jobs of existing American IT professionals.
回应:国土安全部感谢对本规则的支持,并同意本规则将改善雇佣申请程序。诸如减少欺诈(包括将H-1B雇员“出租”给其他公司以及“不公平地囤积H-1B工人”)等影响超出本规则制定的范围,但国土安全部同意本规则制定可能产生其他积极影响。有关美国公民及移民服务局(USCIS)打击欺诈和滥用行为工作的更多信息,请参见:https://www.uscis.gov/​scams-fraud-and-misconduct/​report-fraud/​combating-fraud-and-abuse-in-the-h-1b-visa-program。
Response: DHS appreciates the support for this rule and agrees that the rule will enhance the employment petition process. Effects such as reducing fraud, including `leasing' H-1B employees to other companies as well as `unfairly stockpiling H-1B workers' are outside the scope of this rulemaking, however, DHS agrees that other positive effects may result from this rulemaking. More information on USCIS's work to combat fraud and abuse can be found at: https://www.uscis.gov/​scams-fraud-and-misconduct/​report-fraud/​combating-fraud-and-abuse-in-the-h-1b-visa-program.
2. 表示总体支持并附带建议的评论(与这些评论相关的具体建议在下文各节中分别列出)
2. Comments Expressing General Support With Recommendations (Specific Recommendations Associated With These Comments Are Broken out in Below Sections)
评论:一位评论者表示应对签证征收额外费用,以便为美国人提供补贴,并表示费用上涨是一个受欢迎的变化,可减少海外移民人口对美国工人的替代。一些评论者建议收取更高的费用,其中一位评论者具体指出,H-1B和L-1签证申请人的费用应为“40万美元/400万美元/1000万美元”,以便所有此类申请人都能“明白他们无法生存下去,只能回国。”
Comment: One commenter stated that additional fees should be imposed on visas to enable credits for Americans and said the fee increase is a welcome change to reduce the substitution of American workers by the overseas immigrant population. Some commenters recommended charging even higher fees, with one commenter specifying that the fee should be “$400K/$4M/$10M” for H-1B and L-1 visa applicants so that all such applicants would “get the message that they can't survive and will go back to their country.”
回应:9-11生物识别费由国会通过第114-113号公共法设定,详见本最终规则第I.B节的讨论。评论者关于征收更高或额外费用的建议超出了本规则制定的范围。本规则中的监管变更纠正了国土安全部此前对第114-113号公共法中法定语言的解释,要求受规定约束的雇主为所有身份延期申请提交9-11生物识别费,无论是否适用欺诈费,从而将不涉及雇主变更的身份延期申请也纳入其中。9-11生物识别费继续适用于寻求初始身份批准的申请,保持不变。这些变更还有助于国土安全部履行其国会授权,实施生物识别出入境数据系统。
Response: The 9-11 Biometric Fees are set by Congress through Public Law 114-113, as discussed in section I.B. of this final rule. The commenters' suggestions to impose higher or additional fees are beyond the scope of this rulemaking. The regulatory changes in this rule correct DHS' prior interpretation of statutory language in Public Law 114-113, to require that covered employers submit the 9-11 Biometric Fee for all extension of status petitions, regardless of whether a Fraud Fee applies, so as to include extension of status petitions that do not involve a change of employer. The 9-11 Biometric Fee continues to apply unchanged to petitions seeking an initial grant of status. The changes also help DHS comply with its congressional mandate to implement a biometric entry-exit data system.
评论:一些评论者表示延期费用应提高到上限。评论者还建议应实施每年四次的强制性现场访查,并收取5000美元的预付费用。( 印刷页51366)一位评论者表示,加拿大、英国、澳大利亚、新西兰和欧洲等其他国家/地区已对“假人员的临时和庇护签证”“关闭”,并询问为什么美国没有采取任何行动“保护自己的公民”。一位评论者表示,拟议的增幅对技术工人而言过低且带有侮辱性,应提高到基本工资的10%。一些评论者建议适度提高费用,以吸引和留住合格的外国人。此外,一位评论者表示,只有美国公民才应被允许对此类规则制定提出评论。
Comments: Some commenters stated that the extension fees should be increased to the limit. The commenters also suggested that mandatory site visits four times a year should be ( printed page 51366) implemented with a $5,000 up front fee. One commenter stated that other countries/locations such as Canada, the UK, Australia, New Zealand and Europe are “shut down” for “temp and asylum visas for fake people” and asked why the United States is not doing anything to “protect its own citizens.” One commenter stated the proposed increase is low and insulting for skilled workers and should be increased to 10% of the base salary. Some commenters suggested a moderate fee increase to attract and retain qualified aliens. Additionally, one commenter stated that only U.S. citizens should be permitted to comment on rulemaking such as this one.
回应:国土安全部感谢对本规则的支持。9-11生物识别费由法律设定,因此国土安全部不能将费用提高到超过法定费用的水平。(参见第114-113号公共法。)现场访查超出本规则制定的范围。但是,USCIS确实开展一些现场访查,更多信息可参见https://www.uscis.gov/​scams-fraud-and-misconduct/​report-fraud/​combating-fraud-and-abuse-in-the-h-1b-visa-program。该拟议规则制定通知(NPRM)是受《行政程序法》(APA)(5 U.S.C. 551-559)管辖的联邦规则制定。因此,对NPRM的评论向公众开放,不受居住地限制。对NPRM的评论向公众开放,任何人都可以提交评论。
Response: DHS appreciates the support for this rule. The 9-11 Biometric fees are set by statute and therefore DHS cannot raise the fees higher than the statutorily set fees. ( SeePublic Law 114-113.) Site visits are outside the scope of this rulemaking. However, USCIS does perform some site visits, and more information can be found at https://www.uscis.gov/​scams-fraud-and-misconduct/​report-fraud/​combating-fraud-and-abuse-in-the-h-1b-visa-program. The NPRM is a federal rulemaking governed by the Administrative Procedure Act (APA) (5 U.S.C. 551-559). As such, commenting on the NPRM is open to the public and not limited by residency. Comments on NPRMs are open to the public and anyone can submit a comment.
评论:几位评论者表示本规则应在作出一些修改后通过。这些评论者建议对每次新的H-1B延期收取6000美元,并对每次H-1B延期收取4000美元生物识别费。同样,评论者建议对每次新的L-1签证延期收取8000美元,并对每次L-1延期收取4000美元生物识别费。一位评论者表示,通过提高费用,“廉价劳动力问题将得到纠正。”几位评论者建议将H-1B和L-1签证的最低工资设定为150000美元。一位评论者表示,不存在工作外包的威胁,因为可以外包的工作已经被外包了。该评论者还表示,在本规则适用之前,不应要求公司至少拥有50名员工的最低限制。
Comment: Several commenters stated this rule should be passed with some changes. These commenters suggested charging $6,000 for each new H-1B extension as well as $4,000 biometric fees for every H-1B extension. Likewise, the commenters suggested $8,000 for each new L-1 visa extension and $4,000 biometric fees for every L-1 extension. One commenter said that with increased fees the “cheap labor problem will be rectified.” Several commenters suggested that a minimum salary for H-1B and L-1 visas be set at $150,000. One commenter said that there is no threat of jobs being outsourced since what can be outsourced is already being outsourced. This commenter also said there should not be the 50 person minimum employees per company before this rule applies.
答复:美国国土安全部(DHS)感谢对本规则的支持。本规则中收取这些费用的费用金额及其他标准,系由国会在《第114-113号公法》中设定。该法规中明确规定了费用金额和公司规模标准。关于H-1B和L-1签证的最低薪资要求,以及有关外包的评论,均超出本规则制定的范围。
Response: DHS appreciates the support for this rule. The fees and the other criteria for charging these fees in this rule were set by Congress in Public Law 114-113. The fee amounts and company size are clearly stated in the statute. Minimum salary requirements for H-1B and L-1 visas, as well as comments about outsourcing, are beyond the scope of this rulemaking.
3. 按类别列出的反对意见
3. Comments Expressing Opposition by Category
a. 因对雇主造成影响而表示反对的意见
a. Comments Expressing Opposition Due to Effect on Employers
评论意见:部分评论者指出,本提案加剧了雇主和雇员的财务压力。评论者指出,潜在的负面影响包括雇主不愿雇用H-1B和L-1人员。部分评论者指出,本规则将进一步加重纳税企业的负担。部分评论者指出,拟议收费将影响担保H-1B和L-1申请的雇主;延期申请对律师而言繁琐费时,支付更多费用并不会提高美国的竞争力。
Comments: Some commenters stated that this proposal exacerbates the financial strain on employers and employees. The commenters stated that the potential negative effects include employer reluctance to hire H-1B and L-1 individuals. Some commenters stated this rule will further burden taxpaying companies. Some commenters stated that the proposed fee will affect employers sponsoring H-1B and L-1 petitions; the extension filing is tedious for lawyers and paying more will not make the United States more competitive.
答复:美国国土安全部理解本规则将在某些情形下影响某些雇主。具体而言,本规则要求受影响雇主就所有身份延期申请缴纳9-11生物识别费,无论相关欺诈费是否适用,其中包括不涉及雇主变更的身份延期申请。然而,正如《拟议规则制定通知》(NPRM)第III.A节以及本规则第I.B节所述,国会设立9-11生物识别费,旨在资助《情报改革与恐怖主义预防法》(IRTPA)所规定的生物识别出入境计划。参见《第114-113号公法》第402(g)条。本规则制定中确立的对《第114-113号公法》的解释,使法规与法律条文及立法意图保持一致,并使美国国土安全部能够履行其国会授权的生物识别出入境计划义务。
Response: DHS understands that this rule will affect certain employers in certain situations. Specifically, this rule will require covered employers to submit the 9-11 Biometric Fee for all extension of status petitions, regardless of whether the related Fraud Fee applies, which includes extension of status petitions that do not involve a change of employer. However, as discussed in section III.A. of the NPRM and section I.B. of this rule, Congress established the 9-11 Biometric Fee to fund the biometrics entry and exit programs Congress mandated in the IRTPA. Sec. 402(g), Public Law 114-113. The interpretation of Public Law 114-113 established in this rulemaking aligns the regulations with the statutory text, legislative intent, and enables DHS to meet its congressional mandate for a biometrics entry and exit program.
评论意见:一位评论者指出,费用适用范围的扩大为雇主增加了复杂性和不确定性,并因需确保所有费用正确提交而产生额外的行政和法律合规成本。
Comments: One commenter stated that the broadened scope of the fee application adds layers of complexity and uncertainty for employers as well as additional compliance costs due to administrative and legal costs to ensure proper submission for all fees.
答复:美国国土安全部理解雇主可能需要重新确认其申请是否须缴纳9-11生物识别费。然而,美国国土安全部认为,由于费用要求可在美国公民及移民服务局(USCIS)网站上随时查阅,此过程所需时间可忽略不计。相关网址为:https://www.uscis.gov/​forms/​all-forms/​h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker 或 https://www.uscis.gov/​g-1055。此外,美国国土安全部指出,本规则是美国国土安全部履行其国会授权的生物识别出入境计划所必需的。
Response: DHS understands that employers may need to reconfirm whether payment of the 9-11 Biometric Fee is necessary for their petition. However, DHS believes this will take a negligible amount of time as fee requirements are readily available on the USCIS website at https://www.uscis.gov/​forms/​all-forms/​h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker or https://www.uscis.gov/​g-1055. Furthermore, DHS notes that this rule is necessary in order for DHS to comply with its congressionally mandated biometric entry and exit program.
评论意见:一位评论者指出,该规则对美国企业家而言适得其反且负担沉重。由于优先日等待期长达5至15年,对于已经是移民申请受益人的申请人而言,费用增加将要求每名雇员额外平均支付20,000美元。该评论者指出,即使找到更具才能的候选人,企业也无法轻易替换该雇员:该雇员拥有多年经验,并能在团队中高效工作,而新候选人则不具备这些条件。该评论者认为,费用增加将使许多价值数十亿乃至数万亿美元的企业不愿雇用H-1B雇员,进而减少美国公民及移民服务局(USCIS)和美国海关与边境保护局(CBP)产生的收入。因此,H-1B和L-1项目规模将逐渐萎缩,处理申请的相关机构规模也将随之缩小,最终导致CBP、美国国土安全部(DHS)和USCIS的劳动力减少。
Comment: One commenter stated that the rule is self-defeating and burdensome for American entrepreneurs. The fee increase would require an additional average of $20,000 per employee for an applicant who is already a beneficiary of an immigrant petition due to the 5-15 years priority date wait. The commenter stated that a business cannot easily replace that employee even if a more talented candidate is found: the employee has many years of experience and works efficiently in a team that a new candidate will not have. According to the commenter, the increase would deter many billion/trillion-dollar corporations from hiring H-1B employees which will then decrease the revenue generated by USCIS and CBP. Consequently, H-1B and L-1 programs would slowly shrink, as would the agencies processing the petitions, resulting in a reduction in workforce in CBP, DHS, and USCIS.
回应:美国国土安全部(DHS)不同意评论者关于本规则将阻止许多拥有数十亿或数万亿美元资产的公司雇用H-1B员工的说法。9-11生物识别费仅向受覆盖雇主收取,根据法律规定,受覆盖雇主是指在美国雇用总计50名或以上员工,且其中超过50%的美国员工持有H-1B或L-1非移民身份的雇主。如果申请人不属于受覆盖雇主,则无需缴纳9-11生物识别费。属于受覆盖雇主的公司,作为申请人,将根据内部公司政策和优先事项决定为谁提交非移民身份申请。美国国土安全部不同意本规则将阻止公司雇用H-1B员工的观点,因为十多年来对H-1B签证的需求一直超过该签证的年度可用名额。[27] H-1B是一种非移民身份类别,适用于寻求在专业职业中提供服务的外国人,并受年度数量限制(名额上限)的约束。参见《移民与国籍法》第101(a)(H)(i)(b)条(《美国法典》第8编第1101(a)(H)(i)(b)节)和第214(g)(1)(A)条(《美国法典》第8编第1184(g)(1)(A)节)。有关H-1B申请程序和名额上限的信息,请访问https://www.uscis.gov/​working-in-the-united-states/​h-1b-specialty-occupations。美国国土安全部也不同意本规则将减少美国公民及移民服务局(USCIS)和美国海关与边境保护局(CBP)的收入,或造成美国国土安全部内部劳动力减少的说法。
Response: DHS disagrees with the commenter's assertion that the rule will deter many billion/trillion-dollar corporations from hiring H-1B employees. The 9-11 Biometric Fee is only charged to covered employers, which by statute are those employers that employ 50 or more total employees in the United States with more than 50 percent of the employees in the United States in H-1B or L-1 nonimmigrant status. A petitioner is not required to pay the 9-11 Biometric Fee if they are not a covered employer. Those companies that are covered employers, as the petitioners, will determine for whom they will file a petition for nonimmigrant classification based on internal company policies and priorities. DHS does not agree that this rule will deter companies from hiring H-1B employees as the demand for H-1B visas has exceeded the annual availability of such visas for more than a decade.[27] H-1B is a nonimmigrant classification that applies to aliens who seek to perform services in a specialty occupation and is subject to an annual numerical limit (cap). See INA 101(a)(H)(i)(b) (8 U.S.C. 1101(a)(H)(i)(b)) and 214(g)(1)(A) (8 U.S.C. 1184(g)(1)(A)). Information regarding the H-1B petition process and cap is available https://www.uscis.gov/​working-in-the-united-states/​h-1b-specialty-occupations. DHS also does not agree that this rule will have reduce revenues generated by USCIS and CBP, nor create a reduction in the workforce within DHS.
9-11生物识别费为生物识别出入境计划(见原文第51367页)提供资金。9-11生物识别费由国会设立,旨在为财政支持和改善生物识别出入境数据系统提供资金,以加强和提升国家安全。加强国家安全是促进合法移民的重要组成部分。生物识别出入境计划用于核实申请进入美国的个人身份。
The 9-11 Biometric Fee provides funding for the biometric entry-exit ( printed page 51367) program. The 9-11 Biometric Fee was instituted by Congress to financially support and improve the biometric entry-exit data systems to increase and enhance national security. Enhanced national security is a vital part of promoting legal immigration. The biometric entry-exit program verifies the identity of individuals applying for admission to the United States.
移民申请的优先日期不在本规则制定的范围之内。美国海关与边境保护局(CBP)指出,本规则不会改变等待移民签证的人数或其等待时间,包括非移民签证延期申请在内,预计也将保持不变。关于延长身份申请的费用,将在本规则制定文件第四部分全面讨论。[28] 供参考,优先日期由美国公民及移民服务局(USCIS)在其公开网站上更新,网址为https://www.uscis.gov/​green-card/​green-card-processes-and-procedures/​visa-availability-priority-dates/​adjustment-of-status-filing-charts-from-the-visa-bulletin。
Priority dates for immigrant petitions are outside the scope of this rulemaking. CBP notes that this rule does not change either the number of people waiting or the time they would wait for an immigrant visa, including extension requests for nonimmigrant visas, are expected to remain the same. The costs for extension of status requests are discussed fully in section IV of this rulemaking.[28] For reference, priority dates are updated by USCIS on its public facing website https://www.uscis.gov/​green-card/​green-card-processes-and-procedures/​visa-availability-priority-dates/​adjustment-of-status-filing-charts-from-the-visa-bulletin.
评论:一些评论者表示,提高申请费对H-1B工人不利,并将损害美国的企业(尤其是中小型企业)和就业岗位。一位评论者表示,该规则将对受益人产生不利影响,因为小企业在财务上无力承担高额费用,雇主可能会转而寻找美国公民或绿卡持有者等替代雇员。一位评论者表示,该规则针对的是与任何美国人一样具有技能的移民,并表示工作机会应提供给最有才华、最合格的人员。
Comments: Some commenters stated that an increased filing fee is not good for H-1B workers and will hurt businesses (especially small and medium sized) and jobs in the United States. One commenter stated that the rule will have an adverse effect on the beneficiary because small businesses would not be financially strong enough to sponsor high fees; employers might look for alternate employees who are citizens or Green Card holders. One commenter stated this rule is targeting immigrants who are just as skilled as any American, and said jobs should go to the most talented qualified people.
一些评论者表示,此次费用上涨带来了沉重负担,该费用不成比例地施加于已经为美国经济做出重大贡献的雇主和受益人身上,将对移民在美国的居留和就业产生负面影响,并将进一步损害许多受资助的学生。评论者表示,公司将别无选择,只能将业务外包到其他国家。一位评论者表示,该费用对寻求雇用技术型H-1B持有者的中小型公司产生不利影响,并建议修改本规则,使其适用于大型公司,而将初创企业和中型企业排除在外。
Some commenters stated that the increase is burdensome, the fee is disproportionately applied on employers and beneficiaries already contributing substantially to the U.S. economy, will negatively affect how immigrants stay in the country and get jobs and will further harm many students that are supported. The commenters stated that companies will have no other option than to outsource to other countries. One commenter stated the fee adversely affects small and midsize companies seeking to hire skilled H-1B holders and recommended amending the rule to encompass large cap companies and exclude start up and midsize companies.
回应:国土安全部(DHS)理解企业和非移民工人所关切的问题。正如《拟议规则制定通知》(NPRM)第V.B节及本最终规则第V.B节所述,本规则可能仅影响美国提交H-1B或L-1申请的小实体中最多16%的部分。国土安全部也不同意评论者关于最终规则将对美国雇主或其雇员产生广泛不利影响的主张。9-11生物识别费仅向受涵盖雇主收取,根据法律规定,受涵盖雇主是指在美国雇用50名或以上员工,且其中超过50%的员工属于H-1B或L-1非移民身份的雇主。若申请人不是受涵盖雇主,则无需缴纳9-11生物识别费。因此,国土安全部认为,对于在小企业工作或希望在小企业工作的非移民而言,其所受影响微乎其微。尽管国土安全部认识到受涵盖雇主将因本最终规则而受到影响,因为他们可能比以往规则下更频繁地需要缴纳9-11生物识别费,但这种影响符合对该法规及国会意图的最佳解释。此外,国土安全部不认为美国公司会因本规则而将业务外包。
Response: DHS understands the concern for businesses and nonimmigrant workers. As noted in section V.B. of the NPRM and section V.B of this final rule, this rule may affect only a maximum of 16 percent of small entities in the United States that file H-1B or L-1 petitions will be affected by this rule. DHS also disagrees with the commenters' assertions that the final rule will have broadly applicable adverse effects on U.S. employers or their employees. The 9-11 Biometric Fee is only charged to covered employers, which by statute are those employers that employ 50 or more total employees in the United States with more than 50 percent of the employees in the United States in H-1B or L-1 nonimmigrant status. A petitioner is not required to pay the 9-11 Biometric Fee if they are not a covered employer. Therefore, DHS believes the effects on nonimmigrants who work for or wish to work for small businesses are minimal. While DHS recognizes that covered employers will be affected by the final rule because they might be required to pay the 9-11 Biometric Fee more often than under the prior rules, such impacts are consistent with the best interpretation of the statute and congressional intent. Further, DHS does not believe U.S. companies will outsource their business based on this rule.
此外,关于一些评论认为无论国籍如何,工作都应提供给最合格的申请人,正如上文所述,H-1B依赖型雇主对招募美国工人负有一定义务,须将工作机会提供给与所寻求的H-1B非移民同等或更具资格的美国申请人,并避免(无论是在雇主自身的员工队伍中,还是在该H-1B非移民被安排工作的第二雇主的员工队伍中,若存在与第二雇主之间存在雇佣关系迹象)替代美国工人。
Further, regarding some comments suggesting that jobs should go to the most qualified applicant regardless of citizenship, as noted above, H-1B dependent employers have certain obligations to recruit U.S. workers, to offer the job to U.S. applicants who are equally or better qualified than the H-1B nonimmigrant(s) sought for the job, and to avoid the displacement of U.S. workers (either in the employer's workforce, or in the workforce of a second employer with whom the H-1B nonimmigrant(s) is placed, where there are indicia of employment with a second employer).
L-1非移民身份类别使美国雇主能够将其海外关联机构的专业员工调往其在美国的办事处工作,最长初始停留期限为三年。L-1身份类别也使尚未在美国设有关联机构的外国公司能够派遣具有专业知识的员工或高管/经理前往美国协助设立美国办事处。为设立新办事处而进入美国的合格员工将获准最长一年的初始停留期限。
The L-1 nonimmigrant classification enables a U.S. employer to transfer a professional employee from one of its affiliated foreign offices to one of its offices in the United States for a maximum initial stay of three years. The L-1 classification also enables a foreign company that does not yet have an affiliated U.S. office to send a specialized knowledge employee or executive/manager to the United States to help establish a U.S. office. Qualified employees entering the United States to establish a new office will be allowed a maximum initial stay of one year.
b. 因对签证持有人产生影响而表示反对的评论
b. Comments Expressing Opposition Due to Effect on Visa Holders
评论:一位评论者表示,该提案在雇主选择不承担额外雇用成本的情况下,通过员工被替代的方式加剧了员工的经济压力。一些评论者表示,这项费用上涨对H-1B签证持有人而言是不公平的,且费用过高。一位评论者表示,费用过高可能迫使雇主裁员或犹豫是否雇用持有签证的员工,如果美国公民及移民服务局(USCIS)要提高这项费用,就必须考虑延长签证期限并对流程进行重大简化改进。一位评论者表示,如果USCIS要收取这些费用,那么他们或许必须批准更长期限的签证,例如三年或更长时间,并且审批时间必须大幅缩短。
Comments: One commenter stated that this proposal exacerbates financial strain on employees through employee displacement when employers opt not to bear the additional cost to hire them. Some commenters stated that this fee increase is unfair to H-1B visa holders, and the fee is too high. One commenter stated that the fee is too high which may compel employers to lay off or hesitate hiring visa-holding employees and if USCIS is going to increase this fee then longer visa terms and significant improvements to streamline the process must be considered. One commenter stated that if USCIS is charging these fees then, they may have to approve the visa for a long term such as three years or more and approval timelines will have to drastically improve.
