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费用移民局 (USCIS)重要#费用#难民·庇护·TPS#职业移民与工卡

美国国土安全部发布临时最终规则,落实H.R.1法案要求的移民费用

发布日期 2026年4月29日生效日期 2026年5月29日

美国国土安全部(DHS)发布一项临时最终规则,将H.R.1法案(One Big Beautiful Bill Act)要求的移民费用及相关规定纳入正式法规。该规则自2026年5月29日起生效,涉及庇护申请费、新设的年度庇护费、与I-94表格相关的费用,以及临时保护身份(TPS)工作许可有效期的新限制。该规则作为临时最终规则已经生效,但DHS将在2026年6月29日前接受公众意见。

要点

影响对象

影响庇护申请人、临时保护身份(TPS)持有者以及I-102表格申请人。

建议行动

受影响的申请人及其律师应在提交申请前了解新的费用和有效期要求,并可在2026年6月29日前通过regulations.gov向DHS提交意见。

全文翻译

官方原文全文已于 2026-10-13 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。

文件标题
Document Headings
文件标题因文件类型而异,但可能包含以下内容
Document headings vary by document type but may contain the following:
发布并签署文件的机构
the agency or agencies that issued and signed a document
文件修订、拟修订或与之直接相关的《联邦法规汇编》(CFR)标题编号及各部分编号
the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to
机构档案编号/机构内部文件编号
the agency docket number / agency internal file number
监管信息号(RIN),用于识别《联邦监管与放松监管行动统一议程》中列出的每项监管行动
the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions
详情请参阅《文件起草手册》。
See the Document Drafting Handbook for more details.
美国国土安全部
Department of Homeland Security
8 CFR 第103、106、208、244和274a部分
8 CFR Parts 103, 106, 208, 244, and 274a
[CIS编号2841-26;DHS档案编号USCIS-2026-0133]
[CIS No. 2841-26; DHS Docket No. USCIS-2026-0133]
RIN 1615-AD09
RIN 1615-AD09
机构:
AGENCY:
美国国土安全部美国公民及移民服务局。
U.S. Citizenship and Immigration Services, Department of Homeland Security.
行动:
ACTION:
临时最终规则;征求意见。
Interim final rule; request for comments.
摘要:
SUMMARY:
美国国土安全部(DHS)发布本临时最终规则(IFR),以将《一个美丽大法案》(H.R.1)所要求的某些移民费用及其他规定编纂入法。本临时最终规则修订美国公民及移民服务局(USCIS)的相关法规,以编纂以下内容:庇护费和年度庇护费,包括未缴纳该等费用的后果;新的I-94表格费用要求;某些类型工作许可的有效期;以及每份申请须保留的I-589表格申请费。
The U.S. Department of Homeland Security (DHS) issues this interim final rule (IFR) to codify certain immigration fees and other provisions required by the One Big Beautiful Bill Act (H.R.1). This IFR amends U.S. Citizenship and Immigration Services (USCIS) regulations to codify: the asylum and annual asylum fees, including the consequences of non-payment of these fees; the new Form I-94 fee requirement; the validity period for certain types of employment authorization; and the retention of the Form I-589 filing fee for every application.
日期:
DATES:
本临时最终规则自2026年5月29日起生效。国土安全部欢迎公众就本临时最终规则的所有方面提出意见;书面意见必须于2026年6月29日或之前就本临时最终规则提交。
This interim final rule is effective May 29, 2026. DHS invites public comment on all aspects of this interim final rule; written comments must be submitted on this interim final rule on or before June 29, 2026.
地址:
ADDRESSES:
您可通过联邦电子规则制定门户网站:http://www.regulations.gov ,就本临时最终规则整体提交意见,文件编号为DHS档案编号USCIS-2026-0133。根据《美国法典》第5编第553(b)(4)条,上述本规则摘要内容亦可在https://www.regulations.gov 查阅。请按照网站说明提交意见。意见必须以英文提交,若非英文,须附英文译文。对USCIS实施这些变更最有帮助的意见应引用本临时最终规则的具体部分,说明建议修改的理由,并提供支持该建议修改的数据、信息或依据。未按上述方式提交的意见,包括发送给国土安全部或USCIS官员的电子邮件或信函,将不被视为对本规则的意见,国土安全部可能不会对其作出回应。请注意,国土安全部和USCIS不接受亲自递交或快递送达的任何意见。USCIS不接受以任何形式的数字存储媒介(如CD/DVD和USB驱动器)提交的意见。USCIS目前也不接受邮寄提交的意见。如您无法通过http://www.regulations.gov 提交意见,请致电(240) 721-3000联系美国国土安全部美国公民及移民服务局政策与战略办公室法规协调司,获取替代提交说明。
You may submit comments on the entirety of this interim final rule package, identified by DHS Docket No. USCIS-2026-0133, through the Federal eRulemaking Portal: http://www.regulations.gov. In accordance with 5 U.S.C. 553(b)(4), the summary of this rule found above may also be found at https://www.regulations.gov. Follow the website instructions for submitting comments. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the interim final rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the rule and may not receive a response from DHS. Please note that DHS and USCIS cannot accept any comments that are hand-delivered or couriered. USCIS cannot accept comments contained on any form of digital media storage devices, such as CDs/DVDs and USB drives. USCIS is also not accepting mailed comments at this time. If you cannot submit your comment by using http://www.regulations.gov, please contact the Regulatory Coordination Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, by telephone at (240) 721-3000 for alternate instructions.
如需更多信息,请联系:
FOR FURTHER INFORMATION CONTACT:
美国国土安全部美国公民及移民服务局政策与战略办公室,地址:5900 Capital Gateway Drive, Camp Springs, MD 20746;电话240-721-3000(非免费电话)。听力或语言障碍人士可拨打免费联邦信息中继服务电话1-877-889-5627(TTY/TDD),通过TTY方式接入上述电话号码。
Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, 5900 Capital Gateway Drive, Camp Springs, MD 20746; telephone 240-721-3000 (this is not a toll-free number). Individuals with hearing or speech impairments may access the telephone number above via TTY by calling the toll-free Federal Information Relay Service at 1-877-889-5627 (TTY/TDD).
补充信息:
SUPPLEMENTARY INFORMATION:
目录
Table of Contents
一、公众参与
I. Public Participation
二、执行摘要
II. Executive Summary
甲、监管行动的目的
A. Purpose of the Regulatory Action
乙、法律授权
B. Legal Authority
丙、监管行动摘要
C. Summary of the Regulatory Action
丁、成本与效益摘要
D. Summary of Costs and Benefits
三、背景与授权
III. Background and Authority
甲、H.R.1,《一个美丽大法案》
A. H.R.1—One Big Beautiful Bill Act
乙、国土安全部一般规则制定权限
B. DHS General Rulemaking Authority
四、本临时最终规则所作变更的讨论
IV. Discussion of Changes Made in This IFR
甲、I-94表格移民费用
A. Form I-94 Immigration Fee
乙、庇护申请费
B. Asylum Application Fee
丙、年度庇护费的实施与管理
C. Implementation and Administration of the Annual Asylum Fee
丁、基于临时保护身份的工作许可限制的实施
D. Implementation of the Limits of Employment Authorization Based on Temporary Protected Status
戊、可分割性
E. Severability
己、费用豁免与减免
F. Fee Waivers and Exemptions
五、法定及监管要求
V. Statutory and Regulatory Requirements
甲、《行政程序法》
A. Administrative Procedure Act
乙、第12866号行政命令(监管规划与审查)、第13563号行政命令(改进监管与监管审查)及第14192号行政命令(通过放松监管释放繁荣)
B. Executive Order 12866 (Regulatory Planning and Review), Executive Order 13563 (Improving Regulation and Regulatory Review), and Executive Order 14192 (Unleashing Prosperity Through Deregulation)
丙、《监管灵活性法案》(认证)
C. Regulatory Flexibility Act (Certification)
丁、1995年《无资金授权改革法案》
D. Unfunded Mandates Reform Act of 1995
E. 1996年《小企业监管执行公平法》(国会审查法)
E. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
F. 第13132号行政命令(联邦制)
F. Executive Order 13132 (Federalism)
G. 第12988号行政命令(民事司法改革)
G. Executive Order 12988 (Civil Justice Reform)
H. 家庭评估
H. Family Assessment
I. 第13175号行政命令(与印第安部落政府的协商与协调)
I. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
J. 《国家环境政策法》
J. National Environmental Policy Act
K. 《文书削减法》
K. Paperwork Reduction Act
缩略语表
Table of Abbreviations
AAF,年度庇护费
AAF—Annual Asylum Fee
APA,《行政程序法》
APA—Administrative Procedure Act
BLS,美国劳工统计局
BLS—U.S. Bureau of Labor Statistics
CBP,美国海关及边境保护局
CBP—U.S. Customs and Border Protection
CFO Act,《首席财务官法》
CFO Act—Chief Financial Officers Act
CFR,《联邦法规汇编》
CFR—Code of Federal Regulations
CPI-U,城市消费者消费价格指数
CPI-U—Consumer Price Index for All Urban Consumers
CRA,《国会审查法》
CRA—Congressional Review Act
DHS,国土安全部
DHS—Department of Homeland Security
DOJ,司法部
DOJ—Department of Justice
DOL,劳工部
DOL—Department of Labor
EAD,就业授权文件
EAD—Employment Authorization Document
E.O.,行政命令
E.O.—Executive Order
EOIR,移民上诉事务执行办公室
EOIR—Executive Office for Immigration Review
FR,《联邦纪事》
FR—Federal Register
FRN,《联邦纪事》通知
FRN—Federal Register Notice
FY,财政年度
FY—Fiscal Year
H.R.1,《一个美丽大法案》
H.R.1—One Big Beautiful Bill Act
HSA,《2002年国土安全法》
HSA—Homeland Security Act of 2002
IFR,临时最终规则
IFR—Interim Final Rule
INA,《移民与国籍法》
INA—Immigration and Nationality Act
IPF,移民假释费
IPF—Immigration Parole Fee
NATO,北大西洋公约组织
NATO—North Atlantic Treaty Organization
NEPA,《国家环境政策法》
NEPA—National Environmental Policy Act
NTA,出庭通知书
NTA—Notice to Appear
OMB,行政管理和预算局
OMB—Office of Management and Budget
PRA,《文书削减法》
PRA—Paperwork Reduction Act
RFA,《1980年监管灵活性法》
RFA—Regulatory Flexibility Act of 1980
RIA,监管影响分析
RIA—Regulatory Impact Analysis
SBREFA,《1996年小企业监管执行公平法》
SBREFA—Small Business Regulatory Enforcement Fairness Act of 1996
SIJ,特别移民青少年
SIJ—Special Immigrant Juvenile
TPS,临时保护身份
TPS—Temporary Protected Status
UMRA,《1995年无资金授权改革法》
UMRA—Unfunded Mandates Reform Act of 1995
USCIS,美国公民及移民服务局
USCIS—U.S. Citizenship and Immigration Services
I. 公众参与
I. Public Participation
国土安全部(DHS)邀请所有利害关系方通过就本临时最终规则的各个方面提交书面数据、意见、评论和论点来参与本次规则制定。国土安全部还欢迎就本临时最终规则可能产生的经济、环境或联邦制影响发表评论。评论必须以英文提交,或须提供英文译本。能为美国公民及移民服务局(USCIS)实施这些变更提供最大帮助的评论,应引用临时最终规则的具体部分,说明任何建议修改的理由,并提供支持该建议修改的数据、信息或依据。以上述方式以外的方式提交的评论,包括发送给国土安全部或美国公民及移民服务局官员的电子邮件或信函,(印刷页22953)将不被视为对本临时最终规则的评论,国土安全部可能不会对其作出回应。
DHS invites all interested parties to participate in this rulemaking by submitting written data, views, comments, and arguments on all aspects of this interim final rule. DHS also invites comments that relate to the economic, environmental, or federalism effects that might result from this interim final rule. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the interim final rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than the one listed above, including emails or letters sent to DHS or USCIS officials, ( printed page 22953) will not be considered comments on the interim final rule and may not receive a response from DHS.
说明:如果您提交评论,必须注明机构名称(美国公民及移民服务局)以及本临时最终规则的国土安全部案卷编号USCIS-2026-0133。请注意,所有提交内容将原文不变地发布在联邦电子规则制定门户网站http://www.regulations.gov上,并将包含您提供的任何个人信息。因此,提交此类信息即表示将其公开。您在向国土安全部提交的任何自愿公开评论中,可能希望考虑限制所提供的个人信息量。国土安全部可能会对其认定可能影响个人隐私或具有冒犯性的评论内容不予公开。有关更多信息,请参阅http://www.regulations.gov上提供的隐私和安全声明。
Instructions: If you submit a comment, you must include the agency name (U.S. Citizenship and Immigration Services) and the DHS Docket No. USCIS-2026-0133 for this interim final rule. Please note all submissions will be posted, without change, to the Federal eRulemaking Portal at http://www.regulations.gov, and will include any personal information you provide. Therefore, submitting this information makes it public. You may wish to consider limiting the amount of personal information that you provide in any voluntary public comment submission you make to DHS. DHS may withhold information provided in comments from public viewing that it determines may impact the privacy of an individual or is offensive. For additional information, please read the Privacy and Security Notice available at http://www.regulations.gov.
案卷:如需查阅案卷并阅读背景文件或已收到的评论,请访问http://www.regulations.gov,并注明国土安全部案卷编号USCIS-2026-0133。您还可以在在线案卷中注册电子邮件提醒,以便在发布评论或公布最终规则时收到通知。
Docket: For access to the docket and to read background documents or comments received, go to http://www.regulations.gov, referencing DHS Docket No. USCIS-2026-0133. You may also sign up for email alerts on the online docket to be notified when comments are posted or a final rule is published.
II. 行政摘要
II. Executive Summary
A. 监管行动的目的
A. Purpose of the Regulatory Action
2025年7月4日,总统签署了H.R.1,《一个美丽大法案》,公法119-21号,139 Stat. 72(“H.R.1”),使其成为法律。H.R.1是一项全面的立法方案,修改了许多法律并增加了涉及美国政府诸多领域的新法律。在这些修改中,该法律为《移民与国籍法》(INA)设立了若干新规定和费用。参见H.R.1第十章,A分章,第一部分,第100001至1000018条。本临时最终规则将H.R.1中若干移民费用规定及对外国人的其他限制纳入法规。
On July 4, 2025, the President signed into law H.R.1—One Big Beautiful Bill Act, Public Law 119-21, 139 Stat. 72 (“H.R.1”). H.R.1 was a comprehensive legislative package that changed many laws and added new laws that touch many areas of the United States government. Among those changes, the law established several new provisions and fees to the Immigration and Nationality Act (INA). See H.R.1, Title X, Subtitle A, Part I, Sections 100001 through 1000018. This IFR codifies several of the H.R.1 immigration fee provisions and other limitations on aliens.
具体而言,该临时最终规则(IFR)执行以下事项:(1)将《美国法典》第8编第1807条中规定的适用于美国公民及移民服务局(USCIS)的I-94表格费用要求编入《联邦法规汇编》(CFR);(2)将《美国法典》第8编第1808条规定的年度庇护费(AAF)要求编入法规,包括未缴纳年度庇护费的后果以及《美国法典》第8编第1810条(b)款所要求的与工作许可相关的限制;(3)将《美国法典》第8编第1802条要求的每份庇护申请在提交时均须缴纳规定费用的要求编入法规,无论该申请是否被驳回,且该费用不予退还;以及(4)将《美国法典》第8编第1803条(c)款和第1811条(a)款所要求的H.R.1对临时保护身份(TPS)工作许可有效期的限制编入法规。
Specifically, the IFR does the following: (1) codification in the Code of Federal Regulations (CFR) of the Form I-94 fee requirement set forth in 8 U.S.C. 1807 as it applies to USCIS; (2) codification of the Annual Asylum Fee (AAF) requirement in 8 U.S.C. 1808, including consequences for failure to pay the AAF and limitations related to employment authorization required by 8 U.S.C. 1810(b); (3) codification of the requirement that every asylum application include the fee required by 8 U.S.C. 1802 at filing regardless of whether the application is rejected, and is not refundable; and (4) codification of the H.R.1 limits on the validity of Temporary Protected Status (TPS) employment authorization required by 8 U.S.C. 1803(c) and 8 U.S.C. 1811(a).
B. 法律授权
B. Legal Authority
本规则依据《移民与国籍法》(INA)第208(d)(3)条,即《美国法典》第8编第1158条(d)款;《2002年国土安全法》(HSA)第102条,即《美国法典》第6编第112条;以及H.R.1第100002条至第100018条,编入《美国法典》第8编第1802条至第1815条而制定。上述法律授权国土安全部(DHS)管理庇护程序,并依法征收特定费用。
This rule is issued under section 208(d)(3) of the Immigration and Nationality Act (INA), 8 U.S.C. 1158(d); section 102 of the Homeland Security Act of 2002 (HSA), 6 U.S.C. 112; and sections 100002 through 100018 of H.R.1, codified at 8 U.S.C. 1802 through 1815. These statutes authorize DHS to administer the asylum process, and collect certain fees as required by law.
国土安全部依据《美国法典》第5编第553条(b)款(B)项规定的“正当理由”例外情形发布本规则作为临时最终规则,因为事先征求公众意见将不切实际且有悖于公共利益。H.R.1要求立即实施,以确保遵守法定授权,且在本规则所实施的各项规定方面,国土安全部并无自由裁量权。
DHS is issuing this rule as an interim final rule under the “good cause” exception of 5 U.S.C. 553(b)(B), as prior notice and comment would be impracticable and contrary to the public interest. H.R.1 requires immediate implementation to ensure compliance with the statutory mandate and provides no discretion to DHS on the provisions implemented in this rule.
C. 监管行动摘要
C. Summary of the Regulatory Action
本规则将H.R.1中适用于美国公民及移民服务局的若干费用规定编入法规:
This rule codifies certain H.R.1 fee provisions applicable to USCIS:
《美国法典》第8编第1807条要求的I-94表格费用:确立了一项费用要求,就美国公民及移民服务局而言,该要求适用于I-102表格(补发/初次签发非移民入境/离境记录申请表)的提交。新增8 CFR 103.7(d)(4)。
Form I-94 Fee required by8 U.S.C. 1807: Establishes a fee requirement that, for USCIS, is applicable to the filing of Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document. New 8 CFR 103.7(d)(4).
《美国法典》第8编第1808条要求的年度庇护费:将外国人须缴纳年度庇护费的要求编入法规,并规定在程序上,若未在收到通知后30日内缴纳,则导致待决庇护申请被驳回,以及任何相关工作许可申请被拒绝。新增8 CFR 106.2(c)(15)(ii)及208.3(c)(6)。
Annual Asylum Fee required by8 U.S.C. 1808: Codifies the requirement that an alien pay the AAF and establishes that, procedurally, failure to pay within 30 days of notice results in rejection of the pending asylum application and the denial of any associated application for employment authorization. New 8 CFR 106.2(c)(15)(ii) and 208.3(c)(6).
《美国法典》第8编第1802条要求的庇护申请费用之保留:将该费用要求编入法规,并规定若I-589表格被驳回,庇护申请提交费由美国公民及移民服务局保留。新增8 CFR 106.2(c)(14)。
Retention of Asylum Application Fee required by8 U.S.C. 1802: Codifies the fee requirement and provides that the asylum application filing fee is retained by USCIS if a Form I-589 is rejected. New 8 CFR 106.2(c)(14).
《美国法典》第8编第1803条(c)款及第1811条(a)款要求的临时保护身份工作许可有效期:将临时保护身份下的工作许可及任何相关工作许可文件的有效期限制为一年,或指定期限剩余部分(以较短者为准),并作出相应的配套修改,以确保国土安全部各项法规之间的一致性。新增8 CFR 274a.12(a)(12)及274.12(c)(19)。
TPS Employment Authorization Validity required by8 U.S.C. 1803(c) and 8 U.S.C. 1811(a): Limits work authorization and any associated employment authorization document under TPS to one year, or the remaining period of designation if shorter, with conforming changes to ensure consistency across DHS regulations. New 8 CFR 274a.12(a)(12) and 274.12(c)(19).
D. 成本与效益概述
D. Summary of Costs and Benefits
国土安全部还对本规则的成本与效益进行了分析。由于本规则系对法定授权或程序性流程予以编纂,国土安全部估计除国会所施加的成本外,本规则产生的额外成本极小。定性效益包括提升费用透明度、减少行政上的不确定性,以及增强与H.R.1目标相一致的执法效率。
DHS also analyzed the costs and benefits of this rule. Because the rule codifies statutory mandates or procedural processes, DHS estimates minimal incremental cost beyond those imposed by Congress. Qualitative benefits include improved fee transparency, reduced administrative ambiguity, and enhanced enforcement efficiency consistent with the goals of H.R.1.
III. 背景与授权
III. Background and Authority
A. H.R.1,《一项伟大的大法案》
A. H.R.1—One Big Beautiful Bill Act
《2025年H.R.1协调法案》(H.R.1),《公法》119-21号,建立了一套新的移民费用框架,国会指示美国国土安全部(DHS)自2025财年起开始实施该框架。[1] 国会在制定H.R.1时旨在确保申请或维持移民福利资格的外国人承担更多管理移民系统的成本。[2] 国会在解释其决定时明确表示,这些新费用早该征收,且对于弥补在美国公民及移民服务局(USCIS,DHS的下属机构)和美国司法部移民审查执行办公室(EOIR)两处积压的数百万份待审庇护申请所产生的日益增长的裁决成本而言是必要的。[3] H.R.1要求这些费用自2025财年起开始征收,且“在法律授权的任何其他费用之外”另行征收。[4](原文第22954页)除本规则针对特定费用另有说明外,H.R.1规定的费用是在8 CFR第106部分规定的费用,或DHS根据《移民与国籍法》(INA)第286(m)条,即8 U.S.C. 1356(m)制定的任何其他费用之外另行征收的,且不可退还。参见89 FR 6194(2024年1月31日);90 FR 34511(2025年7月22日)。2025年7月22日,USCIS发布了一份《联邦公报》通知(FRN),宣布实施由USCIS管理的、H.R.1规定的若干项费用(H.R.1费用通知)。90 FR 34511(2025年7月22日)。[5] 该通知实施了根据8 U.S.C. 1802自2025财年起征收的最低100美元庇护申请受理费,以及根据8 U.S.C. 1808自2025财年起,针对庇护申请每一个待决历年征收的最低100美元年度庇护费(AAF)。90 FR 34511(2025年7月22日)。该通知还宣布了临时保护身份(TPS)、根据8 U.S.C. 1805规定的特殊移民青少年(SIJ),以及根据8 U.S.C. 1803(a)至(c)规定的某些类别就业授权的相关费用。90 FR 34511(2025年7月22日)。
The H.R.1 Reconciliation Act of 2025 (H.R.1), Public Law 119-21, established a new framework of immigration fees that Congress directed DHS to implement beginning FY 2025.[1] Congress intended H.R.1 to ensure that aliens who apply for or maintain eligibility for immigration benefits bear more of the costs of administering the immigration system.[2] In explaining its decision, Congress made clear that these new fees were long overdue and necessary to recover the growing costs of adjudicating the millions of pending asylum applications before both USCIS, a component agency of DHS, and the Department of Justice, Executive Office for Immigration Review (EOIR).[3] H.R.1 requires that these fees be applied commencing in FY 2025 “in addition to any other fee authorized by law.” [4] ( printed page 22954) Unless otherwise described in this rule with respect to a specific fee, the fees set forth in H.R.1 are imposed in addition to fees in 8 CFR part 106, or any other fee promulgated by DHS under INA sec. 286(m), 8 U.S.C. 1356(m), and are not refundable. See89 FR 6194 (Jan. 31, 2024); 90 FR 34511 (July 22, 2025). On July 22, 2025, USCIS published a Federal Register notice (FRN) announcing the implementation of several fees administered by USCIS mandated by H.R.1 (H.R.1 Fee notice). 90 FR 34511 (July 22, 2025).[5] That notice implemented a minimum $100 asylum application filing fee commencing in FY 2025 under 8 U.S.C. 1802 and a minimum $100 annual asylum fee (AAF) starting in FY 2025 for each calendar year an asylum application remains pending under 8 U.S.C. 1808. 90 FR 34511 (July 22, 2025). The notice also announced fees for Temporary Protected Status (TPS), special immigrant juveniles (SIJs) under 8 U.S.C. 1805, and certain categories of employment authorization under 8 U.S.C. 1803(a)-(c). 90 FR 34511 (July 22, 2025).
USCIS的通知还规定,USCIS将向每一位在USCIS处有待决申请、且需缴纳年度庇护费(AAF)的庇护申请人发出个人化的单独通知,该通知将载明费用金额、缴费的时间和方式,以及未缴费的后果。[6] 对于2025财年应缴纳的年度庇护费,DHS已发出的年度庇护费通知仅说明在截止日期前未缴费可能对申请产生不利影响,但未明确说明若未缴费将发生何种具体后果。[7]
The USCIS notice also provides that USCIS will issue personal, individualized notice to each asylum applicant with an application pending with USCIS from whom the AAF is required, and that the notice will include the amount of the fee, when and how the fee must be paid, and the consequences of failure to pay.[6] For the AAF due for FY 2025, DHS has issued AAF notices that only state that failure to pay the fee before the deadline may negatively affect the application, but do not specify what will occur if the fee is not paid.[7]
H.R.1费用通知明确推迟公布了多项法定费用。其中包括:(1)8 U.S.C. 1804所规定的移民假释费(IPF),该条款包含多项列明的法定例外情形;以及(2)8 U.S.C. 1807所规定的、适用于任何提交I-94表格《入境/出境记录》申请的外国人的I-94表格费用。90 FR 34511,第34516页(2025年7月22日)。在这两种情况下,USCIS均说明在实施之前有必要作出进一步的解释和指导。90 FR 34511(2025年7月22日)。2025年10月16日,DHS发布了另一份《联邦公报》通知,以处理8 U.S.C. 1804所规定的移民假释费(IPF)问题。90 FR 48317(2025年10月16日)。该IPF通知宣布了由包括USCIS在内的DHS下属机构负责管理的新费用,并明确了适用该费用的申请人类别、新规定的生效日期以及缴费的相关说明。90 FR 48317(2025年10月16日)。该通知还依照H.R.1所规定的法定例外情形,说明了费用例外可能适用的情形,并阐明了未缴费的后果。90 FR 48317(2025年10月16日)。该IPF通知履行了H.R.1费用通知中作出的承诺,即该通知曾表示,8 U.S.C. 1804所规定的、因涉及多项需经机构解释的法定例外情形而需另行处理的费用,将在未来的出版物中予以公布。90 FR 34511(2025年7月22日)。通过提供这一后续指导,DHS确保公众获得了必要的信息,以全面遵守这一新的法定要求。
The H.R.1 Fee notice expressly deferred announcement of multiple statutory fees. Among them were: (1) the Immigration Parole Fee (IPF) required by 8 U.S.C. 1804, which includes multiple enumerated statutory exceptions, and (2) the Form I-94 fee required by 8 U.S.C. 1807 applicable to any alien who submits an application for a Form I-94 Arrival/Departure Record. 90 FR 34511 at 34516 (July 22, 2025). In both cases, USCIS explained that further interpretation and guidance were necessary before implementation could proceed. 90 FR 34511 (July 22, 2025). On October 16, 2025, DHS published an additional FRN to address the Immigration Parole Fee (IPF) required by 8 U.S.C. 1804. 90 FR 48317 (Oct. 16, 2025). The IPF notice announced the new fee to be administered by DHS components, including USCIS, and specified the classes of applicants to whom the fee applies, the effective date of the new requirement, and instructions for remitting payment. 90 FR 48317 (Oct. 16, 2025). It also described the circumstances under which the fee exceptions may apply in accordance with the statutory exceptions provided in H.R.1 and clarified the consequences for failure to pay. 90 FR 48317 (Oct. 16, 2025). The IPF notice fulfilled the commitment made in the H.R.1 Fee notice, which stated that the fee mandated by 8 U.S.C. 1804, subject to multiple statutory exceptions requiring agency interpretation, would be announced in a future publication. 90 FR 34511 (July 22, 2025). By providing this follow-up guidance, DHS ensured that members of the public received the necessary information to comply fully with the new statutory mandate.
H.R.1法案要求国土安全部(DHS)自2026财政年度起及其后每个财政年度,根据通货膨胀对移民相关费用进行调整。H.R.1法案规定,国土安全部应使用当年7月城镇消费者消费价格指数(CPI-U)相对于前一个日历年同期的百分比变化,并按照H.R.1法案授权的方式,将每项费用向下舍入至最接近的10美元整数倍或最接近的1美元。为推进H.R.1法案文本的实施,国土安全部各部门发布了多份联邦公报通知,宣布新的H.R.1通货膨胀调整费用(90 FR 52085(2025年11月19日)、90 FR 52425(2025年11月20日)和90 FR 52693(2025年11月21日))。
H.R.1 requires that DHS, beginning in FY 2026 and continuing for each subsequent fiscal year, adjust the immigration-related fees for inflation. H.R.1 prescribes that DHS use the percentage change to the CPI-U for the month of July in the current year compared to the preceding calendar year, and round each fee to the next lowest multiple of $10 or down to the nearest dollar as authorized by H.R.1. In furtherance of enacting the text of H.R.1, DHS components published multiple FRNs announcing the new H.R inflationary increases (90 FR 52085 (Nov. 19, 2025), 90 FR 52425 (Nov. 20, 2025), and 90 FR 52693 (Nov. 21, 2025)).
B. 国土安全部一般规则制定权限
B. DHS General Rulemaking Authority
国土安全部部长就本次法规修订所依据的权限,见于《移民与国籍法》(INA)第8编美国法典第1101节及以下条款,以及《2002年国土安全法》(HSA)第6编美国法典第101节及以下条款的多个条款。颁布本临时最终规则(IFR)的一般权限见于INA第103(a)节,即8 U.S.C. 1103(a),该条款授权部长管理和执行移民与国籍法律,并制定部长认为执行该权限所必需的法规,[8] 以及HSA第102节,即6 U.S.C. 112,该条款将国土安全部的所有职能赋予部长,并授权部长颁布法规。[9] 除上述一般权限外,INA第208(d)(5)(B)节即8 U.S.C. 1158(d)(5)(B)规定的庇护专项权限指出:“司法部长可通过法规规定与本章不相抵触的、对庇护申请审议的任何其他条件或限制。” [10]
The Secretary of Homeland Security's authority for the regulatory amendment is found in various sections of the INA, 8 U.S.C. 1101 et seq. and the Homeland Security Act of 2002 (HSA), 6 U.S.C. 101 et seq. General authority for issuing this IFR is found in section 103(a) of the INA, 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and nationality laws and establish such regulations as the Secretary deems necessary for carrying out such authority,[8] as well as sections 102 of the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the Secretary and authorizes the Secretary to issue regulations.[9] In addition to the general authority, the asylum-specific authority at INA sec. 208(d)(5)(B), 8 U.S.C. 1158(d)(5)(B), states that “the Attorney General may provide by regulation for any other conditions or limitations on the consideration of an application for asylum not inconsistent with this chapter.” [10]
H.R.1法案文本中“在法律授权的任何其他费用之外”这一表述是明确的。[11] H.R.1法案规定的费用并不取代或替代国土安全部在8 CFR第106部分及相关条款中颁布的收费表,也不限制国土安全部根据INA第286(m)节即8 U.S.C. 1356(m)所享有的收回提供裁决和入籍服务成本的权限。H.R.1法案规定的费用是一套独立的法定要求,旨在筹集收入以支持执法优先事项、改善公共安全,并为财政部提供收入,同时美国公民及移民服务局(USCIS)继续通过其现有收费权限为裁决职能提供资金。若将H.R.1法案解释为取代国土安全部在8 CFR第106部分中编纂的USCIS费用,将导致USCIS运营收入出现巨大缺口,损害USCIS为其运营提供资金的能力,并危及国会并未表示应予削减的服务水平。
The H.R.1 text “in addition to any other fee authorized by law” is clear.[11] H.R.1 fees do not supersede or replace the fee schedule DHS promulgated in 8 CFR part 106 and related provisions, nor do they limit DHS's authority under INA sec. 286(m), 8 U.S.C. 1356(m), to recover the costs of providing adjudication and naturalization services. The H.R.1 fees are a distinct set of statutory requirements intended to raise revenue to support enforcement priorities, improve public safety, and provide revenue to the Treasury while USCIS continues to fund adjudicatory functions through its existing fee authority. To interpret H.R.1 as supplanting the USCIS fees DHS codified in 8 CFR part 106 would produce a large shortfall in USCIS' operating revenue, compromise USCIS' ability to fund its operations, and jeopardize service levels Congress has not indicated should be curtailed.
