DHS提议改革庇护申请人工作许可制度,等待期延长至365天
发布日期 2026年2月23日
美国国土安全部(DHS)提出一项拟议规则,拟修改基于待审庇护申请获得工作许可(EAD)的资格和申请要求。该规则尚未定稿,也未生效,公众意见征询截止日期为2026年4月24日。
要点
- 当庇护案件平均审理时间超过180天时,USCIS将暂停受理(c)(8)类别的初次EAD申请。
- 申请EAD所需的等待期将从180天延长至365个日历日。
- USCIS审理初次(c)(8) EAD申请的处理时限将发生变化。
- 新增多项资格要求,包括刑事犯罪限制、非法入境因素以及一年庇护申请期限。
- 若在审查EAD申请过程中发现不利信息,USCIS可优先处理相关庇护申请。
- 该规则目前仅为提案,尚未成为正式法规或生效。
影响对象
已提交或计划提交庇护申请并希望据此获得工作许可的外国人将受到影响。
建议行动
有意见者可在2026年4月24日前通过regulations.gov提交意见,并注明DHS案卷编号USCIS-2025-0370。
全文翻译
官方原文全文已于 2026-10-13 保存在本站。即使原链接变更或被删除,仍可在此查看全文。译文由 AI 逐段翻译,仅英文原文具有法律效力。
原文篇幅很长,已翻译前 564 段,其余段落显示为原文。
文件标题
Document Headings
文件标题因文件类型而异,但可能包含以下内容:
Document headings vary by document type but may contain the following:
发布并签署文件的机构
the agency or agencies that issued and signed a document
文件所修订、拟议修订或直接相关的《联邦法规汇编》(CFR)标题编号及各部分编号
the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to
机构案卷编号/机构内部文件编号
the agency docket number / agency internal file number
用于识别《联邦监管与放松监管行动统一议程》中所列每项监管行动的RIN编号
the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions
详情请参阅《文件起草手册》。
See the Document Drafting Handbook for more details.
美国国土安全部
Department of Homeland Security
8 CFR 第208部分和第274a部分
8 CFR Parts 208 and 274a
[CIS 编号2799-25;DHS 案卷编号USCIS-2025-0370]
[CIS No. 2799-25; DHS Docket No. USCIS-2025-0370]
RIN 1615-AC97
RIN 1615-AC97
(印刷页8616)
( printed page 8616)
机构:
AGENCY:
美国公民及移民服务局(USCIS),国土安全部。
U.S. Citizenship and Immigration Services, DHS.
行动:
ACTION:
拟议规则制定通知。
Notice of proposed rulemaking.
摘要:
SUMMARY:
美国国土安全部(DHS)拟修改有关庇护及暂缓遣返申请(庇护申请)以及基于待决庇护申请的就业授权的法规。该拟议规则将改变基于待决庇护申请而申请就业授权及就业授权文件(EAD)的外国人的申请提交及资格要求。相关变更包括:在正向庇护案件平均处理时间超过180天的期间内,暂停受理庇护申请人提交的EAD申请;将申请就业授权的等待期延长至365天;更改EAD申请处理时间要求;以及增加资格要求。
The U.S. Department of Homeland Security (DHS) proposes to modify regulations governing applications for asylum and withholding of removal (asylum applications) and employment authorization based on a pending asylum application. The proposed rule would change filing and eligibility requirements for aliens requesting employment authorization and an employment authorization document (EAD) based on a pending asylum application. The changes include pausing acceptance of EAD applications from asylum applicants during periods when affirmative asylum average processing time exceeds 180 days, extending the waiting period to apply for employment authorization to 365 days, changing EAD application processing time requirements, and adding eligibility requirements.
日期:
DATES:
对本拟议规则(包括拟议的信息收集)的意见必须在2026年4月24日之前收到。联邦电子档案管理系统将在该日东部时间午夜之前接受意见。
Comments on this proposed rule, including the proposed information collections, must be received on or before April 24, 2026. The electronic Federal Docket Management System will accept comments prior to midnight Eastern time at the end of that day.
地址:
ADDRESSES:
您可通过联邦电子立法规制门户网站提交对本拟议规则制定整套方案的意见,该方案由DHS案卷编号2025-0370标识:http://www.regulations.gov。根据《美国法典》第5编第553(b)(4)条,本规则的摘要也可在https://www.regulations.gov 查阅。请按照网站说明提交意见。
You may submit comments on the entirety of this proposed rulemaking package, identified by DHS Docket No. 2025-0370, through the Federal eRulemaking Portal: http://www.regulations.gov. In accordance with 5 U.S.C. 553(b)(4), the summary of this rule may also be found at https://www.regulations.gov. Follow the website instructions for submitting comments.
意见必须以英文提交,否则须提供英文译文。凡未通过http://www.regulations.gov 提交的意见,包括发送给国土安全部(DHS)或美国公民及移民服务局(USCIS)官员的电子邮件或信函,均不被视为对本拟议规则的意见,且DHS可能不会对其作出回应。请注意,DHS和USCIS不接受任何方式的亲自递交或专人送达的意见。此外,USCIS不接受以任何形式的数字存储媒介(如光盘/DVD和USB存储设备)提交的意见。USCIS目前也不接受邮寄意见。如您无法通过http://www.regulations.gov 提交意见,请致电(240) 721-3000联系美国国土安全部美国公民及移民服务局政策与战略办公室法规协调司司长萨曼莎·德肖姆(Samantha Deshommes),以获取替代提交方式说明。
Comments must be submitted in English, or an English translation must be provided. Comments submitted in a manner other than via http://www.regulations.gov, including emails or letters sent to DHS or U.S. Citizenship and Immigration Services (USCIS) officials, will not be considered comments on the proposed rule and may not receive a response from DHS. Please note that DHS and USCIS cannot accept any comments that are hand-delivered or couriered. In addition, USCIS cannot accept comments contained on any form of digital media storage devices, such as CDs/DVDs and USB drives. USCIS is also not accepting mailed comments at this time. If you cannot submit your comment by using http://www.regulations.gov, please contact Samantha Deshommes, Chief, Regulatory Coordination Division, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, by telephone at (240) 721-3000 for alternate instructions.
详情联系人:
FOR FURTHER INFORMATION CONTACT:
美国国土安全部美国公民及移民服务局政策与战略办公室人道主义事务司,地址:5900 Capital Gateway Drive, Camp Springs, MD 20746;电话(240) 721-3000(非免费电话)。
Division of Humanitarian Affairs, Office of Policy and Strategy, U.S. Citizenship and Immigration Services, Department of Homeland Security, 5900 Capital Gateway Drive, Camp Springs, MD 20746; telephone (240) 721-3000 (not a toll-free call).
补充信息:
SUPPLEMENTARY INFORMATION:
目录
Table of Contents
一、公众参与
I. Public Participation
二、执行摘要
II. Executive Summary
A. 监管行动的目的
A. Purpose of the Regulatory Action
B. 监管行动主要规定摘要
B. Summary of the Major Provisions of the Regulatory Action
1. 修订8 CFR第208.3(c)(3)条,申请形式
1. Amend 8 CFR 208.3(c)(3), Form of Application
2. 修订8 CFR第208.7(a)条,就业授权
2. Amend 8 CFR 208.7(a), Employment Authorization
a. 生物特征信息
a. Biometrics
b. 将180天庇护EAD计时延长为365个日历日等待期
b. Extension of 180-Day Asylum EAD Clock to 365 Calendar Day Waiting Period
c. 建议批准
c. Recommended Approvals
d. 处理时限
d. Processing Timeframes
e. 刑事不合格事由
e. Criminal Ineligibility Grounds
f. 庇护申请被拒绝的影响
f. Effect of a Denial of Asylum Application
g. 一年申请期限
g. One-Year Filing Deadline
h. 非法入境
h. Illegal Entry
i. 不利信息的使用
i. Use of Derogatory Information
j. 暂停与重新启动初次(c)(8)EAD申请的受理
j. Pause and Re-Start of Acceptance of Initial (c)(8) EAD Applications
3. 修订8 CFR第208.7(b)条,续期
3. Amend 8 CFR 208.7(b), Renewal
4. 修订8 CFR第208.7(c)条,终止
4. Amend 8 CFR 208.7(c), Termination
5. 修订8 CFR第274a.12(c)(8)条
5. Amend 8 CFR 274a.12(c)(8)
6. 修订8 CFR第274a.13条,就业授权申请
6. Amend 8 CFR 274a.13, Application for Employment Authorization
7. 对拟议修订的技术性及一致性更新
7. Technical and Conforming Updates to the Proposed Amendments
C. 最终规则生效日期的影响
C. Impact of Effective Date of the Final Rule
1. 处理时限
1. Processing Timeframe
2. 申请并获得初次(c)(8)EAD的等待期
2. Waiting Period To Apply for and Receive an Initial (c)(8) EAD
3. (c)(8)EAD申请受理的暂停与重新启动
3. Pause and Re-Start of (c)(8) EAD Application Acceptance
D. 效益与成本摘要
D. Summary of Benefits and Costs
E. 法律授权
E. Legal Authority
F. 可分割性
F. Severability
三、背景与目的
III. Background and Purpose
A. 引言
A. Introduction
B. 改革庇护制度的努力
B. Efforts To Reform the Asylum System
C. 持续改革的必要性
C. Continued Need for Reform
D. 背景
D. Background
1. 庇护资格
1. Eligibility for Asylum
2. 主动申请与防御性申请
2. Affirmative vs. Defensive Filings
3. 庇护申请人的工作许可
3. Employment Authorization for Asylum Applicants
a. 180天庇护工作许可时钟
a. 180-Day Asylum EAD Clock
b. 30天处理时限
b. 30-Day Processing Timeframe
c. 庇护申请被拒绝对工作许可的影响
c. Impact of Denial of the Asylum Application on Employment Authorization
IV. 相关规则制定
IV. Related Rulemakings
A. 自由裁量工作许可文件拟议规则制定
A. Discretionary EAD NPRM
B. 生物特征信息拟议规则制定
B. Biometrics NPRM
V. 拟议规则的讨论
V. Discussion of Proposed Rule
A. (c)(8)工作许可文件申请受理的暂停与重新启动
A. Pause and Re-Start of (c)(8) EAD Application Acceptance
B. 申请(c)(8)工作许可文件的365个日历日等待期
B. 365 Calendar Day Waiting Period To Apply for (c)(8) EADs
C. 庇护申请提交要求的变更
C. Changes to Filing Requirements for Asylum Applications
D. (c)(8)工作许可文件的处理时限
D. Processing Timeframe for (c)(8) EADs
E. 生物特征信息要求
E. Biometrics Requirements
F. 资格要求
F. Eligibility Requirements
1. 一年申请期限
1. One-Year Filing Deadline
2. 刑事禁止情形
2. Criminal Bars
3. 非法入境
3. Illegal Entry
G. 自由裁量决定
G. Discretionary Decisions
H. 推荐批准
H. Recommended Approvals
I. 工作许可的终止
I. Termination of Employment Authorization
1. 不再由国土安全部和司法部待审的庇护申请
1. Asylum Applications No Longer Pending Before DHS and DOJ
2. 在寻求行政或司法审查期间保留工作许可文件
2. Maintaining an EAD While Seeking Administrative or Judicial Review
3. 无人陪伴外国儿童的有限例外情形
3. Limited Exception for Unaccompanied Alien Children
J. 因I-765表格审理中发现不利信息而优先处理庇护申请
J. Prioritizing the Adjudication of an Asylum Application Due to Derogatory Information in the Form I-765 Adjudication
K. 相应的司法部法规
K. Corresponding DOJ Regulations
VI. 法定和法规要求
VI. Statutory and Regulatory Requirements
A. 第12866号行政命令(监管规划与审查)、第13563号行政命令(改善监管与监管审查)以及第14192号行政命令(通过放松管制释放繁荣)
A. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (Unleashing Prosperity Through Deregulation)
1. 拟议条款及成本效益影响概述
1. Summary of Proposed Provisions and Benefits and Costs Impacts
2. 背景与目的
2. Background and Purpose
3. 基准与适用人群
3. Baseline and Population
4. 工资与时间机会成本
4. Wages and Opportunity Costs of Time
5. 表格、时间负担与费用
5. Forms, Time Burdens, and Fees
6. 货币化影响(成本、效益与转移支付)
6. Monetized Impacts (Costs, Benefits, and Transfers)
a. 变量及说明
a. Variables and Descriptions
b. 模块一:工作许可文件申请受理暂停
b. Module 1: EAD Application Acceptance Pause
c. 模块二:工作许可文件签发条款
c. Module 2: EAD Issuance Provisions
7. 货币化影响的分配效应
7. Distributional Effects of the Monetized Impacts
8. 对劳动力市场的影响
8. Impacts on Labor Market
9. 其他未予估算的影响
9. Other Impacts Not Estimated
B. 《监管灵活性法》
B. Regulatory Flexibility Act
C. 《1995年无资金授权改革法》
C. Unfunded Mandates Reform Act of 1995
D. 第13132号行政命令(联邦制)
D. Executive Order 13132 (Federalism)
E. 第12988号行政命令(民事司法改革)
E. Executive Order 12988 (Civil Justice Reform)
F. 家庭评估
F. Family Assessment
G. 第13175号行政命令(与印第安部落政府的协商与协调)
G. Executive Order 13175(Consultation and Coordination With Indian Tribal Governments)
H. 《国家环境政策法》
H. National Environmental Policy Act
I. 《文书削减法》
I. Paperwork Reduction Act
1. 《文书削减法》,信息收集
1. Paperwork Reduction Act—Collection of Information
2. I-589表格
2. Form I-589
3. I-765表格
3. Form I-765
J. 第14192号行政命令(通过放松管制释放繁荣)(印刷页第8617页)
J. Executive Order 14192 (Unleashing Prosperity Through Deregulation) ( printed page 8617)
K. 第12630号行政命令(政府行为与对宪法保护的财产权的干预)
K. Executive Order 12630 (Governmental Actions and Interference With Constitutionally Protected Property Rights)
缩略语表
Table of Abbreviations
AO,庇护官员
AO—asylum officer
APA,《行政程序法》
APA—Administrative Procedure Act
BIA,移民上诉委员会
BIA—Board of Immigration Appeals
BLS,美国劳工统计局
BLS—U.S. Bureau of Labor Statistics
CBP,美国海关与边境保护局
CBP—U.S. Customs and Border Protection
CFR,联邦法规汇编
CFR—Code of Federal Regulations
DHS,美国国土安全部
DHS—U.S. Department of Homeland Security
DOJ,美国司法部
DOJ—U.S. Department of Justice
EAD,就业授权文件
EAD—employment authorization document
E.O.,行政命令
E.O.—Executive Order
EOIR,行政复议办公室
EOIR—Executive Office for Immigration Review
I-589表,庇护及暂缓递解申请表
Form I-589—Application for Asylum and for Withholding of Removal
I-765表,就业授权申请表
Form I-765—Application for Employment Authorization
FY,财政年度
FY—Fiscal Year
HSA,2002年国土安全法
HSA—Homeland Security Act of 2002
ICE,美国移民及海关执法局
ICE—U.S. Immigration and Customs Enforcement
IIRIRA,1996年非法移民改革与移民责任法
IIRIRA—Illegal Immigration Reform and Immigrant Responsibility Act of 1996
IJ,移民法官
IJ—Immigration Judge
INA,移民与国籍法
INA—Immigration and Nationality Act
INS,移民归化局
INS—Immigration and Naturalization Service
LIFO,后进先出
LIFO—last in, first out
NEPA,国家环境政策法
NEPA—National Environmental Policy Act
NPRM,拟议规则制定通知
NPRM—notice of proposed rulemaking
NTA,出庭通知书
NTA—Notice to Appear
OMB,管理和预算办公室
OMB—Office of Management and Budget
PRA,文书削减法
PRA—Paperwork Reduction Act
RFA,监管灵活性分析
RFA—regulatory flexibility analysis
RIA,监管影响分析
RIA—regulatory impact analysis
SBREFA,1996年小型企业监管执行公平法(国会审查法)
SBREFA—Small Business Regulatory Enforcement Fairness Act of 1996 (Congressional Review Act)
部长,国土安全部部长
Secretary—Secretary of Homeland Security
TVPRA,2008年威廉·威尔伯福斯反人口贩运保护重新授权法
TVPRA—William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008
UAC,无人陪伴未成年外国人
UAC—Unaccompanied Alien Child
UMRA,1995年无资金授权改革法
UMRA—Unfunded Mandates Reform Act of 1995
U.S.C.,美国法典
U.S.C.—United States Code
USCIS,美国公民及移民服务局
USCIS—U.S. Citizenship and Immigration Services
一、公众参与
I. Public Participation
国土安全部(DHS)邀请所有利益相关方通过提交书面数据、意见、评论和论点,就本拟议规则的各个方面参与本次规则制定活动。国土安全部还邀请提交与本拟议规则可能产生的经济、环境或联邦制影响相关的评论意见。评论意见必须以英文提交,或者须附有英文译文。能够为美国公民及移民服务局(USCIS)实施这些变更提供最大帮助的评论意见,应引用拟议规则的具体部分,说明任何建议修改的理由,并包含支持该建议修改的数据、信息或依据。通过非http://www.regulations.gov网站提交的评论意见,包括发送给国土安全部或美国公民及移民服务局官员的电子邮件或信函,将不被视为对本拟议规则的评论意见,国土安全部可能不会对其作出回应。
DHS invites all interested parties to participate in this rulemaking by submitting written data, views, comments and arguments on all aspects of this proposed rule. DHS also invites comments that relate to the economic, environmental, or federalism effects that might result from this proposed rule. Comments must be submitted in English, or an English translation must be provided. Comments that will provide the most assistance to USCIS in implementing these changes will reference a specific portion of the proposed rule, explain the reason for any recommended change, and include data, information, or authority that support such recommended change. Comments submitted in a manner other than via http://www.regulations.gov, including emails or letters sent to DHS or USCIS officials, will not be considered comments on the proposed rule and may not receive a response from DHS.
说明:如果您提交评论意见,必须注明机构名称(美国公民及移民服务局)以及本次规则制定活动的国土安全部案卷编号USCIS-2025-0370。无论采用何种方式提交评论意见或材料,所有提交内容均将原样发布于联邦电子规则制定门户网站http://www.regulations.gov,并将包含您所提供的任何个人信息。因此,提交此类信息即视为将其公开。您在向国土安全部提交任何自愿性公众评论意见时,可考虑限制所提供个人信息的数量。国土安全部可能会将其认定可能影响个人隐私或具有冒犯性的评论意见信息不予公开展示。欲了解更多信息,请阅读http://www.regulations.gov上提供的隐私与安全声明。
Instructions: If you submit a comment, you must include the agency name (U.S. Citizenship and Immigration Services) and the DHS Docket No. USCIS-2025-0370 for this rulemaking. Regardless of the method used for submitting comments or material, all submissions will be posted, without change, to the Federal eRulemaking Portal at http://www.regulations.gov, and will include any personal information you provide. Therefore, submitting this information makes it public. You may wish to consider limiting the amount of personal information that you provide in any voluntary public comment submission you make to DHS. DHS may withhold information provided in comments from public viewing that it determines may impact the privacy of an individual or is offensive. For additional information, please read the Privacy and Security Notice available at http://www.regulations.gov.
案卷:如需查阅案卷、阅读背景文件或已收到的评论意见,请访问http://www.regulations.gov,并引用国土安全部案卷编号USCIS-2025-0370。您也可以在在线案卷中注册电子邮件提醒,以便在评论意见发布或最终规则发布时获得通知。
Docket: For access to the docket and to read background documents or comments received, go to http://www.regulations.gov, referencing DHS Docket No. USCIS-2025-0370. You may also sign up for email alerts on the online docket to be notified when comments are posted or a final rule is published.
二、执行摘要
II. Executive Summary
A. 监管行动的目的
A. Purpose of the Regulatory Action
本拟议规则制定活动的总体目标是,增强基于待决庇护申请的庇护及就业授权请求的福利完整性,应对国家安全与公共安全方面的关切,并通过降低外国人以提交无实质内容、欺诈性或其他缺乏法律依据的庇护申请作为获取就业授权手段的动机,缓解对国土安全部运营资源造成的过度压力,从而促进对有实质价值的庇护请求及待决庇护就业授权申请进行更快速、更高效的裁决。美国公民及移民服务局(USCIS)收到的基于待决庇护申请的初次就业授权申请数量已达历史最高水平,美国公民及移民服务局的裁决资源正面临紧张压力。
The overarching goals of this proposed rulemaking are to enhance the benefit integrity of requests for asylum and employment authorization based on a pending asylum application, address national security and public safety concerns, and mitigate undue strains on DHS's operational resources by reducing the incentive for aliens to file frivolous, fraudulent, or otherwise meritless asylum applications as a means to obtain employment authorization, and thereby facilitating faster and more efficient adjudications of meritorious asylum claims and pending asylum employment authorization applications. USCIS' receipts of initial applications for employment authorization based on a pending asylum application have reached a historic high and USCIS' adjudicative resources are strained.
为加强福利诚信,维护国家安全,并减轻美国公民及移民服务局(USCIS)的资源压力,国土安全部(DHS)拟对其有关庇护申请人根据8 CFR 274a.12(c)(8)(“(c)(8)类别”)提交的工作许可文件(EAD)申请的法规进行修改。国土安全部拟将以下规定编入法规:当USCIS对肯定性庇护申请的平均处理时间超过180天时,暂停USCIS受理(c)(8)类别下的首次I-765表《工作许可申请书》(“EAD申请”)。本拟议规则还将申请(c)(8)类EAD的等待期延长至365个日历日,延长USCIS裁决首次(c)(8)类EAD申请的处理时限,并引入对(c)(8)类EAD的附加资格要求。最后,本拟议规则还将影响肯定性庇护程序,允许USCIS在审查EAD申请过程中发现不利信息时,优先裁决庇护申请。允许庇护官员根据在工作许可申请程序中发现的不利信息,优先处理肯定性庇护申请,将提升USCIS在国家安全和公共安全方面的态势,同时也使该机构能够更有效地甄别和处理可能属于轻率、欺诈或其他无实质理由的案件。
To enhance benefit integrity, protect national security, and reduce resource strains on USCIS, DHS proposes changes to its regulations regarding EAD applications filed by asylum applicants [1] under 8 CFR 274a.12(c)(8) (“(c)(8) category”). DHS proposes to codify in regulations to pause USCIS' acceptance of initial Form I-765, Application for Employment Authorization (“EAD application”), filings in the (c)(8) category when USCIS' average processing time for affirmative asylum applications exceeds 180 days. This proposed rule also increases the waiting period to apply for (c)(8) EADs to 365 calendar days, extends the processing timeframe for USCIS to adjudicate initial (c)(8) EAD applications, and introduces additional eligibility requirements for (c)(8) EADs. Lastly, the proposed rule also impacts affirmative asylum processing by allowing USCIS to prioritize adjudication of asylum applications when derogatory information is found during review of the EAD application. Allowing asylum officers to prioritize an affirmative asylum application based on derogatory information found during the employment authorization application process will improve USCIS' national security and public safety posture while also allowing the agency to more efficiently triage and process potentially frivolous, fraudulent, or otherwise meritless cases.
如下文所述,本规则所拟议的条款具有历史先例,国土安全部认为,本规则的颁布将减少纯粹为获取工作许可而提交的轻率、欺诈或其他无实质理由的庇护申请。最终,减少轻率、欺诈或无实质理由的庇护申请,将使USCIS能够将更多有限资源用于裁决有实质理由的庇护申请,包括积压案件以及其他待决的福利申请。USCIS预计,本拟议规则的实施将使(c)(8)类EAD申请的裁决更贴近制定法本意,促进庇护申请的及时裁决,并最终将庇护申请待决期间的工作许可范围限制在无法于365天内对庇护申请作出决定的少数案件中。(印刷页第8618页)
As discussed below, there is historical precedent for the provisions proposed in this rule, and DHS believes that the promulgation of this rule will reduce frivolous, fraudulent, or otherwise meritless asylum applications that are filed for the sole purpose of obtaining employment authorization. Ultimately, reducing frivolous, fraudulent, or meritless asylum filings will enable USCIS to dedicate an increased share of its finite resources to adjudicating meritorious asylum applications, including backlog cases, and other pending benefit requests. USCIS anticipates that the impact of this proposed rule will align the adjudication of the applications for (c)(8) EADs more closely with the statute by facilitating timely adjudication of asylum applications and eventually limiting work authorization during the pendency of an application for asylum to a reduced number of cases where a decision on an asylum application cannot be made within 365 days. ( printed page 8618)
B. 该监管行动主要条款概述
B. Summary of the Major Provisions of the Regulatory Action
国土安全部拟将以下主要变更编入法规:
DHS proposes to codify in regulation the following major changes:
1. 修改8 CFR 208.3(c)(3),申请形式
1. Amend 8 CFR 208.3(c)(3), Form of Application
国土安全部拟使其关于确定庇护申请何时被视为已收到且完整的标准,与8 CFR 103.2中管辖移民福利申请的一般规则更紧密地保持一致。现行法规8 CFR 103.2(a)(7)规定,USCIS将以移民福利申请实际送达指定提交地点之日(无论是电子方式还是纸质方式)作为收件日期,前提是该申请须经有效签署、妥善签立,并按照管辖该特定福利申请的法规要求提交,同时缴纳正确的费用。国土安全部拟将这些现行法规适用于本规则生效日期之后提交的庇护申请。不符合这些要求的移民福利申请将被拒收并退回,且不保留提交日期。国土安全部还拟删除8 CFR 208.3(c)(3)中关于如果USCIS未能在30天内将不完整的申请退还给外国人,则该庇护申请将被视为“完整”的规定。
DHS proposes to align its criteria for determining when an asylum application is received and complete more closely with the general rules governing immigration benefit requests in 8 CFR 103.2. The existing regulations at 8 CFR 103.2(a)(7) state that USCIS will record the receipt date as of the actual date the immigration benefit request is received at the designated filing location, whether electronically or on paper, provided that it is signed with a valid signature, executed, and filed in compliance with the regulations governing that specific benefit request and with the correct fee. DHS proposes to apply these existing regulations to asylum applications filed after the effective date of this rule. Immigration benefit requests not meeting these requirements are rejected and returned and do not retain a filing date. DHS also proposes to remove the language in 8 CFR 208.3(c)(3) providing that an application for asylum will be deemed “complete” if USCIS fails to return the incomplete application to the alien within a 30-day period.
2. 修改8 CFR 208.7(a),工作许可
2. Amend 8 CFR 208.7(a), Employment Authorization
a. 生物特征信息
a. Biometrics
国土安全部拟要求所有(c)(8)类EAD申请人,包括续签申请人,提交生物特征信息。如果外国人未出席生物特征信息采集,其工作许可申请将依照8 CFR 103.2(b)(13)(ii)被拒绝,方式与USCIS目前处理其他福利申请的方式类似。
DHS proposes to require all applicants for a (c)(8) EAD, including renewal requests, to submit biometrics. If an alien fails to appear for biometrics submission, the alien's application for employment authorization would be denied under 8 CFR 103.2(b)(13)(ii), similar to how USCIS currently handles other benefit requests.
b. 将180天庇护EAD等待期延长至365个日历日等待期
b. Extension of 180-Day Asylum EAD Clock to 365 Calendar Day Waiting Period
根据本拟议规则,庇护申请人将在其庇护申请被接收之日起365个日历日后,方可申请工作许可。该365个日历日的等待期将自依照8 CFR 103.2(a)(7)记录的完整庇护申请的收件日期起算。
Under the proposed rule, asylum applicants would be eligible to apply for employment authorization 365 calendar days from the date their asylum application is received. The 365 calendar-day waiting period will begin on the date of the receipt of a complete asylum application, as recorded pursuant to 8 CFR 103.2(a)(7).
c. 建议批准
c. Recommended Approvals
DHS拟删除涉及“建议批准”的表述。美国公民及移民服务局(USCIS)难民庇护事务司不再将建议批准作为正面庇护裁决的初步决定方式。
DHS proposes to remove the language referring to “recommended approvals.” USCIS' Asylum Division no longer issues recommended approvals as a preliminary decision for affirmative asylum adjudications.
d. 处理时限
d. Processing Timeframes
DHS拟修订现行法规要求,即USCIS须在30日内完成对初次(c)(8)类工作许可证申请的裁决。对于在本最终规则生效日当日或之后收到的初次(c)(8)类工作许可证申请,DHS拟将USCIS裁决工作许可证申请的处理时限延长至180日。DHS不拟对本规则生效日之前提交的初次(c)(8)类工作许可证申请作出任何变更。
DHS proposes to amend the regulatory requirement that USCIS complete adjudication of initial (c)(8) EAD applications within 30 days. For initial (c)(8) EAD applications received on or after the effective date of the final rule, DHS proposes to extend the processing timeframe to 180 days for USCIS to adjudicate the EAD application. DHS does not propose any changes to initial (c)(8) EAD applications submitted prior to the effective date of this rule.
e. 不合格事由
e. Ineligibility Grounds
DHS拟将有理由认为可能因《移民与国籍法》第208(b)(2)(A)(ii)-(iii)条所列刑事方面庇护禁止情形之一而被禁止获准庇护的外国人,排除在(c)(8)类工作许可证资格之外。
DHS proposes to exclude from (c)(8) EAD eligibility any alien where there is reason to believe that the alien may be barred from a grant of asylum due to one of the criminal bars to asylum under sections 208(b)(2)(A)(ii)-(iii).
f. 庇护申请被拒的影响
f. Effect of a Denial of Asylum Application
DHS拟将在365个日历日等待期内,或在初次(c)(8)类工作许可证申请裁决之前,其庇护申请已被庇护官员或移民法官(IJ)驳回的外国人,排除在初次(c)(8)类工作许可证资格之外。
DHS proposes to exclude from initial (c)(8) EAD eligibility any alien whose asylum application is denied by an asylum officer or an Immigration Judge (IJ) within the 365 calendar-day waiting period, or before the adjudication of the initial (c)(8) EAD application.
g. 一年申请期限
g. One-Year Filing Deadline
DHS拟将在本最终规则生效日当日或之后提交庇护申请,且该申请是在外国人抵达美国一年后提出的外国人,排除在(c)(8)类工作许可证资格之外,除非庇护官员或移民法官认定存在一年申请期限的例外情形,或除非该外国人作为无人陪伴外国儿童(UAC)属于USCIS的初始管辖范围。
DHS proposes to exclude from (c)(8) EAD eligibility any alien whose asylum application is filed on or after the effective date of the final rule and more than 1 year after the alien's arrival in the United States, unless an asylum officer or IJ determines that an exception to the 1-year filing deadline exists, or unless the alien is under USCIS' initial jurisdiction as an unaccompanied alien child (UAC).
h. 非法入境
h. Illegal Entry
DHS拟将在本最终规则生效日当日或之后未经检查而入境或试图入境美国的外国人,排除在(c)(8)类工作许可证资格之外,除非该外国人在入境后不迟延地、且不超过48小时内,向移民官员表达了申请庇护的意愿,或向移民官员表达了对迫害或酷刑的恐惧;或除非该外国人能够证明其非法入境或试图入境存在正当理由;或除非该外国人符合6 U.S.C. 279(g)(2)所界定的无人陪伴外国儿童(UAC)的定义,或自其最近一次入境以来的任何时候曾被认定为无人陪伴外国儿童。
DHS proposes to exclude from (c)(8) EAD eligibility any alien who entered or attempted to enter the United States without inspection on or after the effective date of the final rule, unless the alien, without delay but no later than 48 hours after entry, expressed to an immigration officer an intention to apply for asylum or expressed to an immigration officer a fear of persecution or torture; or unless the alien establishes good cause for the illegal entry or attempted entry; or unless the alien meets the definition of, or at any time since their most recent entry was determined to be, a UAC as defined in 6 U.S.C. 279(g)(2).
i. 不利信息的使用
i. Use of Derogatory Information
为协助提高裁决效率,DHS拟规定,如果USCIS在裁决(c)(8)类工作许可证申请的过程中发现不利信息,则应优先对相关庇护申请进行裁决。
To assist with improving adjudicative efficiency, DHS proposes to prioritize asylum applications for adjudication if USCIS finds derogatory information during the process of the adjudication of (c)(8) EAD applications.
j. 初次(c)(8)类工作许可证申请受理的暂停与重启
j. Pause and Re-Start of Acceptance of Initial (c)(8) EAD Applications
DHS拟规定,当连续90日期间正面庇护申请的平均处理时间超过180日时,暂停受理初次(c)(8)类工作许可证申请。在实施此种暂停后,当连续90日期间正面庇护申请裁决的平均处理时间小于或等于180日时,恢复受理初次(c)(8)类工作许可证申请。USCIS局长关于暂停和恢复受理(c)(8)类工作许可证申请的决定,将完全依据正面庇护申请的处理时间作出,不得行使自由裁量权。在评估USCIS庇护案件的正面庇护申请处理时间时,USCIS局长将审查过去90日期间USCIS所有待决的庇护申请。该规则将要求USCIS局长在最终规则生效之日审查正面庇护申请的处理时间。DHS拟通过USCIS网站公告,将任何此类处理变更告知公众,并提供相应的季度处理时间数据。
DHS proposes to pause the acceptance of initial (c)(8) EAD applications when the average processing time for affirmative asylum applications over a consecutive period of 90 day adjudications exceeds 180 days. After such a pause is implemented, acceptance of initial (c)(8) EAD applications would resume when the average processing time for affirmative asylum application adjudications over a consecutive period of 90 days is less than or equal to 180 days. The USCIS Director's determination to pause and restart (c)(8) EAD acceptances will be based solely on the affirmative asylum application processing times, and not subject to discretion. In evaluating the affirmative asylum application processing times for USCIS asylum cases, the USCIS Director will consider all pending asylum applications before USCIS over the preceding 90-day period. The rule would require the USCIS Director to review affirmative asylum application processing times on the effective date of the final rule. DHS proposes to notify the public of any such processing changes and provide the supporting quarterly processing times through USCIS website announcements.
如本序言第V.A节所述,美国公民及移民服务局(USCIS)目前的积极庇护处理时间大大超过180天。[2] 处理时间曾呈下降趋势,但最近再次上升。美国公民及移民服务局预计本规则将在长期内支持处理时间的再次下降,但美国公民及移民服务局也预计,在本规则实施后,针对待决庇护申请人的新工作许可文件(EAD)申请将暂停较长一段时间,可能长达数年。例如,在不考虑本规则中其他拟议变更及其对裁决时间可能产生的影响的情况下,根据本规则实施后庇护申请受理量下降的程度不同,达到180天处理时间可能需要14至173年不等(印刷页8619)。需要再次强调的是,上述两项预测均未考虑本规则中其他拟议变更,这些变更如最终定稿,也将缩短上述处理时间。美国公民及移民服务局还认识到,虽然庇护裁决处理时间的计算将仅基于积极庇护申请,但暂停受理(c)(8)类工作许可申请将同时影响积极庇护申请和防御性庇护申请。尽管这是基于待决庇护申请获得工作许可的准入方面的重大变化,国土安全部(DHS)认为,为实现其增强利益完整性、保护国家安全和减轻资源压力的目标,此举是必要的。
As described in section V.A of this preamble, USCIS' current affirmative asylum processing times are significantly greater than 180 days.[2] Processing times were trending downward, but recently increased again. USCIS expects this rule to support another downward trend in the long term, but USCIS also expects that, upon implementation of this rule, new EAD applications for pending asylum applicants would be paused for an extended period, possibly many years. For example, without factoring in any of the other proposed changes in this rule and how they may impact adjudication times, it may take between 14 and 173 years to reach a 180-day processing time, depending on the extent of the reduction in asylum application receipts ( printed page 8619) following this rule. It bears repeating that neither of those projections take into account any of the other proposed changes in this rule which, if finalized, would also shorten those processing times. USCIS also recognizes that while the asylum adjudication processing time calculation will be based solely on affirmative asylum applications, the pause on acceptances of (c)(8) employment authorization applications will impact both affirmative and defensive asylum applications. While this is a significant change in access to employment authorization based on a pending asylum application, DHS believes it is necessary to achieve its goals of enhancing benefit integrity, protecting national security, and reducing resource strains.
3. 修订8 CFR 208.7(b)条,续期
3. Amend 8 CFR 208.7(b), Renewal
国土安全部提议明确并整合申请(c)(8)类工作许可文件续期的要求,并规定申请续期(c)(8)类工作许可文件的外国人还必须提交生物特征信息。
DHS proposes to clarify and consolidate the requirements for requesting a (c)(8) EAD renewal and specify that aliens applying for renewal (c)(8) EADs must also submit biometrics.
4. 修订8 CFR 208.7(c)条,终止
4. Amend 8 CFR 208.7(c), Termination
根据拟议规则,(c)(8)类工作许可文件的终止将在以下情况下发生:(1)庇护官拒绝庇护申请后立即终止,除非案件被移交给移民法官;(2)移民法官拒绝庇护申请之日起30日后终止,除非外国人及时向移民上诉委员会提出上诉;或(3)移民上诉委员会驳回或撤销对拒绝庇护申请的上诉后立即终止。
Under the proposed rule, termination of a (c)(8) EAD would occur: (1) immediately following the denial of an asylum application by an asylum officer, unless the case is referred to an Immigration Judge; (2) on the date that is 30 days after the date on which an Immigration Judge denies an asylum application, unless the alien makes a timely appeal to the Board of Immigration Appeals; or (3) immediately following the denial or dismissal by the Board of Immigration Appeals of an appeal of a denial of an asylum application.
5. 修订8 CFR 274a.12(c)(8)条
5. Amend 8 CFR 274a.12(c)(8)
国土安全部提议删除有关推荐批准的提法,因为美国公民及移民服务局不再就积极庇护裁决发布推荐批准作为初步决定。
DHS proposes to remove the reference to recommended approvals because USCIS no longer issues recommended approvals as a preliminary decision for affirmative asylum adjudications.
6. 修订8 CFR 274a.13条,工作许可申请
6. Amend 8 CFR 274a.13, Application for Employment Authorization
根据拟议规则,(c)(8)类工作许可文件申请的批准将由美国公民及移民服务局自行决定,这符合其依据《移民与国籍法》(INA)第208(d)(2)条,即8 U.S.C. 1158(d)(2)条所享有的自由裁量权。国土安全部还提议以引用8 CFR 208.7条取代有关(c)(8)类工作许可文件申请的提交和裁决的详细信息。
Under the proposed rule, approval of (c)(8) EAD applications would be at USCIS' discretion, in keeping with its discretionary authority under section 208(d)(2) of the INA, 8 U.S.C. 1158(d)(2). DHS also proposes to replace the detailed information about filing and adjudicating applications for (c)(8) EADs with a reference to 8 CFR 208.7.
7. 对拟议修订的技术性和一致性更新
7. Technical and Conforming Updates to the Proposed Amendments
国土安全部提议对受影响的法规进行技术性和一致性修订,以与前述重大变更保持一致,包括对8 CFR 208.7(a)条进行结构性更新,以纳入新规定。拟议规则还将修订过时的用语,例如将“专员”的提法替换为“美国公民及移民服务局”。
DHS proposes technical and conforming amendments to the affected regulations to align with the major changes described previously, including structural updates to 8 CFR 208.7(a) in order to incorporate the new provisions. The proposed rule would also revise outdated language, such as replacing references to “the commissioner” with “USCIS.”
C. 最终规则生效日期的影响
C. Impact of Effective Date of the Final Rule
根据本拟议规则,国土安全部将允许在最终规则生效日期之前已获得工作许可且其庇护申请尚未裁决的待决庇护申请人,在其现有工作许可文件到期日之前继续保持工作许可资格,除非该证件依据其工作许可文件签发时有效的法规规定的理由被终止或撤销。
Under this proposed rule, DHS will allow aliens with pending asylum applications that have not yet been adjudicated and who already have employment authorization before the final rule's effective date to remain employment authorized until the expiration date on their current EAD, unless the card is terminated or revoked on the grounds specified in regulations in effect when their EAD was issued.
在本拟议法规中,某些条款仅适用于在最终规则生效之日或之后提交的初次(c)(8)类就业许可文件(EAD)申请。仅适用于初次(c)(8)类就业许可文件申请的条款已在拟议法规文本中予以注明。其余拟议条款适用于在最终规则生效之日或之后提交的初次和续签(c)(8)类就业许可文件申请。一般而言,除非另有说明,凡在最终规则生效之日或之后提交续签(c)(8)类就业许可文件申请的外国人,无论其最初申请(c)(8)类就业许可文件的提交日期为何,均须遵守本拟议规则中的适用条款。通过将许多此类条款适用于续签申请,国土安全部(DHS)旨在进一步使就业许可和庇护程序免受欺诈和滥用行为的影响。根据拟议规则加强审查后,那些可能已放弃庇护申请或未出席庇护面谈或生物识别信息采集预约的外国人在申请就业许可续签时,将不再能够获得续签。将某些条款适用于续签申请,还将使国土安全部能够对外国人进行审查,减少向在获得初次就业许可文件后被判犯罪的外国人授予就业许可续签的数量,从而增强公共安全并加强国家安全。最后,将这些变更同时适用于续签申请和初次申请,将为美国公民及移民服务局(USCIS)的裁决人员带来效率提升,因为他们只需适用一套(c)(8)类就业许可文件的资格要求,而无需针对初次(c)(8)类申请适用一套要求,又针对续签(c)(8)类申请适用另一套不同的要求。
In this proposed regulation, there are certain provisions that apply only to initial (c)(8) EAD applications filed on or after the effective date of the final rule. Provisions that apply only to initial (c)(8) EAD applications are noted in the proposed regulatory text. The remaining proposed provisions apply to both initial and renewal (c)(8) EAD applications filed on or after the effective date of the final rule. In general, and unless otherwise specified, aliens who file renewal (c)(8) EAD applications on or after the effective date of the final rule would be subject to the applicable provisions in this proposed rule regardless of the date on which their initial application for a (c)(8) EAD was filed. By applying many of these provisions to renewals, DHS aims to further insulate the employment authorization and asylum processes from fraud and abuse. Aliens requesting employment authorization renewals who may have abandoned their asylum applications or not appeared for their asylum interviews or biometrics appointments will no longer be able to receive employment authorization renewals due to additional scrutiny under the proposed rule. The application of certain provisions to renewals will also allow DHS to vet aliens and reduce the number of employment authorization renewals granted to aliens who were convicted of crimes after receiving their initial EAD, thereby enhancing public safety and strengthening national security. Finally, applying these changes to renewals as well as initials results in efficiencies for USCIS adjudicators, who would only have to apply one set of eligibility requirements for (c)(8) EADs and not one set of eligibility requirements for initial (c)(8)s and a different set of requirements for renewal (c)(8)s.
仅适用于初次(c)(8)类就业许可文件申请的条款包括拟议的处理时限变更、申请并获得(c)(8)类就业许可文件的等待期变更,以及暂停和重新启动受理(c)(8)类就业许可文件申请的变更。关于暂停和重新启动事宜,美国公民及移民服务局预计该规则将导致一次初始且可能持续较长时间的暂停。美国公民及移民服务局预计,该暂停措施将在该局审查规则生效后首个90天期间的平均庇护申请处理时间后实施。美国公民及移民服务局承认,尽管庇护裁决处理时间的计算将仅基于主动申请的庇护案件,但暂停受理(c)(8)类就业许可申请将同时影响主动申请和被动申请的庇护申请人。本规则不会对申请补发遗失、被盗或损坏的(c)(8)类就业许可文件的能力产生任何影响。
The provisions that apply only to initial (c)(8) EAD applications include the proposed changes to the processing timeframe, the waiting period to apply for and receive a (c)(8) EAD, and the pause and re-start of (c)(8) EAD application acceptance. With regard to the pause and re-start, USCIS anticipates that the rule would result in an initial and potentially lengthy pause. USCIS anticipates that this pause would be instituted after USCIS reviewed average asylum application times for the first 90-day period after the rule took effect. USCIS acknowledges that, while the asylum adjudication processing time calculation will be based solely on affirmative asylum applications, the pause on acceptances of (c)(8) employment authorization applications will impact both affirmative and defensive asylum applicants. This rule will not have any impact on the ability to apply to replace lost, stolen, or damaged (c)(8) EADs.
一、处理时限
1. Processing Timeframe
国土安全部拟修订《联邦法规汇编》第8编第208.7(a)(1)条,将所有在最终规则生效之日或之后提交的初次(c)(8)类就业许可文件申请的处理要求时限从30天延长至180天。截至最终规则生效之日仍在待决中的任何初次(c)(8)类就业许可文件申请,将继续适用现行的30天处理要求。关于此项变更以及Rosario诉美国公民及移民服务局案中有关处理时限的诉讼的更详细讨论,见本序言第V.D节。目前,续签(c)(8)类就业许可文件申请并无处理时限要求,本拟议规则中也不会对续签(c)(8)类就业许可文件申请的时限要求作出任何变更。
DHS proposes to amend 8 CFR 208.7(a)(1) to extend the processing requirement from 30 days to 180 days for all initial (c)(8) EAD applications filed on or after the effective date of the final rule. Any initial (c)(8) EAD applications that are pending as of the effective date of the final rule would continue to be subject to the current 30-day processing requirement. A fuller discussion of this change and litigation relating to processing timeframes in Rosario v. USCIS appears in section V.D of this preamble. There are currently no processing timeframe requirements for renewal (c)(8) EAD applications, and there would be no changes to timeframe requirements for renewal (c)(8) EAD applications within this proposed rule.
二、申请并获得初次(c)(8)类就业许可文件的等待期
2. Waiting Period To Apply for and Receive an Initial (c)(8) EAD
国土安全部拟将申请并获得初次(c)(8)类就业许可文件的等待期修订为365个日历日。本法规将适用于在最终规则生效之日或之后提交的所有初次(c)(8)类就业许可文件申请。截至最终规则生效之日仍在待决中的任何初次(c)(8)类就业许可文件申请,仍将适用现行的180天庇护就业许可文件计时规则(Asylum EAD Clock)。目前,续签(c)(8)类就业许可文件申请并无法规规定的等待期要求,[3]本拟议法规行动中也不会对续签(c)(8)类就业许可文件申请的等待期事宜作出任何变更。[4](印刷页第8620页)
DHS proposes to amend the waiting period to apply for and receive an initial (c)(8) EAD to 365 calendar days. This regulation would apply to all initial applications for (c)(8) EADs filed on or after the effective date of the final rule. Any initial (c)(8) EAD applications that are pending as of the effective date of the final rule would still be subject to the current 180-day Asylum EAD Clock. There are currently no regulatory waiting period requirements for renewal (c)(8) EAD applications,[3] and there ( printed page 8620) would be no changes related to waiting periods for renewal (c)(8) EAD applications within this proposed regulatory action.[4]
三、暂停和重新启动受理(c)(8)类就业许可文件申请
3. Pause and Re-Start of (c)(8) EAD Application Acceptance
国土安全部(DHS)建议根据90天期间内庇护申请裁决的平均处理时间,暂停并重新启动对初始(c)(8)类就业授权文件(EAD)申请的受理。就本拟议规则制定通知(NPRM)而言,一项积极主动型庇护申请在作出批准、转介或拒绝决定,或该申请被行政性结案时,即视为已处理完毕。所谓行政性结案的案件,是指未就案件实体问题作出最终决定,而是因缺乏管辖权或庇护申请被放弃等原因而结案的案件。美国公民及移民服务局(USCIS)使用不同的术语来表述案件的生命周期,包括“处理时间”和“周转时间”两种概念。一般而言,“处理时间”是指每份表格从收件到完成所需的时间,可按过去特定时期进行平均计算,但不考虑当前待处理的申请,也不用于预测。 “周转时间”的定义是,当前待处理案件量相当于多少个月的受理量。这是一项内部管理指标,由于其考虑了当前待处理量、预期受理量及预期完成量,因此可用于预测。作为一项内部管理指标,周转时间通常与该机构公开发布的处理时间中位数具有可比性。周转时间是USCIS各业务部门用以衡量该机构在减少积极主动型庇护案件积压及整体案件处理时间方面所取得进展的依据。当连续90天期间内所有积极主动型庇护申请的平均处理时间超过180天时,国土安全部将暂停受理初始(c)(8)类EAD申请。当连续90天期间内积极主动型庇护裁决的平均处理时间等于或低于180天时,将恢复受理初始(c)(8)类EAD申请。拟议的暂停与重启EAD申请受理的规定仅影响初始(c)(8)类EAD申请。因此,即使在USCIS因庇护申请处理时间原因而暂停受理初始(c)(8)类EAD申请期间,USCIS仍将继续受理并裁决(c)(8)类续签EAD申请,以及其他资格类别的EAD申请。
DHS proposes to pause and re-start the acceptance of initial (c)(8) EAD applications based on the average processing time of asylum application adjudications over a 90-day period. For purposes of this NPRM, an affirmative asylum application is considered processed when a grant, referral, or denial is issued or the application is administratively closed. Cases described as administrative closures are those that do not receive a final decision on the merits but are closed for reasons such as lack of jurisdiction or abandonment of the asylum application, USCIS uses different terms to address the lifespan of a case, including both “process time” and “cycle time”. Generally, “processing time” is the time from receipt to completion for each individual form and can be averaged over a specific period of time in the past, but does not take into account currently pending applications and is not used for projections. “Cycle time” is defined as how many months' worth of receipts represents the current pending case volume. This is an internal metric that can be used for projections because it takes into account current pending volume, anticipated receipts, and expected completions. As an internal management metric, cycle times are generally comparable to the agency's publicly posted median processing times. Cycle times are what the operational divisions of USCIS use to gauge how much progress the agency is, or is not, making on reducing our pending affirmative asylum caseload and overall case processing times. DHS would pause the acceptance of initial (c)(8) EAD applications when the average processing time for all affirmative asylum applications over a consecutive period of 90 days adjudication exceeds 180 days. Acceptance of initial (c)(8) EAD applications would resume when the average processing time for affirmative asylum adjudication over a consecutive period of 90 days is less than or equal to 180 days. The proposed provisions to pause and re-start EAD application acceptance only impact initial (c)(8) EAD applications. Thus, even in a period in which USCIS has paused the acceptance of initial (c)(8) EAD applications due to asylum application processing times, USCIS will continue to receive and adjudicate renewal (c)(8) EAD applications, as well as EAD applications in other eligibility categories.
该规则将要求USCIS局长审查积极主动型庇护申请的处理时间,以确定是否应暂停或重新启动USCIS对(c)(8)类EAD申请的受理。该要求将自最终规则生效之日起施行,局长应在其后首个90天期间结束后进行首次所需的庇护申请处理时间审查。根据近期的处理时间情况,USCIS预计局长在完成该次审查后将对庇护EAD裁决实施初始暂停。USCIS局长的决定不具有自由裁量性质,暂停或重启受理初始(c)(8)类EAD申请的决定,直接取决于前一个90天期间内所有积极主动型庇护申请的处理时间。国土安全部建议通过USCIS网站公告的方式,就任何此类处理变化及其支持性处理时间数据向公众发布通知。
The rule would require the USCIS Director to review affirmative asylum application processing times for the purpose of determining whether USCIS' (c)(8) EAD application acceptances would be paused or restarted. This requirement would begin on the effective date of the final rule and the Director would conduct the first required review of asylum application processing times after the first 90-day period thereafter. Based on recent processing times, USCIS anticipates that the Director will institute an initial pause on asylum EAD adjudications following that review. The USCIS Director's determination is not discretionary, and the determination to pause or restart acceptance of initial (c)(8) EAD applications is directly tethered to the processing times of all affirmative asylum applications over the previous 90-day period. DHS proposes to notify the public of any such processing changes and provide the supporting processing times through USCIS website announcements.
D. 效益与成本摘要
D. Summary of Benefits and Costs
国土安全部(DHS)预计本拟议规则将产生巨大效益。正如本序言后文所述,庇护系统已不堪重负,联邦裁决资源十分紧张,积案中的肯定性庇护申请犹如磁石,将外国人非法吸引至美国。过去几年中庇护申请及相关就业授权文件(EAD)申请数量的激增,已造成难以为继的局面。本拟议规则将使美国公民及移民服务局(USCIS)能够在长期、可持续的案件处理时限内处理庇护申请人的初次就业授权文件申请,从而使其具有充分时间应对国家安全、公共安全或欺诈方面的关切,并维持文件制作与身份核验方面的技术进步,从而使USCIS受益。正如下文提及的1994年移民归化局(INS)规则制定一样,国土安全部预计本行动将减少无实际意义及欺诈性的庇护申请,并减少为基于无价值的庇护申请而获取就业授权文件所产生的扭曲经济激励。59 FR 14779(1994年3月30日);59 FR 62284(1994年12月5日)。无实际意义、欺诈性及缺乏依据的庇护申请及相关就业授权申请,可能成为吸引非法移民的磁石,并给地方、州、国家经济带来成本,使资源承受压力。这些成本可能包括用于协助外国人的公共援助及额外地方或州资源,本规则有可能缓解部分此类成本。国土安全部预计,这些变化将减少关于尚在审理中的庇护申请外国人的就业授权文件要求方面的公众困惑,有助于确保法规文本反映国土安全部现行政策,并更忠实地落实法律本意,同时提升项目的廉正性。国土安全部目前无法量化本拟议规则的全部潜在效益。
DHS expects that this proposed rule will generate substantial benefits. As discussed later in this preamble, the asylum system is overwhelmed, federal adjudications resources are strained, and the affirmative asylum application backlog serves as a magnet pulling aliens into the U.S. illegally. The surge in both asylum filings and associated EADs over the past few years has created an untenable situation. This proposed rule would benefit USCIS by allowing it to operate under long-term, sustainable case processing times for initial EAD applications for asylum applicants, to allow sufficient time to address national security, public safety, or fraud concerns, and to maintain technological advances in document production and identity verification. Just as the 1994 INS rulemaking referenced below, DHS expects that this action would reduce frivolous and fraudulent asylum claims and perverse economic incentives to obtain an EAD under meritless asylum claims. 59 FR 14779 (Mar. 30, 1994); 59 FR 62284 (Dec. 5, 1994). Frivolous, fraudulent, and meritless asylum applications and related filings for employment authorization can serve as a magnet for illegal immigration and generate costs to localities, states, the national economy, and strain resources. These costs could include public assistance and additional local or state resources used to assist aliens, and this rule would potentially mitigate some of these costs. DHS expects that these changes would reduce confusion regarding EAD requirements for aliens with pending asylum applications and the public, help ensure the regulatory text reflects current DHS policy and more faithfully implements the intent of the statute while simultaneously improving program integrity. DHS cannot currently quantify all of the potential benefits of this proposed rule.
此外,如果雇主能够招聘美国工人填补庇护申请人原本可能占据的工作岗位,则此类外国人收入的变化将构成有利于美国工人的工资和福利转移,且可能不会给雇主造成生产力损失或成本。尽管没有工作授权的外国人可能需要依靠其社会和支持网络(其中可能包括公共实体)提供协助,但这其中可能存在抵消因素;由于本规则有可能减少移民,就目前向庇护申请人提供的任何公共援助和资源而言,州、地方政府及非政府组织所承受的经济压力可能有所减轻。此外,国土安全部预计本拟议规则将减少非法移民以及庇护申请和就业授权文件方面的欺诈性申请。
In addition, if employers are able to hire American workers to fill the jobs the asylum applicants would otherwise hold, the change in earnings to such aliens would constitute beneficial wage and benefit transfers to American workers and would potentially pose no productivity loss or costs to employers. While it is possible that aliens without work authorization could require assistance from their social and support networks, which could include public entities, there could be a counterbalance; as this rule potentially will reduce immigration, there could be less of an economic strain on states, local government, and non-governmental organizations, in terms of any public assistance and resources that are currently provided to asylum applicants. Furthermore, DHS anticipates this proposed rule would decrease illegal migration and fraudulent claims for asylum applications and EADs.
上文所述的许多影响,将是本拟议规则所产生的间接、无法量化的效益。国土安全部无法估算这些潜在的间接影响(无论是成本、效益还是转移)或二阶及以上的影响,因为这些超出了本分析的范围。本规则制定旨在减少无实际意义、欺诈性及缺乏依据的庇护申请及其相关的(c)(8)类就业授权文件申请,同时改善USCIS针对具有正当理由的庇护申请人核发就业授权文件的行政程序。(印刷页第8621页)
Many of the impacts described above will be indirect, unquantifiable benefits resulting from this proposed rule. DHS cannot estimate these potential indirect impacts (whether costs, benefits, transfers) or second order effects and beyond, as they are beyond the scope of this analysis. This rulemaking seeks to reduce frivolous, fraudulent, and meritless asylum applications and their associated applications for (c)(8) EADs while improving the administrative process for issuance of employment authorization documents for aliens with meritorious asylum applications at USCIS. ( printed page 8621)
要求外国人在提交初次及续签就业授权申请时均须提交生物识别信息,将使国土安全部能够将其生物识别信息与政府数据库进行比对,以确定其是否与任何已存档的犯罪活动相符,从而核实外国人身份,并便于制证。此外,生物识别信息收集使国土安全部能够确认个人并未使用多重身份,或多人并未使用同一身份。最后,通过生物识别信息收集,国土安全部将能够确保只有继续寻求庇护的合格外国人才申请并获得工作授权,从而提升项目的廉正性,因为已放弃庇护申请或并无真实庇护需求者,可能不太愿意前来接受生物识别信息采集。这通常也会给公众带来益处,因为这将提高申请及备案要求方面的透明度。正如序言中所述,庇护项目历来一直存在身份欺诈方面的隐患。
Requiring aliens to submit biometrics collections for both initial and renewal requests for employment authorization would enable DHS to vet an alien's biometrics against government databases to determine if he or she matched any criminal activity on file, to verify the alien's identity, and to facilitate card production. In addition, biometrics collection enables DHS to confirm that individuals are not utilizing multiple identities or that multiple individuals are not utilizing one identity. Lastly, from biometrics collections DHS would increase program integrity by ensuring that only eligible aliens who continued to pursue asylum were applying for and obtaining work authorization, because those who have abandoned their asylum applications or who do not have a genuine need for asylum may be less likely to appear for biometrics collection. This would also generally provide a benefit for the public because it would increase transparency pertinent to application and filing requirements. As discussed in the preamble, the asylum program has been subject to identity fraud concerns historically.
本拟议规则的影响既包括潜在的分配效应(属于转移性质),也包括成本。潜在的分配影响落在那些可能被延迟进入美国劳动力市场或可能因不符合资格(例如,严重重罪犯、严重非政治性犯罪等)或因处理暂停而无法获得EAD(就业许可文件)的庇护申请人身上。这种潜在的分配影响(转移)将以丧失获得报酬(工资和福利)机会的形式出现。这部分损失的报酬中,有一部分可能会从庇护申请人转移给目前在美国劳动力市场就业的其他人,可能以增加工作时长或加班费的形式体现。本规则的部分影响也可能由那些原本会雇佣这些庇护申请人(若其具备EAD资格或更早进入劳动力市场)的公司承担。然而,如果受影响的雇主无法找到可用的工人,这些公司可能会在生产力和潜在利润方面产生成本。
The impacts of this proposed rule include both potential distributional effects (which are transfers) and costs. The potential distributional impacts fall on the asylum applicants who may be delayed in entering the U.S. labor force or who may not obtain an EAD due to being ineligible ( e.g., aggravated felon, serious non-political crime, etc.) or due to a processing pause. The potential distributional impacts (transfers) would be in the form of lost opportunity to earn compensation (wages and benefits). A portion of this lost compensation might be transferred from asylum applicants to others that are currently employed in the U.S. labor force, possibly in the form of additional hours worked or overtime pay. A portion of the impact of this rule may also be borne by companies that would have hired the asylum applicants had they been eligible for an EAD or in the labor market earlier. However, if the affected employer were unable to find available workers, these companies could incur a cost to productivity and potential profit.
公司也可能因不得不选择次优方案来立即填补庇护申请人本可担任的职位而产生机会成本。美国公民及移民服务局(USCIS)不清楚这些公司的次优选择可能是什么。因此,USCIS无法确定本规则总体影响中属于转移还是成本的比例。如果公司能够为庇护申请人原本会担任的职位找到替代劳动力,本规则主要将产生分配效应,表现为从庇护申请人向已在劳动力市场中的其他人(或被吸引重返劳动力市场的工人)的转移。USCIS承认,雇主可能还会产生额外的机会成本,例如额外的招聘搜寻成本。然而,如果公司无法为庇护申请人原本会提供的劳动力找到合理的替代方案,本规则的影响将主要表现为这些公司因生产力和利润损失而产生的成本。
Companies may also incur opportunity costs by having to choose the next best alternative to immediately filling the job the asylum applicant would have filled. USCIS does not know what this next best alternative may be for those companies. As a result, USCIS does not know the portion of overall impacts of this rule that are transfers or costs. If companies can find replacement labor for the position the asylum applicant would have filled, this rule would have primarily distributional effects in the form of transfers from asylum applicants to others already in the labor market (or workers induced to return to the labor market). USCIS acknowledges that there may be additional opportunity costs to employers such as additional search costs. However, if companies cannot find a reasonable substitute for the labor an asylum applicant would have provided, the effect of this rule would primarily be a cost to these companies through lost productivity and profits.
USCIS将庇护申请人收入的变化用作衡量本规则总体影响的指标,无论是作为分配影响(转移)还是作为企业生产力损失成本的替代指标。该指标不包括企业因利润损失和机会成本而产生的额外成本,也不包括申请人支持网络中相关人员所受的分配影响。根据庇护申请人原本可能获得的工资及其他因素,这些庇护申请人损失的报酬每年(未贴现)可能在346亿美元至1266亿美元之间。按3%贴现率计算,庇护申请人五年总贴现损失报酬可能在1554亿美元至5686亿美元之间;按7%贴现率计算,可能在1355亿美元至4958亿美元之间(2025财年至2029财年)。
USCIS uses the changes to earnings to asylum applicants as a measure of the overall impact of the rule—either as distributional impacts (transfers) or as a proxy for businesses' cost for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an applicant's support network. The lost compensation to these asylum applicants could range from $34.6 billion to $126.6 billion annually (undiscounted) depending on the wages the asylum applicant would have earned and other factors. The 5-year total discounted lost compensation to asylum applicants at 3 percent could range from $155.4 billion to $568.6 billion and at 7 percent could range from $135.5 billion to $495.8 billion (FY 2025 through FY 2029).