回应:国土安全部不同意这些评论。本规则确实新增了一类须缴纳9-11生物识别费的申请(即由H-1B工人现雇主提交的延期申请),然而,国土安全部不同意总体费用过高的说法,因为该费用金额是由法律规定的。(参见公法第114-113号。)此外,尽管一些雇主将不得不支付额外费用,国土安全部不同意某些雇主所承担的额外成本会超过国会要求资助生物识别出入境计划的授权意图。关于建议USCIS批准为期三年或更长时间的签证申请,国土安全部指出,延长申请有效期或以其他方式简化签证申请流程超出了本次规则制定的范围。
Response: DHS does not agree with these comments. This rule does include an additional category of petitions subject to the 9-11 Biometric Fee (namely, extensions filed by the H-1B worker's current employer), however, DHS does not agree that the overall fee is too high as it is the fee amount mandated by statute. ( SeePub. L. 114-113.) Additionally, while some employers will have to pay additional fees, DHS does not agree that the additional cost to certain employers can outweigh the congressional mandate to fund a biometric entry and exit program. Regarding the suggestion that USCIS should approve visa petitions for a long term such as three years or more, DHS notes that creating longer petition validity periods or otherwise streamlining the visa petition process is outside the scope of this rulemaking.
评论:一些评论者表示,该费用用于资助生物识别出入境计划至2027年,并质疑为何该签证类别必须为生物识别项目付费。
Comments: Some commenters stated the fee is to fund the biometric entry-exit program until 2027 and questioned why this visa category must pay for the biometrics program.
回应:国会确定了必须支付9/11生物识别费的非移民签证类别,因此国土安全部(DHS)无权更改须缴纳该费用的非移民类别。9/11生物识别费是由国会设立的,旨在为生物识别出入境数据系统提供资金支持并加以改进,以加强和提升国家安全。[29]增强国家安全是促进合法移民的重要组成部分。通过生物识别验证出示旅行证件的人是该证件的真正持有人,有助于防止签证和移民欺诈以及合法旅行证件的欺诈性使用。
Response: Congress determined the nonimmigrant visa classifications that are mandated to pay the 9-11 Biometric Fee, therefore DHS does not have authority to alter the nonimmigrant classifications subject to the fees. The 9-11 Biometric Fee was instituted by Congress to financially support and improve the biometric entry-exit data systems to increase and enhance national security.[29] Enhanced national security is a vital part of promoting legal immigration. Biometrically verifying that a person who presents a travel document is the true bearer of that document helps prevent visa and immigration fraud and the fraudulent use of legitimate travel documentation.
(印刷页第51368页)
( printed page 51368)
评论:一些评论者表示,公司已经在裁员,且不再雇用H-1B签证持有人,而本规则将给公司增加更多负担,使公司更有可能裁员,也更不可能雇用H-1B签证持有人。一些评论者表示,这将迫使持签证人员迁出美国,并导致申请签证的人数减少。一些评论者建议国土安全部先解决其他移民流程问题,再尝试提高费用。一些评论者表示,该法律赋予雇主更多权力和自由来歧视移民。一些评论者表示,H-1B工作签证持有人是美国经济的生命线,提高费用没有必要,也无助于解决美国当前的紧迫问题。
Comments: Some commenters stated that companies are already laying off workers and not hiring H-1B visa holders, and this rule will add more burden to companies making companies even more likely to lay off visa holders and less likely to hire H-1B visa holders. Some commenters stated that this would force people on visas to move out of the United States and cause fewer people to apply for visas. Some commenters suggested DHS fix other immigration processes and then try to increase fees. Some commenters stated this law gives employers more power and freedom to discriminate against immigrants. Some commenters stated that H-1B work visa holders are the lifeline to the U.S. economy and increasing the fee is unnecessary and does not help to solve America's pressing issues.
回应:国土安全部不同意评论者所称本最终规则将导致公司不太可能雇用H-1B非移民或更可能裁减H-1B非移民的说法。9/11生物识别费仅向受规制雇主收取,根据法律规定,受规制雇主是指在美国雇用50名或以上雇员,且其中50%以上雇员在美国处于H-1B或L-1非移民身份的雇主。如果申请人不是受规制雇主,则无需支付9/11生物识别费。国土安全部承认,受规制雇主将受到本最终规则的影响,因为相较于之前的规则,他们可能需要更频繁地支付9/11生物识别费,但这种影响符合对法规和国会意图的最佳解释。
Response: DHS disagrees with the commenters' assertions that companies will be less likely to hire H-1B nonimmigrants or to lay off H-1B nonimmigrants as a result of this final rule. The 9-11 Biometric Fee is only charged to covered employers, which by statute are those employers that employ 50 or more total employees in the United States with more than 50 percent of the employees in the United States in H-1B or L-1 nonimmigrant status. A petitioner is not required to pay the 9-11 Biometric Fee if they are not a covered employer. While DHS recognizes that covered employers will be affected by the final rule because they might be required to pay the 9-11 Biometric Fee more often than under the prior rules, such impacts are consistent with the best interpretation of the statute and congressional intent.
此外,与H-1B申请相关的工资、搬迁费用及其他必需费用相比,H-1B申请所增加的费用较小。每年新H-1B签证的需求都超过了可用数量。这表明H-1B劳工仍然存在短缺,因此由于需求过剩,每年以H-1B身份雇用的外国人总数预计不会因本规则而发生变化。
Additionally, the cost added to the H-1B petition is small in comparison to the wages, relocation costs, and other required fees associated with H-1B petitions. The demand for new H-1B visas exceeds the number available each year. This indicates that there remains a shortage of H-1B workers, so the total number of aliens hired with H-1B status annually is likely to remain unchanged by this rule due to the excess demand.
国土安全部也不同意本规则将使雇主有自由歧视移民的说法,因为依赖H-1B的雇主无论如何都必须先寻找美国工人,然后才能雇用H-1B签证持有人。H-1B签证是一种非移民类别,适用于希望从事专业职业服务的人员。该签证有年度数量限制(名额上限),且一般不得超过六(6)年。美国公民及移民服务局(USCIS)根据收到的申请及辅助文件,对H-1B非移民类别下的资格进行审查、评估和认定。雇主为外国工人提交申请的要求之一是必须获得经劳工部(DOL)批准的经认证的劳动条件申请(LCA)。更多信息可参见 https://flag.dol.gov/​programs/​LCA。
DHS also does not agree that this rule will give employers freedom to discriminate against immigrants since H-1B dependent employers must look for a U.S. worker before hiring an H-1B visa holder anyway. The H-1B visa is a nonimmigrant classification and applies to people who wish to perform services in a specialty occupation. It has an annual numerical limit (cap) and generally cannot go beyond six (6) years. USCIS reviews, evaluates, and determines eligibility under the H-1B nonimmigrant classification based on petitions and supporting documents received. One of the requirements for the employer petitioning for a foreign worker is a certified Labor Condition Application (LCA) that has to be approved by the Department of Labor (DOL). More information can be found under https://flag.dol.gov/​programs/​LCA.
评论:一位评论者表示,该法律正在损害已在各州居住超过十年的纳税人的利益。一位评论者表示,该规则违背了美国的自由精神,并“使移民陷入困境,限制了他们的权利”。
Comment: One commenter stated that this law is hurting taxpayers who have lived in the states for over a decade. One commenter stated this rule is against the free spirit of America, and “corner[s] immigrants and limit[s] their rights.”
回应:国土安全部(DHS)不确定评论者所指的是哪些纳税人会因本规则而受到损害,不过国土安全部推测评论者所指的是H-1B和L-1类纳税个人。国土安全部不认为本规则会损害任何纳税个人。一些纳税公司将受到本规则所规定费用的影响,但这些费用是国会为资助生物识别出入境计划而设立的,因此国土安全部认为本规则的收益远远超过其成本。国土安全部同样不清楚评论者所称本规则“违背美国自由精神”或本规则“使移民陷入困境并限制其权利”具体是指什么。正如本文件通篇所述,本规则涉及的是某些雇用H-1B和L-1非移民的公司所需缴纳的费用。本规则并不限制这些非移民的权利。
Response: DHS is not sure which taxpayers the commenter was referencing that would be hurt by this rule, though DHS assumes the commenter meant H-1B and L-1 taxpaying individuals. DHS does not believe this rule hurts any taxpaying individuals. Some taxpaying companies will be affected by the fees pursuant to this rule, but these fees were implemented by Congress to fund the biometric entry-exit program and therefore DHS believes the benefits of the rule far outweigh the costs. DHS is also unsure what the commenter meant in stating that the rule is “against the free spirit of America” or that the rule “corners immigrants and limits their rights.” This rule, as noted throughout this document, addresses fees paid by certain companies that hire H-1B and L-1 nonimmigrants. This rule does not limit the rights of those nonimmigrants.
评论:一些评论者表示,这些费用可能会被转嫁给雇员本人,而非由雇主承担,因为雇主可能通过削减薪酬方案来抵消增加的成本。
Comments: Some commenters stated that these fees could be forced onto the employees themselves instead of employers paying these fees because employers may offset the increased cost by reducing compensation packages.
回应:关于评论者所称雇主可能通过削减薪酬方案来抵消本规则制定成本的说法,个人薪酬方案不属于本规则制定的范围。然而,H-1B雇主须向每位H-1B工人支付不低于以下两者中较高者的工资:该职业分类在预定工作地区的现行工资标准,或雇主向具有类似经验和资质的其他员工就该特定职位支付的实际工资。此外,H-1B雇主通常被禁止通过削减H-1B工人的工资或薪酬方案来收回业务支出,例如任何所需的申请相关费用。
Response: Regarding commenters' claims that employers may offset the costs of this rulemaking by reducing compensation packages, individual compensation packages are outside the scope of this rulemaking. However, H-1B employers are required to pay each H-1B worker the greater of the prevailing wage for the occupational classification in the area of intended employment or the actual wage paid by the employer to other employees with similar experience and qualifications for the specific position. In addition, H-1B employers are generally prohibited from reducing an H-1B worker's wages or compensation package to recoup business expenses, such as any required petition-related filing fees.
评论:一位评论者表示,这是“扼杀合法移民”并加速耗尽社会保障福利的绝佳方式。
Comment: One commenter stated that this is a great way to “kill legal immigration” and run out of social security benefits faster.
回应:国土安全部不同意本规则会对合法移民和社会保障福利产生负面影响的说法。针对H-1B和L-1非移民类别的生物识别费用是“9-11应对与生物识别出入境费用”的一部分,该费用是在2010年附加费到期后依据《公法》第114-113号设立的。该费用使国会授权的生物识别计划得以持续成功实施,并确保国家安全。增强国家安全是促进合法移民的重要组成部分。这些生物识别费用是在提交某些H-1B和L-1申请时缴纳的,不影响雇主依法须代扣的任何社会保障工资税。
Response: DHS disagrees that this rule will have a negative effect on legal immigration and social security benefits. The biometric fees for H-1B and L-1 nonimmigrant classifications are part of the 9-11 Response and Biometric Entry-Exit Fee which was established by Public Law 114-113 after the 2010 Supplemental Fee expired. This fee allows the continued success of the congressionally mandated biometric program and ensures national security. Enhanced national security is a vital part of promoting legal immigration. These biometric fees are paid when filing certain H-1B and L-1 petitions and do not impact any social security payroll taxes employers are required to withhold.
有关比较各届总统政府的评论不属于本规则制定的范围。
Comments comparing presidential administrations are outside the scope of this rulemaking.
评论:一些评论者表示,相较于其他国家,美国给予学生更好的就业机会,这对学生而言是不公平的;公司可能会对F-1学生产生偏见,甚至拒绝雇用他们,这将在经济紧张的情况下造成敌对环境。一些评论者指出,这将限制H-1B持有者的流动,使其无法转到更好的工作岗位。
Comments: Some commenters stated that it is unfair to students who get better job opportunities in the United States compared to other countries; companies will be biased against F-1 students and may refuse to hire them which will create a hostile environment in a strained economy. Some commenters noted it would restrict movement of H-1B holders and keep them from moving to a better job.
回应:正如在其他评论回应中所讨论的,国土安全部不同意评论者关于最终规则将对美国雇主、H-1B非移民或F-1非移民产生广泛不利影响的说法。薪酬方案不属于本规则制定的范围。但是,国土安全部再次指出,H-1B雇主须向每位H-1B工人支付不低于以下两者中较高者的工资:该职业分类在预定工作地区的现行工资标准,或雇主向具有类似经验和资质的其他员工就该特定职位支付的实际工资。H-1B非移民类别适用于希望从事专业职业服务的人员,并设有年度数量限制(配额)。美国公民及移民服务局(USCIS)根据收到的申请及其支持文件对H-1B非移民类别的资格进行审查、评估和认定。F-1非移民签证类别适用于希望在美国全日制学习的外国公民;F-1签证类别要求满足特定条件方可获得资格。有关F-1非移民类别的更多信息,可访问:https://www.uscis.gov/​working-in-the-united-states/​students-and-exchange-visitors/​students-and-employment。国土安全部认为本规则不会影响F-1身份以及具有F-1身份人员的可雇佣性。(印刷页第51369页)
Response: As discussed in other comment responses, DHS disagrees with the commenters' assertions that the final rule will have broadly applicable adverse effects on U.S. employers, H-1B nonimmigrants, or F-1 nonimmigrants. Compensation packages are outside the scope of this rulemaking. However, DHS notes again that H-1B employers are required to pay each H-1B worker the greater of the prevailing wage for the occupational classification in the area of intended employment or the actual wage paid by the employer to other employees with similar experience and qualifications for the specific position. The H-1B nonimmigrant classification applies to people who wish to perform services in a specialty occupation and has an annual numerical limit (cap). USCIS reviews, evaluates, and determines eligibility under the H-1B nonimmigrant classification based on petitions and supporting documents received. The F-1 nonimmigrant visa classification applies to foreign citizens wanting to study full-time in the United States; the F-1 visa category requires certain criteria to be met in order to be eligible. Further information of the F-1 nonimmigrant classification can be found at https://www.uscis.gov/​working-in-the-united-states/​students-and-exchange-visitors/​students-and-employment. DHS does not think that this rule will affect F-1 status and the employability of persons with F-1 status. ( printed page 51369)
评论:一位评论者表示,“延期费用”已经“超过10,000美元”,再增加4,000美元加剧了合法移民的经济压力,其中许多人已在绿卡排期中等待了数十年。这阻碍了移民为社会做出贡献的能力。该评论者补充说,[美国政府]应解决移民体系内更广泛的问题,需要进行全面改革以简化流程、缩短等待时间并建立更公平的体系。
Comment: One commenter said that the “extension fees” already “exceed $10,000” and that adding another $4,000 exacerbates the financial strain on legal immigrants, many of whom have been waiting for decades in the Green Card queue. This hinders immigrants' ability to contribute to society. The commenter added that [the U.S. government] should address broader issues within the immigration system and that comprehensive reform is needed to streamline processes, reduce wait times, and create a fairer system.
回应:美国国土安全部(DHS)不认同所提及的每位申请人延期费用超过10,000美元的说法。最新的收费标准可在美国公民及移民服务局(USCIS)的公开网站上查阅,网址为https://www.uscis.gov/​forms/​all-forms/​h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker。移民体系的其他问题,包括等待时间和简化签证流程,不在本规则制定范围之内。
Response: DHS does not agree with the mentioned extension fees exceeding $10,000 per petitioner. An updated fee schedule can be found under the USCIS public-facing website at https://www.uscis.gov/​forms/​all-forms/​h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker. Other issues with the immigration system, including wait times and streamlining the visa process, are outside the scope of this rulemaking.
评论:一位评论者表示,美国政府不应“掠夺”第三世界国家的勤劳人民,他们“怀有远大梦想但收入较少,[并]在美国寻找机会”。另一位表示,费用上涨将使H类签证工作者更难在H类签证范围内寻找新的机会。另一位评论者表示,已经存在其他途径,每个人都已经在支付9/11安全费。
Comments: One commenter stated that the U.S. government should not “loot” the hardworking people of third world countries, who “have big dreams and less income [and] look for opportunities in the United States.” Another stated that a fee increase will make life harder for H visa workers to find new opportunities with H visas. Another commenter stated that there are already other avenues where everyone is already paying the 9/11 security fee.
回应:DHS不认同费用上涨会使H-1B非移民的生活更加困难,或导致这些非移民无法找到新机会的说法。H-1B项目允许美国雇主临时雇用外国劳工从事需要理论与实践相结合运用高度专业化知识体系,且要求学士学位或以上特定专业学位(或同等学历)的职业。此外,某些预期的H-1B依赖型申请人在为某一职位寻求雇用H-1B工作者之前,必须首先尝试招募美国本土工作者。H-1B类别是一种非移民类别,绿卡积压问题不在本规则的范围之内。
Response: DHS does not agree that a fee increase would make life harder for H-1B nonimmigrants or cause those nonimmigrants to be unable to find new opportunities. The H-1B program allows employers in the United States to temporarily employ foreign workers in occupations that require the theoretical and practical application of a body of highly specialized knowledge and a bachelor's degree or higher in the specific specialty or its equivalent. Additionally, certain prospective H-1B-dependent petitioners must first attempt to recruit a U.S. worker for a position before seeking to hire an H-1B worker for that role. The H-1B classification is a nonimmigrant classification and a backlog for Green Cards is out of scope for this rule.
关于评论者所称“已经存在其他途径,每个人都已经在支付9-11安全费”的说法,DHS不清楚评论者具体指的是哪些其他途径。9-11生物识别费是由受覆盖的雇主为延长身份申请所支付的,这是法律规定的要求,并在本最终规则全文中予以讨论。
Regarding commenter's claim that “there are already other avenues where everyone is already paying the 9-11 security fee,” DHS does not know what other avenues commenter may be referring to. The 9-11 Biometric Fee is paid by covered employers for extension of status petitions, as required by statute and discussed throughout this final rule.
此外,H-1B雇主须向每位H-1B工作者支付该职业分类在预定工作地区的现行工资或雇主向具有类似经验和资质的其他员工支付的实际工资,以较高者为准。此外,H-1B雇主一般被禁止通过降低H-1B工作者的工资或薪酬待遇来收回诸如任何所需的申请相关费用等业务支出。
Further, H-1B employers are required to pay each H-1B worker the greater of the prevailing wage for the occupational classification in the area of intended employment or the actual wage paid by the employer to other employees with similar experience and qualifications for the specific position. In addition, H-1B employers are generally prohibited from reducing an H-1B worker's wages or compensation package to recoup business expenses, such as any required petition-related filing fees.
评论:一些评论者表示,费用应仅在初次申请时收取,而不应在延期时收取,因为申请人是同一个人。在为H-1B工作者提供绿卡积压缓解之前,不应征收费用上涨。
Comment: Some commenters stated that the fee should only be charged for the initial petition and not for an extension as the applicant is the same person. A fee increase should not be charged until the Green Card backlog relief is provided to H-1B workers.
回应:9-11生物识别费是根据《第114-113号公法》设立的,该法律是在2010年补充费用到期之后制定的,该法律中规定了对延期申请收取此费用的规定。9-11生物识别费此前已经对更换雇主的延长身份申请收取。本规则将该法规解释为也包括不更换雇主的延期申请。此项费用使国会授权的生物识别项目得以持续成功运行,并确保国家安全。加强国家安全是促进合法移民的重要组成部分。
Response: The 9-11 Biometric Fee was established by Public Law 114-113 after the 2010 Supplemental Fee expired and charging the fee for extensions is provided for in that statute. The 9-11 Biometric Fee was already being charged for extension of status petitions with a new employer. This rule interprets the statute to include extensions without change of employer. This fee allows the continued success of the congressionally mandated biometric program and ensures national security. Enhanced national security is a vital part of promoting legal immigration.
该费用与绿卡无关,积压问题不在本规则制定的范围之内。
The fee is unrelated to green cards and the back log is outside the scope of this rulemaking.
评论:一些评论者表示,本规则中的费用对H-1B签证持有人而言是不公平的。一些评论者仅简单表示本规则“不好”,不公平且有些不准确。一位评论者质疑为何只有H-1B和L-1雇主需要支付维护生物识别系统的费用,表示多年来费用不断上涨,增加了经营成本,并建议将此项费用也适用于雇用永久居民的雇主。
Comments: Some commenters stated that the fees in this rule would be unfair to the H-1B visa holders. Some commenters stated simply that this rule is “not good”, is unfair and also a bit inaccurate. One commenter questioned why only H-1B and L-1 employers pay the fees to maintain the biometric system, stated fees have steadily increased over the years which increases the cost to do business and recommended this fee be applied to employers hiring permanent residents.
答复:H-1B和L-1非移民类别的生物识别费用是“9·11应对与生物识别出入境费”(9-11 Response and Biometric Entry-Exit Fee)的一部分,该费用是在2010年补充费用到期后依据《公共法》第114-113号(Public Law 114-113)设立的。该费用有助于国会授权的生物识别项目继续取得成功,并增强国家安全。国会已确定哪些申请人须缴纳9·11生物识别费。美国国土安全部(DHS)无权更改适用该费用的非移民类别。
Response: The biometric fees for H-1B and L-1 nonimmigrant classifications are part of the 9-11 Response and Biometric Entry-Exit Fee which was established by Public Law 114-113 after the 2010 Supplemental Fee expired. This fee allows the continued success of the congressionally mandated biometric program and enhances national security. Congress determined which petitioners are mandated to pay the 9-11 Biometric Fee. DHS does not have authority to alter the nonimmigrant classifications subject to the fees.
评论意见:有评论者指出,对所有H-1和L-1申请统一提高费用,对因国别配额而导致绿卡申请长期待批的某些H-1B申请人构成歧视,并称9·11生物识别费是一种从弱势群体身上榨取资金的方式。
Comment: One commenter stated that a fee increase for all H-1 and L-1 petitions discriminates against certain H-1B applicants with long pending Green Card applications due to the country cap and that the 9-11 Biometric Fee is a way to extract money from a disadvantaged group of people.