IV. 本临时最终规则所作修改的讨论
IV. Discussion of Changes Made in This IFR
本临时最终规则在H.R.1费用通知和临时政策冻结(IPF)通知的基础上进一步扩展,以更全面地实施与USCIS相关的H.R.1费用。国会的立法意图,无论是从H.R.1法案的法定文本还是从相关立法历史中均可清楚看出,这些法定条款的制定旨在迅速加强移民执法并改善公共(印刷页22955)安全。[12] 具体修改内容如下:
This IFR expands upon the H.R. 1 Fee notice and the IPF notice to more fully implement the H.R.1 fees related to USCIS. Congressional intent, reflected in both the statutory text of H.R.1 and in the accompanying legislative history, makes clear that these statutory provisions were enacted to expeditiously strengthen immigration enforcement and improve public ( printed page 22955) safety.[12] The specific changes are as follows:
A. I-94表格移民费
A. Form I-94 Immigration Fee
H.R.1法案要求“任何提交I-94表格入境/离境记录申请的外国人须缴纳最低24美元的费用。” [13] 该新费用应每年根据通货膨胀进行调整,且须“在法律授权的任何其他费用之外”另行征收。[14] 该法规定此项费用“不得豁免或减免。” [15] 本临时最终规则将新的8 U.S.C. 1807节费用要求编纂成法规,适用于提交I-94表格入境/离境记录的申请人,且该费用必须在申请人申请I-94表格时提交,此费用是在8 CFR 106.2(a)(2)所要求费用之外另行征收的。[16]
H.R.1 requires “any alien who submits an application for a Form I-94 Arrival/Departure Record to pay a minimum of $24.” [13] This new fee shall be adjusted annually for inflation and is to be collected “in addition to any other fee authorized by law.” [14] The statute specifies that this fee “shall not be waived or reduced.” [15] This IFR codifies the new 8 U.S.C. 1807 fee requirement for applicants that submit a Form I-94 Arrival/Departure Record and that the fee must be submitted when the applicants request the Form I-94 in addition to the fee required by 8 CFR 106.2(a)(2).[16]
USCIS将8 U.S.C. 1807节中“提交I-94表格申请”这一表述解释为仅适用于申请人明确提交申请以请求I-94表格入境/离境记录的情形。根据这一解释,USCIS征收I-94表格费用的范围仅限于I-102表格《更换/初次签发非移民入境离境文件申请书》或其后续表格,此系8 U.S.C. 1807节所要求的。[17]
USCIS interprets the language “submits an application for a Form I-94” in 8 U.S.C. 1807 to apply exclusively to scenarios where an applicant files an application explicitly requesting a Form I-94 Arrival/Departure record. This interpretation limits USCIS' collection of the Form I-94 fee solely to Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document, or successor form, as required by 8 U.S.C. 1807.[17]
美国公民及移民服务局(USCIS)认识到,在许多裁决中,该机构在批准授予、延长或变更合法居留期限的申请或申请书时,可能会在其系统中创建或更新电子版I-94表格记录。但是,这一流程不同于通过提交I-102表格直接申请I-94表格。因此,就USCIS的收费而言,8 U.S.C. 1807条所要求的I-94表格费仅限于直接提交I-102表格的情形,不适用于因裁决而附带产生或修改I-94表格记录的情形。[18]
USCIS recognizes that in many adjudications, the agency may create or update an electronic Form I-94 record in its systems when approving an application or petition that confers, extends, or changes a period of authorized stay. However, this process is distinct from a direct request for a Form I-94 through the filing of Form I-102. Accordingly, as it pertains to USCIS' collection, the Form I-94 fee required by 8 U.S.C. 1807 is limited to cases involving the direct filing of Form I-102 and does not extend to an adjudication that results in the incidental creation or amendment of a Form I-94 record.[18]
I-102表格,《更换/初次非移民入境-离境记录申请表》,是外国人申请签发、更换或更正I-94表格所使用的申请表。根据USCIS表格说明以及8 CFR 264.6条的规定,I-102表格可因多种原因提交。[19]其中包括“一般申请”类别,适用于申请人需要更换遗失、被盗、损毁或损坏的I-94表格,或因其他特定例外情形未涵盖的原因而需要I-94表格的情况。此外,申请人还可在下列情形下提交I-102表格:美国海关及边境保护局(CBP)在陆路边境、机场或海港入境时未签发I-94表格;需要更正I-94表格、I-94W《非移民签证豁免入境-离境记录》或I-95《外国人机组人员登陆许可证》,且该错误并非申请人的过失所致;或无法通过CBP网站以电子方式检索该记录。[20]其他类别反映了针对美国武装部队非移民成员、北大西洋公约组织(NATO)部队或“和平伙伴关系”计划成员的特殊规定,在这些情形下,初次申请可免除相应的USCIS申请费,但后续申请仍须缴纳该费用。[21]
Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document, is the application an alien requests the issuance, replacement, or correction of a Form I-94. Form I-102 may be filed for a range of reasons, as outlined in the USCIS form instructions and codified at 8 CFR 264.6.[19] These include the “general filing” category, which applies where an applicant requires replacement of a lost, stolen, mutilated, or damaged Form I-94 or otherwise needs a Form I-94 not covered by one of the specific exceptions. In addition, applicants may file Form I-102 where U.S. Customs and Border Protection (CBP) did not issue a Form I-94 at the time of admission at a land border, airport, or seaport, where a correction of a Forms I-94, I-94W, Nonimmigrant Visa Waiver Arrival/Departure Record, or I-95, Alien Crew Landing Permit, is necessary through no fault of the applicant, or where the record cannot be retrieved electronically through CBP's website.[20] Other categories reflect special provisions for nonimmigrant members of the U.S. Armed Forces, North Atlantic Treaty Organization (NATO) forces, or Partnership for Peace programs, where initial requests may be exempt from the underlying USCIS filing fee but subsequent requests remain subject to it.[21]
根据8 U.S.C. 1807条和新增的8 CFR 103.7(d)(4)条,通过I-102表格《更换/初次非移民入境-离境记录申请表》提交的福利申请,除须缴纳现行的美国国土安全部(DHS)申请费外,还须缴纳新的I-94表格费用。即使在DHS申请费被豁免或定为0美元的情况下,H.R.1法案规定的I-94表格费用仍然适用。[22] H.R.1法案I-94表格费用的唯一例外情形是,当I-102表格的提交是为更正DHS的错误时。根据8 CFR 106.3(a)条可申请费用豁免的费用范围不包括H.R.1法案规定的I-94表格费用。
Under 8 U.S.C. 1807 and new 8 CFR 103.7(d)(4), benefit requests submitted on Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document are subject to the new Form I-94 fee, in addition to the existing DHS filing fees. Even in instances where the DHS filing fee is waived or set at $0, the H.R.1 Form I-94 fee remains applicable.[22] The only exception to the H.R.1 Form I-94 fee is for Form I-102 filings when the application is submitted to correct a DHS error. The fees eligible for a waiver request under 8 CFR 106.3(a) do not include the H.R.1 Form I-94 fee.
表1列出了每一I-102表格申请类别现行的USCIS纸质申请费、另加征的最低24美元H.R.1法案I-94表格费,以及应收取的总费用。此格式沿用了H.R.1费用通知中所采用的结构,并与2025年8月28日发布的CBP关于H.R.1法案I-94表格费用的配套通知相呼应。参见《联邦公报》第90卷第34511页(2025年7月22日);第90卷第42025页(2025年8月28日)。[23]
Table 1 shows the current USCIS paper filing fee for each Form I-102 filing category, the additional minimum $24 H.R.1 Form I-94 fee, and the total fee to be collected. This format follows the structure used in the H.R.1 Fee notice and complements the parallel CBP notice for the H.R.1 Form I-94 fee published August 28, 2025. 90 FR 34511 (July 22, 2025); 90 FR 42025 (Aug. 28, 2025).[23]
表1、根据8 U.S.C. 1807条收取的I-102表格费用
Table 1—Form I-102 Fees Under 8 U.S.C. 1807
申请类别/一般事由 | 现行USCIS费用 | 最低H.R.1法案I-94表格费[24] | 总费用
Filing category/general reason | Current USCIS fee | Minimum H.R.1 form I-94 fee 24 | Total fee
一般申请(遗失、被盗、损毁、损坏或其他未在他处涵盖的原因) | 560美元 | 24美元 | 584美元
General Filing (lost, stolen, mutilated, damaged, or other reasons not covered elsewhere) | $560 | $24 | $584
美国武装部队非移民成员,初次I-94表格申请 | 0 | 24 | 24
Nonimmigrant member of U.S. armed forces—Request for initial Form I-94 | 0 | 24 | 24
北约部队/文职部门,初次I-94表格申请 | 0 | 24 | 24
NATO armed forces/civil component—Request for initial Form I-94 | 0 | 24 | 24
根据《驻军地位协定》(SOFA)的和平伙伴关系,初次I-94表格申请 | 0 | 24 | 24
Partnership for Peace under SOFA—Request for initial Form I-94 | 0 | 24 | 24
因USCIS错误而更换 | 0 | 0 | 0
Replacement for USCIS error | 0 | 0 | 0
(印刷页第22956页)
( printed page 22956)
B. 庇护申请费
B. Asylum Application Fee
1. 背景与法定依据
1. Background and Statutory Context
在本规则中,美国国土安全部(DHS)将8 U.S.C. 1802条[25]所规定的庇护申请费要求予以法典化,并规定,若I-589表格因任何原因依据8 CFR 103.2条被退回,USCIS将保留庇护申请费。目前,若I-589表格未包含签名、未回答表格中的问题,或缺少所需证据或材料,则该表格将作为不完整申请处理。参见8 CFR 208.3(c)条。DHS正在8 CFR 208.3(c)条中增加规定,即所提交的I-589表格若未包含庇护申请费,亦视为不完整,此举与DHS其他法规的规定保持一致。DHS还将庇护申请费增列入8 CFR 103.7条,该条须遵循8 CFR 103.2条规定的提交要求。
In this rule, DHS codifies the asylum application fee requirement set forth in 8 U.S.C. 1802,[25] and provides that USCIS will retain the asylum application fee when a Form I-589 is rejected for any reason consistent with 8 CFR 103.2. Currently, a Form I-589 is filed as an incomplete application if it does not include a signature, does not include a response to the questions on the form, or is missing required evidence or materials. 8 CFR 208.3(c). DHS is adding in 8 CFR 208.3(c) that a filed Form I-589 is also incomplete if it does not include the asylum application fee, which is consistent with DHS's other regulations. DHS is also adding the asylum application fee to 8 CFR 103.7 which is subject to submission requirements in 8 CFR 103.2.
《移民与国籍法》(INA)第208条确立了庇护申请的法定框架,并要求政府对“受理庇护申请”征收“费用”。[26] 8 U.S.C. 1802要求的庇护申请费应在申请提交时缴纳,且规定该费用不得被豁免或减免。[27] 在H.R.1费用通知中,美国公民及移民服务局(USCIS)通过公布最初最低100美元的庇护申请费,实施了8 U.S.C. 1802的规定,并澄清I-589表格申请必须随附新费用,若缺少该费用,申请将被驳回。见90 FR 34511(2025年7月22日)。然而,该通知并未论及USCIS已收到因而已视为提交[28],但随后依据8 CFR 103.2(a)(7)被驳回或依据8 CFR 208.3(c)被退回的申请。
INA sec. 208 establishes the statutory framework for asylum applications and requires the Government to impose “fees for the consideration of an application for asylum.” [26] The asylum application fee required by 8 U.S.C. 1802 is due at the time the application is filed and provides that the fee may not be waived or reduced.[27] In the H.R.1 Fee notice, USCIS implemented 8 U.S.C. 1802 by announcing the initial minimum $100 asylum application fee and clarifying that I-589 filings must include the new fee or they will be rejected if the fee is missing. 90 FR 34511 (July 22, 2025). However, that notice did not address applications that are received by USCIS and therefore filed,[28] but subsequently rejected under 8 CFR 103.2(a)(7) or returned under 8 CFR 208.3(c).
美国国土安全部(DHS)的法规要求表格须按照表格说明填写,并须随附法规规定的费用一并提交,除非USCIS另行酌情决定,否则申请费一律不予退还。见8 CFR 103.2(a)(1)。此外,法规规定,USCIS以实际收到福利申请的日期作为收件日期;被驳回的申请不保留收件日期;若未随附正确费用提交,申请将被驳回。见8 CFR 103.2(a)(7)(ii)(D)。这些提交要求与收件规则自1964年起即已适用于福利申请的提交。[29] 就8 CFR 103.2(a)(7)而言,USCIS长期以来将“驳回”一词定义为:因未满足全部提交要求而将福利申请及所缴费用退回,且未经全面审查;申请人可在正确完整填写后重新提交。参见,例如,《移民福利业务转型,第一阶段》,76 FR 53764,53770(2011年8月29日)。[30] 然而,“驳回”一词并未在DHS法规中被编入法典、予以定义或正式颁布。另一方面,“拒绝”(Denied)通常是指申请已经过全面裁决和审查,申请人被认定不符合所寻求福利的资格。同上。“拒绝”一词同样仅在实践中有所界定,而未被编入法典。[31]
DHS regulations require that a form must be executed in accordance with the form instructions and filed with the fee(s) required by regulation, and filing fees are non-refundable, except at the discretion of USCIS. 8 CFR 103.2(a)(1). In addition, regulations provide that USCIS records the receipt date as of the actual date of physical receipt of a benefit request, a rejected request will not retain a receipt date, and a request will be rejected if not submitted with the correct fee. 8 CFR 103.2(a)(7)(ii)(D). Those filing requirements and receipt rules have been in place for benefit request filings since at least 1964.[29] For the purpose of 8 CFR 103.2(a)(7), USCIS has long defined the term “rejected” to mean that the benefit request and fee payment are returned for failure to comply with all filing requirements without being fully considered, and can be re-filed when properly completed. See, e.g., Immigration Benefits Business Transformation, Increment I, 76 FR 53764, 53770 (August 29, 2011).[30] However, the term “rejection” is not codified, defined, or promulgated in DHS regulations. “Denied,” on the other hand, generally means that the request is fully adjudicated and considered, and the requestor is determined ineligible for the benefit sought. Id. Denied is also defined only in practice and not codified.[31]
根据8 CFR 103.2(a)(1)所赋予的关于费用不予退还的自由裁量权,DHS规定:若庇护申请被驳回,则在已提交的庇护申请被驳回时,所缴庇护申请费将予以保留,不予退还或返还。见新增的8 CFR 106.2。
Consistent with the discretion provided in 8 CFR 103.2(a)(1) regarding the non-refundability of fees, DHS is providing that if an asylum application is rejected, the asylum application fee will be retained and not returned or refunded when a filed asylum application is rejected. See new 8 CFR 106.2.
DHS出于法律和实际两方面的原因而保留该费用。首先,此种处理方式是H.R.1所要求的,因为8 U.S.C. 1802规定,每份申请在提交时必须随附该费用。H.R.1规定,DHS应要求任何提交庇护申请的外国人在提交该申请时缴纳100美元的费用。见8 U.S.C. 1802(a)。该条款要求在申请提交时即缴纳费用,而不考虑DHS必须提供的服务或申请人应获得的与该费用相对应的回报,也不考虑若申请被拒绝、被驳回、被放弃、被延迟等情形下该费用应如何处理。同上。[32] 另一方面,H.R.1中缺乏与DHS须提供服务相关联的法定依据,这与INA第286(m)条(即8 U.S.C. 1356(m))形成对比,该条规定DHS可设定福利申请费用以弥补提供此类服务的成本。DHS将第1356(m)条中“提供裁决及入籍服务的费用”解释为:该费用是为提供服务而征收的,实质上即是对所提交申请进行裁决的费用。当申请被驳回,且所执行的唯一“服务”是判断该申请是否达到最低可受理标准时,则无需缴纳费用,该费用应予退还。[33]
DHS is retaining the fee both for legal and practical reasons. First, such treatment is directed by H.R.1 given the requirement in 8 U.S.C. 1802 that each application when filed must include the fee. H.R.1 provides that DHS shall require the payment of a $100 fee by any alien who files an application for asylum at the time such application is filed. 8 U.S.C. 1802(a). That provision requires a fee at the time of the application without regard for the services DHS must provide or the applicant must receive in exchange for the fee or how the fee is treated if the application is denied, rejected, abandoned, delayed, etc. Id.[32] On the other hand, the lack of a statutory link in H.R.1 to the services DHS must provide contrasts with INA 286(m), 8 U.S.C. 1356(m) that provides that DHS may set benefit request fees to recover the costs of providing such services. DHS has interpreted “fees for providing adjudication and naturalization services” in section 1356(m) as meaning the fee is required for the provision of a service, in effect, an adjudication of the filed request. When the request is rejected and the only service performed is to determine if it is minimally acceptable, no fee is due, and the fee is returned.[33]
其次,保留H.R.1规定的庇护申请费有助于遏制有缺陷的申请提交,弥补受理成本,并切实落实国会明确表达的意图,即为执法提供资源,并确保由外国人而非美国纳税人承担特定的行政成本。[34] H.R.1费用通知中有关实施细节(生效日期、缴费方式及因缺少费用而驳回申请)的规定与此种解读相一致。在本临时最终规则(IFR)中,DHS制定了具有法律效力的法规,规定在庇护申请被驳回时保留申请费,包括因未缴纳庇护申请费(AAF)而被驳回的情形。[35]
Next, retention of the H.R.1 asylum application fee promotes deterrence of defective filings, recoups intake costs, and concretely advances Congress's expressed intent to resource enforcement and ensure aliens, not American taxpayers, bear specified administrative costs.[34] The H.R.1 Fee notice implementation details (effective dates, payment mechanics, and rejection for missing fees) are consistent with this reading. In this IFR, DHS establishes regulations with the force and effect of law to provide for retention of filing fees when asylum applications are rejected, to include when an asylum application is rejected due to nonpayment of the AAF.[35]
DHS还援引8 CFR 103.2,该条款为美国公民及移民服务局(USCIS)在认定适当的情况下退还费用提供了一定的行政裁量权。例如,过去USCIS曾在极少数情况下错误地要求个人连同相关费用一并提交非必要的表格。另一个例子是,个人多次缴纳所需费用,或以其他方式缴纳超过应付金额的费用,而USCIS接受了该不正确的超额付款。因此,DHS援引8 CFR 103.2指出,虽然在所提交的庇护申请被驳回时,所收费用将被保留而不予退还,但DHS现行法规在DHS自由裁量权范围内提供有限的退款。(印刷页22957)
DHS is also referencing 8 CFR 103.2 which provides some administrative discretion to USCIS to refund a fee if the agency determines that is appropriate. For example, in the past, USCIS on a rare occasion has erroneously requested that an individual file an unnecessary form along with the associated fee. Another example is where an individual pays a required fee more than once or otherwise pays a fee in excess of the amount due and USCIS accepts the incorrect overpayment. Therefore, DHS references 8 CFR 103.2 noting that while the fee will be retained and not returned or refunded when a filed asylum application is rejected, DHS's existing regulations provide limited refunds at DHS discretion. ( printed page 22957)
2. 法规文本修改概述
2. Summary of Regulatory Text Changes
DHS采纳以下法规修改,以实施H.R.1项下8 U.S.C. 1802规定的庇护申请费,并明确在申请被驳回时该费用的保留事宜:
DHS adopts the following regulatory changes to implement H.R.1's asylum application fee under 8 U.S.C. 1802 and to clarify the retention of the fee upon rejection:
新增的8 CFR 106.2(c)(14):明确新的庇护申请费应在提交申请时缴纳,如果I-589表格被驳回,USCIS将保留该费用,且此做法与8 CFR 103.2保持一致。
New8 CFR 106.2(c)(14): Codifies that the new Asylum Application Fee is due at filing, and if a Form I-589 is rejected, USCIS will retain the fee and that it will be consistent with 8 CFR 103.2.
C. 年度庇护费的实施与管理
C. Implementation and Administration of the Annual Asylum Fee
1. 年度庇护费(AAF)背景
1. AAF Background
2025年7月22日,USCIS发布了H.R.1费用通知,实施8 U.S.C. 1808,宣布2025财年及以后年度年度庇护费(AAF)的管理方式。见90 FR 34511(2025年7月22日)。H.R.1要求所有待决庇护申请的申请人,在申请“仍处于待决状态”的每个日历年,除其他适用费用外,还须缴纳最低100美元的年费。见8 U.S.C. 1808。
On July 22, 2025, USCIS published the H.R.1 Fee notice implementing 8 U.S.C. 1808 by announcing how the AAF would be administered for FY 2025 and beyond. 90 FR 34511 (July 22, 2025). H.R.1 requires all asylum applicants with pending asylum applications to pay a minimum $100 annual fee for each calendar year the application “remains pending,” in addition to any other applicable fee. 8 U.S.C. 1808.
在H.R.1费用通知中,DHS将法定用语“仍处于待决状态”解释为涵盖任何已向USCIS或美国司法部(DOJ)提交、且仍在任何对庇护申请具有管辖权的联邦政府机构、法院或实体处待决的I-589表格。见90 FR 34511(2025年7月22日)。该通知进一步明确,凡在2024年10月1日或之前向USCIS提交申请、且在2025年9月30日2025财年结束时仍处于待决状态的庇护申请人,必须缴纳最初的最低100美元年度庇护费。见90 FR 34511(2025年7月22日)。通过这种方式,USCIS向受影响的申请人提前数月发出通知,告知他们若选择在2025年9月及以后继续推进其申请,将须缴纳该费用。
In the H.R.1 Fee notice, DHS interpreted the statutory phrase “remains pending” to encompass any Form I-589 filed with USCIS or DOJ and that remains pending with any federal government agency, court, or entity with jurisdiction over asylum claims. 90 FR 34511 (July 22, 2025). The notice further clarified that the initial minimum $100 AAF must be paid by asylum applicants whose applications had been filed with USCIS on or before October 1, 2024, and that were still pending at the close of FY 2025 on September 30, 2025. 90 FR 34511 (July 22, 2025). In doing so, USCIS provided several months' notice to impacted applicants that they would be subject to a fee if they chose to pursue their application through and beyond September 2025.
H.R.1费用通知还说明了年度庇护费在后续年度的适用方式。对于在整个2025财年内处于待决状态的庇护申请,此后每个该申请仍处于待决状态的年度,年度庇护费均应于9月30日到期缴纳。对于在2024年10月1日之后提交、且自提交之日起365天仍处于待决状态的I-589表格,在该申请仍处于待决状态的每一年,年度庇护费均应于提交之日一周年当天到期缴纳。见90 FR 34511(2025年7月22日)。USCIS认定,H.R.1并未对2025财年之前的年份追溯适用年度庇护费,但8 U.S.C. 1808的明文规定要求将最低100美元的费用适用于在2025财年开始时已处于待决状态的申请。见90 FR 34511(2025年7月22日)。在得出此结论时,USCIS援引了成熟的制定法解释原则以及美国最高法院判例Landgraf诉USI Film Products案,该判例区分了不被允许的溯及既往规则与前瞻性的程序变更。见90 FR 34511(2025年7月22日)。由于H.R.1明确规定年度庇护费“应当”自2025财年起及在该财年内适用,因此将该要求适用于截至2024年10月1日仍处于待决状态的案件,被认定既符合国会意图,也符合判例法。见90 FR 34511(2025年7月22日)。
The H.R.1 Fee notice also explained how the AAF applies in subsequent years. For asylum applications pending during the entirety of FY 2025, the AAF would become due on September 30 for each subsequent year that the application remains pending. For Forms I-589 filed after October 1, 2024 that remain pending for 365 days after filing, the AAF becomes due annually on the one-year anniversary of the filing date each year the application remains pending. 90 FR 34511 (July 22, 2025). USCIS determined that H.R.1 does not impose the AAF retroactively for years prior to FY 2025, but that the plain language of 8 U.S.C. 1808 requires applying the minimum $100 fee to applications that were already pending at the start of FY 2025. 90 FR 34511 (July 22, 2025). In reaching this conclusion, USCIS cited established principles of statutory interpretation and U.S. Supreme Court case law, Landgraf v. USI Film Products, which distinguishes between impermissible retroactive rules and prospective procedural changes. 90 FR 34511 (July 22, 2025). Because H.R.1 expressly mandated that the AAF “shall” apply beginning in and for FY 2025, applying the requirement to pending cases as of October 1, 2024, was deemed consistent with both congressional intent and case law. 90 FR 34511 (July 22, 2025).
最后,7月通知确立了USCIS征收年度庇护费的行政程序。就2025财年而言,根据H.R.1费用通知的规定,USCIS向有待决案件的庇护申请人逐一发送个性化通知,载明应缴金额、缴费期限、缴费方式以及未缴费的后果。见90 FR 34511(2025年7月22日)。USCIS要求通过该机构的电子收费系统在线缴纳年度庇护费。USCIS建立的这一框架旨在便利申请人遵守规定,使年度庇护费缴纳流程尽量清晰明了、负担尽量小,并确保政府能够对所有待决庇护申请可靠地实施这一新的法定要求。见90 FR 34511(2025年7月22日)。
Finally, the July notice established USCIS' administrative process for collecting the AAF. For FY 2025, consistent with the H.R.1 Fee notice, USCIS sent individual, personalized notices to asylum applicants with pending cases, identifying the amount owed, the time period in which to pay the fee, the method of payment, and the consequences of failure to pay. 90 FR 34511 (July 22, 2025). USCIS requires the AAF to be paid online through the agency's electronic fee payment system. The framework established by USCIS was designed to facilitate compliance by applicants, to make the AAF process unconfusing and as un-burdensome as possible, and to ensure the government can reliably administer the new statutory requirement across all pending asylum applications. 90 FR 34511 (July 22, 2025).
2. 未缴纳年度庇护费的后果
2. Consequences of Failure To Pay the AAF
i. 后果概述
i. Summary of Consequences
H.R.1法案要求,且本临时最终规则(IFR)将其纳入法规,自2025财年及以后,凡庇护申请处于待决状态的每个日历年均须缴纳年度庇护费(AAF)。8 U.S.C. 1808。该法规要求征收并强制执行年度庇护费,且禁止豁免。8 U.S.C. 1808。将未缴纳年度庇护费的后果以法规形式明确规定,对于使申请人明确了解相关要求、落实国会立法意图至关重要。美国公民及移民服务局(USCIS)此前从未对其待决的申请或请愿要求缴纳年费。因此,USCIS无法依据现行或既往做法来确定未缴纳年度庇护费的后果。明确规定的法规后果能够最有效地落实该法定要求,因为若无此规定,该法定要求将面临失效的风险,使申请人得以在无限期维持庇护申请待决状态的同时规避其应尽义务。[36]这种结果将削弱H.R.1法案的立法目的,造成遵规申请人与不遵规申请人之间的不公平,并且未能将相关成本转嫁给申请人本身,而是由合法移民缴纳的费用来予以补贴。[37]根据H.R.1法案第100018条,《移民与国籍法》(INA)第208(d)(3)条已被修订,要求USCIS“就受理庇护申请征收费用”。年度庇护费即属于该等强制性费用之一。8 U.S.C. 1808。若不确立未缴纳年度庇护费的相应后果,USCIS将被迫在无法定权限的情况下审理庇护申请,或者使未缴纳年度庇护费的申请无限期滞留在积压案件之中。
H.R.1 requires, and this IFR codifies in regulation, for FY 2025 and beyond, payment of the AAF for each calendar year that an asylum application remains pending. 8 U.S.C. 1808. The statute mandates collection and enforcement of the AAF and prohibits waivers. 8 U.S.C. 1808. Regulatory codification of the consequences for failure to pay the AAF is essential to give clarity to applicants and give effect to Congress's mandate. USCIS has never required an annual fee for an application or petition that is pending with USCIS. Therefore, USCIS cannot rely on current or past practice to determine the consequences for nonpayment of the AAF. A clearly defined regulatory consequence implements the statutory requirement most effectively because the statutory requirement would risk becoming ineffective, allowing applicants to avoid their obligations while maintaining pending asylum claims indefinitely.[36] Such a result would undercut H.R.1's purpose, create inequities between compliant and non-compliant applicants, and fail to place costs on applicants rather than being subsidized by fees paid by legal immigrants.[37] Pursuant to H.R.1 sec. 100018, INA sec. 208(d)(3) was amended to require that USCIS “impose fees for the consideration of an application for asylum.” One of those mandatory fees is the AAF. 8 U.S.C. 1808. Without established consequences for failure to pay the AAF, USCIS would be required to adjudicate an asylum application without statutory authority or keep applications with unpaid AAFs in the backlog indefinitely.
国土安全部(DHS)在本规则中明确规定,在发出个别通知并给予30天在线缴费期限后,未缴纳年度庇护费将导致待决的I-589表格被驳回。[38]驳回意味着该庇护申请在USCIS终止,即USCIS将不再对该申请采取任何进一步行动。若外国人希望重新申请庇护,须重新提交新的I-589表格,并按照8 U.S.C. 1802的要求缴纳新的强制性申请费。若该外国人维持合法身份,USCIS将不会仅因未缴纳年度庇护费而签发出庭通知书(NTA)或启动遣返程序。[39]若该外国人不具有合法身份,国土安全部将根据《移民与国籍法》第235(b)条,即8 U.S.C. 1225(b),在申请人符合加速遣返条件时启动加速遣返程序,或在其他情形下根据《移民与国籍法》第239条,即8 U.S.C. 1229,签发出庭通知书。[40]根据现行庇护管辖规则,一旦在驳回后提交了出庭通知书,任何其后以辩护方式提交的I-589表格将提交移民法官,并依据8 CFR 1208.2(b)进行审理。若该外国人维持合法身份,USCIS将因未缴费而驳回I-589表格,但仅在事实支持可遣返指控的情况下才会签发出庭通知书。[41]
DHS codifies in this rule that, following individualized notice and a 30-day window for online payment, failure to pay the AAF results in rejection of the pending Form I-589.[38] Rejection results in the termination of the asylum application with USCIS, meaning that USCIS will take no further action on the application. If the alien wishes to reapply for asylum, he or she will need to file a new Form I-589, including a new mandatory filing fee as required by 8 U.S.C. 1802. If the alien maintains lawful status, USCIS will not issue a Notice to Appear (NTA) or initiate removal solely based on the AAF nonpayment.[39] If the alien lacks lawful status, DHS will either initiate expedited removal under INA sec. 235(b), 8 U.S.C. 1225(b), where the applicant is amenable to expedited removal, or issue an NTA under INA sec. 239, 8 U.S.C. 1229, in other cases.[40] Consistent with existing asylum jurisdiction rules, once the NTA is filed after rejection, any subsequent defensively filed Form I-589 is submitted to and adjudicated by an immigration judge under 8 CFR 1208.2(b). If the alien maintains lawful status, USCIS will reject Form I-589 for nonpayment but will only issue an NTA if the facts support a charge of removability.[41]
此外,根据新增的8 CFR 208.7(a)(1)(i)条,因未缴费而被驳回将导致庇护就业授权时钟停止计时,因为该申请将不再处于待决状态。此外,根据新增的8 CFR 208.7(a)(1)(iii)和(iv)条,根据8 CFR 274a.12(c)(8)条提出的任何待决就业授权申请都将被驳回或拒绝。(原文第22958页)一旦USCIS驳回庇护申请,根据新增的8 CFR 208.7(b)(1)条,依据8 CFR 274a.12(c)(8)条所获得的任何现有就业授权将立即终止。根据8 U.S.C. 1810(b)(2)和新增的8 CFR 208.7(b)(2)条,若行政审查办公室(EOIR)的移民法官拒绝或驳回庇护申请,就业授权将在拒绝或驳回之日起满30天的当日立即终止,除非该外国人在此期限内及时向移民上诉委员会提出上诉。根据8 U.S.C. 1810(b)(3)和新增的8 CFR 208.7(b)(3)条,若移民上诉委员会驳回针对庇护申请拒绝或驳回决定的上诉,就业授权将立即终止。[42]
Further, rejection for nonpayment will stop the asylum employment-authorization clock under new 8 CFR 208.7(a)(1)(i) as the application will no longer be pending. Further, any pending application for employment authorization under 8 CFR 274a.12(c)(8) would be rejected or denied per new 8 CFR 208.7(a)(1)(iii) and (iv). Upon ( printed page 22958) rejection of the asylum application by USCIS, any existing employment authorization pursuant to 8 CFR 274a.12(c)(8) will terminate immediately per new 8 CFR 208.7(b)(1). Per 8 U.S.C. 1810(b)(2) and new 8 CFR 208.7(b)(2), if the asylum application is denied or rejected by an immigration judge at EOIR, the employment authorization will terminate immediately on the date that is 30 days after the date of denial or rejection, unless the alien makes a timely appeal to the Board of Immigration Appeals. Per 8 U.S.C. 1810(b)(3) and new 8 CFR 208.7(b)(3), if the Board of Immigration Appeals denies an appeal of a denial or rejection of an asylum application, employment authorization will terminate immediately.[42]
二、法规文本修改概要
ii. Summary of Regulatory Text Changes
国土安全部对8 CFR第208部分采纳以下修订,以落实H.R.1法案规定的年度庇护费要求:
DHS adopts the following amendments to 8 CFR part 208 to implement H.R.1's AAF requirement:
8 CFR 208.3(c)(3)和(6)条(提交后果):[43]本临时最终规则明确规定,即使某申请最初被受理为完整申请,一旦未缴纳年度庇护费,该申请将被视为不完整并由USCIS予以驳回。此外,一旦被驳回,计算申请人可提出就业授权申请所需等待期限的时间累计将予以中止。
8 CFR 208.3(c)(3) and (6) (filing consequences): [43] This IFR clarifies that even if an application is initially accepted as complete, upon non-payment of the AAF, it will be considered incomplete and rejected by USCIS. Further, upon rejection, accrual of time toward the period after which the applicant may file an application for employment authorization is stopped.
