特朗普签署第14404号行政令 对古巴实施制裁并禁止相关人员入境
发布日期 2026年5月7日生效日期 2026年5月1日
白宫发布第14404号行政令,针对涉嫌侵犯人权及威胁美国国家安全的古巴政府官员及相关人员扩大制裁。该命令还禁止被制裁人员及其成年家庭成员入境美国。
要点
- 该行政令是对2026年1月29日第14380号行政令所宣布的国家紧急状态的延伸措施。
- 命令冻结在古巴能源、国防、金融服务、矿业或安全部门运营,或代表古巴政府行事的外国人在美资产。
- 涉及严重侵犯人权或与古巴有关腐败行为的人员及其成年家庭成员也可能被列入制裁名单。
- 被列入制裁名单的人员将被禁止以移民或非移民身份入境美国,除非国务卿认定其入境符合美国国家利益。
- 国务卿和财政部长获授权发布相关法规和许可以实施该命令。
- 该行政令于2026年5月1日签署,并于2026年5月7日在联邦公报上公布。
影响对象
可能被列入制裁名单的古巴政府官员及相关人员,其成年家庭成员,以及与其有往来的美国人或金融机构均受影响。
建议行动
相关个人和企业应关注美国财政部海外资产控制办公室(OFAC)及国务院后续的制裁名单公告,并就受冻结交易咨询法律顾问。
全文翻译
官方原文全文已于 2026-10-13 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。
2026年5月1日第14404号行政命令
Executive Order 14404 of May 1, 2026
对古巴镇压行为负责者及对美国国家安全和外交政策构成威胁者实施制裁
Imposing Sanctions on Those Responsible for Repression in Cuba and for Threats to United States National Security and Foreign Policy
我以宪法及美利坚合众国法律,包括《国际紧急经济权力法》(50 U.S.C. 1701及其后条款)(IEEPA)、《国家紧急状态法》(50 U.S.C. 1601及其后条款)(NEA)、1952年《移民和国籍法》第212(f)条(8 U.S.C. 1182(f)),以及《美国法典》第3编第301条赋予本总统的权力,为就2026年1月29日第14380号行政命令(《应对古巴政府对美国构成的威胁》)中所宣布的国家紧急状态采取进一步措施,特此确定并命令如下:
By the authority vested in me as President by the Constitution and the laws of the United States of America, including the International Emergency Economic Powers Act (50 U.S.C. 1701 et seq.) (IEEPA), the National Emergencies Act (50 U.S.C. 1601 et seq.) (NEA), section 212(f) of the Immigration and Nationality Act of 1952 (8 U.S.C. 1182(f)), and section 301 of title 3, United States Code, and in order to take further steps with respect to the national emergency declared in Executive Order 14380 of January 29, 2026 (Addressing Threats to the United States by the Government of Cuba), I hereby determine and order:
第1节。政策。如第14380号行政命令所述,古巴政府的政策、做法和行动继续对美国的国家安全和外交政策构成异常且特殊的威胁,该威胁全部或实质上源自美国境外。这些政策、做法和行动不仅旨在损害美国利益,而且有悖于自由民主社会的道德和政治价值观。
Section 1 . Policy. The policies, practices, and actions of the Government of Cuba, as described in Executive Order 14380, continue to constitute an unusual and extraordinary threat, which has its source in whole or substantial part outside the United States, to the national security and foreign policy of the United States. Not only are these policies, practices, and actions designed to harm the United States, but they are also repugnant to the moral and political values of free and democratic societies.