答复:H-1B和L-1非移民类别的生物识别费用是“9·11应对与生物识别出入境费”的一部分,该费用是在2010年补充费用到期后依据《公共法》第114-113号设立的。该费用有助于国会授权的生物识别项目继续取得成功,并增强国家安全。国会已确定哪些申请人须缴纳9·11生物识别费,因此美国国土安全部无权更改适用该费用的非移民类别。待批的绿卡申请不在本规则制定的范围之内。
Response: The biometric fees for H-1B and L-1 nonimmigrant classifications are part of the 9-11 Response and Biometric Entry-Exit Fee which was established by Public Law 114-113 after the 2010 Supplemental Fee expired. This fee allows the continued success of the congressionally mandated biometric program and enhances national security. Congress determined which petitioners are mandated to pay the 9-11 Biometric Fee, therefore DHS does not have authority to alter the nonimmigrant classifications subject to the fees. Pending Green Card applications are outside the scope of this rulemaking.
c. 表示反对的评论意见,因其对特定非移民群体的影响
c. Comments Expressing Opposition Due to Effect on Specific Communities of Nonimmigrants
评论意见:多位评论者表示,尽管他们理解为生物识别项目提供资金的必要性,但将H-1B和L-1签证类别作为收费对象需要重新考虑。一些评论者指出,该规则对来自印度的人员影响尤为不成比例,其中一位评论者表示,由于绿卡积压旷日持久,印度人“构成了H-1B和L-1签证持有人的大多数”。该评论者进一步指出,该规则“对特定人群施加了不当的经济负担,这是不公平且适得其反的”。一些评论者指出,印度人的绿卡积压将使他们至少每三年需要续签一次[H-1B签证]。评论者称,费用上涨可能导致H-1B/L-1身份的雇员失去工作,并在60天的宽限期内只有很窄的机会寻找另一份工作,这将使他们难以专注于工作。印度人和中国人的基于就业的绿卡积压将迫使他们在等待期间返回本国,因为雇主不会选择延长他们的身份。一位评论者表示,印度人移民美国在数学上正变得几乎不可能。
Comments: Several commenters stated that although they understand the need to fund the biometric program, targeting H-1B and L-1 visa categories for the fee requires reconsideration. Some commenters stated that this rule disproportionately affects people from India, with one stating they form “the majority of H-1B and L-1 visa holders due to the protracted green card backlog.” This commenter continued that the rule “places an undue financial burden on a specific demographic, which is unfair and counterproductive.” Some commenters noted that the Green Card backlog for Indians will require renewal [of the H-1B visas] at least every three years. The commenters said the fee increase can be a reason that H-1B/L-1 status employees lose their jobs and end up with a narrow opportunity of finding another job with a 60-day grace period and it will make it difficult for them to focus on work. The backlog on employment-based Green Cards for Indians and Chinese will force them to relocate back to their home countries while waiting as employers will not choose to extend their status. One commenter stated it is becoming mathematically impossible for Indians to immigrate to the United States.
一位评论者建议向国会寻求提高费用以资助美国海关与边境保护局(CBP),并表示该规则对印度出生的申请人不公平且具有歧视性。一位评论者建议在绿卡/工作许可证积压十年或更长时间后向相关人员收取额外费用。另一位评论者还表示,许多H-1B签证持有人,尤其是来自中国和印度的持有人,在I-485(绿卡)申请方面面临漫长的等待期,因此(印刷页51370)不得不多次续签H-1B身份。来自其他国家的H-1B申请人只需续签两到三次。该评论者建议,如果申请人在I-140获批后持H-1B签证超过六年,则应免除或降低费用,以避免对H-1B申请人造成不成比例的负担。将部分资金用于解决出入境系统问题值得称赞,但确保为应得救济的申请人提供减免也应是优先事项。
One commenter recommended going to Congress for fee increases to fund CBP and stated that the rule is unfair and discriminatory against Indian-born applicants. One commenter suggested collecting additional fees from people after ten or more years in the Green Card/Employment Authorization Document backlog. Another commenter also stated that many H-1B visa holders, especially from China and India, face prolonged waiting periods for I-485 (Green Card) filing and, therefore, have ( printed page 51370) to renew their H-1B status numerous times. H-1B applicants from other countries only have to renew two or three times. The commenter suggested that the fee be avoided or lowered if an applicant has been on H-1B visa for more than six years after I-140 approval in order to avoid disproportionate burden on H-1B applicants. Allocating a portion of the funds to address the entry-exit system is commendable but ensuring relief for deserving candidates should also be a priority.
答复:H-1B和L-1类别属于非移民类别,每种签证类别均有最长准许停留期限。国会已确定哪些申请人须缴纳生物识别费。
Response: The H-1B and L-1 classifications are nonimmigrant classifications and have a maximum period of admission per visa category. Congress determined which petitioners are mandated to pay the biometric fees.
H-1B类别允许美国雇主临时雇用外籍工作者从事需要运用高度专业知识理论和实践应用的职业。L-1非移民类别使美国雇主能够将其关联境外办事处的专业员工调派至其在美国的办事处之一,或使尚无关联美国办事处的外国公司能够派遣具有专业知识的员工或高管/经理前往美国协助设立该办事处。
The H-1B classification allows an employer in the United States to temporarily employ foreign workers in occupations that require the theoretical and practical application of a body of highly specialized knowledge. The L-1 nonimmigrant classification enables a U.S. employer to either transfer a professional employee from one of its affiliated foreign offices to one of its offices in the United States, or enables a foreign company that does not yet have an affiliated U.S. office to send a specialized knowledge employee or executive/manager to the United States to help establish one.
一些评论者指出,这尤其影响“印度和中国”签证持有人。《移民与国籍法》(INA)限制了受配额限制的移民签证数量。该限额在三个优先类别之间分配:家庭担保类、就业类和多样化移民类。这些限制造成了积压,尤其是对于希望移民美国的人数众多的国家而言。虽然这一限制可能对某些国家的公民产生更直接的影响,但本规则并不针对任何特定国籍的公民。此外,绿卡(包括I-140)申请及任何相关积压问题均不在本规则制定的范围之内。
Some commenters stated that this especially affects “Indian and Chinese” visa holders. The Immigration and Nationality Act (INA) limits the number of visas for quota-restricted immigrants. The limit is divided among three preference categories: family-sponsored, employment-based, and diversity immigrants. These limits have caused backlogs, especially for countries with a large number of people wishing to immigrate to the United States. While this limitation may more directly impact citizens from certain countries, this rule does not target any specific citizens. Furthermore, Green Card (including I-140) applications and any associated backlogs are outside the scope of this rulemaking.
评论意见:一位评论者指出,提高H-1B续签费用可能产生广泛的经济、社会和政治影响,影响雇主、签证持有人、合格人才库以及更广泛的行业部门。另一位评论者指出,这将影响数百名熟练工程师和医生,他们本可为美国增加数十亿美元的收入,而且他们正是缴纳较高税款的人。
Comments: One commenter stated that increasing the H-1B renewal fee can have wide-ranging economic, social, and political implications, affecting employers, visa holders, qualified talent pool of individuals, and broader industry sectors. Another commenter stated that it will affect hundreds of skilled engineers and doctors that would add billions of dollars in revenue in the United States and that they are the ones paying higher taxes.
回应:国土安全部(DHS)不同意这些意见。H-1B签证是一种非移民类别,允许美国雇主临时雇用外国工人从事需要高度专业化知识体系的理论和实践应用、并要求该特定专业领域学士学位或更高学位(或同等学历)的职业。国土安全部预计本规则不会导致H-1B和L-1非移民类别的申请数量下降。
Response: DHS does not agree with these comments. The H-1B visa is a nonimmigrant classification and allows employers in the United States to temporarily employ foreign workers in occupations that require the theoretical and practical application of a body of highly specialized knowledge and a bachelor's degree or higher in the specific specialty or its equivalent. DHS does not foresee a decrease in petitions in the H-1B and L-1 nonimmigrant classifications due to this rule.
联邦政府可对歧视雇员的雇主进行处罚。美国公民及移民服务局(USCIS)在其网站上明确指出:“联邦法律禁止雇主基于多种因素歧视员工,包括其公民身份或移民身份,或其民族血统……雇用15名或以上员工的雇主还被禁止在任何雇佣条款、条件或待遇方面基于种族、肤色、民族血统、宗教、性别(包括怀孕)、年龄、残疾或基因信息对申请人或雇员进行歧视。”(https://www.uscis.gov/i-9-central/employee-rights-and-resources/preventing-discrimination)。联邦政策要求以非歧视的方式对待所有个人。
The federal government may penalize employers who discriminate against employees. USCIS makes clear on its website: “federal law prohibits employers from discriminating against people based on several factors, including their citizenship or immigration status, or their national origin. . . Employers with 15 or more workers also are prohibited from discriminating against applicants or employees in any term, condition, or privilege of employment on the bases of race, color, national origin, religion, sex (including pregnancy), age, disability, or genetic information.” ( https://www.uscis.gov/​i-9-central/​employee-rights-and-resources/​preventing-discrimination). Federal policy requires all individuals to be treated in a non-discriminatory manner.
d. 因对美国吸引技术劳动力产生影响而表示反对的意见
d. Comments Expressing Opposition Due to the Effect on Attraction of Skilled Labor to the United States
评论意见:多位评论者指出,本规则中的附加费用将使高技能签证持有人望而却步,这将通过减少熟练劳动力的供应而对经济产生负面影响。一位评论者指出,从F-1转为H-1B身份成本的增加可能会使国际学生不愿在美国留学,从而影响大学收入和多样性,尤其对STEM(科学、技术、工程、数学)领域的研究生项目产生特别影响。评论者声称,雇主成本的增加将导致成本转嫁给消费者,这将导致签证持有人不愿投资住房市场,国际学生转而选择其他国家而非美国。一些评论者指出,这些费用将使技术移民不愿在美国寻求就业,并对严重依赖熟练工人的行业(如科技和工程行业)产生不利影响。一些评论者担忧,这种费用上涨可能会扰乱美国院校中渴望毕业后加入美国劳动力队伍的国际学生从F-1签证转为H-1B签证的过程。一位评论者表示,费用上涨可能会使雇主不愿担保H-1B签证,从而导致国际学生入学率下降,并减少维持美国在全球市场竞争力所需的可用熟练劳动力。一些评论者表示,这项政策似乎与吸引和留住全球顶尖人才来美国这一更广泛目标背道而驰。评论者指出,H-1B签证持有人作为积极的消费者、纳税人和社区成员,为美国经济做出了贡献。与不面临类似经济障碍的其他移民途径相比,这项附加费用可能造成不公平的差距。
Comments: Several commenters stated that the additional fees in this rule will deter the highly skilled visa holders, which will negatively affect the economy by reducing availability of skilled labor. One commenter stated that the increased cost of transitioning from F-1 to H-1B status may discourage international students from studying in the United States, affecting university revenues and diversity, and especially affecting graduate programs in STEM fields. The commenters claim that increased costs for employers will result in costs being shifted to consumers which leads to visa holders not investing in housing markets and international students going to other countries instead of the United States. Some commenters stated the fees would deter skilled immigrants from seeking employment in the United States and adversely affect industries that rely heavily on skilled workers, such as technology and engineering. Some commenters raised concerns that this fee increase could disrupt the F-1 to H-1B visa transition involving international students at U.S. institutions who aspire to join the U.S. workforce post-graduation. One commenter said the fee increase could deter employers from sponsoring H-1B visas leading to a decline in international student enrollment and reduction in the available skilled workforce needed to maintain U.S. competitiveness in the global market. Some commenters said that this policy appears to be at odds with the broader goals of attracting and retaining top talent from around the world to the United States. The commenters noted that H-1B visa holders contribute as active consumers, taxpayers and community members in the U.S. economy. The additional fee could create a disparity when compared to other immigration pathways that do not face similar financial barriers.
答复:国土安全部(DHS)不认同本规则将阻碍技术人才赴美就业,并扰乱涉及国际学生的F-1签证向H-1B签证转换的观点。国土安全部也不认同本规则将对经济产生负面影响的观点。F-1、H-1B和L-1签证类别均为非移民类别。H-1B和L-1类别要求雇主提交申请,而F-1类别则适用于从事学术研究和/或语言培训项目的外国学生。美国移民及海关执法局(ICE)发布了其学生与交流访问者项目(SEVP)2024日历年年度报告:超过150万名国际学生在美国学校就读,较上一年增长5.3%。[30] F-1签证不在本规则制定的范围之内。有关移民类别和资格的更多信息,请参见https://www.uscis.gov/​green-card/​green-card-eligibility-categories。此外,针对部分评论者关于9-11生物识别费可能导致与其他移民途径相比产生不平等的担忧,正如本最终规则通篇所述,9-11生物识别费及其适用的雇主范围均由法律规定。
Response: DHS does not agree that this rule will deter skilled employees from seeking employment in the United States and disrupt the F-1 to H-1B visa transition involving international students. DHS also does not agree that this rule will negatively affect the economy. The visa classifications of F-1, H-1B and L-1 are all nonimmigrant classifications. The H-1B and L-1 classifications require an employer petition whereas the F-1 category is for foreign students pursuing academic studies and/or language training programs. U.S. Immigration and Customs Enforcement (ICE) released its Student and Exchange Visitor Program (SEVP) annual report for calendar year 2024: over 1.5 million international students attended schools in the United States, a 5.3% increase from the year prior.[30] F-1 visas are outside the scope of this rulemaking. For more information on immigrant categories and eligibility, please see https://www.uscis.gov/​green-card/​green-card-eligibility-categories. Additionally, regarding commenters' concerns that the 9-11 Biometric Fee may create disparity compared to other immigration pathways, as noted throughout this final rule, the 9-11 Biometric Fee and the covered employers subject to the fee are set by statute.
评论:部分评论者指出,该类签证群体在2024年早些时候已面临费用上涨,额外成本将阻碍人才选择在美国发展职业生涯,从而损害创新与经济增长。
Comments: Some commenters stated that this group [of visa classifications] already faced increased fees earlier in 2024 and additional costs discourage talented people from choosing the United States for their careers, undermining innovation and economic growth.
答复:国土安全部不认同本规则将因额外成本而阻碍人才选择在美国发展职业生涯,并损害创新与经济增长的观点,因为H-( 印刷页51371)1B签证申请数量多年来一直超过配额上限。H-1B签证是一种非移民类别,适用于将在专业职业岗位上提供服务的外国人。最新收费标准可在美国公民及移民服务局(USCIS)公开网站查询,网址为https://www.uscis.gov/​forms/​all-forms/​h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker。
Response: DHS does not agree that this rule will discourage talented people from choosing the United States for their careers, and undermine innovation and economic growth due to additional costs as the number of petitions for H- ( printed page 51371) 1B visas has exceeded the cap for many years. The H-1B visa is a nonimmigrant classification and includes aliens who will perform services in a specialty occupation. An updated fee schedule can be found under the USCIS public-facing website at https://www.uscis.gov/​forms/​all-forms/​h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker.
评论中提到的费用上涨是美国公民及移民服务局(USCIS)实施的费用上涨,并非本规则的一部分。2024年1月31日,美国公民及移民服务局发布了一项最终规则,自2016年以来首次调整了部分移民及入籍福利申请费用。通过该最终规则,美国公民及移民服务局能够更充分地收回其运营成本,并支持及时处理新申请。与许多其他联邦机构不同,美国公民及移民服务局几乎完全依靠收费维持运作。该局约96%的资金来自申请费,仅约4%来自国会拨款。该最终规则于2024年4月1日生效。
The fee increase mentioned is a USCIS fee increase that is not part of this rule. On January 31, 2024, USCIS published a final rule that, for the first time since 2016, adjusted certain immigration and naturalization benefit request fees. With the final rule, USCIS can recover its operating costs more fully and support timely processing of new applications. Unlike many other federal agencies, USCIS is almost entirely fee funded. About 96% of USCIS funding is from filing fees, and only about 4% is from congressional appropriations. This final rule went into effect on April 1, 2024.
评论:部分评论者指出,该费用过高,雇主将不愿雇用持签证人员,持签证人员将被迫离开美国,美国劳动力市场将出现职位空缺但无人填补的局面。
Comments: Some commenters stated that the fee is too high, and employers will be reluctant to hire people on visas, people on visas will be forced to move out of the United States and the U.S. job market will open up but there will not be any candidates to fill the positions.
答复:国土安全部不认同本规则将导致美国劳动力市场出现职位空缺但无人填补的观点。正如本文件其他部分所述,每年H-1B签证申请数量均超过H-1B签证配额上限。因此,国土安全部预计H-1B签证需求不会降低到对劳动力市场产生不利影响的程度。
Response: DHS does not agree that this rule will cause the U.S. job market to not have any candidates to fill positions. As noted elsewhere in this document, the number of H-1B applications each year exceeds the cap on the number of H-1B visas available. Therefore, DHS does not anticipate the demand for H-1B visas to be reduced to the point where it would adversely impact the labor pool.
关于持签证人员将被迫离开美国的评论,不适用于L-1非移民类别,因为该类别使美国雇主能够将一名专业员工从其境外关联机构调派至其在美国的机构,或使尚未在美国设立关联机构的外国公司能够派遣一名具有专业知识的员工或行政/管理人员赴美协助设立新机构。为设立新机构而入境美国的合格员工,最长初始停留期限为一年。所有其他合格员工的最长初始停留期限为三年。
The comment that people on visas will be forced to move out of the United States will not apply to the L-1 nonimmigrant classification as it enables a U.S. employer to either transfer a professional employee from one of its affiliated foreign offices to one of its offices in the United States, or enables a foreign company that does not yet have an affiliated U.S. office to send a specialized knowledge employee or executive/manager to the United States to help establish one. Qualified employees entering the United States to establish a new office will be allowed a maximum initial stay of one year. All other qualified employees will be allowed a maximum initial stay of three years.
意见:部分评论者表示,费用上涨将影响国家的合法移民,并打击人才的留用。部分评论者表示,这将对作为创新和经济增长驱动力的小型雇主造成不成比例的影响。额外成本可能迫使其减少招聘,甚至裁减有价值的员工。一位评论者表示,美国一直“对合法移民不友好”,而本规则“助长”了这种不友好的立场。该评论者还指出“签证预约”网站存在问题。
Comments: Some commenters stated that the fee increase will affect the legal immigration in the country and discourage retaining talent. Some commenters stated that this would disproportionately affect smaller employers who are drivers of innovation and economic growth. Additional costs could force them to reduce hiring or even lay off valuable employees. One commenter stated that the United States has been “unfriendly with legal immigration” and that this rule “fuels” the unfriendly position. The commenter noted problems with a site “for visa booking” as well.
回应:国土安全部(DHS)不同意本规则将对美国合法移民产生负面影响的说法。关于美国对合法移民不友好的说法,尚不清楚该评论者所指的具体政策为何。然而,本规则制定涉及的是非移民签证类别。H-1B签证和L-1签证均为非移民签证类别,允许美国雇主暂时雇用从事高度专业化职业的外国工人。这些职业的资格标准十分严格,且在这些类别下的雇用期限也受到限制。关于对小企业的影响,预计本规则最多仅影响约16%在美国提交H-1B或L-1申请的小实体。因此,对受雇于小企业或希望受雇于小企业的非移民人员的影响极小。国土安全部不清楚企业是否会因本规则制定而选择将部分工作外包。
Response: DHS does not agree that this rule will negatively affect legal immigration to the United States. Regarding the claim that the United States has been unfriendly with legal immigration, it is unclear to which policies the commenter may be referring. However, this rulemaking concerns nonimmigrant visa classifications. Both H-1B and L-1 visas are nonimmigrant visa classifications and allow U.S. employers to temporarily employ foreign workers in highly specialized occupations. These occupations have very strict eligibility guidelines and the term of employment under these classifications is limited. Regarding the effect on small businesses, this rule is expected to affect, at a maximum, only approximately 16 percent of small entities in the United States that file H-1B or L-1 petitions. Therefore, the effect on nonimmigrants who work for or wish to work for small businesses is minimal. DHS does not know if companies would choose to outsource some work in response to this rulemaking.
关于国土安全部网站可能存在的问题,国土安全部指出此事不在本规则的范围之内。此外,由于评论者未具体说明问题或网站名称,国土安全部无法对所称问题作出处理。
With respect to potential problems with DHS websites, DHS notes it is outside the scope of this rule. Moreover, DHS is unable to address these alleged problems because the commenter did not specify the problems or sites.
意见:部分评论者表示,该法规可能特别影响依赖海外专业知识和人才的领域,使美国对全球人才的吸引力下降,并促使熟练专业人才流向其他国家。一位评论者表示,该法规将特别影响人工智能(AI)、机器人技术、机器学习及相关就业机会,这可能削弱美国的竞争优势;其他国家已实施更为宽松的移民政策以吸引熟练专业人才;因此,美国在未来技术进步方面可能落后于他国。
Comments: Some commenters stated that the regulation can especially affect areas reliant on specialized knowledge and talent from abroad, making the United States less attractive to global talent and driving skilled professionals to other countries. One commenter stated that the regulation would particularly affect artificial intelligence (AI), robotics, machine learning, and related employment opportunities, which could erode America's competitive edge; other countries have implemented more lenient immigration policies designed to attract skilled professionals; consequently, the United States could lag behind in future technological advancements.
回应:国土安全部不同意本规则将使美国对熟练专业人才的吸引力下降,也不同意美国将在未来技术进步方面落后的说法。如本规则通篇所述,“9-11生物识别费”仅适用于受覆盖雇主,依法律规定,此类雇主须在美国雇用50名以上雇员,且其中超过50%的雇员在美国持H-1B或L-1非移民身份。此外,国会已规定每年H-1B签证的上限为65,000个。[31] 通常情况下,美国申请人数多于可用签证数量。即使本规则导致签证申请数量略有减少,国土安全部也不认为申请人数会降至上限以下。L-1非移民类别使美国雇主能够将其境外关联机构的员工调往其在美国的办事机构,为期有限。L-1签证申请具有特定的资格要求。L-1类别对每年可签发的签证数量没有上限,但国土安全部不认为“9-11生物识别费”会对L-1签证申请人数产生实质性影响,因为与雇用L-1员工相关的其他成本(搬迁费用、工资、其他现有费用)相比,该费用微不足道。更多详情可参见以下美国公民及移民服务局(USCIS)网站:L-1A相关信息见https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1a-intracompany-transferee-executive-or-manager。L-1B相关信息见https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1b-intracompany-transferee-specialized-knowledge/​。
Response: DHS does not agree that this rule will make the United States less attractive to skilled professionals nor that the United States will lag behind in future technological advancements. As stated throughout this rule, the 9-11 Biometric Fee only applies to covered employers, which by statute are those employers that employ 50 or more total employees in the United States with more than 50 percent of the employees in the United States in H-1B or L-1 nonimmigrant status. Furthermore, Congress has mandated a cap of 65,000 H-1B visas per year maximum.[31] Typically, the United States has more applicants than available visas. Even if this rule caused a slight reduction in visa applications, DHS does not agree that the number of applicants for visas would fall below the cap. The L-1 nonimmigrant classification enables a U.S. employer to transfer an employee from one of its affiliated foreign offices to one of its offices in the United States for a limited time frame. L-1 visa applications have specific eligibility requirements. The L-1 category does not have a cap on how many visas can be issued each year, however, DHS does not believe the 9-11 Biometric Fee will have a substantial impact on the number of applicants for L-1 visas as this fee is minimal compared to other costs associated with the hiring of an L-1 employee (relocation, wages, other existing fees). Further details can be found under the following USCIS sites: L-1A information under https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1a-intracompany-transferee-executive-or-manager. L-1B information under https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1b-intracompany-transferee-specialized-knowledge/​.
意见:部分评论者表示,本规则不应对现有或此前的H-1B签证持有人追溯适用,并建议本规则应仅适用于新的H-1B申请人。
Comments: Some commenters stated this should not be applied retroactively for previous or current H-1B visa holders and recommended that the rule should only be applied to new H-1B petitioners.
回应:国土安全部(DHS)理解评论者对这些费用追溯适用的担忧。本规则仅适用于本规则实施之日起的相关申请。这些费用不会追溯适用于过去的或待决的申请。
Response: DHS understands the commenters' concerns about retroactive application of these fees. This rule will only be applied to the relevant petitions as of the implementation date of the rule. These fees will not retroactively apply to past or to pending petitions.
评论:一位评论者表示,国土安全部指出这些费用的征收一直低于预期,增加费用旨在弥补短缺,但这种做法将负担置于雇主和雇员身上,而不是寻找更为平衡的解决方案。
Comments: One commenter said that DHS notes the collections of these fees have been lower than expected and the increased fees aim to rectify the shortfall, but this approach places burden on employers and employees instead of finding more balanced solutions.