8 CFR 208.7(a)(1)条(拒收申请的后果,新增语言):经修订后,本条规定,如申请人此前的庇护申请已被拒绝或驳回,美国公民及移民服务局(USCIS)将拒收该申请人提交的就业授权申请。此外,如庇护申请在就业授权待决申请作出决定之前被拒绝或驳回,则该就业授权申请将被拒绝。
8 CFR 208.7(a)(1) (consequences of rejected application—new language added): As amended, this provides that USCIS will reject an application for employment authorization submitted by an applicant whose asylum application has been previously denied or rejected. Further, if an asylum application is denied or rejected prior to a decision on a pending application for employment authorization, the application for employment authorization will be denied.
8 CFR 208.7(b)(1)至(3)条(拒收申请的后果,新增语言):
8 CFR 208.7(b)(1) through (3) (consequences of rejected application—new language added):
○ 依据8 U.S.C. 1810(b)(1)至(3)条,就业授权将在美国公民及移民服务局拒绝或驳回庇护申请后立即终止(不包括已移交移民法官审理的庇护申请);或
○ Pursuant to 8 U.S.C. 1810(b)(1) through (3), employment authorization will terminate immediately upon denial or rejection of an asylum application by USCIS (which does not include asylum applications referred to an immigration judge); or
○ 自移民法官驳回庇护申请之日起满30天之日,除非外国人在此期限内向移民上诉委员会提出上诉;或
○ On the date that is 30 days after the date on which an immigration judge denies an asylum application, unless the alien makes a timely appeal to the Board of Immigration Appeals; or
○ 在移民上诉委员会驳回针对庇护申请拒绝或驳回决定的上诉后立即终止。
○ Immediately following the denial by the Board of Immigration Appeals of an appeal of a denial or rejection of an asylum application.
三、因未缴纳庇护申请费(AAF)而拒收待决庇护申请
iii. Rejection of a Pending Asylum Application for Failure To Pay the AAF
甲、H.R.1法案及《移民与国籍法》第208条项下国土安全部的职权
a. DHS Authority Under H.R.1 and INA Sec. 208
《移民与国籍法》(INA)第208条,即8 U.S.C. 1158条,确立了管辖庇护申请及相关程序的法定框架。第208(a)条作出一般性规定,即任何身在美国境内或抵达美国的外国人均可依据第208条或(在适用情况下)第235条申请庇护,同时也规定了若干例外情形,说明某些外国人不具备申请庇护的资格。第208(b)条界定了批准庇护的标准,并允许国土安全部(DHS)制定额外的限制条件,规定在何种情形下外国人将不具备庇护资格。[44] 第208(d)条规定了程序性要求,并明确授权政府征收“审理庇护申请的费用”以及“本条项下就业授权的费用”,并允许国土安全部“以法规形式规定对庇护申请审理的任何其他条件或限制。”[45]
Section 208 of the INA, 8 U.S.C. 1158, establishes the statutory framework governing asylum applications and related procedures. Section 208(a) provides a general statement that any alien physically present in or arriving at the United States may apply for asylum, either pursuant to section 208 or section 235 where applicable, and also provides exceptions describing certain aliens who are not eligible to apply for asylum. Section 208(b) defines the standards for granting asylum and permits DHS to establish additional limitations and conditions under which an alien will be ineligible for asylum.[44] Section 208(d) sets procedural requirements and expressly authorizes the Government to impose “fees for the consideration of an application for asylum” and “fees for employment authorization under this section,” and permits DHS to “provide by regulation for any other conditions or limitations on the consideration of an application for asylum.” [45]
由此可见,国会已认识到,外国人在国土安全部寻求庇护身份须以缴纳合理的行政费用为前提条件,且未能遵守此类程序性要求将导致任何已提交的庇护申请归于无效,因为国土安全部无法对其进行审理。[46] 因此,《移民与国籍法》第208条允许国土安全部将庇护申请的持续待决状态,以及与之相关权益的保留,以遵守既定缴费义务为条件。[47] H.R.1法案要求国土安全部就申请待决的每一年征收庇护申请费(AAF),这完全符合《移民与国籍法》第208条的范围。[48] 因此,国土安全部将以下规定予以成文化:未能在30天缴费期限内缴纳庇护申请费,将产生与庇护法规定的程序性要求以及H.R.1法案此前在其H.R.1费用通知中所述的移民执法目的相一致的后果。[49] 见联邦公报第90卷第34511页(2025年7月22日)。
Congress thus recognized that an alien's pursuit of asylum status before DHS is contingent on the payment of reasonable administrative fees and that failure to comply with such procedural requirements renders any attempted asylum application a nullity because DHS is unable to consider it.[46] As such, section 208 of the INA permits DHS to condition the continued pendency of an asylum application—and retention of benefits associated with it—on compliance with established fee obligations.[47] H.R.1's requirement that DHS collect the AAF for each year an application remains pending operates squarely within the bounds of section 208 of the INA.[48] Thus, DHS codifies that failure to pay the AAF within a 30-day payment period will result in consequences consistent with both the procedural requirements of the asylum statute and the immigration enforcement purpose of H.R.1 previously described in its H.R.1 Fee notice.[49] 90 FR 34511 (July 22, 2025).
乙、拒收与美国公民及移民服务局申请规则及行政惯例相符
b. Rejection Aligns With USCIS Filing Rules and Administrative Practice
美国公民及移民服务局的一般申请法规要求,任何权益申请均须“按照表格说明及适用法规”提交,其中包括缴费要求。[50] 美国公民及移民服务局的法规还规定,如权益申请提交时所附费用不正确、未附费用,或未能满足所要求的缴费条件,该申请“将被拒收”,这一规定将拒收未附正确费用的申请这一长期惯例予以成文化。[51] 缴费系申请的前提条件,美国公民及移民服务局可拒收未满足法定、法规或表格说明所规定缴费要求的申请。[52] 由于8 U.S.C. 1808(b)条将缴费义务与申请“持续待决”的每一年挂钩,因此在经个别通知并给予30天缴费期限后,对未缴费情形而言,可操作、合乎逻辑且统一的后果应为拒收申请,而非使其继续待决以供审理,否则将与适用法律相抵触。[53] 见联邦公报第90卷第34511页(2025年7月22日)。
USCIS' general filing regulations require that any benefit request be submitted “in accordance with the form instructions and applicable regulations,” which include fee requirements.[50] USCIS regulations also provide that a benefit request “will be rejected” if it is submitted with an incorrect fee, no fee, or otherwise fails to satisfy required fee payment conditions—codifying the longstanding practice of rejecting filings that do not include proper fees.[51] Fees are a filing prerequisite and USCIS may reject filings that do not meet fee requirements prescribed by statute, regulation, or form instructions.[52] Because 8 U.S.C. 1808(b) ties fee payment to each year the application “remains pending,” the administrable, logical, and uniform consequence for nonpayment—after individualized notice and a 30-day payment period—is rejection rather than allowing it to remain pending for consideration contrary to the applicable statutes.[53] 90 FR 34511 (July 22, 2025).
丙、因未缴费而拒收申请的做法符合对8 U.S.C. 1808(b)条的最佳解释
c. Rejection for Failure To Pay Is Consistent With the Best Interpretation of 8 U.S.C. 1808(b)
国会意图使8 U.S.C. 1808条具有实际效力,使未缴纳年度申请费(AAF)产生实质性后果。根据既定的制定法解释原则,包括反冗余规则,法规的解释必须使每一条款都具有效力。[54] 若将8 U.S.C. 1808条解释为仅规定强制性年度费用而对不缴费不设任何后果,将使该条款形同虚设,这与国会的意图相悖。[55]
Congress intended 8 U.S.C. 1808 to have operative effect such that failure to pay the AAF would carry meaningful consequences. Under settled principles of statutory construction, including the rule against superfluities, a statute must be interpreted so that each provision is given effect.[54] Reading 8 U.S.C. 1808 to impose a mandatory annual fee without consequence for nonpayment would render the provision a nullity, contrary to Congress' intent.[55]
美国公民及移民服务局(USCIS)进一步根据其长期以来的实践,解释H.R.1法案对未缴纳年度申请费(AAF)具体后果的沉默。USCIS一贯要求福利申请必须随附适当的费用缴纳作为受理申请的条件,并(印刷页22959)惯常拒收未附带适当费用的福利申请。[56] 这一要求缴纳适当费用的既有框架早于H.R.1法案,并体现在现行的美国国土安全部(DHS)法规中。[57] 因此,DHS认为对该法规的最佳解读是,国会在制定年度申请费要求时,假定USCIS将适用其现有的费用合规实践,并认为无需在法规中明确规定不缴费的后果。据此,DHS将8 U.S.C. 1808条解释为与USCIS现行的费用实践协同运作,即不遵守费用要求将导致福利申请被拒收。[58]
DHS further interprets H.R.1's silence regarding the specific consequence for nonpayment of the AAF consistent with longstanding USCIS practice. USCIS has consistently required that benefit requests be accompanied by proper fee payment as a condition of filing and ( printed page 22959) routinely rejects benefit requests that do not include the proper fee.[56] This well-established framework for requiring payment of the proper fee predates H.R.1 and is reflected in existing DHS regulations.[57] As such, DHS thinks the best reading of the statute is that Congress, in enacting the AAF requirement, presumed that USCIS would apply its existing practice for fee compliance and did not see a need to codify the consequences for nonpayment explicitly in the statute. Accordingly, DHS interprets 8 U.S.C. 1808 to operate in concert with existing USCIS fee practice, under which noncompliance with fee requirements results in rejection of the benefit request.[58]
因此,DHS认为,结合移民与国籍法(INA)第208条解读,H.R.1法案年度申请费规定的最佳解释是,将费用合规作为庇护申请持续待决及USCIS继续审理该申请的条件。[59] 将INA第208(d)(3)条和8 U.S.C. 1808(b)条解释为授权在发出通知及30天缴费期限后因未缴费而拒收I-589表格,是最佳解读,因为国会将年度费用与申请“持续待决”的每一年相关联,从而使该年度之后申请的持续待决及USCIS对申请的继续审理取决于是否缴费。[60] 90 FR 34511(2025年7月22日)。这一解释也符合合理决策标准,因为它通过明确、可操作的触发机制,直接推进了国会的成本回收和威慑目标。[61] 此外,本临时最终规则不具有溯及力,因为它不会“损害当事方行为时所享有的权利,增加当事方对过去行为的责任,或对已完成的交易施加新的义务。”[62] 触发事件是申请在法案颁布后某一日期已待决满一年,且该申请持续待决。任何年度申请费最早的到期日为2025财政年度结束之时,本规则所规定的具体后果不会适用,除非申请人已根据本规则收到相关后果通知,并获得30天履行该要求的机会。因此,及时缴费是一项前瞻性要求,而非不被允许的溯及既往处罚。据此,将因未缴纳年度申请费而拒收申请予以法典化,是对INA第208(d)(3)条和8 U.S.C. 1808(b)条的最佳解释之落实。[63]
Thus, DHS believes the best interpretation of H.R.1's AAF mandate, when read together with INA sec. 208, is to require fee compliance as a condition of continued pendency and USCIS' consideration of the asylum application.[59] Interpreting INA sec. 208(d)(3) and 8 U.S.C. 1808(b) to authorize rejection of a Form I-589 for nonpayment after notice and a 30-day payment period is the best reading because Congress tied an annual fee to each year an application “remains pending,” thereby making ongoing pendency and USCIS' consideration of the application after such year contingent on payment.[60] 90 FR 34511 (July 22, 2025). This construction also satisfies the reasoned decisionmaking standard because it directly advances Congress's cost-recovery and deterrence objectives through a clear, administrable trigger.[61] Further, this interim final rule will not have retroactive effect because it does not “impair rights a party possessed when he acted, increase a party's liability for past conduct, or impose new duties with respect to transactions already completed.” [62] The triggering event is the pendency of the application for one year as of a date after enactment and the continued pendency of the application. The earliest any AAF payments became due was the close of FY 2025 and the specific consequences articulated in the rule will not be applied until an applicant receives notice of such consequences under the rule and a 30-day opportunity to fulfill the requirement. As such, timely payment is a prospective requirement, not an impermissible retroactive penalty. Accordingly, codifying rejection for AAF nonpayment implements the best interpretation of INA sec. 208(d)(3) and 8 U.S.C. 1808(b).[63]
d. 未缴费将导致工作许可申请被拒收或拒绝,或已批准工作许可立即终止
d. Nonpayment Will Result in the Rejection or Denial of Applications for Employment Authorization or Immediate Termination of Previously Approved Employment Authorization
根据本最终规则,未按8 U.S.C. 1808条要求缴纳年度申请费,将依据新增的8 CFR 106.2(c)(15)(ii)条和新增的8 CFR 208.3(c)(3)条,导致待决庇护申请被拒收。与此认定相一致,因未缴纳年度申请费而被拒收,将依据新增的8 CFR 208.3(c)(3)(i)条和8 CFR 208.7(a)(1)(i)条,导致工作许可资格累计时间的终止。此外,因未缴纳年度申请费而拒收I-589表格,将依据新增的8 CFR 208.7(a)(1)(iii)或(iv)条,导致任何仍待决的相关工作许可申请被拒收或拒绝,或依据8 U.S.C. 1810(b)(1)条及新增的8 CFR 208.7(b)(1)条的要求,导致相关工作许可立即终止。[64] 这些后果将要求庇护申请人在维持其待决庇护申请的同时,履行法律规定的费用义务。这些变更确保了I-589表格的拒绝和拒收,在8 CFR 274a.12(c)(8)条下的工作许可资格方面产生相同的后果。
Under this final rule, failure to pay the AAF required by 8 U.S.C. 1808 results in rejection of the pending asylum application pursuant to new 8 CFR 106.2(c)(15)(ii) and new 8 CFR 208.3(c)(3). Consistent with that determination, rejection for failure to pay the AAF will result in the termination of accrual of time toward employment authorization eligibility under new 8 CFR 208.3(c)(3)(i) and 8 CFR 208.7(a)(1)(i). Further, rejection of the Form I-589 for failure to pay the AAF will result in the rejection or denial of any related application for employment authorization still pending under new 8 CFR 208.7(a)(1)(iii) or (iv), or the immediate termination of related employment authorization as required by 8 U.S.C. 1810(b)(1) and new 8 CFR 208.7(b)(1).[64] These consequences will require asylum applicants to meet the fee obligations in the law while still maintaining their pending asylum claims. These changes ensure that both a denial and a rejection of a Form I-589, result in the same consequence for purposes of employment authorization eligibility under 8 CFR 274a.12(c)(8).
四、已考虑的未缴纳年度申请费的替代后果
iv. Alternative Consequences for Nonpayment of the AAF Considered
国土安全部(DHS)评估了若干替代方案,以替代所通过的后果框架,从而确保本规则体现对H.R.1和《移民与国籍法》(INA)的最佳解释,并满足《行政程序法》(APA)关于合理决策的要求。[65] 基于下文所述理由,国土安全部得出结论,所选方法,即因未缴纳资产评估费(AAF)而予以驳回(并在适用情形下可能签发NTA或启动快速遣返程序),最能有效实现H.R.1的执法和威慑目的,并且在行政管理上优于以下所考虑的各项替代方案。
DHS evaluated several alternatives to the adopted consequence framework to ensure the rule reflects the best interpretation of H.R.1 and the INA and satisfies the Administrative Procedure Act (APA)'s requirement for reasoned decisionmaking.[65] For the reasons explained below, DHS concluded that the selected approach—rejection for nonpayment of the AAF (and possibly NTA issuance or initiation of expedited removal where applicable) best effectuates H.R.1's enforcement and deterrence purposes and is administratively superior to the following alternatives considered.
a. 因未缴纳资产评估费而予以拒绝,而非驳回
a. Denial for AAF Nonpayment in Lieu of Rejection
国土安全部曾考虑依据8 CFR 103.2(a)(7)(ii)(D)(1)将未缴费作为拒绝的理由,而非将其视为与法定申请条件相关的驳回。将驳回用于费用合规缺陷,符合现行8 CFR 103.2框架,该框架规定申请“必须按照表格说明和适用法规执行并提交”,包括费用要求,如提交时费用不正确或缺失,则“将被驳回”。[66] 此外,以拒绝取代驳回可能会触发8 CFR 103.3和103.5项下的动议程序,增加程序层级和延误,这与H.R.1要求资产评估费须在申请“继续待决”的每一年份一并缴纳的规定不符。[67] 最后,现行庇护法规[68]规定,如申请人维持合法移民身份或处于有效假释期内,可对I-589表予以拒绝。
DHS considered treating nonpayment as grounds for denial under 8 CFR 103.2(a)(7)(ii)(D)(1) rather than a rejection tied to a statutory filing condition. Using rejection for a fee-compliance defect fits the existing 8 CFR 103.2 framework, in which filings “must be executed and filed in accordance with the form instructions and applicable regulations,” including fee requirements, and “will be rejected” if submitted with an incorrect or missing fee.[66] Further, a denial in lieu of a rejection could trigger motions processes under 8 CFR 103.3 and 103.5, adding layers of procedure and delay inconsistent with H.R.1's direction that the AAF accompany each year an application “remains pending.” [67] Finally, current asylum regulations [68] contemplate denial of an I-589 where the applicant is maintaining lawful immigration status or is in a valid period of parole.
b. 驳回且不签发NTA,并禁止重新提交庇护申请
b. Rejection With No NTA and a Bar on Refiling Asylum
国土安全部还考虑了另一种替代方案,即未缴纳资产评估费将导致驳回,不随后签发NTA,但禁止向USCIS重新提交I-589表。国土安全部否决了该替代方案,因为一律禁止重新提交可能需要一项行政负担沉重的程序来评估例外情形,以便与INA第208(a)(1)条,即8 U.S.C. 1158(a)(1)条保持一致。此外,一概禁止重新提交将难以公平执行,且可能排除真实的保护申请,这与该法规的人道主义目的相悖。[69] 签发NTA或启动快速遣返程序,为外国人提供了一条途径,使其能够向有权批准暂缓遣返或《禁止酷刑公约》保护的移民法官,或有权进行恐惧筛查的庇护官员提出其真实的保护申请。[70]
DHS also considered an alternative where an unpaid AAF would result in rejection, with no subsequent NTA but with a prohibition on refiling a Form I-589 with USCIS. DHS rejected this alternative because a categorical bar on refiling would potentially require an administratively burdensome process for evaluating exceptions in order to maintain consistency with INA section 208(a)(1), 8 U.S.C. 1158(a)(1). Additionally, a blanket refile ban would be difficult to administer fairly and could preclude bona fide protection claims, contrary to the statute's humanitarian purpose.[69] Issuing an NTA or initiating expedited removal provides a path for aliens to present their bona fide protection claims either before an immigration judge with authority to grant withholding of removal or protection under the Convention against Torture, or an ( printed page 22960) asylum officer with authority to conduct a fear screening.[70]
c. 在缴纳资产评估费之前将申请搁置
c. Holding Applications in Abeyance Until AAF Is Paid
国土安全部还考虑了在未缴费情形下将申请搁置的做法(即不作出决定、不予驳回、不计息),从而使案件保持待决状态,直至缴纳强制性资产评估费为止。该方案被否决,因为这将允许在不合规的情况下无限期维持待决状态,从而违背H.R.1关于年度费用须在申请“继续待决”的每一年份一并缴纳的要求。[71] 资产评估费的结构也表明,国会关注的是庇护申请人提交I-589表以毫无根据地逃避遣返并获得工作授权,同时依赖庇护积压或采用拖延策略以避免对其申请作出最终裁决的问题。若国土安全部因未缴纳资产评估费而将I-589表申请无限期搁置,这将加剧国会意图解决的这一问题本身。搁置还将加剧积压和资源紧张,而非推进H.R.1的执法和成本回收目标,这与APA对迅速作出行政处置的期望相悖。[72] 简言之,搁置将保留甚至恶化H.R.1的资产评估费旨在抵制的那些激励因素,因此并不适当。8 U.S.C. 1808条。
DHS also considered holding applications in abeyance upon nonpayment ( i.e., no decision, no rejection, and no charging interest), thereby keeping the case pending until the mandatory AAF fee is paid. This approach was rejected because it would allow indefinite pendency notwithstanding noncompliance, frustrating H.R.1's requirement that the annual fee accompany each year an application “remains pending.” [71] The structure of the AAF also demonstrates Congress's concern with asylum applicants filing Form I-589 to baselessly avoid removal and obtain employment authorization while relying on the asylum backlog or using dilatory tactics to avoid a final adjudication of their application. Were DHS to hold Form I-589 applications in indefinite abeyance for failure to pay the AAF, this would exacerbate the very problem that Congress intended to address. Abeyance also would exacerbate backlogs and resource strain rather than advance H.R.1's enforcement and cost-recovery objectives, contrary to the APA's expectation of prompt administrative disposition.[72] In short, abeyance would preserve or worsen the very incentives H.R.1's AAF was designed to counteract and therefore not appropriate. 8. U.S.C. 1808.
D. 限制基于临时保护身份的工作授权的实施
D. Implementation of the Limits on Employment Authorization Based on Temporary Protected Status
1. H.R.1限制工作授权有效期的条文
1. H.R.1 Text Limiting Validity of Employment Authorization
国会制定《H.R.1法案》,其部分目的在于明确与临时保护身份(TPS)相关的就业授权及就业授权期限的新统一限制和费用。[73] 《美国法典》第8编第1803(c)条规定,每份基于TPS的初次就业授权“有效期应为1年,或临时保护身份的持续期间,以较短者为准”,并对提交初次TPS就业授权文件(EAD)申请的外国人加征一项不得豁免或减免的额外费用。《美国法典》第8编第1811(a)条同样规定,对获得TPS的外国人授予的任何就业授权,或该授权的任何续期或延长,“有效期应为1年或临时保护身份指定的持续期间,以较短者为准”,并设立了一项不得豁免或减免的续期或延长费用。根据其条文规定,这些条款将与TPS相关的工作授权上限设定为1年或剩余指定期间(以较短者为准),且未针对TPS设置可超出该上限的特殊例外情形。[74]
Congress enacted H.R.1, in part, to specify new, uniform limits and fees for employment authorization and employment authorization periods in connection with TPS.[73] 8 U.S.C. 1803(c) provides that each initial TPS-based employment authorization “shall be valid for a period of 1 year, or for the duration of the alien's temporary protected status, whichever is shorter,” and imposes an additional fee for an alien who files an initial TPS EAD application that may not be waived or reduced. 8 U.S.C. 1811(a) likewise provides that any employment authorization for an alien granted TPS, or any renewal or extension of such authorization, “shall be valid for a period of 1 year or for the duration of the designation of temporary protected status, whichever is shorter,” and establishes a renewal or extension fee that may not be waived or reduced. By their terms, these provisions cap TPS-related work authorization at one year or the remaining designation, whichever is shorter, with no TPS-specific exception to exceed the cap.[74]
美国公民及移民服务局(USCIS)在其《H.R.1费用》通知中,概述了这些TPS就业授权费用条款,并重申了初次申请和续期/延长申请适用的“1年或指定期间”有效期规则,同时指出法律禁止豁免《H.R.1法案》规定的费用,但依据《联邦法规汇编》第8编第106部分,另有一项可豁免的现有法规费用仍然适用。见《联邦公报》第90卷第34511页(2025年7月22日)。此后,USCIS开始将该有效期规则适用于基于TPS的就业授权。[75]本临时最终规则(IFR)对《联邦法规汇编》第8编第244部分和第274a部分中的国土安全部(DHS)法规进行了更新,以符合《H.R.1法案》的法定要求。
In its H.R.1 Fee notice, USCIS summarized these TPS employment authorization fee provisions and restated the one-year-or-duration of designation validity rules for initial and renewal/extension filings, noting the statutory prohibition on waiver of the H.R.1 fees and the separate preexisting regulatory fee that may still be waived under 8 CFR part 106. 90 FR 34511 (July 22, 2025). Thereafter, USCIS began applying the validity rules to TPS-based employment authorization.[75] This IFR updates DHS regulations at 8 CFR parts 244 and 274a to conform to the statutory mandate in H.R.1.
二、《移民与国籍法》(INA)第244条及既往实践
2. INA Sec. 244 and Prior Practice
《移民与国籍法》第244条,即《美国法典》第8编第1254a条,授权部长指定TPS适用国家,对符合资格的该国国民授予TPS,并为处于TPS身份的外国人提供福利,包括获得就业授权的资格。《移民与国籍法》第244(a)(1)条,即《美国法典》第8编第1254a(a)(1)条规定,部长“可授予该外国人临时保护身份”,并“应授权该外国人在美国境内从事工作,并向其提供就业授权批注或其他适当的工作许可”。《移民与国籍法》第244(a)(2)条,即《美国法典》第8编第1254a(a)(2)条进一步规定,与TPS相关的工作授权“在该外国人依据本条处于临时保护身份期间应持续有效”。《移民与国籍法》第244(a)(4)条,即《美国法典》第8编第1254a(a)(4)条进一步要求,对初步证明符合TPS资格条件的外国人提供临时待遇福利,包括就业授权,直至作出最终决定,或在适用情况下,直至开启合理登记机会为止。
INA sec. 244, 8 U.S.C. 1254a, authorizes the Secretary to designate countries for TPS, to grant TPS to eligible nationals, and to provide benefits to an alien in TPS status including eligibility for employment authorization. INA sec. 244(a)(1), 8 U.S.C. 1254a(a)(1) states that the Secretary “may grant the alien temporary protected status” and “shall authorize the alien to engage in employment in the United States and provide the alien with an employment authorized endorsement or other appropriate work permit.” INA sec. 244(a)(2), 8 U.S.C. 1254a(a)(2), adds that the work authorization associated with TPS “shall be effective throughout the period the alien is in temporary protected status under this section.” INA sec. 244(a)(4), 8 U.S.C. 1254a(a)(4), further requires provision of temporary treatment benefits—including employment authorization—to an alien who establishes a prima facie case of eligibility for TPS until a final determination is made or until a reasonable opportunity to register opens, as applicable.
国土安全部(DHS)关于提供就业授权类别的相关法规,体现了《移民与国籍法》第244(a)条,即《美国法典》第8编第1254a(a)条的各项要求。根据《联邦法规汇编》第8编第274a.12(a)(12)条,获得TPS的外国人作为其移民身份的一项条件,被授权“随身份自动获得”就业授权。外国人可通过提交I-765表格《就业授权申请书》申请就业授权文件(EAD),USCIS将向已获得TPS并提交I-765表格的个人签发(a)(12)类别的就业授权文件。根据《联邦法规汇编》第8编第274a.12(c)(19)条,USCIS将向经其认定初步符合TPS资格条件、因而在申请待决期间获得临时待遇福利的TPS申请人,授予就业授权并签发(c)(19)类别的就业授权文件。《联邦法规汇编》第8编第244.5条与《移民与国籍法》第244(a)(4)条,即《美国法典》第8编第1254a(a)(4)条相呼应,规定在TPS申请裁决待决期间,为初步符合资格条件的申请人提供临时待遇福利,包括就业授权。自TPS制度设立以来,国土安全部一直将TPS受益人和初步符合资格的TPS申请人视为在指定期间及任何指定延长期间内持续获得就业授权,并通过《联邦公报》通知自动延长现有基于TPS的就业授权文件的有效期,通常为六个月或十二个月,以便在重新登记人等待其I-765表格获得裁决从而取得续签就业授权文件期间,持续提供就业授权的证明。[76]
DHS's regulations governing the regulations that provide the employment-authorization categories reflect the requirements of INA sec. 244(a), 8 U.S.C. 1254a(a). Under 8 CFR 274a.12(a)(12), aliens granted TPS are authorized for employment “incident to status” as a condition of their immigration status. An alien may request an EAD by filing Form I-765, Application for Employment Authorization, and USCIS will issue EADs in category (a)(12) to individuals who have been granted TPS and file Form I-765. Under 8 CFR 274a.12(c)(19), USCIS will grant employment authorization and issue EADs in category (c)(19) to TPS applicants whom USCIS has determined are prima facie eligible for TPS and therefore receive temporary treatment benefits while their applications are pending. The regulation at 8 CFR 244.5 mirrors INA sec. 244(a)(4), 8 U.S.C. 1254a(a)(4), by providing temporary treatment benefits, including employment authorization, for prima facie-eligible applicants during the pendency of adjudication of the TPS application. Since the inception of TPS, DHS has treated both TPS beneficiaries and prima facie-eligible TPS applicants as employment authorized continuously during the designation and through any designation extensions, using Federal Register notices to automatically extend the validity of existing TPS-based EADs—typically for six or twelve months—to provide continued evidence of employment authorization while re-registrants await adjudication of their Forms I-765 to obtain renewal EADs.[76]
(印刷版第22961页)
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三、《H.R.1法案》对《移民与国籍法》第244条下既往TPS就业授权期限实践具有管控效力并取代该等实践
3. H.R.1 Controls and Supersedes Prior TPS Employment Authorization Duration Practices Under INA Sec. 244
从文本上看,《美国法典》第8编第1803条(c)款及第1811条(a)款似乎与《移民与国籍法》(INA)第244(a)(2)条即《美国法典》第8编第1254a(a)(2)条关于基于临时保护身份(TPS)的就业许可“在整个”TPS期间“有效”的表述存在冲突,因为前述条款对与TPS相关的就业许可规定了具体的一年或指定期限上限(以较短者为准),而第244(a)(2)条,即第1254a(a)(2)条,仅以身份为基础进行表述,并未规定具体期限。[77] 国土安全部(DHS)必须以同时忠实于新旧法律文本的方式,执行《H.R.1法案》对TPS相关就业许可期限所作的明确上限规定。
Textually, 8 U.S.C. 1803(c) and 8 U.S.C. 1811(a) appear to conflict with the phrasing of INA sec. 244(a)(2), 8 U.S.C. 1254a(a)(2) that TPS-based employment authorization is “effective throughout” the period of TPS, because they impose a specific one-year-or-duration of designation cap on the TPS-related employment authorization, whereas section 244(a)(2), 1254a(a)(2), speaks in status-based terms without prescribing a duration.[77] DHS must implement H.R.1's explicit caps for TPS-related employment authorization periods in a manner faithful to both the new and previously existing statutory text.