该量化估计可能被高估,因为其假设在没有本规则的情况下(即在基线情形下),EAD有效期将比目前允许的期限更长。[5]由于USCIS已将有未决庇护申请的外国人的最长EAD有效期缩短至18个月,申请人必须更频繁地续签,这可能导致在五年分析期内获得工作授权的未决庇护申请人数量减少。这种减少将源于续签申请的自然流失以及更频繁的审查核实。
The quantified estimates may be overstated, as they assume that without this rule ( i.e. under the baseline) the EAD validity period would be longer than is currently permitted.[5] Since USCIS has reduced the maximum EAD validity period for aliens with pending asylum applications to 18 months, recipients must renew more often, which could result in fewer pending asylum applicants authorized to work over the 5-year period of analysis. This reduction would result from attrition in renewal applications and more frequent vetting.
与收入变化相关,可能存在税收影响。可能被延迟或无法获得EAD的庇护申请人可能导致联邦和州税收的损失。然而,如上所述,由于本规则效果而可能缓解的资源压力,可能会抵消部分或全部税收损失(如果存在此类损失的话)。此外,如果这些收入转移给了美国工人,则可能不会造成税收损失。
There could be tax impacts pertinent to earnings changes. Asylum applicants who could be delayed or precluded from obtaining an EAD may generate forgone federal and state taxes. However, as was noted above, the strain on resources that could be mitigated due to the effects of this rule could counterbalance some or all of the tax losses, if there are any. Additionally, if the earnings are transferred to American workers, there may be no loss of taxes.
该规则可能会减少联邦政府的机会成本。由于Rosario法院命令(365 F. Supp. 3d 1156 (W.D. Wash. 2018))迫使美国公民及移民服务局(USCIS)在2018财年遵守30天处理时限的规定,USCIS已重新分配其裁决资源以努力达到合规要求。通过将30天处理时限延长至180天,资源有可能得以重新分配,这可能会减少身份授予类福利申请的处理延误,并避免与增聘员工相关的成本。然而,有许多因素可能会影响此类处理工作。此外,如果庇护申请数量因本规则对以获取EAD为目的的无实质价值申请产生威慑作用而下降,那么公众和联邦政府可能会因裁决的庇护申请数量减少而获得运营和成本效率上的好处。国土安全部(DHS)不排除将资源分配至其他运营领域的可能性。
This rule could possibly result in reduced opportunity costs to the Federal Government. Since the Rosario court order, 365 F. Supp. 3d 1156 (W.D. Wash. 2018), compelled USCIS to comply with the 30-day processing timeframe provision in FY 2018, USCIS has redistributed its adjudication resources to work up to compliance. By extending the 30-day processing timeframe to 180 days, it is possible that resources could be reallocated, which could have the effect of reducing delays in processing status-granting benefit requests, and avoiding costs associated with hiring additional employees. However, there are many factors that could influence such processing. Additionally, if asylum filings decline, as this rule generates a disincentive to meritless claims with the goal of obtaining an EAD, then the public and the Federal Government could experience operational and cost efficiencies as it is based on adjudicating fewer asylum claims. DHS does not rule out that there could be resources allocated to other operational areas.
表1详细概述了监管变化以及拟议规则各项条款的预期影响。USCIS估计,该规则的主要影响将来自于暂停受理所有新的初次(c)(8)类EAD申请,直至USCIS的积极庇护申请处理时间达到180天平均值为止(模块1)。此外,USCIS还提供了暂停解除后将影响申请人(初次和续签EAD申请人)的相关条款的影响评估(模块2)。但是,USCIS未将模块2纳入该规则的总体影响评估中,因为模块1的影响(暂停EAD)已经涵盖了对所有新EAD申请人的影响。若再纳入模块2,将对同一群体的影响造成重复计算。凡列明货币化数值之处,均基于7%的年化平均值计算,年度人口数则取高低区间的中间值。
Table 1 provides a detailed summary of the regulatory changes and the expected impacts of proposed rule's provisions. USCIS estimates the primary impact of the rule would result from a pause in accepting all new initial (c)(8) EAD applications until USCIS' affirmative asylum applications processing time reach a 180-day average (Module 1). Additionally, USCIS provides impacts for provisions that would affect applicants (for initial and renewal EADs) when the pause is lifted (Module 2). However, USCIS does not include Module 2 in the total rule impact, because the Module 1 impacts (pause EADs) already accounted for impacts to all new EAD applicants. To include Module 2 would be double counting the impacts for the same population. Where a monetized figure is presented, it is based on a 7 percent annualized average, and the annual population is the midpoint of a high-low range.
(印刷页8622)
( printed page 8622)
(印刷页8623)
( printed page 8623)
(印刷页8624)
( printed page 8624)
(印刷页8625)
( printed page 8625)
(印刷页8626)
( printed page 8626)
(印刷页8627)
( printed page 8627)
除表1所列信息外,拟议规则第六节(法定和监管要求)还提供了详细说明以及A-4核算声明。
In addition to the information presented in Table 1, details and an A-4 accounting statement are provided in Section VI (Statutory and Regulatory Requirements) of the proposed rule.
E. 法律授权
E. Legal Authority
部长发布拟议监管修订的授权见于《移民与国籍法》(INA)多个条款,8 U.S.C. 1101及其后续条款,以及2002年《国土安全法》(HSA),公法107-296,116 Stat. 2135(部分编入6 U.S.C. 101及其后续条款)。发布本拟议规则的一般授权见于INA第103(a)条,8 U.S.C. 1103(a),该条授权部长管理和执行移民与国籍法律,并制定部长认为履行该项职权所必需的法规;以及HSA第102条,6 U.S.C. 112,该条将DHS的所有职能赋予部长,并授权部长发布法规。[8]
The Secretary's authority for the proposed regulatory amendments is found in various sections of the INA, 8 U.S.C. 1101 et seq., and the Homeland Security Act of 2002 (HSA), Public Law 107-296, 116 Stat. 2135 (codified in part at 6 U.S.C. 101 et seq.). General authority for issuing this proposed rule is found in section 103(a) of the INA, 8 U.S.C. 1103(a), which authorizes the Secretary to administer and enforce the immigration and nationality laws and establish such regulations as the Secretary deems necessary for carrying out such authority, as well as section 102 of the HSA, 6 U.S.C. 112, which vests all of the functions of DHS in the Secretary and authorizes the Secretary to issue regulations.[8]
本规则的其他授权依据见于以下条款:
Additional authority for this rule is found in:
INA第274A(h)(3)(B)条,8 U.S.C. 1324a(h)(3)(B),该条确认部长拥有自由裁量权,可向在美国境内的外国人授予就业许可;[9]
Section 274A(h)(3)(B) of the INA,8 U.S.C. 1324a(h)(3)(B), which recognizes the Secretary's discretionary authority to extend employment authorization to aliens in the United States; [9]
INA第208(d)(1)条和第208(d)(5)(B)条,8 U.S.C. 1158(d)(1)和(d)(5)(B),该条授权部长就庇护申请的程序和条件制定法规;
Sections 208(d)(1) and (d)(5)(B) of the INA,8 U.S.C. 1158(d)(1) and (d)(5)(B), which authorize the Secretary to establish regulations concerning the procedures and conditions on asylum applications;
INA第208(d)(2)条,8 U.S.C. 1158(d)(2),该条赋予部长自由裁量权,可在庇护申请人提交申请后满180天时授予其就业许可;
Section 208(d)(2) of the INA,8 U.S.C. 1158(d)(2), which provides the Secretary discretion to grant employment authorization to applicants for asylum if 180 days have passed since filing an application for asylum;
HSA第101(b)(1)(F)条,6 U.S.C. 111(b)(1)(F),该条规定DHS的一项首要使命是“确保旨在确保国土安全的努力、活动和计划不会削弱美国的整体经济安全”;以及
Section 101(b)(1)(F) of the HSA,6 U.S.C. 111(b)(1)(F), which establishes as a primary mission of DHS the duty to “ensure that the overall economic security of the United States is not diminished by efforts, activities, and programs aimed at securing the homeland;” and
HSA第271(a)(3)条,6 U.S.C. 271(a)(3),该条授权USCIS局长制定“履行[移民裁决]职能的政策”。(印刷页8628)
Section 271(a)(3) of the HSA,6 U.S.C. 271(a)(3), which confers authority on the Director of USCIS to establish “policies for performing [immigration adjudication] functions.” ( printed page 8628)
F. 可分割性
F. Severability
本部欲使本拟议规则的各项条款(如最终定案)彼此可分,并在最大可能范围内予以施行,从而使得若法院认定某一条款对特定外国人或特定情形而言无效或不可执行,其他条款仍将继续对任何其他外国人或情形有效。例如,若具有管辖权的法院基于某种原因认定对8 CFR 208.7(a)(2)项下拟议修正案单独予以禁制或撤销,国土安全部(DHS)的意图是该法院应从严解释其裁定,并使本规则的其余部分继续对所有其他受涵盖的外国人和情形保持有效。虽然本拟议规则的各项条款合而观之,将在提升庇护项目及就业许可福利程序的完整性、强化本部的国家安全与公共安全态势、以及减轻运营资源压力等方面提供最大效益,但各项条款并非完全相互依存、无法独立运作。
The Department intends for the provisions of this proposed rule, if finalized, to be severable from each other and to be given effect to the maximum extent possible, such that if a court were to hold that any provision is invalid or unenforceable as to a particular alien or circumstance, the other provisions will remain in effect as to any other alien or circumstance. For example, if a court of competent jurisdiction were to hold that the proposed amendments to the regulations under 8 CFR 208.7(a)(2) alone should be enjoined or should be vacated for some reason, it is the intent of DHS that such court would narrowly construe its decision and leave the remainder of the rule in place with respect to all other covered aliens and circumstances. While the various provisions of this proposed rule, taken together, would provide maximum benefit with respect to improving the integrity of both the asylum program and employment authorization benefits process, strengthening the Department's national security and public safety posture, and decreasing the strain on operational resources, none of the provisions are fully interdependent and unable to operate separately.
国土安全部认识到,8 CFR 208.7(a)(1)(i)、8 CFR 208.7(a)(1)(iv)及8 CFR 208.7(a)(1)(v)项下的拟议条款彼此相关,但仍可独立存在。8 CFR 208.7(a)(1)(iv)项下的拟议修正案将扩大就业许可的刑事不合格事由清单,包括纳入庇护的刑事禁止条款,具体而言,即在有理由认为申请人可能因第208(b)(2)(A)(ii)-(iii)条所列庇护刑事禁止事由之一而被禁止获准庇护的情形下;而8 CFR 208.7(a)(1)(v)项下的拟议修正案将允许国土安全部对在EAD(就业许可文件)审理过程中发现存在不利信息的庇护申请优先予以审理。上述拟议条款将因8 CFR 208.7(a)(1)(i)项下的拟议条款而得到强化,该条款要求所有基于待决庇护申请而申请EAD的外国人均须提供生物识别信息。这一新的类别性生物识别条款将使国土安全部能够开展更深入的筛查与审查,从而对外国人的犯罪记录形成更完整、全面和准确的了解。然而,即便美国公民及移民服务局(USCIS)无法实施该类别性生物识别条款,本部仍可通过审查记录中现有的其他证据或政府系统中可获取的信息,对EAD审理适用刑事不合格事由及不利信息条款。
DHS recognizes that the proposed provisions at 8 CFR 208.7(a)(1)(i), 8 CFR 208.7(a)(1)(iv), and 8 CFR 208.7(a)(1)(v) are related to each other, but they may still exist independently. The proposed amendments at 8 CFR 208.7(a)(1)(iv) would expand the list of criminal ineligibilities for employment authorization, including the incorporation of criminal bars to asylum, specifically where there is reason to believe that the applicant may be barred from a grant of asylum due to one of the criminal bars to asylum under sections 208(b)(2)(A)(ii)-(iii) and the proposed amendments at 8 CFR 208.7(a)(1)(v) would allow DHS to prioritize for adjudication asylum applications for which derogatory information is discovered during the EAD adjudications. These proposed provisions would be strengthened by the proposed provision at 8 CFR 208.7(a)(1)(i), which requires biometrics for all aliens applying for EADs based on pending asylum applications. This new categorical biometrics provision would allow DHS to conduct more in-depth screening and vetting, thus providing a more complete, comprehensive, and accurate view of the alien's criminal history. However, even if USCIS could not implement the categorical biometrics provision, the Department could still apply the criminal ineligibility grounds and derogatory information provisions to the EAD adjudication by reviewing other available evidence in the record or available in government systems.
三、背景与目的
III. Background and Purpose
A. 引言
A. Introduction
2025年1月20日,唐纳德·J·特朗普总统发布一项总统公告,宣布美国南部边境存在国家紧急状态,[10]并发布另一项总统公告,声明该紧急状态的情形构成《美国宪法》第四条第四款所称的入侵。[11]该公告指出,前任政府执政期间,在美国南部边境遇到的外国人数量已使美国移民体系不堪重负,并使《移民与国籍法》(INA)中许多用以管控人员和货物跨越美国边境出入境的条款失效,总统援引紧急权力手段,暂停涉及入侵行为的外国人经南部边境实际进入美国,并提供额外权力与资源以支持联邦政府的应对措施。[12]
On January 20, 2025, President Donald J. Trump issued a Presidential Proclamation declaring that a national emergency exists at the southern border of the United States [10] and a Presidential Proclamation stating that the circumstances of the emergency qualify as an invasion under Article IV, Section 4, of the Constitution of the United States.[11] Stating that the number of aliens encountered along the southern border of the United States over the course of the prior administration had overwhelmed the U.S. immigration system and rendered many of the INA's provisions to control the entry and exit of people and goods across the borders of the United States ineffective, the President invoked emergency tools to suspend the physical entry of aliens involved in an invasion into the United States across the southern border and provide additional authorities and resources to support the Federal Government's response.[12]
同日,总统发布第14159号行政命令《保护美国人民免受入侵》,以确保“联邦政府通过切实执行美国移民法律来保护美国人民”。[13]该行政命令还指示国土安全部部长确保“就业许可的提供方式符合《移民与国籍法》第274A条(8 U.S.C. 1324a)的规定,且不得向美国境内任何无合法身份的外国人提供就业许可”。[14]
On the same day, the President issued Executive Order (E.O.) 14159, Protecting the American People Against Invasion, to ensure “that the Federal Government protects the American people by faithfully executing the immigration laws of the United States.” [13] The E.O. also directed the Secretary to ensure “that employment authorization is provided in a manner consistent with section 274A of the INA (8 U.S.C. 1324a), and that employment authorization is not provided to any unauthorized alien in the United States.” [14]
通过本拟议规则,国土安全部(DHS)部分地针对总统关于南部边境的国家紧急状态和入侵宣告采取以下措施:(1)通过降低外国人出于在庇护案件现行积压的情况下主要为获得工作授权并在美国境内滞留数年之目的而提交无根据、欺诈性或其他无实质理由的庇护申请的动机,减少此类申请的发生;(2)通过规定自最终规则生效之日起,任何未经美国口岸合法入境而在其他地点和时间进入或试图进入美国的外国人将无资格获得(c)(8)类工作许可证(EAD),但有有限的例外情形,从而削弱非法入境美国的动机;(3)减少欺诈机会;以及(4)保障美国公民及移民服务局(USCIS)拥有足够的时间和资源以接收、切实筛查核实并处理初次(c)(8)类工作许可证申请,同时保护针对每份工作授权申请所进行的与安全相关的审查程序。本规则还旨在应对因大量外国人非法越境并使美国移民体系不堪重负而加剧的公共安全和国家安全隐患。国土安全部还提议进行改革,以减轻美国公民及移民服务局在受理和裁决庇护及相关工作授权申请方面所面临的诸多负担。
Through this proposed rule, DHS is addressing, in part, the President's national emergency and invasion at the southern border declarations by: (1) reducing incentives for aliens to file frivolous, fraudulent, or otherwise meritless asylum applications intended primarily to obtain employment authorization and to remain in the United States for years due to the current backlog of asylum cases; (2) disincentivizing illegal entry into the United States by providing that, on or after the effective date of the final rule, any alien who enters or attempts to enter the United States at a place and time other than lawfully through a U.S. port of entry will be ineligible to receive a (c)(8) EAD, with limited exceptions; (3) reducing opportunities for fraud; and (4) protecting USCIS' ability to have sufficient time and resources to receive, meaningfully screen and vet, and process initial (c)(8) EAD applications, while also protecting the security-related processes undertaken for each employment authorization application. This rule also aims to address the increased public safety and national security concerns exacerbated by large numbers of aliens illegally crossing the border and overwhelming the U.S. immigration system. DHS is also proposing reforms that will ease many of the burdens USCIS faces in accepting and adjudicating applications for asylum and related employment authorization.
正如本序言后文将更充分阐述的那样,这些改革将有助于缓解我国移民和庇护制度因外国人大规模跨越南部边境迁移而面临的危机,并通过遏制新的无根据、欺诈性或其他无实质理由的庇护申请,释放国土安全部的资源以专注处理当前积压的申请,从而改善现有的庇护案件积压状况,为更迅速地受理、处理和裁决具有事实依据的庇护申请扫清道路。
As explained more fully later in this preamble, these reforms will help mitigate the crisis that our immigration and asylum systems are facing as a consequence of the mass migration of aliens across the southern border, and improve the current asylum backlog by discouraging new frivolous, fraudulent, or otherwise meritless asylum applications and freeing DHS resources to focus on applications in the current backlog, helping to clear the way for meritorious asylum applications to be received, processed, and adjudicated more quickly.
现有的庇护案件积压已引发大量诉讼,有待决庇护申请的外国人以其申请被无理拖延为由提起诉讼,这严重消耗了美国公民及移民服务局和美国司法部(DOJ)用于解决此类诉讼的资源。事实上,与主动申请庇护案件相关的履行职务令状(mandamus)申请[15]近年来呈上升趋势,从2022财年的1,545件增至2023财年的4,093件,再增至2024财年的5,187件。[16]涉及履行职务令状诉讼的主动庇护案件进一步阻碍了主动庇护积压案件减少的进展,因为美国公民及移民服务局必须优先处理和裁决某些涉及履行职务令状的主动庇护案件(印刷页第8629页)。这造成了一个恶性循环问题,因为履行职务令状诉讼迫使美国公民及移民服务局为满足法院规定的期限而重新调配资源,将官员从近期案件或积压案件的裁决工作中抽调出来,这导致其他待决庇护申请的处理时间进一步延长。[17]采纳本拟议规则所述各项规定,将使具有事实依据的庇护申请的外国人获得其应得但目前因充斥整个系统的庇护申请积压而被剥夺的可预见性。处理待决庇护申请所需的大量资源,普遍延长了处理具有事实依据的庇护申请所需的时间。
The existing asylum backlog has engendered a flood of litigation by aliens with pending asylum applications alleging unreasonable delay of their applications that has significantly drained the resources of USCIS and the U.S. Department of Justice (DOJ) to resolve. In fact, petitions for writs of mandamus [15] related to affirmative asylum cases have been on the rise in recent years, from 1,545 in FY 2022 to 4,093 in FY 2023 to 5,187 cases in FY 2024.[16] Affirmative asylum cases with mandamus actions further stymie progress on affirmative asylum backlog reduction because USCIS must prioritize responses to and adjudication of certain mandamus affirmative asylum ( printed page 8629) cases. This creates a cyclical issue because mandamus actions force USCIS to reallocate resources to meet the court deadlines by pulling officers off either recent or backlog adjudications, which leads to increased processing times for other pending asylum applications.[17] Adopting the provisions described in this proposed rule would give aliens with meritorious asylum claims the predictability they deserve but are currently denied because of the backlog of asylum claims clogging the system. The extensive resources required to process pending asylum applications generally extends the time to process meritorious asylum claims.
此外,包括被列为外国恐怖组织(FTO)[18]的非法组织通过将外国人偷运入美国而获利,而这些外国人抵达美国后,许多人随即申请庇护或其他移民福利。2023年的一份国会报告指出,外国人通常向偷运组织支付超过10,000美元至15,000美元的费用,以协助其穿越美国西南边境,而贩毒集团在人口偷运中正发挥着日益重要的作用。[19]据估计,贩毒集团从人口偷运中获得的收入高达数十亿美元,仅在德尔里奥(Del Rio)辖区活动的贩毒集团每年即可获利约15亿美元。[20]近期被列为外国恐怖组织的墨西哥湾贩毒集团(Cartel Del Golfo)、东北贩毒集团(Cartel Del Noreste)以及马拉萨尔瓦特鲁查(Mara Salvatrucha,MS-13)仍持续从事危险且常常致命的人口偷运活动,将脆弱的男性、女性和儿童非法带入美国。[21]这些组织本质上从事非法且往往极其暴力的活动,因此,外国恐怖组织对移民体系的这种战略性利用,构成了巨大的国家安全和公共安全威胁。
Additionally, illicit organizations, including designated Foreign Terrorist Organizations (FTOs),[18] benefit financially by smuggling aliens into the United States, and, upon arrival in this country, many aliens then apply for asylum or other immigration benefits. A 2023 congressional report stated that aliens routinely paid smuggling organizations more than $10,000 to $15,000 to facilitate the journey across the southwest border, with drug cartels playing an increasingly influential role in human smuggling.[19] It is estimated that cartel revenue from human smuggling is in the billions of dollars, with cartels operating in the Del Rio Sector alone making around $1.5 billion a year.[20] Recently designated FTOs, including Cartel Del Golfo (Gulf Cartel), Cartel Del Noreste, and Mara Salvatrucha (MS-13) continue to engage in dangerous and often fatal human smuggling operations, bringing vulnerable men, women, and children to the United States illegally.[21] By nature, these organizations engage in illegal and often extremely violent activities; therefore, this strategic exploitation of the immigration system by FTOs constitutes a massive national security and public safety threat.
美国国土安全部(DHS)明确认识到,许多群体对当前针对(c)(8)类就业许可证(EAD)申请的监管框架存有信赖利益,包括申请庇护的外国人、雇主以及州和地方社区。这些利益包括:具有有理由庇护申请的外国人希望能够更快且以更少的要求获得就业许可,从而能够更早实现经济独立;雇主需要更便捷地获得一批具有就业许可的外国人劳动力;以及州或社区在经济上需要新抵达的外国人能够自给自足并为经济作出贡献。美国国土安全部承认,本规则可能对潜在有理由的庇护申请人产生负面影响,他们可能因无法承受在申请就业许可前需等待更长时间而决定不提出庇护申请。这些外国人虽然可能拥有有力的庇护申请理由,但可能因家庭责任、医疗或其他经济负担,而极难等待365个日历日,甚至由于本规则的暂停和重新计算条款而可能长达数年,才能在其庇护申请待决期间申请就业许可。美国国土安全部还认识到,延长就业许可的处理时间也可能成为潜在有理由申请人在申请庇护前决策过程中的考虑因素之一。由于本规则以及获得就业许可前等待期的延长,可能会有一些具有潜在有理由庇护申请的外国人转而选择返回其可能面临伤害风险的国家。美国国土安全部已认真考虑了对该潜在群体可能造成的损害,尽管这些利益具有相关性并具有正当性,但美国国土安全部认定,这些利益被联邦政府保护美国国家安全、公共安全以及庇护项目整体完整性,以及维持一个运行高效的移民系统的需要所超越。[22]庇护项目和移民系统目前负担沉重、不堪重负,这导致了大量积压的主动庇护案件。[23]这一积压的主动庇护案件削弱了系统的完整性,使数以千计不具备合理理由的案件长期悬而未决,并阻碍了该机构及时识别潜在的公共安全和国家安全问题,直至数年后案件最终裁决时才能发现。美国的安全和移民程序的完整性,超越了对部分庇护申请人群体可能造成的潜在损害。此外,对当前法规的信赖并不能被正当地用于通过提交欺诈性、无理由或其他缺乏实质依据的庇护案件来利用移民系统,以达到获取就业许可的主要目的。消除这种作为非法移民“拉力因素”的潜在滥用行为,应能减少非法越境人数,其重要性超过了对当前法规的信赖利益。最后,许多寻求庇护者可能拥有现有的家庭、朋友和社区成员的支持网络,包括其他已获庇护者和难民,这些支持网络能够缓解因就业许可等待期延长而造成的经济负担。这些社区对国家财政产生了重大且积极的影响,并可能为尚未获得就业许可的人提供支持。[24]因此,信赖利益仅限于在本最终规则生效之日(印刷页第8630页)已身处美国境内并可能申请庇护的外国人,或依法获准入境或假释进入美国后随后申请庇护的外国人,以及受这些群体影响的雇主、州和地方社区。
DHS expressly recognizes that there are many populations with reliance interests on the current regulatory framework for (c)(8) EAD applications, including aliens applying for asylum, employers, and state and local communities. These interests include the aliens with meritorious asylum claims desiring to access employment authorization faster and with fewer requirements so that they might become financially independent sooner, the need for employers to more readily access a pool of employment-authorized aliens, and a state or community's economic need for newly arrived aliens to sustain themselves and contribute to the economy. DHS acknowledges that this rule may negatively impact potentially meritorious asylum applicants who may decide not to file for asylum because they cannot afford to wait the extended period before applying for employment authorization. These aliens, who may otherwise have strong asylum claims, may have family responsibilities, medical, or other financial burdens, that make it extremely difficult for them to wait 365 calendar days, or potentially many years due to the pause and restart provisions of this rule, to file for employment authorization while their asylum application is pending. DHS also recognizes that extending the processing time for employment authorization may also factor into a potentially meritorious applicant's decision-making process before applying for asylum. Due to this rule and the increased waiting periods before an alien may receive employment authorization, there may be aliens with potentially meritorious asylum claims who instead return to a country where they may fear harm. DHS has seriously considered the harm to this potential population, and, while these interests are relevant and justified, DHS has determined that they are outweighed by the needs of the Federal Government to protect U.S. national security, public safety, and the overall integrity of the asylum program, as well as sustain an operationally efficient immigration system.[22] The asylum program and the immigration system are heavily burdened and overwhelmed, and this has led to a massive pending affirmative asylum caseload.[23] This pending affirmative asylum caseload weakens the integrity of the system, allowing thousands of non-meritorious cases to languish and obstructing the agency from identifying potential public safety and national security concerns until years later when the cases are finally adjudicated. The security of the United States and the integrity of our immigration processes outweigh the potential harm to a subset of the asylum applicant population. Additionally, there is no justified reliance on the current regulations for the purpose of exploiting the immigration system through filing fraudulent, frivolous, or otherwise meritless asylum cases primarily to access employment authorization. Removing this potential abuse as a pull factor for illegal immigration should decrease the number of illegal border crossers and outweighs reliance on the current regulations. Finally, many asylum seekers may have existing support networks of family, friends, and community members, including other asylees and refugees, who are able to alleviate the financial burdens caused by the longer wait to receive employment authorization. These communities provide a significant and positive national fiscal impact and may support those who are not yet employment authorized.[24] Therefore, reliance interests are limited to the employment of aliens who are already present in the United States at the time ( printed page 8630) the final rule becomes effective and who may apply for asylum, or those who are lawfully admitted or paroled into the United States and subsequently apply for asylum, and the employers, states, and local communities who are impacted by these populations.
此外,该规则的许多目标实际上支持这些相同的庇护申请人、雇主以及州和地方社区的利益。例如,该规则中提议的改变将有助于遏制无依据、欺诈性以及其他缺乏根据的庇护申请,从而使国土安全部(DHS)能够更高效地裁决具有充分依据的庇护申请人的申请。依赖获得就业授权的外国人作为劳动力来源的雇主不太可能愿意雇用有刑事逮捕和定罪记录的外国人、对国家安全构成威胁的外国人,或在移民程序中实施欺诈的外国人。同样,尽管州和地方社区在新抵达的外国人实现自给自足并为经济做出贡献方面存在经济利益,但它们同样有利益保护其社区免受国家安全威胁、加重重罪犯以及其他犯罪和欺诈风险的侵害。
Further, many of the goals of this rule actually support the interests of those same asylum applicants, employers, and state and local communities. For example, the changes proposed in the rule would help deter frivolous, fraudulent, and otherwise meritless asylum filings, which would permit DHS to more efficiently adjudicate the applications for aliens with meritorious asylum claims. Employers who rely on employment-authorized aliens for a labor pool are unlikely to prefer aliens with criminal arrests and convictions, aliens who pose national security threats, or aliens who committed fraud during the immigration process. Similarly, while state and local communities have an economic interest in newly arrived aliens sustaining themselves and contributing to the economy, they also have an interest in protecting their communities from national security threats, aggravated felons, and other criminal and fraud risks.
行政部门的政策是通过便利那些存在符合国家利益的外国人的入境,并阻止那些不符合国家利益的外国人入境,来保护美国的国家主权,同时也保护国家安全和公共安全。见90 FR 8327(2025年1月29日);90 FR 8333(2025年1月29日)。被准许进入美国的外国人可以选择申请各种移民福利或保护,其中之一便是庇护。本次规则制定是国土安全部正在进行的一系列改革的一部分,旨在提高庇护制度的公信力,包括简化工作流程,以便具有充分依据的庇护申请能够迅速获得裁决,而不符合资格的外国人则能够被及时拒绝。
It is the policy of the Executive Branch to protect the national sovereignty of the United States by facilitating the admission of aliens whose presence serves the national interest and preventing the admission of those who do not, as well as to protect national security and public safety. 90 FR 8327 (Jan. 29, 2025); 90 FR 8333 (Jan. 29, 2025). Aliens admitted into the United States may choose to file for a variety of immigration benefits or protections, one of which is asylum. This rulemaking is part of a series of reforms DHS is undertaking to improve the integrity of the asylum system, including streamlining efforts, so that those with meritorious asylum claims are adjudicated quickly and aliens who are ineligible are promptly denied.
B. 改革庇护制度的努力
B. Efforts To Reform the Asylum System
1980年《难民法》(Public Law 96-212,94 Stat. 102)是建立现代难民与庇护制度的第一部全面立法。[25] 该法于1980年3月签署成为法律,其立法目的是“为对美国具有特殊人道主义关切的难民提供一个永久性和系统性的入境程序”,并为此类难民的有效安置提供条款。[26] 《难民法》同时首次为庇护制度创设了法定基础,以确保美国的成文法与1951年《联合国关于难民地位的公约》第33条相一致。[27] 该法律指示司法部长建立一套程序,用于向身处美国境内,或在陆地边境或入境口岸的外国人授予庇护身份,前提是司法部长认定该外国人符合难民的定义。[28]
The Refugee Act of 1980, Public Law 96-212, 94 Stat. 102, was the first comprehensive legislation to establish the modern refugee and asylum system.[25] Signed into law in March 1980, the legislation was intended to “provide a permanent and systematic procedure for admission to this country of refugees of special humanitarian concern to the United States” and to provide provisions for effective resettlement of such refugees.[26] The Refugee Act also, for the first time, created a statutory basis for asylum, in order to help ensure that U.S. statutory law conformed to Article 33 of the 1951 U.N Convention relating to the Status of Refugees.[27] The law directed the Attorney General to establish a procedure for the granting of asylum status to aliens physically present in the United States, or at a land border or port of entry, if the Attorney General determines the alien meets the definition of a refugee.[28]
1980年6月,原移民归化局(INS)发布了一项临时性法规,用以实施《难民法》的相关条款。[29] 该法规除其他事项外,允许地区主任自行决定是否批准已提交非无依据庇护申请的外国人提出的就业授权申请。[30] 国土安全部指出,即便是这项临时性法规要求庇护申请必须为非无依据申请,这一点本身也具有重要意义。然而,该法规并未设定等待期,这意味着外国人在提交庇护申请后即有资格申请并获得就业授权。[31] 此外,该法规也未就就业授权规定任何其他限制,例如就业授权的有效期或不符合资格的情形。[32]
In June 1980, legacy Immigration and Naturalization Service (INS) issued an interim regulation implementing provisions of the Refugee Act.[29] Among other things, the regulation permitted district directors, in their discretion, to grant requests for employment authorization made by aliens who had filed non-frivolous asylum applications.[30] DHS notes the significance of even that interim regulation requiring that asylum applications be non-frivolous. The regulation did not, however, build in a waiting period, meaning aliens were eligible to request and receive employment authorization upon filing their asylum applications.[31] Further, the regulation did not specify any other restrictions related to employment authorization, such as the duration of employment authorization or grounds of ineligibility.[32]
尽管1980年法规履行了《难民法》的规则制定要求,但它只是一种临时性的监管机制,其作用仅在于在美国政府进行深思熟虑的研究和分析以设计永久性程序期间,将新制定的法律与已经存在的制度衔接起来。55 FR 30674, 30675(1990年7月27日)。1987年,移民归化局(INS)发布了一项内容更为充实的拟议法规,以改革庇护裁决制度。52 FR 32552(1987年8月28日)。1988年,移民归化局针对对1987年拟议规则的意见发布了经修订的拟议规则,并于1990年颁布了最终法规。48 FR 5885(1988年4月8日);55 FR 30674(1990年7月27日)。最终制度的变化之一包括设立一支新的庇护官员队伍,由其负责裁决庇护申请,从而不再由地区主任负责此项工作。55 FR 30676。最终规则还改变了获得工作许可的程序,将其从地区主任的自由裁量权中移除,转而规定对于未被拘留且庇护官员认定其申请并非无理取闹的庇护申请人,必须授予工作许可。同上,第30676-77页。有效期定为1年,可续签,每次续签期限最长为1年。同上。该法规还规定,工作许可在工作许可证(EAD)到期或庇护申请被拒绝后60天(以较晚者为准)自动终止。同上;另见同上第30682页。
While the 1980 regulation fulfilled the Refugee Act's rulemaking mandate, it was a temporary regulatory mechanism and merely functioned to bridge the new statute with the system that was already in place while the U.S. government took up a period of deliberate study and analysis to design permanent procedures. 55 FR 30674, 30675 (July 27, 1990). In 1987, the INS published a more fulsome proposed regulation to reform asylum adjudications. 52 FR 32552 (Aug. 28, 1987). In 1988, the INS published a revised proposed rule in response to comments on the 1987 proposed rule, and in 1990, it promulgated the final regulation. 48 FR 5885 (Apr. 8, 1988); 55 FR 30674 (July 27, 1990). The final system included, among other changes, the creation of a new corps of asylum officers who would adjudicate asylum claims, moving away from district directors. 55 FR 30676. The final rule also changed the process for obtaining employment authorization, removing it from district director discretion and instead mandating employment authorization for asylum applicants who were not detained and whose applications an asylum officer determined were not frivolous. Id. at 30676-77. The validity period was set to 1 year, with renewable increments of up to 1 year. Id. The regulation also included automatic termination of employment authorization upon expiration of the EAD or 60 days after denial of asylum, whichever was longer. Id.; see also id. at 30682.
事实证明,移民归化局针对庇护案件的新监管制度存在缺陷且资源配备不足,其结果是庇护案件的处理工作很快陷入不堪重负的境地。到1992年,移民归化局收到103,964份庇护申请,但仅裁决了21,996份,仅占所收庇护申请的21%。[33]由于工作许可与提交非无理取闹的庇护申请相挂钩,当时庇护申请人通常能够立即获得工作许可。[34]这造成了一个自我助长的处理难题:随着庇护裁决时间的延长,越来越多的外国人无需到移民归化局官员面前证明身份或为其庇护主张提供理由即可获得工作许可,进而越来越多的外国人开始将庇护申请作为迅速获取工作许可的手段,这又进一步增加了申请数量和庇护申请的处理时间。[35]除了滋生庇护滥用和引发项目诚信方面的担忧外,(印刷页第8631页)这种状况还对具有正当庇护主张的外国人产生了不利影响,增加了积压案件数量和裁决等待时间,并导致不道德的移民“顾问”人数上升,这些人专门盯上具有正当庇护主张的外国人,诱使其提交千篇一律的庇护申请,即便这些外国人本身拥有自己充分有效的主张。[36]
The INS's new regulatory scheme for asylum cases proved to be flawed and inadequately resourced, and as a result, asylum processing quickly became overwhelmed. By 1992, the INS received 103,964 asylum applications but adjudicated only 21,996, a mere 21 percent of received asylum applications.[33] Since employment authorization was tethered to the filing of a nonfrivolous asylum application, at this time asylum applicants were typically employment authorized immediately.[34] This created a processing issue that fueled itself: as asylum adjudication times increased, more aliens received employment authorization without having to appear before an INS officer to establish identity or justify their asylum claims, then more aliens began to use asylum applications as a mechanism for prompt employment authorization which further increased filings and asylum application processing times.[35] In ( printed page 8631) addition to breeding asylum abuse and program integrity concerns, this situation adversely impacted aliens with meritorious asylum claims by increasing the backlog and decision wait times and leading to a rise in unscrupulous immigration “consultants” who preyed on aliens with meritorious asylum claims, convincing them to file boilerplate asylum claims even when the aliens had their own valid claims.[36]
面对这些困难以及来自内部和外部利益相关方日益增大的压力,移民归化局于1994年3月发布了一项拟议改革,并于1994年12月颁布了最终法规。59 FR 14779(1994年3月30日);59 FR 62284(1994年12月5日)。移民归化局1994年的拟议规则完全可以用来描述国土安全部(DHS)当前庇护积压案件的状况,只不过现今的积压案件规模更大、裁决等待时间更长:
Faced with these difficulties and mounting pressures from internal and external stakeholders, the INS published a proposed reform in March 1994 and final regulations in December 1994. 59 FR 14779 (Mar. 30, 1994); 59 FR 62284 (Dec. 5, 1994). INS's 1994 proposed rule could easily describe the current state of DHS's asylum backlog, albeit with an even larger backlog and longer wait times for adjudications:
现行的庇护申请裁决制度无法跟上新收申请的速度,也无法使那些申请被驳回的人员迅速离境。[原文如此]尽管这一困难部分归因于资源有限,但该问题在很大程度上也源于为满足现行法规所施加的程序性要求而付出的努力。截至1990年10月1日,移民归化局积压的庇护申请约为90,000件。自那时以来,又有约250,000件案件被添加到该积压案件之中。目前庇护申请的收件速度接近每年150,000件。在目前收到的申请中,表面上看似不具实质理由或属于滥用性质的申请所占比例显著且不断上升……事实上,大多数庇护申请人要等上一年甚至更长时间,才能收到针对其案件的初步决定。[37]
The existing system for adjudicating asylum claims cannot keep pace with incoming applications and does not permit the expeditious removal from the United States of those persons who [sic] claims fail. While part of this difficulty is attributable to limited resources, the problem also stems in large part from the effort to meet procedural requirements imposed by current regulations. On October 1, 1990, the INS had a backlog of approximately 90,000 asylum claims. Since that date, approximately 250,000 cases have been added to that backlog. Asylum applications are received at a current rate approaching 150,000 per year. A significant and growing percentage of current receipts are claims that appear on their face to be nonmeritorious or abusive. . . . Indeed, most asylum applicants wait a year or more to receive even initial decision on their cases.[37]
因此,移民归化局(INS)提出了对庇护申请及相关EAD(就业授权文件)管理规则的若干修改。与国土安全部(DHS)今日所努力之事最为相关的是旨在减少无理申请的规定,具体而言,是创设了庇护申请人在其提交完整庇护申请之日起150天届满之前不得申请就业授权的规则。[38]根据该提案,移民归化局随后有额外的30天时间来裁决就业授权申请。[39]该180天期限俗称为“180天庇护EAD计时器”。[40]移民归化局的拟议规则解释称,拟议的150天等待期对于提交EAD申请十分重要,这将鼓励移民归化局在150天期限内及时裁决申请,从而避免单独裁决就业授权申请;并且该规则将授权移民归化局对基础庇护申请已被拒绝者拒绝给予就业授权。拟议规则指出,这一改革应当能够减少主要为获得就业授权而提交的庇护申请数量。该规则还解释称,有待决庇护申请的申请人将等待更长时间,但其申请未能在150天期限内获得裁决者,在符合特定条件的情况下,将有资格申请并获得就业授权;移民归化局将在30天内裁决这些申请,而不论基础庇护申请的实体是非。[41]
As such, INS proposed several changes to the rules governing asylum applications and associated EADs. Most relevant to what DHS endeavors to do today were the provisions designed to decrease frivolous filings, specifically the creation of the rule that asylum applicants could not apply for employment authorization until 150 days had elapsed after their initial filing of a complete asylum application.[38] According to the proposal, the INS then had 30 additional days to adjudicate the employment authorization application.[39] This 180-day period is colloquially known as the “180-day Asylum EAD Clock.” [40] The INS proposed rule explained that the proposed 150-day wait for filing an EAD application was important to encourage INS to adjudicate claims promptly within the 150-day period to avoid having to separately adjudicate the work authorization applications; and that it would authorize INS to deny employment authorization to those whose underlying asylum applications have been denied. The proposed rule noted that this reform should reduce the number of asylum applications filed primarily to obtain employment authorization. It also explained that applicants with pending asylum claims would wait longer, but those whose claims are not adjudicated within the 150-day period would, subject to certain conditions, would be eligible to apply for and receive work authorization; and that INS would adjudicate those applications within 30 days, regardless of the merits of the underlying asylum claim.[41]
移民归化局就该拟议规则收到了345条公众意见,并于1994年12月发布了最终规则。见59 FR 62284, 62285(1994年12月5日)。[42]尽管移民归化局根据公众意见对拟议规则的若干部分作出了修改,但有关申请就业授权的150天等待期以及裁决待决庇护申请人就业授权的30天处理期限的规定均予以保留。见59 FR 62290-62291。移民归化局讨论了多条对拟议的150天等待期和30天处理期限变更表示不支持的公众意见,其中包括以下担忧:
The INS received 345 public comments in response to the proposed rule and, in December 1994, published a final rule. 59 FR 62284, 62285 (Dec. 5, 1994).[42] While the INS changed several parts of the proposed rule in response to public comments, the provisions governing the 150-day waiting period to apply for employment authorization and the 30-day processing timeframe for adjudicating employment authorizations for pending asylum applicants were both retained. 59 FR 62290-62291. The INS discussed several public comments submitted that were not supportive of the proposed 150-day waiting period and 30-day processing timeframe changes, which included concerns that:
庇护申请人将被迫从事非法工作,在这些工作中他们可能被低薪且遭受不良对待,但由于担心遭到报复,他们将无从寻求救济。
Asylum applicants would be forced to work illegally in jobs where they would be underpaid and treated poorly but would have no means of redress because of the fear of reprisals.
主张取消等待期,维持现行规则,即允许立即申请就业授权并在90天内予以签发。
Advocated for eliminating the waiting period and maintaining the current rule, which allowed immediate applications for employment authorization and issuance within 90 days.
建议对表现出困难或经济需要的申请人(例如在美国没有亲属或有年幼子女者)提供等待期的例外情形,立即或在90天内授予其就业授权。
Advised providing exceptions to the waiting period by granting employment authorization immediately or within 90 days to applicants who demonstrate hardship or economic need (such as those with no relatives in the United States or who have small children).
见59 FR 62290。移民归化局答复解释称,其认为应将庇护程序与就业授权程序分离,该规则将劝阻申请人仅为获得就业授权而提交无理的庇护申请。移民归化局进一步解释称,其预期除非申请人的庇护申请已被拒绝,否则所有申请人均应在180天后获得工作授权。
59 FR 62290. The INS responded to explain the belief that the asylum process should be separated from the employment authorization process and that the rule would discourage applicants from filing meritless asylum applications solely to obtain employment authorization. The INS further explained that it expected all applicants to have work authorization after 180 days unless their claims had been denied.
移民归化局表示,其已特别考虑了建议其建立基于庇护申请实体是非或经济需要来裁决就业授权的替代方式的意见。移民归化局指出,这两种替代方案都将招致大量申请,从而分散资源并损害庇护改革的目标。该部指出,鉴于大量申请人主要是将申请庇护作为获得工作授权的手段,其认为放宽就业授权的资格标准并非适当的途径,并且其认为该规则将能够以最佳方式劝阻出于此种原因提交的申请,同时使其能够向应获得此类救济的申请人授予庇护及工作授权。见59 FR 62290-91。
INS stated that it had considered in particular recommendations that it establish alternate means for adjudicating employment authorization based on the merits of the asylum application or on economic need. INS noted that either alternative would invite a large number of applications, thus diverting resources and undermining the goal of asylum reform. The Department noted that it did not believe loosening eligibility standards for employment authorization was the appropriate path in light of the large number of applicants who applied for asylum primarily as a means to gain work authorization, and that it believed the rule would instead provide the best way to discourage applications filed for this reason and enable it to grant asylum, and work authorization, to applicants meriting such relief. 59 FR 62290-91.
显然,其意图在于将庇护申请与就业授权脱钩,以遏制轻率申请并使该制度能够正常运作。此外,美国国土安全部(DHS)指出,移民归化局(INS)曾明确决定推迟所有待决庇护申请(无论是有理由的申请还是无理由的申请)的申请人获得就业授权申请的机会,其明确原因是移民归化局认为此举将有助于打击主要为获取就业授权而提交的轻率、欺诈或其他无理由的庇护申请,并重新控制积案和处理时间。
Clearly, the intent was that this would decouple asylum applications from employment authorization in order to disincentivize frivolous filings and allow the system to function properly. Further, DHS notes that the INS affirmatively decided to delay all aliens with pending asylum applications (both meritorious and meritless filings) the opportunity to apply for employment authorization expressly because the INS believed this measure would help combat frivolous, fraudulent, or otherwise meritless asylum applications filed primarily to obtain employment authorization and regain control over the backlog and processing times.
1996年,在庇护制度规章改革后不久,国会通过了全面的移民执法立法,即《非法移民改革和移民责任法》(IIRIRA),其中除其他事项外,还包括有关庇护裁决的条款(见第8632页)。[43] IIRIRA规定,根据《移民与国籍法》(INA)第208条第(d)款第(1)项(8 U.S.C. 1158(d)(1))制定的任何程序,“应”规定,在不存在例外情况的情况下,庇护申请的最终行政裁决“应”在申请提交之日起180天内完成。[44] 与1994年的规章改革相呼应,IIRIRA还限制了国土安全部部长在庇护申请提交后180天内不得向庇护申请人授予就业授权。[45]
In 1996, shortly after the regulatory asylum reform, Congress passed comprehensive immigration enforcement legislation, the Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA), which, among other things, included provisions ( printed page 8632) on asylum adjudications.[43] IIRIRA states that any procedures established under section 208(d)(1) of the INA; 8 U.S.C. 1158(d)(1), “shall” provide that, in the absence of exceptional circumstances, final administrative adjudications of asylum applications “shall” be completed within 180 days after the date applications are filed.[44] Mirroring the 1994 regulatory reforms, IIRIRA also restricted the Secretary from granting employment authorization to asylum applicants until 180 days after the filing of the application for asylum.[45]
这些规章改革,无论是单独实施还是与法规变更共同作用,都成功遏制了无理由的申请,并为庇护案件提供了公正及时的裁决。新提交的庇护申请实际上从1995财年的峰值149,566件减少到1999财年的仅30,261件,在短短五个财年内减少了近80%。[46] 与此同时,批准率显著提高,从1993财年裁决案件的15%提高到1999财年的38%。[47] 2000年2月,移民归化局发布新闻稿,庆祝1994年庇护改革(该改革于1995年1月生效),其中引用了移民归化局局长多丽丝·梅斯纳(Doris Meissner)的如下声明:“五年前,移民归化局启动了对一个不堪重负、反应迟缓且易被滥用的庇护制度亟需的改革。”[48] 该新闻稿接着写道:
The regulatory reforms, either alone or in tandem with the statutory change, succeeded in curtailing meritless claims and delivering fair and timely decisions on asylum cases. New asylum filings actually decreased from their peak of 149,566 in FY 1995 to just 30,261 in FY 1999, a decrease of nearly 80 percent in only five FYs.[46] At the same time, the approval rate significantly increased, from 15 percent of cases adjudicated in FY 1993 to 38 percent in FY 1999.[47] In February 2000, the INS issued a News Release celebrating the 1994 Asylum Reforms (which became effective in January 1995), including the following statement by INS Commissioner Doris Meissner, “Five years ago, INS launched badly needed reform of an asylum system that was overwhelmed, unresponsive and vulnerable to misuse.” [48] The news release continued:
到1992年,由于缺乏资源和有效的处理程序,几乎三分之二的申请案件积压成灾。到1993年,庇护制度已陷入危机,成为那些为获取就业授权而提交申请者滥用的焦点。[49]
By 1992, almost two-thirds of all claims became part of a burgeoning backlog due to a lack of resources and effective procedures for processing those claims. By 1993, the asylum system was in a crisis, having become a magnet for abuse by persons filing applications in order to obtain employment authorization.[49]
移民归化局的统计数据显示,“向移民归化局提交的新申请数量减少了75%,从1993财年的127,129件减少到1999财年的30,261件”,同时“移民归化局庇护官员审理案件的批准率从1993财年裁决案件的15%提高到1999财年的38%,这是另一个表明移民归化局正在收到更多有效申请的指标。”[50] 这些统计数据表明,1994年的规章制定对庇护项目的完整性产生了不可忽视的影响。[51] 随着整体庇护申请数量的减少及批准率的提高,显而易见的推论是,不符合资格的外国人(无论不符合资格的原因为何,也无论其申请是否为轻率、欺诈或其他无理由的申请)停止了申请,从而不再堵塞庇护制度。美国国土安全部希望通过本次拟议的规章行动取得类似的效果。
INS statistics showed a “decrease of 75 percent in the number of new claims being filed with INS, from 127,129 in FY 1993 to 30,261 in FY 1999” while “the approval rate of cases heard by INS asylum officers has increased from 15 percent of cases adjudicated in FY 1993 to an approval rate of 38 percent in FY 1999, another indicator that INS is receiving more valid claims.” [50] These statistics show that the 1994 rulemakings had an unmistakable impact on asylum program integrity.[51] With overall asylum filings decreasing and the approval rate increasing, the clear implication was that ineligible aliens (regardless of the basis for ineligibility or whether the filing was frivolous, fraudulent, or otherwise meritless) stopped filing and, as a result, clogged the asylum system. DHS seeks a similar result with this proposed regulatory action.
C. 持续改革的必要性
C. Continued Need for Reform
自IIRIRA通过以来,尚未有针对美国当前所面临的移民现实而对庇护相关条款作出的重大法规修改。尽管自1994年规章改革以来,有关庇护申请人就业授权文件(EAD)的庇护专门法规和规章授权几乎没有变化,但这些案件在运作层面已经发生了重大变化,并面临诸多挑战,包括哪些步骤构成裁决的一部分以及裁决申请所需的时间长短。[52]
Since IIRIRA, there have been no major statutory changes to the asylum provisions to address the immigration realities faced by the United States today. While little has changed with respect to asylum-specific statutory and regulatory authorities for EADs for asylum applicants since the 1994 regulatory reforms, there have been significant operational changes and numerous challenges for these cases, including what steps constitute a part of the adjudication and the length of time to adjudicate the applications.[52]
申请支持中心
Application Support Centers
1994年的监管改革之后出现了一项与生物识别信息有关的运营挑战。1994年,美国移民归化局(INS)在接受移民福利申请的生物识别信息提交时,仍在使用FD-258指纹卡。INS通过邮寄方式直接从申请人和请愿人处接受这些FD-258指纹卡。1997年,国会在为该机构拨付1998年度经费时,禁止INS接受由INS以外的实体为移民福利目的所采集的任何指纹卡,但在由执法机构采集以及某些海外情形下采集的特定情况除外。[53] 此前,某些被称为“指定指纹服务”的实体可以采集指纹并提交给INS。这种FD-258流程存在诸多错误和欺诈问题。[54] 为遵守该法律规定,INS设立了申请支持中心(Application Support Centers,简称ASC),这些中心至今仍在全国范围内存在,并由美国国土安全部(DHS)运营,用于采集移民福利所需的生物识别信息。参见63 FR 12979(1998年3月17日)。
One such operational challenge arose after the 1994 regulatory reforms, related to biometrics. In 1994 the INS was still using FD-258 fingerprint cards for the submission of biometrics for immigration benefit requests. The INS accepted those FD-258 fingerprint cards directly from applicants and petitioners through the mail. In 1997, when funding the agency for 1998, Congress prohibited the INS from accepting any fingerprint cards collected by entities outside the INS for immigration benefits, except in certain instances when collected by law enforcement agencies and in certain overseas situations.[53] Previously, certain “designated fingerprint services” entities could collect fingerprints and submit them to INS. This FD-258 process was fraught with both errors and fraud.[54] To comply with the law, INS established the Application Support Centers (ASCs), which continue to exist nationwide today and which DHS operates for the collection of biometrics for immigration benefits. See63 FR 12979 (Mar. 17, 1998).
这一新流程可谓是一把双刃剑。它带来了显著的优势,包括改善了项目的完整性、具备了身份核实能力,以及为犯罪记录背景调查提供了更加自动化的渠道。然而,其带来的一个耗时较长的后果是,新流程要求INS(以及后来的美国公民及移民服务局,USCIS)在收到福利申请后,须主动为外国人安排ASC生物识别信息采集预约。[55] 在当时,收到福利申请后主动安排ASC预约的做法,使涉及生物识别信息采集的移民福利申请的前期处理时间增加了数周甚至一个多月不等。这种情况至今依然存在,如今大多数外国人在收到福利申请后约三至四周被安排进行ASC(见原文第8633页)预约。
This new process was something of a double-edged sword. There were notable advantages, including improved program integrity, capability for identity verification, and a more automated conduit for criminal history background checks. However, one time-intensive consequence was that the new process required INS (and later USCIS) to affirmatively schedule an alien's ASC appointment for biometrics collection after receipt of a benefit request.[55] At the time, the affirmative scheduling of an ASC appointment after receipt of a benefit request added anywhere from several weeks to over a month to the front-end processing times for immigration benefit requests with an associated biometrics collection. This continues to be true, as most aliens today are scheduled for ASC ( printed page 8633) appointments approximately three to four weeks after receipt of a benefit request.
重罪定罪对就业授权文件(EAD)的禁止规定
Aggravated Felony Conviction Bar for EADs
关于待决庇护申请人的就业授权问题,设立ASC以及在由INS及后来由DHS运营的特定设施中要求采集生物识别信息,带来了另一个问题。在前文提及的1994年最终规则中,INS修订了相关法规,禁止被判定犯有重罪(aggravated felony)的外国人基于待决庇护申请提交就业授权申请。参见59 FR第62299页。尽管在该最终规则中并未就此问题的具体意见展开讨论,但INS并未修改最终规则以取消对被判定犯有重罪的外国人所提议的此项禁止规定。见59 FR第62291页。
With respect to employment authorization for pending asylum applicants, the creation of ASCs and the requirement for biometrics collection at certain facilities, operated by INS and later DHS, brought to bear another problem. In the previously mentioned 1994 final rule, INS amended the regulations to bar aliens convicted of an aggravated felony from submitting an application for employment authorization based on the pending asylum application. See 59 FR at 62299. Although there is no discussion on specific comments directly on this point in the final rule, the INS did not amend the final rule to remove the proposed bar for aliens convicted of an aggravated felony. 59 FR at 62291.
在1994年的规则制定之前,存在加重重罪定罪并非拒绝就业授权申请的理由,[56]而在1998年设立申请人支持中心(ASC)之前,该机构接受随福利申请一并提交的指纹卡。一旦移民归化局(INS)开始要求外国人到ASC进行生物特征信息采集,这使得同时遵守加重重罪定罪不合格理由和30天庇护就业许可文件(EAD)处理时限变得极为困难。美国公民及移民服务局(USCIS)识别犯罪记录(例如加重重罪)最可靠的方式,是通过联邦调查局(FBI)的身份历史摘要(IdHS,前称“犯罪记录单”,RAP sheet),该摘要根据外国人的指纹查找犯罪记录。[57]为了从FBI获取外国人的犯罪记录单,INS需要将该外国人送往ASC,这一过程需要数周时间。与此同时,30天的庇护EAD处理时限仍在持续计算。参见现行8 CFR 208.7(a)(1)。由于获取犯罪记录单的后勤和流程有所扩展,官员无法同时遵守8 CFR 208.7(a)(1)的两项规定,该条款既禁止向加重重罪犯批准EAD,又要求在申请提交后30天内完成裁决。参见现行8 CFR 208.7(a)(1)。这使INS,进而使USCIS,陷入了极为艰难的两难境地,因为等待生物特征信息采集结果以确认是否存在加重重罪定罪这一潜在不合格理由,意味着USCIS将违反30天的庇护EAD处理时限。国土安全部(DHS)认识到,现在要求采集生物特征信息并分析各类犯罪问题,可能再次延长就业授权申请的处理时间,但DHS坚定地认为,国家安全和公共安全方面所增加的益处超过了裁决可能延迟所带来的潜在不利影响。
Prior to the 1994 rulemakings, having an aggravated felony conviction was not grounds for denying an employment authorization application,[56] and prior to the creation of ASCs in 1998, the agency accepted fingerprints on cards that were submitted with the benefit request being filed. Once INS began requiring an alien to appear at an ASC for biometric collection, it made compliance with both the aggravated felony conviction ineligibility ground and the 30-day asylum EAD processing timeframe extremely difficult. The most reliable way for USCIS to identify criminality ( e.g., aggravated felonies) is with a Federal Bureau of Investigation (FBI) Identity History Summary (IdHS, formerly known as a “RAP sheet”), which locates criminal records based on the alien's fingerprints.[57] In order to obtain an alien's RAP sheet from the FBI, INS needed to send the alien to the ASC—which took several weeks. All the while, the 30-day asylum EAD processing timeframe was running. See current 8 CFR 208.7(a)(1). Due to the expanded logistics and process for obtaining RAP sheets, officers could not comply with both provisions of 8 CFR 208.7(a)(1), which simultaneously prohibited approval of an EAD to an aggravated felon and required that the application be adjudicated within 30 days of filing. See current 8 CFR 208.7(a)(1). This left INS, and, in turn, USCIS, in an extremely difficult dilemma, as waiting on the results of biometrics in order to identify an aggravated felony conviction for potential ineligibility grounds meant that USCIS would violate the 30-day asylum EAD processing timeframe. DHS recognizes that requiring biometrics collection now and analyzing a variety of criminal issues may again increase employment authorization application processing times, but DHS firmly believes the increased benefits to national security and public safety outweigh this potential delay in adjudications.
第110号政策备忘录与USCIS与ICE之间的协议备忘录。
Policy Memorandum 110 and USCIS-ICE Memorandum of Agreement.
为待决庇护申请人就业授权处理增添了另一层复杂性的是,2006年7月11日,USCIS发布了题为《涉及可驱逐外国人案件的处置》的第110号政策备忘录(“PM 110”),该备忘录要求官员将严重危害公共安全的案件转交USCIS的欺诈检测与国家安全局(FDNS),并将此类案件的裁决暂停60天,或直至移民与海关执法局(ICE)就该案件的处理结果发出通知为止,以两者中较早者为准。[58]PM 110中附有一份由ICE与USCIS两机构协商并签署、日期为2006年6月20日的协议备忘录(MOA)。[59]该MOA详细规定了两机构在处理USCIS转交给ICE的案件时各自的具体流程,包括USCIS的60天裁决暂停期、ICE的回应时限要求,以及对ICE未能在60天期限内作出任何回应的案件的具体指导。设立60天暂停期的目的,是为ICE提供充分的时间,对外国人进行适当的审查、核实和调查,并确定是否需要采取执法行动,以及应采取何种行动。[60]然而,该暂停期也对遵守现行有关待决庇护申请人就业授权裁决时限的法规构成了重大障碍。因此,这意味着即便USCIS能够在30天内安排生物特征信息采集并获得犯罪记录单,如果该犯罪记录单(或任何其他不利信息来源)显示存在公共安全问题,即便该问题未达到加重重罪的程度,也仍需额外施加60天的暂停期。此外,在某些情况下,为该外国人安排ASC预约本身就可能耗尽整个30天的(c)(8)类EAD处理时限,而这还是在将案件转交FDNS或ICE之前的情况。
Adding another layer of complexity to employment authorization processing for pending asylum applicants, on July 11, 2006, USCIS issued Policy Memorandum 110 (“PM 110”) entitled Disposition of Cases Involving Removable Aliens, which mandated that officers refer egregious public safety cases to USCIS' Fraud Detection and National Security (FDNS) and suspend adjudication of such cases for 60 days or until Immigration and Customs Enforcement (ICE) provides notification of its action on the cases, which ever date was earlier.[58] Imbedded within PM 110 was a copy of a Memorandum of Agreement (MOA) with ICE, dated June 20, 2006, negotiated and signed by both agencies.[59] The MOA detailed specific processes at both agencies for handling cases referred to ICE by USCIS, including USCIS 60-day adjudicative hold, ICE response time requirements, and specific guidance for cases where ICE failed to provide any response within the 60-day timeline. The purpose of the 60-day hold was to provide ICE with an appropriate amount of time to adequately screen, vet, and investigate aliens and determine what, if any, enforcement action was appropriate.[60] However, the hold also created a significant impediment to compliance with existing regulations governing the timeline for adjudicating employment authorization for pending asylum applicants. Consequently, this meant that even where USCIS could schedule a biometrics collection and obtain a RAP sheet within 30 days, if the RAP sheet (or any other source of derogatory information) indicated the existence of a public safety concern—even one that did not rise to the level of aggravated felony—an additional 60-day hold would be required. Furthermore, in some cases, scheduling such an alien for an ASC appointment could use the entire 30-day (c)(8) EAD processing timeframe and that was prior to referring the case to FDNS or ICE.
2007年5月11日,美国公民及移民服务局(USCIS)发布了《涉及对国家安全或公共安全构成严重关切的外国人的附属利益申请处理》内部备忘录,[61]该备忘录澄清了PM 110关于主要利益请求和附属利益请求的相关规定。该内部备忘录明确规定:“附属申请和请愿书的裁决应暂停60天,或直至美国移民及海关执法局(ICE)就主申请人的预定行动提供通知为止,以较早者为准。”事实上,该内部备忘录还将另一类案件纳入其中,规定任何由对国家安全构成关切的外国人提交的附属利益申请,现在将按照与严重公共安全案件类似的方式处理。[62]因此,对于由等待裁决的庇护申请人提交的、可能存在国家安全或公共安全不利信息的任何就业授权申请,官员无法同时遵守30天EAD处理时限和USCIS关于ICE转介的政策。即使在USCIS已经掌握犯罪记录(RAP sheet)的案件中,这也造成了另一种极其困难的局面:对存在国家安全或公共安全关切的案件进行审查和审核,意味着USCIS将违反庇护30天EAD处理时限。随着USCIS收案量的增加,彻底审查和审核案件的必要性也随之增加,尤其是在可能存在安全关切的案件中,尽管该机构持续履行其国家安全责任,但30天EAD处理时限也持续使这一工作面临挑战。
On May 11, 2007, USCIS issued the Interoffice Memorandum Processing of Applications for Ancillary Benefits Involving Aliens Who Pose National Security or Egregious Public Safety Concerns,[61] which clarified PM 110 as it related to primary and ancillary benefit requests. The Interoffice Memorandum expressly stated, “The adjudication of ancillary applications and petitions shall be suspended for 60 days or until ICE provides notification of its intended action(s) on the primary applicant, whichever is earlier.” In fact, the Interoffice Memorandum added another population of cases to the mix as well, by requiring that any application for an ancillary benefit filed by an alien who poses a national security concern would now be processed in a similar manner as an egregious public safety case.[62] As such, for any employment authorization application filed by a pending asylum applicant with potential national security or public safety derogatory information, officers could not comply with both the 30-day EAD processing timeframe and USCIS policy with respect to ICE referrals. This created another extremely difficult situation even in cases where USCIS already had a RAP sheet: screening and vetting in cases with national security or public safety concerns meant that USCIS would violate the asylum 30-day EAD processing timeframe. As USCIS receipts have increased, so has the need to thoroughly screen and vet cases, especially where there may be security concerns, and while the agency continues to meet its national security responsibilities, the 30-day EAD processing timeframe also continues to make this effort challenging.