回应:本规则制定涉及“9-11应对与生物识别出入境费”(printed page 51372),该费用是国会通过第114-113号公法在2010年附加费到期后设立的。该费用使国会授权的生物识别计划得以继续成功实施,从而增强国家安全。本规则将第114-113号公法解释为涵盖所有身份延期请求,均需缴纳9-11生物识别费。如本文其他部分所述,预计受本规则制定影响的提交H-1B或L-1申请的小企业最多仅占16%。
Response: This rulemaking concerns the 9-11 Response and Biometric Entry- ( printed page 51372) Exit Fee which was established by Congress through Public Law 114-113 after the 2010 Supplemental Fee expired. This fee allows the continued success of the congressionally mandated biometric program which enhances national security. This rule interprets Public Law 114-113 to include all extension of status requests as subject to the 9-11 Biometric Fee. As noted elsewhere, only 16 percent, at maximum, of small businesses that file H-1B or L-1 petitions are expected to be affected by this rulemaking.
评论:一些评论者表示,本规则可能会阻碍技术熟练的专业人员申请H-1B延期,从而导致人才流失。一位评论者表示,这次费用上涨可能会加剧技术、工程和医疗保健等已存在短缺的行业中的技能缺口。这也可能减缓创新和生产力,从而影响美国经济。
Comments: Some commenters stated the rule may deter skilled professionals from seeking H-1B extensions, leading to talent drain. One commenter stated that this fee hike could exacerbate existing skills gap in industries like technology, engineering, and healthcare, where there is already a shortage. This could also slow down innovation and productivity, affecting the U.S. economy.
回应:国土安全部不同意本规则将阻碍技术熟练专业人员申请H-1B非移民身份延期的说法,因为延期申请必须由美国雇主提出。H-1B项目允许美国雇主临时雇用从事需要高度专业化知识体系的理论与实践应用,且需具备学士或更高学位(或同等学历)的特定专业领域工作的外国工人。国土安全部不同意评论者关于本规则将产生广泛不利影响(如人才流失或创新、生产力下降)的说法。正如本规则通篇所述,9-11生物识别费仅适用于受covered employer(受涵盖雇主)范畴约束的雇主,根据法规,该类雇主在美国雇用总计50名或以上员工,且其中超过50%的员工属于H-1B或L-1非移民身份。因此,对于雇主并非本费用所定义的受涵盖雇主的H-1B非移民而言,本规则制定不会对其产生影响。
Response: DHS does not agree that this rule will deter skilled professionals from seeking H-1B nonimmigrant classification extensions as extensions have to be petitioned for by the U.S. employer. The H-1B program allows U.S. employers to temporarily employ foreign workers in occupations that require the theoretical and practical application of a body of highly specialized knowledge and a bachelor's degree or higher in the specific specialty, or its equivalent. DHS disagrees with the commenters' assertion that this rule will have broad adverse effects, such as a talent drain or decrease in innovation or productivity. As stated throughout this rule, the 9-11 Biometric Fee only applies to covered employers, which by statute are those employers that employ 50 or more total employees in the United States with more than 50 percent of the employees in the United States in H-1B or L-1 nonimmigrant status. As such, H-1B nonimmigrants who work for employers that are not covered employer for purpose of the 9-11 Biometric Fee would be unaffected by this rulemaking.
e. 因费用总体过高而表示反对的评论
e. Comments Expressing Opposition Due to Fee Being too High Generally
评论:一些评论者表示,美国海关与边境保护局(CBP)申请量将减少,这将进一步导致资金短缺。
Comments: Some commenters stated that CBP will see less petitions which will further cause a shortage of funds.
回应:如本文其他部分所述,本规则制定涉及“9-11应对与生物识别出入境费”,该费用是在2010年附加费到期后由第114-113号公法设立的,必须由提交特定H-1B或L-1申请的受涵盖雇主缴纳。该费用使国会授权的生物识别计划得以继续成功实施,并增强国家安全。
Response: As stated elsewhere, this rulemaking pertains to the 9-11 Response and Biometric Entry-Exit Fee which was established by Public Law 114-113, after the 2010 Supplemental Fee expired, and must be submitted by covered employers filing certain H-1B or L-1 petitions. This fee allows the continued success of the congressionally mandated biometric program and enhances national security.
评论:一位评论者表示,本规则违背了《2000年二十一世纪美国竞争力法》(通常称为“AC21”)的明确立法意图,该法部分内容增加了移民与国籍法(INA)第204(j)条。第106-313号公法,114 Stat. 1251, 1254(8 U.S.C. 1153 note)。如果雇主因额外费用而受到阻碍,他们可能无法留住员工。
Comments: One commenter stated this rule goes against the plain intent of the American Competitiveness in the Twenty-First Century Act of 2000 (commonly referred to as “AC21”) which, in part, added INA 204(j). Public Law 106-313, 114 Stat. 1251, 1254 (8 U.S.C. 1153 note). If employers are hampered with additional fees, they may not retain the employees.
回应:国土安全部对本规则是否对员工保留产生影响并无相关见解。公司政策和员工表现在员工保留方面发挥着至关重要的作用。AC21的适用问题不在本规则的范围之内。
Response: DHS does not have any insight regarding whether this rule has an effect on employee retention. Company policies and employee performance play a vital role in employee retention. Application of AC21 is outside the scope of this rule.
评论:一位评论者表示强烈反对,并不建议进行任何上涨。另一位评论者建议降低所有费用,而不是通过提高费用来促进美利坚合众国的经济增长。
Comments: One commenter stated that they strongly disagree and would not recommend any increase. Another commenter suggested reducing all fees instead of increasing fees to increase economic growth in the United States of America.
回应:“9-11应对与生物识别出入境费”是国会通过第114-113号公法在2010年附加费到期后设立的。该费用使国会授权的生物识别计划得以继续成功实施,并增强国家安全。费用金额由该法规规定。
Response: The 9-11 Response and Biometric Entry-Exit Fee was established by Congress through Public Law 114-113 after the 2010 Supplemental Fee expired. This fee allows the continued success of the congressionally mandated biometric program and enhances national security. The fee amounts are set by the statute.
f. 因规则不合法或超出CBP职权范围而表示反对的评论
f. Comments Expressing Opposition Due to Rule Being Unlawful or Outside CBP's Authority
评论意见:一些评论者表示该提案是非法的,不符合美国海关与边境保护局(CBP)的职权,是不道德的,对高技能移民适得其反,且费用过高。一位评论者敦促国土安全部(DHS)撤回其拟议的关于9-11生物识别费适用范围的变更。该评论者表示,这不仅仅是对现行法定语言的“澄清”,该规则与法律、管辖该事项的制定法以及该机构对该制定法的长期解释相抵触,且无法以国土安全部提出的缺乏说服力的政策考量来证明其合理性。
Comments: Some commenters stated the proposal is unlawful, not in line with CBP's authority, immoral, counterproductive to high-skilled immigrants, and the fee is too high. One commenter urged DHS to withdraw its proposed change to the scope of applications subject to the 9-11 Biometric Fee. The commenter stated that this is more than just a “clarification” of existing statutory language, and the rule is contrary to the law, the governing statute, as well as the agency's long-standing interpretation of that statute and is not justifiable based on the unpersuasive policy considerations proffered by DHS.
回应:国土安全部指出,H-1B和L-1签证属于非移民签证类别。国土安全部不清楚评论者认为本规则制定与哪部法律相抵触,然而,9-11生物识别出入境费是国会通过《第114-113号公法》在2010年补充费到期后设立的。该费用使国会授权的生物识别计划得以持续成功实施,并增强国家安全。国土安全部拥有与移民福利相关的收费法定权力。《移民与国籍法》第281条(8 U.S.C. 1351)。该法规明确规定了收费金额和公司规模标准。本最终规则对该法规的解释使相关规章与法规文本及国会意图保持一致。
Response: DHS notes that H-1B and L-1 visas are nonimmigrant visa classifications. DHS does not know which law the commenter believes this rulemaking runs contrary to, however, the 9-11 Biometric Entry-Exit Fee was established by Congress through Public Law 114-113 after the 2010 Supplemental Fee expired. This fee allows the continued success of the congressionally mandated biometric program and enhances national security. DHS has the statutory authority to collect fees related to immigration benefits. INA 281 (8 U.S.C. 1351). The fee amounts and company size are clearly stated in the statute. The interpretation of the statute in this final rule aligns the regulations with the statutory text and congressional intent.
g. 提出具体建议的反对意见
g. Comments Expressing Opposition With Specific Recommendations
评论意见:一位评论者建议国土安全部仅在首次续签时提高续签费,而不对后续续签提高费用。一旦个人可以申请调整身份,非移民签证续签的需求就会减少。
Comments: One commenter suggested that DHS increase the renewal fee only for the first renewal, not for subsequent renewals. Once individuals can file for Adjustment of Status, the need for nonimmigrant visa renewals diminishes.
回应:国土安全部感谢该反馈意见;然而,9-11应对及生物识别出入境费是国会通过《第114-113号公法》在2010年补充费到期后设立的。该法规规定,此项费用适用于“延长身份”申请,而不仅仅是首次延长身份申请。H-1B和L-1类别属于非移民类别,因此,调整身份所涉费用不在本规则的适用范围之内。
Response: DHS appreciates the feedback; however, the 9-11 Response and Biometric Entry-Exit Fee was established by Congress through Public Law 114-113 after the 2010 Supplemental Fee expired. The statute states that the fee is for “extension of status” requests, not just the first extension of status request. The H-1B and L-1 classifications are nonimmigrant classifications and, therefore, fees for Adjustment of Status are outside the scope of this rule.
评论意见:一些评论者建议,若雇主不愿缴纳费用,应允许雇员自行缴纳。据评论者称,这为签证持有人维持身份并继续为其雇主及经济作出贡献提供了一个关键选择。
Comments: Some commenters recommended allowing employees to pay the fee if employers are unwilling to do so. According to commenters, this provides a critical option for visa holders to maintain their status and continue contributing to their employers and the economy.
回应:相关法规及现行规章明确规定该费用须由雇主缴纳。《第114-113号公法》第402(g)条;8 CFR 106.2(c)(8)及(9)。国土安全部对9-11生物识别费可能如何影响雇佣待遇方案不具备相关信息。
Response: The statutes and existing regulations specify that the fee is required to be paid by the employer. Sec. 402(g), Public Law 114-113; 8 CFR 106.2(c)(8) and (9). DHS has no insight into how the 9-11 Biometric Fee may affect employment packages.
评论意见:一些评论者建议审查并精简运营流程,以降低管理成本。这些评论者表示,由此节省的资金可用于资助基本服务,而无需提高费用。
Comments: Some commenters recommended reviewing and streamlining operations to reduce overhead costs. These commenters stated that savings can then be redirected to fund essential services without needing to increase fees.
回应:国土安全部无权变更9-11生物识别费的资金来源。9-11生物识别出入境费是由国会在2010年补充费到期后通过《第114-113号公法》强制设立的。该费用使国会授权的生物识别计划得以持续成功实施,并增强国家安全。然而,美国海关与边境保护局(CBP)也始终致力于尽可能高效地利用资源。
Response: DHS does not have authority to change the funding source for the 9-11 Biometric Fees. The 9-11 Biometric Entry-Exit Fee was congressionally mandated and established by Public Law 114-113 after the 2010 Supplemental Fee expired. This fee allows the continued success of the congressionally mandated biometric program and enhances national security. However, CBP is also always working to use resources as efficiently as possible.
评论意见:一些评论者建议投资技术以实现自动化并提高效率,从而最终带来可用于其他领域的长期成本节约。(印刷页51373)
Comments: Some commenters recommended investing in technology to automate and improve efficiency, ultimately leading to long-term cost savings that can fund other areas. ( printed page 51373)
回应:技术投资不在本规则制定的范围之内。然而,国土安全部指出,其持续探索能够提高流程效率的技术进步。9-11生物识别费是由国会设立用以资助生物识别出入境计划的,国土安全部无权变更该资金来源。
Response: Technology investments are out of scope for this rulemaking. However, DHS notes that it continuously explores technological advances that create efficiencies in processes. The 9-11 Biometric Fees were established by Congress to fund the biometric entry-exit program and DHS does not have the authority to change the funding source.
评论意见:多位评论者敦促美国海关与边境保护局(CBP)考虑为生物识别计划寻求替代资金来源。这些评论者就应对资金挑战的方式提出了大量替代建议,他们声称这些建议能够以一种平衡的方式确保移民服务的可持续性,同时兼顾对个人及企业的影响。评论者就资金来源提出的具体建议及其所称益处如下:
Comments: Several commenters urged CBP to consider alternative funding for the biometrics program. These commenters offered numerous alternative suggestions for ways to address funding challenges that they averred provided a balanced manner ensure sustainability of immigration services while being mindful of the effect on individuals and businesses. The specific recommendations and their putative benefits from commenters regarding funding sources are as follows:
1. 分阶段逐步提高费用:与其一次性大幅提高费用,不如考虑在一段设定期限内逐步提高费用。这样可使所有利益相关方有时间进行财务调整并相应规划。
1. Incremental Fee Increases: Instead of a steep one-time fee hike, consider gradual increases over a set period. This allows all stakeholders to adjust financially and plan accordingly.
2. 特定服务费用:针对特定服务或加急处理选项征收费用。希望使用更快捷服务的人员可以选择支付更多费用,提供额外资金。
2. Service-Specific Fees: Implement fees for specific services or expedited processing options. Those who wish to avail themselves of faster services can opt to pay more, contributing additional funds.
3. 公私合作伙伴关系:与受益于移民制度的私营部门实体开展合作。合作伙伴关系可以为加强边境安全和移民服务的项目提供共享资金。
3. Public-Private Partnerships: Engage with private sector entities that benefit from the immigration system. Partnerships can lead to shared funding for programs that enhance border security and immigration services.
4. 自愿捐款:建立一个系统,使个人和公司能够自愿捐款以支持移民服务,并可能为此类捐款提供税收优惠。
4. Voluntary Contributions: Create a system where individuals and corporations can make voluntary contributions to support immigration services, potentially offering tax incentives for such donations.
5. 按使用量收费:类似于收费公路,可考虑根据个人或企业使用移民服务的频率或所需访问级别来收取费用。
5. Usage-Based Fees: Similar to toll roads, consider fees based on the frequency of use or the level of access required by individuals or businesses to immigration services.
6. 政府拨款和补贴:寻求旨在加强国家安全和移民基础设施的政府拨款等额外资金来源。
6. Government Grants and Subsidies: Seek additional funding through government grants aimed at enhancing national security and immigration infrastructure.
7. 多元化资金来源:探索多种资金来源组合,包括费用、政府拨款和私人投资,以建立稳健的财务模式。
7. Diversified Funding Sources: Explore a mix of funding sources, including fees, government allocations, and private investments, to create a robust financial model.
8. 立法行动:与立法者合作,通过立法确保专项资金来源,为移民服务提供稳定且可预测的收入来源。
8. Legislative Action: Work with lawmakers to secure dedicated funding through legislation, ensuring a stable and predictable source of income for immigration services.
9. 探索其他资金来源,例如对所有飞往美国的国际航班征收适度附加费,以更公平地分摊成本。
9. Exploring other funding sources, such as a modest surcharge on all U.S.-bound international flights, to distribute costs more equitably.
10. 考虑根据公司规模或签证持有人薪资实行阶梯式收费结构,以尽量减少对小型企业的影响。
10. Considering a sliding scale fee structure based on company size or visa holder salary to minimize effect on smaller businesses.
11. 扩大费用分摊范围:将费用增加分摊至所有签证类别,包括H-1B、H-2、T-1、L-1、O-1和F-1签证。这种方法确保不会由单一签证类别承担全部财务负担,从而促进公平公正。
11. Broaden the Fee Distribution: Distribute the fee increase across all visa classes, including H-1B, H-2, T-1, L-1, O-1, and F-1 visas. This approach ensures that no single visa category bears the entire financial burden, promoting fairness and equity.
答复:国土安全部(DHS)无权更改9-11生物识别费用的资金来源。9-11生物识别入境出境费是经国会授权设立的,根据《第114-113号公法》(Public Law 114-113)在2010年附加费到期后建立。国会明确规定了哪些申请人需缴纳此费用以及缴纳该费用的具体情形。此项费用使国会授权的生物识别项目得以持续成功实施,并增强国家安全。国土安全部感谢关于替代资金来源的建议,并保留在其他适当场合酌情考虑这些建议的裁量权。
Response: DHS does not have authority to change the funding source for the 9-11 Biometric Fees. The 9-11 Biometric Entry-Exit Fee was congressionally mandated and established by Public Law 114-113 after the 2010 Supplemental Fee expired. Congress specified which petitioners would pay this fee and the specific circumstances when it is to be paid. This fee allows the continued success of the congressionally mandated biometric program and enhances national security. DHS appreciates the suggestions for alternative funding and retains the discretion to consider them in other settings, as appropriate.
4. 超出范围的意见
4. Comments That Are Out of Scope
许多评论者提交的意见超出了本规则制定的范围,包括关于移民程序、政府对移民的总体支持、关于其他不相关费用增加的建议、非移民获得永久居民身份的程序、取消H-1B及类似项目的提案、延长H-1B和L-1签证停留期限的提案,以及其他各种不相关的主题。对于大多数超出9-11生物识别费用规则制定范围的意见,国土安全部在此不作回应。以下,国土安全部仅出于提供信息的目的,针对某些超出范围的意见提供补充说明。
Numerous commenters submitted comments that fall outside the scope of this rulemaking, including comments regarding the immigration process, government support of immigrants generally, suggestions for other, unrelated, fee increases, process for nonimmigrants gaining permanent residency status, proposals to eliminate the H-1B and similar programs, proposals for longer H-1B and L-1 visa stays, and various other unrelated topics. DHS is not responding to most comments which fall outside the scope of the 9-11 Biometric Fee rulemaking here. Below, DHS provides additional information in response to certain out of scope comments for informational purposes only.
评论意见:部分评论者指出,美国整个知识产业的运作方式如同卡特尔;印度籍管理人员雇用本族裔人员,其资历和学历系伪造。评论者表示,由于印度籍管理人员通过在印度或其他地方支付款项的方式接受私下贿赂,美国人(包括本地居民和永久居民)被告知自己不符合职位要求。评论者指出,企业利用统计数据来推进其关于H-1B和L-1签证有助于就业增长的论调。
Comments: Some commenters stated that the entire knowledge industry in the United States is run like a cartel; Indian managers hire people of their own ethnicity with credentials and education being fake. Commenters said Americans are advised that they are not qualified for a job (also locals and permanent residents) as Indian managers accept underhand bribes in the form of payments in India or elsewhere. Commenters said corporations exploit statistical data to advance their narrative that H-1B and L-1 visas aid with employment growth.
答复:有关美国签证项目管理方面的意见超出本规则制定的范围。然而,有关美国公民及移民服务局(USCIS)打击欺诈和滥用行为的更多信息,可访问https://www.uscis.gov/​scams-fraud-and-misconduct/​report-fraud/​combating-fraud-and-abuse-in-the-h-1b-visa-program。
Response: Comments concerning the administration of the United States' visa programs are outside the scope of this rulemaking. However, more information on USCIS's efforts to combat fraud and abuse is available at https://www.uscis.gov/​scams-fraud-and-misconduct/​report-fraud/​combating-fraud-and-abuse-in-the-h-1b-visa-program.
评论意见:一位评论者建议对家庭类和多样化签证抽签案件也征收4,000美元的费用,理由是家庭类和多样化签证不会产生与续签相关的费用,且获得者可立即获得绿卡,从而在美国享有不受限制的工作机会。
Comments: One commenter suggested implementing the $4,000 fee for Family and Diversity Visa Lottery cases as well, stating that the Family and Diversity visas do not incur costs associated with renewals and are granted Green Cards immediately, allowing them unrestricted work opportunities in the United States.
答复:多样化签证不属于本次规则制定的范围。但是,国土安全部(DHS)指出,H-1B签证和L-1签证属于非移民签证类别,而多样化签证属于移民签证类别。此外,并不存在“家庭签证抽签”。多样化签证由美国国务院(DOS)管理和审查。国务院每年都会公布符合资格和不符合资格的国家名单。该国家名单每年可能发生变化。有关多样化签证的更多信息,请参见 https://travel.state.gov/content/travel/en/us-visas/immigrate/diversity-visa-program-entry/diversity-visa-instructions.html。
Response: The Diversity visas are outside the scope of this rulemaking. However, DHS notes that H-1B and L-1 visas are nonimmigrant visa classifications, while the Diversity visa is an immigrant visa classification. Additionally, there is no “family visa lottery.” Diversity visas are controlled and reviewed by the Department of State (DOS). Each year, DOS puts out a list of eligible and ineligible countries. The list of countries may change each year. More information on the diversity visa can be found at https://travel.state.gov/​content/​travel/​en/​us-visas/​immigrate/​diversity-visa-program-entry/​diversity-visa-instructions.html.
评论:一位评论者表示,美国公民及移民服务局(USCIS)和美国海关及边境保护局(CBP)只关心提高收费结构,而不关心解决绿卡积压问题。该评论者表示,像该评论作者这样的合法移民遵守法律并纳税,但最终却被缺乏同理心的规定压垮,使他们担心失去工作、金钱和资产。该评论者表示,美国应给予他们绿卡,以便他们可以创业并增加美国的就业机会。
Comment: One commenter stated that USCIS and CBP are only interested in increasing fee structure but not in addressing Green Card backlogs. The commenter said legal immigrants, like the author of the comment, abide by laws and pay taxes but end up crushed by unempathetic rules making them fear losing their job, money, and assets. The commenter said that the United States should give them Green Cards so they can start businesses and increase employment in the United States.
答复:获得合法永久居民(LPR)身份(通常称为绿卡)的资格问题不属于本次规则制定的范围。有关绿卡的更多信息,请参见 https://www.uscis.gov/green-card。
Response: Eligibility for Lawful Permanent Resident (LPR) status (commonly referred to as a Green card) is outside the scope of this rulemaking. For more information on Green cards, please see https://www.uscis.gov/​green-card.
四、法规修改
IV. Changes to Regulations
国土安全部正在修订8 CFR 106.2(c)(8)和(9)条的规定,以明确“9·11生物识别费”将适用于受涵盖雇主提交的所有H-1B和L-1身份延期申请,此外还适用于所有此前已涵盖的H-1B和L-1申请。因此,国土安全部正在将有关H-1B和L-1申请人的小段中的“某些申请人”一词替换为“所有申请人”。凡在美国雇用50名或以上雇员,且该申请人在美雇员中合计超过50%为H-1B、L-1A或L-1B非移民身份的所有申请人,均将被视为就“9·11生物识别费”而言的受涵盖雇主。此项变更将使国土安全部能够向所有受涵盖的申请人收取“9·11生物识别费”,包括那些提交不涉及雇主变更的延期申请的申请人,而不仅仅是那些申请同时须缴纳欺诈费的申请人。
DHS is amending the regulations at 8 CFR 106.2(c)(8) and (9) to specify that the 9-11 Biometric Fee will apply to all H-1B and L-1 extension of status petitions filed by a covered employer, in addition to all previously covered H-1B and L-1 petitions. Accordingly, DHS is replacing the phrase “certain petitioners” with “all petitioners” in the subparagraphs concerning both H-1B and L-1 petitioners. All petitioners who employ 50 or more employees in the United States, if more than 50 percent of the petitioner's employees in the ( printed page 51374) aggregate are in H-1B, L-1A, or L-1B nonimmigrant status, will be considered as covered employers for purpose of the 9-11 Biometric Fee. This change will allow DHS to charge all covered petitioners the 9-11 Biometric Fee, including those filing extension petitions that do not involve a change of employer, as opposed to only those petitioners whose petitions are also subject to the Fraud Fee.