《H.R.1法案》中的期限规定系后颁布的条款,直接针对基于TPS的就业许可的时间范围;该法案对任何一次授权或续期中就业许可可保持有效的时长设定了明确上限,即一年或指定期限(以较短者为准)。[78] 依据通常的解释工具,将《美国法典》第8编第1803条(c)款及第1811条(a)款与《移民与国籍法》第244条,即《美国法典》第8编第1254a条一并解读,国土安全部通过为两部法律分配互补作用,使两者均得以实施:《移民与国籍法》第244条,即第1254a条,继续界定谁有资格获得就业许可(即依据8 CFR 274a.12(a)(12)条获得许可的TPS受益人,以及依据8 CFR 274a.12(c)(19)条及8 CFR 244.5条获得临时待遇利益的表面符合资格申请人),而《H.R.1法案》则为上述两类人员的每一次授权期限规定最长时限。[79]
H.R.1's duration provisions are later-enacted and speak directly to the temporal scope of TPS-based employment authorization; they impose an express ceiling—one year or the duration of the designation (whichever period is shorter)—on how long employment authorization may remain valid in any single grant or renewal.[78] Reading 8 U.S.C. 1803(c) and 8 U.S.C. 1811(a) together with INA sec. 244, 8 U.S.C. 1254a, under the ordinary tools of construction, DHS gives effect to both statutes by assigning them complementary roles: INA sec. 244, 8 U.S.C. 1254a, continues to define who is eligible to be employment-authorized (TPS beneficiaries under 8 CFR 274a.12(a)(12) and prima facie-eligible applicants receiving temporary treatment benefits under 8 CFR 274a.12(c)(19) and 8 CFR 244.5), while H.R.1 supplies the maximum duration for each period of authorization across both categories.[79]
在《移民与国籍法》第244(a)(2)条,即《美国法典》第8编第1254a(a)(2)条规定就业许可“在整个”TPS期间“有效”之处,国土安全部将其理解为:在TPS指定存续期间,具备获得许可资格的一项基于身份的权利,而非保证任何单次授权期限可超过《H.R.1法案》规定的具体上限。[80] 适用“后法优于前法”的解释原则,可在允许《移民与国籍法》第244条,即第1254a条所赋予的权利持续存在的同时,由《H.R.1法案》这一在后、更为具体的规定来规制每次授权可持续的时长,从而化解文本上的张力。[81] 这种协调一致的解读提供了一项清晰、可操作的规则,并与《H.R.1法案》将初次及续期费用与有时限的就业许可期限相挂钩的制度结构相契合。[82]
Where INA sec. 244(a)(2), 8 U.S.C. 1254a(a)(2), states that employment authorization is “effective throughout” TPS, DHS reads that as a status-based entitlement to be eligible for authorization during the life of the TPS designation, not as a guarantee that any single authorization period may exceed H.R.1's specific limit.[80] Applying the later-in-time canon resolves the textual tension by allowing the INA sec. 244, 8 U.S.C. 1254a entitlement to persist while H.R.1's later, more specific command regulates how long each authorization may run.[81] This harmonized reading provides a clear, administrable rule that aligns with H.R.1's structure of initial and renewal fees tied to time-limited employment authorization periods.[82]
国土安全部正在执行《H.R.1法案》规定的就业许可期限上限,要求对8 CFR 274a.12(a)(12)条下的受益人及8 CFR 274a.12(a)(19)条下的表面符合资格申请人,均须按一年一次或按TPS指定剩余期限(以较短者为准)的间隔续期其TPS就业许可。[83] 国土安全部认识到,在TPS指定期限超过12个月的情况下,这一续期要求可能产生的影响是,部分TPS受益人或表面符合资格申请人在获得就业许可续期之前,可能面临就业许可出现中断并暂时失业的风险。就目前而言,现行TPS指定期限尚不会使TPS受益人及申请人面临就业许可出现中断的风险。[84] 此外,在TPS指定被自动延长6个月的情形下,美国公民及移民服务局(USCIS)已自动延长了就业许可文件(EAD)的有效期,以防止就业许可出现中断。若未来的TPS指定、重新指定或延期设定为超过12个月,则希望避免就业许可及EAD有效期出现中断的申请人,须及时提交续期申请,以在指定或延期的剩余期间内维持就业许可,且每次续期仅可按照《H.R.1法案》所允许的最长期限获得批准,即一年或TPS指定剩余期限,以较短者为准。[85] 通过要求TPS受益人及表面符合资格申请人定期续期其就业许可申请,该做法为身份核验、资格审查及安全审查提供了可预见的检查节点。[86] 这有助于确保外国人不会持有基于TPS、但其所依据的TPS指定已不复存在的、表面有效的EAD,包括在指定临近结束或被终止的情形下。[87] 任何证明就业许可的文件(例如EAD)均须反映且不得超过《H.R.1法案》所确定的基础授权期限,从而使文件的有效期与其所证明的法律授权保持一致。[88]
DHS is enforcing the H.R.1 employment authorization period limits by requiring that TPS employment authorization be renewed at intervals of one year—or the remaining TPS designation, if shorter—for both 8 CFR 274a.12(a)(12) beneficiaries and 8 CFR 274a.12(a)(19) prima facie-eligible applicants.[83] DHS recognizes that, where a TPS designation is longer than 12 months, a possible impact of this renewal requirement may be that some TPS beneficiaries or prima facie-eligibility applicants could face gaps in employment authorization and suffer temporary job loss until they receive a renewal of employment authorization. At present, current TPS designation timeframes do not place TPS beneficiaries and applicants at risk of experiencing gaps in employment authorization.[84] In addition, in instances where TPS designations have been automatically extended for 6 months, USCIS has automatically extended EADs in order to prevent gaps in employment authorization. Should future TPS designations, redesignations, or extensions be set for more than 12 months, applicants seeking to avoid gaps in employment authorization and EAD validity would need to file timely renewals to maintain employment authorization for the remainder of the designation or extension, and each renewal will be approved only for the maximum period permitted under H.R.1—that is, for one year or the remaining duration of the TPS designation, whichever is shorter.[85] By requiring TPS beneficiaries and prima facie eligible applicants to regularly renew their requests for employment authorization, this approach provides predictable checkpoints for identity, eligibility, and security vetting.[86] It helps ensure that aliens do not possess facially-valid EADs based on TPS when the underlying TPS designations no longer exist, including when a designation nears conclusion or is terminated.[87] Any document evidencing employment authorization ( e.g., an EAD) must reflect—and may not exceed—the underlying authorization period established by H.R.1, so that documentary validity and the legal authorization it evidences remain aligned.[88]
4. 法规文本修改摘要
4. Summary of Regulatory Text Changes
美国国土安全部(DHS)采纳以下监管变更,以实施《H.R.1法案》对附随临时保护身份(TPS)的就业授权设定的实质性上限,即1年或TPS指定的剩余期限,以两者中较短者为准:
DHS adopts the following regulatory changes to implement H.R.1's substantive cap on employment authorization incident to TPS—1 year or the remaining duration of the TPS designation, whichever is shorter:
新8 CFR 244.5(d)条(表面证据成立申请人/临时待遇福利):
New8 CFR 244.5(d) (Prima facie applicants/temporary treatment benefits):
DHS正在修订本节,以(1)规定授予表面证据成立的TPS申请人作为临时待遇福利的就业授权不得超过1年或TPS指定剩余期限,以两者中较短者为准;以及(2)要求申请人在TPS指定尚未终止的情况下,须获得就业授权的续期,方可在每个就业授权期限届满后继续获得授权。
DHS is revising this section to (1) provide that employment authorization granted as a temporary treatment benefit to prima facie-eligible TPS applicants may not exceed 1 year or the remaining TPS designation, whichever is shorter; and (2) require the applicant to obtain a renewal of employment authorization if the TPS designation has not yet terminated to continue authorization beyond each employment authorization period.
经修订的8 CFR 244.12(a)和(d)条(TPS受益人):
Revised8 CFR 244.12(a) and (d) (TPS beneficiaries):
DHS修订8 CFR 244.12(a)条,以(1)确立对TPS受益人就业授权的1年或指定期限的限制;以及(2)要求受益人在TPS指定尚未终止的情况下,须获得就业授权的续期,方可在每个就业授权期限届满后继续获得授权。DHS还修订8 CFR 244.12(d)条,使行政程序中任何续期或上诉待决期间的就业授权延期,须遵守经修订的8 CFR 244.12(a)条所述的1年或指定期限的限制。
DHS revises 8 CFR 244.12(a) to (1) establish the one-year-or-duration of the designation limit on employment authorization for TPS beneficiaries; and (2) require the beneficiary to obtain a renewal of employment authorization if the TPS designation has not yet terminated to continue authorization beyond each employment authorization period. DHS also revises 8 CFR 244.12(d) to subject extensions of employment authorization during the pendency of any renewal or appeal in administrative proceedings to the one-year-or-duration of the designation limitation described in revised 8 CFR 244.12(a).
对8 CFR 274a.12(a)(12)和(c)(19)条的相应修订:
Conforming revisions to8 CFR 274a.12(a)(12) and (c)(19):
DHS修订8 CFR 274a.12(a)(12)和(c)(19)条,以交叉引用8 CFR 244.5(d)条和244.12(a)条中规定的有效期限制,并使就业授权文件(EAD)(印刷页22962)的有效期与其所依据的经授权就业期限保持一致。
DHS revises 8 CFR 274a.12(a)(12) and (c)(19) to cross-reference the validity period limitations specified in 8 CFR 244.5(d) and 244.12(a) and aligns EAD ( printed page 22962) validity to the underlying authorized period of employment.
E. 可分割性
E. Severability
尽管DHS未在监管文本中纳入可分割性条款,但DHS意图使本临时最终规则的各项规定完全可分割。不纳入可分割性条款的决定,是为避免在此处修订的多个CFR部分(8 CFR第103、106、208、244和274a部分)之间造成潜在混淆,这些部分管辖不同的项目、权限和程序,并使监管文本保持简洁易读。DHS认为,本规则中的各项规定可独立运作,未纳入可分割性条款不应被理解为与纳入此类措辞存在任何不同的意图。如果本规则的任何规定,或该规定对任何人员、实体或情形的适用,被中止或被判定为无效,本规则的其余部分,以及受影响规定对其他人员、实体或情形的适用,将不受影响。在不作限制的前提下,每个经修订的条、款、句、分句和项(包括但不限于第106部分下的费用规定、第208部分中的庇护费用规定及行政申请费后果、以及第244和274a部分中的TPS就业授权期限和续期要求)均意图独立运作,并可与其他规定分割。
Although DHS is not codifying a severability provision in the regulatory text, DHS intends for the provisions of this interim final rule to be fully severable. The decision not to codify a severability clause is to avoid potential confusion across multiple CFR parts amended here (8 CFR parts 103, 106, 208, 244, and 274a), which govern distinct programs, authorities, and procedures, and to keep the regulatory text concise and readable. DHS believes that the provisions in this rule can function independently of each other and the absence of a codified severability provision should not be taken to suggest any different intent than if such language were included. If any provision of this rule—or the application of any provision to any person, entity, or circumstance—is stayed or held invalid, the remainder of the rule, and the application of the affected provision to other persons, entities, or circumstances, will not be affected. Without limitation, each amended section, subsection, sentence, clause, and item (including but not limited to the fee provisions under part 106, the asylum fee provisions and AAF consequence in part 208, and the TPS employment-authorization duration and renewal requirements in parts 244 and 274a) is intended to be independently operative and severable from the others.
F. 费用豁免和减免
F. Fee Waivers and Exemptions
DHS在本规则中不对8 CFR第106部分中的任何费用减免和豁免作出变更。《H.R.1法案》征收的费用不得豁免或减免。尽管《移民与国籍法》(INA)第245(l)(7)条,即8 U.S.C. 1255(l)(7)条,要求DHS允许就某些移民福利申请所需费用提出豁免请求,但《H.R.1法案》取代了该要求。因此,美国公民及移民服务局(USCIS)不得豁免《H.R.1法案》所要求的此类费用,亦不得提交此类豁免请求。无法豁免《H.R.1法案》费用并不要求对8 CFR第103和106部分的DHS费用法规作出任何变更。8 CFR 106.3(a)(3)条中的费用豁免和减免规定列出了可豁免或可减免的USCIS费用,由于这些规定保持不变,《H.R.1法案》费用既未被明示也未被默示纳入可豁免或可减免的费用范围。此外,8 CFR 106.3(c)条授权的公共利益费用豁免和减免,必须与适用法律保持一致。因此,该条款不授权豁免缴纳《H.R.1法案》费用,亦无需作出任何修订或澄清。
DHS is not changing any fee exemptions and fee waivers in 8 CFR part 106 in this rule. Fees imposed by HR-1 cannot be waived or reduced. While INA section 245(l)(7), 8 U.S.C. 1255(l)(7) requires DHS to allow a request for waiver of the fees required for certain immigration benefit requests, H.R.1 supersedes that requirement. Therefore, USCIS cannot waive such a fee required by H.R.1 and a request for such may not be submitted. The inability to waive an H.R.1 fee requires no changes to the DHS fee regulations at 8 CFR parts 103 and 106. Fee waivers and exemptions in 8 CFR 106.3(a)(3) list the USCIS fees that may be waived or are exempt, and by leaving those provisions unchanged, H.R.1 fees are neither explicitly nor implicitly included as fees that may be waived or exempt. In addition, public interest fee waivers and exemptions authorized by 8 CFR 106.3(c) must be consistent with the applicable law. Thus, that provision does not authorize relief from the payment of H.R.1 fees and no amendment or clarification is required.
8 CFR第106部分提供的费用豁免不适用于本规则中编纂的新费用。因此,例如,8 CFR 106.2(a)(7)(v)和(vi)条为USCIS I-131表格提供的费用豁免,适用于I-131表格的基本USCIS费用,而因被准予假释入境美国而产生的《H.R.1法案》费用仍须缴纳。
The fee exemptions provided by 8 CFR part 106 do not apply to the new fees codified in this rule. Thus, for example, the fee exemptions provided for USCIS Form I-131 by 8 CFR 106.2(a)(7)(v) and (vi) apply to the base USCIS fee for Form I-131, while the H.R.1 fee for being paroled into the United States is still required.
V. 法定和监管要求
V. Statutory and Regulatory Requirements
A. 行政程序法
A. Administrative Procedure Act
1. 法定要求的变更
1. Statutorily Required Changes
正如本序言其他部分所述,国土安全部(DHS)正在使其法规与赋予该机构在解释和颁布方面极小自由裁量权的法律变更保持一致。当法规仅是重申其所实施的制定法时(即,该规则不改变既定的法律秩序),《行政程序法》(APA)并不要求该机构采用通知和评议程序。参见5 U.S.C. 553(b)(B);Gray Panthers Advocacy Comm. 诉 Sullivan案,936 F.2d 1284, 1291(哥伦比亚特区巡回上诉法院,1991年)。只要该机构不扩大制定法的实质性范围以施加新的义务、处罚或实质性资格要求,即,只要该机构“仅仅是重申”制定法,通知和评议即属不必要。参见World Duty Free Americas, Inc. 诉 Summers案,94 F. Supp. 2d 61, 65(哥伦比亚特区地区法院,2000年)。
As noted elsewhere in the preamble, DHS is conforming its regulations to statutory changes that provide little agency discretion in its interpretation and promulgation. When regulations merely restate the statute they implement ( i.e., when the rule does not change the established legal order), the APA does not require the agency to use notice-and-comment procedures. See5 U.S.C. 553(b)(B); Gray Panthers Advocacy Comm. v. Sullivan, 936 F.2d 1284, 1291 (D.C. Cir. 1991). So long as the agency does not expand the substantive reach of the statute to impose new obligations, penalties, or substantive eligibility requirements— i.e., so long as the agency “merely restate[s]” the statute—notice and comment are unnecessary. See World Duty Free Americas, Inc. v. Summers, 94 F. Supp. 2d 61, 65 (D.D.C. 2000).
此外,法院一贯认定,根据《行政程序法》关于通知和评议的豁免规定,当延误将不切实际、无必要或有悖于公共利益时,即存在“正当理由”。[89]当采用制定规则程序对该行业而言无关紧要且该规则属于常规性质时,制定规则程序即被视为“无必要”。[90]法院认定,例如,当规则的废止或变更是为了与立法或司法裁决保持一致,且对该机构行动方针不存在公众辩论余地时,即满足“无必要”这一条件。[91]
In addition, courts have consistently held that “good cause” under the APA's notice-and-comment exemption exists where delay would be impracticable, unnecessary, or contrary to the public interest.[89] Rulemaking procedures are deemed “unnecessary” when the use of rulemaking would be inconsequential to the industry and the rule is routine.[90] Courts have found that the unnecessary prong is satisfied if, for example, the rescission or change of a rule is needed for consistency with legislation or judicial decision and there is no room for public debate over the agency's course of action.[91]
二、程序性规则
2. Procedural Rule
《行政程序法》要求国土安全部就实质性法规提供公开通知并征求公众评议。参见5 U.S.C. 553。然而,《行政程序法》对此项通知和公众评议要求规定了有限的例外情形,包括针对“机构组织、程序或实务规则”的例外。5 U.S.C. 553(b)(A)。
The APA requires DHS to provide public notice and seek public comment on substantive regulations. See5 U.S.C. 553. The APA, however, provides limited exceptions to this requirement for notice and public comment, including for “rules of agency organization, procedure or practice.” 5 U.S.C. 553(b)(A).
《H.R.1法案》于2025年7月4日签署成为法律,规定了国土安全部在2025财政年度收取新的法定费用、限制就业许可文件(EAD)有效期限并执行此类费用之强制要求。[92]本最终规则既将支付和收取费用的法定要求成文化,又规定此类费用不得豁免或减免。国土安全部承认新费用对受影响各方具有实质性影响,但国土安全部别无裁量余地,必须施加这些费用,并必须规定其实施方式、相关程序以及未能遵守的后果。[93]《H.R.1法案》自颁布之日起即生效,国土安全部必须通过为申请人及美国公民及移民服务局(USCIS)提供支付、收取费用以及未付费情形的程序来实施该法。[94]
H.R.1, signed into law on July 4, 2025, sets forth the requirement that DHS collect new statutory fees during FY 2025, limit the length of EADs, and execute enforcement of such fees.[92] This final rule both codifies statutory requirements to pay and collect fees, and provides that the fees cannot be waived or reduced. DHS acknowledges the substantive impact of new fees on the affected parties, but DHS has no discretion but to impose those fees, and must dictate their implementation, attendant processes, and consequences for failure to comply.[93] H.R.1 law was effective on enactment and DHS must implement it by providing the procedures both for applicants and for USCIS to pay, collect, and for failure to pay.[94]
尽管国土安全部已通过通知开始收取《H.R.1法案》规定的多项费用,[95]国土安全部同时指出,部分费用需要额外的实施措施。本临时最终规则(IFR)将《H.R.1法案》中若干法定要求成文化,包括在现有费用之外须支付某些费用、庇护申请费须于提交申请时缴纳且无论申请是否被驳回均不予退还,以及针对庇护申请人和临时保护身份(TPS)申请人的新法定EAD有效期限。
While DHS began collecting many of the H.R.1 fee provisions via notice,[95] DHS also noted that some of the fees would require additional implementation. This IFR codifies a number of H.R.1 statutory requirements to pay certain fees in addition to existing fees, that the asylum application fee is required at filing and will be retained regardless of the application being rejected, and the new EAD statutory periods for asylum applicants and TPS.
(印刷版第22963页)
( printed page 22963)
国土安全部承认,并非所有可能被归类为程序性的规则均获豁免,且实质性规则与程序性规则之间的区分并非泾渭分明。[96]几乎所有程序性规则在某种程度上都会影响实质性权利,而实质性规则则受程序性规定的界定和约束。[97]程序性规则不能改变当事方的权利或利益,尽管它可能改变当事方向该机构陈述自身或其观点的方式,而决定性因素在于其实质性影响是否足以表明需要通知和评议以维护《行政程序法》所依据的各项政策。[98]
DHS acknowledges that not all rules that might be categorized as procedural are exempted and that the distinction between substantive and procedural rules is not a clear line.[96] Almost all procedural rules affect substantive rights to some degree and substantive rules are bounded and defined by procedural dictates.[97] A procedural rule cannot alter the rights or interests of parties, although it may alter the manner in which the parties present themselves or their viewpoints to the agency, and the determining factor is whether the substantive effect is enough to provide that notice and comment are needed to safeguard the policies underlying the APA.[98]
在将该例外适用于本规则时,国土安全部认定,为处理新的法定费用要求而建立的程序与费用本身密不可分,若不适用这些程序,费用要求将无法实现其效力。因此,国土安全部认为,其本可完全绕过制定规则程序,通过内部指导意见保留庇护申请费并因未缴纳庇护申请费(AAF)而驳回I-589表格。然而,国土安全部出于便利公众获取信息及提高公众认知度之考虑,将此项要求予以成文化。因此,由于为实施费用而成文化的必要配套程序,其所增加的要求并未超出法律本身规定的费用要求,这些程序属于机构程序和实务事项(5 U.S.C. 553(b)(A)),故提前通知和评议并无必要。
Applying the exception to this rule DHS finds that the procedures put in place to process the new statutory fee requirements are intertwined with the fees themselves and to not apply them would render the fee requirements ineffectual. Thus, DHS is of the opinion that it could bypass rulemaking altogether and could retain the asylum application fee and reject a Form I-589 for failure to pay the AAF through internal guidance. However, DHS is codifying this requirement in the interest of accessibility and public awareness. Therefore, because the procedures codified necessarily attendant to implement the fees so as to add no more requirements than the law's fee requirements themselves, they relate to agency procedure and practice (5 U.S.C. 553(b)(A)) and advance notice and comment is unnecessary.
因此,美国国土安全部(DHS)认定有正当理由以临时最终规则(IFR)的形式发布本规则。为满足国会的指令并符合公共利益,立即生效实属必要。尽管《H.R.1法案》规定了这些要求,美国国土安全部仍认识到公众意见的价值,因此以临时最终规则的形式发布本规则,并征求公众意见。美国国土安全部拟发布最终规则,并将在制定该规则以及发布与《H.R.1法案》相关的指导意见时,考虑在联系方式部分所述的公众意见征询期内提交的所有及时意见。
Accordingly, DHS finds good cause to issue this rule as an IFR. Immediate effect is necessary to meet Congress's directive and in the public interest. Although H.R.1 prescribes these requirements, DHS recognizes the value of public comments and is publishing this rule as an IFR with a request for public comment. DHS intends to publish a final rule and will consider all timely comments submitted during the public comment period as described in the Addresses section in developing that rule as well as in issuing guidance related to H.R.1.
B. 第12866号行政命令(《监管规划与审查》)和第13563号行政命令(《改进监管与监管审查》)
B. Executive Orders 12866 (Regulatory Planning and Review) and 13563 (Improving Regulation and Regulatory Review)
第12866号行政命令(《监管规划与审查》)和第13563号行政命令(《改进监管与监管审查》)指示各机构评估现有监管方案的成本和收益,并在确有必要进行监管时,选择能使净收益最大化的监管方式。第13563号行政命令强调量化成本和收益的重要性,强调降低成本、协调规则以及促进灵活性的重要性。第14192号行政命令(《通过放松管制释放繁荣》)指示各机构大幅减少遵守联邦法规所需的私人支出,并规定“在法律允许的范围内,与新法规相关的任何新增边际成本,应通过取消至少10项现行法规相关的现有成本予以抵消。”
Executive Orders 12866 (Regulatory Planning and Review) and 13563 (Improving Regulation and Regulatory Review) direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits. Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. Executive Order 14192 (Unleashing Prosperity Through Deregulation) directs agencies to significantly reduce the private expenditures required to comply with Federal regulations and provides that “any new incremental costs associated with new regulations shall, to the extent permitted by law, be offset by the elimination of existing costs associated with at least 10 prior regulations.”
管理和预算办公室(OMB)尚未根据第12866号行政命令第3(f)节将本规则指定为“重大监管行动”。因此,管理和预算办公室尚未对其进行审查。
The Office of Management and Budget (OMB) has not designated this rule a “significant regulatory action” under section 3(f) of E.O. 12866. Accordingly, OMB has not reviewed it.
本规则不属于第14192号行政命令所指的监管行动,因为本规则是针对美国移民相关职能发布的。本规则的主要直接目的在于实施或解释美国移民法律(如《移民与国籍法》第101(a)(17)节,8 U.S.C. 1101(a)(17)所述),或美国联邦政府就外国人履行的任何其他职能。参见管理和预算办公室2025年3月26日发布的M-25-20号备忘录,《关于实施题为“通过放松管制释放繁荣”的第14192号行政命令第3节的指导意见》。
This rule is not an Executive Order 14192 regulatory action because it is being issued with respect to an immigration-related function of the United States. The rule's primary direct purpose is to implement or interpret the immigration laws of the United States (as described in INA sec. 101(a)(17), 8 U.S.C. 1101(a)(17)) or any other function performed by the U.S. Federal Government with respect to aliens. See OMB Memorandum M-25-20, “Guidance Implementing Section 3 of Executive Order 14192, titled `Unleashing Prosperity Through Deregulation' ” (Mar. 26, 2025).
1. 基准
1. Baseline
一般而言,规则制定始于对需要解决的问题的阐述,以及对经修订法规将通过何种机制解决相关问题,并相对于适当基准产生何种后续影响的分析。基准是指在没有该监管行动的情况下,世界将呈现的最佳评估状态,即基准衡量的是世界当前的状态。美国国土安全部相对于该基准评估监管行动的收益和成本。在本规则中,美国国土安全部正在更新《联邦法规汇编》(CFR),以将《H.R.1法案》所要求的细节和变更予以编纂成文。因此,本临时最终规则的适当基准是一个法定基准,例如本案中的《H.R.1法案》,我们可据此评估本规则相对于现行既有法律的经济影响。
Generally, rulemaking begins with the articulation of a problem that needs to be solved and analysis of the mechanisms by which the amended regulations would solve the relevant issues and what the resulting impacts would be relative to the appropriate baseline. A baseline is the best assessment of the way the world would look absent the regulatory action, i.e., a baseline measures the current state of the world. DHS assesses the benefits and costs of a regulatory action relative to the baseline. In this rule, DHS is updating the CFR to codify the details and changes required in H.R.1. Therefore, the proper baseline for this IFR is a statutory baseline, such as H.R.1 in this case, from which we can assess the economic impact of the rule relative to current, existing law.
如序言所述,本临时最终规则实施以下监管变更:
As described in the preamble, this IFR implements the following regulatory changes:
1. 8 U.S.C. 1807节要求的I-94表格费用:设立一项费用要求,就美国公民及移民服务局(USCIS)而言,该费用适用于提交I-102表格,《非移民入境/离境文件补发/初次签发申请表》。新增8 CFR 103.7(d)(4)节。[99]
1. Form I-94 Fee required by 8 U.S.C. 1807: Establishes a fee requirement that, for USCIS, is applicable to the filing of Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document. New 8 CFR 103.7(d)(4).[99]
2. 8 U.S.C. 1808节要求的年度庇护费:将外国人须缴纳年度庇护费(AAF)的要求予以编纂成文,并规定,在程序上,若未能在收到通知后30日内缴费,将导致驳回待决的庇护申请,并拒绝任何相关的工作许可申请。新增8 CFR 106.2(c)(15)(ii)节和208.3(c)(6)节。
2. Annual Asylum Fee required by 8 U.S.C. 1808: Codifies the requirement that an alien pay the AAF and establishes that, procedurally, failure to pay within 30 days of notice results in rejection of the pending asylum application and the denial of any associated application for employment authorization. New 8 CFR 106.2(c)(15)(ii) and 208.3(c)(6).
3. 8 U.S.C. 1802节要求的庇护申请费留存:将该费用要求予以编纂成文,并规定,若I-589表格被驳回,庇护申请受理费应由美国公民及移民服务局留存,此与8 CFR 103.2节的规定相符。新增8 CFR 106.2(c)(14)节。
3. Retention of Asylum Application Fee required by 8 U.S.C. 1802: Codifies the fee requirement and provides that the asylum application filing fee is retained by USCIS if a Form I-589 is rejected, consistent with 8 CFR 103.2. New 8 CFR 106.2(c)(14).
4. 8 U.S.C. 1803(c)节和8 U.S.C. 1811(a)节要求的临时保护身份(TPS)工作许可有效期:将临时保护身份下的工作许可及任何相关工作许可文件的有效期限制为一年,或指定期限的剩余期间(以较短者为准),并作相应修改,以确保美国国土安全部各项法规之间的一致性。新增8 CFR 274a.12(a)(12)节和274.12(c)(19)节。
4. TPS Employment Authorization Validity required by 8 U.S.C. 1803(c) and 8 U.S.C. 1811(a): Limits work authorization and any associated employment authorization document under TPS to one year, or the remaining period of designation if shorter, with conforming changes to ensure consistency across DHS regulations. New 8 CFR 274a.12(a)(12) and 274.12(c)(19).
共有4项明确要求由法律规定。但是,国土安全部(DHS)在实施第1至3项时行使有限的自由裁量权,以制定此类实施所需的程序性变更。因此,本分析讨论了国土安全部如何实施H.R.1要求的I-102表格费用(用于补发I-94表格)的影响、未缴纳年度庇护费(AAF)的后果,以及I-589表格被拒后保留庇护申请费的影响。
All 4 items are explicitly required by statute. However, DHS is exercising limited discretion in the implementation of items 1-3 to set forth procedural changes required for such implementation. Therefore, this analysis discusses the impacts of how DHS implements the Form I-102 fees (for a replacement Form I-94 as required by H.R.1), the consequences of failure to pay the AAF, and the retention of the asylum application fee after Form I-589 rejection.
2. 摘要
2. Summary
表2总结了本临时最终规则(IFR)各项规定的预估影响。(印刷页22964)
Table 2 summarizes the estimated impacts of the provisions of the IFR. ( printed page 22964)
表2 临时最终规则规定及经济影响摘要
Table 2—Summary of Provisions and Economic Impacts of the IFR
规定 | 临时最终规则条文 | 规定变更的预估影响
Provisions | IFR regulatory text | Estimated impact of regulatory change
H.R.1第100008条要求的新移民费用 | 8 CFR 103.7(d)(4)(ii) | 量化:转移支付 • 受影响的外国人每年将通过I-102表格的额外申请费向联邦政府转移98,880美元。
New Immigration Fee Required by H.R.1 Section 100008 | 8 CFR 103.7(d)(4)(ii) | Quantitative: Transfers • Affected aliens will transfer $98,880 annually to the Federal Government through additional filing fees for Form I-102.
定性:
Qualitative:
收益
Benefits
• 联邦政府可能因优化其资源配置而获得一定收益。
• The Federal Government may realize some benefits from optimizing the allocation of its resources.
未缴纳年度庇护费(AAF)的后果 | 8 CFR 208.3(c)(3)及8 CFR 208.7(a)(2) | 定性:成本 • 未缴纳年度庇护费的某些外国人将承受时间负担(无论是通过快速遣返程序还是出庭通知书(NTA)程序)。100 • 未缴纳年度庇护费的某些外国人可能因丧失工作许可而损失工资。 • 本应雇用受影响外国人的某些雇主可能因该外国人丧失工作许可而损失生产力。
Consequences of Nonpayment of the Annual Asylum Fee (AAF) | 8 CFR 208.3(c)(3) and 8 CFR 208.7(a)(2) | Qualitative: Costs • Certain aliens who fail to pay the AAF will incur time burdens (either through expedited removal proceedings or the NTA process).100 • Certain aliens who fail to pay the AAF may lose wages due to the loss of employment authorization. • Certain employers who would have employed an affected alien may lose productivity due to the loss of employment authorization.