第2节。可制裁行为。(a) 下列人员在美国境内、此后进入美国境内,或目前或此后处于任何美国人所拥有或控制之下的一切财产及财产权益,均予冻结,不得转移、支付、出口、提取或以其他方式处置:
Sec. 2 . Sanctionable Conduct. (a) All property and interests in property that are in the United States, that hereafter come within the United States, or that are or hereafter come within the possession or control of any United States persons of the following persons are blocked and may not be transferred, paid, exported, withdrawn, or otherwise dealt in:
(i) 经国务卿在与财政部长协商后,或经财政部长在与国务卿协商后,确定该外国人符合以下情形之一:
(i) any foreign person determined by the Secretary of State, in consultation with the Secretary of the Treasury; or by the Secretary of the Treasury, in consultation with the Secretary of State:
(A) 在古巴经济的能源、国防及相关军需物资、金属和采矿、金融服务或安全部门,或在财政部长经与国务卿协商后可能确定的古巴经济的任何其他部门内从事经营活动,或曾从事此类经营活动;
(A) to operate in or have operated in the energy, defense and related materiel, metals and mining, financial services, or security sector of the Cuban economy, or any other sector of the Cuban economy, as may be determined by the Secretary of the Treasury, in consultation with the Secretary of State;
(B) 直接或间接由古巴政府或根据本命令其财产或财产权益被冻结的任何人所拥有、控制或指挥,或曾代表或声称代表古巴政府或该等人行事;
(B) to be owned, controlled, or directed by, or to have acted or purported to act for or on behalf of, directly or indirectly, the Government of Cuba or any person whose property or interests in property are blocked pursuant to this order;
(C) 直接或间接拥有或控制根据本命令其财产或财产权益被冻结的任何人;
(C) to own or control, directly or indirectly, any person whose property or interests in property are blocked pursuant to this order;
(D) 曾为古巴政府或根据本命令其财产或财产权益被冻结的任何人提供实质性协助、赞助,或提供财务、物资或技术支持,或提供货物或服务,或为支持其而提供货物或服务;
(D) to have materially assisted, sponsored, or provided financial, material, or technological support for, or goods or services to or in support of, the Government of Cuba or any person whose property or interests in property are blocked pursuant to this order;
(E) 是或曾是古巴政府或根据本命令其财产或财产权益被冻结实体的领导人、官员、高级行政人员或董事会成员;
(E) to be or have been a leader, official, senior executive officer, or member of the board of directors of the Government of Cuba or an entity whose property or interests in property are blocked pursuant to this order;
(F) 是古巴政府的政治分支机构、部门或代理机构;(印刷页第25062页)
(F) to be a political subdivision, agency, or instrumentality of the Government of Cuba; ( printed page 25062)
(G) 对古巴境内的严重侵犯人权行为负有责任或共谋,或曾直接或间接参与或企图参与此类行为;
(G) to be responsible for or complicit in, or to have directly or indirectly engaged in or attempted to engage in, serious human rights abuse in Cuba;
(H) 对与古巴有关的腐败行为负有责任或共谋,或曾直接或间接参与或企图参与此类腐败行为,包括由古巴政府或古巴政府任何级别的现任或前任官员实施、代表其实施或以其他方式与之相关的腐败,如侵吞公共资产、为个人利益或政治目的征用私人资产,或贿赂行为;或
(H) to be responsible for or complicit in, or to have directly or indirectly engaged or attempted to engage in, corruption related to Cuba, including corruption by, on behalf of, or otherwise related to the Government of Cuba, or a current or former official at any level of the Government of Cuba, such as the misappropriation of public assets, expropriation of private assets for personal gain or political purposes, or bribery; or
(I) 是根据本命令被指定人员的成年家庭成员。
(I) to be an adult family member of a person designated pursuant to this order.
(b) 本节第(a)款所列禁止规定的适用,受依据本命令颁布的法规,或法规、命令、指令或许可证所规定的范围限制,且不论本命令颁布之日前订立的任何合同或授予的任何许可证或许可为何;但本款不适用于依据《联邦法规汇编》第31编第515部分所颁发许可证所授权的活动,且不影响该等许可证的效力。
(b) The prohibitions in subsection (a) of this section apply except to the extent provided by statutes, or in regulations, orders, directives, or licenses that are issued pursuant to this order, and notwithstanding any contract entered into or any license or permit granted prior to the date of this order; except that this subsection shall not apply to activities authorized by, and shall not affect the validity of, any license issued pursuant to part 515 of chapter 31 of the Code of Federal Regulations.
(c)除国际紧急经济权力法(IEEPA)第203(b)条(《美国法典》第50编第1702(b)条)所要求的范围外,或根据本行政令发布的法规、命令、指令或许可证中另有规定外,且不论在本行政令颁布日期之前订立的任何合同或授予的任何许可证或许可:
(c) Except to the extent required by section 203(b) of IEEPA (50 U.S.C. 1702(b)), or provided in regulations, orders, directives, or licenses that are issued pursuant to this order, and notwithstanding any contract entered into or any license or permit granted prior to the date of this order:
(i)美国人在根据本行政令被冻结的财产或财产权益方面进行的任何交易或往来,或在美国境内进行的任何交易或往来,均属禁止,包括但不限于向根据本行政令被冻结财产或财产权益的人提供或为其利益提供资金、货物或服务的任何捐助,或接受此类捐助;
(i) any transaction or dealing by United States persons or within the United States in property or interests in property blocked pursuant to this order is prohibited, including but not limited to the making or receiving of any contribution of funds, goods, or services to or for the benefit of those persons whose property or interests in property are blocked pursuant to this order;
(ii)任何美国人或在美国境内进行的任何交易,如旨在规避或避免、或企图规避或避免、或试图违反本行政令所规定的任何禁令,均属禁止;且
(ii) any transaction by any United States person or within the United States that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the prohibitions set forth in this order is prohibited; and
(iii)为违反本行政令所规定的任何禁令而达成的任何共谋,均属禁止。
(iii) any conspiracy formed to violate any of the prohibitions set forth in this order is prohibited.