国土安全部还在作出澄清性修订。首先,国土安全部将在两项条款中均插入如下措辞:“提交修正申请且不寻求延长外国人当前获授权的H-1B身份的申请人,免缴此费”。提交修正申请是为了通知美国公民及移民服务局,原已获批申请中所列明的雇佣条款或条件,或受益人资格发生了实质性变更。参见美国公民及移民服务局,I-129表格,《非移民工作者申请表填表说明》,https://www.uscis.gov/sites/default/files/document/forms/i-129instr.pdf。根据修订后的法规,受涵盖的申请人提交不包含身份延期请求的H-1B或L-1修正申请时,将无需缴纳“9·11生物识别费”。
DHS is also making clarifying amendments. First, DHS is inserting the phrase “[p]etitioners filing an amended petition that do not seek an extension of the alien's currently authorized H-1B status are exempt from this fee” ” in both provisions. Amended petitions are filed to notify USCIS of a material change in the terms or conditions of employment or the beneficiary's eligibility as specified in the original approved petition. See USCIS, Form I-129, Instructions for Petition for Nonimmigrant Worker, https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-129instr.pdf. Under the revised regulations, covered petitioners filing an H-1B or L-1 amended petition that does not include an extension of status request would not be required to submit the 9-11 Biometric Fee.
国土安全部正在进一步澄清其用于确定申请人是否为受涵盖雇主的方法。在本次规则制定之前,国土安全部计算所有持有H-1B或L-1身份的全职及兼职雇员人数,以确定某雇主是否达到50%的门槛,从而符合“受涵盖雇主”的定义。一旦达到被视为受涵盖雇主的门槛,国土安全部即要求缴纳“9·11生物识别费”。国土安全部正在8 CFR 106.2(c)(8)和(9)两项条款中加入“合计”一词,以澄清这一做法。
DHS is further clarifying the method by which it determines whether a petitioner is a covered employer. Prior to this rulemaking, DHS counted all full-time and part-time employees who held H-1B or L-1 status in order to determine whether an employer met the definition of “covered employer” by reaching the 50 percent threshold. DHS required the 9-11 Biometric Fee once the threshold to be considered a covered employer was met. DHS is adding the words “in the aggregate” to both provisions in 8 CFR 106.2(c)(8) and (9) to clarify this practice.
五、法定和法规审查
V. Statutory and Regulatory Reviews
A. 第12866号、第13563号和第14192号行政命令
A. Executive Orders 12866, 13563, and 14192
第12866号行政命令(《监管规划与审查》)和第13563号行政命令(《改进监管与监管审查》)指示各机构评估可用监管方案的成本和收益,如确有必要进行监管,应选择能使净收益最大化的监管方式。第13563号行政命令强调量化成本与收益、降低成本、协调规则以及促进灵活性的重要性。第14192号行政命令(《通过放松监管释放繁荣》)指示各机构大幅减少私营部门为遵守联邦法规而需承担的支出,并规定“在法律允许的范围内,与新法规相关的任何新增边际成本,应通过取消至少10项现有法规相关的现有成本予以抵消”。
Executive Order 12866 (Regulatory Planning and Review) and Executive Order 13563 (Improving Regulation and Regulatory Review) direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits. Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, reducing costs, harmonizing rules, and promoting flexibility. Executive Order 14192 (Unleashing Prosperity Through Deregulation) directs agencies to significantly reduce the private expenditures required to comply with Federal regulations and provides that “any new incremental costs associated with new regulations shall, to the extent permitted by law, be offset by the elimination of existing costs associated with at least 10 prior regulations.”
管理和预算办公室(OMB)尚未根据第12866号行政命令第3(f)条将本规则指定为重大监管行动。因此,OMB尚未对本规则进行审查。
The Office of Management and Budget (OMB) has not designated this rule a significant regulatory action under section 3(f) of Executive Order 12866. Accordingly, OMB has not reviewed this rule.
本规则不属于第14192号行政命令所指的监管行动,因为本规则是针对美国移民相关职能发布的。本规则的主要直接目的是实施或解释美国移民法律,或美国联邦政府就外国人所履行的其他职能。参见OMB备忘录M-25-20,《关于实施第14192号行政命令第3条(题为“通过放松监管释放繁荣”)的指导意见》(2025年3月26日)。
This rule is not an Executive Order 14192 regulatory action because it is being issued with respect to an immigration-related function of the United States. The rule's primary direct purpose is to implement or interpret the immigration laws of the United States or any other function performed by the U.S. Federal Government with respect to aliens. See OMB Memorandum M-25-20, “Guidance Implementing Section 3 of Executive Order 14192, titled `Unleashing Prosperity Through Deregulation'” (Mar. 26, 2025).
由于本规则的实施,美国国土安全部(DHS)预计,H-1B和L-1转移支付(由付费方支付给美国政府)将在2026财政年度总计增加3,790万美元,在2027财政年度增加4,000万美元。[32] 这将确保受影响的雇主必须缴纳9-11生物识别费,并增加用于实施和维护美国海关与边境保护局(CBP)生物识别项目的资金。《第114-113号公法》规定,雇员人数未达到50人且H-1B和/或L-1身份雇员占比超过50%以下的雇主,无需缴纳9-11生物识别费。
As a result of this rule, DHS expects H-1B and L-1 transfer payments from fee payers to the U.S. Government to increase by a total of $37.9 million in fiscal year 2026 and $40.0 million in fiscal year 2027.[32] This will ensure that covered employers would have to pay the 9-11 Biometric Fee as well as increase funds to implement and maintain CBP's biometrics programs. Public Law 114-113 exempts employers that do not employ 50 or more employees with more than 50 percent of employees under H-1B and/or L-1 status from the 9-11 Biometric Fee.
一、本规则的目的
1. Purpose of the Rule
2020年,在评估了《第114-113号公法》的各种解释方案后,DHS通过了《2020年费用规则》,使9-11生物识别费适用于受影响雇主提交的所有申请,但不涉及身份延期请求的修改申请除外,无论是否同时适用欺诈费。DHS认为,国会制定9-11生物识别费的意图有两方面:第一,确保受影响雇主通常须为H-1B或L-1申请分别额外缴纳4,000美元或4,500美元的费用;第二,为国会授权设立的生物识别出入境项目提供资金,以防范恐怖主义。然而,DHS在《2020年费用规则》中采纳的解释从未生效,因为该规则在与9-11生物识别费无关的诉讼中被全面禁止执行。DHS坚持认为,《2020年费用规则》中采纳的解释最符合该法规的立法宗旨。因此,DHS现采纳与国会对《第114-113号公法》立法意图相一致的法规,这与2024年6月6日发布的《拟议规则制定通知》(NPRM)中的提议一致。此项变更扩大了9-11生物识别费的适用范围,使其适用于受影响雇主为寻求初次身份授予或身份延期而提交的所有H-1B或L-1申请,无论是否同时适用欺诈费。通过采纳对《第114-113号公法》的最佳解释,DHS正在落实国会意图,因为增加的费用收入将为按照国会在《情报改革与恐怖主义预防法》(IRTPA)第7208条要求实施和维护生物识别出入境数据系统提供必要资金。
In 2020, after evaluating alternative interpretations of Public Law 114-113, DHS adopted the 2020 Fee Rule, which made the 9-11 Biometric Fee applicable to all petitions by covered employers, except for amended petitions without an extension of status request, regardless of whether the Fraud Fee also applies. DHS believes that Congress's intent with the 9-11 Biometric Fee was twofold: first, to ensure that covered employers would generally have to pay an additional fee of $4,000 or $4,500 for H-1B or L-1 petitions, respectively, and second, to fund congressionally mandated biometric entry and exit programs that protect against terrorism. However, the interpretation that DHS adopted in the 2020 Fee Rule never went into effect because the 2020 Fee Rule was enjoined in its entirety during litigation unrelated to the 9-11 Biometric Fee. DHS maintains that the interpretation adopted in the 2020 Fee Rule is most consistent with the statute's goals. Therefore, DHS is adopting regulations that align with Congress's intent for Public Law 114-113, as proposed in the NPRM published on June 6, 2024. The change expands the instances in which the 9-11 Biometric Fee applies by applying the 9-11 Biometric Fee to all H-1B or L-1 petitions filed by covered employers seeking initial grants of status or an extension of status, regardless of whether the Fraud Fee applies. By implementing the best interpretation of Public Law 114-113, DHS is effectuating congressional intent because the increased collections will provide necessary funds for the implementation and maintenance of biometric entry and exit data systems as required by Congress under section 7208 of the IRTPA.
美国海关及边境保护局(CBP)负责实施一个综合的自动化出入境系统,该系统对进出美国的外国人的生物特征数据和生物识别信息进行比对。CBP目前依靠9-11生物识别费为若干流程和项目提供资金,例如旅客核验服务(TVS),这些项目通过提高公众对旅行安全的信心、加快登机流程并鼓励非接触式旅行,使公众受益。事实证明,CBP对生物识别技术的使用在打击使用被盗和欺诈性出示的旅行及身份证件方面也十分有效。9-11生物识别费为生物识别项目提供资金,这些项目也通过确保抵达的旅客与其旅行证件相符而使其他政府机构受益。
CBP is responsible for implementing an integrated and automated entry-exit system that matches biographic data and biometrics of aliens entering and departing the United States. CBP currently relies on the 9-11 Biometric Fee to fund several processes and programs such as TVS, which benefit the public by increasing consumer confidence in travel safety and speeding up the boarding process while encouraging contactless travel. CBP's use of biometrics has also proven to be effective in combatting the use of stolen and fraudulently presented travel and identity documents. The 9-11 Biometric Fee funds biometric programs that also benefit other government agencies by providing assurance that the travelers arriving match their travel documents.
目前,在受影响雇主提交的H-1B和L-1申请中,只有那些申请新雇佣或变更雇主的申请才须缴纳9-11生物识别费。本规则将通过把9-11生物识别费同样适用于受影响雇主提交的、无需变更雇主的H-1B和L-1身份延期申请,从而增加H-1B和L-1申请人的转移支付。
Currently, of the H-1B and L-1 petitions submitted by covered employers, only those requesting new employment or a change of employer are required to pay the 9-11 Biometric Fee. This rule will increase transfer payments from H-1B and L-1 petitioners by also applying the 9-11 Biometric Fee to H-1B and L-1 extension of status petitions without a change of employer filed by covered employers.
2. 本规则产生的转移支付
2. Transfer Payments From Rule
向政府机构支付的、用于换取该机构所提供商品和服务的费用被视为转移支付,因为这是由付款人向政府支付的货币性款项,不会影响社会可支配的资源总量。因此,在本监管影响分析中,国土安全部(DHS)将就本规则导致H-1B和L-1申请人产生的(印刷版第51375页)额外转移支付,以定性方式进行讨论,并在可能的情况下以定量和货币化的方式进行讨论。由于费用金额及可获得数据存在差异,本分析分别评估本规则对H-1B申请和L-1申请的转移支付所产生的影响。分析期间为2026至2027财政年度(FY)。[33] DHS的估算基于2018至2025财政年度的数据。
Fees paid to government agencies for goods and services provided by the agency are considered transfer payments because they are monetary payments from payers to the government and do not affect the total resources available to society. Therefore, in this regulatory impact analysis, DHS discusses the ( printed page 51375) additional transfer payments that H-1B and L-1 petitioners will experience as a result of this rule in qualitative, and when possible, quantitative, and monetized terms. This analysis evaluates the impact on transfer payments for H-1B petitions and L-1 petitions separately due to the differences in fee amounts and the data available. The period of analysis is for fiscal years (FY) 2026-2027.[33] DHS bases its estimates on data from FY 2018-2025.
目前,在受影响雇主提交的H-1B和L-1申请中,只有那些申请新雇佣或变更雇主的申请才须缴纳9-11生物识别费。本规则将通过把9-11生物识别费同样适用于受影响雇主提交的、无需变更雇主的H-1B和L-1身份延期申请,从而增加H-1B和L-1申请人的转移支付。
Currently, of the H-1B and L-1 petitions submitted by covered employers, only those requesting new employment or a change of employer are required to pay the 9-11 Biometric Fee. This rule will increase transfer payments from H-1B and L-1 petitioners by also applying the 9-11 Biometric Fee to H-1B and L-1 extension of status petitions without a change of employer filed by covered employers.
表1列出了须缴纳9-11生物识别费的H-1B申请以及基线情形下由此产生的转移支付。[34] 对于2026财政年度的预计年度申请量,美国公民及移民服务局(USCIS)预计,与2023至2025财政年度申请量的三年平均值相比,H-1B申请量将减少11.7%,以反映持续的历史下降趋势。对于2027财政年度的预计年度申请量,USCIS采用2024至2026财政年度申请量的三年平均值。将预计申请量乘以4,000美元的费用金额,即可得出基线情形下预计的年度转移支付额。表1所示的转移支付并非由本规则所产生,因此在合计本规则所产生的额外转移支付时,不将其与表2中的数值相加;这些费用支付在基线情形下本已发生。将表1与表2的数值相加,即可估算出本规则下受影响的H-1B雇主须缴纳9-11生物识别费的申请总数及转移支付总额。
The H-1B submissions subject to the 9-11 Biometric Fee and the resulting transfer payments under the baseline are shown in Table 1.[34] For FY 2026 projected annual submissions, USCIS anticipates an 11.7 percent reduction in H-1B submissions from the 3-year average of submissions from FY 2023 to FY 2025 to account for the continuing downward historical trend. For FY 2027 projected annual submissions, USCIS takes the 3-year average of FY 2024 to FY 2026 submissions. Multiplying the projected submissions by the fee amount of $4,000 provides the projected annual transfer payments in the baseline. Transfer payments shown in Table 1 are not a result of this rule and are not added to those in Table 2 when totaling the additional transfer payments as a result of this rule; these fee payments are already occurring in the baseline. The values of Table 1 and Table 2 can be added together for an estimate of the total petitions subject to the 9-11 Biometric Fee and the transfer payments for covered H-1B employers under this rule.
2025年9月19日,总统签署了多项公告,这些公告可能导致未来H-1B签证数量减少,并可能影响包括L-1申请在内的其他基于就业的签证。[35] 尽管总统公告可能会由于对雇用美国公民和/或在美国境内无需签证即可从事工作的其他人员的需求增加,而导致基于就业的非移民签证整体减少,但目前尚无可用数据来评估总统公告对L-1等其他签证的影响。因此,DHS指出,本分析是基于H-1B和L-1申请量的历史平均值作出的。未来H-1B和L-1申请量与本分析所采用的预测值存在差异的程度,将决定转移支付金额的高低。
On September 19, 2025, the President issued proclamations that may result in a reduction in the number of future H-1B visas and may affect other employment-based visas, including L-1 submissions.[35] While the Presidential proclamations may result in an overall reduction in employment-based nonimmigrant visas due to an increased demand for the hiring of U.S. citizens and/or others in the United States who do not need a visa for purposes of employment, there is no data presently available to assess the effects of the Presidential proclamations on other visas such as the L-1. Therefore, DHS notes that this analysis is based on historic averages of H-1B and L-1 submissions. To the degree that future H-1B and L-1 submissions differ from the projections used in this analysis, transfers will be higher or lower.
表1 基线年度H-1B申请及转移支付情况
Table 1—Baseline Annual H-1B Submissions and Transfer Payments
财政年度 | A类,新雇佣[1] | E类,变更雇主[1] | 申请总数 | 费用金额 | 实际及预计转移支付总额
Fiscal year | A—new employment 1 | E—change of employer 1 | Total submissions | Fee amount | Total actual & projected transfer payments
2018 | 16,511 | 7,016 | 23,527 | 4,000美元 | 93,907,000美元
2018 | 16,511 | 7,016 | 23,527 | $4,000 | $93,907,000
2019 | 17,669 | 5,878 | 23,547 | 4,000 | 93,924,000
2019 | 17,669 | 5,878 | 23,547 | 4,000 | 93,924,000
2020 | 10,149 | 4,616 | 14,765 | 4,000 | 58,692,000
2020 | 10,149 | 4,616 | 14,765 | 4,000 | 58,692,000
2021 | 8,583 | 4,431 | 13,014 | 4,000 | 51,860,500
2021 | 8,583 | 4,431 | 13,014 | 4,000 | 51,860,500
2022 | 6,715 | 3,925 | 10,640 | 4,000 | 43,664,000
2022 | 6,715 | 3,925 | 10,640 | 4,000 | 43,664,000
2023 | 2,915 | 2,318 | 5,233 | 4,000 | 20,948,000
2023 | 2,915 | 2,318 | 5,233 | 4,000 | 20,948,000
2024 | 5,384 | 2,173 | 7,557 | 4,000 | 30,460,000
2024 | 5,384 | 2,173 | 7,557 | 4,000 | 30,460,000
2025 | 3,120 | 2,240 | 5,360 | 4,000 | 21,776,000
2025 | 3,120 | 2,240 | 5,360 | 4,000 | 21,776,000
2026 | 3,361 | 1,981 | 5,342 | 4,000 | 21,368,000
2026 | 3,361 | 1,981 | 5,342 | 4,000 | 21,368,000
2027 | 3,955 | 2,131 | 6,086 | 4,000 | 24,344,000
2027 | 3,955 | 2,131 | 6,086 | 4,000 | 24,344,000
1 本规则项下,此类别的收费要求不发生变化。
1 Fee requirements are not changing for this category under this rule.
2 2026财年等于2023至2025财年的三年收件量平均值,并对H-1B组别进行了负11.7%的调整,以反映持续下降的趋势。
2 FY 2026 is equal to the 3-year receipt average from FY 2023-2025 with an adjustment of −11.7% to the H-1B group to account for the continuing downward trend.
3 2027财年的预测为最近三个年度的三年平均值。
3 Projection for FY 2027 is a 3-year average from the 3 most recent years.
4 实际转移支付总额与基于计算得出的预期值存在差异,原因在于提交申请的时间与收取费用的时间存在差异。
4 Total Actual Transfer Payments differ from expected values based on calculations due to differences in the timing of filings and when collections take place.
表2显示了本规则实施后将适用9-11生物识别费的每年新增H-1B申请件数。与表1所做的相同,将预测的申请件数乘以4,000美元的费用,即可得出本规则所产生的预计年度转移支付额。
Table 2 shows the number of additional annual H-1B submissions to which the 9-11 Biometric Fee would apply upon the implementation of this rule. As done in Table 1, multiplying the projected submissions by the $4,000 fee provides the projected annual transfer payments resulting from this rule.
表2,新适用收费的年度H-1B申请件数
Table 2—Annual H-1B Submissions Newly Subject to Fee
财年 | B,此前批准的雇佣关系无变更的延续 | C,此前批准雇佣关系的变更 | D,新的并行雇佣 | F,经修订的申请 | 申请总数 | 收费金额 | 实际与预计转移支付总额
Fiscal year | B— continuation of previously approved employment without change | C—change in previously approved employment | D—new concurrent employment | F—amended petition | Total submissions | Fee amount | Total actual & projected transfer payments
2018 | 20,925 | 7,403 | 9 | 16,705 | 45,042 | 0美元 | 0美元
2018 | 20,925 | 7,403 | 9 | 16,705 | 45,042 | $0 | $0
2019 | 27,127 | 7,362 | 24 | 9,127 | 43,640 | 0 | 0
2019 | 27,127 | 7,362 | 24 | 9,127 | 43,640 | 0 | 0
2020 | 21,337 | 7,373 | 27 | 13,708 | 42,445 | 0 | 0
2020 | 21,337 | 7,373 | 27 | 13,708 | 42,445 | 0 | 0
(印刷页51376)
( printed page 51376)
2021 | 7,826 | 2,667 | 105 | 8,727 | 19,325 | 0 | 0
2021 | 7,826 | 2,667 | 105 | 8,727 | 19,325 | 0 | 0
2022 | 4,440 | 2,479 | 144 | 4,314 | 11,377 | 0 | 0
2022 | 4,440 | 2,479 | 144 | 4,314 | 11,377 | 0 | 0
2023 | 3,423 | 1,355 | 60 | 4,437 | 9,275 | 0 | 0
2023 | 3,423 | 1,355 | 60 | 4,437 | 9,275 | 0 | 0
2024 | 3,188 | 991 | 37 | 4,158 | 8,374 | 0 | 0
2024 | 3,188 | 991 | 37 | 4,158 | 8,374 | 0 | 0
2025 | 3,269 | 960 | 36 | 4,135 | 8,400 | 0 | 0
2025 | 3,269 | 960 | 36 | 4,135 | 8,400 | 0 | 0
2026 | 2,908 | 973 | 39 | 3,747 | 7,667 | 4,000 | 30,668,000
2026 | 2,908 | 973 | 39 | 3,747 | 7,667 | 4,000 | 30,668,000
2027 | 3,122 | 975 | 37 | 4,013 | 8,147 | 4,000 | 32,588,000
2027 | 3,122 | 975 | 37 | 4,013 | 8,147 | 4,000 | 32,588,000
1 2018年至2025年期间,本表所列申请无需缴纳9-11生物识别费。
1 The 9-11 Biometric Fee was not required for submissions in this table for 2018-2025.
2 数据仅适用于须缴纳9-11生物识别费的申请,不包括所有已收申请的数据。
2 Data is applicable to petitions subject to the 9-11 Biometric Fee only and does not include data on all petitions received.
3 2026财年等于2023至2025财年的三年收件量平均值,并对H-1B组别进行了负11.7%的调整,以反映持续下降的趋势。
3 FY 2026 is equal to the 3-year receipt average from FY 2023-2025 with an adjustment of −11.7% to the H-1B group to account for the continuing downward trend.
4 2027财年的预测为最近三个年度的三年移动平均值。
4 Projection for FY 2027 is a 3-year running average from the 3 most recent years.
表1所示的H-1B申请数量是基于申请人在I-129表格第二部分第2题和第4题中所作的回答,表明申请目的为新雇佣或变更雇主。美国国土安全部(DHS)认为,因本规则而新需缴纳9-11生物识别费的申请人不会因此改变其参与H-1B和L-1项目的比率,因为对专业人才的需求在每年收到的申请数量中表现突出。过去数年间,收到的申请数量已远超签证配额上限。美国公民及移民服务局(USCIS)的行政数据中并未保存有关L-1申请数量的类似信息。因此,DHS通过将存入美国海关及边境保护局(CBP)和财政部账户的L-1费用收款额除以4,500美元的费用金额,估算出目前适用该费用的员工人数达50人或以上且H-1B/L-1身份员工占比超过50%的L-1申请数量,如表3所示。DHS通过计算2018财年至2025财年新适用该费用的H-1B申请数量与目前适用该费用的H-1B申请数量之比,估算出因本规则制定而将适用该费用的预计申请数量。随后将此乘数(1.8127)应用于预计适用该费用的L-1申请数量,以得出因本规则而新适用该费用的预计L-1申请数量,如表3所示。该方法假设新缴费者与基准缴费者之比在L-1和H-1B之间相同。若两者存在差异,则转移支付额将高于或低于预测值。DHS在《拟议规则制定通知》(NPRM)中就此假设征求了意见,未收到任何不同意该假设的意见。
The numbers of H-1B petitions shown in Table 1 are based on petitioners' responses to Form I-129 Part 2, Questions 2 and 4, indicating the purpose of the request was New Employment or a Change of Employer. DHS does not believe that petitioners newly required to pay the 9-11 Biometric Fee as a result of this rule will change their rate of participation in the H-1B and L-1 programs because of this rule since the need for specialized workers is prominent in the number of petitions received yearly. The number of petitions received has exceeded the cap numbers of visas granted by far for the past several years. Similar information on the number of L-1 petitions is not preserved in USCIS's administrative data. Consequently, DHS estimates the number of L-1 petitions with 50 or more employees and more than 50 percent of employees in H-1B/L-1 status that are currently subject to the fee by dividing the L-1 collections deposited in the CBP and Treasury accounts by the $4,500 fee amount, as shown in Table 3. DHS estimated the projected submissions that will be subject to the fee as a result of this rulemaking by calculating the ratio of H-1B submissions newly subject to the fee to the H-1B submissions currently subject to the fee for FY 2018-2025. This multiplier (1.8127) was then applied to the number of projected L-1 submissions subject to the fee to find the projected L-1 submissions newly subject to the fee as a result of this rule and is shown in Table 3. This methodology assumes that the ratio of new fee payers to baseline fee payers is the same for L-1 and H-1B. To the extent it differs, the transfers will be higher or lower than projected. DHS requested comments on this assumption in the NPRM and did not receive any comments that disagreed with this assumption.