Rosario诉USCIS案。
Rosario v. USCIS.
庇护相关(印刷页8634)就业授权申请所面临的另一项后续挑战是Rosario诉讼案。2015年5月22日,Rosario诉USCIS案在美国华盛顿州西区联邦地区法院提起诉讼,案号为2:15-cv-00813,对庇护申请人初次EAD处理延误提出质疑。[63] 2018年7月26日,地区法院在一项已公布的命令中认定,USCIS的数据显示“从2010年至2017年,USCIS仅在22%的案件中达到30天的期限,即在总计698,096份申请中,USCIS仅及时处理了154,629份申请。2017年,USCIS仅及时处理了28%的申请。”[64]
Another ensuing challenge encountered for asylum related ( printed page 8634) employment authorization applications was the Rosario litigation. On May 22, 2015, Rosario v. USCIS was filed in the U.S. District Court for the Western District of Washington under case no. 2:15-cv-00813 challenging the delays in processing initial EADs for asylum applicants.[63] On July 26, 2018, in a published order, the District Court found that USCIS data revealed that “from 2010 to 2017, USCIS met its 30-day deadline in only 22% of cases—that is, out of 698,096 total applications, USCIS resolved only 154,629 applications on time. In 2017, USCIS timely resolved only 28% of applications.” [64]
然而,地区法院认可USCIS针对更快速裁决(c)(8)类EAD申请的需要做出了一些改变。首先,法院认可两年前USCIS已将初次庇护EAD的有效期从一年延长至两年。[65]其次,法院认可USCIS在前一年在其网站上提供了核对清单,以协助寻求提交(c)(8)类EAD申请的庇护申请人。[66]法院认定,作为更大范围的移民归化局(INS)法规修订的一部分,30天庇护EAD处理时限的“主要目的”之一是“确保真正的庇护获得者能够尽快获得就业授权。”[67]法院指出,该机构对INS 1994年拟议规则的描述进一步强化了对时效性的重视:“INS将在收到申请后30天内裁决这些就业授权申请,无论基础庇护申请的实质是否成立。”[68]最终,法院准予原告的简易判决动议,驳回USCIS的简易判决动议,认定USCIS违反了8 CFR 208.7(a)(1)的规定,禁止USCIS进一步不遵守8 CFR 208.7(a)(1)所规定的30天庇护EAD处理时限,并命令USCIS每六个月提交一次关于30天EAD处理时限合规率的状况报告。[69]截至本篇NPRM发布之时,USCIS仍按照法院命令提交状况报告。[70]
However, the District Court recognized USCIS made some changes in response to the need to more quickly adjudicate the (c)(8) EAD applications. First, the court recognized that two years earlier, USCIS had increased the validity period of an initial asylum EAD from one year to two years.[65] Second, the court recognized that the previous year USCIS provided checklists on its websites to assist asylum applicants seeking to submit (c)(8) EAD applications.[66] The court found one of the “chief purposes” of the 30-day asylum EAD processing timeframe, as part of the larger INS regulatory amendments, was “to ensure that bona fide asylees are eligible to obtain employment authorization as quickly as possible.” [67] The court noted that the focus on expediency is reinforced by how the agency described the INS's 1994 proposed rule: “The INS will adjudicate these applications for work authorization within 30 days of receipt, regardless of the merits of the underlying asylum claim.” [68] Ultimately, the court granted the plaintiffs' motion for summary judgment, denied USCIS' motion for summary judgment, found that USCIS was in violation of 8 CFR 208.7(a)(1), enjoined USCIS from further failing to adhere to the 30-day asylum EAD processing timeframe as set forth in 8 CFR 208.7(a)(1), and ordered USCIS to submit status reports every six months regarding the rate of compliance with the 30-day EAD processing timeframe.[69] USCIS still submits status reports in compliance with the court order as of the publication of this NPRM.[70]
后续的监管努力与诉讼。
Subsequent Regulatory Efforts and Litigation.
近年来,社会各界多次尝试改革现行制度,旨在减轻该机构在30天内裁决(c)(8)类就业授权文件(EAD)申请的负担,并减少提交轻率、欺诈或其他无实质理由的积极庇护申请的动机。近几年,美国国土安全部(DHS)发布了两项旨在改革现行制度并实现上述目标的法规。2020年,DHS发布了《取消庇护申请人相关I-765表就业授权申请30天处理规定》(“时限废止规则”)最终规则,该规则删除了要求美国公民及移民服务局(USCIS)自有待决庇护申请的外国人提交首次就业授权申请之日起30天内批准或拒绝该申请的法规条款。见85 FR 37502(2020年6月22日)。该规则还删除了要求(c)(8)类就业授权文件续签申请必须在就业授权到期前90天送达USCIS的规定。同上。2020年,DHS还发布了《申请人庇护申请、面谈及就业授权》(“更广泛庇护就业授权规则”)最终规则,该规则修订了有关庇护申请、面谈以及基于待决庇护申请的就业授权资格的法规。见FR 38532(2020年6月26日)。该规则的主要条款包括删除与庇护申请提交相关的“视为完整”条款,延长庇护申请人有资格申请并获得就业授权文件之前的等待期,以及施加其他资格要求。同上。在这些规则颁布之前的2018年1月,积极庇护积案约为311,000件待决案件。[71]到2022财年末,积案几乎翻了一番,达到约625,000件积极庇护申请,到2023财年末,已增至三倍以上,超过100万件待决积极庇护案件。[72]积极庇护积案的急剧增加凸显了USCIS所面临的严峻局面,以及改革现行法规和程序的迫切需要。
More recently, there have been multiple efforts to reform the existing system, with the intent of relieving the agency of the burden of adjudicating (c)(8) EADs within 30 days and diminishing the incentive to file frivolous, fraudulent, or otherwise meritless affirmative asylum applications. In recent years, DHS published two regulations aimed at reforming the existing system and accomplishing those goals. In 2020, DHS published the Removal of 30-Day Processing Provision for Asylum Applicant-Related Form I-765 Employment Authorization Applications (“Timeline Repeal Rule”) Final Rule, which removed the regulatory provision stating that USCIS has 30 days from the date an alien with a pending asylum application files the initial application for employment authorization to grant or deny that application. 85 FR 37502 (June 22, 2020). The rule also removed the provision requiring that an application for renewal of a (c)(8) EAD must be received by USCIS 90 days prior to the expiration of the employment authorization. Id. In 2020, DHS also published the Asylum Application, Interview, and Employment Authorization for Applicants (“Broader Asylum EAD Rule”) Final Rule, which modified regulations governing asylum applications, interviews, and eligibility for employment authorization based on a pending asylum application. FR 38532 (June 26, 2020). Major provisions of that rule included removing the “deemed complete” provision related to asylum application filings, increasing the waiting period before asylum applicants were eligible to file for and receive an EAD, and imposing other eligibility requirements. Id. In January 2018, prior to the promulgation of these rules, the affirmative asylum backlog stood at approximately 311,000 pending cases.[71] By the end of FY 2022, the backlog had nearly doubled to approximately 625,000 affirmative asylum applications, and by the end of FY 2023, had tripled to more than 1 million pending affirmative asylum cases.[72] This drastic increase in the affirmative asylum backlog highlights the dire situation USCIS finds itself in and the urgent need for reform of the existing regulations and process.
这两项规则(“2020年庇护就业授权规则”)发布后引发了诉讼,包括在马里兰州联邦地区法院审理的CASA案[73],以及在哥伦比亚特区联邦地区法院审理的Asylumworks案[74]。2020年9月11日,CASA案法院下达初步禁令,要求USCIS不得对CASA组织和庇护寻求者倡导项目(ASAP)的成员适用2020年庇护就业授权规则。[75]CASA初步禁令仅适用于CASA和ASAP的成员,这造成了2020年庇护规则适用上的分裂和操作上的困难,即该规则被禁止适用于组织成员,但仍继续适用于非成员申请人。CASA案法院作出了一项对本提议规则制定具有重要意义的认定,即法院认定取消30天庇护就业授权时限(“时限废止规则”)的做法因两个不同原因属于武断和反复无常。具体而言,法院首先认定,USCIS取消30天处理时限的理由与记录中的证据不符,其次认定,USCIS对公众意见的回应流于结论性陈述,表明该机构未考虑重要的政策替代方案(例如,设定更长的处理时限)。[76]法院具体指出:“然而,该机构并未对这一重要替代方案给予充分考虑,而是为拒绝该方案提供了一个敷衍且内部自相矛盾的解释。其理由站不住脚。”[77]法院援引Rosario案指出:“尽管该机构难以遵守30天期限的事实支持延长该时限,但这几乎无法解释为何应完全不设时限。”[78]在本提议规则中,DHS寻求(印刷页第8635页)延长,而非取消,30天就业授权文件处理时限。
Litigation followed the publication of these two rules (“2020 Asylum EAD Rules”), including CASA [73] in the U.S. District Court for the District of Maryland, and Asylumworks [74] in the U.S. District Court for the District of Columbia. On September 11, 2020, the court in CASA imposed a preliminary injunction requiring that USCIS not apply the 2020 Asylum EAD Rules to members of CASA and Asylum Seeker Advocacy Project (ASAP) organizations.[75] The CASA preliminary injunction applying only to members of the CASA and ASAP created a bifurcated and operationally challenging application of the 2020 asylum rules in that the rules were enjoined from applying to organizational members while continuing to apply to non-member applicants. The CASA court made a finding that was significant to this proposed rulemaking, when the court determined the elimination of the 30-day Asylum EAD clock (“Timeline Repeal Rule”) was arbitrary and capricious for two different reasons. Specifically, the court found, first, that USCIS' rationale for elimination of the 30-day processing timeframe belied the evidence in the record and, second, that USCIS' responses to public comments were conclusory and reflected that the agency did not consider important policy alternatives ( e.g., imposing a longer processing timeframe).[76] Specifically, the court found, “But rather than giving adequate consideration to this important alternative, the agency provided a half-baked and internally contradictory explanation for rejecting it. Its rationale does not pass muster.” [77] Relying on Rosario, the court noted “While the agency's difficulty in complying with the 30-day deadline supports extending the timeline, it hardly explains why there should be no timeline at all.” [78] In this proposed rule, DHS seeks to ( printed page 8635) extend—rather than eliminate—the 30-day EAD processing timeline.
2022年2月7日,美国哥伦比亚特区地区法院在Asylumworks案中发布命令,全部撤销了2020年庇护申请人工作许可规则。[79] 2022年9月22日,美国国土安全部(DHS)发布了一项题为《庇护申请及申请人就业授权;废止令的实施》的最终规则(87 FR 57795(2022年9月22日)),该规则通过撤销2020年庇护申请人工作许可规则所作的修改,并恢复该规则实施前的法规文本,从而执行了Asylumworks案的法院命令。
On February 7, 2022, the U.S. District Court for the District of Columbia issued an order in Asylumworks vacating the 2020 Asylum EAD Rules in their entirety.[79] On September 22, 2022, DHS published a final rule titled “Asylum Application, and Employment Authorization for Applicants; Implementation of Vacatur” (87 FR 57795 (Sept. 22, 2022)) that implemented the court order in Asylumworks by removing the changes made by the 2020 Asylum EAD Rules and restored the regulatory text that predated the 2020 Asylum EAD Rules.
由于Asylumworks案法院命令的结果,自2022年2月7日起,美国公民及移民服务局(USCIS)被要求在申请提交后30天内处理所有初次(c)(8)类工作许可申请。尽管法院命令恢复的是2020年之前就已存在的法规要求,但该命令所带来的负担是巨大的,并且由于(c)(8)类工作许可申请数量激增,这种影响持续波及整体工作许可处理工作。在Asylumworks案撤销令之后,截至2022年2月底,共有93,639件待处理的工作许可申请适用30天处理时限要求,其中包括此前已因属于CASA或ASAP成员而受益于30天处理时限的外国人,以及此前不受CASA禁令约束、在撤销令之前USCIS对其申请不受处理时限约束的外国人。[80] 为应对积压案件并遵守法院命令,USCIS对全部初次(c)(8)类工作量增派资源,包括增加人员(从其他工作许可工作量中调配人员以及新招聘人员)并批准加班。
As a result of the Asylumworks court order, since February 7, 2022, USCIS has been required to process all initial (c)(8) EAD applications within 30 days of filing. While the court ordered a return to a regulatory requirement that had existed until 2020, the burden created by the order was significant and continues to impact overall EAD processing due to the surge in (c)(8) EAD applications. Following the Asylumworks vacatur, at the end of February 2022, there were 93,639 pending EAD applications to which the 30-day processing timeframe requirement applied, including those aliens who were CASA or ASAP members who already benefited from the 30-day processing timeframe and those who were not previously subject to the CASA injunction and for whom USCIS was not subject to a processing timeframe prior to the vacatur.[80] To address the backlog of cases and comply with the court's order, USCIS surged resources for the entire initial (c)(8) workload, including adding staff (pulling from other EAD workloads as well as new hires) and authorizing overtime.
改变工作许可有效期
Changing EAD Validity Periods
此外,USCIS还采用了另一种方法来帮助管理(c)(8)类工作许可的运营工作量。为控制(c)(8)类案件的处理时间,USCIS曾多次延长(c)(8)类工作许可的有效期。
Additionally, USCIS utilized a different method to help manage the (c)(8) EAD operational workload. In an effort to control the (c)(8) processing times, on several occasions USCIS has extended the validity periods of (c)(8) EADs.
首先,2016年,USCIS将初次及续签庇护工作许可的有效期从一年延长至两年。[81] 这一事实在Rosario案法院作出的简易判决中得到确认。[82] 正如本拟议规则制定其他部分所引用的数据所示,此举并未改善申请接收量或处理时间。因此,2023年9月27日,USCIS再次延长了(c)(8)类工作许可(包括初次申请和续签申请)的有效期,这次是从两年延长至五年。其所述理由为:“延长工作许可有效期将减少受影响的非公民如欲续签工作许可而须向USCIS提交《就业授权申请书》(表格I-765)的频率。”[83] 此项政策变更的目的在于减轻仅因USCIS处理时间而需在工作许可到期前对续签案件作出裁决所产生的部分运营压力,从而整体上有利于支持包括(c)(8)类工作许可初次申请在内的所有就业授权申请的及时裁决。
First, in 2016, USCIS increased the validity period of an initial and renewal asylum EADs from one year to two years.[81] This fact was recognized by the Rosario Court in its grant of summary judgment.[82] As data referenced in other parts of this proposed rulemaking illustrate, this did not help with receipts or processing times. So, on September 27, 2023, USCIS extended the validity period for (c)(8) EADs (both initials and renewals) again, this time from two years to five years. The stated justification was, “[t]he increase in the EAD validity period will reduce the frequency with which affected noncitizens must file an Application for Employment Authorization (Form I-765) with USCIS if they wish to renew their EAD.” [83] The purpose of this policy change was to alleviate some operational pressure to adjudicate renewals prior to expiration solely based on USCIS processing times with an overall benefit of supporting all timely adjudications of employment authorization, including initial applications for (c)(8) EADs.
迄今为止,该机构仍在评估延长有效期这一举措的实际效果。可以明确的是,尽管存在一些波动,庇护申请的月度提交量已从2023年10月的36,728件上升至2025年1月的53,182件,随后又回落至2025年4月的40,344件。[84] (c)(8)类工作许可初次申请的提交量几乎逐月增加,从2023年10月的90,307件增长至2025年1月达到的峰值152,341件。[85] 此后,(c)(8)类工作许可初次申请的接收量在最近数月有所下降,但在2025年7月又回升至153,888件。[86]
To date, the agency is still ascertaining the effectiveness of the validity period extension. What is clear is that with some fluctuations, monthly asylum application filings rose from 36,728 in October 2023 to 53,182 in January 2025, before falling to 40,344 in April 2025.[84] Initial applications for (c)(8) EAD filings increased almost every single month from 90,307 in October 2023 before reaching a high of 152,341 in January 2025.[85] Since that time, initial EAD (c)(8) EAD receipts have somewhat decreased over recent months, but rebounded to 153,888 in July 2025.[86]
2025年12月4日,美国公民及移民服务局(USCIS)在《USCIS政策手册》中发布政策指南,更新了某些就业授权文件(EAD)类别的最长有效期,包括庇护申请待决的外国人。参见USCIS,政策提示,“更新某些就业授权文件有效期”(2025年12月4日),https://www.uscis.gov/sites/default/files/document/policy-manual-updates/20251204-EmploymentAuthorizationValidity.pdf。自2025年12月5日起,庇护申请待决的外国人的EAD最长有效期已缩短至18个月。同上。此项变更旨在确保对申请在美国工作授权的外国人进行更频繁的审查,并将更好地使USCIS能够遏制欺诈并发现可能具有危害意图的外国人。同上。第二,2024年,国土安全部(DHS)发布了“增加某些就业授权文件更新申请人的就业授权和证明文件自动延期期限”最终规则,该规则将某些续签申请人即将到期的EAD自动延期期限从180天增加到540天,以防止外国人因EAD处理时间严重延误而出现工作授权中断。见89 FR 101208(2024年12月13日)。[87]虽然该规则延长了一系列EAD类别的授权期限,但其适用于(c)(8)申请人,且DHS在支持该规则的论述中讨论了(c)(8)申请量的激增。参见,例如,同上,第101220页。[88]
On December 4, 2025, USCIS issued policy guidance in the USCIS Policy Manual to update the maximum EAD validity periods for certain EAD categories, including aliens with pending asylum applications. See USCIS, Policy Alert, “Updating Certain Employment Authorization Document Validity Periods” (Dec. 4, 2025), https://www.uscis.gov/sites/default/files/document/policy-manual-updates/20251204-EmploymentAuthorizationValidity.pdf. Effective December 5, 2025, the maximum EAD validity period for aliens with pending asylum applications has been reduced to 18 months. Id. This change is intended to ensure more frequent vetting of aliens applying for work authorization in the United States and will better enable USCIS to deter fraud and detect aliens with potentially harmful intent. Id. Second, in 2024, DHS published the “Increase of the Automatic Extension Period of Employment Authorization and Documentation for Certain Employment Authorization Document Renewal Applicants” Final Rule which increased the automatic extension period for expiring EADs for certain renewal applicants from 180 to 540 days in order to prevent aliens from experiencing lapses in employment authorization due to significant delays in EAD processing times. 89 FR 101208 (Dec. 13, 2024).[87] While this rule extended authorization periods for a range of EAD categories, it applied to (c)(8) applicants, and DHS discussed the surge in (c)(8) applications as part of the support for that rule. See, e.g., id. at 101220.[88]
在(c)(8) EAD有效期延长和自动延期期间,庇护申请受理量增加的同时,初次(c)(8) EAD数量也大幅增加。从项目诚信角度而言,为缓解因USCIS处理时间而对续签造成的部分运营压力,将(c)(8) EAD的有效期延长一倍以上,以期带来支持包括初次(c)(8) EAD申请在内的所有就业授权及时裁决的整体效益,这样做是否审慎或恰当,理性人士可能见解不一。然而,显而易见的是,国土安全部已尝试多种解决方案,并试图运用监管、政策和运营工具重新掌控(印刷页第8636页)(c)(8)申请量,但所有努力均未成功,受理量持续攀升。
During the (c)(8) EAD validity extension and the automatic extensions, asylum application receipts increased while initial (c)(8) EADs significantly increased. Reasonable minds can disagree on whether it was prudent or appropriate from a program integrity perspective to more than double the validity period of (c)(8) EADs to alleviate some operational pressure on renewal based on USCIS processing times with an overall benefit of supporting all timely adjudications of employment authorization, including initial (c)(8) EAD applications. Nevertheless, it is clear that DHS has attempted multiple solutions and attempted to regain control over the ( printed page 8636) (c)(8) filings using regulatory, policy, and operational tools—but all efforts have failed, and receipt volumes keep rising.
无理、欺诈和无实质价值的申请
Frivolous, Fraudulent, and Meritless Filings
存在大量有据可查的无理、欺诈和无实质价值的庇护申请案例。[89]一些庇护欺诈计划的主要目的就是获取庇护EAD。[90]尽管USCIS采用多种方法来识别特定积极庇护申请中的欺诈行为,但美国政府问责局(GAO)的一份报告得出结论认为,尽管方法周密,USCIS实际上在发现积极庇护申请中的欺诈行为方面能力有限。[91]GAO报告称,由于庇护官员在面谈庇护申请人时接受的培训要求采取非对抗性、合作性的方式,USCIS庇护官员在证明庇护申请存在欺诈方面遇到了挑战。[92]根据报告中引述的一位庇护处处长的说法,“合作方式旨在保护真正的庇护申请人,但也可能为寻求提交欺诈性申请的不合格个人创造有利条件”,GAO还报告称,“在我们访谈的八个庇护办公室中,有七个办公室的庇护官员告诉我们,他们在怀疑存在欺诈的情况下仍批准了庇护申请。”[93]
There are numerous and well-documented examples of frivolous, fraudulent, and meritless asylum filings.[89] Some asylum fraud schemes have been perpetrated for the primary purpose of obtaining an asylum EAD.[90] While USCIS uses various methods to identify fraud in specific affirmative asylum applications, a GAO Report concluded that despite its robust methods USCIS actually had limited capability to detect fraud in affirmative asylum applications.[91] The GAO reported that USCIS asylum officers encountered challenges with proving fraud in asylum filings due to the nonadversarial, cooperative approach that asylum officers are trained to take when interviewing asylum applications.[92] According to an Asylum Division Branch Chief cited in the report, while the “cooperative approach aims to protect genuine asylees, it can also create favorable circumstances for ineligible individuals who seek to file fraudulent claims” and the GAO reported that asylum officers “in seven of the eight asylum offices we spoke with told us that they have granted asylum in cases in which they suspected fraud.” [93]
这并非新发现。正如前移民归化局(INS)局长在2000年谈及庇护改革时所指出的,“到1993年,庇护制度已陷入危机,成为那些为获取工作授权而提交申请之人滥用的磁石。”[94]更能说明问题的是,在同一时期,滥用庇护制度的动机也重新出现。庇护申请待决超过180天的外国人获批的EAD数量,从2016财年的55,000份增加到2022财年的270,000份。EAD批准数量的这一增长可能表明,为获取工作授权而提交的无实质价值的庇护申请,随着庇护申请处理时间的延长而相应增加。[95]
This is not a new revelation. As the former INS Commissioner noted in 2000 regarding the asylum reforms, “By 1993, the asylum system was in a crisis, having become a magnet for abuse by persons filing applications in order to obtain employment authorization.” [94] Even more telling, during the same period, incentives to abuse the asylum system reemerged as well. The number of EADs approved for aliens with asylum applications pending for more than 180-days increased from 55,000 in FY 2016 to 270,000 in FY 2022. This increase in EAD approvals may suggest that meritless asylum applications, filed for the purpose of obtaining work authorization, have increased alongside asylum application processing times.[95]
总而言之,众多因素导致了积压案件规模的扩大和增长,而这些积压案件又进一步助长了对该制度的滥用。其中确有外部因素的影响。在过去十年中,美国公民及移民服务局(USCIS)连同国土安全部(DHS)的其他部门,因大量外国人试图在port of entry港口及其之间进入美国并表达对返回原籍国的恐惧,从而需要进行可信恐惧或合理恐惧审查,而承受了巨大的负担。自2014年起,USCIS的积极申请庇护案件数量激增。2012年,庇护司每月收到约3,000份申请。[96]到2014财年,这一数字翻了一番,达到每月6,000份申请,并持续增长,直至2017年3月达到高峰。[97]公民及移民服务局监察员2020年的一份报告发现,“南部边境不可受理外国人的总逮捕人数,在2000财年达到160万的历史最高点后,又从2015财年的444,859人上升到2019财年的977,509人。”[98]
All told, a myriad of factors contributed to the size and growth of the backlog, which then feeds abuse of the system. There were certainly external factors. Over the past decade, USCIS, along with other DHS components, have been substantially taxed due to a surge of aliens attempting to enter the United States at and between ports of entry and expressing a fear of returning to their home countries, thereby requiring a credible fear or reasonable fear screening. Starting in 2014, USCIS saw a surge in affirmative asylum filings. In 2012, the Asylum Division received approximately 3,000 applications per month.[96] By FY 2014, that number doubled, reaching 6,000 filings per month and steadily grew until the peak in March 2017.[97] A 2020 Citizenship and Immigration Services Ombudsman's Report found “Total apprehensions of inadmissible aliens at the Southern border, after reaching an all-time high of 1.6 million in FY 2000, rose again from 444,859 in FY 2015 to 977,509 in FY 2019.” [98]
此外,2019冠状病毒病(COVID-19)加剧了现有问题。2020年3月18日,USCIS暂停了常规面对面服务,以帮助减缓COVID-19的传播。[99]“这包括USCIS的庇护办公室和用于采集生物特征信息的申请支持中心(ASC)。USCIS的庇护办公室平均每月进行2,000至4,500次面谈;在这些办公室关闭期间,这些面谈未能进行。”[100]
Additionally, COVID-19 exacerbated existing problems. On March 18, 2020, USCIS suspended routine in-person services to help slow the spread of COVID-19.[99] “This included USCIS asylum offices and ASCs used for collecting biometrics. On average, USCIS asylum offices conduct between 2,000 to 4,500 interviews a month; these interviews were not taking place during the period the offices remained closed.” [100]
USCIS的政策和程序变化也导致了积压案件的增长。移民归化局(INS)在20世纪90年代中期制定了“后进先出”(LIFO)处理方式。LIFO制度旨在为寻求庇护者提供工作许可,同时阻止外国人可能提交无实质理由的庇护申请,以利用积压期间获得工作许可。换言之,通过优先处理最新案件,其意图是,那些可能仅为获得工作许可而提交庇护申请的外国人,其案件将在等待期间更快被审理并被拒绝,从而使任何仅为获得工作许可而提交申请的企图归于徒劳。LIFO制度实施了多年。
USCIS policy and processing changes also led to growth in the backlog. INS developed “Last-in, First-out” (LIFO) processing in the mid-1990s. The LIFO system is designed to allow employment authorization for asylum seekers while discouraging aliens from potentially filing meritless asylum applications to take advantage of the backlog to obtain employment authorization during the period in which their cases are pending in the backlog. In other words, by giving priority to the newest cases, the intent was that aliens who may have filed asylum applications solely to obtain work authorization would have their cases heard more quickly and denied during the waiting period, meaning that any efforts to file solely to obtain work authorization would be fruitless. LIFO remained in place for years.
随后,在2014年12月26日,USCIS开始按照收到的顺序优先处理积极庇护案件;这种“先进先出”(FIFO)处理方式偏离了该机构以往的做法。[101]由于这一变化,庇护积压案件在2013年至2018年间增长了超过1750%。(原文第8637页)[102]因此,为了“遏制该机构庇护积压案件的增长”并“阻止那些可能试图利用现有积压案件作为获得工作许可手段的人”,2018年1月,USCIS恢复了自1995年至2014年间实施了近20年的LIFO处理方式。[103]USCIS的公告解释称,恢复LIFO将“使USCIS能够更早识别出轻率、欺诈或其他无实质理由的庇护申请,并将这些人移交移民程序处理。”[104]然而,损害已经造成。正如INS前局长所指出的,“自2010年起,尤其是自2014年以来,积极申请、可信恐惧申请以及移民法院和庇护司的积压案件均大幅激增。”[105]在2010财年,USCIS收到28,000份积极庇护申请,但到2017财年,USCIS收到的庇护申请数量达到143,000份(增长402%)。[106]
Then on December 26, 2014, USCIS began prioritizing working affirmative asylum cases in the order which they were received; this “First-In, First-Out” (FIFO) processing was a deviation from past agency practice.[101] As a result of this change the asylum backlog grew more than 1750 percent between 2013 ( printed page 8637) and 2018.[102] As such, to “stem the growth of the agency's asylum backlog” and “deter those who might try to use the existing backlog as a means to obtain employment authorization,” in January 2018 USCIS returned to LIFO processing that had been in place for nearly 20 years from 1995 to 2014.[103] USCIS' announcement explained that returning to LIFO would “allow USCIS to identify frivolous, fraudulent or otherwise non-meritorious asylum claims earlier and place those individuals into immigration proceedings.” [104] However, the damage was already done. As the former Commissioner of the INS noted, “Beginning in 2010, and especially since 2014, affirmative applications, credible-fear claims, and backlogs—in both the immigration courts and the Asylum Division—have ballooned.” [105] In FY2010, USCIS received 28,000 affirmative asylum applications, but by FY2017, USCIS received 143,000 asylum applications (a 402% increase).[106]
欺诈检测与国家安全局(FDNS)负责通过领导本机构打击欺诈的各项工作、发现国家安全和公共安全威胁、以及最大限度地发挥执法部门与情报界伙伴关系的作用,来维护国家合法移民体系的完整性。FDNS的案件管理系统“FDNS NexGen”跟踪与美国公民及移民服务局(USCIS)裁决相关的若干记录操作。对本拟议规则而言,特别重要的是,NexGen系统中包含有关待决和已裁决的庇护申请中存在“发现欺诈”调查结论(SOF)的相关数据。NexGen数据显示,FDNS已识别出8,392名提交庇护申请且与该外国人相关的记录中存在“发现欺诈”调查结论的外国人。[107] 此外,NexGen数据显示,有1,240名外国人拥有律师或代理人、提交了庇护申请,且与该外国人相关的记录中也存在“发现欺诈”调查结论。[108] 当然,这并非所有庇护申请中欺诈案件的详尽清单,因为只有被怀疑存在欺诈的案件才会被移交给FDNS进行调查。
FDNS Directorate is responsible for safeguarding the integrity of the nation's lawful immigration system by leading agency efforts to combat fraud, detecting national security and public safety threats, and maximizing law enforcement and Intelligence Community partnerships. FDNS's case management system, FDNS NexGen, tracks certain records actions relevant to USCIS adjudications. Specifically important for this proposed rule, NexGen contains relevant data on pending and adjudicated asylum applications with a “Fraud Found” Statement of Findings (SOF). NexGen data reveals that FDNS has identified 8,392 aliens who filed an asylum application and also had a “Fraud Found” SOF relating to that alien.[107] Further, NexGen data reveals 1,240 aliens who had attorneys or representatives, filed an asylum application, and also had a “Fraud Found” SOF relating to that alien.[108] Of course, this is not an exhaustive list of fraud among all asylum applications, since only cases where fraud is suspected are even referred to FDNS for investigation.
USCIS认识到,律师和代理人有时也是庇护欺诈的源头。USCIS首席法律顾问办公室下设有USCIS纪律顾问办公室,该办公室负责追踪从事欺诈或其他不正当行为的律师和代理人。根据USCIS纪律顾问办公室的信息,有众多执业人员和前执业人员在向USCIS提交的庇护案件中从事欺诈行为。[109] 美国移民法院事务执行办公室(EOIR)公布了一份受纪律处分的执业人员名单,这些人员不得在EOIR或美国国土安全部(DHS)出庭或代理案件。[110]
USCIS recognizes that occasionally attorneys and representatives are the source of asylum fraud. Within USCIS' Office of the Chief Counsel is the USCIS Disciplinary Counsel, an office tasked with tracking attorneys and representatives who engage in fraud or other unscrupulous practices. According to USCIS Disciplinary Counsel, there are numerous practitioners and former practitioners who engage in fraudulent practices with asylum cases filed before USCIS.[109] EOIR publishes a list of disciplined practitioners who are not permitted to appear before EOIR or DHS.[110]
为了将受到纪律处分或被暂停执业资格的律师与无理由、欺诈性或无实质内容的庇护申请相关联,FDNS检索了由这些受处分或被暂停执业资格的律师及代理人提交或与其相关联的庇护申请。根据USCIS的数据,(截至USCIS审查之时)共有1,074名受处分或被暂停执业资格的律师和代理人,与USCIS庇护案件管理系统“GLOBAL”中的84,586份庇护申请相关联。[111] 此项检索是依据律师或代理人姓名进行的,因此在律师或代理人姓名较为常见的情况下,可能会产生一定程度的误判。与此同时,DHS认识到,某些不正当的律师或代理人在受到纪律处分或被暂停执业资格后,可能仍继续为客户提交移民福利申请,在此类情况下,该律师或代理人只是不再为该外国人提交G-28表格。在这些情况下,FDNS按律师或代理人姓名进行的检索,可能低估了该类受处分或被暂停执业资格人员实际提交的庇护申请数量。DHS指出,这是一个已被公认的问题,甚至美国移民律师协会(AILA)也已就此向其执业人员发布指南,内容涉及律师在明知外国人不具备庇护资格、而仅为使该外国人被故意置于遣返程序中的情况下,决定是否提交主动申请庇护时应考虑的道德问题。[112] AILA的指南指出,根据具体案件的事实情况,律师的行为可能被视为符合
In an effort to correlate disciplined or suspended attorneys to frivolous, fraudulent, or meritless asylum filings, FDNS searched asylum applications that were filed by, or associated with, these disciplined or suspended attorneys and representatives. According to USCIS data, the 1,074 (at the time USCIS reviewed) disciplined or suspended attorneys and representatives were associated with 84,586 asylum applications in GLOBAL, USCIS' case management system for asylum.[111] This search was conducted by the attorney or representative's name and, as such, could have yielded a small degree of false positives when the attorney or representative has a common name. At the same time, DHS recognizes that certain unscrupulous attorneys or representatives may continue to file immigration benefit requests for clients after being disciplined or suspended, in such cases the attorney or representative simply does not file a G-28 for the alien. In those cases, the FDNS name search for attorney or representative would have underrepresented the actual number of asylum applications filed by this population of disciplined or suspended attorneys. DHS notes that this is a recognized problem and even the American Immigration Lawyers Association (AILA) has issued guidance to its practitioners regarding ethical concerns to be considered when an attorney decides whether to file an affirmative application for asylum, knowing the alien is not eligible for asylum, and the attorney is acting solely for the purpose of having the alien deliberately placed in removal proceedings.[112] The AILA guidance notes that, depending on the facts of a particular case, an attorney's conduct could be considered frivolous under the
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8 CFR中庇护特定定义下的无理由(frivolous)情形、美国律师协会《示范规则》中的相关规定,以及8 CFR中更为宽泛的“无理由”定义;违反律师对法庭应尽的诚实义务;削弱律师应表现出的胜任能力和勤勉义务的要求;并且在某些情况下,可能上升至依据18 U.S.C. 1001(明知作虚假陈述)和18 U.S.C. 1546(欺诈及滥用签证和其他移民文件)所规定的刑事责任。[113]
asylum-specific definition within 8 CFR, the American Bar Association's Model Rules, and the more general definition of “frivolous” found in 8 CFR; violate the requirement that an attorney provide candor to the tribunal; undercut the requirement that an attorney exhibit competence and diligence; and, in certain circumstances, rise to the level of criminal liability per 18 U.S.C. 1001 (knowing false statements) and 18 U.S.C. 1546 (fraud and misuse of visas and other immigration documents).[113]
然而,这些带有“发现欺诈”(Fraud Found)欺诈调查结果声明(SOF)的案件,或涉及外国人或律师/代理人的其他欺诈可能性案件,并非唯一值得关注的问题。本规则的目的之一是打击“无理、欺诈且无价值”的庇护申请及其相关的就业授权申请,但诈骗检测与国家安全局(FDNS)的“发现欺诈”数据可以说仅反映了“欺诈”申请,而很可能未涵盖“无理”或“无价值”的申请。当FDNS经行政调查发现欺诈时,记录中已有充分证据证明存在明知虚假陈述重大事实并意图欺骗的情形。[114]尽管“发现欺诈”数据并不详尽,但这是美国公民及移民服务局(USCIS)就此类案件所拥有的最直接数据;USCIS无法追踪未被识别的欺诈案件,也无法追踪存在欺诈迹象但未在内部转介给FDNS的案件。量化“无价值”案件似乎更加困难。在这些案件中,外国人的申请不必达到《移民与国籍法》第212(a)(6)(C)(i)条所规定的欺诈或故意虚假陈述的程度;相反,“无价值”案件仅仅是指没有价值,或者可能是指未满足庇护实质性要求的案件。“无理”和“无价值”案件,依其定义,均不能获得批准。然而,这些案件仍保留在待决的主动庇护申请积压案件中,提交这些申请的外国人因此有资格申请(c)(8)类就业授权文件(EAD)。
However, these cases with “Fraud Found” SOFs, or other fraud possibilities relating to aliens or attorneys/representatives, are not the only concern. One of the purposes of this rule is to combat “frivolous, fraudulent, and meritless” asylum applications and their associated applications for employment authorization, but the FDNS “Fraud Found” data arguably only accounts for the “fraudulent” applications and likely not the “frivolous” or “meritless” applications. When FDNS finds fraud after an administrative investigation, the record contains sufficient evidence to conclude there was a knowingly false representation of a material fact with the intent to deceive.[114] While the “Fraud Found” data is not exhaustive, it is the best direct data USCIS has on these cases; USCIS could not track fraudulent cases that were not identified or cases with fraud indicators that were not referred internally to FDNS. Quantifying “meritless” cases seems even more difficult. In these cases, the alien's filing does not have to rise to the level of fraud or willful misrepresentation under INA 212(a)(6)(C)(i); rather, “meritless” cases are simply cases that have no value or, possibly, that do not meet the substantive requirements for asylum. “Frivolous” and “meritless” cases, by their definition, cannot be approved. However, these cases remain in the pending affirmative asylum caseload, and the aliens who filed them are eligible to apply for (c)(8) EADs as a result.
USCIS自2015财年至今的数据有助于厘清这一问题的范围,并揭示出一些令人震惊的趋势。当然,自2015财年以来,庇护申请数量已大幅增长,当时USCIS收到新庇护申请83,463件,待决案件数为118,217件。[115]2017财年,新收案件达到142,254件,待决案件积压量为306,078件。116随后,2018财年收案数量开始连续四年下降,直至2021年,当年收案量为65,518件,待决案件积压量为452,181件。117在2022财年,新庇护收案量跃升至247,790件,待决案件积压量为664,290件。118在2023财年,新庇护收案量再次跃升至464,398件,待决案件积压量为1,081,440件。119在2024财年,新庇护收案量较上一年度略有下降,降至422,457件;然而,待决案件积压量持续增长,达到1,374,006件的高点。120截至2025财年大部分时间,新收案件数为331,883件,待决案件积压量已增至1,525,933件。121美国国土安全部(DHS)在表2中提供了与I-589表格(庇护及暂缓遣返申请表,仅主申请人)相关的数据,按财年、数据类型以及拒绝/转介理由分类,涵盖2015财年至2025财年(截至2025年5月22日)。
USCIS data from FY2015 to present helps scope this problem and reveals some startling trends. Of course, asylum applications have risen incredibly since FY2015, when USCIS received 83,463 new asylum applications and the number of pending cases was 118,217 cases.[115] In FY 2017, the new receipts reached 142,254 with a pending caseload of 306,078.116 Then, receipts in FY 2018 began to drop for four consecutive years until 2021, when receipts were 65,518 with a pending caseload of 452,181.117 In FY2022, new asylum receipts jumped to 247,790 with a pending caseload of 664,290.118 In FY2023, new asylum receipts jumped again to 464,398, with a pending caseload of 1,081,440.119 In FY2024, new asylum receipts dipped from the previous year slightly to 422,457; however the pending caseload continued to grow, reaching a high total of 1,374,006.120 Through most of FY2025, new receipts are 331,883, and the pending caseload has grown to 1,525,933.121 DHS provides in Table 2 data applicable to Form I-589, Application for Asylum and for Withholding of Removal (principals only) by FY, data type, and denial/referral reasons, FY2015-2025 (through May 22, 2025).
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自2015年以来,新庇护申请收案量从2021财年的65,518件低点,到2024财年的422,457件高点,四个财年内增长了545%。在同一十年期间,批准数量也有波动,但波动幅度不及新收案件量那样剧烈;批准数量低点为5,793件,高点为17,175件,分别出现在2021财年和2024财年(增幅接近200%)。然而,拒绝和转介案件呈现出不同的模式。自2015年以来,拒绝和转介案件数量在2019财年达到42,213件的高点,在2024财年降至5,709件的低点。表3列出了与I-589表格(庇护及暂缓遣返申请表,仅主申请人)相关的数据,涵盖2015财年至2025财年(截至2025年5月22日),适用于曾获批准(c)(8)类EAD的拒绝/转介案件。
Since 2015, new asylum receipt volumes have varied from a low of 65,518 in FY2021 to a high of 422,457 in FY2024—a 545% increase in four FYs. Over the same ten-year period, approval numbers also varied but not as wildly as new receipt volumes; approvals reached a low of 5,793 and a high of 17,175, also in FY2021 and FY2024, respectively (an increase of just under 200 percent). However, denials and referrals followed a different pattern. Since 2015, denials and referrals reached a high of 42,213 in FY2019 and a low of 5,709 in FY2024. Table 3 presents data applicable to Form I-589, Application for Asylum and for Withholding of Removal (principals only), by FY, from FY2015-2025 (through May 22, 2025), applicable to denials/referrals with a previously approved (c)(8) EAD.
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将全部庇护申请拒绝案件与外国人曾获批准(c)(8)类就业授权申请的庇护申请拒绝案件进行交叉比对时,出现了一个值得注意的模式。在2015财年,USCIS对庇护申请人发出了15,515件拒绝或转介决定,但其中只有4,578件(29.5%)涉及一项或多项曾获批准的(c)(8)类EAD。[122]到2023财年,USCIS对庇护申请人发出了5,963件拒绝或转介决定,但其中4,351件(73%)涉及一项或多项曾获批准的(c)(8)类EAD。123在2024财年,USCIS对庇护申请人发出了5,709件拒绝或转介决定,但其中5,087件(89%)涉及一项或多项曾获批准的(c)(8)类EAD。124在2025财年(截至2025年5月22日),USCIS对庇护申请人发出了11,872件拒绝或转介决定,其中9,475件(79.8%)涉及一项或多项曾获批准的(c)(8)类EAD。125这些数据意义重大。
When cross-referencing all asylum application denials with asylum application denials where the alien had a previously approved application for employment authorization in the (c)(8) category, a notable pattern emerges. In FY2015, USCIS issued 15,515 denials or referrals to asylum applicants, but only 4,578 (29.5%) had one or more previously approved (c)(8) EAD.[122] By FY2023, USCIS issued 5,963 denials or referrals to asylum applicants, but 4,351 (73%) had one or more previously approved (c)(8) EAD.123 In FY2024, USCIS issued 5,709 denials or referrals to asylum applicants, but 5,087 (89%) had one or more previously approved (c)(8) EAD.124 In FY2025 (through May 22, 2025), USCIS issued 11,872 denials or referrals to asylum applicants, and 9,475 (79.8%) had one or more previously approved (c)(8) EAD.125 These data are significant.
在最简单的层面上,如果不存在庇护积压,且每份收到的庇护申请都能在180天内完成裁决,那么任何庇护申请被拒绝的外国人都不会获得工作许可。从百分比来看,可以清楚地看到庇护拒绝与此前已批准的(c)(8)类工作许可文件(EAD)之间存在日益增强的相关性。这些数据不仅证明当前的庇护处理程序运作不正常,也证明这种状况正在恶化。移民归化局(INS)最初意图通过阻止外国人提出无实质理由的庇护申请,但鉴于积压数量已达历史最高水平,且上一财年近90%的庇护拒绝案件此前均已获批(c)(8)类工作许可文件,该意图已无法实现。美国公民及移民服务局(USCIS)指出,其并不一定认为,也无需认定该类人群存在欺诈或恶意。这些案件只是外国人最终被认定不符合庇护资格的情形,但由于现行机构法规、政策和程序,尽管不符合庇护资格,该外国人仍得以获得工作许可。
At the simplest level, if there were no asylum backlog and each asylum application received was adjudicated within 180 days, none of those aliens whose asylum applications were denied would have been granted an employment authorization. Looking at the percentages, it is clear there is an increasing correlation between asylum denials and previously approved (c)(8) EADs. Not only do these data serve as evidence that current asylum processing is not functioning properly, but it is also evidence that the processing is worsening. The INS's original intention of discouraging aliens from filing meritless asylum claims cannot be fulfilled given the backlog volume is at an all-time high and nearly 90% of asylum denials last FY had a previously approved (c)(8) EAD. USCIS notes that it is not necessarily assigning, and does not need to assign, any fraudulent or bad intent to this population. These are simply cases where the alien was ultimately found ineligible for asylum, but, due to current agency regulations, policies, and processes, was able to derive employment authorization despite asylum ineligibility.
尽管自1994年法规改革以来,针对有庇护申请待决的外国人的工作许可文件裁决几乎没有变化,但庇护申请数量以及随之而来的工作许可申请数量却呈指数级增长,助长了庞大的庇护积压。1994财年,即当时的移民归化局(INS)颁布要求对有庇护申请待决的外国人的工作许可须在30天内裁决的那一年,移民归化局收到144,577份积极庇护申请。[126]1996财年,即《非法移民改革和移民责任法》(IIRIRA)规定,除非存在特殊情况,庇护申请的最终行政裁决“应”在申请提交之日起180天内完成的那一年,[127]移民归化局收到107,130份积极庇护申请,财政年度末积压待决案件达453,580份。[128]2024财年,美国公民及移民服务局(USCIS)收到超过419,000份积极庇护申请,并裁决或结案超过126,000份积极庇护申请。[129]截至2024财年末,美国公民及移民服务局待决的积极庇护申请数量增至超过135万份。[130]
Despite the relative lack in changes for the adjudication of EADs for aliens with pending asylum applications since the 1994 regulatory reform, the number of asylum applications, and with it the number of requests for employment authorization have increased exponentially, fueling a massive asylum backlog. In FY 1994, the year the then-INS promulgated the requirement that employment authorizations for aliens with pending asylum applications be adjudicated within 30 days, the INS received 144,577 applications for affirmative asylum.[126] In FY 1996, the year IIRIRA provided that, in the absence of exceptional circumstances, final administrative adjudications of asylum applications “shall” be completed within 180 days after the date applications are filed,[127] the INS received 107,130 applications for affirmative asylum and had a backlog of 453,580 pending at the end of the fiscal year.[128] In FY 2024, USCIS received more than 419,000 applications for affirmative asylum, and adjudicated or closed more than 126,000 affirmative asylum applications.[129] At the end of FY 2024, the number of affirmative asylum applications pending with USCIS grew to more than 1.35 million.[130]
随着美国公民及移民服务局(USCIS)和司法部(DOJ)移民上诉执行办公室(EOIR)受理的庇护案件量双双增长,有庇护申请待决的外国人提出的工作许可申请数量也随之增加。例如,2013财年,美国公民及移民服务局从在美国公民及移民服务局或移民上诉执行办公室(第8641页)有庇护申请待决的外国人中收到41,000份初次(c)(8)类工作许可文件申请;而仅在2025年1月当月,美国公民及移民服务局就从同一人群中收到约152,000份初次(c)(8)类工作许可文件申请,此外还有近60,000份来自有庇护申请待决的外国人的(c)(8)类工作许可文件续签申请。[131]这一大量涌入的申请消耗了美国公民及移民服务局的大量资源。
As asylum caseloads both before USCIS and DOJ's EOIR have grown, so have employment authorization applications for aliens with pending asylum applications. For example, in FY 2013, USCIS received 41,000 initial (c)(8) EAD applications from aliens with pending asylum applications before ( printed page 8641) USCIS or EOIR; in the month of January 2025 alone, USCIS received approximately 152,000 initial (c)(8) EAD applications for the same population, in addition to nearly 60,000 renewal (c)(8) EAD applications from aliens with pending asylum applications.[131] The large influx has consumed an extraordinary amount of USCIS resources.
由于所有这些因素,国土安全部(DHS)发现自身所处的境况相较于20世纪90年代初的移民归化局(INS)更为不利。庇护申请的提交数量以及随之而来的庇护积压已增长至无法管理的规模。由于数十年来的处理时间以及可获得工作许可的诱因,庇护项目持续吸引着无实质理由、欺诈性或其他缺乏实质理由的申请。许多当代庇护申请人逃离的是其原籍国的普遍性暴力和恶劣的经济状况,但这些情况本身并不构成庇护的依据。[132]
As a result of all these factors, DHS finds itself in a comparatively worse position to that of the INS in the early 1990s. Asylum application filings, and with them the asylum backlog, have grown to an unmanageable size. The asylum program continues to attract frivolous, fraudulent, or otherwise meritless claims, likely incentivized by the decades long processing times and access to employment authorization. Many modern asylum applicants are fleeing generalized violence and poor economic conditions in their home countries, but these, in and of themselves, are not grounds for asylum.[132]
保护美国工人
Protecting Americans Workers
除上文详细讨论的所有因素外,例如庇护项目的整体完整性以及专门用于遏制无实质内容、欺诈性及无实际理由的庇护申请的因素,美国国土安全部(DHS)也认识到美国工人的重要性。DHS指出,在裁决某些以就业为基础的签证时,法定权限要求此类外国工人不得取代有能力从事此类服务或劳动的合格且可获得的美国工人,同样,此类外国人的就业也不得对美国境内工人的工资和工作条件产生不利影响。[133] DHS绝非将庇护申请人等同于临时非农业工人,DHS只是指出在某些签证项目中必须考虑美国工人的强制性规定。DHS认识到,当DHS行使自由裁量权以确定外国人获得工作许可的可得性和范围时,存在考虑美国工人的历史先例。
In addition to all the factors discussed at length above, such as overall asylum program integrity and specifically disincentivizing frivolous, fraudulent, and meritless asylum applications, DHS recognizes the importance of U.S workers as well. DHS notes that when adjudicating certain employment-based visas, statutory authorities mandate that such alien workers not displace qualified, available American workers who are capable of performing such services or labor, and similarly that such alien employment not adversely affect the wages and working conditions of workers in the United States.[133] DHS is in no way equating asylum applicants with temporary nonagricultural workers; rather DHS merely notes the mandatory consideration for American workers in certain visa programs. DHS recognizes there is historical precedent to consider American workers when DHS exercises discretion to determine the availability and scope of employment authorization for aliens.
例如,1974年,时任移民归化局(INS)局长伦纳德·F·查普曼(Leonard F. Chapman, Jr.)宣布对外国学生暑期工作项目政策进行重大调整。[134] 根据新政策,寻求暑期工作的外国学生必须向INS申请并获得许可。[135] 在改变这一长期施行的学生就业政策时,INS认识到在美国学习的年轻外国人所带来的外交政策利益,但认定保护美国工人就业机会应为最终考量因素。[136] 次年,INS总法律顾问萨姆·伯恩森(Sam Bernsen)发表演讲,进一步详细阐述了INS的这一决定。[137] 他承认F-1学生工作并未被法律禁止,但担心“美国公民或美国合法永久居民[可能]被解雇,以便为非移民学生提供校园工作岗位。”[138] 伯恩森接着表示,“移民与国籍法(INA)必须权衡对外交关系的不利影响与对劳动力市场的不利影响。”[139] 这最终意味着希望就业的学生必须向INS提出申请,并依据规定的规则证明其资格。
For example, in 1974 the former INS Commissioner Leonard F. Chapman, Jr. announced a significant change to the summer program policy for foreign students.[134] Under the new policy, foreign students seeking summer employment had to apply and obtain permission from the INS.[135] In changing the long-standing student employment policy, the INS recognized the foreign policy benefits for young aliens studying in the United States, but determined that the protection of job opportunities for American workers should be the ultimate consideration.[136] The following year, INS General Counsel Sam Bernsen gave a presentation detailing this INS' decision further.[137] He recognized that F-1 student work was not banned by statute, but was concerned that “a United States citizen or a United States lawful permanent resident [could] be fired from a campus job to provide employment for a nonimmigrant student.” [138] Continuing, Bernsen stated “INA had to weigh the adverse effect on foreign relations against the adverse effect on the labor market.” [139] This ultimately meant students who wanted employment had to apply before the INS and establish eligibility under the prescribed rules.
遗憾的是,美国国务院(DOS)关于F-1学生签证入境的数据仅可追溯至1987年,[140] 因此DOS没有1974年F-1签证入境的官方数据。不过,美国政府问责局(GAO)提供了该数据。[141] 根据GAO的数据,1974年约有154,580名F-1学生。[142] 即便每一位F-1学生都取代了一名美国工人,相较于DHS目前在(c)(8)类工作许可申请方面所面临的情况,这个数字也相对较小。2024财年,USCIS收到了422,457份I-589表格,以及120万份(c)(8)类初始工作许可(EAD)申请。[143] DHS指出,如果INS在1974年有正当理由终止一种工作许可形式,以防止约15万名美国工人可能被取代,那么DHS今天在审查诸如(c)(8)类这样的自由裁量性工作许可类别时,同样有正当理由考虑其对多达120万名美国工人可能产生的影响。
Unfortunately, Department of State (DOS) data on F-1 student visa admissions only goes back to 1987,[140] so official data for 1974 F-1 visa admissions is not available from DOS. However, that data is available from the Government Accountability Office (GAO).[141] According to the GAO, there were approximately 154,580 F-1 students in 1974.[142] If every single one of the F-1 students displaced an American worker that is a relatively small number compared to DHS's current situation with (c)(8) EAD applications. USCIS received 422,457 Form I-589s and 1.2 million applications for initial (c)(8) EADS in FY 2024.[143] DHS notes that, if INS was justified in terminating a form of work authorization in 1974 in order to prevent the possible displacement of approximately 150,000 American workers, DHS would similarly be justified today to consider the potential impact on up to 1.2 million American workers when reviewing a discretionary EAD category like the (c)(8)s.
构建高效的庇护体系
Building an Efficient Asylum System
正如INS在1994年所做的那样,DHS正在对工作许可的可获得性实施限制,并对获得工作许可的资格设定更严格的要求,以保护美国国家安全与公共安全,更好地管理庇护案件负荷,并遏制那些没有实质性庇护理由的外国人利用庇护项目在美国谋求经济机会。见59 FR 14779(1994年3月30日);59 FR 62284(1994年12月5日)。
As the INS did in 1994, DHS is implementing limitations on the availability of employment authorization and more stringent requirements for eligibility for employment authorization, in order to protect U.S. national security and public safety, better manage the asylum caseload, and disincentivize aliens who do not have meritorious asylum claims from exploiting the asylum program to seek economic opportunity in the United States. 59 FR 14779 (Mar. 30, 1994); 59 FR 62284 (Dec. 5, 1994).
按照目前的运作方式,庇护制度已不堪重负、反应迟缓,且容易遭受滥用。国会赋予行政部门自由裁量权,可通过制定法规的方式向庇护申请人提供工作许可。[144]对于寻求庇护的外国人而言,工作许可并非法定权利。美国国土安全部(DHS)认为,本规则对于消除外国人主要将庇护作为在美国寻求工作许可之途径的动机,以及确保更及时地处理庇护申请,具有关键作用。通过使DHS能够将资源集中用于减少庇护积压案件、确保庇护申请得到公正及时的处理,并使提交庇护申请与近乎自动获批(原文第8642页)工作许可相脱钩,本法规将有助于扭转这一招致滥用的不堪重负之体制的发展方向。
As it currently functions, the asylum system is overwhelmed, unresponsive, and vulnerable to abuse. Congress gave the Executive Branch the discretion to make employment authorization available to asylum applicants by regulation.[144] Employment authorization for aliens seeking asylum is not an entitlement under statute. DHS believes that this rule is key to disincentivizing aliens from using asylum primarily as a path to seek employment authorization in the United States and to ensuring more timely processing of asylum applications. By allowing DHS to focus resources on reducing the asylum backlog, ensuring that asylum applications are processed in a fair and timely manner, and divorcing the filing of an asylum application with a near automatic grant ( printed page 8642) of employment authorization, this regulation will help reverse the course of an overwhelmed system that has invited abuse.
在经过多年针对日益积累的积压案件和庇护项目内重大诚信问题所做出的不同努力之后,DHS目前正将重点放在本法规上。美国公民及移民服务局(USCIS)雇用的庇护官员数量已从2015年的349人增加到2025年的979人,但尽管如此,庇护积压案件仍呈指数级增长。在过去十年中,USCIS已在11个城市新建或扩建庇护办公室,以提供专用工作空间来应对人员的快速增长。[145]USCIS还实施了多项旨在实现效率提升的运营变革。这些变革包括面谈后案件处理目标、新技术的开发,以及数字化的扩展,以实现案件管理的现代化。[146]此外,在2024年,USCIS首次使用创新技术来识别由处于驱逐程序中的外国人提交的庇护申请,并启动了一项自动化流程来行政性结案这些案件,从而以更少的庇护人员资源将这些案件迅速从待决案件量中移除,同时使官员能够专注于其他待决案件。随后,USCIS扩展了其技术能力,开始拒绝由处于驱逐程序中的在线申请人提交的庇护申请,这与现行拒绝由处于驱逐程序中的外国人提交的纸质庇护申请的程序保持一致。[147]USCIS还利用2024财政年度拨款支持多项技术倡议,以实现积压案件中现有纸质提交庇护申请的数字化、自动化更多案件处理步骤、改进面谈安排,并自动识别同一主申请人使用不同A号码提交的多份庇护申请,所有这些均有助于减少积压案件并缩短总体处理时间。[148]
DHS is now focusing on this regulation after years of different efforts to address the building backlog and significant program integrity concerns within the asylum program. The number of asylum officers USCIS employs increased from 349 in 2015 to 979 in 2025, but the asylum backlog has increased exponentially in spite of this. In the last decade, USCIS has built or expanded asylum offices in 11 cities to provide dedicated workspaces to accommodate the rapid growth in staffing.[145] USCIS has also implemented a number of operational changes designed to realize efficiency gains. These changes include post-interview case processing goals, the development of new technology, and the expansion of digitization to modernize case management.[146] Additionally, in 2024, USCIS first used innovative technology to identify asylum applications filed by aliens in removal proceedings and launched an automated process to administratively close those cases, thereby using fewer asylum staffing resources to quickly remove those cases from the pending caseload while permitting officers to focus on other pending cases. Subsequently, USCIS expanded its technological capabilities to start rejecting asylum applications filed by online applicants in removal proceedings, consistent with existing procedures to reject paper asylum applications filed by aliens in removal proceedings.[147] USCIS also used FY 2024 appropriated funds to support technology initiatives to digitize existing paper-filed asylum applications in the backlog, automate additional case processing steps, improve interview scheduling, and automatically identify multiple asylum applications filed by the same principal applicant using different A-numbers, all of which supported backlog reduction and decreased overall processing times.[148]
尽管DHS为解决积压案件做出了不懈努力,但近期正面申请和防御性庇护申请数量的急剧增长,使该机构未能取得任何进展。例如,从2022财政年度到2023财政年度,正面庇护申请数量几乎翻了一番,从247,074件增至463,320件。[149]从2022年到2023年,防御性提交的庇护申请总数也几乎翻了一番,从260,830件增至488,620件。[150]2024年7月,DHS监察长办公室发现,超过786,000件正面庇护申请的待决时间超过180天。[151]此外,边境遇见人数同时出现大幅增长,也导致积压案件进一步增加,因为USCIS不得不将资源和庇护官员从处理正面庇护积压案件转移,以应对数量庞大且需要在极短时间内完成面谈的可信恐惧和合理恐惧案件。[152]在可信恐惧和合理恐惧案件数量达到高峰期间,USCIS庇护部所有可用人员均被临时调派处理这些案件量,从而减少了可用于进行正面庇护面谈的庇护官员人数。[153]2023年,USCIS还培训了来自USCIS各部门的1,000多名员工,以便在需要时协助处理可信恐惧案件量。[154]将资源转移用于筛查面谈,进一步阻碍了USCIS在减少或消除正面庇护积压案件方面取得实质性进展。随着正面庇护案件在移民体系中缓慢推进,外国人持续获得工作许可文件(EAD),尽管其中许多甚至大多数人最终会被认定为不符合庇护资格。[155]
Despite DHS's fervent efforts to address the backlog, the recent, drastic increase in both affirmative and defensive asylum filings has prevented the agency from seeing any gains. For example, from FY 2022 to FY 2023, the number of affirmative asylum filings nearly doubled from 247,074 to 463,320 applications.[149] The total number of defensively filed asylum applications also nearly doubled from 2022 to 2023, from 260,830 to 488,620 applications.[150] In July 2024, the DHS Office of Inspector General found that more than 786,000 affirmative asylum applications were pending more than 180 days.[151] In addition, a concurrent and massive increase in border encounters also contributed to the growth of the backlog because USCIS has had to divert resources and asylum officers from processing affirmative asylum backlog cases to address the high volume of credible fear and reasonable fear cases [152] that require interviews in a very short period of time. In periods of peak credible fear and reasonable fear volumes, all available USCIS Asylum Division staff were temporarily assigned to these caseloads, reducing the number of asylum officers available to conduct affirmative asylum interviews.[153] In 2023, USCIS also trained more than 1,000 employees from across USCIS to assist with the credible fear workload as needed.[154] This diversion of resources to screening interviews further prevented USCIS from making meaningful progress to reduce or eliminate the affirmative asylum backlog. As affirmative asylum cases slowly wind their way through the immigration system, aliens continue to receive EADs, even though many or most will be found ineligible for asylum.[155]
积压待审庇护申请的另一后果是,许多最终将被拒绝庇护的外国人得以留在美国并获得工作许可。如上文所述,美国国土安全部(DHS)认为,对(c)(8)类工作许可(EAD)资格施加更严格的要求,将对一些经济移民及其他最终不符合庇护资格的人产生威慑作用,使其不提出申请,甚至可能不踏上前往美国的艰辛旅程。例如,除现行法规语言已将依据《移民与国籍法》(INA)第101(a)(43)条被认定犯有加重重罪的外国人排除在外之外,DHS拟在法规中明确规定,将排除任何有理由相信可能因第208(b)(2)(A)(ii)-(iii)条所列庇护刑事禁止情形之一而被禁止获准庇护的外国人获得(c)(8)类工作许可的资格。这些情形同时也是拒绝该外国人基础庇护申请的理由。参见INA第208(b)(2)条及8 U.S.C. 1158(b)(2)。这将是一项明智且合乎逻辑的变更。此外,该变更将通过确保依法不具备庇护资格的外国人无法通过提交无理或无实质内容的庇护申请,以利用当前美国公民及移民服务局(USCIS)的积压审理来获取(c)(8)类工作许可从而获得工作授权,从而提升项目的完整性。相反,根据这些拟议变更,不具备庇护资格的外国人同样将不具备“待决庇护”工作许可的资格。如上文所详述,1994年移民归化局(INS)最终发布的庇护改革法规明确指出:“本规则将阻止申请人仅为获得工作授权而提交无实质内容的申请……当该制度全面运作后,预计庇护官将在约60天内批准或转交积极申请……除非其申请已被移民法官拒绝,所有申请人均可在180天后获得工作授权。”见59 FR第62290-91页。
Another consequence of the asylum backlog is that many aliens who will ultimately be denied asylum are able to remain in the United States and obtain employment authorization. As discussed above, DHS believes that imposing stricter requirements for (c)(8) EAD eligibility will disincentivize some economic migrants and others who would ultimately not qualify for asylum from applying and possibly from making the arduous journey to the United States. For example, in addition to the current regulatory language that excludes an alien with an aggravated felony conviction as described under INA 101(a)(43), DHS proposes to codify in regulation that it will exclude from (c)(8) EAD eligibility any alien where there is reason to believe that the alien may be barred from a grant of asylum due to one of the criminal bars to asylum under sections 208(b)(2)(A)(ii)-(iii). These are also grounds for denial of the alien's underlying asylum application. See INA 208(b)(2) and 8 U.S.C. 1158(b)(2). This would be a sensible and logical change. Further, the change would increase program integrity by ensuring that an alien who is statutorily ineligible for asylum cannot file a frivolous or meritless asylum application in order to receive a (c)(8) EAD and take advantage of current USCIS processing backlogs to obtain employment authorization. Rather, under these proposed changes, aliens who are ineligible for asylum would likewise be ineligible for a “pending asylum” EAD. As detailed above, the 1994 INS's final regulatory asylum reform made clear, “[t]his rule will discourage applicants from filing meritless claims solely as a means to obtain employment authorization. . . . When the system is fully operational, asylum officers are expected to grant or refer affirmative claims within about 60 days. . . . All applicants could have work authorization after 180 days, unless their claims have been denied by an Immigration Judge.” 59 FR at 62290-91.