(d)本人兹确定,美国人向被认定属于本节第(a)款规定对象的人员提供国际紧急经济权力法(IEEPA)第203(b)(2)条(《美国法典》第50编第1702(b)(2)条)所规定类型的捐赠,将严重损害本人应对第14380号行政令所宣布的国家紧急状态的能力,本人兹禁止此类捐赠。
(d) I hereby determine that the making of donations of the type specified in section 203(b)(2) of IEEPA (50 U.S.C. 1702(b)(2)) by United States persons to persons determined to be subject to subsection (a) of this section would seriously impair my ability to deal with the national emergency declared in Executive Order 14380, and I hereby prohibit such donations.
(e)对于被认定属于本节第(a)款规定对象、且可能在美国境内享有宪法意义上存在的人员,本人认为,由于其有能力瞬间转移资金或资产,若事先向此类人员通知根据本行政令将采取的措施,将使这些措施失效。因此,本人确定,为使这些措施有效应对第14380号行政令所宣布的国家紧急状态,根据本节第(a)款作出列名或认定时,无需事先通知。
(e) For those persons determined to be subject to subsection (a) of this section who might have a constitutional presence in the United States, I find that, because of the ability to transfer funds or assets instantaneously, prior notice to such persons of measures to be taken pursuant to this order would render these measures ineffectual. I therefore determine that, for these measures to be effective in addressing the national emergency declared in Executive Order 14380, there need be no prior notice of a listing or determination made pursuant to subsection (a) of this section.
第3节。旅行。(a)本人兹认定,无限制地允许被认定符合本行政令第2(a)(i)条一项或多项标准的外国人以移民或非移民身份进入美国,将损害美国利益,本人兹暂停此类人员以移民或非移民身份进入美国,但国务卿或国务卿指定人员认定该人员入境符合美国国家利益者除外。此类人员应与2011年7月24日第8693号公告(《暂停入境受联合国安理会旅行禁令及国际紧急经济权力法制裁管辖的外国人》)第1节所涵盖人员受到相同对待。(印刷页25063)
Sec. 3 . Travel. (a) I hereby find the unrestricted immigrant and nonimmigrant entry into the United States of aliens determined to meet one or more of the criteria in section 2(a)(i) of this order would be detrimental to the interests of the United States, and I hereby suspend entry into the United States, as immigrants or nonimmigrants, of such persons, except where the Secretary of State, or the Secretary of State's designee, determines that the person's entry is in the national interest of the United States. Such persons shall be treated in the same manner as persons covered by section 1 of Proclamation 8693 of July 24, 2011 (Suspension of Entry of Aliens Subject to United Nations Security Council Travel Bans and International Emergency Economic Powers Act Sanctions). ( printed page 25063)
第4节。外国金融机构。(a)财政部长经与国务卿协商,兹获授权,在认定某外国金融机构已为根据本行政令其财产或财产权益被冻结的任何人进行或促成任何重大交易的情况下,对该外国金融机构实施本节第(b)款所述的一项或多项制裁。
Sec. 4 . Foreign Financial Institutions. (a) The Secretary of the Treasury, in consultation with the Secretary of State, is hereby authorized to impose on a foreign financial institution one or more of the sanctions described in subsection (b) of this section upon determining that the foreign financial institution has conducted or facilitated any significant transaction or transactions for or on behalf of any person whose property or interests in property are blocked pursuant to this order.