表3,适用收费的年度L-1申请件数
Table 3—Annual L-1 Submissions Subject to Fee
[现行与新增]
[Current and new]
财政年度 | 当前须缴纳费用的已计算及预计提交数量 | 新须缴纳费用的预计提交数量 | 提交总数 | 费用金额 | 实际及预计转移支付 | 规则导致的预计转移支付 | 实际及预计转移支付总额
Fiscal year | Calculated & projected submissions currently subject to fee | Projected submissions newly subject to fee | Total submissions | Fee amount | Actual & projected transfer payments | Projected transfer payments resulting from rule | Total actual & projected transfer payments
2018年 | 5,592 | 0 | 5,592 | 4,500美元 | 25,162,629美元 | 0美元 | 25,162,629美元
2018 | 5,592 | 0 | 5,592 | $4,500 | $25,162,629 | $0 | $25,162,629
2019年 | 5,409 | 0 | 5,409 | 4,500 | 24,342,327 | 0 | 24,342,327
2019 | 5,409 | 0 | 5,409 | 4,500 | 24,342,327 | 0 | 24,342,327
2020年 | 2,937 | 0 | 2,937 | 4,500 | 13,216,689 | 0 | 13,216,689
2020 | 2,937 | 0 | 2,937 | 4,500 | 13,216,689 | 0 | 13,216,689
2021年 | 1,082 | 0 | 1,082 | 4,500 | 4,869,499 | 0 | 4,869,499
2021 | 1,082 | 0 | 1,082 | 4,500 | 4,869,499 | 0 | 4,869,499
2022年 | 1,854 | 0 | 1,854 | 4,500 | 8,343,035 | 0 | 8,343,035
2022 | 1,854 | 0 | 1,854 | 4,500 | 8,343,035 | 0 | 8,343,035
2023年 | 1,120 | 0 | 1,120 | 4,500 | 5,040,095 | 0 | 5,040,095
2023 | 1,120 | 0 | 1,120 | 4,500 | 5,040,095 | 0 | 5,040,095
2024年 | 1,029 | 0 | 1,029 | 4,500 | 4,628,655 | 0 | 4,628,655
2024 | 1,029 | 0 | 1,029 | 4,500 | 4,628,655 | 0 | 4,628,655
2025年 | 844 | 0 | 844 | 4,500 | 3,799,215 | 0 | 3,799,215
2025 | 844 | 0 | 844 | 4,500 | 3,799,215 | 0 | 3,799,215
2026年 | 883 | 1,600 | 2,483 | 4,500 | 3,973,050 | 7,201,843 | 11,174,892
2026 | 883 | 1,600 | 2,483 | 4,500 | 3,973,050 | 7,201,843 | 11,174,892
2027年 | 919 | 1,665 | 2,584 | 4,500 | 4,133,640 | 7,492,940 | 11,626,580
2027 | 919 | 1,665 | 2,584 | 4,500 | 4,133,640 | 7,492,940 | 11,626,580
1 L-1申请提交数量是通过将2018财年至2025财年的实际转移支付除以费用金额计算得出的。
1 L-1 submissions were calculated by dividing the actual transfer payments by the fee amount for FY 2018-2025.
2 数据仅适用于补充费用条款,不包括所收到的所有申请的数据。
2 Data is applicable to supplemental fee provisions only and does not include data on all applications received.
3 2026财年等于2023财年至2025财年的三年接收量平均值,并对L类群体进行了负11.5%的调整,以反映持续下降的趋势。
3 FY 2026 is equal to the 3-year receipt average from FY 2023-2025 with an adjustment of −11.5% to the L group to account for the continuing downward trend.
4 2027财年的预测值为最近三年的三年移动平均值。
4 Projection for FY 2027 is a 3-year running average from the 3 most recent years.
5 新须缴纳费用的预计L-1申请提交数量是使用2018年至2025年期间新须缴纳费用的H-1B申请提交数量与当前须缴纳费用的H-1B申请提交数量之比(乘数为1.8127)计算得出的。
5 Projected L-1 submissions newly subject to fee are calculated using the ratio of H-1B submissions newly subject to fee to H-1B submissions currently subject to fee from 2018-2025 (a multiplier of 1.8127).
按未经贴现的2025年美元计算,国土安全部(DHS)估计本规则将导致2026财年H-1B和L-1转移支付合计增加3,790万美元,2027财年增加4,000万美元。表4提供了本规则2026财年和2027财年未经贴现的转移支付估算值,表5提供了经贴现的转移支付估算值。从2026财年到2027财年,若按百分之三的贴现率计算,H-1B和L-1申请人将经历总计7,450万美元的转移支付,若按百分之七的贴现率计算,则为7,040万美元。无论按百分之三还是百分之七的贴现率计算,申请人都将经历总计3,890万美元的年化转移支付。(印刷版第51377页)
In undiscounted 2025 dollars, DHS estimates this rule will result in a combined total increase of H-1B and L-1 transfer payments of $37.9 million in FY 2026 and $40.0 million in FY 2027. Table 4 provides estimates of the undiscounted transfer payments and Table 5 provides estimates of the discounted transfer payments of this rule for fiscal years 2026 and 2027. From FY 2026 to 2027, H-1B and L-1 petitioners will experience a total in transfer payments of $74.5 million if discounted at three percent and $70.4 million if discounted at seven percent. Petitioners will experience total annualized transfer payments of $38.9 million under both three and seven percent discount rates. ( printed page 51377)
表4,本规则产生的未经贴现预计转移支付
Table 4—Undiscounted Projected Transfer Payments From the Rule
年度 | H-1B预计未经贴现转移支付 | L-1预计未经贴现转移支付 | 预计未经贴现转移支付总额
Year | H-1B projected undiscounted transfer payments | L-1 projected undiscounted transfer payments | Total projected undiscounted transfer payments
2026年 | 30,668,000美元 | 7,201,843美元 | 37,869,843美元
2026 | $30,668,000 | $7,201,843 | $37,869,843
2027年 | 32,588,000 | 7,492,940 | 40,080,940
2027 | 32,588,000 | 7,492,940 | 40,080,940
合计 | 63,256,000 | 14,694,783 | 77,950,783
Total | 63,256,000 | 14,694,783 | 77,950,783
注:由于四舍五入,估算值之和可能与总计数不完全一致。
Note: Estimates may not sum to total due to rounding.
表5,本规则产生的转移支付货币化现值总额及年化额外转移支付
Table 5-Total Monetized Present Value and Annualized Additional Transfer Payments From the Rule
财政年度 | 百分之三贴现率 | 百分之七贴现率
Fiscal year | 3% discount rate | 7% discount rate
2026年 | 36,766,837美元 | 35,392,376美元
2026 | $36,766,837 | $35,392,376
2027年 | 37,780,130 | 35,008,245
2027 | 37,780,130 | 35,008,245
合计 | 74,546,968 | 70,400,622
Total | 74,546,968 | 70,400,622
净现值 | 74,546,968 | 70,400,622
Net Present Value | 74,546,968 | 70,400,622
年化转移支付 | 38,959,053 | 38,938,006
Annualized Transfer Payments | 38,959,053 | 38,938,006
凭借这笔额外资金,美国海关及边境保护局(CBP)将能够履行其国会授权的使命,通过部署完全集成的生物识别入境出境数据系统来加强国家安全。CBP将能够维持其当前的生物识别入境和出境操作,同时确保旅客核验服务系统(TVS)继续可供CBP及外部利益相关方使用。CBP还将能够继续推进其向所有入境口岸的扩展,以便在所有陆路、海路和空路出境口岸全面实施综合生物识别出境系统。[36]
With this additional funding CBP will be able to meet its congressional mandate to enhance national security by deploying a fully integrated biometric entry-exit data system. CBP will be able to maintain its current biometric entry and exit operations, as well as ensure that TVS continues to be available to CBP and external stakeholders. CBP will also be able to continue its expansion to all ports of entry in order to fully implement a comprehensive biometric exit system at all land, sea, and air exits.[36]
如上文所述,国土安全部(DHS)承认雇主为核实其申请是否需要缴纳费用可能产生微不足道的成本。国土安全部预计此项核实只需花费很短的时间,因为相关信息将持续在美国公民及移民服务局(USCIS)网站https://www.uscis.gov/forms/all-forms/h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker上提供。
As noted above, DHS acknowledges that there may be negligible costs for employers to check whether their applications require the payment of a fee. DHS anticipates this check will take only a short amount of time as the information will remain available on the USCIS website at https://www.uscis.gov/​forms/​all-forms/​h-and-l-filing-fees-for-form-i-129-petition-for-a-nonimmigrant-worker.
此外,国土安全部(DHS)承认,从理论上讲,H-1B和L-1申请成本的增加可能会减少决定雇用H-1B和L-1雇员的企业数量。然而,国土安全部认为,由于本规则导致的成本增加,很少(如果有的话)企业会因此减少其H-1B和L-1雇员数量。与雇用H-1B或L-1雇员相关的其他成本(搬迁费、工资、其他现有费用)相比,国土安全部认为,这对雇主而言将被视为一项极小的额外支出。此外,雇主减少H-1B或L-1雇员数量的任何情况,只会减少超出H-1B和L-1配额上限的申请数量,而未被雇用的雇员仍可被其他雇主雇用。
Further, DHS acknowledges that, in theory, the increase in cost for H-1B and L-1 applications could reduce the number of businesses deciding to hire H-1B and L-1 employees. However, DHS believes that few, if any, businesses would reduce their number of H-1B and L-1 employees due to the cost increase caused by this rule. Compared to the other costs associated with the hiring of an H-1B or L-1 employee (relocation, wages, other existing fees), DHS believes this would be considered a minimal added expense for employers. Additionally, any reduction in the number of H-1B or L-1 employees by an employer would only reduce the number of applications in excess of the H-1B and L-1 caps and the unhired employees would remain hirable by another employer.
B. 《监管灵活性法案》
B. Regulatory Flexibility Act
《监管灵活性法案》(5 U.S.C. 601条及其后条款)(简称RFA),经《1996年小企业监管执行公平法案》(SBREFA)修订,要求各机构评估法规对小实体的影响。小实体可以是小企业(定义为任何独立拥有和经营、在其所在领域不占主导地位,并符合《小企业法》规定的小企业标准的企业);小型非营利组织;或小型政府辖区(人口少于50,000人的地方辖区)。
The Regulatory Flexibility Act (5 U.S.C. 601 et. seq.) (RFA), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), requires agencies to assess the impact of regulations on small entities. A small entity may be a small business (defined as any independently owned and operated business not dominant in its field that qualifies as a small business per the Small Business Act); a small not-for-profit organization; or a small governmental jurisdiction (locality with fewer than 50,000 people).
如上文所述,本规则将导致在美国雇员人数达到50人或以上、且其中超过50%的雇员具有H-1B和/或L-1非移民身份的雇主(受规制雇主)向美国政府支付转移支付款项。国土安全部利用美国公民及移民服务局(USCIS)提供的399份H-1B/L-1申请人随机样本,根据小企业管理局的规模标准,确认了264个小实体。在这些小实体中,只有41个拥有50名以上雇员,且若其雇员中超过50%具有H-1B或L-1身份,则可能需缴纳9-11生物识别费。国土安全部没有足够的信息来确定有多少雇主符合这一描述。因此,国土安全部无法确定本规则是否影响相当数量的小企业。然而,国土安全部可以估计,提交H-1B或L-1申请的小企业中,受本规则影响的比例最高约为16%。[37] 若没有一家雇员人数超过50人的小企业中有超过50%的雇员具有H-1B或L-1身份,则最低比例为零。
As discussed above, this rule will result in transfer payments to the U.S. Government from employers with 50 or more employees in the United States if more than 50 percent of their employees are in H-1B and/or L-1 nonimmigrant status (covered employers). DHS used a random sample of 399 H-1B/L-1 petitioners provided by USCIS to positively identify 264 small entities based on the size standards of the Small Business Administration. Only 41 of these small entities have more than 50 employees and could be subject to the 9-11 Biometric Fee, provided more than 50 percent of their employees are in H-1B or L-1 status. DHS does not have enough information to determine how many employers fit this description. Therefore, DHS is unable to determine whether this rule affects a substantial number of small businesses. However, DHS can estimate that an approximate maximum of 16 percent of small businesses that file H-1B or L-1 petitions will be affected by this rule.[37] The minimum percentage is zero if none of the small businesses (with more than 50 employees) has more than 50 percent of its employees with H-1B or L-1 status.
在美国雇员人数为50人或以上、且其中超过50%的雇员具有H-1B或L-1身份的雇主,将需缴纳9-11生物识别费(除非提交的是不涉及身份延期请求的修正申请)。根据《第114-113号公法》,H-1B和L-1申请的费用分别为4,000美元和4,500美元。国土安全部没有足够的信息来确定由于规则变更,雇主将需缴纳9-11生物识别费的次数,因此无法确定本规则是否对小企业产生重大影响。
Employers with 50 or more employees in the United States and more than 50 percent of employees in H-1B or L-1 status will pay the 9-11 Biometric Fee (unless filing an amended petition without an extension of status request). The fee for H-1B and L-1 petitions under Public Law 114-113 is $4,000 and $4,500, respectively. DHS does not have enough information on the number of times an employer would pay the 9-11 Biometric Fee due to the rule change to determine whether this rule has a significant impact on small businesses.
尽管国土安全部能够估算本规则的影响,并粗略估计可能受本规则影响的小企业数量,但由于缺乏关于申请的详细数据,国土安全部无法确定有多少雇主在美国的雇员中超过50%具有H-1B或L-1非移民身份(印刷页第51378页),也无法确定单个雇主需缴纳9-11生物识别费的次数。因此,国土安全部就将需缴纳此项费用的小公司数量以及小公司缴纳9-11生物识别费的频率征求了公众意见。公众意见已在下文第二节中予以总结和回应。国土安全部已完成以下最终监管灵活性分析。
Although DHS was able to estimate effects of the rule and create a rough estimate of the number of small businesses that could be affected by the rule, DHS was unable to determine how many employers have more than 50 percent of their employees in the United ( printed page 51378) States in H-1B or L-1 nonimmigrant status, or the number of times that an individual employer would be subject to the 9-11 Biometric Fee, due to a lack of detailed petition data available on filings. Therefore, DHS requested public comment on the number of small companies that would be subject to this fee and how often small companies would pay the 9-11 Biometric Fee. Public comments are summarized and addressed in section two below. DHS has conducted the following Final Regulatory Flexibility Analysis.
1. 关于本规则必要性和目标的说明
1. A Statement of the Need for, and Objectives of, the rule
国土安全部正在修订法规,以实施对《第114-113号公法》中法定语言的一种解释,使法规与国会意图保持一致,方法是扩大9-11生物识别费适用的情形范围。国土安全部认为,这种解释以及由此产生的收费增加,符合国会意图,即赋予国土安全部履行其依据《情报改革与恐怖主义预防法案》(IRTPA)第7208条所承担的国会授权职责的能力,以实施并维持生物识别出入境数据系统。
DHS is amending regulations to implement an interpretation of the statutory language in Public Law 114-113 to align the regulations with congressional intent by expanding the instances in which the 9-11 Biometric Fee would apply. DHS believes this interpretation and the consequent increased collections align with congressional intent in providing DHS the ability to comply with its congressional mandate under section 7208 of the IRTPA to implement and maintain biometric entry and exit data.
2. 对公众针对初步监管灵活性分析所提意见中提出的重大问题的说明,对该机构就此类问题所作评估的说明,以及因此类意见对拟议规则所作任何修改的说明
2. A Statement of the Significant Issues Raised by the Public Comments in Response to the Initial Regulatory Flexibility Analysis, a Statement of the Assessment of the Agency of Such Issues, and a Statement of any Changes Made in the Proposed Rule as a Result of Such Comments
国土安全部(DHS)曾请求公众就将受9/11生物识别费用约束的小型企业数量以及小型企业需要缴纳9/11生物识别费用的频率发表意见。这些意见也已在上文第三节B部分作总体论述,但为清楚起见,我们在此一并讨论。
DHS requested public comment on the number of small companies that would be subject to the 9-11 Biometric Fee and how often small companies would pay the 9-11 Biometric Fee. These comments are also addressed generally above in section III.B., but we discuss them here for clarity as well.
一位评论者指出,本规则的负担显然会沉重地落在规模较小的企业身上,这一点不言自明,因为很少有大型或中型企业的L-1和H-1B工人占其员工总数的比例会接近50%。
One commenter stated that it was axiomatic that the burden of this rule would fall heavily on smaller sized businesses because few larger or mid-sized companies would come close to having L-1 and H-1B workers comprise 50% of their employees.
国土安全部同意评论者关于部分负担可能会落在小型企业身上的观点,但目前尚不清楚其具体程度。正如该评论者所述,只有少数大型或中型企业的员工构成中L-1和H-1B工人占比超过50%。然而,由于这些企业相对于小型企业雇用的员工数量众多,数量较少的大中型企业仍可能承担本规则大部分负担。大多数小型企业根本不会受到该费用的约束。根据本规则的实施规定,企业要被要求缴纳该费用,必须在美国境内至少雇用50名员工,且其中H-1B或L-1身份员工占比超过50%。根据随机抽样,最多有16%雇用L-1和/或H-1B工人的小型企业会满足这些条件,从而受到9/11生物识别费用的约束。国土安全部认为这是最大比例,因为在没有其他数据表明情况相反的前提下,国土安全部假定所有雇用L-1和/或H-1B工人的小型企业的员工构成中,L-1和/或H-1B工人占比也至少达到50%。实际上,这些小型企业中可能有相当一部分,甚至可能是大多数,因其员工构成未达到50%的门槛而可以豁免该费用。即便相当一部分负担落在小型企业身上,美国海关与边境保护局(CBP)仍认为本规则是必要的,因为若无额外资金,CBP将无法维持其现有的生物识别入境操作,也无法扩大生物识别确认范围,以全面实施《2004年情报改革和恐怖主义预防法》第7208条所要求的全面生物识别出境系统。生物识别入境和出境计划通过为跨越美国边境的旅客和商业活动提供额外安全保障,使公众受益。国土安全部未因此意见对本规则作出任何修改。
DHS agrees with the commenter that some burden is likely to fall on small businesses, but it is not clear how much. As the commenter states, only a few larger or mid-sized businesses are made up of more than 50% L-1 and H-1B workers. However, because these businesses employ so many workers relative to small businesses, the small number of large and mid-size businesses could still bear the majority of the burden of this rule. Most small businesses would not be subject to the fee at all. For a business to be required to pay the fee as implemented by this rule, the business must have at least 50 employees in the United States in addition to the requirement that more than 50% of its employees in H-1B or L-1 status. Based on a random sample, a maximum of 16% of small businesses that hire L-1 and/or H-1B workers would satisfy these requirements and be subject to the 9-11 Biometric Fee. DHS considers this the maximum because, without data to show otherwise, DHS assumed that all small businesses that hired L-1 and/or H-1B workers also had a workforce that was at least 50% L-1 and/or H-1B workers. In all likelihood, some percentage, possibly the majority, of these small businesses would be exempt from the fee because their workforce did not meet the 50% threshold. Even if a substantial portion of the burden falls on small businesses, CBP believes this rule is necessary because without additional funding, CBP will be unable to maintain its current biometric entry operations or expand biometric confirmation to fully implement a comprehensive biometric exit system as required by section 7208 of the Intelligence Reform and Terrorism Prevention Act of 2004. Biometric entry and exit programs benefit the public by providing additional security for travelers and commerce crossing the U.S. border. DHS did not make any changes to the rule in response to this comment.
3. 该机构对小企业管理局(SBA)倡导首席顾问针对拟议规则所提任何意见的回应,以及因该等意见对最终规则所作任何修改的详细说明
3. The Response of the Agency to any Comments Filed by the Chief Counsel for Advocacy of the Small Business Administration (SBA) in Response to the Proposed Rule, and a Detailed Statement of any Change Made to the Proposed Rule in the Final Rule as a Result of the Comments
国土安全部未收到小企业管理局(SBA)倡导首席顾问针对拟议规则提出的任何意见。
DHS did not receive any comments from the Chief Counsel for Advocacy of the SBA in response to the proposed rule.
4. 对本规则适用的小实体数量的说明和估计,或在无法作出此类估计时的说明理由
4. A Description of and an Estimate of the Number of Small Entities to Which the Rule Will Apply or an Explanation of Why No Such Estimate is Available
本次规则制定可能会影响广泛行业领域中的小型受涵盖雇主。CBP使用2020年399份H-1B和L-1申请人的随机样本来估算受本规则影响的小实体数量。表6展示了美国公民及移民服务局(USCIS)提供样本中实体的分布情况。在该样本中,有六个实体列出了无效的北美行业分类系统(NAICS)代码,另有68个实体未报告NAICS代码,因此CBP无法就这些实体的规模或本规则对其产生的影响作出判定。在样本中余下的325个实体中,CBP能够根据小企业管理局的规模标准,确认其中264个为小实体。表6展示了各行业中小实体的分布情况。
The rulemaking could potentially affect small, covered employers across a wide range of industries. CBP used a random sample of 399 H-1B and L-1 petitioners in 2020 to estimate the number of small entities affected by this rule. Table 6 shows the distribution of entities across the sample provided by USCIS. From this sample, six entities listed an invalid North American Industry Classification System (NAICS) code and 68 did not report a NAICS code, so CBP cannot make a determination on the size of the entity or the impact this rule will have on them. Of the remaining 325 entities in the sample, CBP was able to positively identify 264 as small entities based on size standards of the Small Business Administration. Table 6 shows the distribution of small entities across industries.