• 被置于快速遣返程序中、不具有合法身份的受影响外国人可能因强制拘留期间所耗费的时间而遭受经济损失。
• Affected aliens without lawful status that are placed in expedited removal may incur economic losses due to time spent in custody due to mandatory detention.
• 政府可能承担与快速遣返程序相关的成本,包括对被置于快速遣返程序中的受影响外国人实施强制拘留的成本以及运输成本。
• The government may incur costs associated with expedited removal proceedings, including mandatory detention of affected aliens placed in expedited removal and transportation costs.
收益
Benefits
• 改善资源配置,国土安全部将能够集中资源处理庇护申请。
• Improved resource allocation as DHS will be able to focus resources on processing asylum filings.
• 加强移民执法。
• Increased immigration enforcement.
I-589表格被拒后保留H.R.1第100002条规定的庇护申请费 | 8 CFR 106.2(c)(14) | 定性:转移支付 • 对已提交并被拒绝的I-589表格保留庇护申请费,将把行政管理及移民执法成本从纳税人转移至外国人。
Retention of the H.R.1 sec. 100002 Asylum Application Fee After Form I-589 is Rejected | 8 CFR 106.2(c)(14) | Qualitative: Transfers • Retention of asylum application fees for filed and rejected Forms I-589 will transfer administration and immigration enforcement costs from taxpayers to aliens.
实施H.R.1第100012条关于临时保护身份工作许可文件有效期的限制 | 8 CFR 244.5、8 CFR 244.12、8 CFR 274a.12(a)(12)及(c)(19) | 定性:成本 • 由于(a)(12)及(c)(19)项下工作许可文件有效期缩短,某些外国人可能遭受工资损失。 • 本应雇用受影响外国人的某些雇主可能因工作许可文件有效期缩短而损失生产力。 收益 • 规定的统一协调为该规则提供了明确性并提高了可操作性。
Implementation of H.R.1 Section 100012 Limits on Temporary Protected Status Employment Authorization Document Va | 8 CFR 244.5, 8 CFR 244.12, 8 CFR 274a.12(a)(12) and (c)(19) | Qualitative: Costs • Certain aliens may incur lost wages due to the (a)(12) and (c)(19) EAD validity period being shortened. • Certain employers who would have employed an affected alien may lose productivity due to the EAD validity period being shortened. Benefits • Harmonized regulations provide clarity and improved operability of the rule.
熟悉规则 | 美国公民及移民服务局(USCIS)认为未来部分申请人将需要熟悉本规则 | 定性:成本: • 每人熟悉本规则所需时间的机会成本,根据受影响外国人的工资水平,将介于23.79美元至53.88美元之间。对律师而言,熟悉本规则所需时间的总机会成本为144.96美元。
Familiarization | USCIS believes a subset of future petitioners will need to familiarize themselves with the rule | Qualitative: Costs: • Per person opportunity cost of time for familiarization with the rule will range from $23.79 to $53.88 depending on the wages of the affected alien. The total opportunity cost of time to become familiarized with the rule is $144.96 for lawyers.
资料来源:美国公民及移民服务局分析。
Source: USCIS analysis.
除上述影响摘要外,根据行政管理和预算局(OMB)A-4通告的要求,国土安全部在表3中列出会计报表,显示与本法规相关的预期成本、收益及转移支付。[101]
In addition to the impacts summarized above, and as required by OMB Circular A-4, DHS presents in Table 3 the accounting statement showing the anticipated costs, benefits, and transfers associated with this regulation.[101]
表3 行政管理和预算局A-4会计报表(百万美元,2024年)
Table 3—OMB A-4 Accounting Statement ($ millions, 2024)
[时间段:2025财年至2033财年]
[Time period: FY 2025 through FY 2033]
类别 | 主要估计值 | 最低估计值 | 最高估计值 | 来源出处(监管影响分析、监管灵活性分析、小企业经济分析、序言等)
Category | Primary estimate | Minimum estimate | Maximum estimate | Source citation (RIA, RFA, SEA, preamble, etc.)
收益:
Benefits:
货币化收益 | 不适用 | 不适用 | 不适用
Monetized Benefits | N/A | N/A | N/A
年化量化但未货币化的收益 | 不适用 | 不适用 | 不适用
Annualized quantified, but un-monetized benefits | N/A | N/A | N/A
(印刷页22965)
( printed page 22965)
未量化的收益 | 鉴于美国海关及边境保护局(CBP)已拥有一种可操作且有效的替代方式,用以取代I-102表格(《更换/初次签发非移民入境/离境记录申请表》)的申请,联邦政府可能因优化其资源配置而获得某些收益。如果所需费用能够减少无理由申请,并将原本用于处理此类申请的资源重新分配至真正的庇护申请,政府也可能更好地优化资源配置。本临时最终规则(IFR)还可能通过为国土安全部(DHS)提供更多资源,提高对移民法律法规的遵守程度。本规则将使受影响的法规更加一致和清晰,从而改善移民系统的运作。 | 监管影响分析(RIA)。
Unquantified benefits | The Federal Government may realize some benefits from optimizing the allocation of its resources, given that CBP already has an operational and effective substitute for Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document, filings. The government may also be able to better optimize resource allocation if the required fees reduce frivolous filings and the resources used on them are reallocated to genuine asylum filings. This IFR may also increase compliance with immigration laws and regulations by providing DHS more resources. This rule will make the affected regulations more consistent and clearer thereby improving the functioning of the immigration system. | RIA.
成本:
Costs:
按年计量化成本 | 不适用 | 不适用 | 不适用 | 监管影响分析(RIA)。
Annualized monetized costs | N/A | N/A | N/A | RIA.
自2025财年起10年期间(至2034财年)按年量化但未货币化的成本 | 不适用 | 不适用 | 不适用 | 监管影响分析(RIA)。
Annualized quantified, but un-monetized costs for 10-year period starting in FY 2025 through FY 2034 | N/A | N/A | N/A | RIA.
定性(未量化)成本 | 受影响的外国人可能因未缴纳所需费用而产生法律诉讼相关费用,或因失去工作许可及雇佣许可文件(EAD)有效期缩短而遭受工资损失。受影响的雇主也可能因员工失去工作许可及EAD有效期缩短而遭受生产力损失。受影响的外国人可能因被置于加速遣返程序而遭受强制拘留所带来的时间成本。政府可能因对被置于加速遣返程序的外国人实施强制拘留和运输而承担更高成本。受影响的利益相关方也可能需要花费时间熟悉本规则。
Qualitative (unquantified) costs | Affected aliens may incur costs due to legal proceedings stemming from failure to pay the required fees or lost wages due to the loss of employment authorization and shortened EAD validity periods. Affected employers may also lose productivity due to the loss of employment authorization and shortened EAD validity periods. Affected aliens may incur costs due to time spent in mandatory detention as a result of expedited removal proceedings. The government may face increased costs associated with mandatory detention and transportation of aliens placed in expedited removal proceedings. Affected stakeholders may also need to spend time familiarizing themselves with the rule.
转移支付:
Transfers:
按年计量化的转移支付:
Annualized monetized transfers:
由外国人向联邦政府转移 | 0.1美元 | 0.1美元 | 0.1美元 | 监管影响分析(RIA)。
From Aliens to the Federal Government | $0.1 | $0.1 | $0.1 | RIA.
其他分析/类别 | 影响。
Miscellaneous Analyses/Category | Effects.
对州、地方和/或部落政府的影响 | 无。 | 不适用。
Effects on State, local, and/or Tribal governments | None. | N/A.
对小型企业的影响 | 无。 | 不适用。
Effects on small businesses | None. | N/A.
对工资的影响 | 无。 | 不适用。
Effects on wages | None. | N/A.
对增长的影响 | 无。 | 不适用。
Effects on growth | None. | N/A.
3. 本临时最终规则的背景和目的
3. Background and Purpose of the IFR
《H.R.1法案》于2025年7月4日签署成为法律,规定了由多个政府机构管理的各类移民相关表格、福利、身份、申请、请愿及请求所需缴纳的特定费用。为推进《H.R.1法案》条文的实施,美国公民及移民服务局(USCIS)和国土安全部(DHS)发布了多份联邦公报通知(FRN)(第90联邦公报34511页(2025年7月22日)、第90联邦公报42025页(2025年8月28日)、第90联邦公报43223页(2025年9月8日)以及第90联邦公报48317页(2025年10月16日)),公布了由USCIS管理的部分新费用,包括适用对象、新费用生效时间、缴费说明、豁免条件(如有),以及未缴费的后果。本临时最终规则(IFR)旨在在前述联邦公报通知的基础上进一步扩展,并将《H.R.1法案》的法定要求予以编纂成规,本监管影响分析(RIA)对本监管行动的影响进行了分析。
H.R.1 was signed into law on July 4, 2025, and mandated specific fees for various immigration-related forms, benefits, statuses, petitions, applications, and requests administered by multiple government agencies. In furtherance of enacting the text of H.R.1, USCIS and DHS published multiple FRNs (90 FR 34511 (July 22, 2025), 90 FR 42025 (Aug. 28, 2025), 90 FR 43223 (Sept. 8, 2025), and 90 FR 48317 (Oct. 16, 2025)) announcing some of the new fees that are administered by USCIS, to whom those fees apply, when the new fees take effect, instructions on their payment, when and if the fees may be waived, and consequences of the failure to pay. The purpose of this IFR is to expand upon the prior FRNs and codify the statutory requirements of H.R.1, and this Regulatory Impact Analysis (RIA) analyzes the impacts of this regulatory action.
4. 受影响人群
4. Population
本临时最终规则根据国会在《H.R.1法案》中规定的指示,对若干外国人群体的收费实施情况进行了编纂。相关人群说明如下。
This IFR codifies the implementation of fees for several alien populations at the direction of Congress, as stated in H.R.1. The relevant populations are described below.
《美国法典》第8编第1807条规定,任何“提交I-94表格申请”的外国人须缴纳24美元的费用。由于USCIS通过提交I-102表格来实施该项费用,因此就USCIS而言,对《H.R.1法案》该部分的字面适用表明,相应的受影响人群为USCIS I-102表格(《更换/初次签发非移民入境/离境记录申请表》)的申请人。表4列示了2021财年至2025财年I-102表格申请的相关数据,包括五年平均值。
Section 1807 of 8 U.S.C. requires a $24 fee for any alien who “submits an application for a Form I-94.” Because USCIS implements this fee through the filing of Form I-102, the plain language application of this portion of H.R.1 for USCIS indicates that the appropriate affected population is filers of USCIS Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document. Table 4 shows data on Form I-102 filings for FY 2021 through FY 2025, including the 5-year average.
表4 历年I-102表格(《更换/初次签发非移民入境/离境记录申请表》)申请情况,2021财年至2025财年
Table 4—Historical Forms I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document, FY 2021-FY 2025
财政年度 | 收件数 | 批准数 | 拒绝数 | 完成数
Fiscal year | Receipts | Approvals | Denials | Completions
2021 | 4,282 | 2,436 | 629 | 3,065
2021 | 4,282 | 2,436 | 629 | 3,065
2022 | 4,272 | 3,017 | 1,295 | 4,312
2022 | 4,272 | 3,017 | 1,295 | 4,312
2023 | 3,737 | 3,505 | 1,813 | 5,318
2023 | 3,737 | 3,505 | 1,813 | 5,318
2024 | 3,855 | 3,391 | 1,268 | 4,659
2024 | 3,855 | 3,391 | 1,268 | 4,659
2025 * | 4,454 | 2,940 | 868 | 3,808
2025 * | 4,454 | 2,940 | 868 | 3,808
(印刷页第22966页)
( printed page 22966)
五年平均值 | 4,120 | 3,058 | 1,175 | 4,232
5-year Average | 4,120 | 3,058 | 1,175 | 4,232
来源:数据汇编自美国公民及移民服务局(USCIS)年度“季度全部表格”数据集。有关2021至2025财年的数据集,请分别参见以下链接:https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx。
Source: Data are compiled from annual USCIS “Quarterly All Forms” datasets. See the following data sets for fiscal years 2021-2025, respectively: https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx.
* 2025财年数据为估算值。收件数、批准数、拒绝数和完结数是通过将截至2025财年第二季度末的实际数值加倍得出的估算值。
* Data for FY2025 are calculated. Receipts, Approvals, Denials, and completions are estimated by doubling the actual values through the end for Q2, FY 2025.
受影响的I-102表格申请人估计人口为每年4,120名外国人。
The estimated population for affected Form I-102 filers is 4,120 aliens per year.
H.R.1要求对寻求庇护的外国人收取新的费用。首先,H.R.1要求任何提交庇护申请的外国人在提交申请时支付100美元的费用。8 U.S.C. 1802。表5显示了2021至2025财年I-589表格申请的历史数据,包括历史数据的5年平均值。
H.R.1 requires new fees for aliens seeking asylum. First, H.R.1 requires the payment of a $100 fee by any alien who files an application for asylum at the time such application is filed. 8 U.S.C. 1802. Table 5 shows historical data for Form I-589 filings for fiscal years 2021 through 2025 including the 5-year average of the historical data.
表5,I-589表格申请历史人口数
Table 5—Historical Population of Form I-589 Filings
财年 | 收件数 * | 批准数 | 拒绝数 | 完结数 | 待决数
Fiscal year | Receipts * | Approvals | Denials | Completions | Pending
2021 | 61,158 | 7,118 | 17,888 | 39,681 | 412,796
2021 | 61,158 | 7,118 | 17,888 | 39,681 | 412,796
2022 | 195,279 | 10,099 | 17,059 | 41,160 | 571,628
2022 | 195,279 | 10,099 | 17,059 | 41,160 | 571,628
2023 | 455,054 | 15,468 | 5,848 | 54,211 | 1,022,163
2023 | 455,054 | 15,468 | 5,848 | 54,211 | 1,022,163
2024 | 419,825 | 16,932 | 4,600 | 126,660 | 1,344,743
2024 | 419,825 | 16,932 | 4,600 | 126,660 | 1,344,743
2025 ** | 557,500 | 13,256 | 14,652 | 191,818 | 1,710,425
2025 ** | 557,500 | 13,256 | 14,652 | 191,818 | 1,710,425
5年平均值 | 337,763 | 12,575 | 12,009 | 90,706 | 1,012,351
5-year Average | 337,763 | 12,575 | 12,009 | 90,706 | 1,012,351
来源:数据汇编自美国公民及移民服务局(USCIS)年度“季度全部表格”数据集。有关2021至2025财年的数据集,请分别参见以下链接:https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx,以及https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx。
Source: Data are compiled from annual USCIS “Quarterly All Forms” datasets. See the following data sets for fiscal years 2021-2025, respectively: https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx, and https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx.
* 收件数在任何特定财年均不等于批准数、拒绝数和完结数,因为案件可能在收到后的较晚财年才被裁决。
* Receipts do not equal approval, denials, and completions in any particular fiscal year as cases may have been adjudicated in a later fiscal year than the one in which they were received.
** 2025财年数据为估算值。收件数、批准数、拒绝数和完结数是通过将截至2025财年第二季度末的实际数值加倍得出的估算值。待决人口是通过将估算的2025财年收件数加上2024财年实际待决人口,再减去估算的2025财年完结数计算得出的。
** Data for FY 2025 are calculated. Receipts, Approvals, Denials, and Completions are estimated by doubling the actual values through the end for Q2, FY2025. The Pending population is calculated by adding the estimated FY2025 receipts to the actual FY2024 pending population and then subtracting the estimated FY 2025 completions.
USCIS估计,适用于庇护申请费的人口每年为337,763名外国人。
USCIS estimates that the applicable population for the asylum application fee will be 337,763 aliens annually.
其次,H.R.1第100009条,即8 U.S.C. 1808,要求USCIS自2025财年起及以后征收年度评估费(AAF)。[102] 90 FR 34511(2025年7月22日)。这意味着所有有待决申请的庇护申请人必须为申请“保持待决”的每个日历年支付最低100美元的年费,此费用须在任何其他适用费用之外另行支付。8 U.S.C. 1808。因此,受此费用约束的相关人口是已经或将要向USCIS提交I-589表格的所有现有及未来外国人。
Second, Section 100009 of H.R.1, 8 U.S.C. 1808, requires USCIS to collect the AAF for FY 2025 and beyond.[102] 90 FR 34511 (July 22, 2025). This entails that all asylum applicants with pending applications must pay a minimum $100 annual fee for each calendar year the application “remains pending,” in addition to any other applicable fee. 8 U.S.C. 1808. Therefore, the relevant population subject to this fee is all current and future aliens that have filed or will file Form I-589, respectively, with USCIS.
表6显示了分析期内的估计人口数,在整个10年分析期内,共计30,692,385名外国人须支付国会规定的年度庇护费用。[103]
Table 6 shows the estimated population over the analysis period, with a total 10-year population of 30,692,385 aliens required to pay the congressionally mandated annual asylum fee.[103]
表6,2026财年至2035财年I-589表格申请估计数量
Table 6—Estimated Number of Form I-589 Filings, FY 2026-FY 2035
财年 | 收件数 | 批准数 | 拒绝数 | 完结数 | 待决数
Fiscal year | Receipts | Approvals | Denials | Completions | Pending
2026 | 337,763 | 12,575 | 12,009 | 90,706 | 1,957,482
2026 | 337,763 | 12,575 | 12,009 | 90,706 | 1,957,482
2027 | 337,763 | 12,575 | 12,009 | 90,706 | 2,204,539
2027 | 337,763 | 12,575 | 12,009 | 90,706 | 2,204,539
2028 | 337,763 | 12,575 | 12,009 | 90,706 | 2,451,596
2028 | 337,763 | 12,575 | 12,009 | 90,706 | 2,451,596
2029 | 337,763 | 12,575 | 12,009 | 90,706 | 2,698,653
2029 | 337,763 | 12,575 | 12,009 | 90,706 | 2,698,653
2030 | 337,763 | 12,575 | 12,009 | 90,706 | 2,945,710
2030 | 337,763 | 12,575 | 12,009 | 90,706 | 2,945,710
2031 | 337,763 | 12,575 | 12,009 | 90,706 | 3,192,767
2031 | 337,763 | 12,575 | 12,009 | 90,706 | 3,192,767
2032 | 337,763 | 12,575 | 12,009 | 90,706 | 3,439,824
2032 | 337,763 | 12,575 | 12,009 | 90,706 | 3,439,824
2033 | 337,763 | 12,575 | 12,009 | 90,706 | 3,686,881
2033 | 337,763 | 12,575 | 12,009 | 90,706 | 3,686,881
2034 | 337,763 | 12,575 | 12,009 | 90,706 | 3,933,938
2034 | 337,763 | 12,575 | 12,009 | 90,706 | 3,933,938
2035 | 337,763 | 12,575 | 12,009 | 90,706 | 4,180,995
2035 | 337,763 | 12,575 | 12,009 | 90,706 | 4,180,995
总计 | | | | | 30,692,385
Total | | | | | 30,692,385
来源:USCIS分析。(印刷页第22967页)
Source: USCIS Analysis. ( printed page 22967)
注:待处理数量的计算方法是将上一财年预估的收件量加上预估的本财年待处理数量,然后减去预估的本财年结案量。2026财年的待处理数量是基于表5所示的2025财年预估待处理数量计算得出的。
Note: The Pending population is calculated by adding the estimated previous fiscal year's receipts to the estimated fiscal year pending population and then subtracting the estimated fiscal year's completions. The pending population for FY2026 is based on the estimated pending population from FY2025, as shown in Table 5.
最后,《H.R.1法案》还修改了已申请临时保护身份(TPS)或已获得临时保护身份(TPS)的外国人的工作许可有效期,规定工作许可及由此产生的《工作许可文件》(EAD)的有效期限,以一年或临时身份的持续期限中较短者为准。该条款将影响两个独立的工作许可类别:[104] (a)(12)类别适用于已获得临时保护身份(TPS)的个人,以及(c)(19)类别适用于美国公民及移民服务局(USCIS)已确定初步符合临时保护身份(TPS)资格的申请人。表7和表8显示了(a)(12)和(c)(19)两个分类从2021财年至2025财年的历史数据,包括五年平均值。
Finally, H.R.1 also amends the validity period of employment authorization for aliens who have applied for TPS or who have been granted TPS such that the validity period of employment authorization and the resultant Employment Authorization Document (EAD) is limited to a year or the duration of the temporary status, whichever is shorter. This provision would affect two separate employment authorization categories: [104] (a)(12) for individuals who have been granted TPS and (c)(19) for applicants who USCIS has determined are prima facie eligible for TPS. Table 7 and Table 8 show historical data for both the (a)(12) and the (c)(19) classifications for fiscal year 2021 through fiscal year 2025, including the 5-year averages.
表7:I-765表格历史申请数据,(A)(12)类别
Table 7—Historical Form I-765 Applications, (A)(12) Classification
财年 | 收件量 | 批准量 | 拒绝量
Fiscal year | Receipts | Approvals | Denials
2021年 | 41,159 | 14,145 | 393
2021 | 41,159 | 14,145 | 393
2022年 | 51,459 | 41,068 | 840
2022 | 51,459 | 41,068 | 840
2023年 | 267,863 | 80,613 | 3,538
2023 | 267,863 | 80,613 | 3,538
2024年 | 240,947 | 362,645 | 8,238
2024 | 240,947 | 362,645 | 8,238
2025年 * | 418,192 | 20,262 | 2,930
2025 * | 418,192 | 20,262 | 2,930
五年平均值 | 203,924 | 103,747 | 3,188
5-year Average | 203,924 | 103,747 | 3,188
数据来源:数据汇编自美国公民及移民服务局(USCIS)年度“所有表格季度统计”数据集。请参见以下2021至2025财年的数据集:https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx。
Source: Data are compiled from annual USCIS “Quarterly All Forms” datasets. See the following data sets for fiscal years 2021-2025, respectively: https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx.
* 2025财年的数据为推算值。收件量、批准量和拒绝量是通过将截至2025财年第二季度末的实际数值翻倍估算得出的。
* Data for FY2025 are calculated. Receipts, Approvals, and Denials, are estimated by doubling the actual values through the end for Q2, FY2025.
表8:I-765表格历史申请数据,(c)(19)类别,2021财年至2025财年
Table 8—Historical Form I-765 Applications With (c)(19) Classification, FY 2021-FY 2025
财年 | 收件量 | 批准量 | 拒绝量
Fiscal year | Receipts | Approvals | Denials
2021年 | 107,927 | 4,859 | 106
2021 | 107,927 | 4,859 | 106
2022年 | 49,022 | 74,601 | 1,089
2022 | 49,022 | 74,601 | 1,089
2023年 | 61,624 | 82,520 | 6,733
2023 | 61,624 | 82,520 | 6,733
2024年 | 155,748 | 136,200 | 4,992
2024 | 155,748 | 136,200 | 4,992
2025年 * | 76,450 | 11,472 | 700
2025 * | 76,450 | 11,472 | 700
五年平均值 | 90,154 | 61,930 | 2,724
5-year Average | 90,154 | 61,930 | 2,724
数据来源:数据汇编自美国公民及移民服务局(USCIS)年度“所有表格季度统计”数据集。请参见以下2021至2025财年的数据集:https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx。
Source: Data are compiled from annual USCIS “Quarterly All Forms” datasets. See the following data sets for fiscal years 2021-2025, respectively: https://www.uscis.gov/​sites/​default/​files/​document/​reports/​Quarterly_​All_​Forms_​FY2021Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​Quarterly_​All_​Forms_​FY2022_​Q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​reports/​quarterly_​all_​forms_​fy2023_​q4.csv, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2024_​q4.xlsx, https://www.uscis.gov/​sites/​default/​files/​document/​data/​quarterly_​all_​forms_​fy2025_​q2.xlsx.
* 2025财年的数据为推算值。收件量、批准量和拒绝量是通过将截至2025财年第二季度末的实际数值翻倍估算得出的。
* Data for FY2025 are calculated. Receipts, Approvals, and Denials, are estimated by doubling the actual values through the end for Q2, FY2025.
鉴于工作许可必须获得批准才能产生有效期,两个分类的适用人群均应为已获批准的I-765表格。假设历史趋势在未来保持稳定,受影响的估计人群为(A)(12)类工作许可文件(EAD)103,747人,以及(C)(19)类工作许可文件(EAD)61,930人(见表7和表8)。
Given that employment authorization must be approved for there to be a validity period, the appropriate population for both classifications is approved Forms I-765. Assuming that historical trends continue to be stable in the future, the affected estimated populations are 103,747 for (A)(12) EADs and 61,930 for (C)(19) EADs (see Table 7 and Table 8).
5. 成本效益分析
5. Cost-Benefit Analysis
上述背景和人群部分描述了受本规则影响的人群。在大多数情况下,对这些人群的影响直接源于国会在《H.R.1法案》中明确规定的变更,因此不被视为本次制定规则所产生的影响。然而,在其他情况下,美国公民及移民服务局(USCIS)寻求通过颁布本临时最终规则(IFR),对《H.R.1法案》中国会指示含糊不清或缺失的部分予以明确规定。以下描述了相关成本、效益、成本节约以及转移支付(无论是定量还是定性的)。
The background and population sections above describe the populations affected by this rule. In most instances, the impacts to these populations come directly from changes Congress articulated in H.R.1 and therefore are not considered impacts from this rulemaking. In other instances, however, USCIS seeks to codify aspects of H.R.1 where congressional direction was ambiguous or missing through the promulgation of this IFR. The costs, benefits, cost savings, and transfers (whether quantitative or qualitative) are described below.
一、成本
i. Costs
本临时最终规则(IFR)的某些方面可能带来定性成本。未能及时(30天内)缴纳庇护申请费(AAF)的无合法身份外国人,其I-589表将被驳回,并将被置于加速遣返程序或签发出庭通知书(NTA)。这必然需要耗费时间参与上述程序,但由于每个个案程序均具有具体事实特性,USCIS无法恰当评估实际成本。
Aspects of this IFR may impose qualitative costs. Aliens without lawful status who fail to pay the AAF in a timely manner (within 30 days) will have their Form I-589 rejected and will either be placed in expedited removal proceedings or will be issued an NTA. This necessarily entails time engaging in those processes, though USCIS cannot properly assess the actual costs given the fact-specific nature of each individual proceeding.
此外,未能及时(30天内)缴纳庇护申请费(AAF)的外国人可能会面临工作许可中断,因此外国人本人及假设中的雇主都将遭受经济损失(外国人表现为工资损失,雇主表现为生产力损失)。同样,部分临时保护身份(TPS)受益人的EAD有效期可能因H.R.1法案而被缩短。这将导致经济损失(受影响外国人表现为工资损失,受影响雇主表现为生产力损失)。这些影响具有具体事实特性(包括(见原文第22968页)程序的持续时间和性质、外国人的工资损失、雇主的生产力损失等)。
Furthermore, aliens who fail to pay the AAF in a timely manner (within 30 days) could experience disruptions to employment authorization and therefore, both the alien and a hypothetical employer would experience economic losses (in the form of lost wages for the alien and lost productivity for the employer). Similarly, the EAD validity period for some TPS recipients may have been shortened by H.R.1. This would entail economic losses (in the form of lost wages for the affected alien and lost productivity for an affected employer). These impacts are fact specific (including the duration and nature of ( printed page 22968) proceedings, lost wages for aliens, lost productivity for employers, etc.).
对特定外国人加速遣返程序使用比例的相对增加,也可能因强制拘留时间延长及若被遣返所产生的运输成本增加,而提高受影响人群的成本。受影响的外国人将因拘留时间延长而遭受工资损失(受上述工资范围约束)。政府在此情形下也将面临更高成本,因为强制拘留的普遍适用需要增加基础设施、管理及监督成本。加速遣返使用的增加也可能提高运输成本。国土安全部(DHS)无法准确估算这些成本,因为其缺乏关于可能受影响人群及庇护申请费不合规比率的充分数据。
The relative increase in the usage of expedited removal (for certain aliens) may also increase costs to affected populations because of the additional time in mandatory detention and transportation costs if removed. Affected aliens will realize costs due to lost wages due to additional time in detention (subject to the wage ranges discussed above). The government will also face increased costs in this instance because of increased infrastructure, administration, and oversight costs required by the increased prevalence of mandatory detention. Increased use of expedited removal may also increase transportation costs. DHS cannot accurately estimate these costs because it lacks sufficient data regarding the possibly affected population and rate of non-compliance with the AAF.
此外,国土安全部预计外国人(在某些情况下为其代理人)将需要阅读并理解本规则,以便成功理解监管变化并作出相应回应。因此,我们预计本规则将产生与阅读本规则相关的熟悉成本。
Additionally, DHS expects that aliens (or their representatives in some circumstances) will need to read and understand this rule in order to successfully understand and be responsive to the regulatory changes. As a result, we expect this rule will impose familiarization costs associated with reading this rule.
为估算规则熟悉成本,我们按每分钟250个单词的阅读速度估算阅读并理解本临时最终规则所需的时间。[105]本规则约有17,000个单词。按每分钟250个单词的阅读速度计算,国土安全部估计阅读并理解本规则大约需要1.13小时。
To estimate the costs of rule familiarization, we estimate the time it would take to read and understand the IFR by assuming a reading speed of 250 words per minute.[105] This rule has approximately 17,000 words. Using a reading speed of 250 words per minute, DHS estimates it will take approximately 1.13 hours to read and understand this rule.
为正确计算这些成本,USCIS必须考虑受影响人群的时间机会成本,这需要有关相关工资的信息。联邦最低工资目前为每小时7.25美元,[106]但许多州已实施更高的最低工资标准。[107]然而,联邦政府并未跟踪全国范围内按人口加权的最低工资估计值。相关分析所涉人群中的个人可能位于美国境内任何地方,并可能因其所居住的州或城市不同而适用不同范围的最低工资标准。
To properly calculate these costs, USCIS must account for the opportunity cost of time for the affected population, which requires information regarding the relevant wages. The Federal minimum wage is currently $7.25 per hour,[106] but many states have implemented higher minimum wage rates.[107] However, the Federal Government does not track a nationwide population-weighted minimum wage estimate. Individuals in the population of interest for an analysis could be located anywhere within the United States and may be subject to a range of minimum wage rates depending on the state or city in which they live.
就本临时最终规则而言,国土安全部使用美国劳工部(DOL)劳工统计局(BLS)全国职业就业及工资估算中的最新工资数据。更具体而言,在估算可能获得入门级工资的相关人群的时间机会成本时,我们使用所有职业第10百分位小时工资估计值作为有效最低工资的合理替代指标。[108]对于失业人员,或无法或选择不参与劳动力市场的个人,我们同样使用第10百分位小时工资估计值,因为这些个人同样承担机会成本,或在决定如何分配其时间时对时间进行价值评估,或两者兼有。
For this IFR, DHS uses the most recent wage data from the U.S. Department of Labor (DOL), Bureau of Labor Statistics (BLS), National Occupational Employment and Wage Estimates. More specifically, we use the 10th percentile hourly wage estimate for all occupations as a reasonable proxy for the effective minimum wage when estimating the opportunity cost of time for individuals in populations of interest who are likely to earn an entry-level wage.[108] We also use the 10th percentile hourly wage estimate for individuals who are unemployed, or for individuals who cannot, or choose not to, participate in the labor market, as these individuals incur opportunity costs, assign valuation in deciding how to allocate their time, or both.
由于个人可从事的非付薪活动种类繁多,例如照顾儿童、家务劳动或其他没有报酬的活动,因此很难估算该时间的价值,而且即使个人并非为获取工资而工作,其时间仍然具有价值。此外,使用所有职业时薪估算值的某个百分位数,使国土安全部(DHS)能够根据监管影响分析所关注人群的不同,在必要时灵活调整其估算值。而且,劳工统计局(BLS)的估算值考虑了美国劳动力市场工资的变化,其中包括各州最低工资标准未来可能发生的任何变化。
Due to the wide variety of non-paid activities an individual could pursue, such as childcare, housework, or other activities without paid compensation, it is difficult to estimate the value of that time, and even when an individual is not working for wages, their time still has value. In addition, using a percentile of the hourly wage estimate for all occupations allows DHS the flexibility to adjust its estimates, when necessary, depending on the population(s) of interest for regulatory impact analyses. Moreover, BLS estimates account for changes in wages across the United States labor market, which includes any future changes to state minimum wage rates.