这是一个重要的问题,但由于当前庇护及庇护工作许可积压案件规模庞大,该问题常被忽视:INS设计现行法规体系的主要目的,是作为裁决基础庇护申请的手段。其意图是给予INS,即如今的USCIS,180天时间(见印刷版第8643页)裁决基础庇护申请,若未能在此期限内完成,则外国人不会因此受损,因为其在180天后即有资格获得工作授权。USCIS的目标是在完整庇护申请提交给USCIS之日起60天内完成对庇护申请转交事项的裁决,从而为美国行政复议办公室(EOIR)留出剩余120天完成对所转交庇护申请的处理。[156] 按照该设计,外国人的庇护申请要么获得批准,其任何待决或已批准的工作授权申请因庇护获批而失去实际意义,要么其庇护申请被拒绝,其工作授权申请也因其庇护申请不再处于待决状态而被拒绝,但这两种结果中的一种本应在申请提交后180天内得出。当时,工作授权申请仅是一项临时性或“过渡性”福利,仅在庇护申请裁决完成之前有效。
This is a significant point that is frequently lost given the current size of the asylum and asylum EAD backlogs: the INS designed the current regulatory landscape to be a means of primarily adjudicating the underlying asylum application. The intent was to give INS—today USCIS—180 days to ( printed page 8643) adjudicate the underlying asylum application and, if that could not be accomplished, then the alien was not harmed because they were eligible for employment authorization after 180 days. USCIS aimed to adjudicate referrals of asylum applications within 60 days from the date a complete asylum application was filed with USCIS, which would then leave 120 remaining days for EOIR to complete processing of the referred asylum application.[156] As designed, the alien's asylum application would be approved and any pending or approved application for employment authorization was rendered moot by the grant of asylum or the alien's asylum application would be denied and any application for employment authorization was denied since the alien's asylum application was no longer pending—but one of those two outcomes was supposed to be reached within 180 days of filing. At the time, the application for employment authorization was an interim or “bridge” benefit only until the asylum application was adjudicated.
由于当前积极寻求庇护案件积压数量庞大,根据《移民与国籍法》(INA)第208(d)(5)(A)(iii)条在提交申请后180天内对庇护申请作出裁决极为困难。在2022财年、2023财年和2024财年,获得最终裁决(批准、行政结案或拒绝/移交)的庇护申请的平均处理时间分别为35.5个月、25.0个月和22.8个月。[157] 这些处理时间远远超过180天的法定要求,但仍呈现出朝正确方向发展的趋势。然而,国土安全部(DHS)认为,目前投入到庇护及相关就业授权文件(EAD)裁决中的工作量是不可持续的,这正是国土安全部需要进行此次拟议法规修改的原因之一。如果美国公民及移民服务局(USCIS)不再受30天处理时限的约束,将使该机构能够将资源集中用于处理待决的庇护申请,这本身就会减少(c)(8)类就业授权文件申请的提交数量。这些案件耗费了本可用于其他裁决事项的机构资源。无论积压情况如何、案件存续时间长短,或庇护申请处理方式发生何种变化,根据8 CFR 208.7(a)(1)条,美国公民及移民服务局目前仍被要求在提交申请后30天内对待决庇护申请中的就业授权申请作出裁决。本规则中提出的修改,特别是暂停受理(c)(8)类就业授权文件申请以及设立365天等待期方可提交就业授权申请的规定,将使美国公民及移民服务局能够更加专注于处理基础的庇护申请,这正如移民归化局(INS)在1994年法规改革中所试图做到的那样。
Due to the size of the current affirmative asylum pending caseload, adjudication of the asylum application within 180 days of filing in accordance with INA 208(d)(5)(A)(iii) is extremely difficult. In FY2022, FY2023, and FY2024, the average processing time for asylum applications that received a final decision (approval, administrative closure, or denial/referral) was 35.5 months, 25.0 months, and 22.8 months, respectively.[157] The processing times far exceed the 180-day statutory requirement, but are nevertheless trending the right direction. However, DHS believes that the level of effort currently going into asylum and related EAD adjudications is not sustainable, which is one reason DHS needs these proposed regulatory changes. If USCIS were no longer governed by the 30-day processing timeframe, it would permit the agency to focus resources on the pending asylum applications, which in and of itself would reduce (c)(8) EAD application filings. These cases drain agency resources from other adjudications. Regardless of the backlog, the age of cases, or any asylum application processing changes, under 8 CFR 208.7(a)(1) USCIS is currently still required to adjudicate pending asylum applications for employment authorization within 30 days of filing. The changes proposed in this rule, specifically the pausing of (c)(8) EAD application acceptances and the 365-day wait to file an application for employment authorization, would allow USCIS to focus more on the underlying asylum applications—just as the INS attempted to do with the 1994 regulatory reforms.
资格要求的不一致
Misalignment of Eligibility Requirements
另一个与待决积极庇护案件积压无关、但进一步诱发恶意、欺诈及无理申请的问题是,庇护申请与待决庇护申请就业授权之间的资格要求并不一致。目前,如果外国人曾从事迫害行为、曾被判犯有特别严重罪行、曾在美国境外犯下严重非政治性罪行,或对美国安全构成危险等,其庇护申请将被拒绝。参见INA第208(b)(2)条,8 U.S.C. 1158(b)(2)。然而,基于待决庇护申请而申请就业授权的外国人,仅在因重罪定罪(aggravated felony conviction)的情况下才不具备资格。[158] 参见8 CFR 208.7(a)(1)条。庇护申请与(c)(8)类就业授权文件之间资格要求的差异,使得在任何情况下都不可能获批庇护的外国人(例如迫害者、曾被判犯有特别严重罪行的外国人等)在等待其庇护申请被拒绝期间仍有资格获得就业授权。这进而激励更多外国人提交恶意、欺诈或无理的庇护申请,因为他们在提交庇护申请180天后即可获得就业授权,即使依法不具备庇护资格,而鉴于庇护案件积压,该外国人的庇护申请很可能会数年悬而未决。此前,这两种表格均无需缴纳申请费,[159] 因此以此方式提交申请没有任何不利之处,因为即使美国公民及移民服务局数年后拒绝了该庇护申请,该外国人在此期间仍持有就业授权。国土安全部提出的本次规则制定旨在使资格要求保持一致,并终结滥用庇护制度的诱因。根据本提案,外国人仍可申请就业授权,但国土安全部将在对(c)(8)类就业授权文件进行裁决的筛查和审查过程中,实质性地判定该外国人是否依法律或法规不具备资格或被禁止获批庇护,如果属实,国土安全部将拒绝该就业授权申请。
Another problem unrelated to the pending affirmative asylum caseload that further acts as an incentive for frivolous, fraudulent, and meritless filings is the fact that eligibility requirements between the asylum application and the pending asylum application for employment authorization do not align. Currently, an asylum application will be denied if the alien was a persecutor, convicted of a particularly serious crime, committed a serious non-political crime outside the United States, or is a danger to the security of the United States, among other reasons. See INA 208(b)(2), 8 U.S.C. 1158(b)(2). However, an alien applying for employment authorization based on a pending asylum application is only ineligible based on an aggravated felony conviction.[158] See 8 CFR 208.7(a)(1). The disparity between eligibility requirements for the asylum application and the (c)(8) EAD renders aliens who under no set of circumstances could be approved for asylum ( e.g., persecutors, aliens convicted of particularly serious crimes, etc.) eligible for employment authorization while waiting for their asylum application to be denied. This, in turn, incentivizes more aliens to file frivolous, fraudulent, or meritless asylum applications since they will obtain employment authorization 180 days after filing the asylum application—even if statutorily ineligible for asylum—and the alien's asylum application will likely remain pending for years given the asylum backlog. Previously, neither form had an associated filing fee,[159] so there was no downside to filing this way because, even if USCIS denied the asylum application years later, the alien was employment authorized during that time. DHS's proposed rulemaking attempts to align the eligibility requirements and end the incentive to abuse the asylum system. Under this proposal, aliens would still apply for employment authorization but DHS would, as part of the screening and vetting of the alien as part of the (c)(8) EAD adjudication, essentially determine if the alien was statutorily or regulatorily ineligible or barred from asylum approval and, if so, DHS would deny the application for employment authorization.
确定申请就业许可的外国人是否同样不属于不符合庇护资格的情形,这一需要也为本规则中做出的另一项相关改动提供了理由,即对首次申请和续签(c)(8)类就业许可文件(EAD)申请均强制要求采集生物识别信息,并要求申请人在申请就业许可文件时一并提交所有指控、逮捕和定罪记录。如果没有生物识别信息和犯罪历史证据,国土安全部(DHS)将无法对这些外国人进行有意义的审查和核实,以确定其是否不符合庇护资格或被禁止获得庇护批准。国土安全部已经要求庇护申请人提交生物识别信息;出于同样的原因,国土安全部现提议对待决的就业许可申请一并采集生物识别信息。要求庇护申请人提交生物识别信息,并在申请就业许可文件时提供所有指控、逮捕和定罪记录,有助于确保国土安全部在就业许可申请作出决定之前掌握准确、完整的信息。[160] 国土安全部致力于通过加强边境安全、打击非法将人员、毒品和货物运过边境的犯罪组织,以及减少对其程序和法律的滥用,来执行我们的移民法律。
The need to determine whether the alien applying for employment authorization is also not ineligible for asylum justifies an additional and related change being made in this rule as well, the mandatory collection of biometrics for both initial and renewal (c)(8) EAD applications and the requirement that applicants for an EAD submit all records of charges, arrests, and convictions as part of their EAD application. DHS would not be able to meaningfully screen and vet these aliens in order to determine whether they are ineligible or barred from asylum approval without biometrics and evidence of any criminal history. DHS already requires biometrics from asylum applicants; for the same reason DHS now proposes to collect biometrics on the pending application for employment authorization. Requiring asylum applicants submit biometrics and provide all records of charges, arrests, and convictions as part of their EAD application helps ensure that DHS has accurate and complete information before making a decision on the employment authorization application.[160] DHS is committed to enforcing our immigration laws by securing our borders, disrupting criminal organizations that bring people, drugs, and goods across the border illegally, and reducing abuse of our processes and laws.
美国国土安全部(DHS)认为,本拟议规则的各项规定将使具有正当理由的申请得以更快获得批准,使缺乏正当理由的申请得以更快被移交处理或(第8644页)被拒绝。国土安全部认识到,这些改革将平等适用于具有正当理由和缺乏正当理由的庇护申请的外国人,且由于提高了就业许可文件(EAD)的申请要求、延长了等待期以及暂停美国公民及移民服务局(USCIS)受理庇护申请人提交的就业许可文件申请,这两类人群都可能在某种程度上经历经济困难。国土安全部还认识到,一些本来会被认定为具有正当理由的庇护申请人,即那些能够证明其因受保护的理由而对其国籍国(或最后惯常居住国)怀有有正当根据的迫害恐惧的人,可能会放弃其申请或决定不提交申请,从而放弃庇护本可提供的保护,因为他们在庇护申请审理期间将无法维持自身生计。国土安全部认识到,延长就业许可的处理时间也可能成为潜在具有正当理由的申请人在申请庇护前进行决策时需要考虑的因素。由于本规则拟议延长外国人获得就业许可前的等待期,可能会有一些具有潜在正当理由的庇护申请人转而返回其可能面临伤害风险的国家。国土安全部已认真考虑了对该群体可能造成的潜在伤害,并确定本规则带来的以下益处超过了这些担忧:提高项目完整性,使美国公民及移民服务局的资源集中用于处理积压的庇护案件,确保恶性重罪犯和有犯罪记录的外国人不会获得工作授权,对所有(c)(8)类就业许可文件申请人进行生物识别身份核实并在适用情况下查明其犯罪记录,以及遏制仅为获取工作授权而提出轻率、欺诈性或无正当理由申请的庇护滥用行为。客观而言,庇护制度已不堪重负,亟需进一步改革。庇护案件的积压削弱了该制度的完整性,使数千件缺乏正当理由的案件长期悬而未决,并使本机构在案件最终审结之前的数年内都无法应对潜在的公共安全和国家安全问题。美国的安全及我国移民程序的完整性,其重要性超过了对部分庇护申请人群体可能造成的潜在伤害。国土安全部还考虑了因提交就业许可申请或获得就业许可的等待期延长而可能造成的困难,这可能导致部分外国人试图从事未经授权的工作。为最大限度减少未经授权的就业,国土安全部已通过《移民改革和控制法》(IRCA)建立了若干合规措施,该法要求雇主核实其雇员的身份和就业资格,并对与就业相关的违规行为规定了刑事和民事制裁。参见《公共法》第99-603号,100 Stat. 3445(1986年)。此外,《移民与国籍法》(INA)第274A(b)条,即8 U.S.C. 1324a(b)条,要求雇主核实在美国境内被雇佣的所有外国人的身份和就业资格。雇主使用《就业资格核实表》(I-9表格)来记录此项核实。未能正确填写I-9表格的雇主将因文书违规而被处以民事罚款。[161] 这一程序旨在保护公众以及那些可能试图从事未经授权工作的外国人,因为此类外国人容易受到雇主的剥削。仍选择从事未经授权就业的外国人应当意识到,这可能使其面临被驱逐出境的风险,并丧失获得诸如身份调整等未来福利的资格。[162] 最后,国土安全部承认,上述各类人群可能受到一些未知的影响,但国土安全部维护国家安全和公共安全的责任优先于这些考量,并为本规则所提议的做法提供了正当理由。
DHS believes the provisions of this proposed rule will enable meritorious applications to be granted sooner and meritless applications to be referred or ( printed page 8644) denied sooner. DHS recognizes that these reforms will apply equally to aliens with meritorious and meritless asylum claims and that either population may experience some degree of economic hardship as a result of heightened requirements for an EAD, the extended waiting period, and the pauses in USCIS' acceptance of EAD applications from asylum applicants. DHS also recognizes that some aliens whose asylum applications would have been found meritorious— i.e., those who would be able to show a well-founded fear of persecution in their country of nationality (or last habitual residence) on account of a protected ground—may abandon their applications or decide not to file applications and forego the protection that asylum would provide because they would not be able to support themselves while their asylum application is adjudicated. DHS recognizes that extending the processing time for employment authorization may also factor into a potentially meritorious applicant's decision-making process before applying for asylum. Due to this rule's proposed increased waiting periods before an alien may receive employment authorization, there may be aliens with potentially meritorious asylum claims who instead return to a country where they may fear harm. DHS has seriously considered the potential harm to this population and has determined that the benefits of this rule outweigh these concerns: increasing program integrity, focusing USCIS resources on the underlying asylum backlog, ensuring aggravated felons and criminal aliens are not granted work authorization, biometrically verifying the identity of all (c)(8) EAD applicants and identifying any criminal history, if applicable, and disincentivizing asylum as a means to file a frivolous, fraudulent, or meritless application solely to obtain work authorization. Objectively speaking, the asylum system is overwhelmed and in need of additional reforms. The backlog of asylum cases weakens the integrity of the system, allowing thousands of non-meritorious cases to languish and obstructing the agency from addressing potential public safety and national security concerns until years down the road when the cases are finally adjudicated. The security of the United States and the integrity of our immigration processes outweighs the potential harm to a subset of the asylum applicant population. DHS has also considered potential hardship caused by a lengthier wait before filing an application for employment authorization or receiving employment authorization, which may lead some aliens to attempt to work without authorization. In order to minimize unauthorized employment, DHS has instituted certain compliance measures through the Immigration Reform and Control Act (IRCA), which requires employers to verify the identity and employment eligibility of their employees and sets forth criminal and civil sanctions for employment-related violations. See Public Law 99-603, 100 Stat. 3445 (1986). Additionally, section 274A(b) of the INA, 8 U.S.C. 1324a(b), requires employers to verify the identity and employment eligibility of all aliens hired in the United States. The Employment Eligibility Verification form (Form I-9) is used by employers to document this verification. Employers who fail to properly complete Forms I-9 are subject to civil money penalties for paperwork violations.[161] This process serves to protect the public and aliens who may attempt to work without authorization, which makes those aliens vulnerable to exploitation by their employers. Aliens who still choose to engage in unauthorized employment should be aware that this may render them removable and ineligible for future benefits such as adjustment of status.[162] Finally, DHS acknowledges there may be unknown impacts to the above populations, but DHS's responsibility to safeguarding national security and public safety takes precedence and justifies the approach proposed here.
国土安全部(DHS)的最终目标是加强庇护程序的福利诚信度,并帮助确保该制度不被滥用。国土安全部已确定,庇护申请人获得工作许可的现行模式已不再可行,且与庇护制度的初衷不符。该制度的初衷始终是,一旦提交庇护申请,应及时作出决定,从而在外国人获得该项福利之前无需工作许可文件。国土安全部已确定,在庇护申请人申请并获得就业许可文件(EAD)之前,要求其满足额外的时间和安全要求是合理的。保护国家安全、公共安全以及维护美国庇护和移民制度完整性的紧迫性,超过了有理由的庇护申请人群体在获得就业许可文件之前可能因额外等待期而承受的困难。
DHS's ultimate goal is to strengthen the benefit integrity of the asylum process and help ensure that the system is not being exploited. DHS has determined that the current model for obtaining employment authorization as an asylum applicant is no longer practicable, but also inconsistent with the original intent of the asylum system. The intent has always been that once an asylum claim is filed, a decision is made in a timely manner so that there is no need for an employment authorization document until the alien has received the benefit. DHS has determined it is reasonable to require additional time and security requirements on asylum applicants before they may apply for and receive an EAD. The urgency to protect national security, public safety, and maintain the integrity of the U.S. asylum and immigration system outweighs the hardship that may be imposed by an additional waiting period the meritorious asylum applicant population would experience prior to receiving an EAD.
一、已考虑的其他监管替代方案
1. Other Regulatory Alternatives Considered
国土安全部在最终决定本规则所提出的变更之前,考虑了若干替代方案,并且最近还实施了影响庇护申请及基于待决庇护申请的工作许可申请的新申请费。
DHS considered several alternatives before deciding on the changes ultimately proposed in this rule and also recently implemented new filing fees that impact both asylum applications and pending asylum application-based applications for employment authorization.
2025年7月22日,美国公民及移民服务局(USCIS)发布了《H.R.-1联邦公报通知》,向公众通报根据《One Big Beautiful Bill Act》(OBBBA)设立的多项移民相关表格新收费标准。[163] USCIS最近实施了法定强制性的申请费,包括庇护申请不可豁免的100美元申请费,以及申请人庇护申请待决期间每年100美元的年费,还有首次(c)(8)工作许可申请不可豁免的550美元申请费。[164] 根据法律规定,庇护申请费的50%计入国土安全部账户。年费收入不计入USCIS账户,(c)(8)工作许可申请费的25%计入USCIS账户。
On July 22, 2025, USCIS published the H.R.-1 Federal Register Notice to inform the public of a new series of fees for various immigration-related forms established in the OBBBA.[163] USCIS recently implemented statutorily-mandated filing fees, including a $100 non-waivable filing fee for the asylum application and $100 annual fee for every year the applicant's asylum application is pending, as well as a $550 non-waivable filing fee for the initial (c)(8) employment authorization application.[164] Per statute, 50 percent of the asylum application fee is credited to DHS. None of the annual fee revenue is credited to USCIS and 25-percent of the (c)(8) employment authorization application fees are credited to USCIS.
从历史上看,仅凭费用变化并未导致福利申请数量的显著变化,尤其是在没有其他替代方案的情况下。[165] 因此,国土安全部认为,仅凭《H.R.-1》法案中新设的庇护申请费不足以遏制本规则所指出的不可持续数量的无理庇护申请,尽管国土安全部认为,这些费用有可能增强本拟议规则在阻止无理、欺诈或其他无理庇护申请方面的效果。此外,如本拟议规则第III.B节和第III.C节所述,并经近期USCIS规则制定文件89 FR 101210(2024年12月13日)所讨论, (印刷页8645)USCIS为加快处理庇护申请和(c)(8)工作许可申请而投入额外资源的努力,始终未能跟上申请量的快速增长。国土安全部认为,这是因为长期存在的庇护积案导致工作许可期限延长,从而激励了更多庇护申请的提出。[166]
Historically, fee changes alone have not caused significant changes in benefits requests, particularly when there are no alternatives.[165] Therefore, DHS does not think that the new asylum application fees from H.R.-1 alone are sufficient to dissuade the unsustainable volumes of meritless asylum claims identified in this rule, although DHS believes that it is possible that the fees may enhance the effects of this proposed rule to deter frivolous, fraudulent, or otherwise meritless asylum applications. Furthermore, as described in sections III.B and III.C of this proposed rule, and discussed by recent USCIS rulemakings 89 FR 101210 (Dec. 13, 2024), USCIS efforts to apply ( printed page 8645) additional resources toward faster processing of asylum and (c)(8) employment authorization applications have consistently failed to match rapid growth in volumes. DHS argues this is because the employment authorization for longer durations caused by persistent asylum backlogs have incentivized more asylum claims.[166]
国土安全部(DHS)考虑并评估的另一种备选方案是重新发布2020年取消30天工卡(EAD)处理时限规则(“时限废止规则”),但采用更新的申请数据、更新近的经济分析以及对所提议变更的额外说理。国土安全部认识到,根据《移民与国籍法》第274A(h)(3)(B)条(8 U.S.C. 1324a(h)(3)(B))、第208(d)(1)条和第(d)(5)(B)条(8 U.S.C. 1158(d)(1)和(d)(5)(B))以及第208(d)(2)条(8 U.S.C. 1158(d)(2)),部长拥有作出此类变更的权限。然而,国土安全部注意到CASA de Maryland, Inc. 诉 Wolf 案的判决,该判决认定取消30天庇护工卡时限(“时限废止规则”)因多种不同原因而属于武断和反复无常的行为。该法院认定,美国公民及移民服务局(USCIS)取消30天处理时限的理由与记录中的证据相悖,且USCIS对公众意见的回应流于结论性,表明该机构未考虑重要的政策替代方案。[167] 具体而言,法院并不信服USCIS曾考虑过延长处理时限而非彻底取消该时限这一做法。[168] 尽管国土安全部仍然认为(c)(8)类工卡不应设处理时限,正如目前其他任何工卡类别也都没有处理时限一样,但国土安全部对于即便采用更新的申请数据、更新近的经济分析、对替代方案的进一步考量以及额外的说理,再次提议彻底取消(c)(8)类工卡处理时限是否能够成功,仍存在不确定性。法规修订需要投入大量工作,国土安全部不愿再冒险耗费数年之功,最终却仍遭受不利的法院裁决,并最终仍须依据当前存在缺陷的法规权限和时限审理待决的庇护申请及相关的工作许可申请。
One alternative DHS considered and evaluated was the possibility of re-publishing the elimination of the 30-day EAD processing timeframe rule (“Timeline Repeal Rule”) from 2020, but with updated filing data, more recent economic analysis, and additional justification for the proposed changes. DHS recognizes that any such changes are within the Secretary's authority under INA 274A(h)(3)(B) (8 U.S.C. 1324a(h)(3)(B)), INA 208(d)(1) and (d)(5)(B) (8 U.S.C. 1158(d)(1) and (d)(5)(B)), and INA 208(d)(2) (8 U.S.C. 1158(d)(2)). However, DHS is mindful of the CASA de Maryland, Inc. v. Wolf holding that determined the elimination of the 30-day Asylum EAD clock (“Timeline Repeal Rule”) was arbitrary and capricious for multiple different reasons. That court found that USCIS' rationale for elimination of the 30-day processing timeframe belied the evidence in the record and USCIS' responses to public comments were conclusory and reflected that the agency did not consider important policy alternatives.[167] Specifically, the court was not convinced that USCIS considered imposing a longer processing timeframe instead of removing the timeframe altogether.[168] Despite the fact that DHS still believes there should be no processing timeframe on (c)(8) EADs—just as there are currently no processing timeframes on any other EAD category—DHS was uncertain if a second proposed outright elimination of the (c)(8) EAD processing timeframe would be successful even with updated filing data, more recent economic analysis, additional consideration of alternatives, and additional justifications. A significant amount of work goes into regulatory changes, and DHS would rather not risk another years long effort merely to be subject to adverse court action and, in the end, still be required to adjudicate pending asylum applications and associated employment authorization applications under the current, and flawed, regulatory authorities and timeframes.
国土安全部考虑并评估的第二种备选方案是将基于待决庇护申请提出工作许可申请的等待期从目前的150天延长至显著更长的期限,接近四年或五年。延长该等待期完全在部长依据《移民与国籍法》第274A(h)(3)(B)条(8 U.S.C. 1324a(h)(3)(B))、第208(d)(1)条和第(d)(5)(B)条(8 U.S.C. 1158(d)(1)和(d)(5)(B))以及第208(d)(2)条(8 U.S.C. 1158(d)(2))所享有的权限范围之内,这些条款明确承认部长拥有向外国人授予工作许可的自由裁量权,拥有就庇护申请的程序和条件制定法规的权限,以及在自庇护申请提交之日起满180天后,对申请庇护的外国人授予工作许可的裁量权。此类延长的益处在于,它基本上可以消除上文所讨论的所有筛查与审查方面的障碍(例如,申请人支持中心(ASC)预约延误、向移民及海关执法局(ICE)转介的60天暂停期等),同时也将消除外国人为获得工作许可而提交无实质内容、欺诈性或其他无根据的庇护申请的动机。在这样的提案下,实际上很少有外国人会真正等待五年才获得其首次工作许可,因为庇护案件目前按照后进先出(LIFO)方式处理,因此绝大多数近期庇护申请人将在不到五年的时间内获得最终裁决。即便不采取所提议的法规变更,国土安全部也需要改善其运营以及筛查与审查工作,在2022财年、2023财年和2024财年,获得最终决定(批准、行政结案、拒绝/转介)的庇护申请的平均处理时间分别为35.5个月、25.0个月和22.8个月。[169] 尽管这些处理时间远远超过《移民与国籍法》第208(d)(5)(A)(iii)条规定的180天目标,但其正朝着正确方向发展,且短于所考虑的四年或五年备选方案。
A second alternative DHS considered and evaluated was extending the waiting period for filing an application for employment authorization based on a pending asylum application from the current 150 days to a significantly longer period, something closer to four or five years. Extending this waiting period would be well within the Secretary's authority under INA 274A(h)(3)(B) (8 U.S.C. 1324a(h)(3)(B)), INA 208(d)(1) and (d)(5)(B) (8 U.S.C. 1158(d)(1) and (d)(5)(B)), and INA 208(d)(2) (8 U.S.C. 1158(d)(2)), which clearly recognize the discretionary authority to extend employment authorization to aliens, the authority to establish regulations concerning the procedures and conditions on asylum applications, and the discretion to grant employment authorization to aliens applying for asylum if 180 days have passed since filing the application for asylum. The benefits of such an extension are that it would essentially remove all screening and vetting roadblocks discussed above ( e.g., ASC appointment delays, 60 day-pause for referrals to ICE, etc.) and it would also remove any incentive for aliens to file frivolous, fraudulent, or otherwise meritless asylum applications in order to receive employment authorization. Under such a proposal, very few aliens would actually wait five years for their initial employment authorization because asylum cases are currently worked under LIFO processing, so the overwhelming majority of recent asylum applicants would receive a final adjudication in less than five years. Even without the proposed regulatory changes DHS needs to improve operations as well as screening and vetting, in FY2022, FY2023, and FY2024, the average processing time for asylum applications that received a final decision (approval, administrative closure, denial/referral) was 35.5 months, 25.0 months, and 22.8 months, respectively.[169] While the processing times far exceed the 180-day target provided in INA 208(d)(5)(A)(iii), they are trending in the right direction and are less than the four or five year alternative proposal considered.
国土安全部(DHS)最终决定不将150天工卡时钟延长至此幅度,原因有以下几项。虽然四到五年的等待期将对无根据、欺诈性或无实质理由的申请构成强有力的抑制因素,但这很可能招致移民权益倡导者以及可能将这一固定且漫长的等待期变化视为过度严苛的庇护申请人的强烈反对。虽然拟议的暂停与重启方法也可能导致长达数年的等待,但与本第二种备选方案所提议的变化不同,该暂停是可以解除的。最终,国土安全部认定,尽管这将对无实质理由的申请构成非常强有力的抑制因素,但会有大量强烈反对此类变更的公众意见,且此类期限延长的理据可能得不到数据的支持。
DHS ultimately decided not to extend the 150-day EAD clock this far for several reasons. While a four to five year waiting period would be a strong disincentive for frivolous, fraudulent, or meritless applications, this would likely lead to strong opposition from immigration advocates and asylum applicants who may view this fixed and lengthy change in the waiting period as unduly harsh. While the proposed pause and restart method will likely lead to a years-long wait as well, that pause can be lifted, unlike the change proposed in this second alternative. In the end, DHS determined that while a very strong disincentive for meritless filings, there would be numerous and strong public comments that did not support such a change, and the justification for such an extension of that duration may not be supported by data.
国土安全部考虑的另一项备选方案是彻底终止对待决庇护申请人的就业授权,换言之,取消(c)(8)类工卡类别。取消(c)(8)类工卡类别完全属于《移民与国籍法》(INA)第274A(h)(3)(B)条(8 U.S.C. 1324a(h)(3)(B))、第208(d)(1)条及第(d)(5)(B)条(8 U.S.C. 1158(d)(1)及(d)(5)(B))以及第208(d)(2)条(8 U.S.C. 1158(d)(2))所赋予部长的职权范围之内,这些条款明确承认部长拥有向外国人延长就业授权的自由裁量权、制定有关庇护申请程序与条件的法规的权力,以及在自提交庇护申请之日起已满180天的情况下,对申请庇护的外国人给予就业授权的自由裁量权。根据法律规定,庇护申请待决的外国人并无获得就业授权的当然权利,但国会授权部长在庇护申请待决审理期间,通过制定法规自由裁量地授权此类外国人就业。参见INA第208(d)(2)条,8 U.S.C. 1158(d)(2)。此备选方案将无需进行筛查和审查,因为外国人将不再提交就业授权申请。此备选方案实际上将成为对无根据、欺诈性或无实质理由的庇护申请最强有力的可能抑制因素,其方式不是增加延误,而是彻底取消临时就业授权作为提交庇护申请的激励因素。此方案将消除在积压案件中长期保有无实质理由但待决的庇护申请所带来的任何益处。(原文第8646页)在此类提案下,由于没有(c)(8)类工卡可供申请,庇护申请待决的外国人在美国公民及移民服务局(USCIS)批准其基础庇护申请之前,将不具备就业授权资格。
Another alternative considered by DHS was ending employment authorization for pending asylum applicants altogether, in other words, terminating the (c)(8) EAD category. Eliminating the (c)(8) EAD category would be well within the Secretary's authority under INA 274A(h)(3)(B) (8 U.S.C. 1324a(h)(3)(B)), INA 208(d)(1) and (d)(5)(B) (8 U.S.C. 1158(d)(1) and (d)(5)(B)), and INA 208(d)(2) (8 U.S.C. 1158(d)(2)), which clearly recognize the discretionary authority to extend employment authorization to aliens, the authority to establish regulations concerning the procedures and conditions on asylum applications, and the discretion to grant employment authorization to aliens applying for asylum if 180 days have passed since filing the application for asylum. An alien with a pending asylum application is not entitled to employment authorization by statute, but Congress granted the Secretary discretion to authorize employment, through regulations, for these aliens while the asylum application is pending adjudication. See INA 208(d)(2), 8 U.S.C. 1158(d)(2). This alternative would obviate the need to screen and vet because there would be no application for employment authorization submitted by the alien. This alternative would really be the strongest disincentive possible for filing frivolous, fraudulent, or meritless asylum filings, not by adding a delay but by completely eliminating temporary employment authorization as an incentive for filing an asylum application. This option would eliminate any benefit to having a pending, but meritless asylum application in the backlog for years. ( printed page 8646) Under such a proposal, with no (c)(8) EAD to apply for, aliens with pending asylum applications would not be employment authorized until USCIS approved the underlying asylum application.
国土安全部最终决定目前不采取此类备选方案。首先,国土安全部已经确定,主要问题在于处理积压案件数量的能力。其次,由于待决庇护申请人的就业授权已存在数十年之久,早于移民归化局(INS)1994年庇护改革规则制定之前即已存在,目前尚不清楚是否存在支持此类变更的数据。此外,国土安全部担忧预期的公众意见将不支持此类变更。另外,国土安全部认为,本规则中拟议的条款,即在庇护案件平均处理时间连续90天超过180天时暂停受理初次(c)(8)类工卡申请,将就业授权与庇护处理时间相挂钩,能够以较为缓和的方式实现与彻底取消(c)(8)类工卡类别相同的积极效果。
DHS ultimately decided not to pursue such an alternative at this time. First, DHS has already established that the primary problem is the processing of the volume of cases in the backlog. Second, because employment authorization for pending asylum applicants has been available for decades, since prior to the INS's 1994 asylum reform rulemakings, it is not clear at this time whether data exists to support such a change. Moreover, DHS was concerned with the anticipated public comments that did not support such a change. Additionally, DHS believes that the proposed provision of this rule tethering employment authorization to asylum processing times by pausing the acceptance of initial (c)(8) EADs if average asylum processing rises above 180 days for 90 consecutive days would achieve the same positive impact that terminating the (c)(8) EAD category altogether would achieve but through less severe means.
倘若本规则被证明无效或被禁令阻止实施,鉴于这些备选方案所代表的持续激励非法进入美国以及滥用庇护制度、损害具有实质理由的庇护寻求者利益的情况,国土安全部很可能会针对未来的庇护申请及其相关的就业授权申请,重新评估上述一项或多项备选方案。
Should this rule prove ineffective or be enjoined, DHS will likely re-evaluate one or more of these alternative options for future asylum applications and their associated employment authorization applications given the ongoing incentive they represent for illegal entry to the United States and abuse of the asylum system to the detriment of meritorious asylum seekers.
D. 背景
D. Background
1. 庇护资格
1. Eligibility for Asylum
庇护是一项酌情给予的待遇,如果外国人证实其因种族、宗教、国籍、属于特定社会群体或政治见解而遭受过迫害或存在对未来迫害的合理恐惧等情形,部长或司法部长可酌情准予庇护。《移民与国籍法》(INA)第208(b)(1)条,8 U.S.C. 1158(b)(1)(规定司法部长和部长“可以”向难民准予庇护);《移民与国籍法》第101(a)(42)(A)条,8 U.S.C. 1101(a)(42)(A)(对“难民”作出定义)。《移民与国籍法》禁止某些外国人获得庇护,包括实施迫害者、被判犯有特别严重罪行者(包括加重重罪)、在美国境外实施严重非政治性犯罪者、对美国安全构成威胁者、从事某些与恐怖主义相关活动或为恐怖组织成员者,或已在第三国获得确定安置者。[170]
Asylum is a discretionary benefit that can be granted by the Secretary or Attorney General if the alien establishes, among other things, that he or she has experienced past persecution or has a well-founded fear of future persecution on account of race, religion, nationality, membership in a particular social group, or political opinion. INA sec. 208(b)(1), 8 U.S.C. 1158(b)(1) (providing that the Attorney General and Secretary “may” grant asylum to refugees); INA sec. 101(a)(42)(A), 8 U.S.C. 1101(a)(42)(A) (defining “refugee”). The INA bars certain aliens from obtaining asylum, including aliens who are persecutors, have been convicted of a particularly serious crime (which includes aggravated felonies), have committed serious nonpolitical crimes outside of the United States, are a danger to the security of the United States, have engaged in certain terrorism-related activities or are members of terrorist organizations, or were firmly resettled in a third country.[170]
《移民与国籍法》还禁止某些外国人申请庇护。[171] 外国人通常必须在其最后一次抵达美国之日起1年内申请庇护。[172] 在1年申请期限届满后申请庇护的外国人不具备申请庇护的资格,除非该外国人证明情况变化实质性地影响了其获得庇护的资格,或存在特殊情况导致其在1年期限内未能及时申请,并且该申请是在情况变化或特殊情况出现后的合理期限内提交的。[173] 即使外国人符合所有庇护条件,包括证实过去遭受迫害或存在对未来迫害的合理恐惧以及符合逾期申请的任何例外情形,部长或司法部长仍可酌情拒绝给予庇护。[174]
The INA also bars certain aliens from applying for asylum.[171] Aliens generally must apply for asylum within 1 year from the date of their last arrival in the United States.[172] An alien who files for asylum after the 1-year filing deadline is not eligible to apply for asylum unless the alien demonstrates that changed circumstances materially affected the alien's eligibility for asylum or extraordinary circumstances delayed filing during the 1-year period, and that the application was filed within a reasonable period of time given the changed or extraordinary circumstances.[173] Even if an alien meets all the criteria for asylum, including establishing past persecution or a well-founded fear of future persecution and any exceptions to late filing, the Secretary or Attorney General can still deny asylum as a matter of discretion.[174]
获准庇护的外国人不得被遣返或遣送回其国籍国或最后惯常居住国,其庇护身份附带工作许可,并且在事先获得部长同意的情况下可获准前往美国境外旅行。[175] 如果外国人在获准庇护时不具备庇护资格,或根据法律规定其后不再具备庇护资格,其庇护身份可被终止。[176]
Aliens who are granted asylum cannot be removed or returned to their country of nationality or last habitual residence, are employment authorized incident to their asylee status, and may be permitted to travel outside of the United States with prior consent from the Secretary.[175] Asylum can be terminated if the alien was not eligible for asylum status at the time of the asylum grant or is otherwise no longer eligible for asylum under the law.[176]
外国人可以将实际身处美国境内的配偶及子女作为受抚养人列入其庇护申请,时间可以是提交申请时,也可以是在该申请作出最终决定之前的任何时间。[177] 该外国人及其受抚养人均被视为庇护申请人,每位申请人均可单独提交(c)(8)类工作许可证(EAD)申请。
Aliens may include their spouse and children who are physically present in the United States as dependents on their asylum application at the time they file or at any time until a final decision is made on the application.[177] The alien and their dependents are considered asylum applicants, and each applicant may individually file an application for a (c)(8) EAD.
2. 主动申请与被动申请
2. Affirmative vs. Defensive Filings
外国人若要申请庇护,须向美国公民及移民服务局(USCIS)或移民法院(行政复审执行办公室,EOIR)提交I-589表,《庇护申请及暂缓遣返申请表》。庇护申请根据对该外国人案件具有管辖权的机构不同,分为“主动申请”或“被动申请”。通常,如果外国人身处美国境内、未被拘留且尚未被置于遣返程序中,则该外国人应向USCIS提交庇护申请。此类申请称为“主动申请”。如果美国国土安全部(DHS)已将外国人置于遣返程序中,则该外国人须向移民法官(IJ)提交庇护申请。[178] 此类申请称为“被动申请”,其中包括经USCIS庇护官转交移民法官对其庇护主张进行重新审查(de novo review)的外国人案件。[179]
To request asylum, an alien must file Form I-589, Application for Asylum and for Withholding of Removal, with either USCIS or the immigration court (EOIR). Asylum applications are characterized as “affirmative” or “defensive” based on which agency has jurisdiction over the alien's case. Generally, if an alien is physically present in the United States, not detained, and has not been placed in removal proceedings, the alien files the asylum application with USCIS. These applications are known as “affirmative” filings. If DHS places an alien in removal proceedings, the alien files an application for asylum with an Immigration Judge (IJ).[178] These applications are known as “defensive” filings and include aliens the USCIS asylum officer refers to the IJ for de novo review of their asylum claim.[179]
美国公民及移民服务局(USCIS)负责对无人陪伴未成年人(UAC)提交的庇护申请进行初步裁决。这是因为无人陪伴未成年人提交的庇护申请必须按照《预防人口贩运与保护受害者法重新授权法》(TVPRA,公法第110-457号,122 Stat. 5044)以及J.O.P.诉美国国土安全部案(案号8:19-cv-01944,马里兰州地区法院)(2024年11月25日批准)(以下简称“J.O.P.和解协议”)中确立的和解协议所规定的要求进行处理。适用于无人陪伴未成年人的TVPRA条款自2009年3月23日起生效,赋予USCIS对无人陪伴未成年人提交的所有庇护申请的初始管辖权。因此,即使无人陪伴未成年人已被移民法院签发出庭通知书(Notice to Appear),只要其在首次提交庇护申请之日为无人陪伴未成年人,其庇护申请仍可由USCIS受理审理。TVPRA还为那些此前未向USCIS提交庇护申请、且在移民法院、移民上诉委员会(Board of Immigration Appeals)上诉程序中或联邦法院有未决申请的无人陪伴未成年人提供了机会,使其庇护申请可由USCIS庇护官在非对抗性环境中受理并作出裁决。[180]此外,根据J.O.P.和解协议的条款,USCIS不会依赖美国司法部(DOJ)关于某外国人不属于无人陪伴未成年人的任何认定。[181]相反,USCIS对无人陪伴未成年人庇护申请的裁决行使初始管辖权,并作出自己的管辖权认定。[182]因此,如果无人陪伴未成年人的(第8647页)庇护申请仍在USCIS处于未决状态,即使其庇护申请已被移民法官(IJ)、移民上诉委员会(BIA)或联邦法院驳回,其依据(c)(8)条款获得的工作许可文件(EAD)也不会自动终止。
USCIS is responsible for initial adjudication of asylum applications filed by UACs. This is because an asylum application filed by a UAC must be processed according to requirements established in the TVPRA, Public Law 110-457, 122 Stat. 5044, and the settlement agreement in J.O.P. v. U.S. Dept of Homeland Security, 8:19-cv-01944 (D. Md.) (approved Nov. 25, 2024) (J.O.P. Settlement Agreement). The provisions of the TVPRA that apply to UACs took effect on March 23, 2009 and provide USCIS with initial jurisdiction over all asylum applications filed by UACs. Thus, even UACs who have been issued a Notice to Appear in immigration court can have their application for asylum heard by USCIS if they were UACs on the date they first filed for asylum. The TVPRA also provides an opportunity for UACs, who did not previously file for asylum with USCIS and who had a pending claim in immigration court, on appeal to the Board of Immigration Appeals, or in federal court, to have their asylum claim heard and adjudicated by a USCIS Asylum Officer in a non-adversarial setting.[180] Furthermore, under the terms of the J.O.P. Settlement Agreement, USCIS will not rely on any determination by DOJ that an alien is not a UAC.[181] Rather, USCIS exercises initial jurisdiction over the adjudication of the UAC's asylum application and renders its own jurisdictional determination.[182] Therefore, if a UAC's ( printed page 8647) pending asylum application remains pending before USCIS, his or her (c)(8) EAD will not automatically terminate even if his or her asylum application was denied by an IJ, BIA, or a Federal court.
在美国口岸(空港、海港或陆路口岸)出示身份以求入境的外国人通常被视为入境申请人。[183] 《移民与国籍法》(INA)第235(a)(1)条,《美国法典》第8编第1225(a)(1)节。如果移民官认定某外国人根据该法第212(a)(6)(C)条或第212(a)(7)条(《美国法典》第8编第1182(a)(6)(C)节或第1182(a)(7)节)因持有虚假文件、作出虚假陈述或缺乏所需旅行证件而不可入境,则该外国人可能依据该法第235(b)(1)条(《美国法典》第8编第1225(b)(1)节)被置于快速遣返程序。快速遣返程序也可适用于某些其他未被准许入境或假释进入美国、且无法证明在作出不可入境认定之日前两年内持续在美国实际居住的外国人。《移民与国籍法》第235(b)(1)(A)(iii)条,《美国法典》第8编第1225(b)(1)(A)(iii)节。处于快速遣返程序中的外国人,若表明有意申请庇护、表达对迫害或酷刑的恐惧,或表达对遣返回原籍国的恐惧,将被转介给庇护官,以确定该外国人是否具有可信的恐惧。[184]《移民与国籍法》第235(b)(1)条,《美国法典》第8编第1225(b)(1)节;《联邦法规汇编》第8编第208.30(b)节;第235.3(b)(4)节。如果认定某外国人具有可信的恐惧,“该外国人应被拘留,以便进一步审理其庇护申请。”《移民与国籍法》第235(b)(1)(B)(ii)条,《美国法典》第8编第1225(b)(1)(B)(ii)节。
Aliens who present themselves at a U.S. port of entry (air, sea, or land) are generally deemed applicants for admission.[183] INA sec. 235(a)(1), 8 U.S.C. 1225(a)(1). If an immigration officer determines that an alien is inadmissible under section 212(a)(6)(C) or 212(a)(7) of the Act, 8 U.S.C. 1182(a)(6)(C) or 1182(a)(7), for being in possession of false documents, making false statements, or lacking the required travel documentation, the alien may be placed in expedited removal proceedings under section 235(b)(1) of the Act, 8 U.S.C. 1225(b)(1). Expedited removal may also be applied to certain other aliens who have not been admitted or paroled into the United States and who cannot show that they have been continuously physically present in the United States for the two years prior to the date of determination of inadmissibility. INA sec. 235(b)(1)(A)(iii), 8 U.S.C. 1225(b)(1)(A)(iii). Aliens in expedited removal proceedings who indicate an intention to apply for asylum, express a fear of persecution or torture, or a fear of return to their home country are referred to an asylum officer to determine whether the alien has a credible fear of persecution or torture.[184] INA sec. 235(b)(1), 8 U.S.C. 1225(b)(1); 8 CFR 208.30(b); 8 CFR 235.3(b)(4). If an alien is determined to have a credible fear, “the alien shall be detained for further consideration of the application for asylum.” INA sec. 235(b)(1)(B)(ii), 8 U.S.C. 1225(b)(1)(B)(ii).
最初基于可信恐惧肯定性认定的庇护申请,一旦向法院提交出庭通知书(NTA),即归移民法院执行办公室(EOIR)管辖,并被视为“防御性提交”的申请。同样地,如果某外国人获得可信恐惧的肯定性认定,但被美国移民及海关执法局(ICE)从拘留中释放,该外国人在出庭通知书提交后仍被视为归EOIR管辖,并必须向法院提交庇护申请。
Asylum applications based initially on a positive credible fear determination are under the jurisdiction of EOIR once a Notice to Appear (NTA) is filed with the court and are considered “defensively filed” applications. Similarly, if an alien has a positive credible fear determination, but is released from detention by U.S. Immigration and Customs Enforcement (ICE), the alien is still considered to be under EOIR jurisdiction once the NTA is filed and must file the application for asylum with the court.
3. 庇护申请人的工作许可
3. Employment Authorization for Asylum Applicants
外国人可根据其移民身份或法律或法规规定的其他条件获准在美国工作。见《联邦法规汇编》第8编第274a.12节。庇护申请人并不因法律规定而自动有权获得工作许可,但国会授权部长可通过法规,在庇护申请审理期间酌情批准此类外国人的工作许可。见《移民与国籍法》第208(d)(2)条,《美国法典》第8编第1158(d)(2)节。寻求工作许可的外国人通常必须按照表格说明,向USCIS提交I-765表格申请工作许可文件(EAD),并缴纳规定的费用。《联邦法规汇编》第8编第274a.13(a)节。第8编第208.7节和第274a.12(c)(8)节规定了庇护申请人工作许可的相关规定。
An alien may be authorized for employment in the United States based on the alien's immigration status or other conditions, as established by statute or by regulation. See8 CFR 274a.12. An asylum applicant is not entitled to employment authorization by statute, but Congress granted the Secretary discretion to authorize employment, through regulations, for these aliens while the asylum application is pending adjudication. See INA sec. 208(d)(2), 8 U.S.C. 1158(d)(2). Aliens seeking employment authorization generally must apply for an EAD by filing Form I-765 with USCIS in accordance with the form instructions, along with any prescribed fee. 8 CFR 274a.13(a). The regulations at 8 CFR 208.7 and 274a.12(c)(8) govern employment authorization for asylum applicants.
a. 180天庇护EAD时钟
a. 180-Day Asylum EAD Clock
根据现行法律法规,国土安全部长在庇护申请提交之日起180天内不得向庇护申请人授予工作许可。《移民与国籍法》(INA)第208(d)(2)条,8 U.S.C. 1158(d)(2),8 CFR 208.7(a)(1)。这一180天期限通常被称为“180天庇护工作许可(EAD)时钟”。[185] 180天庇护工作许可时钟在美国公民及移民服务局(USCIS)或行政复议办公室(EOIR,视情况而定)受理庇护申请进行处理后开始计算。8 CFR 208.7(a)(1)。现行法规规定,USCIS或EOIR应在收到申请后30天内将不完整的申请退回外国人,但如果USCIS或EOIR在该时限内未退回不完整的庇护申请,则该申请自动被视为完整。8 CFR 208.3(c)、1208.3(c)(3)(现行有效版本)。[186] 庇护申请一经受理,外国人必须等待150天后才可提交工作许可申请。8 CFR 208.7(a)(1)。USCIS自工作许可(EAD)申请提交之日起有30天的时间对该申请进行裁决。同上。因此,180天庇护工作许可时钟包括提交(c)(8)类工作许可申请前的150天等待期,以及USCIS裁决工作许可申请所额外拥有的30天期限。
Under the current statute and regulations, the Secretary cannot grant employment authorization to an asylum applicant until 180 days after the filing of the asylum application. INA sec. 208(d)(2), 8 U.S.C. 1158(d)(2), 8 CFR 208.7(a)(1). This 180-day period is commonly called the “180-day Asylum EAD Clock.” [185] The 180-day Asylum EAD Clock begins to run after USCIS or EOIR, as applicable, accepts the asylum application for processing. 8 CFR 208.7(a)(1). Existing regulations provide that USCIS or EOIR should return an incomplete application to the alien within 30 days of receipt of the application, but if USCIS or EOIR has not returned the incomplete asylum application within that time, the application is automatically deemed complete. 8 CFR 208.3(c), 1208.3(c)(3) (as effective).[186] Once the asylum application is accepted, the alien must wait 150 days before they may file the application for employment authorization. 8 CFR 208.7(a)(1). USCIS has 30 days from the filing date of the EAD application to adjudicate the application. Id. The 180-day Asylum EAD Clock therefore includes the 150-day waiting period for filing the (c)(8) EAD application and the additional 30-day period that USCIS has to adjudicate the EAD application.
由外国人提出请求或造成的延误会使180天庇护工作许可时钟停止计算,并且在外国人消除该延误之前,或直到下一次预定的案件事项(例如重新安排的面谈或延期的听证会)发生之前,该时钟不会重新开始计算。8 CFR 208.7(a)(2)。例如,如果外国人未能出席其庇护申请所要求的生物识别信息采集预约,180天庇护工作许可时钟将停止,直至该外国人出席其生物识别信息采集预约后方可重新计算。同上。同样,如果外国人要求修改或补充其庇护申请、未能在庇护面谈时提供合格的口译人员,或将庇护面谈改期至较晚日期,所有这些行为均会使180天庇护工作许可时钟停止计算,且该时钟在所要求的行动完成之前不会重新开始计算。[187] 8 CFR 208.7(a)(2)。如果在USCIS裁决初次(c)(8)类工作许可申请时,庇护申请仍存在尚未解决的、由外国人造成的延误,导致该外国人无法累计满180天,USCIS将拒绝该工作许可申请。[188] 因此,部分庇护申请人在获得工作许可之前可能需要等待超过180天的时间。
Delays requested or caused by the alien stop the 180-day Asylum EAD Clock, and it does not run again until the alien cures the delay or until the next scheduled case event, such as a rescheduled interview or a continued hearing. 8 CFR 208.7(a)(2). For example, if an alien fails to appear for a required biometrics appointment on their asylum application, the 180-day Asylum EAD Clock will stop and not recommence until the alien appears for his or her biometrics appointment. Id. Similarly, if an alien asks to amend or supplement his or her asylum application, fails to provide a competent interpreter at the asylum interview, or reschedules the asylum interview for a later date, all of these actions will stop the 180-day Asylum EAD Clock, and the clock will not restart until the required action is completed.[187] 8 CFR 208.7(a)(2). USCIS will deny an EAD application if the asylum application is still subject to an unresolved alien-caused delay that prevents the alien from accumulating 180 days at the time USCIS adjudicates the initial (c)(8) EAD application.[188] As a result, some asylum applicants may wait longer than 180 days before they can be granted employment authorization.
b. 30天处理时限
b. 30-Day Processing Timeframe
根据8 CFR 208.7(a)(1)现行法规,美国公民及移民服务局(USCIS)必须在外国人提交I-765表格后30天内,就(c)(8)类别的初次就业授权申请作出裁决。[189]8 CFR 208.7(a)(1)规定的30天处理时限是在25多年前确立的,当时前移民归化局(INS)在INS地方办事处审理EAD申请,但现在EAD申请由USCIS服务中心审理。(第8648页打印版)由于多种因素的共同作用,包括EAD申请量的大幅增长、应用服务中心(ASC)预约安排的需要,[190]对更多国家安全和公共安全问题的识别,以及欺诈问题的程度和复杂性的增加,USCIS无法使裁决速度与收案量相匹配。因此,2015年5月22日,Rosario诉USCIS案(案号C15-0813JLR,华盛顿州西区地方法院)的原告在美国华盛顿州西区地方法院提起集体诉讼,要求USCIS遵守8 CFR 208.7(a)(1)规定的30天处理时限。[191]2018年7月26日,法院发布禁令,禁止USCIS继续未能遵守EAD申请裁决的30天处理时限。截至2025年3月,USCIS在30天内完成了86.4%的初次(c)(8)类EAD申请,在60天内完成了98.3%的初次(c)(8)类申请。然而,遵守该法院命令给本已有限的机构资源带来了巨大压力,尤其是考虑到初次(c)(8)类EAD申请(根据特殊ABC程序提交的申请除外)是免费的,如果不增加额外的机构资源或对其他申请、请愿书和福利请求(包括其他EAD类别)的处理时间产生负面影响,USCIS将无法长期持续承担这一负担。为跟上初次(c)(8)类EAD申请收案量的急剧增长,分配给初次(c)(8)类EAD申请的全职等效官员工时已从约50小时增加到2025年3月创下的超过800小时的最高水平。鉴于此前初次(c)(8)类EAD申请(根据特殊ABC程序提交的申请除外)不收取费用,受理、裁决、客户服务及其他支持职能的成本历来由支付费用的其他福利申请人承担。
Under current regulations at 8 CFR 208.7(a)(1), USCIS must adjudicate initial employment authorization applications under the (c)(8) category within 30 days of when the alien files the Form I-765.[189] The 30-day ( printed page 8648) processing timeframe in 8 CFR 208.7(a)(1) was established more than 25 years ago, when the former INS adjudicated EAD applications at local INS offices, but EAD applications are now adjudicated at USCIS Service Centers. As a result of numerous factors, including a massive growth in EAD application volume, the need for ASC appointment scheduling,[190] the identification of more national security and public safety concerns, and an increase in the level and complexity of fraud concerns, USCIS was unable to match the pace of adjudications to the volume of receipts. As result, on May 22, 2015, plaintiffs in Rosario v. USCIS, No. C15-0813JLR (W.D. Wash.), brought a class action in the U.S. District Court for the Western District of Washington to compel USCIS to comply with the 30-day processing timeframe of 8 CFR 208.7(a)(1).[191] On July 26, 2018, the court enjoined USCIS from further failing to adhere to the 30-day processing timeframe for adjudicating EAD applications. As of March 2025, USCIS completed 86.4 percent of initial (c)(8) EAD applications within 30 days and completed 98.3 percent of initial (c)(8) applications within 60 days. However, compliance with the court order places significant strain on already limited agency resources, especially considering that initial (c)(8) EAD applications (except those filed under the special ABC procedures) are free of cost, and USCIS will not be able to continue to sustain this burden in the long-term without adding additional agency resources or negatively impacting processing times for other applications, petitions, and benefit requests, including other EAD categories. Full-time equivalent officer hours allocated to initial (c)(8) EAD applications have increased from approximately 50 to a high-water mark of over 800 in March of 2025 in order to keep pace with the drastic increase in initial (c)(8) EAD application receipts. Given that there was previously no fee for initial (c)(8) EAD applications (except those filed under the special ABC procedures), the costs of intake, adjudication, and customer service and other support functions were historically borne by other benefit requestors who pay fees.
c. 拒绝庇护申请对就业授权的影响
c. Impact of Denial of the Asylum Application on Employment Authorization
拒绝庇护申请会以不同方式影响外国人申请和保留就业授权的能力,具体取决于拒绝发生的时间和地点。
Denial of the asylum application impacts the alien's ability to apply for and retain employment authorization in different ways, depending on when and where the denial occurred.
如果庇护申请在申请庇护后150天等待期内被庇护官员或移民法官(IJ)拒绝,则外国人不得申请就业授权。见8 CFR 208.7(a)(1)。如果就业授权申请是在150天等待期之后提交的,且庇护申请在就业授权申请裁决之前被拒绝,则就业授权申请将被拒绝。同上。
If the asylum application is denied by an asylum officer or IJ within the 150-day waiting period after applying for asylum, the alien may not apply for employment authorization. 8 CFR 208.7(a)(1). If the application for employment authorization is filed after the 150-day waiting period and the asylum application is denied prior to adjudication of the application for employment authorization, employment authorization will be denied. Id.
如果外国人基于待决的主动申请庇护案件申请并获得EAD,而庇护申请随后被庇护官员拒绝,则该EAD将在其到期日终止,或在庇护申请被拒绝后60天终止,以较晚者为准。见8 CFR 208.7(b)(1)。如果外国人获得EAD后,庇护申请随后被USCIS移交给美国移民法院执行办公室(EOIR),则就业授权在EAD到期日之前仍然有效。见8 CFR 208.7(b)(2)。
If the alien applies for and is granted an EAD based on a pending affirmative asylum application and the asylum application is denied by the asylum officer, the EAD will either terminate on its expiration date or 60 days after the denial of the asylum application, whichever is later. 8 CFR 208.7(b)(1). If the alien receives an EAD and the asylum application is later referred by USCIS to EOIR, employment authorization will remain valid through the expiration date on the EAD. 8 CFR 208.7(b)(2).
如果移民法官、移民上诉委员会(BIA)或联邦法院拒绝庇护申请,且外国人未提出相应的行政复审或司法复审请求,则就业授权将在EAD上印制的日期到期。见8 CFR 208.7(b)(2)。如果移民法官、移民上诉委员会或联邦法院拒绝庇护申请,而外国人选择提出相应的行政复审或司法复审请求,则就业授权在EAD到期日之前仍然有效,外国人有资格在其到期时申请续签EAD。见8 CFR 208.7(c)。
If the IJ, BIA, or Federal court denies the asylum application and the alien does not file the appropriate request for administrative or judicial review, employment authorization will expire on the date printed on the EAD. 8 CFR 208.7(b)(2). If the IJ, BIA, or Federal court denies the asylum application and the alien chooses to file the appropriate request for administrative or judicial review, employment authorization will remain valid through the EAD expiration date, and the alien will be eligible to file for a renewal EAD upon its expiration. 8 CFR 208.7(c).
IV. 相关规则制定
IV. Related Rulemaking
与本规则同时,国土安全部(DHS)正在开展其他处于不同制定阶段的规则制定行动。国土安全部已就这些其他规则对本规则可能产生的外围性、重叠性或相互关联性影响进行了考量和分析,并已将其影响(如有)纳入本拟议规则的支持性文件、政策和法规文本之中。
Simultaneously with this rule, DHS is engaging in other rulemaking actions that are in various stages of development. DHS has considered and analyzed these other rules for peripheral, overlapping, or interrelated effects on this rule and has incorporated their effects, if any, into the supporting documentation, policies, and regulatory text for this proposed rule.