表6,NAICS代码、行业说明、样本中实体数量及该行业在样本中属小实体的百分比
Table 6-NAICS Codes, Descriptions, Number, and Percent of Industry in Sample Are Small
主要NAICS代码 | 行业说明 | 样本中小实体数量 | 样本中实体数量 | 该行业在样本中属小实体的百分比
Primary NAICS code | Industry description | Number of small entities in sample | Number of entities in sample | Percent of industry in sample are small
511210 | 软件出版商 | 18 | 19 | 95
511210 | Software Publishers | 18 | 19 | 95
541511 | 定制计算机编程服务 | 17 | 17 | 100
541511 | Custom Computer Programming Services | 17 | 17 | 100
561439 | 其他商业服务中心(含复印店) | 14 | 15 | 93
561439 | Other Business Service Centers (including Copy Shops) | 14 | 15 | 93
541618 | 其他管理咨询服务 | 11 | 13 | 85
541618 | Other Management Consulting Services | 11 | 13 | 85
541330 | 工程服务 | 9 | 9 | 100
541330 | Engineering Services | 9 | 9 | 100
621111 | 内科医生办公室(精神卫生专科除外) | 9 | 9 | 100
621111 | Offices of Physicians (except Mental Health Specialists) | 9 | 9 | 100
611110 | 小学和中学 | 7 | 7 | 100
611110 | Elementary and Secondary Schools | 7 | 7 | 100
541211 | 注册会计师事务所 | 7 | 7 | 100
541211 | Offices of Certified Public Accountants | 7 | 7 | 100
621493 | 独立门诊手术和急诊中心 | 6 | 6 | 100
621493 | Freestanding Ambulatory Surgical and Emergency Centers | 6 | 6 | 100
561110 | 办公行政服务 | 5 | 5 | 100
561110 | Office Administrative Services | 5 | 5 | 100
541512 | 计算机系统设计服务 | 4 | 4 | 100
541512 | Computer Systems Design Services | 4 | 4 | 100
423610 | 电气器具和设备、配线用品及相关设备批发商 | 4 | 4 | 100
423610 | Electrical Apparatus and Equipment, Wiring Supplies, and Related Equipment Merchant Wholesalers | 4 | 4 | 100
541110 | 律师事务所 | 4 | 6 | 67
541110 | Offices of Lawyers | 4 | 6 | 67
(印刷页 51379)
( printed page 51379)
446110 | 药房和药店 | 4 | 4 | 100
446110 | Pharmacies and Drug Stores | 4 | 4 | 100
523930 | 投资咨询 | 4 | 4 | 100
523930 | Investment Advice | 4 | 4 | 100
621210 | 牙医诊所 | 4 | 4 | 100
621210 | Offices of Dentists | 4 | 4 | 100
611310 | 学院、大学和专业学校 | 3 | 4 | 75
611310 | Colleges, Universities, and Professional Schools | 3 | 4 | 75
541714 | 生物技术研究与开发(纳米生物技术除外) | 3 | 3 | 100
541714 | Research and Technology in Biotechnology (except Nanobiotechnology) | 3 | 3 | 100
541611 | 行政管理和一般管理咨询服务 | 3 | 4 | 75
541611 | Administrative Management and General Management Consulting Services | 3 | 4 | 75
518210 | 数据处理、主机托管及相关服务 | 3 | 3 | 100
518210 | Data Processing, Hosting, and Related Services | 3 | 3 | 100
541690 | 其他科学和技术咨询服务 | 3 | 6 | 50
541690 | Other Scientific and Technical Consulting Services | 3 | 6 | 50
621399 | 其他各类卫生从业人员办公室 | 3 | 3 | 100
621399 | Offices of All Other Miscellaneous Health Practitioners | 3 | 3 | 100
541720 | 社会科学与人文学科研究与开发 | 3 | 3 | 100
541720 | Research and Development in the Social Sciences and Humanities | 3 | 3 | 100
238210 | 电气承包商及其他布线安装承包商 | 3 | 3 | 100
238210 | Electrical Contractors and Other Wiring Installation Contractors | 3 | 3 | 100
488390 | 水上运输其他支持活动 | 3 | 3 | 100
488390 | Other Support Activities for Water Transportation | 3 | 3 | 100
541519 | 其他计算机相关服务 | 3 | 3 | 100
541519 | Other Computer Related Services | 3 | 3 | 100
921120 | 立法机构 | 3 | 3 | 100
921120 | Legislative Bodies | 3 | 3 | 100
其他 | 各类* | 104 | 154 | 68
Other | Various * | 104 | 154 | 68
总计 | | 264 | 325 | 81
Total | | 264 | 325 | 81
* 北美行业分类系统(NAICS)类别中小实体数量为两个或以下。
* Two or fewer small entities in NAICS category.
在264个确认的小实体中,223个雇员人数少于50人,依法免缴9-11生物识别费,40个小实体雇员人数为50人或以上。美国海关及边境保护局(CBP)没有一个雇主的雇员人数数据,无法确定其是否受本规则影响。
Of the 264 confirmed small entities, 223 had fewer than 50 employees and would be statutorily exempt from paying the 9-11 Biometric Fee and 40 small entities had 50 or more employees. CBP did not have an employee count for one employer and cannot determine whether it is affected by this rule.
根据样本及受9-11生物识别费要求约束的雇主门槛(在美国有50名或以上雇员,且H-1B或L-1身份雇员占雇员总数百分之五十以上),CBP估计,聘用H-1B或L-1雇员的小实体中,受本规则影响的比例最高约为百分之十六。[38] 若受涵盖的雇主中没有任何一家的H-1B或L-1身份雇员占比超过百分之五十,则最低比例为零。
Based on the sample and the threshold for employers to be subject to the requirements of the 9-11 Biometric Fee (50 or more employees in the United States and more than 50 percent of employees in H-1B or L-1 status), CBP estimates that an approximate maximum of 16 percent of small entities that hire H-1B or L-1 employees will be affected by this rule.[38] The minimum percentage is zero if none of the covered employers has more than 50 percent of its employees with H-1B or L-1 status.
5. 对本规则预计的报告、记录保存及其他合规要求的说明,包括将受该要求约束的小实体类别的估计,以及编制报告或记录所需的专业技能类型
5. A Description of the Projected Reporting, Recordkeeping and Other Compliance Requirements of the Rule, Including an Estimate of the Classes of Small Entities Which Will Be Subject to the Requirement and the Type of Professional Skills Necessary for Preparation of the Report or Record
本法规不改变任何现有的报告或记录保存要求。如上文所述,本规则可能影响在美国雇用50人或以上、且H-1B或L-1非移民身份雇员占雇员总数百分之五十以上的任何小实体。
The regulation does not change any required reporting or recordkeeping. As discussed above, this rule could affect any small entity that employs 50 or more people in the United States with more than 50 percent of employees in H-1B or L-1 nonimmigrant status.
本规则对受影响的小企业设有合规要求,因为它修订了8 CFR 106.2(c)(8)和(9)的规定,明确9-11生物识别费将适用于受涵盖雇主提交的所有H-1B和L-1身份延期申请,以及此前所有已涵盖的H-1B和L-1申请。因此,凡在美国雇用50名或以上雇员、且H-1B或L-1身份雇员占雇员总数百分之五十以上的申请小企业,均须缴纳9-11生物识别费。根据第114-113号公法规定,H-1B和L-1申请的费用分别为4,000美元和4,500美元。
The rule has compliance requirements for affected small businesses since it amends the regulations at 8 CFR 106.2(c)(8) and (9) to specify that the 9-11 Biometric Fee will apply to all H-1B and L-1 extension of status petitions filed by covered employers in addition to all previously covered H-1B and L-1 petitions. As a result, petitioning small businesses with 50 or more employees in the United States and more than 50 percent of employees in H-1B or L-1 status are subject to the 9-11 Biometric Fee. The fee for H-1B and L-1 petitions under Public Law 114-113 is $4,000 and $4,500, respectively.
6. 本机构为按照适用法规所述目标最大限度减少对小实体的重大经济影响而采取的措施说明,包括选择最终规则所采纳方案的事实、政策和法律理由陈述,以及本机构考虑的其他每一项可能影响小实体的重大替代方案被否决的原因
6. A Description of the Steps the Agency Has Taken To Minimize the Significant Economic Impact on Small Entities Consistent With the Stated Objectives of Applicable Statutes, Including a Statement of Factual, Policy, and Legal Reasons for Selecting the Alternative Adopted in the Final Rule and why Each One of the Other Significant Alternatives to the Rule Considered by the Agency Which Affect the Impact on Small Entities Was Rejected
国土安全部(DHS)正在实施一种对第114-113号公法的法定解释,该解释将对小企业的影响降至最低,因为只有在美国雇用50名或以上雇员、且H-1B或L-1身份雇员占雇员总数百分之五十以上的实体才须缴纳9-11生物识别费,同时仍使国土安全部能够获得足够资金,以持续实施和维护已建立的生物识别出入境数据系统所需的维护工作。
DHS is implementing a statutory interpretation of Public Law 114-113 that minimizes the impact on small businesses because only entities with 50 or more employees in the United States and more than 50 percent of employees in H-1B or L-1 status must pay the 9-11 Biometric Fee while still allowing DHS to receive enough funds for the continued implementation and required maintenance of biometric entry and exit data systems already in place.
该规则的替代方案是不采取任何监管行动,虽然这对小型企业的影响较小,但会使国土安全部(DHS)无法实现对相关法规的最佳解释及既定目标。这将要求国土安全部重新分配其原本已指定用于其他用途的资金,以维持并完成当前生物特征入境操作的实施工作,并实施《情报改革与恐怖主义预防法》(IRTPA)第7208条所要求的生物特征出境操作。
The alternative to this rule would be to take no regulatory action and, while this would have a smaller impact on small businesses, it would leave DHS unable to accomplish the best interpretation of, and stated objectives, of the applicable statutes. This would require DHS to reallocate funds that DHS has marked for other purposes in order to maintain and finish implementing current biometric entry operations and implement biometric exit operations that are required by section 7208 of the IRTPA.
三、文书削减法
C. Paperwork Reduction Act
根据1995年《文书削减法》(PRA),《美国法典》第44编第3501至3512条,国土安全部必须将最终规则中固有的任何报告要求提交给管理和预算办公室(OMB)审查批准,除非该等要求属于豁免范围。尽管本最终规则并未根据《文书削减法》设定任何新的报告或记录保存要求,但本最终规则将要求对美国公民及移民服务局(USCIS)I-129表格《非移民工作者申请书》(OMB控制编号1615-0009项下)进行非实质性修改。这些修改包括针对H-1B和L-1申请的说明更新,涉及哪些申请须缴纳《第114-113号公法》规定的费用,以符合本最终规则所作的变更。因此,美国公民及移民服务局已依据《文书削减法》向管理和预算办公室提交了一份《文书削减法变更工作表》,供其审查批准。(印刷页51380)
Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501-3512, DHS must submit to the Office of Management and Budget (OMB) for review and approval, any reporting requirements inherent in a final rule, unless they are exempt. Although this final rule does not impose any new reporting or recordkeeping requirements under the Paperwork Reduction Act, this final rule will require non-substantive modifications to USCIS Form I-129, Petition for a Nonimmigrant Worker, covered under OMB Control Number 1615-0009. These edits include instructional updates for H-1B and L-1 petitions regarding which petitions are subject to the fee mandated by Public Law 114-113 to comply with the changes made by this final rule. Accordingly, USCIS has submitted a Paperwork Reduction Act Change Worksheet to OMB for review and approval in accordance with the PRA. ( printed page 51380)
四、隐私
D. Privacy
1974年《隐私法》(《美国法典》第5编第552a条)(以下简称《隐私法》)规定了联邦机构存储和使用个人信息的方式。国土安全部将确保因本法规而产生的所有《隐私法》要求及适用的国土安全部隐私政策均得到遵守。国土安全部已发布涵盖H-1B和L-1申请的隐私影响评估(PIA),即DHS/USCIS/PIA-016a《计算机关联申请信息管理系统及相关系统》和DHS/CBP/PIA-009《TECS系统:CBP一级和二级处理》,该评估可在www.dhs.gov/privacy查阅。
The Privacy Act of 1974 (5 U.S.C. 552a) (Privacy Act) prescribes how federal agencies store and use personal information. DHS will ensure that all Privacy Act requirements and applicable DHS privacy policies are adhered to as a result of this regulation. DHS has issued a Privacy Impact Assessment (PIA) which covers H-1B and L-1 petitions, DHS/USCIS/PIA-016a Computer Linked Application Information Management System and Associated Systems and DHS/CBP/PIA-009 TECS System: CBP Primary and Secondary Processing, which is available at www.dhs.gov/​privacy.
《隐私法》要求联邦机构发布《记录系统通知》(SORN),就记录系统中收集的个人身份信息(PII)向公众提供通知。SORN说明了该等信息如何被使用、保留,以及如何可被访问或更正,并说明该系统的某些部分是否因执法、国家安全或其他原因而适用《隐私法》豁免。国土安全部遵循相关已发布记录系统通知中所述的经批准的常规用途,即DHS/USCIS-001,外国人档案、索引及全国档案跟踪系统;DHS/USCIS-007,福利信息系统;以及DHS/CBP-011,美国海关与边境保护局TEC系统。国土安全部亦可能在适当情况下为执法目的或出于国家安全利益而共享该等信息。
The Privacy Act requires that federal agencies issue a System of Record Notice (SORN) to provide the public notice regarding personally identifiable information (PII) collected in a system of records. SORNs explain how the information is used, retained, and may be accessed or corrected, and whether certain portions of the system are subject to Privacy Act exemptions for law enforcement, national security, or other reasons. DHS follows approved routine uses described in the associated published system of records notices, DHS/USCIS-001—Alien File, Index, and National File Tracking System, DHS/USCIS-007—Benefits Information System, and DHS/CBP-011 U.S. Customs and Border Protection TEC. DHS may also share this information, as appropriate, for law enforcement purposes or in the interest of national security.
五、1995年《无资金授权改革法》
E. Unfunded Mandates Reform Act of 1995
本规则不会导致州、地方及部落政府在总体上,或私营部门,在任何一年内(经通胀调整)支出1亿美元或以上,亦不会对小型政府产生重大或独特的影响。因此,根据1995年《无资金授权改革法》的规定,无需采取任何行动。
This rule will not result in the expenditure by State, local, and tribal governments, in the aggregate, or by the private sector, of $100 million or more in any one year (adjusted for inflation), and it will not significantly or uniquely affect small governments. Therefore, no actions are necessary under the provisions of the Unfunded Mandates Reform Act of 1995.
六、国会审查法
F. Congressional Review Act
根据《美国法典》第5编第801条,《国会审查法》(CRA)要求各机构在规则生效前,向国会及审计长提交该规则及一份说明该规则是否为“重大规则”的报告。若管理和预算办公室认定某规则为“重大规则”,则《国会审查法》通常规定该规则须在公布后至少60天方可生效。《美国法典》第5编第801条第(a)(3)款。管理和预算办公室信息和监管事务办公室主任已确定,本规则不符合《美国法典》第5编第804条第(2)款规定的“重大规则”标准。本规则将于公布后30天生效。关于本最终规则发布的报告已提交国会及美国审计长。
Before a rule can take effect, 5 U.S.C. 801, the Congressional Review Act (CRA), requires agencies to submit the rule and a report indicating whether it is a major rule, to Congress and the Comptroller General. If a rule is deemed a “major rule” by OMB, the CRA generally provides that the rule may not take effect until at least 60 days following its publication. 5 U.S.C. 801(a)(3). The Administrator of the Office of Information and Regulatory Affairs of OMB has determined that this rule does not meet the criteria for a “major rule” in 5 U.S.C. 804(2). This rule will take effect 30 days after publication. A report about the issuance of this final rule has been submitted to Congress and the Comptroller General of the United States.
七、国家环境政策法
G. National Environmental Policy Act
国土安全部及其下属机构对最终行动进行分析,以确定《国家环境政策法》(NEPA),《美国法典》第42编第4321条及其后条款,是否适用于这些行动,若适用,则确定所需的分析程度。国土安全部第023-01号指令(第01次修订版)及《说明手册》第023-01-001-01号(第01次修订版)(以下简称《说明手册》)确立了国土安全部及其下属机构用以遵守《国家环境政策法》(《美国法典》第42编第4321条及其后条款)的政策和程序。
DHS and its components analyze final actions to determine whether the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 et seq., applies to them and, if so, what degree of analysis is required. DHS Directive 023-01 Rev. 01 and Instruction Manual 023-01-001-01 Rev. 01 (Instruction Manual) establish the policies and procedures that DHS and its components use to comply with NEPA, 42 U.S.C. 4321 et seq.
《国家环境政策法》(NEPA)允许联邦机构设立若干类别的行动(“排除类别”),根据经验,这些行动单独或累积均不会对人类环境产生重大影响,因此不需要进行环境评估(EA)或环境影响报告书(EIS)。见42 U.S.C. 4336(a)(2)、4336e(1)。《操作手册》附录A列出了美国国土安全部(DHS)的排除类别。
NEPA allows Federal agencies to establish categories of actions (“categorical exclusions”) that experience has shown do not, individually or cumulatively, have a significant effect on the human environment and, therefore, do not require an environmental assessment (EA) or environmental impact statement (EIS). See42 U.S.C. 4336(a)(2), 4336e(1). The Instruction Manual, Appendix A lists the DHS Categorical Exclusions.
根据DHS实施NEPA的程序,一项行动要被排除类别所涵盖,必须同时满足以下三个条件:(1) 整个行动明确属于一个或多个排除类别;(2) 该行动不是更大行动的一部分;以及(3) 不存在可能造成重大环境影响的特殊情况。见《操作手册》023-01第V.B(2)(a)至(c)条。
Under DHS NEPA implementing procedures, for an action to be categorically excluded, it must satisfy each of the following three conditions: (1) The entire action clearly fits within one or more of the categorical exclusions; (2) the action is not a piece of a larger action; and (3) no extraordinary circumstances exist that create the potential for a significant environmental effect. See Instruction Manual 023-01 at V.B(2)(a)-(c).
DHS已依据第023-01号指令及《操作手册》023-01-001-01对本行动进行了分析。DHS确定本规则制定行动属于一类单独或累积均不会对人类环境产生重大影响的行动。首先,本规则明确符合DHS《操作手册》023-01-001-01附录A中排除类别A3(d)的规定,该类别适用于“在不改变现有法规环境影响的情况下对其进行解释或修订”的规则。其次,本规则不是更大行动的一部分。第三,本规则不存在可能产生重大环境影响的特殊情况。因此,无需进行更详细的NEPA审查。
DHS has analyzed this action under Directive 023-01 and Instruction Manual 023-01-001-01. DHS has made a determination that this rulemaking action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. First, this rule clearly fits within the Categorical Exclusion A3(d) of DHS's Instruction Manual 023-01-001-01, Appendix A, for rules that “interpret or amend an existing regulation without changing its environmental effect.” Second, this rule is not part of a larger action. Third, this rule presents no extraordinary circumstances creating the potential for significant environmental effects. Therefore, a more detailed NEPA review is not necessary.
8 CFR第106部分主题目录
List of Subjects in 8 CFR 106
公民身份与入籍
Citizenship and naturalization
费用
Fees
移民
Immigration
法规修订
Regulatory Amendments
基于序言中所述理由,DHS现对第8编《联邦法规汇编》第106部分(8 CFR第106部分)作如下修订:
For the reasons stated in the preamble, DHS is amending part 106 of title 8, Code of Federal Regulations (8 CFR part 106), as set forth below:
第106部分, , 美国公民及移民服务局(USCIS)收费表
PART 106—USCIS FEE SCHEDULE
1. 第106部分的授权引文现修订如下:
1. The authority citation for part 106 is revised to read as follows:
授权依据:8 U.S.C. 1101、1103、1254a、1254b、1304、1356、1801-1815;48 U.S.C. 1806;公法107-609;115 Stat. 1012;公法107-296,116 Stat. 2135(6 U.S.C. 101注);公法114-113,129 Stat. 2242(49 U.S.C. 40101注);公法115-123,132 Stat. 64。
Authority: 8 U.S.C. 1101, 1103, 1254a, 1254b, 1304, 1356, 1801-1815; 48 U.S.C. 1806; Pub. L. 107-609; 115 Stat 1012; Pub L. 107-296, 116 Stat. 2135 (6 U.S.C. 101 note); Pub. L. 114-113, 129 Stat. 2242 (49 U.S.C. 40101 note); Pub. L. 115-123, 132 Stat. 64.
2. 修订第106.2条,将第(c)(8)款和第(c)(9)款修订如下:
2. Amend § 106.2 by revising paragraphs (c)(8) and (c)(9) to read as follows:
第106.2条
§ 106.2
费用。
Fees.
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(c) * * *
(c) * * *
(8) H-1B签证的“9-11应对及生物识别出入境费”。对于在美国雇用50名或以上员工的所有H-1B申请人,若其雇员总数中H-1B、L-1A或L-1B非移民身份雇员合计超过50%,则须缴纳4,000美元。提交变更申请但不寻求延长外国人当前已获授权H-1B身份的申请人免缴此费用。该费用适用于2027年9月30日或之前提交的申请。
(8) 9-11 Response and Biometric Entry-Exit Fee for H-1B Visa. For all petitioners filing an H-1B petition who employ 50 or more employees in the United States, if more than 50 percent of the petitioner's employees in the aggregate are in H-1B, L-1A, or L-1B nonimmigrant status: $4,000. Petitioners filing an amended petition that do not seek an extension of the alien's currently authorized H-1B status are exempt from this fee. This fee will apply to petitions filed on or before September 30, 2027.
(9) L-1签证的“9-11应对及生物识别出入境费”。对于在美国雇用50名或以上员工的所有L-1申请人,若其雇员总数中H-1B、L-1A或L-1B非移民身份雇员合计超过50%,则须缴纳4,500美元。提交变更申请但不寻求延长外国人当前已获授权L-1身份的申请人免缴此费用。该费用适用于2027年9月30日或之前提交的申请。
(9) 9-11 Response and Biometric Entry-Exit Fee for L-1 Visa. For all petitioners filing an L-1 petition who employ 50 or more employees in the United States, if more than 50 percent of the petitioner's employees in the aggregate are in H-1B, L-1A, or L-1B nonimmigrant status: $4,500. Petitioners filing an amended petition that do not seek an extension of the alien's currently authorized L-1 status are exempt from this fee. This fee will apply to petitions filed on or before September 30, 2027.
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马克韦恩·穆林(Markwayne Mullin),
Markwayne Mullin,
国土安全部部长。
Secretary of Homeland Security.
脚注
Footnotes
1. 签证类别通常使用简称来指代,例如简单地称为“类别”或“身份”。例如“H-1B类别”或“H-1B身份”。本文件通篇使用此简称。
1. Visa classifications are often referred to using shorthand such as simply “classification” or “status.” E.g. “H-1B classification” or “H-1B status.” This shorthand is used throughout this document.
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2. 有关H-1B非移民类别的更多信息,见美国公民及移民服务局(USCIS)网页“H-1B专业职业、国防部合作研发项目工作者及时装模特”,https://www.uscis.gov/​working-in-the-united-states/​h-1b-specialty-occupations。有关L-1非移民类别的更多信息,见USCIS网页“L-1A公司内部调职高管或经理人员”,https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1a-intracompany-transferee-executive-or-manager;以及USCIS网页“L-1B公司内部调职专业知识人员”,https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1b-intracompany-transferee-specialized-knowledge。
2. For more information on H-1B nonimmigrant classification, see U.S. Citizenship and Immigration Services (USCIS), H-1B Specialty Occupations, DOD Cooperative Research and Development Project Workers, and Fashion Models, https://www.uscis.gov/​working-in-the-united-states/​h-1b-specialty-occupations. For more information on L-1 nonimmigrant classification, see USCIS, L-1A Intracompany Transferee Executive or Manager, https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1a-intracompany-transferee-executive-or-manager; and USCIS, L-1B Intracompany Transferee Specialized Knowledge, https://www.uscis.gov/​working-in-the-united-states/​temporary-workers/​l-1b-intracompany-transferee-specialized-knowledge.