(b)对于被认定符合本节第(a)款所规定标准的任何外国金融机构,财政部长经与国务卿协商,可以:
(b) With respect to any foreign financial institution determined to meet the criteria set forth in subsection (a) of this section, the Secretary of the Treasury, in consultation with the Secretary of State, may:
(i)禁止在美国开立代理账户或应付即付账户,或禁止维持此类账户,或对其维持施加严格条件;且
(i) prohibit the opening of, or prohibit or impose strict conditions on the maintenance of, correspondent accounts or payable-through accounts in the United States; and
(ii)冻结该外国金融机构在美国境内的、此后进入美国境内的、或此后处于任何美国人占有或控制之下的一切财产和财产权益,并规定此类财产和财产权益不得被转移、支付、出口、提取或以其他方式处置。本款所述禁令应包括由任何人向、为或为其利益提供任何捐助或提供资金、货物或服务,只要该人的财产或财产权益根据本款被冻结;以及从任何此类人员处接受任何捐助或资金、货物或服务的提供。
(ii) block all property and interests in property that are in the United States, that hereafter come within the United States, or that are or hereafter come within the possession or control of any United States person of such foreign financial institution, and provide that such property and interests in property may not be transferred, paid, exported, withdrawn, or otherwise dealt in. The prohibitions described in this subsection shall include the making of any contribution or provision of funds, goods, or services by, to, or for the benefit of any person whose property or interests in property are blocked pursuant to this subsection; and the receipt of any contribution or provision of funds, goods, or services from any such person.
(c) 本条第(b)款所述制裁的适用,不妨碍依照各项法规,或依据本行政令可能颁布的条例、命令、指令或许可证所作出的规定,且不论本行政令颁布之日前订立的任何合同或授予的任何许可证或执照;但本款不适用于依照《联邦法规汇编》第31篇第515部分颁发的任何许可证所授权的活动,亦不影响该许可证的效力。
(c) The sanctions described in subsection (b) of this section apply except to the extent provided by statutes, or in regulations, orders, directives, or licenses that may be issued pursuant to this order, and notwithstanding any contract entered into or any license or permit granted before the date of this order; except that this subsection shall not apply to activities authorized by, and shall not affect the validity of, any license issued pursuant to part 515 of chapter 31 of the Code of Federal Regulations.
(d) 本人特此认定,向依据本条第(b)款被冻结财产或财产权益的任何人捐赠、由其捐赠,或为其利益捐赠《国际紧急经济权力法》(IEEPA)第203条(b)(2)款(《美国法典》第50编第1702条(b)(2)款)所规定种类的物品,将严重损害本人应对第14380号行政令所宣布的国家紧急状态的能力,本人特此禁止此类捐赠。
(d) I hereby determine that the making of donations of the types of articles specified in section 203(b)(2) of IEEPA (50 U.S.C. 1702(b)(2)) by, to, or for the benefit of any person whose property or interests in property are blocked pursuant to subsection (b) of this section would seriously impair my ability to deal with the national emergency declared in Executive Order 14380, and I hereby prohibit such donations.
第5条. 授权。在符合适用法律的前提下,兹指示并授权国务卿和财政部长采取一切必要行动以实施并落实本行政令,包括通过暂时中止或修订法规,或通过在《联邦公报》上发布通知,以及通过制定规则、条例或指南的方式,并运用包括《国际紧急经济权力法》在内授予总统的一切权力,以实施本行政令所必要之措施。各行政部门和机构(机构)负责人均获授权并应在其机构职权范围内采取一切适当措施以实施本行政令。各机构负责人可依照包括《美国法典》第3编第301条在内的适用法律,将在该机构内采取此类适当措施的权力再授权。
Sec. 5 . Delegation. Consistent with applicable law, the Secretary of State and the Secretary of the Treasury are directed and authorized to take all actions necessary to implement and effectuate this order—including through temporary suspension or amendment of regulations or through notices in the Federal Register and by adopting rules, regulations, or guidance—and to employ all powers granted to the President, including by IEEPA, as may be necessary to implement this order. The head of each executive department and agency (agency) is authorized to and shall take all appropriate measures within the agency's authority to implement this order. The head of each agency may, consistent with applicable law, including section 301 of title 3, United States Code, redelegate the authority to take such appropriate measures within the agency.
第6条. 报告指令。兹授权并指示财政部长在与国务卿协商后,就第14380号行政令所宣布的国家紧急状态及根据该行政令行使的各项权力,依照《国家紧急状态法》(NEA)第401条(《美国法典》第50编第1641条)及《国际紧急经济权力法》第204条(c)款(《美国法典》第50编第1703条(c)款)的规定,向国会提交定期报告和最终报告。
Sec. 6 . Reporting Directives. The Secretary of the Treasury, in consultation with the Secretary of State, is hereby authorized and directed to submit recurring and final reports to the Congress on the national emergency declared in, and authorities exercised by, Executive Order 14380, consistent with section 401 of the NEA (50 U.S.C. 1641) and section 204(c) of IEEPA (50 U.S.C. 1703(c)).