A. 自由裁量性EAD公告拟议规则制定(NPRM)
A. Discretionary EAD NPRM
在另一份单独的拟议规则制定公告(NPRM)中,国土安全部拟对管辖以下外国人自由裁量性工作许可的相关法规进行修订,此类外国人包括:已被作出最终驱逐令,但因受监管令(OSUP)而暂时获释不予羁押的外国人;因紧急人道主义原因或重大公共利益而被临时假释入境美国的外国人;或已获准延期执行行动的外国人。国土安全部拟对申请上述各类自由裁量性工作许可的资格条件予以限制和明确。国土安全部进一步拟明确规定,申请自由裁量性工作许可的外国人若符合以下情形,通常不应获得有利的自由裁量,除非存在重大的相抵公共利益:(1)承认实施过暴力或危险犯罪行为的外国人,即使该人从未被正式逮捕、起诉、大陪审团起诉或定罪;(2)曾因任何犯罪行为被逮捕、被起诉(无论是否作出处理结果)、被大陪审团起诉或被定罪的外国人;或(3)有证据表明该外国人为帮派或恐怖组织成员的外国人。国土安全部指出,该拟议规则将列入可公开查阅的《2025年秋季联邦监管与放松监管行动统一议程》。
In a separate notice of proposed rulemaking (NPRM), DHS is will propose amendments to regulations governing discretionary employment authorization for certain aliens who: have final orders of removal, but are temporarily released from custody on orders of supervision (OSUP); are paroled into the United States temporarily for urgent humanitarian reasons or significant public benefit; or have been granted deferred action. DHS proposes to limit and clarify eligibility to apply for these categories of discretionary employment authorization. DHS further proposes to specify that aliens applying for discretionary employment authorization: (1) who admit committing a violent or dangerous crime even if he or she has never been formally arrested, charged, indicted, or convicted; (2) who have been arrested for, charged with (without disposition), indicted for, or convicted of any criminal acts; or (3) for whom there is evidence of the alien's membership in a gang or terrorist organization, generally do not warrant a favorable exercise of discretion unless there are significant countervailing public interests. DHS notes that this proposed rule will be listed in the publicly available Fall 2025 Unified Agenda of Federal Regulatory and Deregulatory Actions.
国土安全部已就本《庇护EAD改革拟议规则制定公告》与《自由裁量性EAD拟议规则制定公告》可能产生的综合影响进行了考量。由于《庇护EAD改革拟议规则制定公告》与《自由裁量性EAD拟议规则制定公告》中提出的部分修订内容大体上存在重叠,两项拟议规则之间类似修订内容的并存,总体上减轻了综合影响。尽管《庇护EAD改革拟议规则制定公告》确实与《自由裁量性EAD拟议规则制定公告》存在交叉之处,但国土安全部是以现行法规文本作为修订依据的,因为《庇护EAD改革拟议规则制定公告》在此阶段提出的任何修订均仅属拟议性质,尚未定案。此外,虽然《自由裁量性EAD拟议规则制定公告》将涉及对8 CFR 274a.12(c)项下所有工作许可相关内容的修订,但不会涉及对8 CFR 274a.12(c)(8)的任何修订。这将使《庇护EAD改革拟议规则制定公告》能够全面处理(c)(8)项下的相关问题,而《庇护EAD改革拟议规则制定公告》不会对《自由裁量性EAD拟议规则制定公告》所涉及的类别作出修订。国土安全部承认,若《自由裁量性EAD最终规则》在《庇护EAD改革拟议规则制定公告》之前生效,则可能(印刷页第8649页)有必要对相应的法规文本进行修订,以反映《自由裁量性EAD最终规则》中所作的相应变更。
DHS considered the possible combined effects of this Asylum EAD Reform NPRM and the Discretionary EAD NPRM. As some of the proposed amendments made in the Asylum EAD Reform NPRM and the Discretionary EAD NPRM generally overlap, the combined effects are generally mitigated by the inclusion of similar amendments between the two proposed rules. While the Asylum EAD Reform NPRM does intersect with the Discretionary EAD NPRM, DHS is using current regulatory text as the basis for changes, as any changes proposed by the Asylum EAD Reform NPRM at this point in the process are just that—proposed. Further, while the Discretionary EAD NPRM will include changes related to all employment authorization under 8 CFR 274a.12(c), it will not include any changes to 8 CFR 274a.12(c)(8). This will allow the Asylum EAD Reform NPRM to fully address (c)(8) issues, and the Asylum EAD Reform NPRM will not make changes to categories addressed in the Discretionary EAD NPRM. DHS acknowledges that, if the Discretionary EAD Final Rule goes into effect prior to the Asylum EAD Reform NPRM, it may ( printed page 8649) be necessary to amend the appropriate regulatory text to reflect the corresponding changes in the Discretionary EAD Final Rule.
B. 生物识别信息拟议规则制定公告(NPRM)
B. Biometrics NPRM
在另一项单独的规则制定行动中,国土安全部拟对国土安全部关于生物识别信息使用与采集的相关法规进行修订。国土安全部将拟议,除其他事项外,更新生物识别信息的法规定义,以确保其涵盖已获认可的识别方式,并扩大须提交生物识别信息的人员范围。就本《庇护EAD改革拟议规则制定公告》而言,该公告拟对申请(c)(8)类工作许可的庇护申请人设定一般性生物识别信息提交要求,与此相关的是,《生物识别信息拟议规则制定公告》将拟议要求所有提交移民或入籍利益申请、其他申请或信息收集请求的个人,或与之相关联的个人,均须提交生物识别信息,除非国土安全部对该要求予以豁免。国土安全部提出上述修订,旨在加强整个移民生命周期内身份核验与管理的准确性。该拟议修订还将增强国土安全部识别和遏制移民福利欺诈的能力,并使国土安全部能够在处理移民福利申请时开展更全面的基于生物识别信息的背景审查。提交生物识别信息的外国人将承担与时间和出行相关的费用。相关费用已在经济分析中详细说明,但国土安全部未对其总体货币化影响作出估算。国土安全部指出,该拟议规则将列入可公开查阅的《2025年秋季联邦监管与放松监管行动统一议程》。
In another separate rulemaking, DHS is proposing to amend DHS regulations governing the use and collection of biometrics by DHS. DHS will propose, among other things, updates to the regulatory definition of biometrics to ensure it captures accepted modalities and to expand the population of individuals required to submit biometrics. As relevant to this Asylum EAD Reform NPRM, which would establish a general biometrics requirement for asylum applicants seeking a (c)(8) EAD, the Biometrics NPRM will propose to require biometrics from all individuals filing for, or associated with, an immigration or naturalization benefit request, other request, or collection of information, unless DHS exempts the requirement DHS is proposing these changes to enhance accurate identity verification and management throughout the immigration lifecycle. The proposed changes would also enhance DHS's ability to identify and deter immigration benefits fraud, and allow DHS to perform more comprehensive biometrics-based background checks in connection with immigration benefits requests. Aliens who submit biometrics would face costs associated with time and travel. These are detailed in the economic analysis, but DHS does not estimate the total monetized impact. DHS notes that this proposed rule will be listed in the publicly available Fall 2025 Unified Agenda of Federal Regulatory and Deregulatory Actions.
国土安全部(DHS)考虑了庇护就业许可文件改革拟议规则制定通知(Asylum EAD Reform NPRM)与生物识别拟议规则制定通知(Biometrics NPRM)可能产生的综合影响。由于庇护就业许可文件改革拟议规则制定通知与生物识别拟议规则制定通知中所作的至少一项修订内容大体重叠,这两项拟议规则之间类似修订内容的纳入通常缓解了综合影响。具体而言,国土安全部在庇护就业许可文件拟议规则制定通知和生物识别拟议规则制定通知中均提议要求所有(c)(8)类就业许可文件申请人提交生物识别信息。
DHS considered the possible combined effects of Asylum EAD Reform NPRM and the Biometrics NPRM. As at least one of the amendments made in the Asylum EAD Reform NPRM and the Biometrics NPRM generally overlap, the combined effects are generally mitigated by the inclusion of a similar amendment between the two proposed rules. Specifically, DHS is proposing to require biometrics for all (c)(8) EAD applicants in both the Asylum EAD NPRM and the Biometrics NPRM.
V. 拟议规则的讨论
V. Discussion of Proposed Rule
A. 暂停并重新启动(c)(8)类就业许可文件申请的受理
A. Pause and Re-Start of (c)(8) EAD Application Acceptance
《1996年非法移民改革和移民责任法》(IIRIRA)修订了该法案,规定根据该法案第208(d)(1)条(8 U.S.C. 1158(d)(1))建立的任何庇护程序“应规定……,在无特殊情况下,[庇护]申请的最终行政裁决……应在申请提交之日起180天内完成。”[192]1996年,国会决定力求在申请提交后180天内完成初审庇护申请的裁决。当时国会和政府双方都为实现该处理目标投入了大量资源。[193]在1994年和1996年的法规及条例变更之后,新的庇护申请数量从1995财年的峰值154,464件下降至1999财年的32,711件。[194]由于改革和资源增加的双重作用,庇护制度在保护与福利完整性两方面都更接近实现目标,也更接近庇护程序整体的初衷。[195]该初衷一直是,一旦提出庇护申请,应及时作出裁决,从而无需在外国人收到庇护申请裁决之前颁发就业许可文件。
The IIRIRA amended the Act to state that any asylum procedures established under section 208(d)(1) of the Act, 8 U.S.C. 1158(d)(1), “shall provide that . . . , in the absence of exceptional circumstances, final administrative adjudication of [an] asylum application . . . shall be completed within 180 days after the date an application is filed.” [192] In 1996, Congress decided to pursue completion of first-instance asylum application decisions within 180 days of filing. Both Congress and the administration at that time provided significant resources to accomplish that processing goal.[193] After the statutory and regulatory changes of 1994 and 1996, new asylum filings decreased from their peak of 154,464 in FY 1995 to 32,711 in FY 1999.[194] As a result of both the reforms and the increase in resources, the asylum system moved closer to accomplishing both protection and benefit integrity, and closer to aligning with the original intent behind the asylum process as a whole.[195] The intent has always been that once an asylum claim is filed, a decision is made in a timely manner so that there is no need for an employment authorization document until the alien has received a decision on the asylum application.
如今,国土安全部再次发现庇护制度资源不足,被庇护申请压得不堪重负,因此很容易成为许多人提交轻率、欺诈或其他无实质内容的庇护申请以获取就业许可的目标。[196]近年来,美国公民及移民服务局(USCIS)在积案式庇护申请受理和可信恐惧审查方面均不堪重负,导致积案增加。2022年,美国公民及移民服务局收到247,790件积案式庇护申请,2023年收到464,398件积案式庇护申请,几乎是2022年受理量的两倍。[197]近年来,可信恐惧案件量也大幅增加,从2009年的5,216件低点增至2019年的103,295件。[198]2022年,美国公民及移民服务局完成了54,092件可信恐惧案件。[199]2023年,该数字几乎增至三倍,达到150,431件可信恐惧受理案件。[200]2023年,随着《第42条》的失效,美国公民及移民服务局将90%以上的庇护官员分配用于处理预期激增的可信恐惧案件。[201]这使得只有约3%的庇护官员负责审理积案式庇护案件,从而使积案持续增长。(印刷页第8650页)[202]与积案式庇护项目类似,行政法官及移民上诉办公室(EOIR)的庇护申请受理量也增长了两倍多,从2022财年的265,632件增至2024财年的905,632件。[203]尽管2024财年完成的积案式庇护案件平均处理时间为1,287天,但值得注意的是,这一数字涵盖了所有积案式庇护案件,包括积压案件、后进先出(LIFO)案件,以及任何被优先审理的案件,例如阿富汗“盟友欢迎行动”(OAW)案件、[204]强制令案件和加急案件。2025财年第一季度,新提交积案式庇护申请的申请人预计处理时间为765.75个月,即超过63年;而2025财年第二季度的新申请人,美国公民及移民服务局预计处理时间约为562.25个月,即超过46年。[205]国土安全部认为,当前庇护申请的数量和处理时间反映出与改革前申请情况相似的动态,而此前改革的效果也支持这样的推断,即存在大量仅为获取就业许可而提交的轻率、欺诈或其他无实质内容的庇护申请。庇护制度再次需要进行改革,使就业许可与庇护申请的提交脱钩。然而,目前的情况已演变为灾难性局面,需要采取与问题严重程度相匹配的新颖解决方案。
Yet again, DHS again finds the asylum system to be under-resourced and overwhelmed with asylum applications, and consequently an easy target for many driven by the opportunity to receive employment authorization by filing a frivolous, fraudulent, or otherwise meritless asylum application.[196] In recent years, USCIS has been overwhelmed by both affirmative asylum receipts and credible fear screenings, leading to an increase in the backlog. In 2022, USCIS received 247,790 affirmative asylum receipts, and in 2023 received 464,398 affirmative asylum receipts, nearly double the 2022 receipts.[197] Over recent years, the credible fear caseload has also significantly increased, going from a low of 5,216 cases in 2009 to 103,295 cases in 2019.[198] In 2022, USCIS completed 54,092 credible fear cases.[199] In 2023, that number almost tripled to 150,431 credible fear receipts.[200] In 2023, with the expiration of Title 42, USCIS allocated more than 90% of its asylum officers to process an expected surge of credible fear cases.[201] This left only about 3 percent of asylum officers to adjudicate affirmative asylum cases, thus allowing the backlog to continue to ( printed page 8650) grow.[202] Similar to the affirmative asylum program, EOIR also more than tripled their asylum application receipts, going from 265,632 in FY 2022 to 905,632 in FY 2024.[203] While the average processing time for an affirmative asylum case completed in FY 2024 was 1,287 days, it is important to note this includes the universe of affirmative asylum cases, including backlog, LIFO, and any case prioritized for adjudication, such as Afghan Operation Allies Welcome (OAW),[204] mandamus, and expedited cases. In FY 2025 Q1, new affirmative asylum applicants could expect processing to take 765.75 months, or more than 63 years; and for new filers in FY 2025 Q2, USCIS expects processing to take approximately 562.25 months, or more than 46 years.[205] DHS believes the current volume and processing times of asylum applications reflects similar dynamics as the pre-reform filings, and the effect of the prior reform supports the deduction that there are many frivolous, fraudulent, or otherwise meritless asylum application filings that are filed solely for the purposes of obtaining an EAD. The asylum system is again in need of a reform that decouples employment authorization from the filing of an asylum application. However, the situation has now turned catastrophic and requires novel solutions that meet the severity of the problem.
如果最终确定,当国土安全部(DHS)连续90天内的积极庇护申请平均处理时间[206]超过180天时,国土安全部将暂停受理初次(c)(8)类工作许可文件(EAD)申请。[207]当连续90天内积极庇护裁定的平均处理时间小于或等于180天时,将恢复受理初次(c)(8)类工作许可文件申请。美国公民及移民服务局(USCIS)局长关于暂停或恢复受理(c)(8)类工作许可文件申请的决定不具有自由裁量性质,该决定将直接与前90天内所有积极庇护申请的处理时间挂钩。国土安全部承认,暂停受理初次(c)(8)类工作许可文件申请将对庇护申请人造成潜在的重大困难。根据未来庇护申请接收量的变化情况(如果本规则按提议最终确定,接收量可能会减少,但也会因其他各种因素而继续发生变化),初始暂停可能会持续相当长的时间。工作许可文件申请受理和处理的暂停可能持续14年至173年,甚至更长时间。例如,在不考虑本规则中任何其他拟议变更及其对裁定影响的情况下,如果接收量减少80%(如1994年法规改革后的情况),美国公民及移民服务局可能需要长达14年的时间才能达到180天的处理时间。[208]相反,如果接收量减少50%,美国公民及移民服务局可能需要长达173年的时间才能达到180天的处理时间。需要再次强调的是,这两项预测均未考虑本规则中任何其他拟议变更,而这些变更如果最终确定,也将缩短这些处理时间。[209]美国公民及移民服务局认识到,这种暂停的效果将是在较长时间内限制新申请人获得基于待决庇护申请的工作许可,暂停的持续时间取决于未来庇护申请接收量的减少程度。尽管这是对基于待决庇护申请获得工作许可的重大改变,国土安全部认为有必要行使其法定自由裁量权来实施这些变更,以实现其加强福利诚信、保护国家安全和减轻资源压力的目标。
If finalized, DHS would pause the acceptance of initial (c)(8) EAD applications when the average processing time [206] for affirmative asylum applications over a consecutive period of 90 days adjudication exceeds 180 days.[207] Acceptance of initial (c)(8) EAD applications would resume when the average processing time for affirmative asylum adjudications over a consecutive period of 90 days is less than or equal to 180 days. The USCIS Director's determination to pause or restart acceptance of (c)(8) EAD applications is not discretionary, and that determination would be directly tethered to the processing times of all affirmative asylum applications over the previous 90-day period. DHS acknowledges that the pausing of acceptance of initial (c)(8) EAD applications will create a potentially significant hardship for asylum applicants. Depending on asylum receipts moving forward, which will likely decrease if this rule is finalized as proposed but will also continue to be subject to change due to a variety of other factors, the initial pause may last a significant amount of time. The pause on EAD application acceptances and processing may last from 14 to 173 years, or longer. For example, without factoring in any of the other proposed changes in this rule and how they would impact adjudications, if receipts decrease by 80 percent, as they did following the 1994 regulatory reforms, it could take USCIS as long as 14 years to reach a 180-day processing time.[208] If, instead, receipts decrease by 50 percent, it could take USCIS as long as 173 years to reach a 180-day processing time. It bears repeating that neither of those projections take into account any of the other proposed changes in this rule which, if finalized, would also shorten those processing times.[209] USCIS recognizes that the effect of this pause would be to restrict access to pending asylum application-based employment authorization for new applicants for an extended period, with the duration of the pause determined by the future decrease in asylum application receipts. While this is a significant change in access to pending asylum application-based employment authorization, DHS believes it is necessary to exercise its statutory discretion to implement these changes to achieve its goals of enhancing benefit integrity, protecting national security, and reducing resource strains.
如本规则前文多处所述,国土安全部面临着与20世纪90年代初移民归化局(INS)类似的局面。移民归化局当时采取了某些法规改革措施,成功遏制了无实质理由的申请,并对庇护案件作出了公正及时的裁定。[210]在这些庇护改革之后,新的庇护申请量实际上从1995财年的峰值149,566件下降到1999财年的仅30,261件,在短短五个财年内下降了近80%。[211]与此同时,批准率显著提高,从1993财年裁定案件中的15%提高到1999财年的38%。[212]因此,移民归化局的改革达成了该规则制定的既定目标,即防止外国人主要为获得工作许可而申请庇护,同时使移民归化局能够更迅速地向那些确实应得此项救济的人授予庇护,并提供工作许可”。[213]由于本规则制定中的提议旨在产生与移民归化局1994年实施的改革类似的效果,国土安全部预计本规则制定最终将取得与移民归化局所取得的类似成果。
As discussed in several places earlier in this rule, DHS is confronted with a similar situation to the INS in the early 1990s. The INS responded with certain regulatory reforms that succeeded in curtailing meritless claims and delivering fair and timely decisions on asylum cases.[210] In the wake of those asylum reforms, new asylum filings actually decreased from their then-peak of 149,566 in FY 1995 to just 30,261 in FY 1999, a decrease of nearly 80 percent in only five FYs.[211] At the same time, the approval rate significantly increased, from 15 percent of cases adjudicated in FY 1993 to 38 percent in FY 1999.[212] Consequently, INS's reforms met the stated goals of that rulemaking, preventing aliens from applying for asylum primarily as a means to obtain employment authorization, while simultaneously enabling the INS to more promptly grant asylum—and provide work authorization—to those who merit this relief”.[213] Because the proposals in this rulemaking are designed to have a similar effect to those reforms implemented by the INS in 1994, DHS expects this rulemaking will eventually achieve similar results to those achieved by the INS.
如上文所述,美国国土安全部(DHS)主要试图解决围绕庇护积压案件的问题,但由于诸多运营方面的关切和相互竞争的裁决优先事项,甚至难以着手处理这些案件(印刷页8651)。DHS可以从情况角度证明,这些拟议改革将有助于DHS实现其既定目标,而这些目标与移民归化局(INS)1994年的目标相同。出于假设分析的目的,假设DHS发布的最终规则与此处的拟议规则保持一致,并取得与INS在1994年所取得的类似成果,即在短短五个财政年度内使庇护申请减少近80%,那么DHS届时即可重新调配庇护资源,更成功地应对迫在眉睫的积压案件。DHS还可以将其就业授权文件(EAD)裁决资源转移,以支持及时裁决初次(c)(8)类EAD申请以及其他类别的EAD申请,这反过来将全面缩短EAD申请的处理时间。一旦(c)(8)类EAD申请收件量下降,美国公民及移民服务局(USCIS)便可从容地将资源调配至庇护事务司,用于裁决支持职能(辅以适当的交叉培训)或文书和行政职能,而在当前为维持Rosario案合规所必需的运营状态下,这两项调配此前根本无法实现。
As detailed above, DHS is primarily attempting to resolve the issues surrounding the asylum backlog but is having difficulty even reaching those ( printed page 8651) cases due to many operational concerns and competing adjudications priorities. DHS can circumstantially establish that these proposed reforms would help DHS achieve its stated goals—which are the same as the INS's goals in 1994. For purposes of a hypothetical, assuming DHS publishes a final rule aligned with the proposed rule here and achieves similar results to what the INS achieved in 1994—a nearly 80 percent reduction in asylum applications in only five FYs—DHS could then reallocate asylum resources and more successfully tackle the looming backlog. DHS could also move its EAD adjudicatory resources to support timely adjudication of initial (c)(8) EAD applications as well as other EAD application categories, which in turn reduces processing times for EAD applications across the board. Once (c)(8) EAD receipts decrease, USCIS could comfortably surge resources to the Asylum Division for adjudications support functions (with appropriate cross training) or clerical and administrative functions, both of which have simply not been possible with the current state of operations necessary to maintain Rosario compliance.
例如,在FY2024(可获得完整数据的最近一个完整财政年度),DHS共收到422,457件庇护申请。[214] 暂且假设DHS能够借助本规则复制INS当年的成果,实现庇护申请减少80%,那么DHS的新庇护申请量将降至约84,491件(即422,457件的20%)。与此同时,按照FY2024的人员配置水平,DHS共批准17,175件、行政性结案107,007件、拒绝或移交5,709件,即针对待决庇护申请作出的最终裁定和行政性结案总计129,891件。[215] 若其他变量保持不变,且本规则的影响达到与INS 1994年规则制定相似的效果,那么在FY2024的人员配置水平下,DHS的裁决量将达到预计新庇护申请收件量的153%。
For example, in FY2024, the last full year of data available, DHS received 422,457 asylum applications.[214] Assuming for a moment DHS can replicate INS's results with this rule, achieving an 80% reduction in asylum filings, then DHS new asylum filings would drop closer to 84,491 (20% of 422,457). At the same time, using staffing levels from FY2024, DHS approved 17,175, administratively closed 107,007, and denied or referred 5,709—for a total of 129,891 final decisions and administrative closures on pending asylum applications.[215] If all other variables remained constant and the impacts of this rulemaking yielded a similar result as the INS's 1994 rulemaking, then at FY2024 staffing levels DHS would be adjudicating 153% of the projected new asylum filing receipt volumes.
再以FY2025数据(截至2025年5月22日)为例,可以得出更佳的结果。DHS本年度(年初至今)共收到331,883件庇护申请。[216] 同样,暂且假设DHS能够借助本现行规则复制INS以往的成果,实现庇护申请减少80%,那么DHS的新庇护申请量将降至约66,376件(即331,883件的20%)。按照当前的人员配置水平,在FY2025,DHS共批准8,667件、行政性结案159,530件、拒绝或移交11,872件,即针对待决庇护申请作出的最终裁定总计180,069件。[217] 从FY2025的部分数据来看,若其他变量保持不变,且本规则制定的影响达到与INS 1994年规则制定相似的效果,那么按照当前人员配置水平,DHS的裁决量将达到预计新庇护申请收件量的240%。
Looking at FY2025 data (through May 22, 2025) as another example, an even better result is reached. DHS received 331,883 asylum applications this year (YTD).[216] Again, assuming for a moment DHS can replicate INS's past results with this current rule, achieving an 80% reduction in asylum filings, then DHS new asylum filings would drop closer to 66,376 (20% of 331,883). At current staffing levels, in FY2025 DHS approved 8,667, administratively closed 159,530, and denied or referred 11,872—for a total of 180,069 final decisions on pending asylum applications.[217] Looking at partial FY2025 data, if all other variables remained constant and the impacts of this rulemaking yielded a similar result as the INS's 1994 rulemaking, then at current staffing DHS would be adjudicating 240% of the projected new asylum filing receipt volumes.
DHS指出,在此假设情形下,某些变量不会保持不变。值得注意的是,随着新庇护申请收件量和庇护积压案件数量的下降,初次和续签(c)(8)类EAD申请量也将自然而然地随之下降。由于拟议的法规变更导致庇护申请收件量减少,庇护官员将能够投入更多时间处理USCIS的庇护申请积压案件。与此同时,(c)(8)类EAD申请量的减少将使USCIS能够更高效地将EAD裁决人员调配至其他EAD申请类别,从而力求全面缩短处理时间。DHS还指出,当年FY1995的新庇护申请峰值(149,566件)已在最近四个财政年度中全部被超越(FY2022为247,790件;FY2023为464,398件;FY2024为422,457件;FY2025为331,883件(截至2025年5月22日)),[218]因此,尽管本假设情形中的各项假设具备可行性,但新庇护申请的庞大体量可能会减缓DHS达到INS当年成果的速度(例如,可能需要8年或10年,而非5年)。然而,DHS有信心,如果这些拟议变更最终定稿,DHS将取得与INS在1994年法规改革后相似的成果。
DHS notes that certain variables would not remain constant with this hypothetical. Notably, as both new asylum filing receipt and asylum backlog volumes decline, initial and renewal (c)(8) EADs filings organically would decline as well. As asylum filing receipts decrease as a result of the proposed regulatory changes, asylum officer resources will be able to devote more time to the USCIS asylum application backlog. At the same time, the reduction in (c)(8) EAD filings will allow USCIS to more efficiently allocate EAD adjudications staff across other EAD filing categories in an effort to reduce overall processing times across the board. DHS also notes that the then-peak of new asylum filings in FY1995 (149,566) has been surpassed in all four of the last FYs (FY2022 247,790; FY2023 464,398; FY2024 422,457; and FY2025 331,883 (through May 22, 2025)),[218] so while the assumptions in this hypothetical are feasible, the sheer volume of new asylum filings may slow the rate at which the INS's results are reached by DHS ( e.g., it may take 8 or 10 years instead of 5). However, DHS is confident that if these proposed changes are finalized, DHS will achieve a result similar to the INS after its 1994 regulatory reforms.
基于支持本规则的数据及本文所述理由,国土安全部(DHS)提议在法规中明文规定:当庇护申请人正面庇护申请的审理处理时间连续90天超过180天时,美国公民及移民服务局(USCIS)将暂停受理庇护申请人提交的初次(c)(8)类工作许可文件(EAD)申请,直至USCIS审理正面庇护申请的处理时间连续90天小于或等于180天为止。[219]在USCIS恢复受理庇护申请人提交的初次工作许可申请后,如果正面庇护申请审理的平均处理时间再次连续90天超过180天,USCIS将再次暂停受理(c)(8)类EAD申请。关于是否受理庇护申请人初次工作许可申请的决定,将由USCIS局长根据USCIS的处理时间作出,不涉及自由裁量权。该机构将在USCIS网站上公布何时受理及何时暂停受理初次(c)(8)类EAD申请。该公告还将同时公布支持USCIS局长所作决定的处理时间数据。国土安全部认为,更新网站是将其运作状态通知公众的最迅速、最便捷的方式。国土安全部还认为,此程序的关键环节之一在于提供作为USCIS局长决定依据的处理时间数据。因此,国土安全部提议按季度公布处理时间数据。需要特别指出的是,对庇护申请人初次工作许可申请的任何暂停,均不适用于续签(c)(8)类EAD申请;即使正面庇护申请审理的处理时间连续90天超过180天,USCIS仍将继续受理和审理续签申请。国土安全部决定采用90天的评估周期,因为该周期与国土安全部专家目前按季度汇编处理时间及其他统计数据的做法相吻合。
Based on the data supporting this rule and the justification described here, DHS proposes to codify in regulation that it will pause acceptance of initial (c)(8) EAD applications from asylum applicants when the processing times of adjudications of affirmative asylum applications exceeds 180 days for a period of 90 consecutive days, until the USCIS processing time for adjudicating affirmative asylum applications is less than or equal to 180 days for a period of 90 consecutive days.[219] After USCIS has resumed accepting initial employment authorization applications from asylum applicants, if the average processing times of adjudications of affirmative asylum applications again exceeds 180 days for a period of 90 consecutive days, USCIS would again pause the acceptance of (c)(8) EAD applications. The determinations as to whether initial employment authorization applications for asylum applicants are accepted or not would be made by the Director of USCIS, based on the USCIS processing times only and not subject to discretion. The agency would announce on the USCIS website when it will accept and when it pauses acceptance of initial (c)(8) EAD applications. The announcement would also be accompanied by the publication of the processing times, which support the determination made by the Director of USCIS. DHS believes that a website update is the most expeditious and accessible mode of notifying the public of its operational posture. DHS also believes that a critical part of this process will be to provide the processing times, which form the basis for the determinations made by the Director of USCIS. Therefore, DHS proposes to publish the quarterly processing times. It should be highlighted that any pause of initial employment authorization applications from asylum applicants would not apply to any renewal (c)(8) EAD applications, which would continue to be accepted and adjudicated by USCIS in the event the processing time of adjudications of affirmative asylum applications exceeds 180 days for a period of 90 consecutive days. DHS decided on a 90-day evaluation period, as it correlates with the current compilation of processing times and other statistics performed on a quarterly basis by DHS experts.
此外,由于这一变化以及本文件后文所述的365天等待期,今后将有更少的庇护申请人能够在其申请待决期间获得工作许可。只有当庇护申请的平均处理时间维持在180天或以下的情况下,庇护申请待决超过365天的外国人才有资格申请初次(c)(8)类工作许可证(EAD)。正如移民归化局(INS)在1994年所做的那样,美国国土安全部(DHS)已尽职地权衡了这一困难与维持一个正常运作的庇护制度之间的关系,以及遏制那些仅出于获取工作许可证之机会而提出的轻率、欺诈性或其他无实质理由的申请的必要性。DHS认为,目前庇护制度正因庇护申请数量过多而不堪重负,其中包括那些为获取工作许可而提出的轻率、欺诈性或其他(printed page 8652)无实质理由的庇护申请。DHS理解,庇护申请人可能是因种族、宗教、国籍、特定社会团体成员身份或政治观点而逃离过去的迫害,或对未来遭受迫害怀有充分根据的恐惧。《移民与国籍法》第208(b)(1)节,《美国法典》第8编第1158(b)(1)节。然而,该法规中并无任何规定要求为申请庇护的外国人提供工作许可证,这纯粹是一项自由裁量的EAD类别。庇护制度的宗旨在于对庇护申请作出及时回应。此后,其目标是为最终有资格获得庇护的外国人提供工作许可,而非向所有寻求庇护但最终可能不符合资格的外国人保证工作许可。通过暂停受理初次工作许可申请,该申请数量目前已超过每月15万件,[220]外国人将减少出于获取工作许可为目的而提出轻率、欺诈性或其他无实质理由庇护申请的动机,因此DHS预计庇护申请数量将随之下降,正如《非法移民改革和移民责任法》(IIRIRA)改革后数年间所出现的情况一样。随着轻率、欺诈性或其他无实质理由庇护申请的减少,美国公民及移民服务局(USCIS)将有更大的空间,通过将更多可用的庇护官重新分配至积压案件,集中裁决力量处理现有的庇护积压案件,并致力于作出及时、公正的决定。(c)(8)类EAD申请数量的相应减少,也将使USCIS能够将EAD人员资源重新分配至其他EAD申请类别,从而全面缩短EAD处理时间。
In addition, as a result of this change and the 365-day waiting period described later in this document, moving forward, fewer asylum applicants will receive employment authorization while their applications are pending. Only aliens whose asylum applications are pending beyond 365 days while the average asylum application processing time remains at or below 180 days will be eligible to file for an initial (c)(8). EAD. Just as the INS did in 1994, DHS has dutifully balanced this hardship against the need for a functioning asylum system and the need to deter aliens filing frivolous, fraudulent, or otherwise meritless claims solely motivated by the opportunity to obtain an employment authorization document. DHS believes that the asylum system is currently over-burdened and overwhelmed by asylum applications, including the frivolous, fraudulent, or otherwise by ( printed page 8652) meritless asylum applications filed by aliens who are seeking to obtain employment authorization. DHS understands that asylum applicants may be fleeing past persecution or may have a well-founded fear of future persecution on account of race, religion, nationality, membership in a particular social group, or political opinion. INA sec. 208(b)(1), 8 U.S.C. 1158(b)(1). However, there is nothing in the statute that requires an EAD for aliens applying for asylum, rather this is a purely discretionary EAD category. The intention behind the asylum system is to provide a timely response to an asylum claim. Thereafter, the aim is to provide employment authorizations to aliens ultimately eligible for asylum, not guarantee employment authorization to all aliens who seek asylum, but may ultimately not be eligible. By pausing the acceptance of initial employment authorization applications, which has now exceeded 150,000 applications per month,[220] aliens will have less incentive to file frivolous, fraudulent, or otherwise meritless asylum applications for the purposes of obtaining employment authorization, and DHS expects that asylum filings will therefore decrease, as they did in the years following IIRIRA reform. With a decline in frivolous, fraudulent, or otherwise meritless asylum applications USCIS would have greater bandwidth to focus adjudicative efforts on the existing asylum backlog by reallocating more available asylum officers to backlog cases and work toward providing timely and fair decisions. The accompanying decline in (c)(8) EAD applications would also allow USCIS to reallocate EAD staffing resources to other EAD application categories and decrease EAD processing times across the board.
USCIS认识到,由于USCIS正在努力裁决目前已经积压的大量庇护待决案件,对新的初次(c)(8)类EAD申请暂停受理的期限可能会较长。然而,USCIS认为这一暂停将导致新庇护申请量的下降幅度与1994年移民归化局(INS)制定规则后所出现的80%降幅相当。USCIS指出,该规则制定后获得庇护的外国人绝对数量基本保持稳定,这表明获得工作许可渠道的变化并未阻止具有正当理由的庇护申请人提出申请。USCIS认识到,在本拟议规则中,EAD申请受理的暂停期可能会大大长于1994年法规所实施的180天等待期,因此可能会有一些具有潜在正当理由的申请人因此被劝退而未提出申请。结合拟议的监管变化,USCIS打算总体上对庇护裁决继续维持后进先出(LIFO)处理方式,并相信申请接收量的大幅下降与近年来庇护官人数的显著增加相结合,将使USCIS能够消化积压案件,并在本规则生效后达到在180天时限内裁决新庇护申请的状态。
USCIS recognizes that the initial pause on acceptance of new initial (c)(8) EAD applications may be lengthy as USCIS works to adjudicate the substantial backlog of pending asylum cases that are already pending before USCIS. However, USCIS believes this pause will result in a decrease in new asylum receipts comparable to the 80% decrease that was seen as a result of the INS's 1994 rulemaking. USCIS notes that the absolute number of aliens granted asylum remained relatively consistent following that rulemaking, indicating that changes in access to employment authorization did not deter aliens with meritorious asylum applications from filing. USCIS recognizes that in this proposed rule, the pause of on EAD application acceptances will likely be significantly lengthier than the 180-day waiting period implemented through the 1994 regulation and therefore there may be some aliens with potentially meritorious filings who are deterred from filing. In conjunction with the proposed regulatory changes, USCIS intends to generally maintain its LIFO processing to asylum adjudications and believes that the combination of vastly decreased receipts and the significant increase in asylum officers over recent years will allow USCIS to work through the backlog and get to a place where the agency is adjudicating new asylum applications within the 180-day time period after this rule takes effect.
USCIS指出,这代表着恢复《移民与国籍法》(INA)这些条款及相关法规的既定运行方式。根据法规及现行法规的规定,因待决庇护申请而获得工作许可应属例外和不寻常的情形。通过将新申请(c)(8)类工作许可证(EAD)的资格与待处理的主动申请庇护案件积压量相挂钩,USCIS旨在确保INA的这一条款按照其既定目的运作,并消除那些提交无意义、欺诈性或无实质理由的庇护申请的外国人借此形成恶性循环的可能性,即通过压垮庇护系统并从中牟利,从而损害有正当理由的庇护申请人及美国民众的利益。
USCIS notes this represents a return to the intended functioning of these sections of the INA and regulations. Employment authorization due to a pending asylum application is intended by the statute and existing regulation to be exceptional and unusual. By linking the ability to receive a new applications for (c)(8) EAD to the pending affirmative asylum caseload, USCIS intends to ensure that this section of the INA functions as it was intended to and eliminates the ability for aliens filing frivolous, fraudulent, or meritless asylum applications to create a vicious cycle by overwhelming the asylum system and then profiting from doing so at the expense of meritorious asylum applicants and the American people.
B. 申请(c)(8)类工作许可证(EAD)的365个日历日等待期
B. 365 Calendar-Day Waiting Period To Apply for (c)(8) EADs
如前所述,导致庇护案件积压从而引发滥用庇护系统以获取工作许可的因素有很多。其中之一是近期对延缓执行遣返(deferred action)、假释(parole)及临时保护身份(TPS)的广泛使用。USCIS的数据显示,在2020财年,仅有104名获得延缓执行遣返的外国人随后提交了I-589表格,而到2025财年(年初至今)这一数字上升至1,158人,增幅为1,013%。[221]在2020财年,USCIS的数据显示,仅有758名获得假释的外国人随后提交了I-589表格,而到2025财年(年初至今)这一数字上升至156,242人,增幅为20,512%。[222]在2020财年,USCIS的数据显示,仅有66名获得临时保护身份的外国人随后提交了I-589表格,而到2025财年(年初至今)这一数字上升至43,512人,增幅为65,827%。[223]显然,这些项目本不应旨在为外国人提供永久性的移民身份。对这些项目的广泛使用不仅进一步加重了本已不堪重负的庇护系统的负担,还增加了非法外国人以及其他仅具有临时身份且获得美国永久身份可能性较低的外国人的存在。提交庇护申请正是处于此种境地的外国人寻求留在美国的一种方式。
As discussed previously, there are many factors that have contributed to the backlog of asylum cases that leads to the abuse of the asylum system for employment authorization. Among those has been the recent expansive use of deferred action, parole, and temporary protected status (TPS). In FY 2020, USCIS data show only 104 aliens with deferred action who subsequently filed a Form I-589; by FY 2025 (YTD) that number rose to 1,158—a 1,013% increase.[221] In FY 2020, USCIS data show only 758 aliens with parole who subsequently filed a Form I-589; by FY 2025 (YTD) that number rose to 156,242—a 20,512% increase.[222] In FY 2020, USCIS data show only 66 aliens with TPS who subsequently filed a Form I-589; by FY 2025 (YTD) that number rose to 43,512—a 65,827% increase.[223] These programs, quite simply, were not intended to provide permanent immigration status to aliens. The expansive use of these programs has not only further taxed the already strained asylum system, but also increased the presence of illegal aliens and other aliens with only temporary status and low likelihood of obtaining permanent status in the United States. Filing an application for asylum is one such way an alien in this position may seek to remain in the United States.
在过去数十年间,美国国土安全部(DHS)一直行使自由裁量权,广泛地批准假释、授予延缓执行遣返或行使临时假释权限,从而形成了各类分类性假释项目。[224]《移民与国籍法》赋予部长仅限于个案情形下,因紧急人道主义原因或重大公共利益,方可依[DHS]规定的条件,临时批准外国人入境申请假释的狭义自由裁量权。[225]尽管这些假释项目(见原文第8653页)已经终止,但许多外国人仍滞留在美国,且往往没有获得合法居留身份的途径。近年来,假释批准数量极为庞大,2022财年共批准假释795,561人次,2023财年则达到1,340,002人次。[226]
Over the span of decades, DHS has exercised discretionary authority to parole, grant deferred action, or exercise temporary parole authority expansively to create categorical parole programs.[224] The INA confers upon the Secretary the narrow discretionary authority to parole applicants for admission into the United States “temporarily under such conditions as [DHS] may prescribe only on a case-by-case basis for urgent humanitarian reasons or significant public benefit.” [225] While those parole ( printed page 8653) programs were terminated, many aliens are still in the United States, often without a pathway to lawful residence in the United States. Parole grants in recent years have been extremely large, with 795,561 parole grants in FY 2022 and 1,340,002 parole grants in FY 2023.[226]
此外,延缓执行遣返的使用也大幅扩展。延缓执行遣返是DHS行使自由裁量权的一种形式,即DHS选择不对某外国人寻求遣返,尽管该外国人缺乏合法身份或在其他方面属于可遣返对象。与假释不同,延缓执行遣返并非由法律设立,《移民与国籍法》中也未对其作出明确界定。不采取执法行动的决定属于该机构的自由裁量范围。[227]延缓执行遣返从未意图取代现行合法移民程序,或仅为使不可准入、可遣返或在其他方面不符合资格的外国人得以留在美国,直至其有资格获得合法身份而提供长期救济。[228]规模最大的分类性延缓执行遣返项目是“童年入境者暂缓遣返计划”(DACA),截至2024年9月,约有538,000[229]名外国人凭借DACA身份居住在美国。[230]
In addition, the use of deferred action has expanded significantly. Deferred action is a form of discretion in which DHS chooses to not seek an alien's removal from the United States, though the alien lacks lawful status or is otherwise removable from the United States. Unlike parole, deferred action was not created by statute and is not specifically defined in the INA. The decision not to take an enforcement action is within the discretion of the agency.[227] Deferred action was never meant to supplant the current legal immigration process or provide long-term relief solely to allow an inadmissible, removable, or otherwise ineligible alien to remain in the United States until he or she can qualify for a legal status.[228] The largest categorical deferred action program is Deferred Action for Childhood Arrivals (DACA), and as of September 2024 approximately 538,000 [229] aliens were living in the United States with DACA.[230]
临时保护身份(TPS)是又一项不导致美国长期合法身份的项目。根据《移民与国籍法》(INA)第244条,即8 U.S.C. 1254a,国土安全部部长在与美国政府相关机构协商并确定该外国(或其部分地区)存在特定条件后,可将该外国(或其部分地区)指定为临时保护身份国,此类条件包括持续武装冲突等将对返回该国的外国人安全构成严重威胁的情形。[231]此后,部长可向该外国的合格国民或曾惯常居住于该国但无国籍的合格外国人授予临时保护身份。[232]此外,国土安全部(DHS)有时会对已获临时保护身份指定的国家重新作出指定,并允许在该国临时保护身份初始指定之后进入美国的外国人新近获得临时保护身份资格。[233]2024日历年度,临时保护身份受益人约为1,396,586人。[234]
TPS is yet another program that does not lead to long-term legal status in the United States. Under section 244 of the Immigration and Nationality Act (INA), 8 U.S.C. 1254a, the Secretary of Homeland Security may designate a foreign state (or part thereof) for TPS after consulting with appropriate agencies of the U.S. Government and determining that there are specified conditions present in that foreign state or part of a foreign state, such as ongoing armed conflict that would pose a serious threat to the safety of retuning aliens.[231] The Secretary may then grant TPS to eligible nationals of that foreign state or eligible aliens having no nationality who last habitually resided in that state.[232] In addition, DHS has at times re-designated countries for TPS and allowed aliens who entered the United States after the initial designation of TPS to be newly eligible for TPS.[233] In Calendar Year 2024 there were approximately 1,396,586 TPS beneficiaries.[234]
多年来对这三项项目的广泛使用,已造成大量非法外国人群体,这些人除寻求庇护外,没有其他途径获得在美国的永久居留身份。对这些项目的广泛使用进一步助长了外国人提出无实际根据、欺诈性或其他无理由庇护申请以获得工作许可的动机。[235]尽管这些项目各自都提供了获得工作许可的途径,但均为特定且有时间限制的期限。由于庞大的积压案件,尽管缺乏庇护依据,庇护仍然是外国人为获得长期工作许可而采取的具有吸引力的选择。
The expansive use of these three programs over the years has created a very large population of illegal aliens that do not have pathways to permanent residence in the United States outside of seeking asylum. The expansive use of these programs has further incentivized aliens to file frivolous, fraudulent, or otherwise meritless asylum applications to gain employment authorization.[235] While each of these programs provides access for employment authorization, it is for a specific and time-limited period. Asylum remains an attractive option for aliens to secure employment authorization for an extended period of time, despite lacking a basis for asylum, due to the enormous backlog.
基于上述背景,国土安全部在本规则中拟将庇护申请人在根据待决庇护申请获得工作许可资格之前必须等待的时间,从180天延长至365个日历日。见8 CFR 208.7(a)(1)。国土安全部还拟取消获得就业authorization文件(EAD)资格的单独等待期,使外国人可以在同一时间申请并获得工作许可。目前,庇护申请人可在其庇护申请待决满150天后申请工作许可,并可在其庇护申请待决满180天后(不包括因外国人自身原因造成的任何延误)获得EAD。见8 CFR 208.7(a)(1)。在现行模式下,美国公民及移民服务局(USCIS)和外国人均须追踪两个时间框架:150天等待期和180天庇护EAD时钟。该时钟的计算会因延误而启动或停止,具体取决于该延误是机构造成的延误还是外国人造成的延误。见8 CFR 208.7(a)(2)。如本序言D.3.a节所述,该制度对外国人和USCIS而言都过于复杂且负担过重。因此,国土安全部拟在法规中将申请等待期和资格等待期合并为一个简单明了的时间线,即365个日历日。[236]
With this background, DHS is proposing in this rule to extend the time period an asylum applicant must wait before he or she is eligible to be granted employment authorization based on a pending asylum application from 180 days to 365 calendar days. See8 CFR 208.7(a)(1). DHS also proposes to eliminate the separate waiting periods for eligibility to receive an EAD, so that aliens are eligible to apply and be granted employment authorization at the same time. Currently, an asylum applicant may file for employment authorization once their application for asylum has been pending for 150 days and may receive an EAD after their application for asylum has been pending for 180 days, excluding any alien-caused delays. 8 CFR 208.7(a)(1). Under the current model, both USCIS and the alien must track two timeframes: the 150-day waiting period, and the 180-day Asylum EAD Clock. The clock calculation is subject to starts and stops based on delays, depending on whether the delay is an agency-caused delay or an alien-caused delay. 8 CFR 208.7(a)(2). As described in section D.3.a of this preamble, this system is complicated and overly burdensome on both the alien and USCIS. Thus, DHS proposes to codify in regulation that it will merge the waiting period to apply and the waiting period to be eligible into one, straight-forward timeline: 365 calendar days.[236]
根据拟议规则,美国公民及移民服务局(USCIS)将不再需要在计算180天庇护就业许可文件(EAD)时钟时考虑外国人造成的延误,而是将简单地从庇护申请收到之日起计算365个日历日,以确定外国人何时可以申请就业授权。移民归化局(INS)此前选择180天等待期,是为了阻止那些提出无实质理由的庇护申请人提交轻率、欺诈性或无实质理由的申请以获取就业授权。59 FR 62284(1994年12月5日)。由于180天等待期不再起到威慑作用,国土安全部(DHS)提议将该时间段以法规形式修改为365天等待期。(第8654页打印版)美国公民及移民服务局指出,现行法规允许申请人在第150天提交申请,并内置30天的处理时间缓冲期,从而累计达到180天;但美国公民及移民服务局现提议取消该处理时间缓冲期,使外国人在其庇护申请收到之日起365天之前不得提出申请。再加上180天的裁定时限,这些变化可能使就业授权文件的总等待时间增加至545天。通过选择一个超过庇护申请180天目标处理时间的等待期,国土安全部希望借此阻止轻率、欺诈性或无实质理由的申请,进而能够更快地批准具有实质理由的庇护申请,确保只有获批庇护申请的人员才能在365个日历日内工作。
Under the proposed rule, USCIS will no longer have to account for alien-caused delays in calculating the 180-day Asylum EAD Clock, but will instead simply calculate 365 calendar days from the asylum application receipt date to determine when an alien can request employment authorization. The INS previously chose the 180-day waiting period to deter aliens who are meritless asylum seekers from filing frivolous, fraudulent, or meritless claims to obtain employment authorization. 59 FR 62284 (Dec. 5, 1994). As the 180-day waiting period is no longer providing a deterrence, DHS proposes to codify in regulation that it will change the time ( printed page 8654) period to a 365-day waiting period. USCIS notes that the current regulations allow the applicant to submit the application at 150 days and then builds in the 30-day processing timeframe buffer to add up to 180 days; but USCIS proposes now to eliminate the processing time buffer, so that that aliens may not apply until 365 days after their asylum application is received. Coupled with the 180-day adjudication timeframe, these changes could increase the total waiting period for an EAD to 545 days. By choosing a waiting period that exceeds the target 180-day processing time for asylum applications, DHS hopes to deter frivolous, fraudulent, or meritless applications and, in turn, be able to approve meritorious asylum applications more quickly, ensuring only those with approved asylum petitions are able to work within 365 calendar days.
取消180天庇护就业许可文件时钟将解决裁决人员在处理(c)(8)类就业许可文件申请时面临的部分困难。现行的180天庇护就业许可文件时钟要求对每个外国人案件的时钟启动和停止进行复杂且耗时的跟踪,并需与移民法院执行办公室(EOIR)就不属于美国公民及移民服务局管辖范围的防御性申请案件进行协调。见8 CFR 208.7(a)(2)。将该流程从带有启动和停止节点的180天时钟改为明确的365个日历日等待期,将简化确定外国人就业授权资格日期的工作。
Elimination of the 180-day Asylum EAD Clock would resolve some of the difficulties adjudicators face in processing (c)(8) EAD applications. The current 180-day Asylum EAD Clock requires complex and time-consuming tracking of clock starts and stops for each alien's case and coordination with EOIR for defensively filed cases that are not under USCIS' jurisdiction. See8 CFR 208.7(a)(2). Changing the process from a 180-day clock with starts and stops to a clear 365-calendar-day waiting period would simplify the determination of the date of the alien's employment authorization eligibility.
从180天庇护就业许可文件时钟转为简单明了的365个日历日等待期,还将无需再动用有限的政府资源来计算时钟的启动和停止,以及为对其时钟状态有疑问(包括可能的计算错误或时钟停止问题)的外国人提供客户服务支持。根据本拟议规则,国土安全部将拒绝在365个日历日等待期届满之前提交的就业许可文件申请。一旦申请被受理,国土安全部将能够依据拟议的实质性资格要求对申请进行裁定,而无需耗费资源进行时钟计算。
Moving from the 180-day Asylum EAD Clock to a straightforward 365 calendar-day waiting period would also eliminate the need to use finite government resources for the purpose of calculating clock starts and stops, and for providing customer service support for aliens who have questions about their clock status, including potential miscalculations or questions about clock stoppages. Under this proposed rule, DHS would deny EAD applications filed before the 365 calendar-day waiting period has elapsed. Once accepted, DHS would be able to adjudicate the request on the proposed substantive eligibility requirements without expending resources on clock calculations.
美国国土安全部(DHS)认为,延长庇护申请人获得工作许可前的等待期,也将减少那些没有实质理据的庇护申请人为获得工作许可而提交无理、欺诈或缺乏依据的申请以滥用该制度的动机。目前,庇护申请人可在其庇护申请待决满150天后申请工作许可,并可在其庇护申请待决满180天后(不包括任何由申请人造成的延误)获得EAD。见8 CFR 208.7(a)(1)。由于美国公民及移民服务局(USCIS)正面庇护待决案件数量约为145万件,而移民法院(EOIR)庇护申请待决案件数量超过237万件,[237]这为某些外国人提供了巨大的动机去滥用移民制度而申请庇护,即便他们的案件最终可能在实体审查中被驳回,仅仅是为了在申请待决期间(长达数年)获得工作许可。[238]为应对日益增长的正面庇护案件积压以及外国人在获得裁决前等待的漫长时间,并遵守法定面谈要求,[239]前身移民归化局(INS)实施了后进先出(LIFO)庇护裁决排期优先原则,旨在遏制那些企图利用现存积压以获取工作许可的人。[240]优先处理近期提交的申请通常使USCIS能够在未批准庇护申请时迅速将外国人置于驱逐程序中,从而降低那些仅为获得工作许可而考虑今日提交庇护申请的外国人的动机。[241]LIFO于1995年庇护改革期间首次确立,并一直使用了20年,直至2014年。2014年LIFO的终止导致庇护申请提交数量大幅增加。此后,LIFO于2018年重新实施,USCIS至今仍继续优先处理近期提交的申请。然而,到USCIS恢复LIFO排期时,积压案件数量从2014财年到2017财年已增长超过1,750%。[242]
DHS believes increasing the waiting period before an asylum applicant may obtain employment authorization will also decrease the incentives for aliens who do not have meritorious asylum claims to exploit the system by filing frivolous, fraudulent, or meritless claims in order to obtain employment authorization. Currently, an asylum applicant may file for employment authorization once their application for asylum has been pending for 150 days and may receive an EAD after their application for asylum has been pending for 180 days, excluding any alien-caused delays. 8 CFR 208.7(a)(1). As the USCIS affirmative asylum pending caseload is at approximately 1.45 million and the EOIR asylum application pending caseload is over 2.37 million,[237] there is a significant incentive for certain aliens to exploit the immigration system and file for asylum, even if their cases will ultimately be denied on the merits, as a means to obtain employment authorization for the years' long period that their application is pending.[238] In order to combat the rising backlog of affirmative asylum cases and the significant length of time aliens wait before adjudication and comply with statutory interview requirements,[239] legacy INS implemented the last in, first out (LIFO) asylum adjudication scheduling priorities, which aims to deter those who might try to take advantage of the existing backlog in order to obtain employment authorization.[240] Giving priority to recent filings typically allows USCIS to promptly place aliens into removal proceedings if USCIS does not grant the asylum application, which reduces the incentive to for aliens contemplating filing for asylum today solely to obtain employment authorization.[241] LIFO was first established during the asylum reforms of 1995 and used for 20 years until 2014. The end of LIFO in 2014 led to a significant increase in asylum application filings. Subsequently, LIFO was reimplemented in 2018, and USCIS continues to give priority to recent filings today. However, by the time USCIS returned to LIFO scheduling, the backlog had grown by more than 1,750 percent from FY 2014 through FY 2017.[242]
2024年3月,USCIS在LIFO之外同时实施了第二条排期处理路径。在第二条路径下,USCIS指派部分庇护官员负责处理积压案件中待决的正面庇护申请,从最早提交的申请开始,依次向后处理。这使得部分最早待决的申请能够按时间顺序得到处理完结。[243]
In March 2024, USCIS implemented a second simultaneous scheduling track in addition to LIFO. Under the second track, USCIS assigns some of its asylum officers to complete affirmative asylum applications pending in the backlog, starting with the oldest applications and working forward. This permits some of the oldest pending applications to be completed in chronological order.[243]
USCIS仅通过安排日程未能减少积压的主动庇护申请,而美国国土安全部(DHS)持续看到大量主动庇护申请的提交,其中大多数最终很可能不会获批,以及大量相关的工作许可申请。如第III.C节所述,USCIS在过去十年中将庇护官员人数增加了两倍,并实施了众多其他措施以应对不断增长的积压和诚信问题。然而,近年来,人员配备不足[244]、办公场所不足[245]以及不断变化的地缘政治现实,包括全球移民模式的根本性转变[246],以及假释、暂缓遣返和临时保护身份(TPS)的广泛使用,已使得庇护官员不得不被重新分配至其他紧急案件,例如可信恐惧和合理恐惧筛查以及其他与边境相关的工作量。将庇护官员转派至其他强制性任务,加上寻求强制对个人庇护申请立即采取行动的诉讼激增,减少了可用于处理非诉讼相关主动庇护申请的庇护官员人数,从而大幅减少了安排的主动庇护面谈数量和审理完结的申请数量。[247]由于这些近期出现的挑战,叠加在本已不堪重负的系统之上(printed page 8655),以及仅凭处理顺序不足以应对大量庇护申请这一事实,必须实施额外措施以遏制无理据的庇护申请。DHS认为,引入365个日历日的等待期将导致庇护申请数量减少。延长工作许可等待期与USCIS优先处理近期提交的庇护申请的综合效果,应能降低无理据庇护申请的数量,并使USCIS能够将更多审理资源投入到积压案件中。
USCIS has not been able to reduce the backlog of affirmative asylum applications through scheduling alone, and DHS continues to see large numbers of affirmative asylum application filings, the majority of which are likely to be ultimately unsuccessful, and significant numbers of related employment authorization applications. As described in Section III.C., USCIS has tripled the number of asylum officers in the last decade and implemented numerous other efforts to address the building backlog and integrity concerns. However, in recent years, insufficient staffing,[244] insufficient physical office space,[245] and shifting geopolitical realities, including a fundamental shift in global migration patterns,[246] and the expansive use of parole, deferred action, and TPS, have necessitated the reassignment of asylum officers to other urgent caseloads, such as credible fear and reasonable fear screenings and other border-related workloads. The diversion of asylum officers to other mandatory tasks, along with the surge in litigation seeking to compel immediate action on individual asylum applications, reduced the number of asylum officers available for the processing of non-litigation-related affirmative asylum applications, which drastically decreased the number of affirmative asylum interviews scheduled and applications adjudicated.[247] Because of these recent ( printed page 8655) challenges to an already overwhelmed system and the fact that the processing order, alone, is not sufficient to address the massive number of asylum filings, additional measures must be implemented to deter meritless asylum filings. DHS believes that introducing a 365 calendar-day waiting period will result in a decreased number of asylum filings. The combined effect of the extended waiting-period for employment authorization and USCIS' prioritization of recently-filed asylum applications should drive the number of meritless asylum filings down and allow USCIS to dedicate more adjudicative resources to backlog cases.
C. 庇护申请提交要求的变更
C. Changes to Filing Requirements for Asylum Applications
DHS提议将庇护申请提交要求的变更编入法规,以简化USCIS待审案件的受理、处理和审理流程。拟议的8 CFR 208.3(c)(3)已更新,以使其当前关于确定庇护申请何时被视为已收到并完整的流程,与8 CFR 103.2中规范所有其他移民福利的一般规则保持一致。目前,8 CFR 208.3(c)(3)规定,如果I-589表格未对每个问题作出回答、未签署,或未附有8 CFR 208.3(a)(1)规定的必要材料(即I-589表格、支持证据以及为每位随行家庭成员提供的I-589表格额外副本),则该庇护申请即为不完整。此外,现行法规规定,不完整的申请不会启动工作许可证(EAD)计时,且USCIS将在30天内将其退还给外国人。8 CFR 208.3(c)(3)。然而,如果USCIS未能在30天内退还不完整的申请,该申请将自动被视为完整并被受理以供审理。同上。
DHS proposes to codify in regulation changes to the filing requirements for asylum applications to streamline the intake, processing, and adjudication of cases pending before USCIS. The proposed 8 CFR 208.3(c)(3) has been updated to conform its current process for determining when an asylum application is received and complete to the general rules governing all other immigration benefits under 8 CFR 103.2. Currently, 8 CFR 208.3(c)(3) states that an asylum application is incomplete if it does not include a response to each question on the Form I-589, is unsigned, or is unaccompanied by the required materials specified in 8 CFR 208.3(a)(1) ( i.e., the Form I-589, supporting evidence, and additional copies of the Form I-589 for each dependent family member). Further, the current regulation states that an incomplete application will not commence the EAD clock and that USCIS will return it to the alien within 30 days. 8 CFR 208.3(c)(3). However, if USCIS fails to return an incomplete application within 30 days, the application will automatically be deemed complete and accepted for adjudication. Id.
为便于使主动庇护申请与向USCIS提交福利请求的一般要求保持一致,拟议规则部分规定,向USCIS提交的庇护申请必须按照8 CFR 103.2及表格说明正确提交,且USCIS将依照8 CFR 103.2(a)(7)记录该申请的收件日期。拟议规则还规定,收件日期将作为工作许可证等待期的起算日期。与从180天庇护工作许可证计时制转变为365个日历日等待期类似,此项变更为机构消除了另一个决策节点,以节省有限的政府资源。此项变更不再将等待期的起始作为需要另行审理的问题,而是将其自动化处理。
In order to facilitate the alignment of affirmative asylum applications with the general requirements for filing benefit requests with USCIS, the proposed rule specifies, in part, that an asylum application filed with USCIS must be properly filed in accordance with 8 CFR 103.2 and the form instructions and that USCIS will record the receipt date of the application in accordance with 8 CFR 103.2(a)(7). The proposed rule also specifies that the receipt date will begin the waiting period for an EAD. Similar to the movement from the 180-day Asylum EAD Clock to the 365-calendar day wait, this change eliminates another decision point for the agency in order to preserve finite government resources. Rather than have the commencement of the waiting period be another question needing adjudication, this change would automate it.
根据拟议规定,未依照8 CFR 103.2及表格说明提交的申请将被视为不完整,随后将在收到申请后30日内被拒绝并退回申请人。8 CFR 103.2及I-589表格(庇护及暂缓遣返申请表)的表格说明明确解释了表格完整所需满足的条件。8 CFR 103.2要求提交给国土安全部(DHS)的每份表格均须符合表格说明的要求,而I-589表格(庇护及暂缓遣返申请表)的说明要求外国人须回答表格上的所有问题。此外,8 CFR 103.2及表格说明要求表格上须有签名。8 CFR 103.2澄清,若外国人未满14周岁或因精神能力不足而无法签名,该签名可由外国人的父母或法定监护人代签。最后,I-589表格的说明要求外国人提交“合理可得的佐证证据”以支持其主张,以及其他所需材料,包括身份证件的复印件。美国公民及移民服务局(USCIS)目前负有义务在收到申请后30日内将不完整的庇护申请退回外国人。自2023年以来,USCIS已因表格缺陷(即表格上某一必填栏未填写)而拒绝了9.44%的已提交庇护申请。[248]同期,USCIS因申请存在多项缺陷(其中之一为缺少必填栏)而另行拒绝了11%的已提交申请。[249]本规则新增的明确性要求庇护申请人必须正确填写其表格,这将降低被拒绝的庇护申请的比例,并提高该机构收到的庇护申请的质量。
The regulation as proposed states that an application that is not filed in accordance with 8 CFR 103.2 and the form instructions would be deemed incomplete, then subsequently rejected and returned to the applicant within 30 days. 8 CFR 103.2 and form instructions for Form I-589, Application for Asylum and for Withholding of Removal clearly explain the requirements for a complete form. 8 CFR 103.2 requires that every form submitted to DHS be in accordance with the form instructions, and the instructions for Form I-589, Application for Asylum and for Withholding of Removal require that the alien answer all questions on the form. Additionally, 8 CFR 103.2 and the form instructions require a signature on the form. 8 CFR 103.2 clarifies that this signature may be the alien, or the alien's parent or legal guardian if the alien is under 14 years of age or is unable to sign due to mental incompetence. Finally, Form I-589 form instructions require that the alien submit “reasonably available corroborative evidence” to support the claim and other required materials, including a copy of identity documents. USCIS is currently under an obligation to return incomplete asylum applications to the alien within 30 days of the receipt of the application. Since 2023, USCIS has rejected 9.44% of submitted asylum applications solely due to a form deficiency, meaning that a required field on the form was not completed.[248] Over the same time, USCIS has rejected an additional 11% of submitted applications for having multiple defects, one of which included a missing required field.[249] This rule's added clarity that asylum applicants must properly fill out their forms would decrease the percentage of rejected asylum applications and increase the quality of asylum applications received by the agency.