此外,国土安全部不排除部分人群可能获得更高工资的可能性。鉴于国土安全部缺乏有关受影响人群的详细信息,采用一个工资区间来计算本临时最终规则各项规定对受影响人群造成的成本是合理的。前述第10百分位工资作为受影响人群的下限,而国土安全部则以劳工统计局的平均工资作为上限。国土安全部将在其监管影响分析中持续评估最适合相关人群的工资假设。
Furthermore, DHS does not rule out the possibility that some portion of the population might earn higher wages. Given that DHS lacks detailed information on the affected population, it is reasonable to use a range of wages to calculate the cost of the IFR's provisions to the affected populations. The aforementioned 10th percentile wage serves as the lower for the affected population, while DHS utilizes the mean wage from BLS as the upper bound. DHS will continue to evaluate the most appropriate wage assumptions for the populations of interest in its regulatory impact analyses.
目前,所有职业的第10百分位时薪估算值为14.42美元,未计入员工福利;而所有职业的平均时薪估算值为32.66美元。[109] 此外,国土安全部认识到,受影响的外国人在其移民程序中可能已选择聘请律师或经认可的代表。劳工统计局估计律师的平均时薪为87.86美元。
The 10th percentile hourly wage estimate for all occupations is currently $14.42, not accounting for worker benefits while the mean hourly wage estimate for all occupations is $32.66.[109] Furthermore, DHS recognizes that affected aliens may have chosen to hire a lawyer or accredited representative during their immigration proceedings. The BLS estimates that the average hourly wage for a lawyer is $87.86.
国土安全部在估算时间机会成本时,还必须通过计算福利与工资的乘数来考虑员工福利。福利与工资乘数是利用劳工统计局最新报告中关于美国所有平民劳动者平均员工总薪酬的数据计算得出的。[110] 国土安全部估计福利与工资乘数为1.46,该乘数包含员工工资薪金以及福利的全部成本,例如带薪休假、保险和退休金。[111] 因此,利用该福利与工资乘数,国土安全部计算出本临时最终规则中个人总薪酬的下限为每小时21.05美元,其中第10百分位时薪估算值为每小时14.42美元,平均福利为每小时6.63美元。[112] 同样,总薪酬的上限为47.68美元,其中平均工资为每小时32.66美元,平均福利为每小时15.02美元。[113] 此外,国土安全部估计律师的平均总时薪为128.28美元。[114]
DHS also must account for worker benefits when estimating the opportunity cost of time by calculating a benefits-to-wage multiplier. The benefits-to-wage multiplier is calculated using the most recent BLS report detailing average total employee compensation for all civilian U.S. workers.[110] DHS estimates the benefits-to-wage multiplier to be 1.46, which incorporates employee wages and salaries and the full cost of benefits, such as paid leave, insurance, and retirement.[111] Therefore, using the benefits-to-wage multiplier, DHS calculates the lower bound of total compensation for individuals as $21.05 per hour for this IFR, where the 10th percentile hourly wage estimate is $14.42 per hour and the average benefits are $6.63 per hour.[112] Similarly, the upper bound for total compensation is $47.68, where the mean wage is $32.66 per hour and the average benefits are $15.02 per hour.[113] Similarly, DHS estimates the average total hourly compensation for a lawyer is $128.28.[114]
如上所述,获得第10百分位工资的外国人的时薪总薪酬为21.05美元,获得平均工资的外国人的时薪总薪酬为47.68美元,律师的时薪总薪酬为128.28美元。因此,对于非在职申请人而言,每类申请人阅读并理解本规则所需时间的估计机会成本,对于获得第10百分位工资的外国人约为23.79美元,对于获得平均工资的外国人约为53.88美元,对于律师则约为144.96美元。[115]
As discussed above, the hourly total compensation for aliens earning the 10th percentile wage is $21.05, the total hourly compensation of aliens earning the average wage is $47.68, and total hourly compensation for lawyers is $128.28. Therefore, the estimated opportunity cost of time for each type of applicant to read and understand the rule for non-working petitioners is approximately $23.79 for aliens earning the 10th percentile wage, $53.88 for aliens earning the average wage, and $144.96 for lawyers.[115]
(印刷页第22969页)
( printed page 22969)
二、益处
ii. Benefits
国土安全部认为,本规则有若干益处。首先,本临时最终规则通过提高联邦政府合理分配稀缺资源的能力而使联邦政府受益。例如,由于本规则规定未缴纳庇护申请费(AAF)的后果是驳回待决申请,这可能减少美国公民及移民服务局(USCIS)须处理至批准或拒绝阶段的庇护申请数量。通过减少待决庇护申请的数量,因未缴纳庇护申请费而被驳回的情形也将减少庇护申请人或其附带申请人提交I-765表格《工作许可申请书》的数量。美国公民及移民服务局对庇护申请人提交的I-765表格免费处理。[116] 因此,由于在一定程度上很可能出现未缴纳庇护申请费的情况,美国公民及移民服务局将因能够把处理资源从本规则生效后将被驳回的I-589表格和I-765表格庇护申请人转移到按要求缴纳庇护申请费的申请人身上而受益。这种资源转移将有助于美国公民及移民服务局更好地分配稀缺资源。
DHS believes that there are several benefits to this rule. First, this IFR benefits the Federal Government by improving the ability to allocate scarce resources. Because the consequence for failure to pay the AAF in this rule is rejection of the pending request, for instance, it could reduce the number of asylum applications USCIS must process to approval or denial. By reducing the number of pending asylum applications, rejection for failure to pay the AAF will also reduce filings of USCIS Form I-765, Application for Employment Authorization, from an applicant for asylum or their derivatives. USCIS processes a Form I-765 from asylum applicants for free.[116] Thus, because some level of nonpayment of the AAF is quite likely, USCIS will benefit by being able to shift resources from processing Forms I-589 and I-765 for asylum applicants who will be rejected after this rule takes effect to requests from those who pay their AAF as required. Such a shift will facilitate better allocation of scarce resources for USCIS.
该临时最终规则的另一项重要益处是全面加强移民体系。因未缴纳庇护申请费而驳回申请,以及在表格被驳回时保留I-589表格申请费,通过确保不合规行为导致迅速且可预见的后果,推进了H.R.1法案的威慑与执法目标,这与国土安全部(DHS)执行移民法律并确保国家边境安全的使命相一致。
Another important benefit of the IFR is the general strengthening of the immigration system. Rejection for failure to pay the AAF and the retention of the Form I-589 filing fee if the form is rejected advances H.R.1's deterrence and enforcement objectives by ensuring that noncompliance results in swift and predictable consequences consistent with DHS' mission to enforce the immigration laws and ensure the security of the Nation's borders.
四、转移支付
iv. Transfers
本临时最终规则很可能会对不同群体之间的转移支付产生影响。其中部分转移可以量化,另一些则只能作定性描述。
This IFR will likely impact transfer payments between various populations. Some of these transfers can be quantified, while others can be described only qualitatively.
甲、定量转移支付
a. Quantitative Transfers
本临时最终规则将下列规定法典化:I-102表格的申请必须包含对任何“提交I-94表格申请”的外国人依法规定征收的24美元费用。因此,预计每年约有4,120名I-102表格申请人(见表4)将被要求在I-102表格本身所需费用之外缴纳此项费用。因此,根据本规则,受影响外国人向联邦政府转移支付的年度金额预计为每年98,880美元。[117] 在整个分析期内,受影响外国人向联邦政府转移支付的总额预计为988,800美元。[118]
This IFR codifies that Form I-102 filings must include the statutorily mandated $24 fee for any alien who “submits an application for a Form I-94”. As such, an estimated 4,120 Form I-102 filers per year (see Table 4) will be required to submit this fee in addition to any fees required for Form I-102 itself. Therefore, annual transfers from affected aliens to the Federal Government under the rule are estimated to be $98,880 per year.[117] Total transfers from affected aliens to the Federal Government are estimated to be $988,800 over the entire analysis period.[118]
乙、定性转移支付
b. Qualitative Transfers
本临时最终规则将以下规定法典化:如I-589表格被驳回,则H.R.1法案要求缴纳的庇护申请费将由联邦政府予以保留。保留此类费用的决定确实构成了从庇护申请人向联邦政府的转移支付。该规则本身并未创设或改变此类转移支付,而仅是澄清了在申请被驳回情况下此类费用的处理方式。尽管申请费通常被视为转移支付,因为美国公民及移民服务局(USCIS)设定费用的目的在于合理覆盖与该表格相关的裁决成本和行政负担,但保留庇护申请费本身构成一种转移支付,因为无论申请是否被受理,该转移均会发生。在这种情况下,本临时最终规则的规定推进了H.R.1法案将移民执法与监管成本从纳税人转移至外国人身上的目标。由于庇护申请费的实施属于新措施,且缺乏足够信息以估算不合规率或包含庇护申请费的被驳回申请的比率,美国公民及移民服务局无法可靠地量化这些转移支付的金额。[119]
This IFR codifies that the asylum application fee required by H.R.1 will be retained by the Federal Government if a Form I-589 is rejected. The decision to retain such fees does represent a transfer from asylum applicants to the Federal Government. The rule itself does not create or change such transfers, but only clarifies their treatment in the case of rejected applications. While filing fees are typically thought of as transfers since USCIS sets fees so that they properly cover the cost of adjudication and administrative burdens associated with the form, the retention of the asylum application fee represents a transfer because the transfer occurs irrespective of the filing's acceptance. In this instance, the IFR's provision furthers H.R.1's goal of shifting immigration enforcement and oversight costs from taxpayers to aliens. USCIS cannot reliably quantify the amount of these transfers since the implementation of the asylum application fee is new and there is a lack of information to estimate the rate of noncompliance or the rate of rejected filings that would include the asylum application fee.[119]
六、所考虑的备选方案
6. Alternatives Considered
如上文所述,本规则主要用于将国会通过H.R.1法案所规定的变更予以法典化。因此,本规则总体而言并不代表美国公民及移民服务局行使自由裁量权以修订《联邦法规汇编》的独立行动。
As discussed above, this rule largely serves to codify the changes that Congress dictated by the passage of H.R.1. Therefore, this rule generally does not represent an independent action by USCIS to assert its discretion to amend the CFR.
如上文所述,国土安全部对本临时最终规则所述程序性规定评估了若干备选方案。对每一方案的评估均旨在确保该规则体现对H.R.1法案和《移民与国籍法》(INA)的最佳解释,并满足《行政程序法》(APA)关于合理决策的要求。[120] 基于本分析中所述理由,国土安全部认定,所选定的做法,即将I-94表格费用适用于I-102表格、因未缴费而驳回I-589表格并在适用情况下导致出庭通知书(NTA)或快速遣返程序以及丧失工作许可、在申请被驳回时保留庇护申请费,以及统一特定临时保护身份(TPS)申请人和受益人的工作许可文件(EAD)有效期,最能实现H.R.1法案的执法与威慑目的,并且在行政管理上优于下文所考虑的备选方案。
As discussed above, DHS evaluated several alternatives to the procedural provisions described in this IFR. Each option was evaluated with the goal of ensuring that the rule reflects the best interpretation of H.R.1 and the INA and satisfies the APA's requirement for reasoned decisionmaking.[120] For the reasons explained in this analysis, DHS concluded that the selected approaches—applicability of the Form I-94 fee to the Form I-102, rejection of a nonpaying I-589 resulting in an NTA or expedited removal where applicable and the loss of employment authorization, retention of the asylum application fees in the event of rejection, and harmonization of EAD validity periods for certain TPS applicants and recipients—best effectuate H.R.1's enforcement and deterrence purposes and are administratively superior to the following alternatives considered.
丙、《管制灵活性法》(认证)
C. Regulatory Flexibility Act (Certification)
经《1996年小企业管制执行公平法》修订的《1980年管制灵活性法》(RFA)要求联邦机构在制定规则过程中考虑法规对小企业、小型政府辖区和小型组织可能产生的影响。“小实体”一词包括小企业、独立拥有和经营且在其所属领域不占主导地位的非营利组织,以及人口少于50,000人的政府辖区。[121]
The Regulatory Flexibility Act of 1980 (RFA), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996, requires Federal agencies to consider the potential impact of regulations on small businesses, small governmental jurisdictions, and small organizations during the development of their rules. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.[121]
该临时最终规则(IFR)不直接规范小实体,预计也不会对小实体产生直接影响。相反,本临时最终规则规范的是个人,而根据《规制灵活性法案》(RFA),个人并不被定义为“小实体”。尽管部分雇主可能会承担成本或产生转移效应,但这些影响属于间接影响。如前所述,本临时最终规则的不作为基线已包含《H.R.1》所规定的费用,因此由这些费用引起的任何行为反应均不应归因于本临时最终规则。例如,根据(a)(12)或(c)(19)类别申请I-765表格的外国人数量如有任何减少,应归因于《H.R.1》,而非本临时最终规则。无论如何,本规则不会影响雇佣符合资格的外国人的能力,也不会影响就业授权的实际资格标准(第22970页)。因此,本规则对小实体的影响将是微不足道的。
The IFR does not directly regulate small entities and is not expected to have a direct effect on small entities. Rather, this IFR regulates individuals, and individuals are not defined as “small entities” by the RFA. While some employers could experience costs or transfer effects, these impacts would be indirect. As discussed previously, the no-action baseline for this IFR includes the fees mandated by H.R.1 so any behavioral response from those fees would not be attributable to this IFR. For instance, any reduction in the number of aliens requesting Forms I-765 under either (a)(12) or (c)(19) classifications would be attributable to H.R.1 and not to this IFR. In any case, this rule would not impact the ability to employ eligible aliens and also would not impact the actual eligibility criteria ( printed page 22970) for employment authorization. As such, the impact of this rule on small entities will be negligible.
基于本分析及本序言通篇所提供的证据,美国国土安全部(DHS)证明本临时最终规则不会对大量小实体产生重大经济影响。尽管如此,美国国土安全部欢迎就本规则对小实体可能产生的影响提出意见,并可能在最终规则中酌情予以考虑。
Based on the evidence presented in this analysis and throughout this preamble, DHS certifies that this IFR would not have a significant economic impact on a substantial number of small entities. DHS nonetheless welcomes comments regarding potential impacts on small entities, which DHS may consider as appropriate in a final rule.
D. 1995年《不provided资金授权改革法案》
D. Unfunded Mandates Reform Act of 1995
《1995年不provided资金授权改革法案》(UMRA)旨在遏制向州、地方和部落政府施加未提供资金的联邦授权的做法。UMRA第二章要求每个联邦机构就拟议规则或已就其发布拟议规则的最终规则中所含任何联邦授权的影响编写书面声明,如该联邦授权可能导致州、地方和部落政府合计或私营部门在任何一年内支出1亿美元或以上(每年根据通货膨胀进行调整)。[122]
The Unfunded Mandates Reform Act of 1995 (UMRA) is intended, among other things, to curb the practice of imposing unfunded Federal mandates on State, local, and Tribal governments. Title II of UMRA requires each Federal agency to prepare a written statement assessing the effects of any Federal mandate in a proposed rule, or final rule for which the agency published a proposed rule, that includes any Federal mandate that may result in a $100 million or more expenditure (adjusted annually for inflation) in any one year by State, local, and Tribal governments, in the aggregate, or by the private sector.[122]
根据消费者物价指数(CPI-U),1995年1亿美元经通胀调整后,相当于2024年约2.06亿美元。[123] 本临时最终规则不包含UMRA所定义的联邦授权。[124] 因此,UMRA第二章的要求不适用,美国国土安全部未编写UMRA声明。
The inflation adjusted value of $100 million in 1995 is approximately $206 million in 2024 based on the Consumer Price Index for All Urban Consumers (CPI-U).[123] This IFR does not contain a Federal mandate as the term is defined under UMRA.[124] The requirements of title II of UMRA, therefore, do not apply, and DHS has not prepared a statement under UMRA.
E. 1996年《小企业监管公平法案》(国会审查法)
E. Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
《国会审查法》(CRA)作为1996年《小企业监管公平法案》(SBREFA)的一部分纳入,见SBREFA第E分章,公法第104-121号,第二章,110 Stat. 847, 868页及以下各页。尽管本临时最终规则未满足《美国法典》第5编第804(2)条规定的标准,因其不太可能对经济产生每年1亿美元或以上的影响,美国国土安全部仍已遵守《国会审查法》的报告要求,并已按照《美国法典》第5编第801(a)(1)条的规定将本规则提交国会和审计长。
The Congressional Review Act (CRA) was included as part of the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA) by subtitle E of SBREFA, Public Law 104-121, title II, 110 Stat. 847, 868, et seq. While this IFR does not meet the criteria set forth in 5 U.S.C. 804(2) because it is not likely to result in an annual effect on the economy of $100 million or more, DHS has complied with the CRA's reporting requirements and has sent this rule to Congress and the Comptroller General as required by 5 U.S.C. 801(a)(1).
F. 第13132号行政命令(联邦制)
F. Executive Order 13132 (Federalism)
本临时最终规则不会对各州、国家政府与各州之间的关系,或各级政府之间权力与职责的分配产生实质性直接影响。因此,根据第13132号行政命令《联邦制》第6节(1999年8月4日,64 FR 43255)的规定,本临时最终规则不具有足以需要编写联邦制概要影响声明的联邦制影响。
This IFR will not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with section 6 of E.O. 13132, Federalism, 64 FR 43255 (Aug. 4, 1999), it is determined that this IFR does not have sufficient federalism implications to warrant the preparation of a federalism summary impact statement.
G. 第12988号行政命令(民事司法改革)
G. Executive Order 12988 (Civil Justice Reform)
本临时最终规则依照第12988号行政命令《民事司法改革》的要求起草和审查。本临时最终规则旨在为受影响的行为提供明确的法律标准,并经过仔细审查以消除起草错误和歧义,从而最大限度地减少诉讼和对联邦法院系统造成不当负担。美国国土安全部已确定本规则符合第12988号行政命令第3节规定的适用标准。
This IFR is drafted and reviewed in accordance with E.O. 12988, Civil Justice Reform. This IFR was written to provide a clear legal standard for affected conduct and was reviewed carefully to eliminate drafting errors and ambiguities so as to minimize litigation and undue burden on the Federal Court system. DHS has determined that this rule meets the applicable standards provided in section 3 of E.O. 12988.
H. 家庭评估
H. Family Assessment
国土安全部(DHS)已依照1999年《财政部总拨款法案》第654条的要求对本规则进行了审查。[125] 国土安全部已系统地审查了第654(c)(1)条规定的标准,评估本监管行动是否:(1) 影响家庭的稳定或安全,特别是在婚姻承诺方面;(2) 影响父母在子女教育、养育和监管方面的权威;(3) 有助于家庭履行其职能;(4) 影响家庭和儿童的可支配收入或贫困状况;(5) 在存在财务影响的情况下,仅在该等影响具有正当理由的范围内对家庭产生财务影响;(6) 可由州或地方政府或由家庭自行实施;或(7) 建立关于青少年行为与个人责任之间关系以及社会规范的政策。如果机构认定某项法规可能对家庭福祉产生负面影响,则该机构必须为其实施提供充分的理由。
DHS has reviewed this rule in line with the requirements of section 654 of the Treasury General Appropriations Act, 1999.[125] DHS has systematically reviewed the criteria specified in section 654(c)(1), by evaluating whether this regulatory action: (1) impacts the stability or safety of the family, particularly in terms of marital commitment; (2) impacts the authority of parents in the education, nurture, and supervision of their children; (3) helps the family perform its functions; (4) affects disposable income or poverty of families and children; (5) only financially impacts families, if at all, to the extent such impacts are justified; (6) may be carried out by State or local government or by the family; or (7) establishes a policy concerning the relationship between the behavior and personal responsibility of youth and the norms of society. If the agency determines a regulation may negatively affect family well-being, then the agency must provide an adequate rationale for its implementation.
国土安全部没有数据表明本临时最终规则(IFR)将对某些家庭和儿童(包括美国公民子女)的可支配收入或贫困状况产生任何影响。国土安全部承认,本规则将提高某些家庭必须缴纳的费用,因此可能影响某些家庭的可支配收入。然而,本临时最终规则将为美国公民及移民服务局(USCIS)和联邦政府提供资金,用于管理受影响的项目并实现H.R.1法案的立法意图。国土安全部被要求收取相关费用,并被授权对其进行调整,以实现该法律的政策和资金目标。虽然新费用可能对选择提交移民福利申请的家庭产生财务影响,但除本规则制定之外,国土安全部几乎没有其他替代方案。国土安全部还认定,本规则不会对家庭作为一种制度的自主性或完整性产生任何影响。
DHS has no data that indicate that this IFR will have any impacts on disposable income or the poverty of certain families and children, including U.S. citizen children. DHS acknowledges that this rule would increase the fees that some families must submit and thus may affect the disposable income for certain families. However, the IFR would provide USCIS and the Federal Government with funds that would be used to administer the affected programs and meet the intent of H.R.1. DHS is required to collect the subject fees and is authorized to make adjustments to them to effectuate the policy and funding goals of the law. While the new fees could have a financial impact on a family that chooses to submit an immigration benefit request, DHS has few alternatives other than this rulemaking. DHS also determined that this rule would not have any impact on the autonomy or integrity of the family as an institution.
I. 第13175号行政命令(与印第安部落政府的协商与协调)
I. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
根据第13175号行政命令《与印第安部落政府的协商与协调》,本临时最终规则不具有部落层面的影响,因为它不会对一个或多个印第安部落、联邦政府与印第安部落之间的关系,或联邦政府与印第安部落之间权力和责任的分配产生实质性直接影响。
This IFR does not have Tribal implications under Executive Order 13175, Consultation and Coordination With Indian Tribal Governments, because it will not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.
J. 国家环境政策法
J. National Environmental Policy Act
国土安全部及其所属机构会分析最终行动,以确定《国家环境政策法》(NEPA,42 U.S.C. 4321 及后续条款)是否适用,如适用,则需确定所需分析的程度。国土安全部第023-01号指令修订版01《实施国家环境政策法》(第023-01号指令修订版01)以及第023-01-001-01号指令修订版01《操作手册》(操作手册)[126] 确立了国土安全部及其所属机构用于遵守国家环境政策法的政策和程序。
DHS and its components analyze final actions to determine whether the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 et seq., applies and, if so, what degree of analysis is required. DHS Directive 023-01 Rev. 01 “Implementing the National Environmental Policy Act” (Dir. 023-01 Rev. 01) and Instruction Manual 023-01-001-01 Rev. 01 (Instruction Manual) [126] establish the policies and procedures that DHS and its components use to comply with NEPA.
《国家环境政策法》允许联邦机构在其国家环境政策法实施程序中确立若干行动类别(“分类排除”),经验表明这些类别单独或累积均不会对人类环境产生(印刷页第22971页)重大影响,因此无需进行环境评估或环境影响声明。[127]《操作手册》附录A列出了国土安全部的分类排除事项。[128]
NEPA allows Federal agencies to establish, in their NEPA implementing procedures, categories of actions (“categorical exclusions”) that experience has shown do not, individually or cumulatively, have a ( printed page 22971) significant effect on the human environment and, therefore, do not require an environmental assessment or environmental impact statement.[127] The Instruction Manual, Appendix A lists the DHS Categorical Exclusions.[128]
根据国土安全部《国家环境政策法》实施程序,某一行动要被归入分类排除,必须同时满足以下三个条件:(1) 整个行动明确属于一项或多项分类排除;(2) 该行动不是一项更大行动的组成部分;以及(3) 不存在可能产生重大环境影响的特殊情况。[129]
Under DHS NEPA implementing procedures, for an action to be categorically excluded, it must satisfy each of the following three conditions: (1) The entire action clearly fits within one or more of the categorical exclusions; (2) the action is not a piece of a larger action; and (3) no extraordinary circumstances exist that create the potential for a significant environmental effect.[129]
本临时最终规则实施并澄清了国土安全部依据H.R.1法案须予收取的某些移民费用,规定了未缴纳某些费用所产生的后果,并允许美国公民及移民服务局在I-589表格申请被驳回的情况下保留其申请费。本规则旨在提供H.R.1法案所授权和要求的法规,并澄清和全面落实该法案对美国公民及移民服务局费用的各项要求。
This IFR implements and clarifies certain immigration fees that DHS is required to collect under H.R.1, provides consequences from non-payment of certain fees, and allows USCIS to retain the Form I-589 filling fee, if the application is rejected. The rule is intended to provide the regulations authorized and required by H.R.1 and to clarify and fully carry out its requirements for USCIS fees.
本临时最终规则纯属行政性和程序性规则。国土安全部已对本临时最终规则进行审查,认定本临时最终规则所颁布的修正不会对环境产生重大影响,也不会导致环境影响发生任何变化。
This IFR is strictly administrative and procedural. DHS has reviewed this IFR and finds that no significant impact on the environment, or any change in environmental effect, will result from the amendments being promulgated in this IFR.
因此,美国国土安全部(DHS)认定,本临时最终规则(IFR)对现行法规的修订明确属于DHS《国家环境政策法》(NEPA)实施程序中确立的A3类排除情形,即不改变环境影响的行政性变更,且不属于更大规模联邦行动的组成部分,也不存在可能产生重大环境影响的特殊情况。因此,本IFR被归类排除于进一步的NEPA审查之外。
Accordingly, DHS finds that the promulgation of this IFR's amendments to current regulations clearly fits within categorical exclusion A3 established in DHS's NEPA implementing procedures as an administrative change with no change in environmental effect, that is not part of a larger Federal action, and that does not present extraordinary circumstances that create the potential for a significant environmental effect. Therefore, this IFR is categorically excluded from further NEPA review.
K. 文书削减法
K. Paperwork Reduction Act
根据1995年《文书削减法》(PRA),《美国法典》第44编第3501至3512条,DHS必须将规则中固有的任何报告要求提交给管理与预算办公室(OMB)审查批准,除非该要求属于豁免范围。本规则未根据PRA施加任何新的报告或记录保存要求。
Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501-3512, DHS must submit to the Office of Management and Budget (OMB) for review and approval any reporting requirements inherent in a rule, unless they are exempt. This rule does not impose any new reporting or recordkeeping requirements under the PRA.
本规则涉及USCIS表格I-102《更换/初始非移民入境/离境记录申请表》(OMB控制编号1615-0079)的提交,但未对预计完成所需时间或预计每年提交该信息收集的申请人数量作出实质性修改。
This rule addresses the submission of USCIS Form I-102, Application for Replacement/Initial Nonimmigrant Arrival-Departure Document, (OMB control number 1615-0079) but it makes no substantive changes in the estimated completion burden for or the estimated annual number of respondents who would submit the collection.
H.R.1规定,获得假释或临时保护身份(TPS)的外国人的每次初始工作许可有效期应为1年或假释/TPS的期限,以较短者为准。《美国法典》第8编第1803条(b)(1)款、(c)(1)款,第1809条(a)款。USCIS此前的政策曾规定更长的许可期限或就业许可文件(EAD)的自动续期。[130]因此,更短的工作许可期限可能导致更多的I-765表格被提交。USCIS将根据PRA的要求,分析并在必要时修订已获批准的I-765表格信息收集项目(OMB控制编号1650-0040),以反映申请人数量的变化。该修订项目独立于本规则制定程序,并在该程序之外进行。
H.R.1 provides that each initial employment authorization for an alien with parole or TPS shall be valid for a period of 1 year or for the duration of the alien's parole or TPS. 8 U.S.C. 1803(b)(1), (c)(1), 1809(a). USCIS policy has previously provided for longer authorization periods or automatic renewal of an EAD.[130] Thus, the shorter periods of employment authorization may result in more Forms I-765 being submitted. USCIS will analyze and revise, as necessary, the approved information collection for Form I-765 (OMB Control No. 1650-0040) as required by the PRA to account for the change in respondents. This revision project is independent of and being conducted outside of this rulemaking.
主题列表
List of Subjects
《联邦法规汇编》第8编第103部分
8 CFR Part 103
行政实践与程序
Administrative practice and procedure
授权委托(政府机构)
Authority delegations (Government agencies)
费用
Fees
信息自由
Freedom of information
移民
Immigration
隐私
Privacy
报告与记录保存要求
Reporting and recordkeeping requirements
保证金
Surety bonds
《联邦法规汇编》第8编第106部分
8 CFR Part 106
公民身份与入籍
Citizenship and naturalization
费用
Fees
移民
Immigration
《联邦法规汇编》第8编第208部分
8 CFR Part 208
行政实践与程序
Administrative practice and procedure
外国人
Aliens
移民
Immigration
报告与记录保存要求
Reporting and recordkeeping requirements
《联邦法规汇编》第8编第244部分
8 CFR Part 244
行政实践与程序
Administrative practice and procedure
移民
Immigration
《联邦法规汇编》第8编第274a部分
8 CFR Part 274a
行政实践与程序
Administrative practice and procedure
外国人
Aliens
文化交流项目
Cultural exchange program
就业
Employment
处罚
Penalties
报告与记录保存要求
Reporting and recordkeeping requirements
学生
Students
因此,基于前言中所述理由,国土安全部部长对《联邦法规汇编》第8编第103、106、208、244及274a部分作如下修订:
Accordingly, for the reasons set forth in the preamble, the Secretary of Homeland Security amends 8 CFR parts 103, 106, 208, 244, and 274a as follows:
第103部分, , 移民福利申请;USCIS申请要求;生物特征信息要求;记录的可获得性
PART 103—IMMIGRATION BENEFIT REQUESTS; USCIS FILING REQUIREMENTS; BIOMETRIC REQUIREMENTS; AVAILABILITY OF RECORDS
1. 第103部分的授权依据修订如下:
1. The authority citation for part 103 is revised to read as follows:
授权依据:《美国法典》第5编第301、552、552a条;第8编第1101、1103、1304、1356、1365b、1372、1801至1815条;第8编第1185条注释;第31编第9701条;第48编第1806条;公法第107-296号,116 Stat. 2135(《美国法典》第6编第1条及其后);第12356号行政命令,47 FR 14874, 15557, 3 CFR, 1982年汇编本,第166页;《联邦法规汇编》第8编第2部分;第31编第223部分。
Authority: 5 U.S.C. 301, 552, 552a; 8 U.S.C. 1101, 1103, 1304, 1356, 1365b, 1372, 1801-1815; 8 U.S.C. 1185 note; 31 U.S.C. 9701; 48 U.S.C. 1806; Pub. L. 107-296, 116 Stat. 2135 (6 U.S.C. 1 et seq.); E.O. 12356, 47 FR 14874, 15557, 3 CFR, 1982 Comp., p. 166; 8 CFR part 2; 31 CFR part 223.
2. 修订第103.7条,修订第(d)款引言部分及第(d)(4)款,内容如下:
2. Amend § 103.7 by revising the introductory text of paragraph (d) and paragraph (d)(4) to read as follows:
第103.7条
§ 103.7
费用。
Fees.
* * * * *
* * * * *
(d) DHS的其他移民费用。以下费用适用于DHS的一个或多个移民部门:
(d) Other DHS immigration fees. The following fees are applicable to one or more of the immigration components of DHS:
* * * * *
* * * * *
(4) I-94表格费用。(i) 在陆路口岸签发入境/离境记录的费用:6.00美元。
(4) Form I-94 fee. (i) For issuance of an Arrival/Departure Record at a land border port-of-entry: $6.00.
(ii) 每名向USCIS申请入境/离境记录的申请人,必须缴纳《美国法典》第8编第1807条规定的费用。
(ii) Each applicant requesting an Arrival/Departure Record from USCIS, must submit the fee required by 8 U.S.C. 1807.
* * * * *
* * * * *
第106部分, , USCIS费用表
PART 106—USCIS FEE SCHEDULE
3. 第106部分的授权依据修订如下:
3. The authority citation for part 106 is revised to read as follows:
授权依据:《美国法典》第8编第1101、1103、1254a、1254b、1304、1356、1801至1815条;第48编第1806条;公法第107-609号,115 Stat. 1012;公法第107-296号,116 Stat. 2135(《美国法典》第6编第101条注释)。
Authority: 8 U.S.C. 1101, 1103, 1254a, 1254b, 1304, 1356, 1801—1815; 48 U.S.C. 1806; Pub. L. 107-609, 115 Stat. 1012; Pub. L. 107-296, 116 Stat. 2135 (6 U.S.C. 101 note).