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3. 参见1996年公法第111-230号第402条(将2010年补充费的初始日落日期定为2014年9月30日),经2010年《詹姆斯·扎德罗加9/11健康与赔偿法案》(公法第111-347号,124 Stat. 3623, 3667)第302条修订(将日落日期延长至2015年9月30日)。
3. See sec. 402, Public Law 111-230 (establishing the initial sunset date for the 2010 Supplemental Fee as September 30, 2014), as amended by sec. 302 of the James Zadroga 9/11 Health and Compensation Act of 2010, Public Law 111-347, 124 Stat. 3623, 3667 (extending the sunset date to September 30, 2015).
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4. 9-11生物识别费是与H-1B和L-1分类申请相关的费用,本规则制定中以此类术语进行讨论。尽管并非所有寻求H-1B和L-1分类的人都需要获得签证,但该法规中的标题指的是H-1B和L-1签证的临时费用增加,因此实施条例中的标题也提及H-1B和L-1签证费用。据此,本文件的主题标题及监管标题也提及H-1B和L-1签证费用。
4. The 9-11 Biometric Fee is a fee related to petitions for H-1B and L-1 classification and is discussed in those terms in this rulemaking. Although not all those seeking H-1B and L-1 classification are required to obtain a visa, the headings in the statute refer to temporary fee increases for H-1B and L-1 visas, and consequently the headings in the implementing regulations refer to fees for H-1B and L-1 visas. Accordingly, the subject heading of this document and the regulatory headings also refer to fees for H-1B and L-1 visas.
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5. 比较公法第111-230号(“随非移民入境申请,包括延长该身份的申请,一并提交的合并申请费及欺诈预防和侦测费应增加4,500美元……”)与公法第114-113号(“随非移民入境申请一并提交的申请费及欺诈预防和侦测费应增加2,250美元……”)。
5. ComparePublic Law 111-230 (“the combined filing fee and fraud prevention and detection fee required to be submitted with an application for admission as a nonimmigrant . . . including an application for an extension of such status, shall be increased by $4,500 . . .”) withPublic Law 114-113 (“the filing fee and fraud prevention and detection fee required to be submitted with an application for admission as a nonimmigrant . . . shall be increased by 2,250 . . .”).
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6. 公法第114-113号第402(g)条使用了“申请”(application)和“申请人”(applicant)等术语。美国国土安全部(DHS)法规8 CFR 106.2使用了“申请书”(petition)和“申请人”(petitioner)等术语。由于这些术语在本规则制定中具有相同含义,本文件中我们交替使用这些术语。
6. Section 402(g), Public Law 114-113 uses the terms “application” and “applicant.” DHS regulations in 8 CFR 106.2 use the terms “petition” and “petitioner.” As these terms have the same meaning for the purposes of this rulemaking, in this document we use these terms interchangeably.
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7. 众多联邦法规要求国土安全部(DHS)建立一个综合的自动化生物识别出入境系统,该系统记录外国人的到达和离境情况,比对外国人的生物识别数据以核实其身份,并通过生物识别比对验证此类外国人出示的旅行证件。这些法规包括:1996年《非法移民改革和移民责任法》(IIRIRA)第110条,公法第104-828号,110 Stat. 3009-546, 3009-558;2000年《移民归化局数据管理改进法》(DMIA)第2(a)条,公法第106-215号,114 Stat. 337, 338;2000年《免签证永久计划法》第205条,公法第106-396号,114 Stat. 1637, 1641;2001年《通过提供必要手段截击和阻止恐怖主义以团结和加强美国法》(美国爱国者法案)第414条,公法第107-56号,115 Stat. 272, 353;2002年《加强边境安全和签证入境改革法》(边境安全法)第302条,公法第107-173号,116 Stat. 543, 552;2004年《情报改革和恐怖主义预防法》(IRTPA)第7208条,公法第108-458号,118 Stat. 3638, 3817;2007年《落实9/11委员会建议法》第711条,公法第110-53号,121 Stat. 266, 338;以及2015年《贸易便利化和贸易执法法》第802条,公法第114-125号,130 Stat. 122, 199(6 U.S.C. 211(c)(10))。
7. Numerous federal statutes require DHS to create an integrated, automated biometric entry and exit system that records the arrival and departure of aliens, compares the biometric data of aliens to verify their identity, and authenticates travel documents presented by such aliens through the comparison of biometrics. These include: section 110 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA), Public Law 104-828, 110 Stat. 3009-546, 3009-558; section 2(a) of the Immigration and Naturalization Service Data Management Improvement Act of 2000 (DMIA), Public Law 106-215, 114 Stat. 337, 338; section 205 of the Visa Waiver Permanent Program Act of 2000, Public Law 106-396, 114 Stat. 1637, 1641; section 414 of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (USA PATRIOT Act), Public Law 107-56, 115 Stat. 272, 353; section 302 of the Enhanced Border Security and Visa Entry Reform Act of 2002 (Border Security Act), Public Law 107-173, 116 Stat. 543, 552; section 7208 of the Intelligence Reform and Terrorism Prevention Act of 2004 (IRTPA), Public Law 108-458, 118 Stat. 3638, 3817; section 711 of the Implementing Recommendations of the 9/11 Commission Act of 2007 (Implementing Recommendations of the 9/11 Commission Act), Public Law 110-53, 121 Stat. 266, 338; and section 802 of the Trade Facilitation and Trade Enforcement Act of 2015, Public Law 114-125, 130 Stat. 122, 199 (6 U.S.C. 211(c)(10)).
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8. 参见2002年《国土安全法》第411条,经2015年《贸易便利化和贸易执法法》第802条修订,公法第114-125号,130 Stat. 122, 199(国土安全法)(6 U.S.C. 211);《联邦法规汇编》第8编第215.8条和第235.1条(8 CFR 215.8和235.1)。另参见移民与国籍法(INA)第214条、第215(a)条、第235(a)条、第262(a)条、第263(a)条、第264(c)条、第287(b)条(8 U.S.C. 1184, 1185(a), 1225(a), 1302(a), 1303(a), 1304(c), 1357(b))。
8. See sec. 411 of the Homeland Security Act of 2002, as amended by sec. 802 of the Trade Facilitation and Trade Enforcement Act of 2015, Public Law 114-125, 130 Stat. 122, 199 (HSA) (6 U.S.C. 211); secs. 215.8 and 235.1 of title 8 of the Code of Federal Regulations (8 CFR 215.8 and 235.1). See also INA 214, 215(a), 235(a), 262(a), 263(a), 264(c), 287(b) (8 U.S.C. 1184, 1185(a), 1225(a), 1302(a), 1303(a), 1304(c)), 1357(b)).
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9. 参见公法第114-113号第402(g)条(将9-11生物识别费的初始日落日期定为2025年9月30日),经2018年《两党预算法》第30203(b)条修订,公法第115-123号,132 Stat. 64, 126(将该日期延长至2027年9月30日)。
9. See sec. 402(g), Public Law 114-113 (establishing the initial sunset date for the 9-11 Biometric Fee as September 30, 2025), as amended by sec. 30203(b) of the Bipartisan Budget Act of 2018, Public Law 115-123, 132 Stat. 64, 126 (extending this date to September 30, 2027).
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10. 这些意见与就本规则所最终确定的事先通知的拟议规则制定(NPRM)收到的意见类似。有关这些意见及美国国土安全部(DHS)答复的更多信息,请参见最终确定2019年费用事先通知的拟议规则制定的规则,载于《联邦公报》85 FR 46788。
10. The comments were similar to the comments received on the NPRM that this rule finalizes. For additional information on the comments and DHS's responses, see the rule finalizing the 2019 Fee NPRM at 85 FR 46788.
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11. 参见Immigrant Legal Res. Ctr. v. Wolf案, 491 F. Supp. 3d 520(N.D. Cal. 2020年9月29日)(批准原告提出的全面禁止执行2020年收费规则的动议,认定原告已满足初步举证责任,证明时任美国国土安全部(DHS)代理部长查德·沃尔夫(Chad Wolf)无权批准2020年收费规则,并进一步认定2020年收费规则在采纳某些与庇护和入籍相关的新收费、费用上调及费用减免削减方面违反了《行政程序法》的程序性和实体性要求)。另见Nw. Immigrant Rts. Project v. U.S. Citizenship and Immigr. Servs.案, 496 F. Supp. 3d 31(D.D.C. 2020年10月8日)(基于类似理由,批准原告针对2020年收费规则所采纳的费用上调、新收费及费用减免削减提出的初步禁令动议)。尽管2020年收费规则被禁止执行,因此DHS从未改变其对9-11生物识别费的征收做法,但8 CFR 106.2中的表述已被修订,以反映2020年收费规则所采纳的变更。随后,DHS于2024年发布最终规则,将相关表述恢复为2020年收费规则之前的表述,并指出对9-11生物识别费的变更将在单独的规则制定中处理。参见《美国公民及移民服务局收费表及某些其他移民福利申请要求的变更》,89 FR 6194(2024年1月31日)。89 FR 6194。
11. See Immigrant Legal Res. Ctr. v. Wolf, 491 F. Supp. 3d 520 (N.D. Cal. Sept. 29, 2020) (granting plaintiffs' motion to enjoin the 2020 Fee Rule in its entirety by finding plaintiffs met initial burden to show then-Acting Secretary of DHS Chad Wolf lacked authority to approve the 2020 Fee Rule and further that the 2020 Fee Rule violated procedural and substantive requirements under the Administrative Procedure Act in adopting certain asylum- and naturalization-related new fees, fee increases, and fee waiver reductions); see also Nw. Immigrant Rts. Project v. U.S. Citizenship and Immigr. Servs., 496 F. Supp. 3d 31 (D.D.C. Oct. 8, 2020) (granting plaintiffs' motion for preliminary injunction challenging the fee increases, new fees, and fee waiver reductions adopted in the 2020 Fee Rule on similar grounds). Although the 2020 Fee Rule was enjoined and therefore DHS never changed its collection practices for the 9-11 Biometric Fee, the language in 8 CFR 106.2 was revised to reflect the changes adopted in the 2020 Fee Rule. Subsequently, DHS issued a final rule in 2024 reverting the language back to the pre-2020 Fee Rule language and noted that changes to the 9-11 Biometric Fee would be addressed in a separate rulemaking. See U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements, 89 FR 6194 (Jan. 31, 2024). 89 FR 6194.
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12. 公法114-113号第402(g)条规定,DHS可以从9-11生物识别账户中提取资金,以执行国会要求的生物识别出入境数据系统。DHS将这些资金拨给美国海关与边境保护局(CBP),因为CBP是最终负责执行生物识别出入境数据系统的机构。参见《国土安全法》(HSA)第411(c)(10)、(g)(3)条(6 U.S.C. 211(c)(10)、(g)(3));《情报改革与恐怖主义预防法》(IRTPA)第7208条(8 U.S.C. 1365b)。
12. Section 402(g) of Public Law 114-113 provides that DHS may draw from the 9-11 Biometric Account to implement the biometric entry-exit data system as required by Congress. DHS directs these funds to CBP because CBP is the agency ultimately responsible for implementing the biometric entry-exit data system. See secs. 411(c)(10), (g)(3) of the HSA (6 U.S.C. 211(c)(10), (g)(3)); sec. 7208 of the IRTPA (8 U.S.C. 1365b).
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13. 参见CBP, DHS/CBP/PIA-056,《旅客验证服务隐私影响评估》第1页(2018年11月14日),https://www.dhs.gov/​sites/​default/​files/​publications/​privacy-pia-cbp056-tvs-february2021.pdf。
13. See CBP, DHS/CBP/PIA-056, Privacy Impact Assessment for the Traveler Verification Service 1 (Nov. 14, 2018), https://www.dhs.gov/​sites/​default/​files/​publications/​privacy-pia-cbp056-tvs-february2021.pdf.
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14. 参见同上,第4页。
14. See id. at 4.
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15. 参见同上,第6页;CBP,《简化出行旅客验证服务》(2018年),https://www.cbp.gov/​sites/​default/​files/​assets/​documents/​2018-Aug/​Traveler_​Verification_​Service_​For_​Simplified_​Travel3.pdf。
15. See id. at 6; CBP, Traveler Verification Service for Simplified Travel (2018), https://www.cbp.gov/​sites/​default/​files/​assets/​documents/​2018-Aug/​Traveler_​Verification_​Service_​For_​Simplified_​Travel3.pdf.
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16. 参见CBP, DHS/CBP/PIA-056,《旅客验证服务隐私影响评估》第16页(2018年11月14日),https://www.dhs.gov/​sites/​default/​files/​publications/​privacy-pia-cbp056-tvs-february2021.pdf。
16. See CBP, DHS/CBP/PIA-056, Privacy Impact Assessment for the Traveler Verification Service 16 (Nov. 14, 2018), https://www.dhs.gov/​sites/​default/​files/​publications/​privacy-pia-cbp056-tvs-february2021.pdf.
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17. 冒名顶替者和逾期停留人数由CBP内部跟踪,不对外公布。此信息基于CBP实地行动办公室提供的信息。部分逾期停留数据见DHS的《出入境逾期停留报告》,可在https://www.dhs.gov/​publication/​entryexit-overstay-report查阅。
17. Imposter and overstay numbers are tracked internally by CBP and not published publicly. This information is based on information provided by CBP's Office of Field Operations. Partial overstay numbers are reported in DHS's Entry/Exit Overstay Reports, available at https://www.dhs.gov/​publication/​entryexit-overstay-report.
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18. 有关CBP生物识别计划的更多信息,请访问CBP网站https://biometrics.cbp.gov。
18. For more information on CBP's biometrics program, please visit CBP's website at https://biometrics.cbp.gov.
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19. 基于先前已获批准的“全面性L”申请而提交的个人L-1申请(I-129S表)目前须缴纳欺诈费,并因此须缴纳9-11生物识别费。美国公民及移民服务局(USCIS)已将此视为雇主变更,即使申请人与前一申请人属于同一“全面性L”批准范围内。因此,这些变更不会改变USCIS目前在此方面的做法。
19. Individual L-1 petitions (Form I-129S) filed on the basis of a previously approved “blanket L” petition are currently subject to the Fraud Fee and, by extension, the 9-11 Biometric Fee. U.S. Citizenship and Immigration Services (USCIS) already considers this a change of employer, even if the petitioner is covered under the same “blanket L” approval as the previous petitioner. Therefore, the changes do not alter current USCIS practice in this regard.
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20. 数据由USCIS主题专家于2025年8月21日提供。
20. Data provided by USCIS subject matter experts on Aug. 21, 2025.
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21. 计算依据为USCIS主题专家于2025年8月21日提供的数据。由于现有数据的局限性,无法对L-1申请进行类似计算。
21. Calculations based on data provided by USCIS subject matter experts on Aug. 21, 2025. Due to limitations in available data, similar calculations are not available for L-1 petitions.
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22. 自2004年以来,DHS一直致力于开发和实施《情报改革与恐怖主义预防法》(IRTPA)第7208条所要求的全面生物识别出入境数据系统。例如,参见《美国访客及移民身份指示技术计划(“US-VISIT”)的实施;生物识别要求》,69 FR 468(2004年1月5日)。有关DHS加强生物识别业务计划的其他资料,包括DHS的年度《出入境逾期停留报告》(可在https://www.dhs.gov/​publication/​entryexit-overstay-report查阅),以及DHS于2025年10月23日发布的关于外国人入境和离境美国时生物识别信息采集的规则(90 FR 48604)。
22. Since 2004, DHS has worked to develop and implement a comprehensive biometric entry and exit data system as required by section 7208 of the IRTPA. See, e.g., Implementation of the United States Visitor and Immigrant Status Indicator Technology Program (“US-VISIT”); Biometric Requirements, 69 FR 468 (Jan. 5, 2004). Additional resources discussing DHS's plans to enhance biometric operations are DHS's annual Entry/Exit Overstay Reports, available at https://www.dhs.gov/​publication/​entryexit-overstay-report, and DHS's rule published on October 23, 2025, regarding biometric collection from aliens upon entry and exit to and from the United States (90 FR 48604).
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23. 见国会预算办公室,关于H.R. 2029号法案第1号修正案(2016年综合拨款法案)的成本估算表3(2015年12月16日),https://www.cbo.gov/​sites/​default/​files/​114th-congress-2015-2016/​costestimate/​hr2029amendment1divisionsa.pdf。
23. See Congressional Budget Office, Cost Estimate on H.R. 2029, Amendment #1 (2016 Omnibus) Table 3 (Dec. 16, 2015), https://www.cbo.gov/​sites/​default/​files/​114th-congress-2015-2016/​costestimate/​hr2029amendment1divisionsa.pdf.
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24. 2018财年至2021财年的数据基于美国公民及移民服务局(USCIS)于2021年11月30日至12月21日期间通过电子邮件提供的数据。更多信息请参见下文表1和表3。
24. FY 2018-2021 data is based on data provided by USCIS via email between 11/30/2021 and 12/21/2021. For additional information, see tables 1 and 3 below.
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25. 2018财年至2021财年的数据基于美国公民及移民服务局(USCIS)于2021年11月30日至12月21日期间通过电子邮件提供的数据。2020财年和2021财年的征收总额分别为7200万美元和5700万美元。美国国土安全部(DHS)承认新冠疫情对这一时期征收总额的影响,但强调征收总额低于新冠疫情之前的预估征收额。
25. FY 2018-2021 data is based on data provided by USCIS via email between 11/30/2021 and 12/21/2021. The collection totals for FYs 2020 and 2021 were $72 million and $57 million, respectively. DHS recognizes the effect COVID-19 had on collection totals during this time frame but emphasizes that collection totals fell short of estimated collections prior to the COVID-19 pandemic.
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26. 美国工人是指美国公民或国民,或在美国合法获准永久居留的外国人,或根据《移民与国籍法》(INA)第207条获准作为难民入境的外国人,或根据《移民与国籍法》第208条获准庇护的外国人,或根据《移民与国籍法》或美国国土安全部(DHS)另行授权在美国就业的移民。20 CFR 355.715。
26. A U.S. worker means a U.S. citizen or national or an alien who is lawfully admitted for permanent residence in the United States, is admitted as a refugee under section 207 of the INA, is granted asylum under section 208 of the INA, or is an immigrant otherwise authorized (by the INA or by DHS) to be employed in the United States. 20 CFR 355.715.
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27. 见表1,《2025财年:H-1B申请,年度国会报告》,https://www.uscis.gov/​sites/​default/​files/​document/​legal-docs/​fy25_​h1b_​petitions_​021126_​v1.0.pdf,该报告显示美国公民及移民服务局(USCIS)平均每年收到约400,000份H-1B申请。
27. See Table 1, Fiscal Year 2025: H-1B Petitions, Annual Report to Congress, https://www.uscis.gov/​sites/​default/​files/​document/​legal-docs/​fy25_​h1b_​petitions_​021126_​v1.0.pdf, showing that on average USCIS receives approximately 400,000 H-1B petitions annually.
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28. 更多信息请参见下文表2和表3。
28. For additional information, please see tables 2 and 3 below.
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29. 生物识别项目还有其他资金来源。此处所涉及的9-11生物识别费仅是其中一种资金来源。生物识别项目的任何其他资金来源均不在本规则制定的范围之内,本规则制定仅涉及9-11生物识别费。
29. There are other sources of funding for biometrics programs. The 9-11 Biometric Fee at issue here is only one source of such funding. Any other sources of funding for biometrics programs are outside the scope of this rulemaking, which concerns only the 9-11 Biometric Fee.
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30. 见《2024年SEVIS数据报告》,可在https://www.ice.gov/​doclib/​sevis/​btn/​25_​0605_​2024-sevis-btn.pdf获取。(最后访问日期:2025年10月8日。)
30. See, 2024 SEVIS by the Numbers Report, available at https://www.ice.gov/​doclib/​sevis/​btn/​25_​0605_​2024-sevis-btn.pdf. (Last visited October 8, 2025.)
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31. 另有20,000名在美国高等教育机构获得硕士或更高学位的非移民不受65,000人配额上限的限制。见《移民与国籍法》第214(g)(5)(C)条(8 U.S.C. 1184(g)(5)(C))。
31. An additional 20,000 nonimmigrants who have earned a master's or higher degree from a U.S. institution of higher education are exempt from the 65,000 cap. See INA 214(g)(5)(C) (8 U.S.C. 1184(g)(5)(C)).
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32. 数字基于该规则在整个财政年度内生效的假设计算。若规则并非全年生效,转移金额将按未生效的年度百分比相应减少(例如,若该规则仅在2026财年四分之一时间内生效,则转移金额约为950万美元)。
32. Figures are based on the rule being in effect for the full fiscal year. Transfers will be reduced proportionally to the percentage of the year for which the rule is not in effect ( e.g. FY 2026 transfers would be approximately $9.5 million if the rule is in effect for a quarter of the year).
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33. 见《2016财年公法》第114-113号第402(g)条(将9-11生物识别费的最初日落日期定为2025年9月30日),经《2018年两党预算法案》(公法第115-123号,132 Stat. 64, 126)第30203(b)条修订(将该日期延长至2027年9月30日)。
33. See sec. 402(g), Public Law 114-113 (establishing the initial sunset date for the 9-11 Biometric Fee as September 30, 2025), as amended by sec. 30203(b) of the Bipartisan Budget Act of 2018, Public Law 115-123, 132 Stat. 64, 126 (extending this date to September 30, 2027).
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34. 2018财年至2022财年的数据基于美国公民及移民服务局(USCIS)主题专家于2025年8月21日提供的数据和预测。2023财年至2027财年的数据基于美国公民及移民服务局主题专家于2025年11月3日提供的数据和预测。
34. FY 2018-2022 data is based on data and projections provided by USCIS subject matter experts on August 21, 2025. FY 2023-2027 data is based on data and projections provided by USCIS subject matter experts on November 3, 2025.
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35. 虽然总统公告仅具体提及H-1B签证,但有可能对包括L-1签证在内的其他签证类别产生连带影响。
35. While the Presidential proclamation only specifically mentions H-1B visas, it is possible that there could be downstream effects on other visas, including L-1 visas.
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36. 自2004年以来,美国国土安全部(DHS)一直致力于按照《情报改革与恐怖主义预防法》(IRTPA)第7208条的要求,开发和实施一套全面的生物识别出入境数据系统。参见,例如,《美国访客与移民身份指示技术计划(“US-VISIT”)的实施;生物识别要求》,69 FR 468(2004年1月5日)。有关美国国土安全部加强生物识别业务计划的更多资料,见美国国土安全部年度《出入境逾期停留报告》,可在https://www.dhs.gov/​publication/​entryexit-overstay-report获取。
36. Since 2004, DHS has worked to develop and implement a comprehensive biometric entry and exit data system as required by section 7208 of the IRTPA. See, e.g., Implementation of the United States Visitor and Immigrant Status Indicator Technology Program (“US-VISIT”); Biometric Requirements, 69 FR 468 (Jan. 5, 2004). Additional resources discussing DHS's plans to enhance biometric operations are in DHS's annual Entry/Exit Overstay Reports, available at https://www.dhs.gov/​publication/​entryexit-overstay-report.
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37. 在抽样的264家经确认的小实体中,有41家(41/264 = 0.1553,即15.53%)。
37. 41 out of 264 confirmed small entities sampled (41/264 = .1553 or 15.53%).
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38. 在抽样的264家经确认的小实体中,有41家(41/264 = 0.1553,即15.53%)。
38. 41 out of 264 confirmed small entities sampled (41/264 = .1553 or 15.53%).
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[联邦公报文件编号2026-16231,于26年8月7日提交备案;上午8:45]
[FR Doc. 2026-16231 Filed 8-7-26; 8:45 am]
账单代码9111-14-P
BILLING CODE 9111-14-P
原文标题: 9-11 Response and Biometric Entry-Exit Fee for H-1B and L-1 Visas
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