目前,若USCIS未能在30日内退回不完整的申请,该申请将自动被视为完整并被受理裁决。这一现行要求对USCIS造成负担,因为在外国人提交不完整申请的情况下,它仍使USCIS承担裁决义务。该30日规定也与所有其他移民福利申请及呈请的处理方式不一致,并造成一种随意的情形,即将可能不完整的庇护申请视为完整。事实上,I-589表格是该机构唯一一种即使不完整,仅因收到后已超过30日,也必须受理的USCIS表格。这种待遇上的差异为轻率的、欺诈性的或其他无实质理由的申请从一开始就利用庇护程序提供了可乘之机,并加剧了庞大的主动申请庇护积案。此外,庇护官员必须在庇护面谈中获取遗漏的信息,这仅仅因为外国人在提交申请时选择不提供此类信息,就耗费了稀缺的资源用于基本信息收集。因此,拟议规定将使庇护申请的处理方式与USCIS收到并裁决的所有其他申请一致,这意味着本规则生效日期之后,即使USCIS未在收到后30日内退回被拒绝的申请,不完整的庇护申请也不会被视为完整。外国人应将其收据通知上的申请提交日期视为365日等待期的起始日。如申请其后因不完整而被拒绝并退回申请人,则在该申请重新提交、受理并签发收据后,365日等待期将重新起算。
Currently, if USCIS fails to return an incomplete application within 30 days, the application will automatically be deemed complete and accepted for adjudication. This current requirement is burdensome on USCIS because it places an adjudication obligation on USCIS where an alien files an incomplete application. The 30-day provision is also inconsistent with how all other applications and petitions for immigration benefits are treated, and it creates an arbitrary circumstance for treating a potentially incomplete asylum application as complete. In fact, Form I-589 is the only USCIS form that the agency is required to accept, even if it is incomplete, simply because more than 30 days have passed since receipt. This disparity in treatment creates an opportunity for frivolous, fraudulent, or otherwise meritless applications to exploit the asylum process from the start and add to the massive affirmative asylum backlog. Additionally, asylum officers must obtain the omitted information during asylum interviews expending scarce resources on basic information gathering simply because an alien chose not to provide such information at the time of filing. Therefore, the proposed regulations would treat asylum applications like all other applications received and adjudicated by USCIS, meaning that after the effective date of this rule incomplete asylum applications would not be deemed complete even if USCIS does not return a rejected application within 30 days of receipt. An alien should consider the filing date on their receipt notice as beginning the 365-day waiting period. If an application is subsequently rejected as incomplete and returned to the applicant, the 365-day waiting period will start over when the application is resubmitted, accepted, and receipted.
最后,如前文所述,本规定拟以直接明确的365个日历日等待期取代180日庇护工作许可文件(EAD)时钟。因此,涉及因外国人原因导致延误从而影响180日庇护工作许可文件时钟的相关规定也将一并删除。
Finally, as discussed earlier, this regulation proposes to substitute the 180-day Asylum EAD Clock with a straightforward 365 calendar-day waiting period. Thus, provisions regarding alien-caused delays for the purposes of the 180-day Asylum EAD Clock would also be stricken.
D. (c)(8)类工作许可文件(EAD)的处理时限
D. Processing Timeframe for (c)(8) EADs
目前,美国公民及移民服务局(USCIS)被要求在申请人提交I-765表格后的30天内对初次(c)(8)类工作许可申请作出裁决。8 CFR 208.7(a)(1)。这一处理时限是在30多年前确立的(59 FR第62299页),当时积极寻求庇护和工作许可的申请接收量明显较低,生物识别信息是按照不同的程序采集的,不同联邦机构之间的筛查和审查(印刷页第8656页)也不那么复杂,待处理的积极庇护案件数量远远没有达到目前近145万件待决庇护案件的规模。在实施30天处理时限之时,前移民归化局(INS)是在当地INS办事处裁决工作许可证(EAD)申请的。而现在,随着申请数量的爆炸性增长,工作许可申请改由USCIS服务中心处理。工作许可申请处理过程中的另一个复杂因素是,对欺诈和国家安全威胁的担忧日益加剧,这就要求进行更为彻底和复杂的审查。
Currently, USCIS is required to adjudicate initial (c)(8) employment authorization applications within 30 days from when the applicant files the Form I-765. 8 CFR 208.7(a)(1). This processing timeframe was established more than 30 years ago (59 FR at 62299), at a time when affirmative asylum and employment authorization application receipts were significantly lower, biometrics were collected under a different process, screening and vetting between different federal agencies was ( printed page 8656) less complex, and the pending affirmative asylum caseload was nowhere near its current number of close to 1.45 million pending asylum cases. At the time the 30-day processing timeframe was implemented, the former INS adjudicated EAD applications at local INS offices. Now, with the explosive growth of applications, EAD applications are processed by USCIS service centers. Another complicating factor in the processing of applications for employment authorization is the increased concern for fraud and national security threats that require more thorough and complex vetting.
如上文第三节D部分所述,2015年,由于申请数量的大幅增长以及处理等待时间的增加,Rosario诉USCIS案的原告提起集体诉讼,要求USCIS遵守8 CFR 208.7(a)(1)规定的30天处理时限。[250] 2018年7月26日,地区法院发布禁令,禁止USCIS继续未能遵守对(c)(8)类工作许可申请进行裁决的30天处理时限。[251] 自Rosario案法院裁定以来,USCIS已重新调配其裁决资源,以遵守30天处理要求。此外,为了勉强接近遵守30天处理时限,USCIS不得不要求加班,为处理其他福利类型的官员提供交叉培训,从诸如临时保护身份(TPS)和工作许可续签等其他福利类型中重新调配官员,并在官员原有正常案件量之外,另行安排其兼职处理(c)(8)类初次申请。机构一直在持续努力遵守法院裁定,但这种时间和资源负担已经对本已有限的机构资源造成了严重压力。直到最近,初次(c)(8)类工作许可申请一直是免费提交的,尽管这通过提高其他服务的费用得到了部分抵消,[252] 但这一巨大的(c)(8)类工作许可30天处理负担仍然直接落在了机构身上。自Rosario案和解以来,为维持对30天处理时限的实质性合规所需的全职工时当量已增长超过16倍。作一比较,在Rosario案和解之时,每月处理新收到的(c)(8)类初次申请所需的裁决工作量相当于50名全职员工的工作量,才能维持对新收申请的合规处理。到2025年3月,由于每月新收申请量大幅增加,维持合规所需的工作量相当于超过800名全职员工当量。这一巨大的增长显然对有限的运营资源造成了压力,并且需要通过交叉培训、动用加班以及从其他工作量中抽调资源,来努力维持对30天处理要求的实质性合规,这一任务日益艰巨。这相当于全部移民服务官员总数的约20%。通过将30天处理时限延长至180天,这些资源可以得到重新分配,从而有可能减少其他福利申请处理方面的延误。对于在最终规则生效日期当日或之后提交的初次工作许可申请,将30天处理时限延长至180天,将提高机构在资源分配、确定案件处理优先顺序以及根据需要实施新审查程序方面的灵活性。
As discussed above in Section III.D, in 2015, as a result of the massive growth in applications and increased wait times in processing, plaintiffs in Rosario v. USCIS brought a class action to compel USCIS to comply with the 30-day processing timeframe required under 8 CFR 208.7(a)(1).[250] On July 26, 2018, the district court enjoined USCIS from further failing to adhere to the 30-day processing timeframe for adjudicating (c)(8) EAD applications.[251] Since the Rosario court order, USCIS has redistributed its adjudicative resources to comply with the 30-day processing requirement. Furthermore, USCIS is required to utilize overtime in order to even come close to compliance with the 30-day processing time, offering cross-training to officers working other benefit types, reassigning officers from other benefit types such as TPS and EAD renewals, and assigning officers to work (c)(8) initials as a part-time assignment in addition to their normal caseloads. There have been continued efforts to comply with the court order, but this time and resource burden has placed significant strain on already limited agency resources. Applications for initial (c)(8) EADs were until recently free to file, and while this was offset by increased fees for other services,[252] this immense (c)(8) EAD 30-day processing burden still fell directly to the agency. The full-time equivalent hours needed to maintain substantial compliance with the 30-day processing time has grown by over 16 times since the Rosario settlement. By way of comparison, at the time of the Rosario settlement the adjudication of monthly incoming (c)(8) initial applications required the equivalent of 50 fulltime employees to maintain compliance with incoming receipts. By March 2025, the equivalent of more than 800 fulltime employee equivalents was required to maintain compliance due to the significant increase of incoming monthly receipts. This massive increase creates an obvious strain on finite operational resources and necessitates cross-training, utilizing overtime, and pulling resources from other workloads in the increasingly arduous burden to attempt to maintain substantial compliance with the 30-day processing requirement. This is equivalent to approximately 20 percent of all immigration services officers. By extending the 30-day processing timeframe to 180-days, these resources could be reallocated, potentially reducing delays in processing other benefit requests. Extension of the 30-day processing timeframe to 180-days for initial applications for employment authorization filed on or after the effective date of the final rule would increase agency flexibility in allocating resources, determining caseload priorities, and implementing new vetting processes as needed.
由于这些资源限制和审查需求,国土安全部(DHS)已考虑改变其基于(c)(8)条款的就业授权申请的处理时限,现提议将(c)(8)初次就业授权文件(EAD)申请的处理时限从30天延长至180天,以便有充足的审查时间。应当指出的是,尽管国土安全部对数十种就业授权文件类别进行裁决,但(c)(8)就业授权类别是唯一设有裁决时限的类别;不幸的是,(c)(8)类别恰恰是申请量最高的就业授权文件类别。事实上,在2025财年第一季度,美国公民及移民服务局(USCIS)收到了387,015份基于待决庇护申请的就业授权申请。[253] 2025财年第一季度收件量第二高的类别是(c)(11)类别,即公共利益假释人员的就业授权,共收到135,274份就业授权申请。[254] 根据2025财年第一季度数据,(c)(8)就业授权文件类别的收件量是第二大类别的两倍多。(c)(8)就业授权文件申请数量的庞大规模,加之需要升级处理流程完整性和审查方法的要求,证明了延长(c)(8)就业授权文件申请处理时限的合理性。国土安全部认为,将处理时限从30天延长至180天,将为就业授权文件裁决人员提供充足的时间进行背景调查,并按照本拟议规则制定的要求对外国人进行彻底审查。国土安全部还认为,将处理时限延长至180天,将为该机构应对庇护申请可能出现的激增提供重要缓冲。因此,国土安全部提议以法规形式规定,对于在最终规则生效日期当日或之后提交的初次就业授权申请,将处理时限从30天延长至180天。
Due to these resource constraints and vetting needs, DHS has considered changing its processing timeframes for (c)(8)-based employment authorization applications and is now proposing to extend the processing timeframe for initial (c)(8) EAD applications from 30 to 180 days to allow for adequate review time. It should be noted that while DHS adjudicates employment authorization applications for dozens of EAD categories, the (c)(8) employment authorization category is the only category with an adjudication clock; unfortunately, the (c)(8) category is the highest volume EAD category. In fact, in FY 2025 Q1, USCIS received 387,015 applications for employment authorization based on a pending asylum application.[253] The second closest category for incoming receipts in FY 2025 Q1 was (c)(11), employment authorization for public interest parolees, with 135,274 applications for employment authorization.[254] Based on FY 2025 Q1 data, incoming receipts in the (c)(8) EAD category were more than double that of the next largest volume EAD category. The overwhelming scale of (c)(8) EAD application receipts, coupled with a need for upgraded approaches to process integrity and vetting, warrant an extension of the (c)(8) EAD application processing timeframe. DHS believes that an increase from the 30 days to 180 days for processing will provide EAD adjudicators with adequate time to conduct background checks and thoroughly vet aliens as provided for in this proposed rulemaking. DHS also believes that increasing the processing timeframe to 180 days provides the agency with a significant buffer for potential surges in asylum receipts. Therefore, DHS proposes to codify in regulation that it will extend the processing timeframe from 30 to 180 days for initial employment authorization applications filed on or after the effective date of the final rule.
国土安全部理解,在最终规则生效日期之前,其就业授权文件申请处于待决状态的庇护申请人可能一直依赖于30天的处理时限。因此,对于在最终规则生效日期之前收到的初次就业授权申请,国土安全部不会改变该处理时限。这将使美国公民及移民服务局能够灵活地快速处理那些在该规则生效日期之前已处于待决状态的申请,同时考虑到这些庇护申请人可能依赖于其提交(c)(8)就业授权文件申请时存在的30天处理时限。对于在最终规则生效日期之前,其基于待决庇护申请的就业授权申请处于待决状态的外国人,维持30天的处理时限,也将为这些外国人在其申请裁决方面提供更多的可预见性。
DHS understands that asylum applicants whose EAD applications were pending prior to the effective date of the final rule may have been relying on the 30-day processing timeframe. Therefore, for initial applications for employment authorization received prior to the effective date of the final rule, DHS would not change that processing timeframe. This would allow USCIS the flexibility to quickly process those applications that were pending prior to the rule's effective date, understanding that these asylum applicants who may have relied upon the 30-day processing time that existed at the time they filed their (c)(8) EAD applications. Maintaining the 30-day processing timeframe for aliens whose applications for employment authorization based on pending asylum applications were pending prior to the effective date of the final rule would also offer those aliens more predictability in the adjudication of their applications.
对于在最终规则生效日期当日或之后收到的初次就业授权申请,国土安全部将把处理时限从30天延长至180天。国土安全部认识到,任何已提交庇护申请并正在等待当前150天期限届满后方可提交就业授权申请、且预期其(c)(8)就业授权文件申请将在30天内获得裁决的外国人,均存有依赖利益,这些外国人将受到本拟议规则(如最终定案)所带来变化的影响。此外,国土安全部理解,处理时限的延长可能会给那些希望有更短期限(印刷页第8657页)以便能够预期其工作授权获得裁决的外国人带来困难和不安全感。
For initial applications for employment authorization received on or after the effective date of the final rule, DHS would extend the processing timeframe from 30 to 180 days. DHS recognizes the reliance interests of any alien who has filed an asylum application and is waiting the current 150-days to file an application for employment authorization and expecting a decision on his or her (c)(8) EAD application within 30-days and who would be impacted by the changes in this rulemaking, if finalized. Further, DHS understands that the extension of a processing timeframe may create hardship and insecurity for aliens who would prefer to have a shorter deadline ( printed page 8657) by which they can expect the adjudication of their work authorization.
然而,美国国土安全部(DHS)已确定其他若干考虑因素超过了这些依赖利益。鉴于目前待处理的积极庇护案件数量庞大,需要防止无依据、欺诈性或无实质内容的申请,并维护移民体系的完整性,鉴于这是唯一具有处理时限的EAD类别,鉴于该工作流程占用了美国公民及移民服务局(USCIS)大量有限资源,以及该工作流程在短期内收案数量波动显著的特点,延长处理时限是USCIS唯一可行的改变方案。将处理时限延长至180天,将使USCIS有充足时间安排生物识别信息采集、进行充分的筛查和审查、在必要时移交美国移民及海关执法局(ICE)处理,以及处理初次(c)(8)类就业授权申请。安排生物识别信息采集以及进行充分的筛查和审查(如发现不利信息还需移交ICE处理),所需时间超过30天,将处理时限延长至180天将使USCIS能够更彻底地审查潜在问题,并标记可能导致外国人无法获得就业授权的问题。这将减少欺诈发生的机会,并通过拒绝存在某些刑事或安全问题的人获得就业授权,保护重要的国家安全和公共安全利益,从而进一步加强移民体系的完整性。DHS认为,多种因素综合考量最终超过了外国人期望在申请后30天内获得就业授权的利益,这些因素包括:需要以更及时的方式裁决所有EAD申请,这要求将裁决资源从(c)(8)类申请重新分配至其他EAD类别;需要对申请就业授权的外国人进行彻底审查;需要重新聚焦庇护程序的初始目的,即及时裁决外国人的庇护请求;以及需要优先考虑整体福利完整性。此外,USCIS对其他类别EAD申请的裁决并无固定时限约束,由于初次(c)(8)类EAD申请的裁决周转时间极短,其他类别的EAD申请因此被降低了优先级。延长初次(c)(8)类EAD申请的处理时限,将使USCIS能够更公平地分配资源以处理其他就业授权申请,并以更高效、更及时的方式处理所有EAD申请。
However, DHS has determined that several other considerations outweigh those reliance interests. Considering the enormous size of this pending affirmative asylum caseload, the need to prevent frivolous, fraudulent, or meritless filings and protect the integrity of the immigration system, that this is the only EAD category with a processing timeframe, the substantial amount of finite USCIS resources taken up by this workstream, and the tendency of this workstream to vary in number of receipts significantly over a very short period of time, extension of the processing timeframe is the only feasible change for USCIS. This processing timeframe extension to 180 days will provide USCIS with sufficient time to schedule a biometrics collection, adequately screen and vet, refer to ICE if necessary, and process initial (c)(8) applications for employment authorization. Scheduling biometrics collection and adequate screening and vetting, in addition to referrals to ICE if derogatory information is discovered, takes more than 30 days, and the extension of the processing timeframe to 180 days will allow USCIS to more thoroughly review potential concerns and flag issues that may prohibit an alien from receiving employment authorization. This will reduce opportunities for fraud and protect vital national security and public safety interests by denying those with certain criminal or security concerns from accessing employment authorization, further strengthening the integrity of the immigration system. DHS believes the combination of multiple factors ultimately outweigh the alien's expectation to receive employment authorization within 30 days of applying, which include the need to adjudicate all EAD applications in a timelier manner, requiring reallocation of adjudicatory resources from the (c)(8) applications to other EAD categories, to thoroughly vet aliens applying for employment authorization, to refocus on the initial intention of the asylum process, timely adjudication of an alien's request for asylum, and to prioritize benefit integrity overall. Additionally, USCIS is not bound to a set timeframe for adjudication of EAD applications in other categories, and due to the extremely short turnaround to adjudicate initial (c)(8) EAD applications, the other categories of EAD applications have been deprioritized. Extending the processing timeframe for initial (c)(8) EAD applications will allow USCIS to more equitably distribute resources to process other employment authorization applications and process all EAD applications in a more efficient and timely manner.
E. 生物识别信息要求
E. Biometrics Requirements
拟议规则要求所有(c)(8)类EAD的申请人,包括申请续签(c)(8)类EAD的申请人,均须提交生物识别信息。目前,DHS要求庇护申请人在提交庇护申请时提交生物识别信息,[255]但对于(c)(8)类EAD申请并未设有常规性的生物识别信息要求。鉴于该机构需要识别存在加重重罪情形的外国人,以及本文件后文讨论的额外拟议资格要求,继续缺乏常规性生物识别信息要求将导致(c)(8)类EAD申请裁决出现复杂情况和延误。
The proposed rule requires all applicants for a (c)(8) EAD, including applicants to renew a (c)(8) EAD, to submit biometrics. Currently, DHS requires biometrics from asylum applicants in connection with the asylum application,[255] but has not had a routine biometrics requirement for the (c)(8) EAD application. The continued absence of a routine biometrics requirement will lead to complications and delays in adjudicating the (c)(8) EAD application given the requirement for the agency to identify aliens for aggravated felonies, along with the additional proposed eligibility requirements discussed later in this document.
为支持本规则项下将新增的强化资格要求,8 CFR 208.7(a)(1)(i)条的拟议条款要求所有(c)(8)类EAD申请人在USCIS安排的日期和时间提交生物识别信息。根据其目前对具有相关生物识别信息要求的申请及呈请的现行做法,USCIS将发出通知,告知(c)(8)类EAD申请人其申请支持中心(ASC)预约的地点和时间。
To support the enhanced eligibility requirements that would be added under this rule, the proposed provision at 8 CFR 208.7(a)(1)(i) requires all applicants for a (c)(8) EAD to submit biometrics at a date and time to be scheduled by USCIS. Consistent with its current practices for applications and petitions with an associated biometrics requirement, USCIS would issue a notice informing the (c)(8) EAD applicant of the place and time of their ASC appointment.
对(c)(8)类别本身而言,生物识别要求将解决积极申请和防御性申请两种庇护途径中的项目完整性漏洞。(c)(8)就业许可类别根据8 CFR 208.7(a)(1)设有特定的严重重罪定罪禁止条款。虽然(c)(8)资格所依赖的I-589表格确实有生物识别要求,为获取并审查犯罪记录核查结果以适用严重重罪定罪禁止条款提供了途径,但庇护就业许可文件(EAD)申请及审批时限要求给这些信息的可获得性带来了意外的干扰。对于积极申请人和防御性申请人而言,I-589表格生物识别预约安排中的意外延误经常导致外国人在出现于申请人支持中心之前已累积150天和180天的时限。这导致(c)(8)申请在没有基于生物识别的犯罪记录核查结果的情况下得到裁决,无法实现严重重罪定罪禁止条款的预期适用。在2024财年,I-589表格提交与完成生物识别采集之间的平均时间为96天;在2025财年(截至2025年7月30日的年初至今数据),平均时间为126天。[256]从操作层面看,这意味着某些案件会高于这些平均值,其他案件会低于平均值。然而总体而言,I-589表格在安排申请人支持中心预约时会自动加急处理;I-589表格会获得最早可用的预约时间。与任何须进行生物识别采集的美国公民及移民服务局(USCIS)表格一样,外国人可以在USCIS网站上自行重新安排两次I-589生物识别预约。USCIS接受通过网站、联络中心或联系当地办公室提出的重新安排请求,但每个庇护办公室都有各自的重新安排政策。此外,对于防御性庇护申请人,严重重罪定罪禁止条款的适用以及基于生物识别的犯罪记录核查结果的可获得性,取决于移民法官执行办公室(EOIR)法庭是否应用时限停止代码来记录外国人出席生物识别预约的情况。对于某些防御性申请人,他们未出席申请人支持中心预约,未生成指纹结果,但时限累积要求已经满足,I-589表格仍在EOIR待决。目前,在没有(c)(8)生物识别要求的情况下,这些案件必须在没有基于生物识别的犯罪记录核查结果的情况下作出裁决,对严重重罪定罪禁止条款的背景核查评估也不完整。
For the (c)(8) population itself, the biometrics requirement would resolve program integrity gaps for both the affirmative and defensive-based asylum pathways. The (c)(8) employment authorization category has a specific aggravated felony conviction bar under 8 CFR 208.7(a)(1). While the Form I-589 on which the (c)(8) eligibility is reliant does have a biometrics requirement that provides an avenue for criminal history check results to be obtained and reviewed in order to apply the aggravated felony conviction bar, the asylum EAD filing and approval clock requirements introduce unintended disruptions to the availability of this information. For both affirmative and defensive applicants, unintended delays in scheduling biometrics appointments for the Form I-589 frequently result in the alien accruing 150 and 180-days before appearing at an Applicant Support Center. This results in the (c)(8) application being adjudicated without biometric-based criminal history check results and the intended application of the aggravated felony conviction bar. In FY2024 the average amount of time between Form I-589 filing and completed biometrics collection was 96 days; in FY 2025 (YTD through July 30, 2025) the average was 126 days.[256] Operationally this means some cases would be above those averages, other cases would be lower. In general, however, Form I-589 is auto expedited when scheduling ASC appointments; I-589s receive the first appointment available. As with any USCIS form subject to biometrics collection, aliens can self-reschedule their I-589 biometrics appointment twice on USCIS' website. USCIS accepts reschedule requests via website, contact center, or by contacting their local office; but each asylum office has their own rescheduling policy. Further, for defensive asylum applicants, the application of the aggravated felony conviction bar and availability of biometric-based criminal history check results is dependent on EOIR courts applying the clock stop codes to document the alien's attendance at biometric appointments. For certain defensive applicants, they do not attend an ASC appointment, fingerprint results are not generated, but the clock accrual requirements are met and the I-589 remains pending before EOIR. At present, without a (c)(8) biometrics requirement, these cases must be decided without the benefit of biometric-based criminal history check results and an incomplete background check assessment for the aggravated felony conviction bar.
新的常规生物识别要求还将使美国政府受益,因为这将使国土安全部(DHS)能够更加确定地了解就与庇护申请相关的EAD提出申请的外国人的身份,并使USCIS能够侦测在提交庇护申请之日起365天内到可以提交(c)(8) EAD申请期间可能发生的任何身份或欺诈问题。生物识别要求还将使DHS能够出于公共安全和国家安全目的进行犯罪记录背景核查。USCIS将使用外国人的生物识别信息来安全地制作EAD,并妥善审查外国人的犯罪记录,以确定该外国人是否应获得有利的自由裁量处理。(印刷页第8658页)
The new routine biometrics requirement will also benefit the U.S. government by enabling DHS to know with greater certainty the identity of aliens requesting EADs in connection with an asylum application and allowing USCIS to detect any identity or fraud issues that may have occurred between the 365-days when the asylum application was filed and when the (c)(8) EAD can be filed. The biometrics requirement also will allow DHS to conduct criminal history background checks for public safety and national security. USCIS will use the alien's biometrics to securely produce the EAD and properly vet the alien's criminal history to determine if the alien warrants a favorable exercise of discretion. ( printed page 8658)
F. 资格要求
F. Eligibility Requirements
正如本拟议规则其他部分所述,(c)(8) EAD并非一项权利,而是依据部长的权力并在其自由裁量范围内提供的。移民与国籍法(INA)第208(d)(2)条,8 U.S.C. 1158(d)(2)。由于(c)(8) EAD明确与庇护申请相关联,DHS提议在法规中明确规定,将为(c)(8) EAD福利引入与庇护基本资格要求相似的额外资格要求,包括1年申请期限、犯罪禁止条款以及非法入境等规定,从而使不符合庇护资格的人同样不具备获得EAD的资格。
As discussed elsewhere in this proposed rule, a (c)(8) EAD is not an entitlement but is provided by the authority and within the discretion of the Secretary. INA sec. 208(d)(2), 8 U.S.C. 1158(d)(2). Since the (c)(8) EAD is explicitly tied to an application for asylum, DHS proposes to codify in regulation that it will introduce additional eligibility requirements for a (c)(8) EAD benefit that mirror many baseline eligibility requirements for asylum, including the 1-year filing deadline, criminal bars, and illegal entry such that those who are ineligible for asylum are also rendered ineligible for an EAD.
这些额外的资格要求背离了1994年庇护事先通知规则制定(NPRM)中所表述的政策,该通知规定:“移民归化局(INS)将在收到申请后30天内裁定这些就业授权申请,而不论基础庇护申请的实质内容如何。”59 FR第14780页。在该事先通知规则制定中,移民归化局认定,将庇护申请与就业授权申请脱钩将能阻止申请人仅为获得就业授权而提交无实质理由的庇护申请。当时,移民归化局认为,除非其庇护申请被拒绝,否则所有申请人在180天后都将获得工作授权。移民归化局还认为,推迟待决庇护申请人申请就业授权的能力将使该机构能够更好地控制日益增长的积压案件和处理时间。现在,国土安全部(DHS)已认定,通过实施更严格的资格要求将这些申请重新挂钩,对于实现同样的结果是必要的。出于多种原因,背离1994年事先通知规则制定是必要且适当的:积压的肯定性庇护案件多达145万件,数量庞大;无实质理由、欺诈性和无理由的庇护申请的规模和复杂程度已经增加;以及目前使美国公民及移民服务局(USCIS)运作不堪重负的(c)(8)类就业授权文件(EAD)申请数量持续增长。正如上文改革努力概述中详细讨论的那样,国土安全部认为,数量庞大的庇护申请及相应的(c)(8)类EAD申请中,部分是由无实质理由、欺诈性或其他无理由的申请构成的。因此,国土安全部认为,引入某些资格要求将有助于遏制无实质理由庇护申请的提交,并使美国公民及移民服务局能够及时有序地更好处理当前待决申请,而且,最重要的是,这将仅限制那些最终不会有资格获得庇护的外国人获取EAD的机会。
These additional eligibility requirements are a departure from the policy expressed in the 1994 asylum NPRM, which states that “[t]he INS will adjudicate these applications for employment authorization within 30 days of receipt, regardless of the merits of the underlying asylum claim.” 59 FR at 14780. In that NPRM, the INS determined that decoupling the asylum application from the application for employment authorization would discourage applicants from filing meritless asylum applications solely to obtain employment authorization. At that time, the INS believed that all applicants would have work authorization after 180 days unless their asylum claims were denied. The INS also believed that delaying pending asylum applicants' ability to apply for employment authorization would allow the agency to gain better control over growing backlogs and processing times. Now, DHS has determined that recoupling these applications by implementing stronger eligibility requirements is necessary to achieve those same results. The departure from the 1994 NPRM is necessary and appropriate for multiple reasons: the huge pending affirmative asylum caseload of 1.45 million, the sheer scope and complexity of the frivolous, fraudulent, and meritless asylum filings has increased, and the continually growing number of (c)(8) EAD applications that currently unduly burdens USCIS operations. As discussed thoroughly in the overview of reform efforts above, DHS believes that the high number of asylum applications and corresponding (c)(8) EAD applications is made up, in part, of frivolous, fraudulent, or otherwise meritless filings. Thus, DHS believes that introducing certain eligibility requirements will help curb filings of meritless asylum applications and allow USCIS to better address current pending applications in a timely and orderly manner, and—most significantly—will only limit access to EADs for aliens who would not ultimately be eligible for asylum.
最后,国土安全部承认,要求EAD裁决人员考虑那些在庇护面谈中也会被分析的新资格要求,可能会增加处理(c)(8)类就业授权申请所需的时间,并可能被视为与既定的效率目标相矛盾。然而,国土安全部预期,实施这些新的资格要求将有助于该部门实现更有效地识别和裁决无实质理由案件以及国家安全或公共安全关切事项这一预期效果。从长远来看,实现这些目标也将有助于国土安全部提高裁决效率。
Finally, DHS acknowledges that requiring EAD adjudicators to consider new eligibility requirements that are also analyzed in the asylum interview will likely increase the time needed to process (c)(8) employment authorization applications and could be viewed as contradictory to stated efficiency goals. However, DHS expects that implementing these new eligibility requirements will help the department achieve the desired effect of more efficiently identifying and adjudicating meritless cases and national security or public safety concerns. In the long run, achieving these goals will also help DHS increase efficiency in adjudications.
一、一年申请期限
1. One-Year Filing Deadline
国土安全部提议在法规中明确规定,对于未能证明其按照8 CFR 208.4(a)(2)所述一年申请期限提交庇护申请的外国人所提出的(c)(8)类EAD申请,该部通常将予以拒绝。
DHS proposes to codify in regulation that it will generally deny requests for (c)(8) EAD applications by aliens who have not demonstrated that they filed their asylum application in accordance with the 1-year filing deadline, as described in 8 CFR 208.4(a)(2).
随着《非法移民改革和移民责任法》(IIRIRA)的通过,国会增加了三项申请庇护的法定绝对禁止情形。《公共法》第104-208号,C分部,第604(a)条,110 Stat. 3009, 3009-691;《移民与国籍法》(INA)第208(a)(2)条,8 U.S.C. 1158(a)(2)。未能在抵达美国后1年内申请庇护的外国人,将被禁止申请庇护,除非其能够证明存在重大影响该外国人庇护资格的情势变化,或存在与未能在一年申请期限内提出申请直接相关的特殊情况。《移民与国籍法》第208(a)(2)(B)、(D)条,8 U.S.C. 1158(a)(2)(B)、(D)。这一禁止情形通常被称为一年申请期限。国会通过立法明确选择通过禁止在入境后超过1年提交的庇护申请来促进效率。国会认为1年的时间框架是一个可以接受的时限,外国人应能够在此期间内获得法律代理并寻求庇护救济。事实上,国会明确拒绝了其他时间框架提案,例如30天庇护申请期限的提案,而选择设定1年的申请期限。[257]
With the passage of IIRIRA, Congress added three categorical statutory bars to applying for asylum. Public Law 104-208, div. C, sec. 604(a), 110 Stat. 3009, 3009-691; INA sec. 208(a)(2), 8 U.S.C. 1158(a)(2). Aliens who failed to apply for asylum within 1 year of arriving in the United States are subject to a bar to applying for asylum, unless they can demonstrate that there are changed circumstances materially affecting the alien's eligibility for asylum or extraordinary circumstances directly related to the failure to meet the 1-year filing deadline. INA sec. 208(a)(2)(B), (D), 8 U.S.C. 1158(a)(2)(B), (D). This bar is commonly known as the 1-year filing deadline. Through statute, Congress specifically chose to promote efficiency by prohibiting asylum applications filed more than 1 year after entry. The 1-year time frame was contemplated by Congress as an acceptable timeframe in which aliens should be able to secure legal representation and seek asylum relief. In fact, Congress specifically rejected other time frame proposals, like that of a 30-day asylum application filing deadline, choosing instead to set a 1-year filing deadline.[257]
尽管存在此项禁止规定,美国国土安全部(DHS)和行政复议办公室(EOIR)仍在审理那些在申请庇护之前已在美国居住多年的外国人提交的庇护申请。截至2025年5月14日,约有520,964名未决积极庇护申请人在入境后1年至超过10年的时间内提交了I-589表格。截至2025年7月30日,约有97,452宗在入境后1年至超过10年期间提交的积极庇护案件获得批准,另有274,633宗在相同时间范围内提交的案件被转介或拒绝。目前许多提出庇护申请的外国人,是经检查并获准入境或假释入境,但未能在其获准停留期限届满时离境的人员(逾期滞留者),或者是未经检查、准许入境或假释而入境的人员。[258]
Despite this prohibition, both DHS and EOIR adjudicate asylum applications filed by aliens who reside in the United States for years before applying for asylum. As of May 14, 2025, approximately 520,964 pending affirmative asylum applicants filed their Form I-589 between 1 year and over 10 years after entry. As of July 30, 2025, approximately 97,452 affirmative asylum cases filed between 1 year and over 10 years after entry were granted and 274,633 cases filed with the same timeframe were referred or denied. Many aliens filing for asylum now are aliens who were inspected and admitted or paroled but failed to depart at the end of their authorized period of stay (overstays), or who entered without inspection and admission or parole.[258]
如本文通篇所述,美国公民及移民服务局(USCIS)积压的未决积极庇护案件记录接近145万宗。USCIS在审理这些案件方面承受巨大压力,积极庇护案件的平均处理时间为1,287天。由于审理一项积极庇护申请可能耗时极长,并且由于庇护申请与(c)(8)类工作许可证(EAD)之间的资格要求存在显著差异,几乎没有任何因素能够阻止外国人仅仅为了获得工作许可而提交庇护申请,即便该外国人在法律上不具备庇护资格,或获得庇护的可能性微乎其微。
As mentioned throughout, there is a record of close to 1.45 million pending affirmative asylum cases in USCIS' pending affirmative asylum caseload. USCIS is under great strain to adjudicate these cases, and the average processing time for an affirmative asylum case is 1,287 days. Due to how long it can take to adjudicate an affirmative asylum application, and because of the significant disparity in the eligibility requirements between an asylum application and a (c)(8) EAD, there is little to dissuade an alien from filing an asylum application for the sole purpose of obtaining employment authorization, even when an alien is statutorily ineligible for asylum or there is minimal likelihood that asylum would be granted.
USCIS还以其他方式努力减少积极庇护积压案件。例如,造成庇护积压的一个因素是,越来越多的外国人提交内容空洞或毫无根据的积极庇护申请,目的是寻求由庇护官员将其转介至移民法院。一旦被置于移民法院的驱逐程序中,该外国人便可申请驱逐出境的撤销(COR)[259],这是一种可导致获得合法永久居留权的驱逐救济形式,适用于在美国实际居住至少10年并符合其他资格条件的人员。[260](印刷页第8659页)
USCIS has also attempted to reduce the affirmative asylum backlog in other ways. For example, a contributing factor to the asylum backlog is an increase in the number of aliens who file skeletal or meritless asylum applications affirmatively to seek a referral to the immigration court by an asylum officer. Once placed in removal proceedings in the immigration court, the alien can apply for cancellation of removal (COR) [259] —a form of relief from removal resulting in lawful permanent residence available to those who have at least 10 years of physical presence in the United ( printed page 8659) States and who meet additional eligibility criteria.[260]
如本文通篇所述,积压的未决积极庇护案件记录接近145万宗,USCIS在审理这些案件方面承受巨大压力,积极庇护案件的平均处理时间为1,287天。由于审理一项积极庇护申请可能耗时极长,并且由于庇护申请与(c)(8)类工作许可证(EAD)之间的资格要求存在显著差异,几乎没有任何因素能够阻止外国人仅仅为了获得工作许可而提交庇护申请,即便该外国人在法律上不具备庇护资格,或获得庇护的可能性微乎其微。
As mentioned throughout, there is a record of close to 1.45 million pending affirmative asylum cases, and USCIS is under great strain to adjudicate these cases, and the average processing time for an affirmative asylum case is 1,287 days. Due to how long it can take to adjudicate an affirmative asylum application, and because of the significant disparity in the eligibility requirements between an asylum application and a (c)(8) EAD, there is little to dissuade an alien from filing an asylum application for the sole purpose of obtaining employment authorization, even when an alien is statutorily ineligible for asylum or there is minimal likelihood that asylum would be granted.
随着《非法移民改革和移民责任法案》(IIRIRA)的通过,国会增加了三项申请庇护的绝对法定禁止情形。参见《公法》第104-208号,C分部,第604(a)条,110 Stat. 3009, 3009-691;《移民与国籍法》(INA)第208(a)(2)条,8 U.S.C. 1158(a)(2)。未能在抵达美国后1年内申请庇护的外国人将受到申请庇护的禁止限制,除非其能够证明存在实质性影响其庇护资格的情势变化,或存在与未能在1年申请截止日期前提出申请直接相关的特殊情况。《移民与国籍法》第208(a)(2)(B)、(D)条,8 U.S.C. 1158(a)(2)(B)、(D)。此项禁止规定通常被称为1年申请截止期限。通过立法,国会明确选择通过禁止在入境超过1年后提交的庇护申请来提高效率。国会认为1年的时间框架是一个可接受的期限,外国人应能够在此期限内获得法律代理并寻求庇护救济。事实上,国会明确拒绝了其他时间框架的提案,例如30天庇护申请截止期限的提案,而选择设定为期1年的申请截止期限。[261]
With the passage of IIRIRA, Congress added three categorical statutory bars to applying for asylum. Public Law 104-208, div. C, sec. 604(a), 110 Stat. 3009, 3009-691; INA sec. 208(a)(2), 8 U.S.C. 1158(a)(2). Aliens who failed to apply for asylum within 1 year of arriving in the United States are subject to a bar to applying for asylum, unless they can demonstrate that there are changed circumstances materially affecting the alien's eligibility for asylum or extraordinary circumstances directly related to the failure to meet the 1-year filing deadline. INA sec. 208(a)(2)(B), (D), 8 U.S.C. 1158(a)(2)(B), (D). This bar is commonly known as the 1-year filing deadline. Through statute, Congress specifically chose to promote efficiency by prohibiting asylum applications filed more than 1 year after entry. The 1-year time frame was contemplated by Congress as an acceptable timeframe in which aliens should be able to secure legal representation and seek asylum relief. In fact, Congress specifically rejected other time frame proposals, like that of a 30-day asylum application filing deadline, choosing instead to set a 1-year filing deadline.[261]
美国国土安全部(DHS)一直试图通过减少那些意在为寻求驱逐令取消(COR)程序而提出的庇护申请,来处理在1年申请期限之外提交的庇护申请问题。2018年,庇护事务局(Asylum Division)开始向在美国实际居住超过10年的庇护申请人发出逾期申请通知,允许外国人放弃其庇护面谈并被移交移民法院审理。2023财年,庇护事务局正式确立了有关逾期提交案件的程序,并继续根据1年申请期限向外国人提供放弃庇护面谈并移交移民法院的机会。[262] 2025年2月,庇护事务局将所有此类逾期提交案件的面谈豁免通知的发放以及接受面谈豁免的外国人移交移民法院的工作集中到庇护审查中心(Asylum Vetting Center)办理。截至2025年4月9日,美国公民及移民服务局(USCIS)估计,大约有82,700起待决案件是由在提交庇护申请时已在美国居住至少10年的外国人提交的。在2025财年第一季度,USCIS向2,957名申请人提供了面谈豁免,其中8%接受了该提议。在过去5个财年中,包括2025财年第一季度,约有18%获得面谈豁免机会的外国人接受了该提议。由于提供和接受面谈豁免的比例较低,这对庇护积压案件或正面庇护申请提交率均未产生显著影响。
DHS has attempted to address asylum applications filed outside of the 1-year filing deadline by seeking to reduce asylum filings that are intended to result in removal proceedings for the purpose of seeking COR. In 2018, the Asylum Division began issuing Untimely Filing notices to asylum applicants with over 10 years of physical presence, allowing aliens to waive their asylum interview and be referred to immigration court. In FY 2023, the Asylum Division formalized these procedures concerning late-filed cases and continues to offer aliens the opportunity to waive the asylum interview and be referred to immigration court based on the 1-year filing deadline.[262] In February 2025, the Asylum Division centralized at the Asylum Vetting Center the issuance of all interview waiver notices for these late-filed cases and the referral to immigration court of aliens who accepted the interview waiver. As of April 9, 2025, USCIS estimates that approximately 82,700 pending cases have been filed by aliens who were living in the United States for at least 10 years at the time of filing their asylum application. In FY 2025 Q1, USCIS offered interview waivers to 2,957 applicants; 8 percent accepted the offer. In the past 5 fiscal years, including FY 2025 Q1, approximately 18 percent of aliens who were offered the opportunity to waive their interview accepted the offer. With this low rate of interview waivers offered and accepted, there has not been significant impact on the asylum backlog or on the rate of affirmative asylum application filings.
为遏制在美国居住超过1年者因就业授权而产生的拉动因素,DHS提议通过法规将基于1年庇护申请期限适用而产生的(c)(8)类就业许可证(EAD)申请不合格事由予以成文化。该规定将通过消除外国人仅为获得就业授权而提交无实质理由的庇护申请的动机,减少庇护申请的涌入。正如国会所确定的,若无情况变化或特殊情形,法定的1年申请期限对于拥有合理庇护理由的外国人向USCIS或移民法官(IJ)提交申请而言已是充分的时间。[263] DHS提议通过法规明确,其将对任何在本最终规则生效日当天或之后提交庇护申请,且在1年申请期限之后提交申请的外国人适用该1年申请期限规定。
To curb the pull-factor of employment authorization for those who have been present in the United States for more than 1 year, DHS proposes to codify in regulation an ineligibility ground for (c)(8) EAD applications based on the application of the 1-year filing deadline for asylum applications. This provision would reduce the asylum influx of applications by disincentivizing aliens to file meritless asylum applications for the sole purpose of obtaining employment authorization. As Congress determined, absent changed or extraordinary circumstances, the statutory 1-year filing period is a sufficient period of time for aliens with meritorious asylum claims to submit their application to USCIS or an IJ.[263] DHS proposes to codify in regulation that it will apply the one-year filing deadline provision to any alien who filed his or her asylum application on or after the effective date of this final rule and filed the application after the 1-year filing deadline.
DHS还提议允许在与(c)(8)类EAD资格相关的1年申请期限方面设有两项非常有限的例外。第一,本规则提议,对于已根据移民与国籍法(INA)第208(a)(2)(D)条,即8 U.S.C. 1158(a)(2)(D)之规定,经庇护官员或移民法官(IJ)认定其符合例外情形的外国人,其(c)(8)类EAD申请不适用1年期限限制。例如,在某些情形下,庇护申请基于案件实质被移交移民法官审理,但庇护官员此前已认定该案符合1年申请期限例外的情形。在此类情形下,当庇护申请人的案件在移民法官审理期间处于待决状态时,其就业授权申请不会因1年申请期限而被禁止,因为该申请人符合例外条件。
DHS is also proposing to allow two very limited exceptions to the 1 year-filing deadline as it relates to eligibility for a (c)(8) EAD. First, the rule proposes to except aliens from the application of the one-year bar to their (c)(8) EAD application for those who have established an exception under section 208(a)(2)(D) of the INA, 8 U.S.C. 1158(a)(2)(D), as determined by an asylum officer or IJ. For instance, there are situations where an asylum application is referred to the IJ on its merits, but the asylum officer had determined that an exception to the 1-year filing deadline bar applied. In a situation such as this, while the asylum applicant's case is pending review before the IJ, his or her application for employment authorization would not be barred by the 1-year filing deadline because they meet the exception.
第二,本规则提议将法定例外情形予以成文化,即适用于其申请因该外国人曾作为无人陪伴儿童(UAC),依据6 U.S.C. 279(g)(2)而处于USCIS初始管辖权之下的外国人的1年禁止规定的例外。[264] 该规定同时遵循了J.O.P.诉美国国土安全部案(案号8:19-cv-01944,马里兰州地区法院,于2024年11月25日批准)(简称“J.O.P.和解协议”)中的和解协议,根据该协议,若外国人属于曾因作为无人陪伴儿童而处于USCIS初始管辖权之下的集体成员,则即使移民法官其后认定该外国人已不再是无人陪伴儿童,法定的1年申请期限也不适用。
Second, the rule proposes to codify the statutory exception to the application of the 1-year bar for aliens whose applications were under USCIS' initial jurisdiction because the alien was a UAC under 6 U.S.C. 279(g)(2).[264] This provision also follows the Settlement Agreement in J.O.P. v. U.S. Dept of Homeland Security, 8:19-cv-01944 (D. Md.) (approved Nov. 25, 2024) ( J.O.P. Settlement Agreement), under which the statutory 1-year filing deadline does not apply if the alien is a class member who was previously under USCIS' initial jurisdiction as a UAC even if an IJ later found that the alien was no longer a UAC.
2. 刑事禁止情形
2. Criminal Bars
近年来,美国经历了大规模移民涌入,要求国土安全部(DHS)调配资源以应对大量移民抵达的情况。抵达移民数量的急剧增加也恰逢美国边境巡逻队刑事外国人逮捕数量的急剧增加,[265]该数字从2019财年的4,269人和2020财年的2,438人上升到2021财年的10,763人。[266]在2024财年,美国边境巡逻队刑事外国人逮捕人数达到创纪录的17,048人,其中包括因酒后驾车、袭击、殴打、家庭暴力、非法持有毒品、贩毒以及非法入境或再次入境等罪行而被定罪的外国人。[267]
In recent years, the United States has seen a massive influx of migrants, requiring DHS to divert resources to address the high number of migrant arrivals. The sharp increase of arriving migrants also coincided with a sharp increase in U.S. Border Patrol criminal alien arrests,[265] which rose from 4,269 in FY 2019 and 2,438 in FY 2020 to 10,763 in FY 2021.[266] In FY 2024, U.S. Border Patrol criminal alien arrests reached a record high of 17,048, to include aliens with convictions for offenses such as driving under the influence; assault, battery, domestic violence; illegal drug possession, trafficking; and illegal entry or re-entry.[267]
根据现行法规,曾被判定犯有重罪的外国人不具备申请(c)(8)类就业许可文件(EAD)的资格。(第8660页印刷版)然而,目前对(c)(8)类EAD资格没有其他刑事方面的限制。随着移民数量的增长以及刑事外国人逮捕人数的同步增加,国土安全部必须将美国人民的安全与安保置于向外国人,尤其是向依法不具备基础福利资格的外国人,提供酌情福利之上的优先地位。本规则将通过抑制希望获得就业许可的外国人从事非法移民和犯罪行为的动机,来优先保障美国人民的安全与安保。由此可以合乎逻辑地得出结论:因犯罪行为而被禁止获得庇护批准的外国人,不应因庇护申请积压或美国公民及移民服务局(USCIS)的处理时间问题而获发EAD。造成这一结论的原因有多个方面:首先,(c)(8)类EAD属于酌情性质,部长不希望对此类刑事外国人作出有利的自由裁量。其次,此类犯罪行为的严重程度足以使其被禁止获得庇护批准,因此以就业许可这类临时性福利来奖励此类外国人显得不协调。在USCIS的其他福利申请事项中,并不存在与此类似的情形。第三,长期以来对不具备主要福利或影响身份的福利(在本案中即庇护)资格的外国人授予临时福利的做法,实际上助长了无理、欺诈及其他缺乏实质依据的庇护申请的提出。
Under current regulations, aliens who have been convicted of an aggravated felony are ineligible for a (c)(8) EAD. ( printed page 8660) However, there are currently no other criminal bars to (c)(8) EAD eligibility. With growing numbers of migrants and the parallel increase of criminal alien arrests, DHS must prioritize the safety and security of the American people over providing a discretionary benefit to aliens in general, but in particular to aliens who are statutorily ineligible for the underlying benefit. This rule will prioritize the safety and security of the American people by disincentivizing illegal migration and criminal conduct for aliens who would like to obtain employment authorization. It logically follows that aliens who are barred from a grant of asylum due to criminal conduct should not be issued an EAD because of the asylum backlog or USCIS processing times. There are multiple reasons for this; first, the (c)(8) EAD is discretionary, and the Secretary does not want to favorably exercise discretion for such criminal aliens. Second, the criminal conduct is sufficiently serious to bar them from a grant of asylum, so it is incongruous to reward such an alien with an interim benefit like employment authorization. There is no analogous situation to this one among other USCIS benefit requests. Third, the historical practice of granting interim benefits for aliens who are not eligible for the primary or status-impacting benefit (in this case, asylum) has effectively incentivized frivolous, fraudulent, and otherwise meritless asylum filings.
鉴于庇护申请数量庞大,且其中存在大量无理、欺诈及其他缺乏实质依据的申请,因此应当得出结论:与未决庇护申请相关联的就业许可应当予以限制,这也是本部的政策立场。然而,考虑到具有犯罪定罪记录的外国人遇留案件急剧增加的情况,现行法规确实造成了这样一种局面:即尽管刑事外国人对美国的国家安全与公共安全构成风险,并因此最终不具备获得庇护的资格,但他们仍然获得了(c)(8)类EAD这一酌情性福利。
Given the high volume of asylum filings, as well as the frivolous, fraudulent, and otherwise meritless filings, it follows that employment authorization associated with a pending asylum application should be curtailed, and this is the policy position of the Department. However, considering the sharp increase in encounters of aliens with criminal convictions, the current regulations definitively create an environment where criminal aliens receive the discretionary benefit of (c)(8) EAD despite the fact that they pose a risk to the national security and public safety of the United States and, for that reason, ultimately are not eligible for asylum.
美国公民及移民服务局(USCIS)在拒绝或转介庇护申请时,并不总能准确记录拒绝或转介的具体原因。例如,USCIS的数据可能显示基于“犯罪记录”的拒绝,但未显示“加重重罪”或“特别严重罪行”。[268] 此外,即使USCIS数据跟踪了诸如“迫害者禁止条款”或“安全风险禁止条款”等具体事由的选项,也似乎并非所有庇护官员在裁决时都一致录入该数据。相反,审查数据显示,庇护官员记录的是外国人“不符合资格”获得庇护的认定,因为这是唯一在逐年数据中保持一致的具体拒绝类别。举例而言,从2015财年至2019财年,基于“已稳定定居禁止条款”的拒绝案件数量为零,2020财年出现一起此类拒绝案件,此后从2021财年至2025财年(截至2025年5月22日),每年此类拒绝案件数量在34至184起之间。此外,从2015财年至2025财年,USCIS的数据仅记录了一起因未出席生物特征信息采集而被拒绝的庇护申请(2015财年的一起案件),鉴于庇护申请数量如此之高,在过去十个财年中,很可能不止一名外国人未能出席生物特征信息采集(例如邮件遗失、未能向USCIS更新邮寄地址等情况)。基于上述所有原因,USCIS认为在记录拒绝或转介庇护申请的具体事由方面存在数据不完整的问题。然而,美国国土安全部(DHS)此前已确认,在2015财年,USCIS对庇护申请人作出了15,515起拒绝或转介决定,但其中只有4,578起(29.5%)此前曾获批一项或多项(c)(8)类工作许可证(EAD)。[269] 然而,到2023财年,USCIS对庇护申请人作出了5,963起拒绝或转介决定,其中4,351起(72%)此前曾获批一项或多项(c)(8)类EAD。[270] 在2024财年,USCIS对庇护申请人作出了5,709起拒绝或转介决定,但其中5,087起(89%)此前曾获批一项或多项(c)(8)类EAD。[271] 在2025财年(截至2025年5月22日),USCIS对庇护申请人作出了11,872起拒绝或转介决定,其中9,475起(79.8%)此前曾获批一项或多项(c)(8)类EAD。[272] 由此可见,受此项拟议变更影响的人群(即曾获批一项或多项(c)(8)类EAD,其后庇护申请又被拒绝的外国人)占总体拒绝案件的比例显然呈上升趋势。尽管DHS目前的数据尚无法确切证实其中有多少外国人是因对美国国家安全和公共安全构成风险而被具体拒绝的,但对支持本拟议规则而言,最为重要的是,这些外国人最终在不符合庇护资格(无论具体事由为何)的情况下仍获得了(c)(8)类EAD。
When denying or referring an asylum application, USCIS does not always accurately record the specific reason for the denial or referral. For example, USCIS data may show denials based on “criminal record” but not “aggravated felony” or “particularly serious crime.” [268] Further, even where USCIS data tracks an option for specific grounds such as “persecutor bar” or “security risk bar” it does not seem that asylum officers consistently enter that data at adjudication. Instead, reviewing the data shows asylum officers record a determination that the alien was “not eligible” for asylum, since that is the only specific category of denials that is consistent year-over-year. In one example, there were zero denials based on the “firm resettlement bar” grounds from FY2015 to FY2019, then there was one such denial in FY2020, and then from FY2021 to FY2025 (to May 22, 2025) between 34 and 184 such denials each year. Additionally, from FY2015 to FY2025, USCIS data recorded only one single asylum application denial based on failure to appear for biometrics collection (one case from FY2015) and with asylum application volumes as high as they are, more than one alien in the last ten FYs would likely have failed to appear for a biometrics collection ( e.g., lost mail, neglected to update mailing address with USCIS, etc.). For all of these reasons, USCIS believes there is a concern here with incomplete data when recording the specific grounds for denying or referring an asylum application. However, DHS previously established that in FY2015, USCIS issued 15,515 denials or referrals to asylum applicants, but only 4,578 (29.5%) had one or more previously approved (c)(8) EAD.[269] However, by FY2023, USCIS issued 5,963 denials or referrals to asylum applicants, and 4,351 (72%) had one or more previously approved (c)(8) EAD.[270] In FY2024, USCIS issued 5,709 denials or referrals to asylum applicants, but 5,087 (89%) had one or more previously approved (c)(8) EAD.[271] In FY2025 (through May 22, 2025), USCIS issued 11,872 denials or referrals to asylum applicants, and 9,475 (79.8%) had one or more previously approved (c)(8) EAD.[272] As such, the population impacted by this proposed change (aliens with one or more approved (c)(8) EADs who then has their asylum applications denied) as a percentage of overall denials is clearly increasing. While DHS data cannot conclusively establish at this time how many of those aliens were denied specifically because they posed a risk to the national security and public safety of the United States, what is of paramount importance in supporting this proposed rule, is that ultimately those aliens received a (c)(8) EAD despite being ineligible for asylum (regardless of the specific grounds).
基于上述所有原因,DHS拟在法规中明确规定(c)(8)类EAD的额外不符合资格事由,包括《移民与国籍法》(INA)第208(b)(2)(A)(ii)至(iii)款规定的庇护犯罪禁止条款。除将因犯有INA第101(a)(43)条所述加重重罪而被定罪的任何外国人排除在(c)(8)类EAD资格之外,DHS还拟在法规中明确规定,对任何因犯有特别严重罪行而被定罪的外国人,以及有严重理由相信其在美国境外犯有严重非政治性罪行的任何外国人,一律予以禁止。通过此举,DHS将强调维护美国公共安全与国家安全的重要性,以此保护美国人民,并恢复(c)(8)类EAD申请这一自由裁量福利的公信力。
For all of these reasons, DHS proposes codify in regulation additional ineligibility grounds for the (c)(8) EAD including criminal bars to asylum under sections 208(b)(2)(A)(ii)-(iii). In addition to excluding from (c)(8) EAD eligibility any alien who has been convicted of an aggravated felony as described by section 101(a)(43) of the INA, DHS proposes to codify in regulation a bar for any alien who has been convicted of a particularly serious crime and any alien for whom there are serious reasons to believe that he or she committed a serious non-political crime outside of the United States. In doing so, DHS will emphasize the importance of public safety and national security of the United States, by safeguarding the American people and restoring integrity to the discretionary benefit of applications for (c)(8) EADs.
3. 非法入境
3. Illegal Entry
美国海关与边境保护局(CBP)近几年的查获人数已创下历史新高:CBP报告称,2023财年在美国边境、机场和海港共采取约320万次执法行动,2024财年采取了290万次执法行动。[273] 2025年1月20日,总统签署了第14165号行政命令《保障我们的边境》,指出来自世界各国和各地区的数百万外国人非法进入美国,对美国的公共安全和国家安全构成重大威胁。2022年至2023年间移民查获人数激增,导致庇护申请数量大幅上涨。
Encounters by CBP have reached record numbers in the last few years: CBP reported approximately 3.2 million enforcement actions at U.S. borders, airports, and seaports in FY 2023, and 2.9 million enforcement actions in FY 2024.[273] On January 20, 2025, the President issued E.O. 14165, Securing Our Borders, stating that millions of aliens from nations and regions all around the world entered the United States illegally, posing a significant threat to the public safety and national security of the United States. The surging migrant encounters between 2022 and 2023 led to burgeoning asylum application filings.
虽然处于驱逐程序中的外国人如打算申请庇护,必须在移民法庭中作为驱逐抗辩提出申请,但许多外国人却直接向美国公民及移民服务局(USCIS)提交申请。事实上,从2022年到2023年,主动申请庇护(affirmative asylum)的申请数量几乎翻了一番,从241,280件增加到456,750件,尽管美国公民及移民服务局对其中许多申请并无管辖权。[274] (第8661页打印版)被动申请(defensively filed)庇护申请的总数从2022年到2023年也几乎翻了一番,从260,830件增加到488,620件。[275] 不出所料,正如庇护申请数量激增一样,初次(c)(8)类工作许可文件(EAD)的申请数量也出现了类似的急剧增长。例如,美国公民及移民服务局在整个2022财年共收到262,869件初次(c)(8)类工作许可文件申请。到2023财年,这一数字增加了近三倍,达到802,753件初次(c)(8)类工作许可文件申请。初次(c)(8)类工作许可文件申请的数量仍在持续增长。仅在2025年1月一个月内,美国公民及移民服务局就收到了约152,000件初次(c)(8)类工作许可文件申请。[276] 如果美国公民及移民服务局继续以与2025年1月相同的数量接收初次(c)(8)类工作许可文件申请,那么美国公民及移民服务局在2025财年将创下(c)(8)类工作许可文件申请的历史新高,达到182万件申请。边境遇见人数、庇护申请数量以及初次(c)(8)类工作许可文件申请数量这三者的同步增长,清楚地表明工作许可与待决庇护申请之间的关联,构成非法移民进入美国的重大拉力因素。非法进入美国的外国人,在其庇护申请待决期间可以获得在美国的工作许可资格,而由于目前主动申请庇护积压案件数量达到历史新高的145万件,审理可能需要数年时间。这意味着,现行法规允许此类外国人在数年内获得附带利益,即使他们最终被认定不符合庇护资格。
Although aliens in removal proceedings who intend to apply for asylum must do so in immigration court as a defense to removal, many aliens filed directly with USCIS instead. In fact, from 2022 to 2023, the number of affirmative asylum filings nearly doubled from 241,280 to 456,750 applications, even though USCIS lacked jurisdiction over many of these applications.[274] The total number of ( printed page 8661) defensively filed asylum applications also nearly doubled from 2022 to 2023, from 260,830 to 488,620 applications.[275] Not surprisingly, just as asylum application filings have spiked, there has been a similarly sharp spike in filings for initial (c)(8) EADs. For example, USCIS received 262,869 initial (c)(8) EAD applications for the entirety of FY 2022. In FY 2023, that figure increased almost threefold to 802,753 initial (c)(8) EAD applications. The number of initial (c)(8) EAD filings continues to grow. In the month of January 2025 alone, USCIS received approximately 152,000 initial (c)(8) EAD applications.[276] If USCIS continues to receive initial (c)(8) EAD applications at the same volume as January 2025, USCIS would record a historical high-watermark for (c)(8) EAD applications in FY 2025 with 1.82 million applications. These parallel increases in border encounters, asylum applications, and initial (c)(8) EAD applications continue to clearly illustrate the existence of the relationship between employment authorization and a pending asylum application as a significant pull factor on illegal migration to the United States. Aliens who illegally entered the United States can become eligible to attain employment authorization in the United States during the pendency of their asylum application, which, due to a historic high of 1.45 million pending affirmative asylum cases, may take years to adjudicate. This means that the current regulations allow such aliens to access an ancillary benefit for years even if they are ultimately found ineligible for asylum.
国土安全部(DHS)提议通过行使其自由裁量权,以法规形式明确规定,任何在非法定美国入境口岸之外的地点和时间进入或试图进入美国的外国人,均无资格获得初次或续签的(c)(8)类工作许可文件。但存在有限的例外情形:如果外国人能够证明其在进入或试图进入美国后48小时内不迟延地向移民官员表明了申请庇护的意愿,或向移民官员表达了对迫害或酷刑的恐惧;或者其非法进入或试图进入另有正当理由(good cause)。正当理由的例子包括但不限于需要立即接受医疗救治或躲避迫在眉睫的严重伤害,但该规则将明确规定,正当理由不包括为躲避美国移民官员、为规避在美国入境口岸对庇护申请人进行有序处理,或出于便利目的而进入的情形。若外国人符合8 CFR 214.11(a)条所规定的严重人口贩运行为受害者的定义,也可构成正当理由。
DHS proposes disincentivizing illegal immigration by exercising its discretion to codify in regulation that any alien who enters or attempts to enter the United States at a place and time other than lawfully through a U.S. port of entry ineligible to receive an initial or renewal (c)(8) EAD. There would be limited exceptions if an alien demonstrates that he or she, without delay but no later than 48 hours after the entry or attempted entry, indicated to an immigration officer an intention to apply for asylum or expressed to an immigration officer a fear of persecution or torture; or otherwise had good cause for the illegal entry or attempted entry. Examples of good cause justifications for the illegal entry or attempted entry may include, but are not limited to, requiring immediate medical attention or fleeing imminent serious harm, but the rule would specifically state that good cause does not include entering for the evasion of U.S. immigration officers, to circumvent the orderly processing of asylum applicants at a U.S. port of entry, or for convenience. A good cause justification could also exist where an alien meets the definition of a victim of a severe form of trafficking in persons as provided in 8 CFR 214.11(a).