第7条. 定义。就本行政令而言:
Sec. 7 . Definitions. For the purposes of this order:
(a) “实体”一词系指合伙企业、协会、信托机构、合资企业、公司、团体、分支团体或其他组织;(印刷页第25064页)
(a) the term “entity” means a partnership, association, trust, joint venture, corporation, group, subgroup, or other organization; ( printed page 25064)
(b) “古巴政府”一词系指古巴政府及其任何政治分支机构、机关或机构,包括古巴中央银行,以及由古巴政府拥有、控制或代表古巴政府行事的任何人;
(b) the term “Government of Cuba” means the Government of Cuba, any political subdivision, agency, or instrumentality thereof, including the Central Bank of Cuba, and any person owned, controlled, or acting for or on behalf of, the Government of Cuba;
(c) “人”一词系指个人或实体;
(c) the term “person” means an individual or entity;
(d) “美国人”一词系指任何美国公民、合法永久居民、依据美国法律或美国境内任何司法管辖区法律组建的实体(包括此类实体的境外分支机构),或任何身处美国境内的人;以及
(d) the term “United States person” means any United States citizen, lawful permanent resident, entity organized under the laws of the United States or any jurisdiction within the United States (including foreign branches of such entities), or any person in the United States; and
(e) “外国金融机构”一词系指从事下列业务的任何外国实体:接受存款;发放、授予、转让、持有或经纪贷款或信贷;买卖外汇、证券、期货或期权;或作为委托人或代理人为上述交易招揽买方和卖方。该术语包括但不限于存款机构、银行、储蓄银行、货币服务企业、信用卡系统运营商、信托公司、保险公司、证券经纪商和交易商、期货和期权经纪商和交易商、远期合约和外汇交易商、证券和商品交易所、清算公司、投资公司、雇员福利计划、贵金属、宝石或珠宝交易商,以及上述任何机构的控股公司、关联公司或子公司。该术语不包括《美国法典》第22编第262r条(c)(2)款所列明的国际金融机构、国际农业发展基金、北美开发银行,或外国资产控制办公室另行通知的任何其他国际金融机构。
(e) the term “foreign financial institution” means any foreign entity that is engaged in the business of accepting deposits; making, granting, transferring, holding, or brokering loans or credits; purchasing or selling foreign exchange, securities, futures, or options; or procuring purchasers and sellers thereof, as principal or agent. It includes but is not limited to depository institutions; banks; savings banks; money services businesses; operators of credit card systems; trust companies; insurance companies; securities brokers and dealers; futures and options brokers and dealers; forward contract and foreign exchange merchants; securities and commodities exchanges; clearing corporations; investment companies; employee benefit plans; dealers in precious metals, stones, or jewels; and holding companies, affiliates, or subsidiaries of any of the foregoing. The term does not include the international financial institutions identified in 22 U.S.C. 262r(c)(2), the International Fund for Agricultural Development, the North American Development Bank, or any other international financial institution so notified by the Office of Foreign Assets Control.
第8条. 一般规定。(a) 本行政令中的任何内容均不得被解释为损害或以其他方式影响:
Sec. 8 . General Provisions. (a) Nothing in this order shall be construed to impair or otherwise affect:
(i) 法律授予行政部门或机构,或其负责人的权力;或
(i) the authority granted by law to an executive department or agency, or the head thereof; or
(ii) 管理和预算办公室主任与预算、行政或立法提案相关的职能。
(ii) the functions of the Director of the Office of Management and Budget relating to budgetary, administrative, or legislative proposals.
(b) 本行政命令的执行应符合适用法律,并以拨款的可获得性为前提。
(b) This order shall be implemented consistent with applicable law and subject to the availability of appropriations.
(印刷页第25065页)
( printed page 25065)
(c) 本行政命令无意创设,事实上也未创设任何可由任何一方当事人在法律上或衡平法上针对美利坚合众国、其各部门、机构或实体,其官员、雇员或代理人,或任何其他人予以强制执行的权利或利益,无论是实体性的还是程序性的。
(c) This order is not intended to, and does not, create any right or benefit, substantive or procedural, enforceable at law or in equity by any party against the United States, its departments, agencies, or entities, its officers, employees, or agents, or any other person.
(d) 本行政命令的印发费用应由国务院承担。
(d) The costs for publication of this order shall be borne by the Department of State.
白宫,
THE WHITE HOUSE,
2026年5月1日。
May 1, 2026.
[联邦纪事文件编号 2026-09173
[FR Doc. 2026-09173
存档日期:2026年5月6日上午11时15分]
Filed 5-6-26; 11:15 am]
计费代码 4710-10-P
Billing code 4710-10-P