4. 修订第106.2条,修订该条标题及第(c)款引言部分,并增加第(c)(14)款及第(15)款,内容如下:
4. Amend § 106.2 by revising the section heading and the introductory text of paragraph (c) and adding paragraphs (c)(14) and (15) to read as follows:
第106.2条
§ 106.2
USCIS费用。
USCIS fees.
* * * * *
* * * * *
(c) G系列表格、法定费用及非表格费用。USCIS网站上可查看包括法律要求的所有USCIS费用表。
(c) G Forms, statutory fees, and non-form fees. A schedule of all USCIS fees including fees required by law can be viewed on the USCIS website.
* * * * *
* * * * *
(14) 庇护及暂缓遣返申请,I-589表格。根据《美国法典》第8编第1158条申请庇护的申请人,必须缴纳《美国法典》第8编第1802条规定的费用。根据第8 CFR第103.2(a)条,如所提交的庇护申请被驳回,该费用将予以保留,不予退还或返还。
(14) Application for Asylum and for Withholding of Removal, I-589. To apply for asylum under 8 U.S.C. 1158, the applicant must submit the fee required by 8 U.S.C. 1802. The fee will be retained and not returned or refunded when a filed asylum application is rejected consistent with 8 CFR 103.2(a).
(15)年度庇护费。对于I-589表格在每个日历年度内仍处于待批状态的情形,申请人必须在通知发出之日起30日内,根据《美国法典》第8编第1808条的规定缴纳(印刷页第22972页)年度庇护费。
(15) Annual asylum fee. For each calendar year that a Form I-589 remains pending, the applicant must pay an ( printed page 22972) annual asylum fee as required by 8 U.S.C. 1808 within 30-days of the date the notice is sent.
(i)国土安全部(DHS)将向每位申请人发送通知,告知其年度庇护费到期、到期日期以及缴费方式;并
(i) DHS will send each applicant a notice informing them that their annual asylum fee is due, when it is due, and how it must be paid; and
(ii)若未缴纳年度庇护费,庇护申请将被退回。
(ii) If the annual asylum fee is not paid, the asylum application will be rejected.
* * * * *
* * * * *
第208部分, , 庇护及暂缓遣返程序
PART 208—PROCEDURES FOR ASYLUM AND WITHHOLDING OF REMOVAL
5.第208部分的授权引用条款修订如下:
5. The authority citation for part 208 is revised to read as follows:
授权依据:《美国法典》第8编第1101、1103、1158、1226、1252、1282、1802、1808条;第48编第1806条;《联邦法规汇编》第8编第2部分。
Authority: 8 U.S.C. 1101, 1103, 1158, 1226, 1252, 1282, 1802, 1808; 48 U.S.C. 1806; 8 CFR part 2.
6.修订第208.3条,具体如下:
6. Amend § 208.3 by:
a.修订第(c)(3)款;
a. Revising paragraph (c)(3);
b.删除第(c)(4)款末尾的“和”字;
b. Removing the word “and” at the end of paragraph (c)(4);
c.删除第(c)(5)款末尾的句号,并代之以“;及”;及
c. Removing the period at the end of paragraph (c)(5) and adding “; and” in its place; and
d.增加第(c)(6)款。
d. Adding paragraph (c)(6).
修订及增加内容如下:
The revision and addition read as follows:
第208.3条
§ 208.3
申请表格。
Form of application.
* * * * *
* * * * *
(c)* * *
(c) * * *
(3)庇护申请必须签字,并对申请表中包含的每个问题作出答复,同时附上本条第(a)(1)款所要求的材料以及任何所需费用;否则,将被视为不完整申请。不完整的申请将被退回,并且:
(3) An asylum application must be signed and include a response to each of the questions contained in the application, the materials required by paragraph (a)(1) of this section, and any required fee; otherwise, it will be deemed an incomplete filing. An incomplete application will be rejected and will:
(i)不启动申请人可依照第208.7条申请工作许可的期间;
(i) Not commence the period after which the applicant may file an application for employment authorization in accordance with § 208.7;
(ii)(若申请以纸质形式提交)应在移民局收到申请之日起30日内邮寄退还给申请人。若移民局未在30日内将不完整申请邮寄退还给申请人,则该申请将被视为完整;及
(ii) Be returned by mail (if the request is filed on paper) to the applicant within 30 days of the receipt of the application by the Service. If the Service has not mailed the incomplete application back to the applicant within 30 days, it will be deemed complete; and
(iii)若申请人希望其申请获得审理,须重新以完整申请的形式提交;
(iii) Be resubmitted by the applicant as a complete application if he or she wishes to have the application considered;
* * * * *
* * * * *
(6)若申请人未在费用通知之日起30日内缴纳本章第106.2(c)(15)条要求的年度庇护费,该申请将被退回,且本(c)款不适用。
(6) If an applicant does not pay the annual asylum fee required by § 106.2(c)(15) of this chapter within 30 days of the fee notice date, the application will be rejected and this paragraph (c) shall not apply.
7.修订第208.7条第(a)(1)款及第(b)(1)、(2)款,并增加第(b)(3)款,内容如下:
7. Amend § 208.7 by revising paragraphs (a)(1) and (b)(1) and (2) and adding paragraph (b)(3) to read as follows:
第208.7条
§ 208.7
工作许可。
Employment authorization.
(a)* * *
(a) * * *
(1)在遵守《移民与国籍法》第208(d)条及第236(a)条所含限制的前提下,非加重重罪犯的庇护申请人有资格依照8 CFR 274a.12(c)(8)及274a.13(a)条申请工作许可,但须符合以下条件:
(1) Subject to the restrictions contained in sections 208(d) and 236(a) of the Act, an applicant for asylum who is not an aggravated felon shall be eligible pursuant to 8 CFR 274a.12(c)(8) and 274a.13(a) to request employment authorization subject to the following conditions:
(i)除非外国人的庇护申请已被建议批准,或该外国人在1995年1月4日之前提交了庇护申请,否则该申请不得早于依照第208.3条及第208.4条提交的完整庇护申请收到之日起150日提交。若庇护申请因不完整而依照第208.3(c)(3)条被退回,则该150日期间不予起算。
(i) Except in the case of an alien whose asylum application has been recommended for approval, or in the case of an alien who filed an asylum application prior to January 4, 1995, the application shall be submitted no earlier than 150 days after the date on which a complete asylum application submitted in accordance with §§ 208.3 and 208.4 has been received. The 150-day period will not start if the asylum application is rejected as incomplete in accordance with § 208.3(c)(3).
(ii)对于庇护申请已被建议批准的申请人,其在收到建议批准通知后即可申请工作许可。
(ii) In the case of an applicant whose asylum application has been recommended for approval, the applicant may apply for employment authorization when he or she receives notice of the recommended approval.
(iii)若申请人的庇护申请已被拒绝或退回,美国公民及移民服务局(USCIS)将退回其提交的工作许可申请。
(iii) USCIS will reject an application for employment authorization submitted by an applicant whose asylum application has been denied or rejected.
(iv)若庇护申请在工作许可申请待决期间被拒绝或退回,则该工作许可申请应予拒绝。
(iv) If an asylum application is denied or rejected prior to a decision on a pending application for employment authorization, the application for employment authorization shall be denied.
* * * * *
* * * * *
(b)* * *
(b) * * *
(1)若庇护申请被USCIS拒绝或退回,工作许可应立即终止。但若USCIS依照第208.14(c)(1)或(c)(4)条将庇护申请移交移民法官审理,则本终止规定不适用。
(1) If the asylum application is denied or rejected by USCIS, the employment authorization shall terminate immediately. This termination does not apply where USCIS refers the asylum application to an immigration judge pursuant to § 208.14(c)(1) or (c)(4).
(2)若庇护申请被移民法官拒绝或退回,工作许可应于移民法官拒绝或退回庇护申请之日起第30日立即终止,除非外国人依照8 CFR 1003.38条向移民上诉委员会提出上诉。
(2) If the asylum application is denied or rejected by an immigration judge, the employment authorization shall terminate immediately on the date that is 30 days after the date on which an immigration judge denies or rejects an asylum application, unless the alien submits an appeal to the Board of Immigration Appeals as provided by 8 CFR 1003.38.
(3)若移民上诉委员会驳回针对庇护申请拒绝或退回决定的上诉,工作许可应立即终止。
(3) If Board of Immigration Appeals denies an appeal of a denial or rejection of an asylum application, employment authorization shall terminate immediately.
* * * * *
* * * * *
第244部分, , 指定国家国民的临时保护身份
PART 244—TEMPORARY PROTECTED STATUS FOR NATIONALS OF DESIGNATED STATES
8.第244部分的授权引用条款修订如下:
8. The authority citation for part 244 is revised to read as follows:
授权依据:《美国法典》第8编第1103、1254、1254a条注释、1803、1811条;《联邦法规汇编》第8编第2.9条。
Authority: 8 U.S.C. 1103, 1254, 1254a note, 1803, 1811; 8 CFR 2.9.
9. 修订第244.5条,增加第(d)款,内容如下:
9. Amend § 244.5 by adding paragraph (d) to read as follows:
第244.5条
§ 244.5
符合条件外国人的临时待遇福利。
Temporary treatment benefits for eligible aliens.
* * * * *
* * * * *
(d) 初步符合条件外国人的就业许可有效期。根据初步证明符合条件而获得临时待遇福利的申请人,依本条规定获得的初始就业许可,其有效期为1年或该国临时保护身份指定的剩余期限,以较短者为准。如该国的临时保护身份指定在就业许可期限届满前尚未终止,该外国人须申请续期以继续获得就业许可。续期的有效期为1年或该国临时保护身份指定的剩余期限,以较短者为准。
(d) Employment authorization validity for prima facie-eligible aliens. Initial employment authorization provided under this section to an applicant afforded temporary treatment benefits based on a prima facie showing of eligibility will be valid for a period of 1 year or for the remaining duration of the country's designation of Temporary Protected Status, whichever is shorter. If the country's designation of Temporary Protected Status has not terminated by the expiration of the authorized period of employment authorization, the alien must obtain a renewal to continue employment authorization. The renewal will be valid for 1 year or for the remaining duration of the country's designation of Temporary Protected Status, whichever is shorter.
10. 修订第244.12条,修订第(a)款和第(d)款,内容如下:
10. Amend § 244.12 by revising paragraphs (a) and (d) to read as follows:
第244.12条
§ 244.12
就业许可。
Employment authorization.
(a) 临时保护身份申请获批后,美国公民及移民服务局(USCIS)应授予就业许可,并在符合8 CFR 274a.12(a)规定的前提下,签发有效期为1年或该国临时保护身份指定的剩余期限(以较短者为准)的就业许可文件。如该国的临时保护身份指定在就业许可期限届满前尚未终止,该外国人须申请续期以继续获得就业许可,续期的有效期为1年或该国临时保护身份指定的剩余期限,以较短者为准。
(a) Upon approval of an application for Temporary Protected Status, USCIS shall grant employment authorization and, subject to 8 CFR 274a.12(a), issue an employment authorization document valid for a period of 1 year or for the remaining duration of the country's designation of Temporary Protected Status, whichever is shorter. If the country's designation of Temporary Protected Status has not terminated by the expiration of the employment authorization period, the alien must obtain a renewal to continue employment authorization, which will be valid for 1 year or for the remaining duration of the country's designation of Temporary Protected Status, whichever is shorter.
* * * * *
* * * * *
(d) 如在驱逐出境或拒绝入境程序中申请续期或提出上诉,或根据第244.18(b)条正在进行行政上诉,则在续期和/或上诉待决期间,就业许可将予以延长,但须受本条第(a)款规定限制的约束。
(d) If the application is renewed or appealed in deportation or exclusion proceedings, or pending administrative appeal pursuant to § 244.18(b), employment authorization will be extended during the pendency of the renewal and/or appeal, subject to the limitation in section paragraph (a) of this section.
(印刷页第22973页)
( printed page 22973)
第274a部分,外国人就业管制
PART 274a—CONTROL OF EMPLOYMENT OF ALIENS
11. 第274a部分的授权引用条款修订如下:
11. The authority citation for part 274a is revised to read as follows:
授权依据:8 U.S.C. 1101、1103、1105a、1324a;48 U.S.C. 1806;28 U.S.C. 2461;8 CFR第2部分。
Authority: 8 U.S.C. 1101, 1103, 1105a, 1324a; 48 U.S.C. 1806; 28 U.S.C. 2461; 8 CFR part 2.
12. 修订第274a.12条,修订第(a)(12)款和第(c)(19)款,内容如下:
12. Amend § 274a.12 by revising paragraphs (a)(12) and (c)(19) to read as follows:
第274a.12条
§ 274a.12
获准从事就业的外国人类别。
Classes of aliens authorized to accept employment.
(a) * * *
(a) * * *
(12) 根据《移民与国籍法》第244条获得临时保护身份、期限如8 CFR 244.12所述的外国人,其身份以移民局签发的就业许可文件为证;
(12) An alien granted Temporary Protected Status under section 244 of the Act for the period of time described in 8 CFR 244.12, as evidenced by an employment authorization document issued by the Service;
* * * * *
* * * * *
(c) * * *
(c) * * *
(19) 根据《移民与国籍法》第244条申请临时保护身份的外国人,必须依照8 CFR第244部分规定的程序申请就业许可。根据本款(c)(19)签发的就业许可及任何证明就业许可的文件,均须受8 CFR 244.5所述限制的约束。
(19) An alien applying for Temporary Protected Status pursuant to section 244 of the Act must apply for employment authorization in accordance with the procedures set forth in 8 CFR part 244. Employment authorization and any document evidencing employment authorization issued under this paragraph (c)(19) are subject to the limitations described in 8 CFR 244.5.
* * * * *
* * * * *
马克韦恩·马林(Markwayne Mullin)
Markwayne Mullin,
美国国土安全部部长
Secretary, U.S. Department of Homeland Security.
脚注
Footnotes
1. H.R.1号法案,第119-21号公法(2025年),139 Stat. 221(2025年)(编入8 U.S.C. 1802-1815)。
1. H.R.1, Public Law 119-21 (2025), 139 Stat. 221 (2025) (codified at 8 U.S.C. 1802-1815).
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2. 同上;众议院司法委员会,H.R.1号法案审议会,第119届国会(2025年4月30日)(乔丹主席声明),https://www.congress.gov/​event/​119th-congress/​house-event/​118180;美国优先政策研究所,乔丹主席讲话,与查德·沃尔夫的对话(2025年6月25日),https://www.americafirstpolicy.com/​issues/​securing-the-border-restoring-the-law-a-conversation-with-rep-jim-jordan。
2. Id.; H. Comm. on the Judiciary, Markup of H.R.1, 119th Cong. (Apr. 30, 2025) (statement of Chairman Jordan), https://www.congress.gov/​event/​119th-congress/​house-event/​118180; Am. First Policy Inst., Remarks of Chairman Jim Jordan, Conversation with Chad Wolf (June 25, 2025), https://www.americafirstpolicy.com/​issues/​securing-the-border-restoring-the-law-a-conversation-with-rep-jim-jordan.
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3. 众议院报告第119-106号,第1册,第843-856页(2025年)。
3. H.R. Rep No. 119-106, Book 1, at 843-856 (2025).
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4. 见8 U.S.C. 1802(a)(“除法律授权的任何其他费用外,国土安全部部长或司法部部长(视情况而定)应要求根据第208条(8 U.S.C. 1158)提交庇护申请的任何外国人,在提交该申请时缴纳一笔费用,金额与本节规定的数额相等。”);另见8 U.S.C. 1803(a)(1)(根据第208(d)(2)条提交的工作授权初次申请);8 U.S.C. 1803(b)(1)(由获准假释进入美国的任何外国人提交的工作授权初次申请);8 U.S.C. 1803(c)(1)(根据第244(a)(1)(B)条提交的工作授权初次申请);8 U.S.C. 1805(a)(根据第101(a)(27)(J)条申请特殊少年身份(SIJ)的任何外国人、父母或法定监护人);8 U.S.C. 1808(a)(外国人庇护申请在待决状态的每个日历年);8 U.S.C. 1809(a)(基于获准假释而寻求续期或延长工作授权的任何假释人员);8 U.S.C. 1810(a)(已申请庇护的任何外国人就工作授权每次续期或延长);8 U.S.C. 1811(a)(基于临时保护身份而续期或延长工作授权)。
4. See 8 U.S.C. 1802(a) (“In addition to any other fee authorized by law, the Secretary of Homeland Security or the Attorney General, as applicable, shall require the payment of a fee, equal to the amount specified in this section, by any alien who files an application for asylum under section 208 (8 U.S.C. 1158) at the time such application is filed.”); see also 8 U.S.C. 1803(a)(1) (initial application for employment authorization under section 208(d)(2)); 8 U.S.C. 1803(b)(1) (initial application for employment authorization filed by any alien paroled into the United States); 8 U.S.C. 1803(c)(1) (initial application for employment authorization under section 244(a)(1)(B)); 8 U.S.C. 1805(a) (any alien, parent, or legal guardian of an alien applying for SIJ status under section 101(a)(27)(J)); 8 U.S.C. 1808(a) (for each calendar year that an alien's asylum application remains pending); 8 U.S.C. 1809(a) (any parolee who seeks a renewal or extension of employment authorization based on a grant of parole); 8 U.S.C. 1810(a) (any alien who has applied for asylum for each renewal or extension of employment authorization); 8 U.S.C. 1811(a) (renewal or extension of employment authorization based on a grant of temporary protected status).
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5. 为推进H.R.1法案文本的实施,国土安全部(DHS)发布了多份联邦公报通知(FRN)(90 FR 34511(2025年7月22日)、90 FR 42025(2025年8月28日)、90 FR 43223(2025年9月8日)和90 FR 48317(2025年10月16日)),宣布由国土安全部各组成部门管理的H.R.1新费用。
5. In furtherance of enacting the text of H.R.1, DHS published multiple FRNs (90 FR 34511 (July 22, 2025), 90 FR 42025 (Aug. 28, 2025), 90 FR 43223 (Sept. 8, 2025), and 90 FR 48317 (Oct. 16, 2025)) announcing the new H.R.-1 fees that are administered by DHS components.
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6. 见新8 CFR 106.2(15)。
6. See new 8 CFR 106.2(15).
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7. 2025年10月30日,美国马里兰州联邦地区法院在“庇护寻求者倡导项目诉美国公民及移民服务局等案”(Asylum Seeker Advocacy Project v. United States Citizenship and Immigration Services, et al.,SAG-25-03299(D. Md.))中发布命令,暂停美国公民及移民服务局(USCIS)按照2026年7月22日通知规定实施的年度庇护费(AAF)相关条款。根据该命令,USCIS暂停发出AAF通知。该暂停令于2026年2月2日解除。本规则生效后,国土安全部将向尚未缴费的申请人发送通知,告知其未缴费将如何影响其申请。
7. On October 30, 2025, the United States District Court for the District of Maryland issued an order in Asylum Seeker Advocacy Project v. United States Citizenship and Immigration Services, et al., SAG-25-03299 (D. Md.), staying the Annual Asylum Fee (AAF) implementation provisions by USCIS as provided in the July 22, 2026 notice. In accordance with the order, USCIS paused the issuance of AAF notices. The stay was lifted on February 2, 2026. Once this rule is effective, DHS will send notices to applicants who have not paid informing them of how non-payment affects their application.
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8. 见6 U.S.C. 522(“[国土安全法]中的任何内容、[国土安全法]所作的任何修正,或第8编第1103条中的任何内容,均不得被解释为限制对国土安全部部长或司法部部长的法规、裁决、解释、命令、决定、判决或任何其他行动给予司法尊让。”)。
8. See 6 U.S.C. 522 (“Nothing in [the HSA], any amendment made by [the HSA], or in section 1103 of Title 8, shall be construed to limit judicial deference to regulations, adjudications, interpretations, orders, decisions, judgments, or any other actions of the Secretary of Homeland Security or the Attorney General.”).
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9. 尽管本临时最终规则(IFR)中讨论的《移民与国籍法》(INA)若干条款仅提及“司法部部长”,但根据《国土安全法》(HSA)的规定,此类条款现应理解为指国土安全部部长。见6 U.S.C. 202(3)、251、271(b)、542 note、557;8 U.S.C. 1103(a)(1)及(g)、1551 note;Nielsen诉Preap案,586 U.S. 392,397 n.2(2019)。
9. Although several provisions of the INA discussed in this IFR refer exclusively to the “Attorney General,” such provisions are now to be read as referring to the Secretary of Homeland Security by operation of the HSA. See 6 U.S.C. 202(3), 251, 271(b), 542 note, 557; 8 U.S.C. 1103(a)(1) and (g), 1551 note; Nielsen v. Preap, 586 U.S. 392, 397 n.2 (2019).
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10. 《移民与国籍法》第208(d)(5)(B)条。
10. INA sec. 208(d)(5)(B).
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11. 8 U.S.C. 1801-1815。
11. 8 U.S.C. 1801-1815.
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12. 众议院报告第119-106号,第1册,第843-856页(2025年)。
12. H.R. Rep No. 119-106, Book 1, at 843-856 (2025).
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13. 8 U.S.C. 1807。
13. 8 U.S.C. 1807.
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14. 同上;另见90 FR 52085(2025年11月19日)(按通货膨胀对I-94表格费用进行数学调整,尽管2026财年金额未作变动)。
14. Id; see also,90 FR 52085 (Nov. 19, 2025) (adjusting the Form I-94 fee mathematically for inflation although no change was made in the FY26 amount).
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15. 8 U.S.C. 1807。
15. 8 U.S.C. 1807.
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16. 同上;另见新8 CFR 103.7(d)(4)。
16. Id; see also new 8 CFR 103.7(d)(4).
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17. 美国海关与边境保护局(CBP)在某些情况下也收取I-94表格费用。见《H.R.1法案要求的2025财年CBP移民费用》,90 FR 42025(2025年8月28日)。
17. CBP also collects the I-94 fee under certain circumstances. See CBP Immigration Fees Required by H.R.1 for Fiscal Year 2025, 90 FR 42025 (Aug. 28, 2025).
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18. 见新8 CFR 103.7(d)(4)。
18. See new 8 CFR 103.7(d)(4).
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19. 美国公民及移民服务局,I-102表格,“补发/初次签发非移民入境/离境记录申请表”(最后更新于2025年10月28日),https://www.uscis.gov/​i-102。
19. USCIS, Form I-102, “Application for Replacement/Initial Nonimmigrant Arrival-Departure Document” (last updated Oct. 28, 2025), https://www.uscis.gov/​i-102.
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20. 根据8 U.S.C. 1807,I-94表格费用仅适用于I-94入境/离境记录表格的申请。因此,尽管I-102表格可用于申请补发或更正I-94表格、I-94W表格或I-95表格,但仅涉及I-94表格的申请需缴纳该费用。见美国公民及移民服务局,I-102表格,“补发/初次签发非移民入境/离境记录申请表”,说明第2-3页(2024年4月1日)(说明I-94、I-94W和I-95表格的补发或更正资格);另见8 CFR 264.1(b)(将I-94和I-95表格列为外国人登记证明)。
20. Under 8 U.S.C. 1807, the Form I-94 fee only applies to an application for a Form I-94 Arrival/Departure Record. Accordingly, although Form I-102 may be used to request replacement or correction of a Form I-94, Form I-94W, or Form I-95, only requests involving a Form I-94 are subject to the fee. See USCIS, Form I-102, “Application for Replacement/Initial Nonimmigrant Arrival-Departure Document,” Instructions 2-3 (Apr. 1, 2024) (identifying eligibility for replacement or correction of Forms I-94, I-94W, and I-95); see also8 CFR 264.1(b) (identifying Forms I-94 and I-95 as evidence of alien registration).
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21. 同上;美国公民及移民服务局,G-1055表格,“收费表”(最后更新于2025年10月28日),https://www.uscis.gov/​g-1055。
21. Id.; USCIS, Form G-1055, “Fee Schedule” (last updated Oct. 28, 2025), https://www.uscis.gov/​g-1055.
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22.该费用不适用于国土安全部(DHS)因自身过错签发错误I-94表的情况,因为国土安全部有责任为其错误签发的I-94表提供替代表。国土安全部使用I-102表追踪系统中新的、正确的I-94表的制作进度,但我们不将此更正视为适用8 U.S.C. 1807的申请,也不将其视为根据8 U.S.C. 1356(m)收取费用的裁决服务。
22. The fee does not apply when DHS issued an incorrect I-94 at its fault because DHS has a responsibility to issue a replacement for the Form I-94 it issued incorrectly. DHS utilizes the Form I-102 to track the development of the new, correct Form I-94 in its system, but we do not consider the correction an application to which 8 U.S.C. 1807 applies, and do not perform an adjudication service to which a fee applies under 8 U.S.C. 1356(m).
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23. 另见90 FR 52085(未对2026财年I-94表费用金额作出变更)。
23. S ee also,90 FR 52085 (making no change in the FY26 amount of the Form I-94 fee).
24. 该费用应根据8 U.S.C. 1807每年根据通货膨胀进行调整。
24. This fee shall be adjusted annually for inflation per 8 U.S.C. 1807.
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25. 见新8 CFR 106.2(c)(14)。根据8 U.S.C. 1802(d),美国公民及移民服务局(USCIS)收取费用的百分之五十将记入USCIS,百分之五十记入移民上诉办公室(EOIR)。
25. See new 8 CFR 106.2(c)(14). Per 8 U.S.C. 1802(d), fifty percent of the fees received by USCIS will be credited to USCIS and fifty percent to EOIR.
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26. 《移民与国籍法》(INA)第208(d)(3)条;8 U.S.C. 1158(d)(3)。
26. INA sec. 208(d)(3); 8 U.S.C. 1158(d)(3).
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27. 8 U.S.C. 1802(a)、(e)。
27. 8 U.S.C. 1802(a), (e).
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28. 根据8 CFR 208.4(a)(2)(ii),USCIS将庇护申请视为自USCIS收到之日起提交。且根据8 CFR 208.3(c),已提交的庇护申请随后可能被认定为完整或不完整,并被驳回或退回申请人。
28. Consistent with CFR 208.4(a)(2)(ii), USCIS considers an asylum application filed on the date that USCIS receives it. And consistent with 8 CFR 208.3(c), a filed asylum application may subsequently be deemed complete or incomplete and rejected or returned to the applicant.
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29. 29 FR 11956(1964年8月21日)(最终规则将8 CFR 103.2(a)(1)编纂成法,该条规定每份申请应按照表格说明填写并提交,收到的申请应加盖戳记以显示其实际收到的时间和日期,并在加盖戳记后视为已提交,除非因填写不当而被退回)。
29. 29 FR 11956 (Aug. 21, 1964) (final rule codifying 8 CFR 103.2(a)(1) that provided that every application shall be executed and filed in accordance with the instructions on the form, applications received shall be stamped to show the time and date of their actual receipt and regarded as filed when so stamped unless returned as improperly executed).
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30. 唯一的例外情形是,当无权提交上诉的请求人提交的上诉被驳回时,提交费用不予退还。8 CFR 103.3(a)(2)(v)(A)(1)。
30. The only exception is when an appeal filed by a requestor not entitled to file is rejected, the filing fee will not be refunded. 8 CFR 103.3(a)(2)(v)(A)( 1).
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31. 8 CFR 103.2将“提交(filed)”与“递交(submitted)”作为同义词使用。
31. 8 CFR 103.2 uses the terms filed and submitted as synonyms.
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32. 8 U.S.C. 1802(e)还规定,该费用不得豁免或减免。国土安全部已利用《移民与国籍法》第286(m)条(8 U.S.C. 1356(m))规定的收费设定权限,编纂了多项费用豁免规定,因为该条款并不要求USCIS收取费用,国土安全部可以将费用设定为低于全部成本,或者免费提供服务。见8 CFR 106.3(c)。该法规并未使用“豁免”一词,但国土安全部已行使其自由裁量权,使用该术语提供免费服务。与此解释一致,国土安全部将H.R.1中多处条款中的“不得豁免或减免”解释为排除费用豁免、零费用或免费,而不论该法规中是否出现“豁免”或“exemption”字样。
32. 8 U.S.C. 1802(e) also provides that there is no waiver or reduction of this fee. DHS has codified multiple fee exemptions utilizing the fee-setting authority in INA sec. 286(m), 8 U.S.C. 1356(m) because that provision does not require USCIS to charge a fee and DHS may set fees at less than full cost or provide services for free. See 8 CFR 106.3(c). The statute does not use the word “exemption,” but DHS has exercised its discretion to provide free services using that term. Consistent with that interpretation, DHS interprets “shall not be waived or reduced” in multiple provisions of H.R.1 as precluding fee exemptions, $0 fees, or no fee, regardless of the words exempt or exemption not being in the statute.
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33. 当国土安全部已确定费用不应退还时,便已将保留费用的规定编纂成法。见8 CFR 103.3(a)(2)(v)(A)(1)(规定当USCIS驳回无权提交上诉的个人或实体所提交的上诉时,不退还申请费)。
33. When DHS has determined the fee should not be returned it has codified retention. See 8 CFR 103.3(a)(2)(v)(A)( 1) (providing that USCIS does not refund the filing fee when it rejects an appeal filed by a person or entity not entitled to file an appeal).
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34. 同上;《进一步综合拨款法案》,公法118-47(2024年3月23日);联合说明声明,C卷,《国土安全部拨款法案》,公法118-47(2024年3月22日)(向USCIS拨款以解决积压的肯定性庇护申请);8 CFR 208.4(a)(5)(v)。
34. Id.; Further Consolidated Appropriations Act, Public Law 118-47 (Mar. 23, 2024); Joint Explanatory Statement, Division C, Department of Homeland Security Appropriations Act, Public Law 118-47 (Mar. 22, 2024) (appropriating funds to USCIS to address the affirmative asylum application backlog); 8 CFR 208.4(a)(5)(v).
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35. 同上。
35. Id.
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36. 《移民与国籍法》第208条,8 U.S.C. 1158;另见8 U.S.C. 1808。
36. INA sec. 208, 8 U.S.C. 1158; see also 8 U.S.C. 1808.
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37. 众议院报告编号119-106,第1册,第859页(2025年)。
37. H.R. Rep No. 119-106, Book 1, at 859 (2025).
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38. 见新8 CFR 106.2(c)(15);新8 CFR 208.3(c)(3)、(a)(6);以及8 U.S.C. 1808。
38. See new 8 CFR 106.2(c)(15); new 8 CFR 208.3(c)(3), (a)(6); and 8 U.S.C. 1808.
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39. 见8 U.S.C. 1229(a)。
39. See 8 U.S.C. 1229(a).
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40. 同上;《移民与国籍法》第235(b)条,8 U.S.C. 1225(b);8 CFR 235.3(b);《移民与国籍法》第239条,8 U.S.C. 1229。
40. Id.; INA sec. 235(b), 8 U.S.C. 1225(b); 8 CFR 235.3(b); INA sec. 239, 8 U.S.C. 1229.
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41. 见《移民与国籍法》第239(a)(1)条;8 U.S.C. 1229(a)(1)(规定出庭通知书(NTA)签发所需的一般信息)。
41. See INA sec. 239(a)(1); 8 U.S.C. 1229(a)(1) (providing for general information needed for NTA issuance).
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42. 8 U.S.C. 1810(b)(1)至(3);见新8 CFR 208.7(b)(1)至(3)、(a)(2);8 CFR 274a.12(c)(8)。
42. 8 U.S.C. 1810(b)(1)-(3); see new 8 CFR 208.7(b)(1)-(3), (a)(2); 8 CFR 274a.12(c)(8).
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43. 国土安全部还在本规则中将8 CFR 208.3(c)划分为更多段落,使其更加简明易读,但未对其实质内容作出变更。
43. DHS also divides 8 CFR 208.3(c) in this rule into more paragraphs to make it less dense and more readable, without making changes to its substance.