同样,根据6 U.S.C. 279(g)(2)条的定义,凡属于无人陪伴未成年人(UAC),或自其最近一次入境以来任何时候被认定为无人陪伴未成年人的外国人,将不受此拟议禁令的约束。
Likewise, aliens who are, or who were determined at any time since their most recent entry to be, UACs as defined in 6 U.S.C. 279(g)(2) would be excepted from this proposed bar.
美国国土安全部(DHS)认为,此项变更不应被视为《1951年关于难民地位的公约》第31条第1款意义上的“处罚”,该公约通过并入《1967年关于难民地位的议定书》而对美国具有约束力,因为此项变更符合美国在《1967年议定书》下承担的义务。[277]《1951年难民公约》产生于第二次世界大战之后,是国际难民和庇护法的基础,其对“难民”一词作出了定义。[278]美国在该公约的制定过程中发挥了关键作用,后来又加入了《1967年难民议定书》,该议定书取消了《1951年难民公约》所设定的时间和地域限制。[279]《1951年公约》第31条第1款的制定,旨在确保难民能够切实获得国际保护,并承认逃离迫害的个人可能会从事非正常移民活动。虽然第31条第1款规定外国人必须“毫不迟延地”到场,并说明“正当理由”,但这些措辞在《1951年公约》或《1967年议定书》中均未作出定义,因而可作解释。此项拟议变更不影响相关庇护申请的资格,并明确将以下外国人排除在外:即在非法入境后毫不迟延地(但不迟于非法入境后48小时内)到场,并就其在非经美国合法入境口岸之外的地点和时间入境或试图入境美国说明正当理由的外国人。美国国土安全部认为,为外国人在非法入境后向当局到场提供48小时的时间窗口是合理的。美国国土安全部还就可构成本条款所指“正当理由”的情形提供了示例,并有意将这些示例的范围保持宽泛,以便在考量导致外国人非法入境的具体情况时留有裁量空间。
DHS does not believe this change could be considered a “penalty” within the meaning of Article 31(1) of the 1951 Convention relating to the Status of Refugees, which is binding on the United States by incorporation in the 1967 Protocol relating to the Status of Refugees, because it is consistent with U.S. obligations under the 1967 Protocol.[277] The 1951 Refugee Convention, developed in the wake of World War II, serves as the basis for international refugee and asylum law and defines the term “refugee” [278] The United States was key in its creation, and later acceded to the 1967 Refugee Protocol which removed temporal and geographic limitations set by the 1951 Refugee Convention.[279] Article 31(1) of the 1951 Convention was written in order to ensure that refugees could effectively access international protection and to recognize that individuals fleeing persecution may engage in irregular migration. While Article 31(1) states that the alien must present themselves “without delay” and show “good cause,” these phrases are not defined in the 1951 Convention or the 1967 Protocol, and are therefore open to interpretation. This proposed change does not impact eligibility for the underlying asylum application and expressly exempts aliens who present themselves without delay, but no later than 48 hours after illegal entry, and establish good cause for entering or attempting to enter the United States at a place and time other than lawfully through a U.S. port of entry. DHS believes a 48-hour window for aliens to present themselves to authorities after illegal entry is a reasonable amount of time to provide. DHS has also provided examples of situations that may constitute “good cause” for the purpose of this provision and has purposely kept those broad to allow for discretion in considering the alien's circumstances that led to illegal entry.
同样,凡现属于或自其最近一次入境以来任何时候被认定为6 U.S.C. 279(g)(2)所界定的无人陪伴未成年人(UAC)的外国人,均不受此项拟议禁止规定的约束。
Likewise, aliens who are now, or who were determined at any time since their most recent entry to be, UACs as defined in 6 U.S.C. 279(g)(2) would be excepted from this proposed bar.
G. 自由裁量决定
G. Discretionary Decisions
如国务卿或司法部长认定某外国人为难民,则国务卿或司法部长可向已申请庇护的该外国人授予庇护。[280]但是,即便外国人已证明其符合法定资格条件,仍可基于自由裁量权而拒绝给予庇护。[281]在对庇护申请行使自由裁量权时,美国国土安全部会审查全部情况和所有相关因素,以确定是否应作出有利的自由裁量决定。外国人负有举证责任,须证明应对其适用有利的自由裁量决定。[282]
The Secretary or the Attorney General may grant asylum to an alien who has applied for asylum if the Secretary or the Attorney General determines that the alien is a refugee.[280] However, asylum may be denied in the exercise of discretion to an alien, even those who establish statutory eligibility for the relief.[281] In exercising its discretionary authority over asylum applications, DHS examines the totality of the circumstances and all relevant factors to determine if a favorable exercise of discretion is warranted. It is the alien's burden to establish that a favorable exercise of discretion should be applied.[282]
目前,由待决庇护申请人提交的就业许可申请并非由自由裁量决定。见8 CFR 274a.14(a)(1)。根据拟议规则,对庇护申请人就业许可申请的批准将由美国公民及移民服务局(USCIS)自由裁量决定。如前所述,本规则制定承认USCIS基于现行法规的以往做法,并在全文中提供了理由和数据,以支持将(c)(8)类就业许可文件(EAD)的批准方式从强制性批准改为自由裁量性批准。国土安全部(DHS)拟将(c)(8)类就业许可批准改为自由裁量性决定的目的,在于平衡国家安全与福利诚信,同时为庇护申请人提供获得就业许可的途径(印刷页第8662页)。与庇护本身类似,庇护申请人的就业许可并非强制性权利,而是国会授权并委托部长管理的一项福利。见《移民与国籍法》(INA)第208(d)(2)条,8 U.S.C. 1158(d)(2)。就(c)(8)类就业许可申请整体而言,是否批准就业许可以及在何种条件下批准,属于部长自由裁量的范围。国土安全部拥有广泛权力,可制定和修改法规,并采取“为执行”部长管理和执行移民法所“必要”的其他行动。见《移民与国籍法》第103(a)(1)和(3)条,8 U.S.C. 1103(a)(1)和(3)条(授予部长制定法规并采取“为执行”其在移民法下的职权所“必要”的其他行动的权力);另见6 U.S.C. 202条(部长的职权);参见Motor Vehicle Mfrs. Ass'n of U.S., Inc. 诉 State Farm Mut. Auto. Ins. Co.案,463 U.S. 29, 42(1983年)(强调行政机构“必须被赋予充分的自由度,以使其规则和政策适应不断变化的情势”(引号略去))。目前获得(c)(8)类就业许可的流程及其极低的准入门槛,助长了就业许可申请及待决庇护申请案件数量的持续增长,因为这一制度激励外国人为获得就业许可而提出庇护申请。正如本规则制定全文所述,国土安全部认为,本规则及其中所述的其他改革措施,将有助于通过遏制那些仅为获得就业许可而提出的无理、欺诈或缺乏实质理由的庇护申请,改善当前庇护案件积压的状况。此举将使USCIS能够将更多资源投入到积压庇护案件的审理工作中,从而有助于为具有实质理由的庇护申请腾出审理空间,使其能够更迅速地被受理、处理和裁决。
Currently, applications for employment authorization filed by pending asylum applicants are not discretionary. 8 CFR 274a.14(a)(1). Under the proposed rule, approval of an application for employment authorization for asylum applicants would be at the discretion of USCIS. As previously discussed, this rulemaking acknowledges USCIS' past practices based on existing regulation and has provided justifications and data throughout to support the change from mandatory to discretionary approval of applications for (c)(8) EADs. The Department's proposed change to make the approval of (c)(8) employment authorization discretionary is intended to balance national security and benefit integrity with providing an avenue for asylum applicants to obtain ( printed page 8662) employment authorization. Similar to asylum, employment authorization for asylum applicants is not mandatory, but rather a benefit that Congress authorized and entrusted to the Secretary to administer. INA 208(d)(2), 8 U.S.C. 1158(d)(2). For (c)(8) employment authorization applications as a whole, it is within the Secretary's discretion to decide if employment authorization should be granted, and if so under what terms. DHS has broad authority to establish and amend regulations and to take other actions “necessary for carrying out” the Secretary's authority to administer and enforce the immigration laws. See INA sec. 103(a)(1) and (3), 8 U.S.C. 1103(a)(1) and (3) (granting the Secretary the authority to establish regulations and take other actions “necessary for carrying out” the Secretary's authority under the immigration laws); see also6 U.S.C. 202 (authorities of the Secretary); Motor Vehicle Mfrs. Ass'n of U.S., Inc. v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 42 (1983) (emphasizing that agencies “must be given ample latitude to adapt their rules and policies to the demands of changing circumstances” (quotation marks omitted)). The current process and minimal criteria for obtaining (c)(8) employment authorization have contributed to the growing caseload of employment authorization applications and pending asylum applications because it has incentivized aliens to file for asylum in order to obtain employment authorization. As explained throughout this rulemaking, DHS believes this reform and the others described in this rulemaking will help improve the current asylum backlog by discouraging frivolous, fraudulent, or otherwise meritless asylum filings that are filed for the sole purpose of obtaining employment authorization. This will allow USCIS to devote more of its resources to adjudicating backlog asylum cases, thus helping to clear the way for meritorious asylum applications to be received, processed, and adjudicated more quickly.
H. 建议批准
H. Recommended Approvals
国土安全部正在删除有关庇护申请“建议批准”的表述,以及此类通知对部分庇护申请人能否较其他申请人更早申请就业许可所产生的影响。见8 CFR 208.7(a)(1)及274a.12(c)(8)条。在2020年8月25日之前,如果庇护官员初步决定批准庇护,但USCIS尚未收到强制性身份和背景审查结果,则USCIS会发出庇护建议批准通知。[283]这使获得建议批准的外国人有资格获得(c)(8)类就业许可文件(EAD)。获得建议批准的人员并未完全完成庇护裁决程序。自2020年8月25日起,USCIS已停止在正面庇护裁决中发出建议批准作为初步决定。[284]
DHS is removing the language referring to “recommended approvals” of asylum applications and the effect such notices have on the ability of some asylum applicants to seek employment authorization earlier than others. See8 CFR 208.7(a)(1) and 274a.12(c)(8). Before August 25, 2020, USCIS issued a recommended approval of asylum if an asylum officer made a preliminary determination to grant asylum, but USCIS had not received the results from the mandatory identity and background checks.[283] This allowed aliens with recommended approvals to be eligible to obtain a (c)(8) EAD. Recipients of recommended approvals did not fully complete the asylum adjudication process. As of August 25, 2020, USCIS stopped issuing recommended approvals as preliminary decisions for affirmative asylum adjudications.[284]
国土安全部提议修订8 CFR 208.7(a)(1)及274a.12(c)(8)(ii)条,以使其与USCIS现行政策和做法保持一致,并落实第14159号行政命令《保护美国人民免受入侵》及第14165号行政命令《确保边境安全》的要求。第14159号行政命令指示部长确保就业许可依照法律规定授予,且不得授予任何未获授权的外国人。第14165号行政命令指示部长遏制并防止非法外国人进入美国。这些行政命令的主要目的在于强化移民制度的诚信性及国家安全态势。由于在完成全面审查和审核之前发出的建议批准与上述行政命令的规定相抵触,国土安全部提议从法规中删除这些条款,以将现行程序予以法典化。
DHS proposes to revise 8 CFR 208.7(a)(1) and 274a.12(c)(8)(ii) to align with USCIS' current policy and practice and in furtherance of E.O. 14159, Protecting the American People Against Invasion, and E.O. 14165, Securing Our Borders.E.O. 14159 directed the Secretary to ensure that employment authorization is provided accorded to the statute and is not provided to any unauthorized alien. E.O. 14165 directed the Secretary to deter and prevent the entry of illegal aliens into the United States. The primary purpose of these executive orders is to strengthen both the integrity of the immigration system and our national security posture. Because recommended approvals, issued before full screening and vetting has been completed, are in contradiction to the provisions of these executive orders, DHS proposes to remove these provisions from the regulations, codifying the current procedures.
一、就业授权的终止
I. Termination of Employment Authorization
如本序言第III.C节上文所述,OBBBA确立了一系列与移民申请或其他行为相关的费用。此外,OBBBA还对就业授权文件(EAD)作出了个别实质性修改。[285] 就此而言,国会确立了以下参数,用于确定外国人基于待决庇护申请(无论是初次授权还是续期授权)的就业授权何时终止。286
As discussed above in Section III.C of this preamble, the OBBBA established a range of fees related to immigration applications or other actions. In addition, the OBBBA made isolated substantive changes related to EADs.[285] As relevant here, Congress established the following parameters for when an alien's employment authorization based on a pending asylum application, whether the initial or a renewed authorization, terminates.286
据此,国土安全部(DHS)正在更新8 CFR 208.7中有关基于待决庇护申请的就业授权文件终止的规定,以与OBBBA保持一致。见拟议的8 CFR 208.7(c)。[287] 根据OBBBA,基于待决庇护申请的就业授权将在以下情形下终止,即使就业授权文件上注明的到期日期尚未届满:(1)庇护官员驳回庇护申请后立即终止,除非案件已移交移民法官;(2)移民法官驳回庇护申请之日起30日后的当日终止,除非外国人在此期限内向移民上诉委员会提出上诉;或(3)移民上诉委员会驳回或撤销对庇护申请驳回决定的上诉后立即终止。与OBBBA之前的法规相比,DHS指出,外国人在联邦法院复审申请待决期间,将不再享有(c)(8)类就业授权文件。
Accordingly, DHS is updating the provisions at 8 CFR 208.7 related to the termination of pending asylum application-based EADs to match the OBBBA. See proposed 8 CFR 208.7(c).[287] Based on OBBBA, pending asylum application-based employment authorization will terminate as follows, even if the expiration date specified on the employment authorization document has not been reached: (1) immediately following the denial of an asylum application by an asylum officer, unless the case is referred to an Immigration Judge; (2) on the date that is 30 days after the date on which an Immigration Judge denies an asylum application, unless the alien makes a timely appeal to the Board of Immigration Appeals; or (3) immediately following the denial or dismissal by the Board of Immigration Appeals of an appeal of a denial of an asylum application. Compared with the pre-OBBBA regulations, DHS notes that aliens will no longer have a (c)(8) EAD during the pendency of a petition for review in federal court.
如全文所述,福利完整性对本届政府和DHS而言至关重要。在当前庇护案件积压创纪录、庇护裁决耗时冗长的情况下,外国人有动机提交无理、欺诈或其他无实质内容的庇护申请,以获取就业授权。允许外国人在庇护申请被驳回后的较长时间内继续持有(c)(8)类就业授权,进一步助长了无理、欺诈或其他无实质内容申请的提交动机。通过在美国公民及移民服务局(USCIS)或移民法官驳回庇护申请,或移民上诉委员会驳回或撤销上诉后自动终止(c)(8)类就业授权文件,DHS旨在确保(c)(8)类就业授权文件这一福利仅保留给具有实质庇护诉求的外国人,并确保延长的就业授权期限不会不当地奖励最终被认定不符合庇护资格的外国人。
As discussed throughout, benefit integrity is of utmost importance to this Administration and DHS. In the current climate of record asylum backlogs and lengthy asylum adjudication timelines, aliens are incentivized to file frivolous, fraudulent, or otherwise meritless asylum filings for the purpose of obtaining employment authorization. Allowing an alien to maintain (c)(8) employment authorization for a possibly lengthy period of time after the asylum application has been denied is further incentivizing frivolous, fraudulent, or otherwise meritless filings. By automatically terminating the (c)(8) EAD once the asylum application has been denied by USCIS or the Immigration Judge, or denied or dismissed by the Board of Immigration Appeals, DHS aims to help ensure that the benefit of a (c)(8) EAD is reserved for aliens with meritorious asylum claims, and that any extended employment authorization period does not unduly reward aliens who are ultimately found ineligible for asylum.
无人陪伴未成年人(UAC)提交的庇护申请必须按照《预防人口贩运受害者保护法》(TVPRA,Public Law 110-457, 122 Stat. 5044)及J.O.P.和解协议所确立的要求进行处理。根据J.O.P.和解协议的条款,USCIS不得依赖司法部(DOJ)关于某外国人非无人陪伴未成年人的任何认定。[288] 相反,USCIS对无人陪伴未成年人庇护申请的裁决行使初始管辖权,并作出其自身的管辖权(印刷页第8663页)认定。[289] 因此,已被移民法官、移民上诉委员会或联邦法院驳回庇护申请的无人陪伴未成年人,其在USCIS的庇护申请仍可能处于待决状态,因为USCIS对无人陪伴未成年人提交的庇护申请保留初始管辖权。[290] 因此,如果无人陪伴未成年人的庇护申请仍在USCIS待决,并且该申请是其(c)(8)类就业授权文件的依据,则即使其庇护申请已被移民法官、移民上诉委员会或联邦法院驳回,其(c)(8)类就业授权文件也不会自动终止。
Asylum applications filed by a UAC must be processed according to requirements established in the TVPRA, Public Law 110-457, 122 Stat. 5044, and the J.O.P. Settlement Agreement. Under the terms of the J.O.P. Settlement Agreement, USCIS will not rely on any determination by DOJ that an alien is not a UAC.[288] Rather, USCIS exercises initial jurisdiction over the adjudication of the UAC's asylum application and renders its own jurisdictional ( printed page 8663) determination.[289] Accordingly, UACs who have been denied asylum by an IJ, the BIA, or a Federal court may still have a pending asylum application before USCIS because USCIS retains initial jurisdiction over asylum applications filed by UACs.[290] Therefore, if a UAC's asylum application remains pending before USCIS, which is the basis for the alien's (c)(8) EAD, his or her (c)(8) EAD will not automatically terminate even if his or her asylum application is denied by an IJ, BIA, or a Federal court.
J. 因I-765表格裁决中存在不利信息而优先裁决庇护申请
J. Prioritizing the Adjudication of an Asylum Application Due to Derogatory Information in the Form I-765 Adjudication
为进一步遏制仅以获取工作授权为唯一目的而提出的无实质依据、欺诈性或其他无理的庇护申请,美国国土安全部(DHS)提议在法规中明确规定如下权力:在任何(c)(8)类工作许可文件(EAD)裁定过程中发现不利信息的庇护申请,可优先安排裁定。例如,若美国公民及移民服务局(USCIS)在对(c)(8)类工作授权申请人进行安全审查时发现其存在国家安全风险,USCIS可标记相应的庇护申请,以便庇护案件审查官能够更迅速地安排面谈并作出裁定。在对续签(c)(8)类申请人进行安全审查时,USCIS可能发现新的定罪或逮捕记录,从而需要优先安排庇护面谈或裁定。例如,某庇护申请人在提出庇护申请并获得初次工作许可文件时可能并无逮捕记录,但此后可能已被判定犯有加重重罪。在此情况下,工作许可文件裁定人员可将该案标记给对该申请拥有管辖权的庇护办公室,以便优先安排面谈和裁定。上述两个示例的结果均在于更迅速地裁定存在风险的申请人案件,并减少此类案件在积压案件中滞留的时间。
In furtherance of the effort to deter frivolous, fraudulent, or otherwise meritless asylum filings for the sole purpose of obtaining employment authorization, DHS proposes to codify in regulation the authority to prioritize for adjudication an asylum application in which derogatory information is encountered during any (c)(8) EAD adjudications. For example, if USCIS discovers a national security risk while conducting security checks on a (c)(8) employment authorization applicant, USCIS may flag the corresponding asylum application so that an asylum adjudicator may more rapidly schedule the case for an interview and make a decision on the case. In conducting security checks on renewal (c)(8) applicants, USCIS may discover new convictions or arrests that warrant a prioritized asylum interview or adjudication. For example, an asylum applicant may have had no arrest record at the time he or she applied for asylum and received the initial EAD, but he or she may have since been convicted of an aggravated felony. In that instance, an EAD adjudicator could flag the case for the asylum office with jurisdiction over the application, so that the interview and adjudication could be prioritized. The outcome in both of these examples is to more rapidly adjudicate cases where applicants present risks and to reduce the time cases such as these linger in the backlog.
这一重大变化将使本部门能够迅速识别并高效地将对美国构成国家安全或公共安全威胁的不合格外国人驱逐出境,同时减少排队待审案件的数量。
This significant change would allow the Department to quickly identify and efficiently remove ineligible aliens who pose a national security or public safety threat to the United States, while simultaneously decreasing the pending applications in queue.
此外,正如本拟议规则制定通知(NPRM)通篇所述,积压的正向庇护申请案件量已成为美国国土安全部(DHS)的巨大负担,截至2024财年末已增长至超过145万件。[291] 伴随积压的正向庇护申请案件量不断增长的,是正向及抗辩性庇护申请人提交的(c)(8)类工作许可文件申请数量。基于待决庇护申请而提出的初次工作许可文件申请逐年稳步增加,USCIS在2014财年收到62,169份(c)(8)类工作许可文件申请,2017财年收到261,793份此类申请,随后在2023财年出现爆炸性增长,达到802,753份(c)(8)类工作许可文件申请。[292] 2024财年,USCIS共收到1,200,533份初次(c)(8)类工作许可文件申请。[293] 为遏制无实质依据、欺诈性或其他无理的庇护申请,DHS于2018年恢复采用后进先出(LIFO)面谈排期方式,使DHS能够迅速将近期提交的无理庇护申请移交处理,并将相关外国人置于驱逐程序之中。同样地,本拟议条款将允许DHS在发现不利信息的案件中优先完成对无理庇护申请的裁定,从而使本部门避免进一步加剧呈指数级增长的庇护积压案件。这一变化可能导致无不利信息的外国人的处理时间略有延长,但本部门认为任何额外延迟都是微乎其微的,并指出这不应成为首要关切,尤其是因为这些外国人仍将保有申请(c)(8)类工作许可文件的资格。相反,DHS选择优先考虑国家安全与公共安全,并优先减少因提交无实质依据、欺诈性或其他无理庇护申请的外国人,以及根本不符合庇护资格的外国人所造成的积压案件。
Additionally, as referenced throughout this NPRM, the caseload of pending affirmative asylum applications has become an enormous burden on DHS and has grown to more than 1.45 million as of the end of FY 2024.[291] Alongside the growing pending affirmative asylum application caseload is the accompanying number of (c)(8) EAD applications filed by affirmative and defensive asylum applicants. Initial applications for EADs based on pending asylum applications have steadily increased over the years, with USCIS receiving 62,169 (c)(8) EAD applications in FY 2014, 261,793 (c)(8) EAD applications in FY 2017, and then seeing an explosive jump to 802,753 (c)(8) EAD applications in FY 2023.[292] In FY 2024, USCIS received 1,200,533 initial (c)(8) EAD applications.[293] In order to deter frivolous, fraudulent, or otherwise meritless asylum claims, in 2018 DHS returned to a LIFO interview scheduling approach, where DHS could refer recently filed meritless asylum applications quickly and place those aliens into removal proceedings. Similarly, this proposed provision will allow DHS to prioritize the completion of meritless asylum applications in cases where derogatory information is identified, allowing the Department to avoid adding to the exponentially increasing asylum backlog. This change could lead to slightly longer processing times for aliens without derogatory information, but the Department believes any additional time would be de minimis and notes that should not be the paramount concern, especially since those aliens will still remain eligible to apply for (c)(8) EADs. Rather, DHS is choosing to prioritize national security and public safety and the reduction of backlogged cases for aliens who filed frivolous, fraudulent, or otherwise meritless asylum applications, as well as aliens who are simply ineligible for asylum.
K. 对应的美国司法部(DOJ)法规
K. Corresponding DOJ Regulations
2003年,作为反映美国国土安全部(DHS)设立及DOJ与新设DHS之间职能转移的法规修订的一部分,8 CFR 208.3节和208.7节被复制至新设的8 CFR第五章中。参见68 FR 9824, 9834(2003年2月28日)。当时,DOJ将整个第208部分的内容复制至为移民法院行政办公室(EOIR)新设的第1208部分,原因在于这些条款“彼此关联紧密,难以进行简单的管辖划分”,并表示DOJ预计两部门将在日后开展进一步的规则制定,以完善职权划分。同上,第9826页。
In 2003, 8 CFR 208.3 and 208.7 were duplicated in a new 8 CFR Chapter V as part of the amendments to the regulations to reflect the creation of the Department of Homeland Security and the transfer of functions between DOJ and the new DHS. See68 FR 9824, 9834 (Feb. 28, 2003). At the time, DOJ duplicated the entire Part 208 into the new Part 1208 for EOIR because the provisions were “so interrelated that no simple division of jurisdiction is possible” and stated that DOJ expected the Departments to engage in further rulemaking to refine the division of authorities at a later date. Id. 9826.
2020年,美国移民上诉审查执行办公室(EOIR)修订了8 CFR 1208.3(c)(3)中有关庇护申请表格的EOIR条文,包括删除了关于申请工作许可需等待150天的规定,并将8 CFR 1208.7中有关庇护申请人工作许可文件的EOIR条文予以保留(reserved)。85 FR 81698(2020年12月16日)。然而,正如本序言第III.D.3.a节所述,该规则已被初步禁止执行。Nat'l Immigrant Justice Ctr., Np. 21-56 (RBW)。因此,现行有效版本的8 CFR 1208.7不再正式处于“保留”状态。尽管如此,1208.7以及1208.3(c)(3)中关于申请工作许可需等待150天的规定并无实质效力,因为美国司法部(DOJ)无权裁决工作许可申请。参见85 FR 59692, 59696(2020年9月23日)(解释司法部决定删除庇护申请人可申请工作许可的具体等待期限的决定,“以确保EOIR法规不与DHS有关工作许可资格的法规相抵触”,并保留8 CFR 1208.7,原因是“EOIR不裁决工作许可申请”)。
In 2020, EOIR amended the EOIR provision at 8 CFR 1208.3(c)(3) regarding the form of an asylum application, including by removing the reference to a 150-day waiting period for filing for employment authorization, and reserved the EOIR provision at 8 CFR 1208.7 regarding employment authorization documents for asylum applicants. 85 FR 81698 (Dec. 16, 2020). However, as noted in section III.D.3.a of this preamble, that rule was preliminarily enjoined. Nat'l Immigrant Justice Ctr., Np. 21-56 (RBW). Accordingly, the currently effective version of 8 CFR 1208.7 is no longer officially reserved. Nonetheless, 1208.7 and the reference to a 150-day wait for filing for employment authorization at 1208.3(c)(3) do not have substantive effect because DOJ has no authority to adjudicate employment authorization applications. Cf.85 FR 59692, 59696 (Sep. 23, 2020) (explaining DOJ's decision to remove the specific time period after which asylum applicants may file an application for employment authorization “to ensure that EOIR regulations do not contradict DHS regulations regarding employment authorization eligibility,” and to reserve 8 CFR 1208.7 because “EOIR does not adjudicate applications for employment authorization.”).
因此,美国国土安全部(DHS)认识到,本规则将导致DHS在8 CFR 208.3和8 CFR 208.7中的法规与DOJ在8 CFR 1208.3和8 CFR 1208.7中的法规之间出现不一致。尽管如此,自本最终规则生效之日起,8 CFR 208.3和8 CFR 208.7的修订文本将适用于DHS及其裁决工作。DHS一直就本规则制定事宜与DOJ进行磋商,DOJ可能在日后发布相应的一致性修订。(印刷页码第8664页)
Accordingly, DHS recognizes that this rule would result in inconsistencies between the DHS regulations at 8 CFR 208.3 and 8 CFR 208.7 and the DOJ regulations at 8 CFR 1208.3 and 8 CFR 1208.7. Nevertheless, as of the effective date of this final rule, the revised language of 8 CFR 208.3 and 8 CFR 208.7 would govern DHS and its adjudications. DHS has been in consultation with DOJ on this rulemaking, and DOJ may issue conforming changes at a later date. ( printed page 8664)
六、法定和法规要求
VI. Statutory and Regulatory Requirements
A. 第12866号行政命令(《监管规划与审查》)、第13563号行政命令(《改进监管和监管审查》)以及第14192号行政命令(《通过放松监管释放繁荣》)
A. Executive Orders 12866 (Regulatory Planning and Review), 13563 (Improving Regulation and Regulatory Review), and 14192 (Unleashing Prosperity Through Deregulation)
第12866号行政命令(《监管规划与审查》)和第13563号行政命令(《改进监管和监管审查》)指示各机构评估现有监管方案的成本和效益,并在确有必要进行监管的情况下,选择能使净效益最大化的监管方式。第13563号行政命令强调量化成本和效益、降低成本、协调法规以及促进灵活性的重要性。第14192号行政命令(《通过放松监管释放繁荣》)指示各机构大幅减少遵守联邦法规所需的私人支出,并规定“在法律允许的范围内,与新法规相关的任何新增增量成本,应通过取消至少10项现有法规所产生的现有成本来予以抵消”。
E.O. 12866 (Regulatory Planning and Review) and 13563 (Improving Regulation and Regulatory Review) direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits. Executive Order 13563 emphasizes the importance of quantifying costs and benefits, reducing costs, harmonizing rules, and promoting flexibility. Executive Order 14192 (Unleashing Prosperity Through Deregulation) directs agencies to significantly reduce the private expenditures required to comply with Federal regulations and provides that “any new incremental costs associated with the new regulations shall, to the extent permitted by law be offset by the elimination of existing costs associated with at least 10 prior regulations.”
管理和预算办公室(OMB)已将本规则认定为根据第12866号行政命令第3(f)(1)节所定义的具有经济意义的“重大监管行动”。因此,本规则已经OMB审查。
The Office of Management and Budget (OMB) has designated this rule a “significant regulatory action” that is economically significant as defined under section 3(f)(1) of E.O. 12866. Accordingly, the rule has been reviewed by OMB.
此外,本规则不属于第14192号行政命令(见第5(a)节)所指的监管行动,因为本规则是针对美国移民相关职能发布的。本规则的主要直接目的是实施或解释美国移民法律(如《移民与国籍法》(INA)第101(a)(17)节,8 U.S.C. 1101(a)(17)所述),或美国联邦政府就外国人履行的任何其他职能。参见OMB备忘录M-25-20,《关于实施题为“通过放松监管释放繁荣”的第14192号行政命令第3节的指南》(2025年3月26日)。
Additionally, this rule is not an Executive Order 14192 (see 5(a)) regulatory action because it is being issued with respect to an immigration-related function of the United States. The rule's primary direct purpose is to implement or interpret the immigration laws of the United States (as described in INA sec. 101(a)(17), 8 U.S.C. 1101(a)(17)) or any other function performed by the U.S. Federal Government with respect to aliens. See OMB Memorandum M-25-20, “Guidance Implementing Section 3 of Executive Order 14192, titled “Unleashing Prosperity Through Deregulation” (Mar. 26, 2025).
拟议规则将影响为有未决庇护申请的外国人签发工作许可文件((c)(8)类EAD)的行政程序、(c)(8)类EAD申请的处理时限、申请并获得(c)(8)类EAD的等待期、(c)(8)类EAD的有效期,以及(c)(8)类EAD的资格要求。本规则将要求对现行法规文本进行修改,并制定新的法规文本。
The proposed rule would impact the administrative process for issuance of EADs for aliens with a pending asylum application ((c)(8) EAD), processing timeframe for (c)(8) EAD applications, waiting period to apply for and receive a (c)(8) EAD, (c)(8) EAD validity period, and eligibility requirements for (c)(8) EADs. The rule will require changes to existing regulatory text and the creation of new regulatory text.
1. 拟议条款摘要及效益与成本影响
1. Summary of Proposed Provisions and Benefits and Costs Impacts
美国国土安全部(DHS)预计这项拟议规则将产生重大效益。庇护系统不堪重负,联邦裁决资源捉襟见肘,积案中的正面庇护申请如同磁石一般将外国人非法吸引至美国。过去几年庇护申请和相关就业授权文件(EAD)申请数量的激增,已经造成了难以维系的局面。本拟议规则将使美国公民及移民服务局(USCIS)受益,使其能够按照长期可持续的案件处理时限运作庇护申请人的初始EAD申请,从而有充分时间处理国家安全、公共安全或欺诈方面的问题,并保持在证件制作和身份核验方面的技术进步。正如下文所引用的1994年移民归化局(INS)规则制定一样,DHS预计此项行动将减少无理和欺诈性的庇护申请,以及基于无实质依据的庇护申请而获取EAD的不正当经济激励。59 FR 14779(1994年3月30日);59 FR 62284(1994年12月5日)。无理的、欺诈性的和无实质依据的庇护申请及相关就业授权申请可能成为吸引非法移民的磁石,并对地方、州、国民经济造成成本负担,使资源更加紧张。DHS预计这些变化将减少外国人及公众对尚未决定的庇护申请人EAD要求的困惑,有助于确保法规文本反映DHS当前政策,更忠实地落实法律的立法意图,同时提升项目的廉正性。DHS目前无法量化本拟议规则的全部潜在效益。
DHS expects that this proposed rule will generate substantial benefits. The asylum system is overwhelmed, federal adjudications resources are strained, and the affirmative asylum application backlog serves as a magnet pulling aliens into the U.S. illegally. The surge in both asylum filings and associated EADs over the past few years has created an untenable situation. This proposed rule would benefit USCIS by allowing it to operate under long-term, sustainable case processing times for initial EAD applications for asylum applicants, to allow sufficient time to address national security, public safety, or fraud concerns, and to maintain technological advances in document production and identity verification. Just as the 1994 INS rulemaking referenced below, DHS expects that this action will reduce frivolous and fraudulent asylum claims and perverse economic incentives to obtain an EAD under meritless asylum claims. 59 FR 14779 (Mar. 30, 1994); 59 FR 62284 (Dec. 5, 1994). Frivolous, fraudulent, and meritless asylum applications and related filings for employment authorization can serve as a magnet for illegal immigration and generate costs to localities, states, the national economy, and strain resources. DHS expects that these changes would reduce confusion regarding EAD requirements for aliens with pending asylum applications and the public, help ensure the regulatory text reflects current DHS policy and more faithfully implements the intent of the statute while simultaneously improving program integrity. DHS cannot currently quantify all of the potential benefits of this proposed rule.
此外,如果雇主能够雇用美国工人来填补原本由庇护申请人担任的职位,则此类外国人收入的变化将转化为有利于美国工人的工资和福利转移,并可能不会给雇主带来生产力损失或成本。尽管没有工作授权的外国人可能需要依靠其社会和支持网络(其中可能包括公共实体)的援助,但这可能存在一种抵消效应;由于本规则可能会减少移民人数,州、地方政府及非政府组织在目前向庇护申请人提供的公共援助和资源方面所承受的经济压力可能会减轻。此外,DHS预计本拟议规则将减少非法移民以及庇护申请和EAD方面的欺诈性申请。
In addition, if employers are able to hire American workers to fill the jobs the asylum applicants would hold, the change in earnings to such aliens would constitute beneficial wage and benefit transfers to American workers and would potentially pose no productivity loss or costs to employers. While it is possible that aliens without work authorization could require assistance from their social and support networks, which could include public entities, there could be a counterbalance; as this rule potentially will reduce immigration, there could be less of an economic strain on states, local government, and non-governmental organizations, in terms of any public assistance and resources that are currently provided to asylum applicants. Furthermore, DHS anticipates this proposed rule would decrease illegal migration and fraudulent claims for asylum applications and EADs.
本拟议规则带来的其他难以量化的效益包括:减少并预防潜在的欺诈案件、为寻求庇护的外国人提供一致性和明确性,以及简化USCIS初始(c)(8)类EAD申请流程,以实现可持续的案件处理时限。DHS无法估算这些潜在的间接影响(无论是成本、效益还是转移效应)或二阶及以上效应,因为这些超出了本分析的范围。本规则制定旨在减少无理的、欺诈性的和无实质依据的庇护申请及其相关的(c)(8)类EAD申请,同时改进USCIS为具有合理庇护申请依据的外国人签发就业授权文件的行政流程。
Additional, unquantifiable benefits resulting from this proposed rule include reduction and prevention of potential fraudulent cases, providing consistency and clarity to aliens seeking asylum, and streamlining the initial USCIS (c)(8) EAD request process for sustainable case processing times. DHS cannot estimate these potential indirect impacts (whether costs, benefits, transfers) or second order effects and beyond, as they are beyond the scope of this analysis. This rulemaking seeks to reduce frivolous, fraudulent, and meritless asylum applications and their associated applications for (c)(8) EADs while improving the administrative process for issuance of employment authorization documents for aliens with meritorious asylum application at USCIS.
要求外国人在提交初始和续签就业授权申请时均提交生物识别信息,将使DHS能够将该外国人的生物识别信息与政府数据库进行比对,以确定其是否与在案的任何犯罪活动相匹配,核实该外国人的身份,并便利证件的制作。此外,生物识别信息的采集使DHS能够确认个人未使用多重身份,或多人未共用同一身份。最后,通过生物识别信息的采集,DHS将通过确保只有持续寻求庇护的合格外国人才能申请并获得工作授权,从而提升项目的廉正性。这通常也会为公众带来益处,因为它提高了与申请及备案要求相关的透明度。正如序言部分所述,庇护项目历来一直面临身份欺诈方面的问题。
Requiring aliens to submit biometrics for both initial and renewal requests for employment authorization would enable DHS to vet an alien's biometrics against government databases to determine if he or she matched any criminal activity on file, to verify the alien's identity, and to facilitate card production. In addition, biometrics collection enables DHS to confirm that individuals are not utilizing multiple identities or that multiple individuals are not utilizing one identity. Lastly, from biometrics collection DHS would increase program integrity by ensuring that only eligible aliens who continued to pursue asylum were applying for and obtaining work authorization. This would also generally provide a benefit for the public; in that it increases transparency pertinent to application and filing requirements. As discussed in the preamble, the asylum program has been subject to identity fraud concerns historically.
该拟议规则的影响既包括潜在的分配性影响(即转移性影响),也包括成本。潜在的分配性影响落在那些可能被延迟进入美国劳动力市场的庇护申请人身上,或者落在那些可能因不符合资格(例如,严重重罪犯、严重非政治性犯罪等)或因处理暂停而无法获得工作许可文件(EAD)的庇护申请人身上。潜在的分配性影响(转移性影响)将以丧失获得报酬(工资和福利)的机会的形式出现。这部分丧失的报酬中有一部分可能会从庇护申请人转移给目前已在美国劳动力市场中就业的其他人员,可能以增加工时或加班费的形式体现。该规则的部分影响也可能由那些本应雇用庇护申请人的公司承担,如果这些申请人本可以及早获得工作许可文件或进入劳动力市场的话(印刷页第8665页)。然而,如果受影响的雇主无法找到可用的工人,这些公司可能会在生产力和潜在利润方面承担成本。
The impacts of this proposed rule include both potential distributional effects (which are transfers) and costs. The potential distributional impacts fall on the asylum applicants who may be delayed in entering the U.S. labor force or who may not obtain an EAD due to being ineligible ( e.g., aggravated felon, serious non-political crime, etc.) or due to a processing pause. The potential distributional impacts (transfers) would be in the form of lost opportunity to earn compensation (wages and benefits). A portion of this lost compensation might be transferred from asylum applicants to others that are currently employed in the U.S. labor force, possibly in the form of additional hours worked or overtime pay. A portion of the impacts of this rule may also be borne by companies that would have ( printed page 8665) hired the asylum applicants had they been eligible for an EAD or in the labor market earlier. However, if the affected employer were unable to find available workers, these companies could incur a cost to productivity and potential profit.
公司还可能因不得不选择次优方案来立即填补庇护申请人本应填补的职位而产生机会成本。美国公民及移民服务局(USCIS)并不知道这些公司的次优方案会是什么。因此,USCIS不清楚该规则总体影响中有多少部分属于转移性影响,有多少部分属于成本。如果公司能够为庇护申请人本应担任的职位找到替代劳动力,该规则的主要影响将是分配性的,即以转移的形式从庇护申请人转移给已经在劳动力市场中的其他人员(或被诱导重返劳动力市场的工人)。USCIS承认,雇主可能会产生额外的机会成本,例如额外的招聘搜寻成本。然而,如果公司无法为庇护申请人本应提供的劳动力找到合理的替代方案,该规则的影响将主要表现为这些公司因生产力和利润损失而产生的成本。
Companies may also incur opportunity costs by having to choose the next best alternative to immediately filling the job the asylum applicant would have filled. USCIS does not know what this next best alternative may be for those companies. As a result, USCIS does not know the portion of overall impacts of this rule that are transfers or costs. If companies can find replacement labor for the position the asylum applicant would have filled, this rule would have primarily distributional effects in the form of transfers from asylum applicants to others already in the labor market (or workers induced to return to the labor market). USCIS acknowledges that there may be additional opportunity costs to employers such as additional search costs. However, if companies cannot find a reasonable substitute for the labor an asylum applicant would have provided, the effect of this rule would primarily be a cost to these companies through lost productivity and profits.
USCIS将庇护申请人收入的变化作为衡量该规则总体影响的指标,无论是作为分配性影响(转移性影响),还是作为企业生产力损失成本的代理指标。该指标并未包括企业因利润损失和机会成本而产生的额外成本,也未包括申请人支持网络中人员所承受的分配性影响。根据庇护申请人本可能获得的工资水平,这些庇护申请人每年可能损失的报酬总额(未贴现)在346亿美元至1266亿美元之间。以3%的贴现率计算,庇护申请人五年期(2025财年至2029财年)贴现后的总损失报酬可能在1554亿美元至5686亿美元之间;以7%的贴现率计算,则可能在1355亿美元至4958亿美元之间。
USCIS uses the changes to earnings to asylum applicants as a measure of the overall impact of the rule—either as distributional impacts (transfers) or as a proxy for businesses' cost for lost productivity. It does not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an applicant's support network. The lost compensation to these asylum applicants could range from $34.6 billion to $126.6 billion annually (undiscounted) depending on the wages the asylum applicant would have earned. The 5-year total discounted lost compensation to asylum applicants at 3 percent could range from $155.4 billion to $568.6 billion and at 7 percent could range from $135.5 billion to $495.8 billion (FY 2025 through FY 2029).
这些量化估计可能被高估了,因为这些估计假定,在没有本规则的情况下(即在基准情形下),工作许可文件(EAD)的有效期将长于目前所允许的期限。[294]由于USCIS已将有待决庇护申请的外国人的工作许可文件最长有效期缩短至18个月,申请人必须更频繁地续签,这可能导致在五年分析期内获得工作授权的待决庇护申请人数量减少。这种减少将源于续签申请的自然减损以及更频繁的审查核实。
The quantified estimates may be overstated, as they assume that without this rule ( i.e., under the baseline) the EAD validity period would be longer than is currently permitted.[294] Since USCIS has reduced the maximum EAD validity for aliens with pending asylum applications to 18 months, recipients must renew more often, which could result in fewer pending asylum applicants authorized to work over the 5-year period of analysis. This reduction would result from attrition in renewal applications and more frequent vetting.
与收入变化相关,可能存在税收影响。那些可能被延迟或无法获得工作许可文件的庇护申请人,可能会导致联邦和州税收的损失。然而,如上所述,由于本规则的效果而可能缓解的资源压力,可能会抵消部分或全部税收损失(如果确实存在此类损失的话)。此外,如果这些收入转移给了美国工人,则可能不会造成税收损失。
There could be tax impacts pertinent to earnings changes. Asylum applicants who could be delayed or precluded from obtaining an EAD may generate forgone federal and state taxes. However, as was noted above, the strain on resources that could be mitigated due to the effects of this rule could counterbalance some or all of the tax losses, if there are any. Additionally, if the earnings are transferred to American workers, there may no loss of taxes.
该规则可能会减少联邦政府的机会成本。自Rosario案法院命令(365 F. Supp. 3d 1156(W.D. Wash. 2018))迫使美国公民及移民服务局(USCIS)在2018财年遵守30天处理时限规定以来,USCIS已重新分配其裁决资源以努力达到合规要求。通过将30天处理时限延长至180天,有可能重新分配资源,从而减少身份授予类福利申请处理的延误,并避免与雇用更多员工相关的成本。然而,有许多因素可能影响此类处理工作。此外,如果本规则对以获得工作许可证(EAD)为目的的无实质理由申请产生抑制作用,从而导致庇护申请数量下降,那么公众和联邦政府可能会因裁决较少的庇护申请而获得与运营和成本效率相关的益处。国土安全部(DHS)不排除可能会将资源分配到其他运营领域的可能性。
This rule could possibly result in reduced opportunity costs to the Federal Government. Since the Rosario court order, 365 F. Supp. 3d 1156 (W.D. Wash. 2018), compelled USCIS to comply with the 30-day processing timeframe provision in FY 2018, USCIS has redistributed its adjudication resources to work up to compliance. By extending the 30-day processing timeframe to 180 days, it is possible that resources could be reallocated, which could have the effect of reducing delays in processing status-granting benefit requests, and avoiding costs associated with hiring additional employees. However, there are many factors that could influence such processing. Additionally, if asylum filings decline, as this rule generates a disincentive to meritless claims with the goal of obtaining an EAD, then the public and the Federal Government could experience operational and cost efficiencies as is pertinent to adjudicating less asylum claims. DHS does not rule out that there could be resources allocated to other operational areas.
表4详细总结了拟议规则各项条款的监管变化及预期影响。USCIS估计,该规则的主要影响将来自于暂停受理所有初次(c)(8)类工作许可证申请,直至USCIS庇护申请(主动申请)的平均处理时间达到180天为止(详见下文模块1的估算)。此外,USCIS还就暂停解除后将影响工作许可证申请人(包括初次申请和续签申请)的各项条款提供了货币化影响估算(详见下文模块2的估算)。但是,USCIS未将模块2纳入本规则的总体影响计算,因为模块1(暂停工作许可证)的影响已涵盖所有新工作许可证申请人的影响。若将模块2一并纳入,将对同一人群的影响造成重复计算。凡列出货币化数字之处,均以7%的年化平均值为基础,年度人数则取高低区间的中位数。
Table 4 provides a detailed summary of the regulatory changes and the expected impacts of the proposed rule's provisions. USCIS estimates the primary impact of the rule would result from a pause in accepting all initial (c)(8) EADs applications until USCIS affirmative asylum applications processing time reaches a 180-day average (estimated in Module 1, below). Additionally, USCIS provides monetized impacts for provisions that would affect EAD applicants (for initial and renewal EADs) when the pause is lifted (estimated in Module 2, below). However, USCIS does not include Module 2 in the total rule impact, because the Module 1 impacts (pause EADs) accounts for impacts to all new EAD applicants. To include Module 2 would be double counting the impacts for the same population. Where a monetized figure is presented, it is based on a 7 percent annualized average, and the annual population is the midpoint of a high-low range.
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按照管理和预算办公室(OMB)A-4通告的要求,表5列出了编制的A-4会计报表,显示了与本拟议法规相关的成本与转移支付。我们将最低估算值与最高估算值之间的中间值作为本拟议规则制定的主要估算值。
Consistent with OMB Circular A-4, Table 5 presents the prepared A-4 accounting statement showing the costs and transfers associated with this proposed regulation. We calculate the midpoint between the minimum estimate and maximum estimate as the primary estimate of this proposed rulemaking.
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二、背景与目的
2. Background and Purpose
该拟议规则将影响向有庇护申请待决的外国人签发工作许可证(c)(8)类工作许可证)的程序、(c)(8)类工作许可证申请的处理时限、申请并获得(c)(8)类工作许可证的等待期、(c)(8)类工作许可证的有效期,以及(c)(8)类工作许可证的资格要求。该规则将需要对现有监管文本进行修改,并制定新的监管文本。
The proposed rule would impact the process for issuance of EADs for aliens with a pending asylum application (c)(8) EAD, processing timeframe for (c)(8) EAD applications, waiting period to apply for and receive a (c)(8) EAD, (c)(8) EAD validity period, and eligibility requirements for (c)(8) EADs. The rule will require changes to existing regulatory text and the creation of new regulatory text.
本拟议规则制定的目的在于使国土安全部(DHS)能够平衡其整体裁决负担与可用资源,确保初次(c)(8)类工作许可证申请不会诱使外国人提交轻率、欺诈或其他无实质理由的庇护申请。因此,本规则拟引入若干附加条款,以协助解决福利与项目诚信、国家安全、公共安全以及USCIS资源紧张等问题。DHS预计拟议变更将减少外国人及公众对有庇护申请待决者工作许可证要求的困惑,并有助于确保监管文本反映DHS现行政策,更忠实地落实法律本意,同时提升项目诚信。
The purpose of this proposed rulemaking is for DHS to be able to balance its overall adjudication burdens with available resources by ensuring that initial (c)(8) EAD filings are not creating incentives for aliens to file frivolous, fraudulent, or otherwise meritless asylum applications. Thus, this rule proposes to introduce a number of additional provisions to help with the issues of benefit and program integrity, national security, public safety, and resource strain at USCIS. DHS expects the proposed changes would reduce confusion regarding EAD requirements for aliens with pending asylum claims and the public and help ensure the regulatory text reflects current DHS policy and more faithfully implements the intent of the statute while simultaneously improving program integrity.
三、基准与受影响人群
3. Baseline and Population
该拟议规则将影响向有庇护申请待决的外国人签发就业许可文件(c)(8)类工作许可证)的程序、在最终规则生效之日持有有效工作许可证但庇护申请已被拒绝的外国人、(c)(8)类工作许可证申请的处理时限、申请并获得(c)(8)类工作许可证的等待期、(c)(8)类工作许可证的有效期,以及(c)(8)类工作许可证的资格要求。该规则将需要对现有监管文本进行修改,并制定新的监管文本。
The proposed rule will impact the process for issuance of employment authorization documents for aliens with a pending asylum application (c)(8) EAD, aliens with denied asylum claims who have a valid EAD at the effective date of the final rule, processing timeframe for (c)(8) EAD applications, waiting period to apply for and receive a (c)(8) EAD, (c)(8) EAD validity period, and eligibility requirements for (c)(8) EADs. The rule will require changes to existing regulatory text and the creation of new regulatory text.
本拟议规则制定通知(NPRM)中的基准代表的是在没有本拟议法规的情况下的世界状况,即现行政策与趋势的延续。本监管影响分析(RIA)中估算的各项影响均相对于此基准而言。
The baseline in this NPRM represents a world absent this proposed regulation, which is a continuation of current policy and trends. The impacts estimated in this RIA are relative to this baseline.
本拟议规则制定影响的人群是庇护申请待审人群,即其庇护申请正处于待决状态的人员。在其庇护申请待决期间,该人群可以申请工作许可,俗称(c)(8)类工作许可证(EAD)。就本拟议规则制定通知(NPRM)而言,为预测未来潜在的(c)(8)类工作许可证人群,我们需要考虑任何历史模式。表6列示了初次申请(c)(8)类工作许可证人群的历史情况。总体而言,可以看出该人群在2016财年至2024财年这九年期间以约39.26%的平均速率增长。需要说明的是,2022财年至2024财年的增长率高于2016财年至2024财年整个期间的增长率。若剔除高增长年份,在2017财年至2021财年这五年期间,增长率为7.30%。就本拟议规则制定通知而言,我们将该比率作为该人群长期平均增长率。
The population affected by this proposed rulemaking is the asylum requesting population whose asylum applications are pending. While their asylum applications are pending, this population can request employment authorization, colloquially known as a (c)(8) EAD. For this NPRM, to project a potential future (c)(8) EAD population we need to account for any historical patterns. Table 6 presents the historical perspective of the initial (c)(8) EAD population. On average we can see that this population grew at about a 39.26 percent rate over the nine-year span of period FY 2016 through FY 2024. One note is the growth rates of FY 2022 through FY 2024 were higher than that of period FY 2016 through FY 2024. Excluding the high-growth years, over the five-year period FY 2017 through FY 2021, the growth rate was 7.30 percent. For this NPRM, we take this rate as the average longer term growth rate of this population.
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美国国土安全部(DHS)无法预测2022财年至2024财年的增长率是否代表一种结构性变化,因为移民政策以及国内外其他情况可能发生变化,从而可能影响庇护申请人。鉴于这种不确定性,在预测未来潜在的(c)(8)类工作许可证人群时,我们考虑了两种可能性。我们首先预测一种情景(表7中的“低情景”),假设由独特因素、政策或两者共同影响所驱动的高增长年份水平不会在未来持续以同样速度发展。我们还依据一种“高情景”,即高增长年份可能构成一种可持续的趋势变化。因此,对于低情景,我们采用2021财年(c)(8)类工作许可证数据点214,565,然后applied应用假定的长期增长率7.3%,得出表7中第一个预测年度,即2025财年的数值。然后我们取预测的2025财年数值,对其余预测年度重复此计算。对于高情景,我们采用高增长年份的平均值,即表6中2022财年至2024财年的平均值,[297]为755,385,然后应用假定的长期增长率7.3%,得出第一个预测年度2025财年的数值。然后我们取预测的2025财年数值,对其余预测年度重复此计算。最后,我们取低情景与高情景的平均值(表7中的“中点情景”),得出中点情景人群数量。
DHS cannot predict whether the FY 2022 through FY 2024 growth rates represent a structural change as immigration policies and other conditions domestically and internationally could change and potentially affect asylum applicants. Given this uncertainty, in projecting a potential future (c)(8) EAD population we account for two possibilities. We first project a scenario (“low scenario” in Table 7) where we assume the levels of the high-growth years driven by unique factors, policies, or some influence of both that would not continue apace into the future. We also rely on a “high scenario” where the high-growth years might constitute a sustainable change in trend. As such, for the low scenario we take the FY 2021 (c)(8) EAD data point, which is 214,565, then apply the assumed longer term growth rate of 7.3 percent to arrive at our first projected year, FY 2025 of Table 7. Then we take the projected FY 2025 and repeat for the remaining projected years. For the high scenario, we take the average of the high-growth years, average of FY 2022 through FY 2024 in Table 6,[297] which is 755,385, then apply the assumed longer term growth rate of 7.3 percent to arrive at our first projected year, FY 2025. Then we take the projected FY 2025 and repeat for the remaining projected years. Lastly, we take the average of the low and high scenarios (the “midpoint scenario” in Table 7) to arrive at a midpoint scenario population.
表7列示了2025财年至2029财年的预测基准人群数量。我们将预测期设定为5年,因为鉴于移民政策以及国内外其他情况可能迅速变化,从而影响庇护申请待决的外国人,我们无法确定地预测更长期的趋势。
Table 7 presents the projected baseline population for FY 2025 through FY 2029. We set our projection period to 5 years as we cannot predict with certainty longer term trends given that immigration policies and other conditions domestically and internationally could rapidly change affecting aliens with pending asylum applications.
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与本规则制定具体方面相关的子人群构成部分将在第VI.A.6节中列示。
The sub-population components pertinent to specific aspects of this rulemaking will be presented in Section VI.A.6.
4. 工资与时间机会成本
4. Wages and Opportunity Costs of Time
为了将本拟议规则的影响货币化,我们需要有关基准人群可能获得的工资信息,或其时间机会成本的信息。为估算潜在收入影响,美国公民及移民服务局(USCIS)按如下方式使用美国劳工统计局(BLS)的数据。我们将使用所有职业的平均时薪31.48美元作为上限,使用第10百分位工资13.97美元作为下限。[298]为获得更全面的薪酬衡量指标,我们将对相应的平均工资和第10百分位工资分别适用1.45的福利乘数,从而得出平均每小时总薪酬率分别为45.65美元和20.26美元。[299]
To monetize the impacts of this proposed rule, we need information on potential wages that the baseline population could earn or information on their opportunity cost of time. To estimate potential earnings impacts, USCIS makes uses of U.S. Bureau of Labor Statistics (BLS) data as follows. We will use the mean hourly wage for all occupations of $31.48 as an upper bound and the 10th percentile wage of $13.97 as a lower bound.[298] For a more encompassing measure of compensation, we will use a benefits multiplier of 1.45 applied to the respective mean and 10th percentile wages, resulting in average hourly total compensation rates of $45.65 and $20.26, respectively.[299]
就劳动收入可能受到的影响而言,国土安全部(DHS)还估计了潜在的税收效应。由于个人纳税情况差异很大,量化劳动力市场情景下就业所产生的所得税影响具有挑战性,但国土安全部估计了对就业税,即医疗保险税和社会保障税的潜在贡献性影响,二者合计税率为7.65%(分别为6.2%和1.45%)。[300] 由于雇员和雇主均需分别缴纳各自应承担的医疗保险税和社会保障税部分,雇员和雇主向医疗保险和社会保障缴纳的税收转移支付总增加额估计为15.3%。国土安全部以未计负担的收入为基础估算税收影响。其计算方法为将收入影响乘以15.3%的就业税率,再将所得乘积除以1.45的福利负担倍数。国土安全部无法量化其他税收转移支付,例如适用于联邦所得税以及州和地方税的部分。
As it relates to potential impacts to labor earnings, DHS also estimates a potential tax effect. It is challenging to quantify income tax impacts of employment in the labor market scenario because individual tax situations vary widely, but DHS estimates the potential contributory effects on employment taxes, namely Medicare and Social Security, which have a combined tax rate of 7.65 percent (6.2 percent and 1.45 percent, respectively).[300] With both the employee and employer paying their respective portion of Medicare and Social Security taxes, the total estimated accretion in tax transfer payments from employees and employers to Medicare and Social Security is 15.3 percent. DHS estimates the tax impacts on the unburdened earnings basis. This is calculated by multiplying the earnings impact by the employment tax rate of 15.3 percent, and dividing the resulting product by the benefits burden multiple of 1.45. DHS is unable to quantify other tax transfer payments, such as those applicable to Federal income taxes and State and local taxes.
5. 表格、时间负担和费用
5. Forms, Time Burdens, and Fees
直至最近,申请庇护或初次(c)(8)类工作许可文件(EAD)均无需缴纳任何费用,且(c)(8)类EAD申请也不要求采集生物特征信息。美国公民及移民服务局(USCIS)近期实施了法定强制收费规定,包括对庇护申请收取100美元不可豁免的申请费,以及申请人庇护申请待决期间每年收取100美元年费,此外对初次(c)(8)类工作许可申请收取550美元不可豁免的申请费。[301] 本拟议规则规定对(c)(8)类EAD申请实行生物特征信息采集,但本规则制定并未就此征收服务费。国土安全部已在本分析的最后一节中说明了与生物特征信息采集相关的其他影响。本规则制定拟议对I-589表和I-765表(与基线人群相关的表格)进行修改。目前,I-589表的填表负担为11小时,I-765表的填表负担为4.38小时。[302] 国土安全部估计,未来I-765表的填报时间将为4.72小时。在影响评估中,国土安全部将采用这一预测负担值,并指出这代表了最大影响。(印刷页第8677页)原因在于部分申请人以电子方式提交申请,电子申请的负担将较低,其时间将从4.12小时变为4.35小时。[303]
Until recently, there were no fees associated with requesting asylum or an initial (c)(8) EAD, and no biometrics collection requirement associated with (c)(8) EAD applications. USCIS recently implemented statutorily-mandated filing fees, including a $100 non-waivable filing fee for the asylum application and $100 annual fee for every year the applicant's asylum application is pending, as well as a $550 non-waivable filing fee for the initial (c)(8) employment authorization application.[301] The proposed rule establishes a biometrics collection applicable to (c)(8) EAD requests, but it is not imposing a service fee via this rulemaking. DHS explained other impacts linked to biometrics collection in the final section of this analysis. This rulemaking proposes changes to the forms I-589 and I-765, forms relevant to the baseline population. The current form burdens are 11 hours for Form I-589 and 4.38 hours for Form I-765.[302] DHS estimates that the future filing time for Form I-765 will be 4.72 hours. In the impact estimates, DHS will rely on this projected burden, noting that it represents the maximum impact. The ( printed page 8677) reason is that some aliens file electronically, and the burden for electronic filings will be less, changing from 4.12 hours to 4.35 hours.[303]
在影响评估中,国土安全部考虑了与申请及不申请EAD相关变化所涉及的成本和成本节约,但未将近期法定强制收费规定纳入这些评估之中。
In the impact estimates, DHS accounts for costs and cost-savings applicable to changes involving filing for- and not filing for, an EAD, but does not include the recent statutorily-mandated filing fees in these estimates.
6. 货币化影响(成本、收益和转移支付)
6. Monetized Impacts (Costs, Benefits, and Transfers)
a. 变量及说明
a. Variables and Descriptions
在本节中,国土安全部就拟议规则可能产生的潜在经济影响进行了阐述、估算、量化并货币化,尽管并非所有影响均能完全量化。主要影响为已获得(c)(8)类EAD的庇护申请人的劳动报酬收入可能发生的变化。收入方面的变化很可能体现为EAD持有人收入的延迟或损失,但汇总收入变化中的部分乃至全部,也可能构成向美国工人的转移支付,而不会对雇主造成生产力损失。国土安全部承认,(c)(8)类续签申请也会产生相应影响,但为限定本分析的范围,我们将重点放在初次获批的(c)(8)类EAD这一主要影响上。截至本分析撰写之时,即2025年6月,初次(c)(8)类EAD的有效期为五年,这也是确定分析期限的主要依据。[304] 除收入影响外,还可能存在税收影响,以及未来不申请EAD的庇护申请人所产生的成本和成本节约,以及表格填报负担的变化。上述影响也已在可能的范围内进行了量化。
In this section DHS develops, estimates, quantifies, and monetizes potential economic impacts that could accrue to the proposed rule, although not all impacts can be fully quantified. The primary effect will be changes to labor compensation earnings that asylum applicants who have obtained (c)(8) EADs could incur. The changes to earnings would likely comprise delayed or forgone earnings to EAD holders; however, some portion, or the totality of the aggregate earnings change could also constitute transfers to American workers without productivity loss to employers. DHS acknowledges that there would be impacts applicable to (c)(8) renewal filings, but to scope the analysis, we focus on the primary impact of an initial approved (c)(8) EAD. At the time of this analysis, June 2025, an initial (c)(8) EAD is authorized for five years, which is the main basis for the analysis period.[304] In addition to earnings impacts there could be tax impacts as well as costs and cost-savings to asylum applicants not filing for EADs in the future and changes to the form burden. These effects are also quantified, to the extent possible.