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44. 《移民与国籍法》第208(b)(2)(C)条,8 U.S.C. 1158(b)(2)(C)。
44. INA sec. 208(b)(2)(C), 8 U.S.C. 1158(b)(2)(C).
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45. 《移民与国籍法》第208(d)(3)条和第(5)条,8 U.S.C. 1158(d)(3)和(5)。
45. INA sec. 208(d)(3) and (5), 8 U.S.C. 1158(d)(3) and (5).
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46. 同上。
46. Id.
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47. 同上。
47. Id.
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48. 同上。
48. Id.
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49. 见新8 CFR 106.2(c)(15)、8 CFR 208.3(c)(3)和(c)(6)、8 CFR 208.7(a)(1)和(b)(1)至(2);众议院司法委员会,《H.R.1审议记录》,第119届国会(2025年4月30日)(乔丹主席声明),https://www.congress.gov/​event/​119th-congress/​house-event/​118180。
49. See new 8 CFR 106.2(c)(15), 8 CFR 208.3(c)(3) and (c)(6), 8 CFR 208.7(a)(1) and (b)(1)-(2); H. Comm. on the Judiciary, Markup of H.R.1, 119th Cong. (Apr. 30, 2025) (statement of Chairman Jordan), https://www.congress.gov/​event/​119th-congress/​house-event/​118180.
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50. 8 CFR 103.2(a)(1)(要求遵守表格说明及相关法规,包括费用规定)。
50. 8 CFR 103.2(a)(1) (requiring compliance with form instructions and regulations, including fees).
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51. 8 CFR 103.2(a)(7)(ii)(如未附正确费用或提交的费用不正确,福利申请将被拒收);另见8 CFR第106部分(美国公民及移民服务局(USCIS)费用法规)。
51. 8 CFR 103.2(a)(7)(ii) (benefit request will be rejected if not accompanied by the proper fee or if an incorrect fee is submitted); see also 8 CFR part 106 (USCIS fee regulations).
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52. 8 CFR 103.2(a)(7)(ii)(A)和106.1(a)。
52. 8 CFR 103.2(a)(7)(ii)(A) and 106.1(a).
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53. 8 U.S.C. 1808;《移民与国籍法》(INA)第208(d)(3)条,8 U.S.C. 1158(d)(3);另见新8 CFR 106.2(c)(15)(ii)、8 CFR 208.3(c)(3)及(6)。
53. 8 U.S.C. 1808; INA sec. 208(d)(3), 8 U.S.C. 1158(d)(3); see new 8 CFR 106.2(c)(15)(ii), 8 CFR 208.3(c)(3) and (6).
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54. Hibbs诉Winn案,542 U.S. 88, 101 (2004)(“对法规的解释应使其所有条款均产生效力,使任何部分均不致无效、多余、无用或无意义……”)。
54. Hibbs v. Winn, 542 U.S. 88, 101 (2004) (“A statute should be construed so that effect is given to all its provisions, so that no part will be inoperative or superfluous, void or insignificant . . .”).
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55. 同上。
55. Id.
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56. 8 CFR 103.2(a)(1)及(7)(ii);《美国公民及移民服务局费用表及对某些其他移民福利申请要求的修改》最终规则,89 FR 6194(2024年1月31日)(重申费用合规的前提条件)。
56. 8 CFR 103.2(a)(1) and (7)(ii); U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements, Final Rule, 89 FR 6194 (Jan. 31, 2024) (reaffirming fee-compliance prerequisites).
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57. 同上。
57. Id.
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58. 同上。
58. Id.
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59. Loper Bright企业诉Raimondo案,603 U.S. 369 (2024)(否定Chevron遵从原则,要求法院,进而要求各机构在制定规则时,遵循对法规的最佳解读)。
59. Loper Bright Enters. v. Raimondo, 603 U.S. 369 (2024) (rejecting Chevron deference and requiring courts—and by extension agencies in rulemaking—to adhere to the best reading of the statute).
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60. 8 U.S.C. 1808;《移民与国籍法》第208(d)(3)条,8 U.S.C. 1158(d)(3)。
60. 8 U.S.C. 1808; INA sec. 208(d)(3), 8 U.S.C. 1158(d)(3).
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61. 参见Loper Bright企业诉Raimondo案,603 U.S. 369 (2024)。
61. See Loper Bright Enters. v. Raimondo, 603 U.S. 369 (2024).
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62. Landgraf诉USI Film Prods.案,511 U.S. 244 (1994)(具有前瞻性的程序性规则不构成不当溯及力);8 U.S.C. 1808(自2025财年起生效)。
62. Landgraf v. USI Film Prods., 511 U.S. 244 (1994) (prospective procedural rules are not impermissibly retroactive); 8 U.S.C. 1808 (effective in FY 2025 and thereafter).
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63. 《移民与国籍法》第208(d)(3)条,8 U.S.C. 1158(d)(3);8 U.S.C. 1808。
63. INA sec. 208(d)(3), 8 U.S.C. 1158(d)(3); 8 U.S.C. 1808.
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64. 参见新8 CFR 208.7(a)(1)及(b)(1)至(2);8 U.S.C. 1810(b)(1)。
64. See new 8 CFR 208.7(a)(1), and (b)(1)-(2); 8 U.S.C. 1810(b)(1).
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65. Loper Bright企业诉Raimondo案,603 U.S. 369 (2024)(要求对法规作出最佳解读);Motor Vehicle Mfrs. Ass'n诉State Farm Mut. Auto. Ins. Co.案,463 U.S. 29 (1983)(有理有据的决策)。
65. Loper Bright Enters. v. Raimondo, 603 U.S. 369 (2024) (requiring the best interpretation of the statute); Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29 (1983) (reasoned decisionmaking).
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66. 8 CFR 103.2(a)(1)及(7)(ii);8 CFR 208.7(a)(2)。
66. 8 CFR 103.2(a)(1) and (7)(ii); 8 CFR 208.7(a)(2).
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67. 8 U.S.C. 1808。
67. 8 U.S.C. 1808.
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68. 参见,例如,8 CFR 208.14(c)(d)。
68. See, e.g.,8 CFR 208.14(c) (d).
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69. 《移民与国籍法》第208(b)条,8 U.S.C. 1158(b)。
69. INA sec. 208(b), 8 U.S.C. 1158(b).
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70. 8 CFR 208.16(a)及(c)(4);8 CFR 208.17(b);8 CFR 208.18(b)。
70. 8 CFR 208.16(a) and (c)(4); 8 CFR 208.17(b); 8 CFR 208.18(b).
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71. 8 U.S.C. 1808。这也与美国公民及移民服务局以往的费用要求保持一致,即在确定所支付的费用金额不正确时,拒收尚待处理的申请。参见8 CFR 103.2(a)(7)(ii)(D)(规定当美国公民及移民服务局开始审理某申请并确定未支付正确费用时,该申请可被拒收或拒绝)。
71. 8 U.S.C. 1808. It is also consistent with past USCIS fee requirements to reject a pending request at the point the fee that was paid is determined to have been the incorrect amount. See 8 CFR 103.2(a)(7)(ii)(D) (providing that when USCIS begins to adjudicate a request and determines the correct fee was not paid, that request may be rejected or denied).
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72. 5 U.S.C. 555(b)(“在适当顾及各方或其代表之便利与需要的前提下,并在合理期限内,各机构应着手了结提交给它的事项。”);参见Telecomms. Research & Action Ctr.(TRAC)诉FCC案,750 F.2d 70 (D.C. Cir. 1984)。
72. 5 U.S.C. 555(b) (“With due regard for the convenience and necessity of the parties or their representatives and within a reasonable time, each agency shall proceed to conclude a matter presented to it.”); see Telecomms. Research & Action Ctr. (TRAC) v. FCC, 750 F.2d 70 (D.C. Cir. 1984).
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73. 8 U.S.C. 1803(c)及1811;《移民与国籍法》第244条;8 CFR 244.5;8 CFR 274a.12。
73. 8 U.S.C. 1803(c) and 1811; INA sec. 244; 8 CFR 244.5; 8 CFR 274a.12.
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74. 8 U.S.C. 1803(c)及1811(a)。
74. 8 U.S.C. 1803(c) and 1811(a).
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75. 鉴于《H.R.1法案》于2025年7月签署成为法律时,部分有效的临时保护身份(TPS)指定期限超过12个月,美国公民及移民服务局按审理裁定之日计算《H.R.1法案》规定的上限,并将续签的就业授权文件(EAD)追溯至前一份EAD的到期日,以确保就业授权文件不出现空档。此后,由于若干TPS指定已终止,且其余指定均未超过12个月,美国公民及移民服务局已无需继续采取此项缓解措施。
75. Given that some TPS designations in effect at the time H.R.1 was signed into law in July 2025 exceeded 12 months, USCIS calculated the H.R.1 caps from the date of adjudication and back-dated renewal EADs to the expiration date of the previous EAD to ensure against gaps in employment authorization documentation. Since that time, as several TPS designations have terminated and the remaining do not exceed 12 months, there is no longer a need for USCIS to continue this mitigation measure.
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76. 参见,例如,《延长萨尔瓦多临时保护身份指定》,90 FR 5953(2025年1月17日)(“因此,通过本联邦公报通知,国土安全部(DHS)自动将此前根据萨尔瓦多TPS指定签发的某些就业授权文件的有效期延长至2026年3月9日。作为截至2026年3月9日持续获得就业授权的证明,TPS受益人可出示其就业授权文件,该文件上“类别”一栏标注为A12或C19,且“卡片到期”日期为2025年3月9日、2024年6月30日、2022年12月31日、2021年10月4日、2021年1月4日、2020年1月2日、2019年9月9日或2018年3月9日。”)。
76. See, e.g., Extension of the Designation of El Salvador for Temporary Protected Status, 90 FR 5953 (Jan. 17, 2025) (“Accordingly, through this Federal Register notice, DHS automatically extends through March 9, 2026, the validity of certain EADs previously issued under the TPS designation of El Salvador. As proof of continued employment authorization through March 9, 2026, TPS beneficiaries can show their EAD with the notation A12 or C19 under Category and a `Card Expires' date of March 9, 2025, June 30, 2024, Dec. 31, 2022, Oct. 4, 2021, Jan. 4, 2021, Jan. 2, 2020, Sept. 9, 2019, or March 9, 2018.”).
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77. 比较8 U.S.C. 1803(c)及1811(a),与《移民与国籍法》第244(a)(2)条,8 U.S.C. 1254a(a)(2)。
77. Cf.8 U.S.C. 1803(c) and 1811(a), with INA sec. 244(a)(2), 8 U.S.C. 1254a(a)(2).
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78. 8 U.S.C. 1803(c)及1811(a)。
78. 8 U.S.C. 1803(c) and 1811(a).
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79. 《移民与国籍法》第244(a)(1)、(2)、(4)条,8 U.S.C. 1254a(a)(1)、(2)、(4);8 CFR 274a.12(a)(12)和(c)(19);8 CFR 244.5;8 U.S.C. 1803(c)和1811(a)。
79. INA sec. 244(a)(1), (2), (4), 8 U.S.C. 1254a(a)(1), (2), (4); 8 CFR 274a.12(a)(12) and (c)(19); 8 CFR 244.5; 8 U.S.C. 1803(c) and 1811(a).
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80. 《移民与国籍法》第244(a)(2)条,8 U.S.C. 1254a(a)(2);8 U.S.C. 1803(c)和1811(a)。
80. INA sec. 244(a)(2), 8 U.S.C. 1254a(a)(2); 8 U.S.C. 1803(c) and 1811(a).
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81. 参见例如,Watt诉Alaska案,451 U.S. 259(1981年);Chae Chan Ping诉United States案(排华案),130 U.S. 581(1889年)(确认国会在驱逐事务上的全权,并适用后法优先原则,即后制定的法规可以取代与之冲突的条约)。
81. See e.g., Watt v. Alaska, 451 U.S. 259 (1981); Chae Chan Ping v. United States (The Chinese Exclusion Case), 130 U.S. 581 (1889) (recognizing Congress's plenary power over exclusion and applying the later-in-time rule— i.e., a subsequent statute may supersede a conflicting treaty).
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82. 8 U.S.C. 1803(c)和1811(a);8 CFR 274a.12(a)(12)、(c)(19);8 CFR 244.5(d)。
82. 8 U.S.C. 1803(c) and 1811(a); 8 CFR 274a.12(a)(12), (c)(19); 8 CFR 244.5(d).
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83. 8 U.S.C. 1803(c)(初始费用);8 U.S.C. 1811(d)(续期/延期费用);另见8 U.S.C. 1811(a)(续期/延期限于一年或指定期限)。
83. 8 U.S.C. 1803(c) (initial fee); 8 U.S.C. 1811(d) (renewal/extension fee); see also 8 U.S.C. 1811(a) (renewal/extension limited to one year or designation).
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84. 在当前的临时保护身份(TPS)指定中,没有一项超过一年。最新的指定期限为TPS乌克兰指定,将于2026年10月19日结束。许多指定已被终止,但仍受到持续诉讼的影响;这些指定的TPS福利仍在持续。参见美国公民及移民服务局(USCIS)临时保护身份网页,https://www.uscis.gov/​humanitarian/​temporary-protected-status(最后审查/更新于2026年3月17日)。
84. Of the current TPS designations, none exceed one year. The latest designation period is for TPS Ukraine, which ends on October 19, 2026. Many designations have been terminated but are subject to ongoing litigation; TPS benefits have continued for these designations. See USCIS Temporary Protected Status web pages at https://www.uscis.gov/​humanitarian/​temporary-protected-status (last reviewed/updated 03/17/2026).
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85. 8 U.S.C. 1811(a)至(d);8 U.S.C. 1803(c)。
85. 8 U.S.C. 1811(a)-(d); 8 U.S.C. 1803(c).
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86. 参见8 CFR 274a.12。
86. See 8 CFR 274a.12.
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87. 《移民与国籍法》第244(b)条,8 U.S.C. 1254a(b);8 U.S.C. 1803(c)和1811(a)。
87. INA sec. 244(b), 8 U.S.C. 1254a(b); 8 U.S.C. 1803(c) and 1811(a).
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88. 8 U.S.C. 1803(a)、1811(a);8 CFR 274a.12;8 CFR 244.5。
88. 8 U.S.C. 1803(a), 1811(a); 8 CFR 274a.12; 8 CFR 244.5.
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89. 参见例如,Util. Solid Waste Activities Grp.诉EPA案,236 F.3d 749, 754-55(哥伦比亚特区巡回上诉法院,2001年);Hawai'i Helicopter Operators Ass'n诉FAA案,51 F.3d 212, 214(第九巡回上诉法院,1995年)。
89. See, e.g., Util. Solid Waste Activities Grp. v. EPA, 236 F.3d 749, 754-55 (D.C. Cir. 2001); Hawai'i Helicopter Operators Ass'n v. FAA, 51 F.3d 212, 214 (9th Cir. 1995).
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90. 参见例如,Util. Solid Waste Activities Grp.诉EPA案,236 F.3d 749, 755(哥伦比亚特区巡回上诉法院,2001年);参见Nat'l Customs Brokers & Forwarders Ass'n of Am.诉United States案,59 F.3d 1219, 1224(联邦巡回上诉法院,1995年)(接受海关关于正当理由的论点,即由于国会指示海关以此方式修改法规,通过通知和评议程序延迟实施是不必要的)。Juan J. Lavilla,《行政程序法下通知与评议规则制定要求的正当理由豁免》,3 Admin. L.J. 317, 354(1989年)。
90. See, e.g., Util. Solid Waste Activities Grp. v. EPA, 236 F.3d 749, 7555 (D.C. Cir. 2001); See Nat'l Customs Brokers & Forwarders Ass'n of Am. v. United States, 59 F.3d 1219, 1224 (Fed. Cir. 1995) (accepting Customs' good cause argument that, because Congress directed Customs to change the regulations in the way it did, delaying implementation by going through notice and comment procedures was unnecessary). Juan J. Lavilla, The Good Cause Exemption to Notice and Comment Rulemaking Requirements Under the Administrative Procedure Act, 3 Admin. L.J. 317, 354 (1989).
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91. 参见EME Homer City Generation, LP诉EPA案,795 F.3d 118, 134-35(哥伦比亚特区巡回上诉法院,2015年)(环境保护局(EPA)有正当理由发布临时规则,撤销机构此前根据《清洁空气法》对某些州实施计划的监管批准,这与哥伦比亚特区巡回法院认定这些批准存在错误的裁决相一致,因为评议者本来几乎没有可说的内容)。
91. See EME Homer City Generation, LP v. EPA, 795 F.3d 118, 134-35 (D.C. Cir. 2015) (EPA had good cause to issue interim rule rescinding agency prior regulatory approvals of certain state implementation plans under the Clean Air Act, consistent with D.C. Circuit decision holding those approvals have been erroneous, as commenters would have had little to say.”).
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92. 8 U.S.C. 1801-1815。
92. 8 U.S.C. 1801-1815.
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93. 参见6 U.S.C. 522(“[《国土安全法》]中的任何内容、对[《国土安全法》]所作的任何修正,或《美国法典》第8编第1103条中的任何内容,均不得被解释为限制对国土安全部部长或司法部长的法规、裁决、解释、命令、决定、判决或任何其他行为的司法尊重。”)。
93. See 6 U.S.C. 522 (“Nothing in [the HSA], any amendment made by [the HSA], or in section 1103 of Title 8, shall be construed to limit judicial deference to regulations, adjudications, interpretations, orders, decisions, judgments, or any other actions of the Secretary of Homeland Security or the Attorney General.”).
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94. 同上。
94. Id.
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95. 参见《联邦公报》第90卷第34511页和第48317页。
95. See 90 FR 34511 and 90 FR 48317.
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96. JEM Broad. Co., Inc.诉FCC案,22 F.3d 320, 326(哥伦比亚特区巡回上诉法院,1994年)。
96. JEM Broad. Co., Inc. v. FCC, 22 F.3d 320, 326 (D.C. Cir. 1994).
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97. Lamoille Valley R. Co.诉ICC案,711 F.2d 295, 328(哥伦比亚特区巡回上诉法院,1983年)。
97. Lamoille Valley R. Co. v. ICC, 711 F.2d 295, 328 (D.C. Cir. 1983).
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98. James V. Hurson Assocs., Inc.诉Glickman案,229 F.3d 277, 280(哥伦比亚特区巡回上诉法院,2000年)。
98. J ames V. Hurson Assocs., Inc. v. Glickman, 229 F.3d 277, 280 (D.C. Cir. 2000).
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99. 美国公民及移民服务局(USCIS)指出,此项费用已由美国海关与边境保护局(CBP)在签发I-94表格时收取。此处所述的规定仅限于USCIS就通过I-102表格申请的I-94表格的签发。
99. USCIS notes that this fee is already collected by CBP when CBP issues a Form I-94. The provision described here is limited to USCIS' provision of Forms I-94 requested via Forms I-102.
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100. 因未缴纳额外申请费(AAF)而遭受额外成本的外国人群体,是指那些若非因未缴纳额外申请费本应获得批准的外国人。
100. The population of aliens that would experience additional costs due to failure to the pay the AAF are aliens that would have otherwise been approved but for failure to pay the AAF.
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101. 白宫管理与预算办公室(OMB),《A-4号通告》,《监管分析》,第44页(2003年9月17日),https://trumpwhitehouse.archives.gov/​sites/​whitehouse.gov/​files/​omb/​circulars/​A4/​a-4.pdf。
101. OMB, Circular A-4, “Regulatory Analysis,” p. 44 (Sep. 17, 2003), https://trumpwhitehouse.archives.gov/​sites/​whitehouse.gov/​files/​omb/​circulars/​A4/​a-4.pdf.
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102. 美国公民及移民服务局(USCIS)依据《H.R.1法案》(第119-21号公法,2025年)要求收取的移民费用。
102. USCIS Immigration Fees Required by H.R.1, Public Law 119-21 (2025).
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103. 10年总人口预测代表了基于近期趋势延续的一种可能情景。该预测代表了基于历史信息得出的合理基线估计,并不代表考虑了对本临时最终规则及其他可能监管变化的所有可能行为反应的前瞻性估计。因此,美国公民及移民服务局(USCIS)指出,如果本临时最终规则或其他监管变化导致庇护申请大幅下降,待决庇护人口数量可能会较低。
103. The total 10-year population represents a possible scenario based on the continuation of recent trends. It represents a reasonable baseline estimate given historical information and does not represent a prospective estimate that accounts for all possible behavioral responses to this IFR and other possible regulatory changes. As such, USCIS notes that the pending asylum population may be less if this IFR, or other regulatory changes, causes asylum filings to substantially drop.
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104. 美国公民及移民服务局(USCIS)为多个类别提供就业授权。有关不同类别具体情况的信息,请参见https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf。
104. USCIS provides for employment authorization in multiple categories. Please see https://www.uscis.gov/​sites/​default/​files/​document/​forms/​i-765instr.pdf for information regarding the specifics of the different categories.
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105. 参见https://www.healthguidance.org/​entry/​13263/​1/​what-is-the-average-reading-speed-and-the-best-rate-of-reading.html。
105. See https://www.healthguidance.org/​entry/​13263/​1/​what-is-the-average-reading-speed-and-the-best-rate-of-reading.html.
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106. 参见美国劳工部(DOL),“最低工资”,https://www.dol.gov/​general/​topic/​wages/​minimumwage(最后访问日期:2025年11月6日)。
106. See DOL, “Minimum Wage,” https://www.dol.gov/​general/​topic/​wages/​minimumwage (last visited Nov. 6, 2025).
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107. 参见美国劳工部(DOL),“各州最低工资法”,https://www.dol.gov/​agencies/​whd/​minimum-wage/​state(最后更新日期:2025年7月31日)。
107. See DOL, “State Minimum Wage Laws,” https://www.dol.gov/​agencies/​whd/​minimum-wage/​state (last updated July 31, 2025).
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108. 参见美国劳工统计局(BLS),“职业就业与工资统计”,2024年5月,美国,所有职业(标准职业分类编号SOC #00-0000),https://www.bls.gov/​oes/​2024/​may/​oes_​nat.htm#00-0000(最后更新日期:2025年7月23日)。
108. See BLS, “Occupational Employment and Wage Statistics,” May 2024, United States, All Occupations (SOC #00-0000), https://www.bls.gov/​oes/​2024/​may/​oes_​nat.htm#00-0000 (last updated July 23, 2025).
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109. 同上。
109. Id.
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110. 参见美国劳工统计局(BLS)经济新闻稿,“雇主雇员薪酬成本摘要,2024年12月”,表1,按所有权划分的雇主雇员薪酬成本,第4页(2025年3月14日),https://www.bls.gov/​news.release/​archives/​ecec_​03142025.pdf。
110. See BLS, Economic News Release, “Employer Costs for Employee Compensation Summary—December 2024,” Table 1, Employer costs for employer compensation by ownership, p. 4 (Mar. 14, 2025), https://www.bls.gov/​news.release/​archives/​ecec_​03142025.pdf.
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111. 福利与工资的乘数计算如下:(每小时雇员总薪酬)÷(每小时工资与薪金)= 47.92美元 ÷ 32.92美元 = 1.46(四舍五入)。参见美国劳工统计局(BLS)经济新闻稿,“雇主雇员薪酬成本,2024年12月”,表1,按所有权划分的雇主雇员薪酬成本,第4页(2025年6月13日),https://www.bls.gov/​news.release/​archives/​ecec_​06132025.pdf。
111. The benefits-to-wage multiplier is calculated as follows: (Total Employee Compensation per hour) ÷ (Wages and Salaries per hour) = $47.92 ÷ $32.92 = 1.46 (rounded). See BLS, Economic News Release, “Employer Costs for Employee Compensation—December 2024,” Table 1, Employer costs for employer compensation by ownership, p. 4 (June 13, 2025), https://www.bls.gov/​news.release/​archives/​ecec_​06132025.pdf.
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112. 按福利加权计算的第10百分位每小时工资估算:每小时14.42美元 × 1.46福利与工资乘数 = 每小时21.05美元(四舍五入)。
112. The calculation of the benefits-weighted 10th percentile hourly wage estimate: $14.42 per hour × 1.46 benefits-to-wage multiplier = $21.05 (rounded) per hour.
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113. 按福利加权计算的第10百分位每小时工资估算:每小时32.66美元 × 1.46福利与工资乘数 = 每小时47.68美元(四舍五入)。
113. The calculation of the benefits-weighted 10th percentile hourly wage estimate: $32.66 per hour × 1.46 benefits-to-wage multiplier = $47.68 (rounded) per hour.
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114. 按福利加权计算的律师工资估算:每小时87.86美元 × 1.46福利与工资乘数 = 每小时128.28美元(四舍五入)。
114. The calculation of the benefits-weighted Lawyer wage estimate: $87.86 per hour × 1.46 benefits-to-wage multiplier = $128.28 (rounded) per hour.
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115. 计算:第10百分位工资 = 每小时总薪酬21.05美元 * 1.13小时 = 23.79美元(四舍五入)。
115. Calculation, 10th percentile wage = $21.05 hourly total compensation * 1.13 hours = $23.79 (rounded).
计算:平均工资 = 每小时总薪酬47.68美元 * 1.13小时 = 53.88美元(四舍五入)。
Calculation, mean wage = $47.68 hourly total compensation * 1.13 hours = $53.88 (rounded).
计算:律师 = 每小时总薪酬128.28美元 * 1.13小时 = 144.96美元(四舍五入)。
Calculation, lawyer = $128.28 hourly total compensation * 1.13 hours = $144.96 (rounded).
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116. 8 CFR 106.2(a)(44)(ii)(G)。
116. 8 CFR 106.2(a)(44(ii)(G).
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117. 计算:4,120名受影响外国人 × I-94表格申请费24美元 = 98,880美元的转移支付。另请注意,这些计算未包括H.R.1中所述的通货膨胀调整。
117. Calculation: 4,120 affected aliens × $24 filing fee for Form I-94 = $98,880 in transfers. Also note that these calculations do not include inflation adjustments as described in H.R.1.
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118. 计算:因I-94表格申请费产生的年度转移支付98,880美元 × 10年 = 本规则产生的988,800美元新转移支付。
118. Calculation: $98,880 in annual transfers due to Form I-94 filing fees × 10 years = $988,800 in new transfers due to the rule.
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119. 如上所述,美国公民及移民服务局(USCIS)估计,在10年分析期内,每年将提交约337,763份I-589表格。内部数据显示,在2026财年上半年,美国公民及移民服务局(USCIS)驳回了约42%已提交的I-589表格。这些数据表明,如果该比率在分析期内保持不变,美国公民及移民服务局(USCIS)每年将驳回约141,860份I-589表格。然而,美国公民及移民服务局(USCIS)指出,将历史驳回率应用于历史申请人口,作为完全实施H.R.1所述费用(及未缴纳费用所产生后果)后驳回率的替代指标是不可靠的,因为为I-589表格设立费用相对于以往做法而言是一项重大改变,并会抑制轻率申请。美国公民及移民服务局(USCIS)提供这些数据点作为背景参考,但认为不应单独依赖这些数据点本身。
119. As discussed above, USCIS estimates that approximately 337,763 Forms I-589 will be filed annually over the 10-year analysis period. Internal data show that, for the first half of FY2026, USCIS rejected approximately 42% of Forms I-589 that were filed. These data indicate that, should these rates remain constant over the analysis period, USCIS would reject approximately 141,860 Forms I-589 annually. USCIS notes, however, that the historical rate of rejection applied to historical filing population is an unreliable proxy for the rate of rejection after complete implementation of the fees (and consequences for lack thereof) described by H.R.1 because the establishment of fees for Forms I-589 represents a significant change from past practice and disincentivizes frivolous filing. USCIS presents these datapoints as context but does not believe that they should be relied upon in and of themselves.
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120. Loper Bright Enters. 诉 Raimondo案,603 U.S. 369(2024年)(要求对制定法作出最佳解释);Motor Vehicle Mfrs. Ass'n 诉 State Farm Mut. Auto. Ins. Co.案,463 U.S. 29(1983年)(合理决策)。
120. Loper Bright Enters. v. Raimondo, 603 U.S. 369 (2024) (requiring the best interpretation of the statute); Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29 (1983) (reasoned decision-making).
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121. 小微企业是指根据《小企业法》(Small Business Act,15 U.S.C. 632)的规定,符合小微企业资格的、在其经营领域不占主导地位的任何独立所有和经营的企业。
121. A small business is defined as any independently owned and operated business not dominant in its field of operation that qualifies as a small business per the Small Business Act, 15 U.S.C. 632.
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122. 见2 U.S.C. 1532(a)。
122. See 2 U.S.C. 1532(a).
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123. 见美国劳工统计局(BLS),《所有城市消费者历史消费价格指数(CPI-U):美国城市平均水平,所有项目,按月》,https://www.bls.gov/​cpi/​tables/​supplemental-files/​historical-cpi-u-202412.pdf(最后访问日期:2025年11月6日)。通货膨胀计算方法:(1)计算基准年(1995年)和当前年(2024年)的月平均CPI-U;(2)用当前年CPI-U减去基准年CPI-U;(3)用基准年CPI-U与当前年CPI-U之差除以基准年CPI-U;(4)乘以100 = [(2024年月平均CPI-U减1995年月平均CPI-U)÷(1995年月平均CPI-U)] × 100 = [(313.689 − 152.383) ÷ 152.383] = (161.306/152.383) = 1.059 × 100 = 105.86% = 106%(四舍五入)。通货膨胀调整后数值的计算:1995年的1亿美元 × 2.06 = 2024年的2.06亿美元。
123. See BLS, “Historical Consumer Price Index for All Urban Consumers (CPI-U): U.S. city average, all items, by month,” https://www.bls.gov/​cpi/​tables/​supplemental-files/​historical-cpi-u-202412.pdf (last visited Nov. 6, 2025). Calculation of inflation: (1) Calculate the average monthly CPI-U for the reference year (1995) and the current year (2024); (2) Subtract reference year CPI-U from current year CPI-U; (3) Divide the difference of the reference year CPI-U and current year CPI-U by the reference year CPI-U; and (4) Multiply by 100 = [(Average monthly CPI-U for 2024-Average monthly CPI-U for 1995) ÷ (Average monthly CPI-U for 1995)] × 100 = [(313.689 −152.383) ÷ 152.383] = (161.306/152.383) = 1.059 × 100 = 105.86% percent = 106 percent (rounded). Calculation of inflation-adjusted value: $100 million in 1995 dollars × 2.06 = $206 million in 2024 dollars.
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124. “联邦强制令”一词是指联邦政府间强制令或联邦私营部门强制令。见2 U.S.C. 1502(1)、658(6)。
124. The term “Federal mandate” means a Federal intergovernmental mandate or a Federal private sector mandate. See 2 U.S.C. 1502(1), 658(6).
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125. 见Public Law 105-277, 112 Stat. 2681(1998年)。
125. See Public Law 105-277, 112 Stat. 2681 (1998).
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126. 《操作手册》载有国土安全部(DHS)执行《国家环境政策法》(NEPA)的程序,发布于2014年11月6日,https://www.dhs.gov/​ocrso/​eed/​epb/​nepa(最后更新日期:2025年7月29日)。
126. The Instruction Manual contains DHS's procedures for implementing NEPA and was issued November 6, 2014, https://www.dhs.gov/​ocrso/​eed/​epb/​nepa (last updated July 29, 2025).
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127. 见42 U.S.C. 4336(a)(2)、4336e(1)。
127. See 42 U.S.C. 4336(a)(2), 4336e(1).
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128. 见《操作手册》附录A,表1。
128. See Instruction Manual, Appendix A, Table 1.
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129. 《操作手册》第V.B(2)(a)至(c)节。
129. Instruction Manual at V.B(2)(a)-(c).
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130. 见8 CFR 274A.12(a)。美国公民及移民服务局(USCIS)可自行决定签发的证明外国人在美国工作授权的任何文件所赋予的有效期。
130. See 8 CFR 274A.12(a). USCIS may, in its discretion, determine the validity period assigned to any document issued evidencing an alien's authorization to work in the United States.
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[联邦公报文件编号2026-08333,存档日期:26年4月28日上午8:45]
[FR Doc. 2026-08333 Filed 4-28-26; 8:45 am]
账单代码 9111-97-P
BILLING CODE 9111-97-P
原文标题: USCIS Immigration Fees and Related Procedures Required by H.R.1 Reconciliation Bill
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