货币化估计影响分为两个模块进行测算。模块1涵盖暂停签发初次(c)(8)类就业许可文件(EAD),直至美国公民及移民服务局(USCIS)积极型庇护申请处理时间达到180天平均水平为止所适用的影响。模块2涵盖与EAD资格相关的规定、提前终止部分EAD,以及拟议的对(c)(8)申请时限和处理时间协议所作变更。对初次(c)(8)类EAD申请人资格要求的变更,只有在模块1所涉及的暂停措施解除后方才适用。之所以采用这种方式进行拆分,是为避免重复计算,因为签发暂停措施将构成最大的影响,并涵盖在签发协议(模块2)下可能产生的任何影响。本分析中使用了大量指标和输入数据,为简明起见,我们将对许多指标使用字母缩写,这些缩写将在适用时予以介绍。
The monetized estimated impacts are developed in two modules. Module 1 covers the impacts applicable to a pause in the issuance of initial (c)(8) EADs until USCIS affirmative asylum applications processing time reaches a 180-day average. Module 2 covers the provisions related to EAD eligibility, ending some EADs early, and well as the proposed changes to the (c)(8) filing time and process time protocol. The changes to EAD eligibility requirements for initial (c)(8) EAD applicants would become applicable only when the pause, covered by Module 1, is lifted. The impacts are parsed this way to avoid double counting, as an issuance pause would comprise the largest impact and encompass any effects that could be incurred under an issuance protocol (Module 2). There are numerous metrics and inputs utilized in the analysis, and for the purpose of brevity, we will utilize letter abbreviations for many, which will be introduced when applicable.
为支持本拟议规则的经济影响估算,美国国土安全部(DHS)分析了美国公民及移民服务局(USCIS)绩效与质量办公室提供的数据。该数据集将庇护申请信息与相应的(c)(8)类EAD申请信息相关联,涵盖2022财年至2024财年全期共226万条记录。[305]该数据集完全涵盖了USCIS积极型庇护数据,虽然其中包含与防御型庇护相关联的EAD数据,但有关防御型庇护结果的数据尚不完整,因为DHS目前尚无法将USCIS与行政复议办公室(EOIR)之间的此类数据进行串联。
To support the economic impact estimates for this proposed rule, DHS analyzed data provided by the USCIS Office of Performance and Quality. The data set links information on asylum filings with concomitant (c)(8) EAD filings, comprising 2.26 million records for the full period FY 2022 through FY 2024.[305] It fully embodies USCIS affirmative asylum data, and while it includes EAD data linked to defensive asylum, data regarding defensive asylum outcomes are not fully available, as DHS cannot concatenate such data between USCIS and EOIR, at this time.
总体而言,总人口(POP)是指初次(c)(8)类EAD获批的总人数,因为被拒者不会受到影响。分析的第一阶段拆分并报告了本规则可能影响的具体人群,如表8所示。在模块1和模块2下,总体人群均可能受到影响,但在估算影响的方式上存在重要区别。如果出现初次(c)(8)类EAD签发暂停(即模块1),则整个人群,即正在等待积极型和防御型庇护申请结果的初次EAD申请人,均将受到影响,因为相关个人均无法获得EAD。相反,当暂停解除时(即模块2),DHS假设初次(c)(8)类EAD将主要签发给待决的防御型庇护申请人。这是因为只有当积极型庇护处理时间少于180天时,暂停才会解除,而这通常发生在拟议的365天初次(c)(8)类EAD等待期结束之前。庇护申请获批将授予工作许可,而被拒则使该个人不具备工作许可资格。
The population (POP) at its broad level is the total population of initial (c)(8) EAD approvals, as denials would not be impacted. A first phase of the analysis parses out and reports the specific populations that the rule could impact, as is shown in Table 8. Under both Module 1 and 2 the broad population could be impacted, but there is an important distinction in the manner in which the impacts are estimated. If there is a pause in the issuance of initial (c)(8) EADs ( i.e., Module 1), the entire population, initial EAD filings for both pending affirmative and defensive asylum would be impacted, as no pertinent individuals would obtain an EAD. In contrast, when the pause is lifted ( i.e., Module 2), DHS assumes that initial (c)(8) EADs would be issued primarily for pending defensive asylum applicants. This is because the pause is lifted only when the processing time for affirmative asylum processing is less than 180 days, and thus prior to the end of the proposed 365-day waiting period for an initial (c)(8) EAD. An asylum approval would grant work authorization, and a denial would make the individual ineligible for work authorization.
如序言中所述,鉴于积极型庇护待决案件的规模,USCIS已准备好在本规则生效后暂停签发(c)(8)类初次EAD。如序言前文所述,(c)(8)类初次EAD申请数量的减少可能成为缩短庇护处理时间的一个因素,这可能使USCIS未来能够达到180天庇护平均处理时间的监管标准,从而解除暂停,重新开始签发(c)(8)类初次EAD。尽管DHS无法推测这将在何时发生,但根据此前讨论的估算,DHS假设这很可能会超出用于估算暂停相关影响的五年期限。因此,为说明监管基准起见,DHS可以假设,一旦模块2启动,在不存在拟议的对时限和资格限制所作变更的情况下,庇护申请及(c)(8)类EAD的数量将恢复到本规则(及暂停)实施之前的水平。
As is explained in the preamble, given the scope of the pending affirmative asylum caseload, USCIS is prepared to pause (c)(8) initial EADs when the rule becomes effective. As discussed earlier in the preamble, the reduction in (c)(8) initial EAD filings could be a factor in reducing process times for asylum, which could position USCIS in the future to meet the regulatory criteria of 180-day asylum average process time and lift the pause to begin again issuing (c)(8) initial EADs. While DHS cannot speculate on when this would occur, based on estimates discussed previously, DHS assumes it would likely be outside the five-year span under which the impacts applicable to the pause are estimated. Therefore, for purposes of explaining a regulatory baseline, DHS could assume that once Module 2 commences, in the absence of the proposed changes to the clock and the eligibility bars, asylum and (c)(8) EAD volumes would revert back to levels before the rule (and pause) took place.
上述讨论表明,如果国土安全部(DHS)能够满足180天的庇护审理时限要求,则适用于肯定性庇护的(c)(8)初始工作许可文件(EAD)数量可能会趋近于零。这对肯定性庇护的影响是双重的;首先,肯定性申请获批的个人可以从中受益,因为他们可能更早获得工作许可,即他们的庇护申请会在其“过去”的申请或工作许可文件(以两者中较早获批者为准)获批之前获得批准。其次,个人将因无需申请工作许可文件而节省相关费用。尽管国土安全部预计会出现这些影响,但出于以下两个原因,本部未对肯定性人群的影响进行估算;首先,如上文所述,作为基线,我们本可以假设庇护申请及相应的(c)(8)工作许可文件数量将恢复至本规则实施前的水平,但这并不现实。由于(最初的)暂停措施所产生的持续影响,与模块二相关的初始(c)(8)数量可能会与近期历史数量存在较大差异。其次,国土安全部无法预测庇护申请将在(180天期限内)何时获批。综上所述,国土安全部承认本拟议规则将对庇护人群及相关工作许可文件人群产生重大影响,但由于上述原因,国土安全部无法量化潜在的提前获得收入和申请费用节省所带来的间接影响。
What the above discussion suggests is that if DHS is meeting the 180-day asylum processing time, (c)(8) initial EAD volumes applicable to affirmative asylum could converge to zero. The impact to affirmative asylum is twofold; first, individuals with approved affirmative claims could benefit because they could become work authorized earlier—their asylum claim would be approved before their “past” claim or EAD, whichever of the latter two was approved first. Second, individuals would realize a cost-savings from not filing for an EAD. While DHS expects these impacts to occur, the Department does not make estimates of the impacts to the affirmative population for two reasons; first, as was stated above, for a baseline we could assume asylum filings and concomitant (c)(8) EADs would revert to pre-rule levels, but this is not realistic. Due to lingering effects of the (initial) pause the initial (c)(8) volumes relevant to Module 2 would likely be quite different than recent historical volumes. Second, DHS cannot predict when an asylum claim could be approved (within the 180-day window). In summary, DHS acknowledges that this proposed rule will have a significant impact on both the asylum and associated EAD populations but, for the reasons described above, DHS is unable to quantify the indirect impacts of potential earlier earnings and filing cost-savings.
在模块二中,国土安全部的假设前提是,美国公民及移民服务局(USCIS)受理的肯定性庇护申请人通常不会申请工作许可文件,因为其庇护案件可能会在工作许可文件申请获批之前作出裁决。鉴于工作许可文件(印刷页第8678页)申请计时从150天更改为360天,这种可能性进一步增加。因此,国土安全部假设肯定性人群不会受到模块二条款的影响。对于模块二,国土安全部对防御性人群(也称为移民法院审查执行办公室(EOIR)人群)所受影响进行了估算。防御性案件将不受拟议的180天庇护审理时限要求的约束。因此,资格限制条款及计时变更可能会对防御性案件产生影响。原因在于,数据分析报告显示,美国公民及移民服务局移交移民法院审查执行办公室案件的中位时间(即从收到庇护申请之日至移交裁决作出之日)为231天。将该移交时间加上移民法院审查执行办公室目前冗长的庇护案件审理时间,国土安全部预计,即使工作许可文件计时发生变更,大多数人仍将从申请工作许可文件中受益,因为该许可将在庇护裁决作出之前获批。
In Module 2, DHS operates under the assumption that USCIS affirmative asylum applicants would generally not file for an EAD, as their asylum case would potentially be decided in advance of their application for an EAD. This is even more likely given the EAD ( printed page 8678) filing clock change from 150 to 360 days. Therefore, DHS assumes the affirmative population would not be affected by the Module 2 provision. For Module 2, DHS estimates impacts to the defensive population, also described as the EOIR population. Defensive cases would not be subject to the proposed 180-day asylum process time requirement. Hence the eligibility bars and clock changes would potentially be impactful to defensive cases. The reason is that the data analysis reports the median time for a USCIS referral to EOIR (date of receipt of the asylum application to the referral decision date) is 231 days. Adding the referral time frame to the lengthy current process time for asylum cases at EOIR, DHS expects that most would benefit from filing for an EAD as it would be approved before the asylum decision date, even with the EAD clock changes.
为进行本项分析,国土安全部从初始工作许可文件申请记录中随机抽取了5,000份样本,其中包括肯定性和防御性庇护案件。该样本量远大于获得95%置信度结果所需的规模,但由于受影响的子人群众多,国土安全部大幅扩大了抽样规模,以确保各群体之间获得充分代表性。人群构成情况见表8,该表基于2025财政年度至2029财政年度分析期间的预计年化平均申请量编制而成。需要说明的是,所涉及的总体人群数量是以受理量(见第六节A.3部分)乘以83.5%的批准率(适用于肯定性和防御性申请)计算得出的,该比率为2019财政年度至2024财政年度期间(c)(8)工作许可文件批准率的加权平均值(在估算具体影响时,国土安全部采用了一个基于历史批准率数据得出的区间,即APV范围)。
To conduct the analysis, DHS drew a random sample of 5,000 records from initial EAD applications, including affirmative and defensive asylum cases. This size is much larger than is required to generate 95 percent confidence in the results, but DHS oversampled considerably because there are multiple sub-populations impacted, and DHS sought assurance of adequate inter-group representation. The population breakout is reported in Table 8 and is based on the projected annualized average filing volumes or the analysis period of FY 2025 to FY 2029. It is noted that the encompassing population comprises receipt volumes (Section VI.A.3) multiplied by an approval rate of 83.5 percent (applicable to both affirmative and defensive filings), which is the weighted average (c)(8) EAD approval rate for the period FY 2019 through FY 2024 (in estimating specific impacts DHS utilizes a range, derived from historical data for the approval rate, APV).
(印刷页第8679页)
( printed page 8679)
从样本中得出的比例份额被推算至总体人口,以获得受影响外国人数量的估计值。对于模块二,A行的基础是EOIR总人数,根据我们的分析,该人数占已批准(c)(8)类就业许可文件(EAD)估计人口的63.7%。[307] 国土安全部(DHS)审查了三项拟议的资格限制条款:一年申请期限、未经检查入境、以及犯罪限制条款。对于一年申请期限,国土安全部计算了入境日期与收到I-589表格之间的天数间隔,以获得可能受一年申请期限限制条款(OYB)约束的人口估计值。国土安全部还筛选了记录为未经检查入境(EWI)的案件,以估计可能受EWI限制条款约束的潜在人口。从表8可以推算出,35.4%的人可能受到任一限制条款的约束,但我们扣除了重叠校正系数(OCF)5.4%,后者是指两项限制条款都可能适用的百分比,从而得出所示的总份额(A4)。A5行报告的未来EAD申请人总数,为EOIR案件总人数(A行)减去不含重叠部分的OYB和EWI限制条款人口(A4行)。对于其他限制条款,国土安全部无法估计案件数量或比例。犯罪活动信息可能记录在裁决记录和官员笔记中,虽然国土安全部确实掌握了一些因此类理由而被拒绝的庇护案件的数据和信息,但国土安全部没有以适合分析的方式将这些案件与EAD数据相关联的数据。因此,A1、A2和A4中的百分比适用于EOIR总人数。作为参考,适用于(c)(8)类EAD总人口的资格限制条款份额(A4)以及未来将申请的份额(A5)分别为19.1%和44.6%。[308]
The reported shares derived from the sample are extrapolated to the population to obtain estimates of the number of aliens potentially impacted. For Module 2, the basis for Row A is the total EOIR population, which, based on our analysis, is 63.7 percent of the estimated approved (c)(8) EAD population.[307] DHS examined the three proposed bars to eligibility: one-year filing deadline, entry without inspection, and criminal bars. For the one-year filing deadline, DHS calculated the day-duration between the entry date and the receipt of the Form I-589 to obtain an estimate of the population potentially subject to the 1-year filing deadline bar (OYB). DHS also filtered cases recording entry without inspection (EWI) to estimate the potential population that could be subject to the EWI bar. As can be derived from Table 8, 35.4 percent could be subject to either bar, but we removed the overlap correction factor (OCF) of 5.4 percent, the latter of which is the percentage to which both bars could apply, to arrive at the total share shown (A4). The total number of future EAD filers reported in Row A5, is the EOIR cases population (Row A) minus the OYB and EWI bar population excluding overlap (Row A4). For the other bars, DHS cannot make an estimate of the number or share of cases. Information on criminal activity can be recorded in adjudicative records and officer notes and, while DHS does have some data and information asylum cases that were denied on such grounds, DHS does not have data linking those cases to EAD data in a manner suitable for analysis. The percentages in A1, A2, and A4 thus apply to the EOIR population. For reference, the shares applicable to the total (c)(8) EAD population for the eligibility bars (A4) and those that would file in the future (A5) are 19.1 and 44.6 percent, in order.[308]
国土安全部还审查了拟议变更对终止就业授权的影响。159这一数字(表8,B行)是美国公民及移民服务局(USCIS)年度庇护拒绝(DEN)中个人已获得EAD的估计数量。本拟议规则将在USCIS拒绝正面庇护申请时终止EAD(在其到期日之前)。国土安全部无法确定本规则生效时有多少EAD仍然有效,因此这一较小数值将作为生效日期受影响数量的替代指标。[309]
DHS also examined the impacts of the proposed changes to termination of employment authorization. The figure of 159 (Row B, Table 8) is the estimated number of annual USCIS asylum denials (DEN) in which the individual received an EAD. This proposed rule would end the EAD (before its expiration date) when USCIS denied the affirmative asylum claim. DHS cannot determine how many would be valid when the rule becomes effective and hence this small volume will be a proxy for the number impacted at effective date.[309]
由于两个模块涉及多个指标,且某些指标存在数值范围,国土安全部将采用基于大量随机种子试验的建模和模拟方法。这种方法提供了一种稳健且高效的估计机制;尽管按照监管指南的要求,模块和类型的影响是分别报告的,但其设置可以嵌套到单一维度的模拟中,以确保影响估计基于相同的随机试验值来处理共同变量(例如,人口数量和(c)(8)批准率)。当涉及数据范围时,若存在最小值、平均值和最大值,则采用三角形数据结构。如果没有平均值或“最可能”值,则采用以最大值和最小值为界的均匀范围,这实质上意味着在试验运行中,该范围内所有数值被选中的概率相同。
Because there are multiple metrics involved in the two modules, and because some incur ranges, DHS will utilize a modelling and simulation approach based on a large number of randomized seed trials. This approach provides a robust and efficient estimation mechanism; even though the impacts across module and type are reported separately per regulatory guidance, their setup can be nested into a single-dimension simulation that ensures the impact estimates are based on the same randomized trial values for common variables (for example, population and (c)(8) approval rate). When a data range is involved, a triangle data structure is utilized when a minimum, average, and maximum value is applicable. If there is not an average or “likeliest” value, a uniform range is bounded with a maximum and minimum value, which essentially means that the probability of any value chosen in a trial run is the same for all values within the range.
国土安全部认为,将劳动力市场的实际情况纳入国土安全部的估计中是适当的。例如,我们可以假设所有持有EAD的个人都将进入劳动力市场,但不能合理地假设他们在规则生效日期时均已就业,因此将失业率纳入考虑是适当的。为整合劳动力市场效应,国土安全部使用以下公式计算强度标量(SCL),即劳动力中每名成员每日所赚取工资小时数的衡量指标:
DHS believes it is appropriate to incorporate realistic aspects of the labor market into the DHS estimates. For example, we can assume that all individuals with EADs would be in the labor force but cannot reasonably assume that all are employed at the effective date of the rule, and thus it would be appropriate to take the unemployment rate into account. To integrate labor market effects, DHS calculates an intensity scalar (SCL), a measure of the hours of wages earned per day, per member of the workforce, using the following equation:
其中,BEN为福利负担,u为失业率,且
Where BEN is the benefits burden, u is the unemployment rate, and
为每周工作小时数除以每周天数(7)。BEN由美国劳工统计局(BLS)定义,等于1.45,[310]失业率u为0.041,whw为34.2。[311] 由此得出劳动力中每名成员每日所赚取工资小时数为6.79小时。[312]
is the work hours per week divided by the days per week (7). The BEN is defined by BLS and is equal to 1.45,[310] the unemployment rate u, is 0.041, and whw is 34.2.[311] This yields a value of 6.79 hours of wages earned per day per member of the workforce.[312]
将各项现实劳动因素纳入单一数值进行处理具有优势,因为无需按顺序甚至直接调整各项变量,例如工资的福利负担比率和占总人口的批准率;所有输入项均以乘法方式相互作用,因此可以嵌套为单一维度系统。在描述了数据和人口情况之后,我们接下来进行模块1的估算。
Working with a single value to incorporate realistic labor factors is beneficial because it is not necessary to adjust the variables—such as the benefits burden to wages and the approval rate to the population—sequentially or even directly; all the inputs interact multiplicatively and can therefore be nested as a single dimensional system. Having described the data and the population, we proceed to the Module 1 estimation.
b. 模块1:EAD申请受理暂停
b. Module 1: EAD Application Acceptance Pause
如果(c)(8)类EAD申请受理出现暂停,对外国人的主要影响将是劳动收入的损失,[313]本分析中以“ENG”表示该收入变化。我们将收入变化归因于5年期限,以反映分析进行时的EAD有效期。该数值包含一项调整,以考虑可能转而申请其他类别EAD的情况(以“SUB”表示)。美国国土安全部(DHS)的分析显示,在数据覆盖期内,16.3%的(c)(8)类EAD持有人同时也获得了另一资格类别的EAD。然而,该比例未来可能存在差异。一方面,(c)(8)类EAD申请的暂停可能会促使部分外国人寻求其他资格类别的EAD,从而提高该比例(进而减少会经历收入变化的比例)。但另一方面,如果采取措施减少了那些同时获得双重EAD的其他类别的资格,也可能出现相反的趋势,使该比例下降。因此,我们将SUB比例的上限设定为当前比例(即16.3%的最大值),但允许最低5%的替代比例,前提假设是已在其他资格类别获得EAD的外国人不会遭受收入影响。(第8680页印刷版)
If there is a pause in the acceptance of applications for (c)(8) EADs, the primary impact to aliens would be forgone labor earnings,[313] with the change to earnings denoted ENG throughout this analysis. We attribute the earnings change to a 5-year horizon, to capture the EAD validity period at the time the analysis was conducted. It includes an adjustment that accounts for possible substitution into another EAD category (SUB). DHS analysis reveals that for the data coverage period, 16.3 percent of (c)(8) EAD holders also received an EAD in another category of eligibility. There could be variance to this share in the future, however. On one hand, a pause in (c)(8) EAD applications would likely drive some aliens to seek EADs in other classes of eligibility, thus raising the share (and thereby reducing the share that would experience earnings change). However, a countervailing motion could occur if actions are undertaken that reduce eligibility in other classes that incurred dual EADs, in which the share could drop. Therefore, we will bound the SUB share at the current share (as the maximum, 16.3 percent) but allow as few as 5 percent to substitute, under the assumption that aliens who received an ( printed page 8680) EAD in another eligibility category would not sustain an earnings impact.
收入指标基于小时工资(HWG,范围为13.97美元至31.48美元,未计入负担)计算,时间则以年为单位(YER=365天)。将上文所述的每日工作时间强度标量记为“SCL”,则总影响的估算方程为三项之和。第一项为收入变化,其后为税款变化(TAX),
The earnings metric is based on the hourly wage (HWG, which ranges from $13.97 to $31.48, unburdened) and the time is based on a year (YER = 365 days). Denoting the daily worktime intensity scalar, developed above, as “SCL” the estimating equation for the total impact is the sum of three terms. The first, is the earnings change, followed by changes in taxes (TAX),
(2) ENG = {POP × APV × HWG × (1 − SUB) × SCL × YER};
(2) ENG = {POP × APV × HWG × (1 − SUB) × SCL × YER};
如上所示,TAX的计算方法为收入乘以税率(TXR=15.3%,即医疗保险税与社会保障税之和,详见第4节),再除以福利负担(“BEN”),因为DHS是基于未计入负担的工资来量化税收影响的。第三项为表格负担成本节省额(CSV),表达式为,
As is shown, TAX is calculated as earnings multiplied by the tax rate (TXR=15.3 percent, which is the sum of the Medicare and Social Security tax, developed in Section 4) and divided by the benefits burden (“BEN”) as DHS quantifies tax impacts on unloaded wages. The third term is the form burden cost-savings (CSV), and is expressed as,
(4) CSV = {POP × APV × HWG × (1 − SUB) × FMB × BEN},
(4) CSV = {POP × APV × HWG × (1 − SUB) × FMB × BEN},
其中包含表格时间负担(“FMB”=4.72小时)和BEN。成本节省源于避免了因填写I-765表而产生的时间机会成本。
which includes the form time-burden (“FMB”=4.72 hours) and BEN. Cost-savings accrue from avoided opportunity costs of time for filing the I-765.
DHS将估算设置简化为一个简缩方程,并嵌入模拟程序中。[314]
DHS abridged the estimating setup into a truncated equation and nested in the simulation program.[314]
表10列出了2025财年至2029财年这五年期间的数值。由于模拟输出提供的是平均年度EAD人口的影响,DHS据此计算出五年期的总影响。由于目前EAD有效期为5年,收入和税收影响每年都会连续增长,因为从第二年起会出现人口重叠的情况。[317]然而,对于因初始EAD申请人无法再提交申请而产生的一次性表格提交所带来的成本节省,DHS在每个分析年度中使用的是平均年度EAD人口数(见表8)。
Table 10 reports the values for the 5-year period FY 2025 through FY 2029. Because the simulation output provides the impact for the average annual EAD population, DHS calculated a five-year total impact from this output. Since the EAD length is currently 5 years, the earnings and taxes impacts grow consecutively each year as there are overlapping populations starting in the second year.[317] However, for costs savings that would result from one-time form submission per initial EAD applicant who can no longer file, DHS used the average annual EAD population (Table 8) for each analysis year.
净影响为收入减去成本节省额。结果首先以未贴现形式列出,随后依次列出按3%和7%贴现率计算的结果。
The net impact is earnings minus cost-savings. The results are presented first in undiscounted terms and then at discount rates of 3 and 7 percent, in order.
(第8681页印刷版)
( printed page 8681)
(第8682页印刷版)
( printed page 8682)
(第8683页印刷版)
( printed page 8683)
如表10所示,模块1的净影响(未贴现)可能介于1728.678亿美元至6325.763.6亿美元之间(原文如此),5年期平均估计值为3684.379亿美元,年化平均值可能介于345.736亿美元至1265.153亿美元之间,平均值为736.876亿美元。按3%贴现率计算,净影响可能介于1552.15亿美元至5679.79亿美元之间,5年期平均估计值为3308.139亿美元,年化数值可能介于338.919亿美元至1240.208亿美元之间,平均值为722.347亿美元。按7%贴现率计算,净影响可能介于1353.711亿美元至4953.642亿美元之间,平均估计值为2885.201亿美元,年化数值可能介于330.157亿美元至1208.147亿美元之间,平均值为703.674亿美元。
As is reported in Table 10, net impacts from Module 1 could range from $172,867.8 million to $632,576.3.6 million (undiscounted), with a mean estimate of $368,437.9 million over 5 years, with annualized averages that could range from $34,573.6 million to $126,515.3 million, with a mean of $73,687.6 million. At a 3 percent discount rate, net impacts could range from $155,215.0 million to $567,979.0 million, with a mean estimate of $330,813.9 million over 5 years, with annualized figures es that could range from $33,891.9 million to $124,020.8 million, with a mean of $72,234.7 million. At a 7 percent discount rate, net impacts could range from $135,371.1 million to $495,364.2 million, with a mean estimate of $288,520.1 million, with annualized figures that could range from $33,015.7 million to $120,814.7 million, with a mean of $70,367.4 million.
在完成对(c)(8)类就业许可文件(EAD)签发暂停这一量化及货币化潜在影响的分析和报告后,我们转向模块2的影响分析。
Having developed and reported the quantified and monetized potential impacts of a (c)(8) EAD issuance pause, we turn to Module 2 impacts.
c. 模块2:就业许可文件(EAD)签发条款
c. Module 2: EAD Issuance Provisions
在美国公民及移民服务局(USCIS)于180天内处理完毕积极庇护申请的情形下,即USCIS可根据本规则的规定签发(c)(8)类EAD的情形下,本拟议规则的其他条款可能对积极庇护申请外国人及移民法院(EOIR)防御性庇护申请外国人均产生影响。为避免重复计算,模块1与模块2分别予以分析,因为模块1量化的影响构成本规则最大的(总体)影响。如上文关于受影响人群的讨论所述,所有初次获批的(c)(8)类EAD均将受到禁止条款及申请时限变更的约束,但在实践中,此类禁止条款通常仅适用于防御性庇护申请人。这是因为,在初次(c)(8)类EAD签发未被暂停的情况下,USCIS通常会在此类申请人有资格基于未决庇护申请获得工作许可之前,已对积极庇护申请作出裁决。本节中量化的估计值并非在全面暂停情形下估计值的基础上另行叠加,而应视为单独估算结果,以避免重复计算。
Under a scenario in which USCIS is processing affirmative asylum applications within 180 days, and therefore USCIS could issue (c)(8) EADs under the provisions of this rule, there could be impacts from other provisions of the proposed rule to both affirmative asylum aliens and also EOIR defensive aliens. Modules 1 and 2 are parsed separately to avoid double counting, as Module 1 quantified impacts comprise the largest (total) impacts of the rule. As was discussed above in reference to the population, all initial approved (c)(8) EADs would be subject to the bars and filing clock changes but in practice, such bars will generally apply only to defensive asylum applicants. This is because when there is not a pause in the issuance of initial (c)(8) EADs, USCIS would generally be adjudicating affirmative applications for asylum before such applicants are eligible to receive employment authorization on the basis of a pending asylum application. The quantified estimates in this section are not in addition to those under a full pause; they should be considered as separate to not overcount.
EAD拒绝
EAD Denials
拟议规则将导致部分EAD因新要求而提前终止,从而导致工作许可被提前拒绝。关于EAD在其有效期截止日期之前提前终止的情形,正如在适用于受影响人群部分的讨论中所解释的那样,美国国土安全部(DHS)无法确知在特定时间点将有多少案件适用此情形,但将使用年度数字(DEN=159)作为替代指标(根据现有数据,可将其视为在一年内任何时间点有效的案件数量)。[318] 该数字仅适用于相应的积极庇护拒绝案件,若将防御性案件纳入计算,实际数字将更高。为获得相关的收入指标,DHS计算了截至庇护申请被拒绝之日,EAD有效期剩余的时间(TMR),中位数为434天。如上文适用于模块1的部分所述,USCIS近期将(c)(8)类EAD最长有效期限限制为18个月的政策变更,预计也将在此处产生影响。具体而言,剩余时间中位数可能大幅低于434天,这意味着下文就本项影响(收入及税款)所报告的量化估计值目前被高估。以下汇总方程式表示表11中所示的年度结果,涉及因新要求而提前终止EAD所产生的收入及税款,
The proposed rule would result in some EADs ending early due to new requirements, which would result in earlier denial of work authorization. For the ending of EADs earlier than that stipulated in their validity date, as was explained in the discussion applicable to the population, DHS does not know how many cases will apply at a specific point in time but will utilize the annual number (DEN=159) as a proxy (which can be considered the number, based on the data available, that would be valid at any time within a year).[318] This figure only applies to concomitant affirmative asylum denials, and the true figure, inclusive if defensive cases, would be larger. To obtain the pertinent earnings metric, DHS calculated the amount of time remaining (TMR) left in validity at the date of the asylum claim denial, which is a median 434 days. As was noted in the above section applicable to Module 1, the recent USCIS policy change limiting maximum validity for (c)(8) EADs to 18 months will likely have an impact here as well. Specifically, the median remaining time left would potentially be much lower than 434 days, meaning that the quantified estimates reported below for this impact (earnings and taxes) are overstated currently. The following summary equations represent the Annual Results as shown in Table 11 for earnings and taxes based on ending EADs early due to new requirements,
(5) ENG2 = {DEN × TMR × HWG × SCL};
(5) ENG2 = {DEN × TMR × HWG × SCL};
资格禁止条款与EAD时限
Eligibility Bars and EAD Clock
对于移民法院(EOIR)防御性庇护案件,将有两类受影响人群。首先,申请禁止条款将适用,且EAD时限(见印刷版第8684页)的变更将具有约束力。如在受影响人群部分的介绍中所述,DHS预计EAD申请仍将继续提出,因为在目前积压案件庞大的情况下,EAD通常会在庇护申请裁决之前获得批准。首先,我们将介绍用于估算部分EAD提前终止及申请禁止条款所产生影响的估算结构。就后者而言,收入影响的估算方式如下,
For the EOIR defensive asylum cases, there will be two population groups impacted. First, the filing bars will apply, and the changes to the EAD clock ( printed page 8684) will be binding. As was introduced in the presentation of the population, DHS expects EAD filings to continue, as the EAD would generally be approved prior to the adjudication of the asylum claim, at least under the current conditions of large backlogs. First, we present the estimation structure for the impacts that would accrue to the ending of some EADs early and the filing bars. As is applicable to the latter, earnings impacts are estimated as,
(7) ENG3 = POP × APV × (OYB + EWI−OCF) × HWG × SCL × YER。
(7) ENG3 = POP × APV × (OYB + EWI−OCF) × HWG × SCL × YER.
在此方程式中,总体人数为防御性庇护/EOIR(行政复议办公室)人数(见表8),(OYB + EWI−OCF)一项为受禁止条款约束的百分比(占比),税额的计算方式与方程式2相同。可能受资格禁止条款影响的个人也许会申请EAD(就业许可文件),但如果他们提出申请,将会被拒绝。一些外国人可能会意识到自己不符合资格,因而不会提出申请。USCIS(美国公民及移民服务局)认为,可以合理地假设,有法律代理人的潜在申请人很可能会被告知不要提出申请。USCIS对(c)(8)类别的数据进行了评估,确定平均约有一半的人在提出(c)(8) EAD申请时使用代理人。因此,约有一半人可能因不提出申请而节省申请成本,约有一半人则会因提出将被拒绝的EAD申请而产生沉没成本。总体而言,由于成本会抵消节省部分,其净影响接近于零。[319]
In this equation, the population is the defensive asylum/EOIR population (see Table 8), the term (OYB + EWI−OCF) is the percentage (share) subject to the bars, and taxes are calculated the same way as in Equation 2. Individuals that could be impacted by the eligibility bars might file for an EAD, but if they do, they will be denied. Some aliens are likely to realize they are ineligible and will therefore not file. USCIS believes it is reasonable to operate under the assumption that potential filers with legal representation would likely be advised not to file. USCIS evaluated the (c)(8) data and determined on average about half of the population uses a representative for their (c)(8) EAD request. Therefore, about half the population could incur filing cost-savings and about half would incur sunk costs associated with filing for an EAD that would be denied. In the net, the impact would be close to zero as costs would offset savings.[319]
资格禁止条款
Eligibility Bars
DHS(国土安全部)假设,受资格禁止条款约束的外国人无法转入其他EAD类别。为估算资格禁止条款的总体影响,我们可以提取模块2(CT2)的一个共同项,
DHS assumes that aliens subject to the eligibility bars cannot substitute into another EAD class. To estimate the eligibility bar total impact, we can draw out a common term for Module 2 (CT2),
(8) CT2 = {POP × APV × (OYB + EWI−OCF) × HWG}
(8) CT2 = {POP × APV × (OYB + EWI−OCF) × HWG}
以下汇总方程式代表表11中所示的年度结果,涉及适用于EOIR案件的资格禁止条款所产生的收入与税款,
The following summary equations represent the Annual Results as shown in Table 11 for earnings and taxes for the eligibility bars applicable to EOIR cases,
(9) ENG3 = {CT2 × SCL × YER}
(9) ENG3 = {CT2 × SCL × YER}
EAD时钟:申请及处理时间的变更
EAD Clock: Changes to Filing and Processing Time
适用于(c)(8) EAD申请与处理时间的变更共同影响收入时钟。根据拟议规则,EAD申请等待时间将从180天增加至365天,即申请人需要在拟议规则下等待更长时间才能提出申请(“EAD时钟”)。此外,拟议规则将使USCIS拥有更多时间进行裁决和处理,处理时间将从基准的30天延长至180天。衡量受影响收入的指标为EAD“等待时间”的差异,即庇护申请受理之日起至(c)(8) EAD批准之日止的时间间隔。等待时间为两部分之和,即EAD申请时间(FTC、FTF)与处理时间,其中“C”表示当前或过去,“F”表示未来或本规则下的情况。为估算FTF,我们采用一种简单的行为分析方法;对于过去等待时间少于365天的情况,FTF将设定为365天;例如,若某人过去在第200天提出申请,则在新规下其将在新最低值(365天)提出申请。对于过去等待时间超过365天的情况,则按其实际过去数值进行设定;例如,若某人过去等待了400天才提出申请,则未来其将在相同的时间点提出申请。该行为体系表明,等待时间少于365天者在新规下将无条件按新最低值提出申请,而其他人则不会受到申请时钟变更的影响。
The changes applicable to the (c)(8) EAD filing and processing time jointly affect the earnings clock. Under the proposed rule, the EAD filing time would increase from 180 days to 365 days, where an applicant would need to wait longer to file under the proposed rule (“EAD clock”). Further, the proposed rule would provide USCIS additional time to adjudicate and process from the baseline 30 days to 180 days. The metric to affected earnings will be the difference in the EAD “wait time,” which constitutes the duration between the asylum receipt claim and the approval of the (c)(8) EAD. The wait time is the sum of two components, the EAD filing time (FTC, FTF) and the process time, in which “C” denotes current, or past, and “F” is the future, or conditions under the rule. To estimate FTF we employ a simple behavioral approach; FTF will be set at 365 applicable to past values less than this value; if someone filed at 200 days in the past they would file at the new minimum (365). For those who filed past 365 days in the past, they would be assigned their actual past value; if someone waited 400 days to file, they would file at that same time in the future. This behavioral system imparts that those filing under 365 days would file unconditionally at the new minimum, whereas others would not be impacted by the filing clock change.
DHS希望获得足够的时间,对(c)(8) EAD申请进行审慎而全面的审查,包括针对国家安全和公共安全问题的筛查与审核。尽管DHS无法准确预测未来(c)(8) EAD的处理时间将会如何,但在本分析进行之时,我们认为大多数EAD可在约120天内完成裁决,且90天是一个合理的集中点。然而,DHS将允许最长180天的处理窗口,尽管个别案件可能因各种原因而需要更长时间。DHS强调,我们作为集中点所依据的90天处理时间(以及作为大多数(c)(8) EAD申请处理时间上限参考的120天)并非预测值,因为处理时间可能会因个案逐案分析或运营、资源、政策及移民状况的变化等原因而有所不同(原文第8685页)。相反,这些数值是使我们的估算程序具有可操作性所需的输入值,并基于DHS目前认为合理的判断。
DHS seeks sufficient time to conduct diligent and thorough review, to include screening and vetting for national security and public safety concerns, of (c)(8) EAD applications. While DHS cannot predict exactly what (c)(8) EAD process times will look like in the future, at the time of this analysis we believe that most EADs can be adjudicated within about 120 days and that 90 days is a reasonable cluster point. However, DHS will allow a window of up to 180 days, though an individual case could take longer for any number of reasons. DHS emphasizes that process times of 90 days that we rely on as a cluster point (and 120 days as an upper end range for most (c)(8) EADs applications) is not a prediction, as the process time could vary for reasons linked to case-by-case analysis of individual cases or changes in ( printed page 8685) operations, resources, policies, and immigration. Rather these values are inputs required to make our estimation procedures tractable and are based on what DHS thinks is currently reasonable.
就其对未来处理时间的适用而言,有必要采用一种数据转换方法,将每个过去的数值映射为未来的数值。从这个意义上说,由于未来情况将根据过去数据绘制得出,处理时间也具有行为性要素。但是,由于涉及转换,该设置属于准行为性质。数据必须被映射到一个满足多项政策与运营目标的新处理时间结构。首先,从数据分析中得出的最短处理时间(1天)是不可行的,有必要将该最小值提高,以便为国土安全部(DHS)在裁决过程中的审慎尽责留出空间。国土安全部的分析显示,(c)(8)类就业授权文件(EAD)当前处理时间的数据结构呈正偏态,均值大于中位数。由于潜在的数据聚集区间将接近90天,接近120天的上限区间,因此该数据结构需要重新居中至上段区域,呈负偏态并以120天为上限。需要指出的是,实际上限可能超过120天,但这是我们所采用模型的必要特征,我们将在下文中加以说明。此外,国土安全部还寻求裁决的一致性,因此降低方差也是一个目标。
As it applies to the future process time it is necessary to employ a data transformation mapping each past value to a future one. In this sense, because the future will be charted from past data, there is a behavioral element to the process time also. But, because a transformation is involved, the setup is quasi-behavioral. The data must be mapped to a new process time structure that satisfies multiple policy and operational goals. First, the minimum process time informed from the data analysis (1 day) is not tenable, and it is requisite that this minimum will rise to allow DHS diligence in the adjudicative process. DHS analysis reveals that the data structure for the (c)(8) EAD current process time is positively skewed, with a mean that is larger than the median. Since the potential cluster will be around 90 days, which is near the upper window of 120 days, the data structure will need to be recentered near the upper segment and negatively skewed and bounded to 120. It is noted that the actual upper bound may be more than 120 days, but it is a necessary feature of the model that we employ, which we will address downstream. Additionally, DHS seeks consistency in adjudications and therefore a lower variance is a goal.
方法论制定的这一部分具有技术性质,虽然此处提供了一些细节,但随附本规则制定的技术附录详细说明了估算程序的各个步骤。具体而言,国土安全部首先尝试运用多学科工作中常用的简单且常见的转换程序,对处理时间进行缩放以满足上限要求。虽然这些方法并非直接为将数据限定至上限而设计,但国土安全部能够调整算法以满足上限要求,然而由于其他原因,结果并不可行。由于这两种常见程序存在不足,国土安全部接下来采用了逻辑斯谛函数形式,该形式是众多自然科学与医学领域用于模拟增长模式的基准方法。该形式也是深度学习网络传播与训练中的一项关键开发实践。就深度学习网络而言,逻辑斯谛形式被用作一种数据转换工具,其设置可直接限定上限。然而,基于其通用且可扩展形式进行的试运行并未产生可行的结果。概括而言,经转换的处理时间趋于集中至某一特定数值,这是一个被称为“梯度消失”的技术性问题所导致的结果。
This part of the methodology development is technical in nature, and while some details are provided here, the technical appendix accompanying this rulemaking walks through the steps of the estimation procedures in detail. Specifically, DHS began by attempting to scale the process times to satisfy the upper bound, using simple and common transformation procedures utilized in multidisciplinary work. While these methods are not directly set up to bound data to an upper level, DHS was able to adjust the algorithms to satisfy the upper bound, but the results were not tenable for other reasons. Because of the inadequacies applicable the two common procedures, DHS next employed the logistic functional form, which is the benchmark to model growth patterns across a number of natural and medical sciences. It has also been a key development practice in the propagation and training of deep learning networks. As it relates to deep learning networks, the logistic form is utilized as a data transformation tool, and offers a setup that directly bounds an upper limit. However, trial runs based on its general and scalable form did not produce tenable results. In summary, the transformed process times gravitated to a specific value, which is a result of a technically involved issue known as a vanishing gradient.
鉴于上述结果不可行,国土安全部出于必要转而采用一种较新型的函数,该函数将逻辑斯谛形式纳入更为灵活但也更为复杂的结构中。该形式为第1型双曲线方程(hyperbolastic equation of Type 1),记为“H1”,其采用三个调节参数,并将反双曲正弦函数(ASINH)嵌套于逻辑斯谛方程的指数项中。这些调节参数通过试错法获得,而非基于规则的方法。就未来处理时间而言,H1中所采用的调节参数设定已实现既定目标:EAD最短处理时间增加至24天;数据在上尾部聚集(中位数为90天),中位数大于均值,表明分布已重新居中并向左偏斜;方差(以标准差衡量)已从41.5下降至28.3,降幅近三分之一(31.8%)。
Because of the untenable results noted above, out of necessity DHS turned to a newer type of function that incorporates a logistic form into a more flexible but also complex configuration. This form is a hyperbolastic equation of Type 1, denoted “H1” employs three tuning parameters and nests the inverse hyperbolic sine (ASINH) in the exponential term of the logistic equation. The tuners are obtained by trial and error, not by a rule-base method. For the future process times, the calibration of tuner settings employed in H1 has accomplished the stated objectives; the minimum EAD process time increased to 24 days; the data cluster in the upper tail (median=90) which is greater than the mean, indicating the distribution has been recentered and skewed leftward, and the variance (as measured by the standard deviation) has declined from 41.5 to 28.3, which is reduction of almost a third (31.8 percent).
针对每一个案件,国土安全部根据数据集计算出EAD的过去等待时间(WTP),并根据上述模型计算出未来等待时间(WTF),进而计算出等待时间差(WTD)。国土安全部将其(c)(8)类EAD的当前处理时间映射为新的处理时间。由此得出的分析表明,在本规则拟议条款下,几乎所有案件(98.1%)的等待时间都将延长,中位数为216天;而一小部分案件(1.9%)的等待时间可能缩短,从而获得收益时间,即WTP大于WTF(较短等待时间的范围为1天至98天,中位数为34天)。为将这些结果推广至整个群体,国土安全部将延误收益设为正值,将收益设为负值,以表示净效应,并根据WTD的分布与参数将其纳入计算。
For every case, DHS calculated the past wait time (WTP) for an EAD from the data set and a future wait (WTF) from the model developed above and then calculated the wait time difference (WTD). DHS mapped the current process time for their (c)(8) EAD to a new one. The resultant analysis suggests that almost all (98.1 percent) would experience a longer wait time under the proposed provisions of the rule, with a median of 216 days, and a small share (1.9 percent) could experience shortened wait time and gain earnings time, as WTP > WTF (the range for the shorter wait times is 1 day to 98 days, with a median of 34 days). To extend these results to the population, DHS set up the earnings delay as positive figures and the gains as negatives, to express net effects and incorporated the WTD according to its distribution and parameters.
Before turning to the simulation and results, we highlight an additional feature of the utilized data structure. It was necessary to stipulate an upper bound, which is 120 days in the current calibration ( i.e., when DHS believes most EADs can be adjudicated). But this window is not absolute, as DHS will allow a process time of up to 180 days with any case taking necessarily longer due to security or vetting concerns. The WTD distribution is not finite in its upper tail as we allow for longer wait times (driven by longer process times)— i.e. they are not ruled out in the seed trials. Hence, although DHS did not explicitly input longer process times in the estimation mechanism, we can ensconce this possibility without compromising any functionality of the system. In fact, DHS verifies and reports recursively that this effect has been rendered, as a small number of trials resulted in a WTD that exceeded the actual values in the sample (and 180 days)
For aliens that file for an EAD, which to reiterate, is the defensive population not subject to the proposed bars, the impact pertinent to filing for the EAD is the proposed change in the form burden (ΔFMB), which is 0.34 hours. Hence there will be a relatively small increased filing time burden to each individual that files, which DHS denotes as CST . Drawing on a common term for or the clock changes (“CT3”),
(11) CT3 = POP × APV (1−OYB−EWI + OCF) × HWG).
The following summary equations represent the Annual Results as shown in Table 12 for earnings, taxes and filing costs for the EAD clock impacts under Module 2,
(12) ENG4 = {CT3 × SCL × WTD};
(14) CST = {CT3 × ΔFMB × BEN}.
( printed page 8686)
The estimated earnings and costs impact estimates pertinent to Module 2 are reported in Table 13, The impacts applicable to the change in the form burden are a small cost associated with those who file that would obtain an EAD (the clock changes). As with Module 1, DHS distributed the average annual population and impacts through each year in the analysis. Similarly, the quantified impacts are overstated currently due to the recent USCIS policy change limiting (c)(8) EAD validity to 18 months.
( printed page 8687)
( printed page 8688)
( printed page 8689)
As is reported in Table 13, net impacts from Module 2, in undiscounted terms, could range from $38,948.2 million to $201,803.1 million, with a mean estimate of $110,294.1 million over 5 years, with annualized averages that could range from $7,789.6 million to $40,360.6 million, with a mean of $22,058.8 million. At a 3 percent discount rate, net impacts could range from $35,004.7 million to $182,407.3 million, with a mean estimate of $99,599.7 million over 5 years, with annualized averages that could range from $7,643.4 million to $39,829.5 million, with a mean of $21,748.1 million. At a 7 percent discount rate, net impacts could range from $30,569.0 million to $160,509.5 million, with a mean estimate of $87,533.5 with annualized averages that could range from $7,455.5 million to $39,146.8 million, with a mean of $21,348.6 million.
In addition to the earnings and costs presented in Table 13, Table 14 reports the Module 2 tax impacts.
( printed page 8690)
( printed page 8691)
( printed page 8692)
As is reported in Table 14, for Module 2 the average annualized equivalence tax impacts could range from $832.2 million to $4,136.8 million, with a mean estimate of $2,289.3 million at a 3-percent discount rate. At a 7 percent discount rate, tax impacts could range from $812.4 million to $4,064.8 million, with a mean estimate of $2,247.1 million.
7. Distributional Effects of the Monetized Impacts
The impacts of this proposed rule can include both potential distributional effects (which are transfers), costs, and cost savings. The potential distributional impacts fall on the aliens who may be delayed in entering the U.S. labor force or may be prevented from entering altogether. The potential distributional impacts (transfers) would be in the form of forgone opportunity to earn compensation (wages and benefits). A portion of this lost compensation might be transferred from aliens to others that are currently employed in the U.S. labor force, possibly in the form of additional hours worked or overtime pay. A portion of the impacts of this rule may also be borne by companies that would have hired the aliens had they been in the labor market earlier. However, if the employer were unable to find available workers these companies could incur a cost, as they may be losing the productivity and potential profits the alien may have provided had the alien been in the labor force sooner.
Companies may also incur opportunity costs by having to choose the next best alternative to immediately filling the job the alien would have filled. USCIS does not know what this next best alternative may be for those companies. As a result, USCIS does not know the portion of overall impacts of this rule that are transfers or costs, therefore DHS estimates a range of effects of the proposed rule between transfers and costs. DHS describes the two extreme scenarios, which provide the bounds for the range of effects. USCIS uses the changes to earnings to aliens as a measure of the overall impact of the rule—either as distributional impacts (transfers) or as a proxy for businesses' cost, for lost productivity (costs).
In Scenario 1, if all employers can immediately find replacement labor for the position the alien would have filled, this rule would have primarily distributional effects in the form of transfers from aliens to others already in the labor market (or workers induced to return to the labor market). This scenario also requires the further assumption that these native workers would not have been employed in any other job, but for these newly available jobs, and that there are no general equilibrium effects to other jobs from removing a large number of EAD job seekers from the economy. Accordingly, this rule would result in $70.44 billion (primary estimate annualized, 7 percent) being transferred from aliens, who would not have work authorization, to workers currently in the labor force (whom are not presently employed full time) or induced back into the labor force. In Scenario 1, this rule would result in $0 cost to employers for prevented productivity losses. USCIS acknowledges that there may be additional opportunity costs to employers such as additional search costs.
In Scenario 2, if all employers cannot immediately find a reasonable substitute for the labor an alien would have provided, the effect of this rule would primarily be a cost to these employers through lost productivity and profits. Accordingly, $70.44 billion is the estimated monetized costs from this rule for productivity losses in Scenario 2. Because under this scenario businesses would not have been able to find replacement labor, the rule may also result additional business costs in lost profits. Further, the rule may prevent tax transfer payments from businesses and employees to federal and state governments. In instances where a company cannot easily hire replacement labor for the position the alien would have filled, USCIS acknowledges that such delays may result in tax losses to governments. USCIS has not estimated all potential tax effects but notes that lost productivity (wages as a proxy) of $70.44 billion would have resulted in employment tax losses to the Federal Government ( i.e., Medicare and Social Security) of $7.43 billion. However, it is important to emphasize that if there are reduced strains on public resources from reduced immigration, there could be a balancing in the form of fiscal benefits to offset the tax reductions.
These estimates do not include additional costs to businesses for lost profits and opportunity costs or the distributional impacts for those in an alien's support network. In either scenario, DHS assumes employers would not face turnover costs for aliens unable to get an initial EAD.[320] Hiring costs remain unchanged, as employers would incur the same costs for a different worker. However, DHS ( printed page 8693) recognizes that employers could incur additional search time costs due to decrease in available new hires.
In either scenario, aliens would no longer submit applications and would realize associated cost savings from time burdens and not paying filing fees. DHS includes these cost savings of $0.07 billion in both scenarios.
Table 15 below summarizes these two scenarios for the Module 1 primary estimate of this rule at a 7-percent discount rate.[321] Because DHS does not know the overall proportion of businesses that would have been able to easily find replacement labor in the absence of this rule, for the primary estimate, DHS assumes that replacement labor would have been immediately found for half of all affected EAD applicants and not found for the other half ( i.e., an average of the two extreme scenarios described above). As of April 2025, unemployment and job openings data indicate there are as many jobs available as people looking for jobs.[322] This statistic supports that there is uncertainty in predicting whether employers will be able to immediately find replacement labor. In addition, effects of this rulemaking would depend in part on the interaction of a number of complex variables that constantly are in flux, including national, state, and local labor market conditions, economic and business factors, the type of occupations and skills involved, and the availability of similarly skilled workers. DHS welcomes public comment on the validity of the assumption that half the affected jobs, that would have gone to workers with initial EADs, immediately are filled by other authorized workers. DHS acknowledges there is extensive literature on the impacts of immigration on labor markets.[323] DHS welcomes public comment, including evidentiary findings, that would inform the primary estimate regarding the distribution between transfers in Scenario 1 and productivity costs in Scenario 2.
( printed page 8694)
Further, DHS recognizes that non-work time performed in the absence of employment authorization has a positive value, which is not accounted for in the above monetized estimates.[324] For example, if someone performs childcare, housework, home improvement, or other productive or non-work activities that do not require employment authorization, that time still has value. In assessing the burden of regulations to unemployed populations, DHS routinely assumes the time of unemployed individuals has some value.[325] The monetized estimates of the lost compensation this rule creates are measured relative to a baseline in which individuals would have had employment authorization and the associated income as a result of the problem this rule seeks to address. The monetary value of the compensation this rule removes are costs to the individual, but DHS has considered whether net societal costs may be lower than the sum of the lost compensation to the individuals and whether a more accurate estimate of the net impact to society from losing employment authorization as a result of this rule might take into account the value of individuals' non-work time, even though this population would lose their authorization to sell their time as labor. Due to the variety of values placed on non-work time, and the additional fact that this non-work time is involuntary, it is difficult to estimate the appropriate adjustment that DHS should make to lost compensation in order to account for the social value of non-work time. Accordingly, DHS recognizes that the net societal costs of this rule may be somewhat lower than those reported below, but they are a reasonable estimate of the impacts to avoiding the costs of lapsed employment authorization.
The total quantified impacts of the proposed rule are within the estimates for Module 1. Module 1 captures the effects of the USCIS pause on accepting affirmative and defensive (c)(8) initial EAD applications while affirmative asylum applications process time average over 180 days. In summary, DHS's primary estimate of the total cost of the proposed rule assumes that half of employers are able to easily find replacement labor for the jobs the aliens would have filled. The total annualized cost in lost productivity would be $35.2 billion, and $35.2 billion in transfer impacts from shifting earnings from aliens, who would not get work authorized under the rule, to other workers, both discounted at 7 percent. Under this scenario, the annualized transfer impacts from reductions in tax revenue from aliens and employers to the government would total $3.7 billion, discounted at 7 percent. The total cost savings impacts, which would occur whether or not employers are able to find replacement labor would be $0.07 billion annualized, discounted at 7 percent.
8. Impacts on Labor Market
USCIS notes that this rule does not introduce any newly eligible workers into the labor force. This proposed rule temporarily prevents new asylum applicants from applying for an EAD and joining the labor force during the proposed pause, delays some applicants entry into the labor force by amending the processing of employment authorizations timing for pending asylum applicants, and bars other applicants from employment authorization while their EAD is pending by proposing to establish new eligibility criteria. The ability of pending asylum applicants to be eligible for requesting employment authorization in certain circumstances is in existing regulations.
USCIS projects an average (c)(8) initial filing EAD population ranging between a low of 266,386 and high of 937,824 people, with the midpoint at 602,105. The U.S. labor force consists of a total of about 170,000,000 as of February 2025.[326] Therefore, the average population (midpoint level) affected by this rule represents about 0.35 percent of the U.S. labor force.
9. Other Impacts Not Estimated
DHS notes that for the small population of 159 annual USCIS affirmative cases in which an alien who was denied asylum obtained an EAD (and for the population pertinent to defensive asylum, for which DHS cannot currently determine a volume), ending these EADs is not expected to generate labor turnover cost to their current employers. The impacted aliens would lose employment authorization regardless of this DHS action; they would potentially lose authorization earlier under this proposed rule, but employers would incur a turnover cost in either case and it is therefore not an impact applicable to this proposed rule.
DHS has explained that this rule proposes a general biometrics requirement for asylum applicants seeking a (c)(8) EAD. Aliens who fail to appear for a scheduled biometrics appointment would not be eligible for a (c)(8) EAD. Any alien who submits biometrics at an ASC incurs cost of time to travel to an ASC. DHS estimates that it takes 1 hour and 10 minutes to submit fingerprints, be photographed, and provide a signature. Aliens will need to travel to an ASC for their appointment. DHS estimates that the average round-trip distance to an ASC is 50 miles, and that the average travel time for the trip is 2.5 hours.[327] The cost of travel also includes a mileage charge based on the estimated 50-mile round trip at the 2025 General Services Administration rate of $0.70 per mile.[328] DHS is not accounting for the opportunity costs and travel costs associated with submitting biometrics, for aliens in this phase of the rule because USCIS accounts for them in a separate rulemaking which also proposes to require biometrics for all (c)(8) EAD applicants.[329] DHS notes that total biometrics-related costs are not estimated for individual classes of EADs, though they are estimated for asylum filings.
The quantified portion of this impact analysis focused on initial EAD applications, but regulatory provisions will impact (c)(8) renewals. DHS emphasizes that the renewal filing will be adjudicated on its own merit and will not be retrospective to the initial EAD. Specifically, renewal filers will be subject to the proposed biometrics requirement, one-year filing deadline and criminal bar eligibility requirements, and the proposed changes to EAD terminations.
Under the possibility that some renewal filings will not be approved, individuals could lose employment authorization, for which earnings changes could be costs for lost productivity or transfers to other workers, as has been discussed. DHS does not attempt to estimate impacts ( printed page 8695) pertinent to renewals because DHS has no way of determining how many renewal filings could be impacted. Over the period FY 2020 through FY 2024 there were about 2.24 million approved initial (c)(8) EADs. In the same timeframe there were about 1.45 million approved renewals, suggesting a renewal rate of about 65 percent.[330]
If a renewal filing is denied and aliens lose work authorization due to the proposed changes, employers could face an involuntary separation. Employment separations can generate labor turnover costs to employers. There are direct costs to employers that include exit interviews, severance pay, and costs of temporarily covering duties and functions with other employees, which may require overtime or temporary staffing. There can also be costs involving loss of productivity and possibly profitability due to operational and production disruptions, which can include errors from other employees that may temporally fill the position. There can also be indirect costs, which encompass loss of institutional knowledge, networking, and impacts to work-culture, morale, and interpersonal relationships.[331]
In addition to possible labor turnover costs to employers, aliens who face denied renewals would likely incur costs related to job search. DHS cannot quantify these possible effects.
Finally, as is described more fully in the preamble, USCIS currently faces a situation with some similarity to that requiring the 1994 actions. That action resulted in a substantial drop in asylum claims without a concomitant decline in approvals. These actions had an unmistakable impact on asylum program integrity. With overall asylum filings decreasing and the approval rate increasing, the clear implication was that ineligible aliens (regardless of the basis for ineligibility or whether the filing was frivolous, fraudulent, or otherwise meritless) stopped filing and the result de-clogged the asylum system. DHS is seeking a similar result with this proposed regulatory action.
A decrease in asylum filings and (c)(8) EAD filings could potentially generate operational efficiencies and improvements that stand to benefit DHS and the public. DHS does not, in proposed rulemakings, make predictions or specific possible actions applicable to resource allocation, but it is possible that a decline in filings noted above could lead USCIS to devote resources to other areas adjudication and service that might require resources. For example, most USCIS Asylum Officers occupy the GS-13 paygrade. The CY 2025 hourly wage for a mid-level (GS-13 step 5) federal worker is $48.9. Loaded for benefits, but not including a locality adjustment, this rate is $70.9. Currently, the average review time for a Form I-589 is about 7.5 hours, at which the USCIS “direct” cost is $531.8 per case.[332] This cost does not include indirect resourcing, such as preparing for interviews, and does not capture costs to EOIR for referred cases. Therefore, this basic cost, which is probably a very small fraction of the true total costs, could be saved per case, or transferred to another area of service, generating a potential benefit to the public.
As is explained in the preamble, DHS believes this proposed rule will disincentivize aliens from filing for asylum solely to obtain an EAD, and therefore, asylum filings could decline, even though the proposed rule does not directly regulate the Form I-589. DHS has no way of predicting how Form I-589 volumes could change as a result of the proposed rule.
There could also be benefits in terms of reduced fiscal strains and resource expenses if there is a decline in asylum filings. DHS recognizes that asylum applicants who work are paying taxes, but they are also eligible for some public benefits. DHS notes that some FY 2025 benefits for asylum seekers were removed by legislative action,[333] but some are currently available, notably public K-12 education.[334]
B. Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996, requires Federal agencies to consider the potential impact of regulations on small businesses, small governmental jurisdictions, and small organizations during the development of their rules. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.
The proposed rule does not directly regulate small entities and is not expected to have a direct effect on small entities. It does not mandate any actions or requirements for small entities when asylum applicants seek employment authorization from USCIS. Rather, this proposed rule regulates individuals, and individuals are not defined as “small entities” by the Regulatory Flexibility Act. While some employers could experience costs or transfer effects, these impacts are not a result of compliance with the requirements of this rule and thus would be indirect. Based on the evidence presented in this analysis and throughout this preamble, DHS certifies that this proposed rule would not have a significant economic impact on a substantial number of small entities. DHS nonetheless welcomes comments regarding potential impacts on small entities, which DHS may consider as appropriate in a final rule.
C. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (UMRA) is intended, among other things, to curb the practice of imposing unfunded Federal mandates on State, local, and Tribal governments.[335] Title II of UMRA requires each Federal agency to prepare a written statement assessing the effects of any Federal mandate in a proposed rule, or final rule for which USCIS published a proposed rule, which includes any Federal mandate that may result in a $100 million or more expenditure (adjusted annually for inflation) in any one year by State, local, and Tribal governments, in the aggregate, or by the private sector. See2 U.S.C. 1532(a). The inflation adjusted value of $100 million in 1995 is approximately $206 million in 2024 based on the Consumer Price Index for All Urban Consumer (CPI-U).[336]
( printed page 8696)
Although this proposed rule does exceed the $100 million expenditure threshold in an annual year when adjusted for inflation ($206 million in 2024 dollars), this rulemaking does not contain such a mandate. Some private sector entities may incur a cost, as they could incur changes to productivity and potential profits that the alien could have provided. Additionally, some renewal filings that are denied could cause involuntary separations in which employers could face a labor turnover cost. Entities may also incur opportunity costs by having to choose the next best alternative to immediately filling the job the alien would have filled. In such instances, DHS does not know if or to what extent this would impact the private sector but assesses that such impacts would result indirectly from delays in or loss of employment authorization and would not be a consequence of an enforceable duty. As a result, such costs would not be attributable to a mandate under UMRA.[337] Similarly, any costs or transfer effects on state and local governments would not result from a mandate under UMRA.[338] Therefore, the requirements of title II of UMRA do not apply, thus DHS has not prepared a statement under UMRA.
D. Executive Order 13132 (Federalism)
This proposed rule would not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with section 6 of E.O. 13132, it is determined that this proposed rule does not have sufficient federalism implications to warrant the preparation of a federalism summary impact statement.
E. Executive Order 12988 (Civil Justice Reform)
This proposed rule was drafted and reviewed in accordance with E.O. 12988, Civil Justice Reform. This proposed rule was written to provide a clear legal standard for affected conduct and was reviewed carefully to eliminate drafting errors and ambiguities, so as to minimize litigation and undue burden on the Federal court system. DHS has determined that this proposed rule meets the applicable standards provided in section 3 of E.O. 12988.
F. Family Assessment
DHS has reviewed this proposed rule in line with the requirements of section 654 of the Treasury and General Government Appropriations Act, 1999, Public Law 105-277, 112 Stat. 2681, 2681-528 (1998). DHS has systematically reviewed the criteria specified in section 654(c)(1) by evaluating whether this regulatory action: (1) impacts the stability or safety of the family, particularly in terms of marital commitment; (2) impacts the authority of parents in the education, nurture, and supervision of their children; (3) helps the family perform its functions; (4) affects disposable income or poverty of families and children; (5) only financially impacts families, if at all, to the extent such impacts are justified; (6) may be carried out by State or local government or by the family; or (7) establishes a policy concerning the relationship between the behavior and personal responsibility of youth and the norms of society. If USCIS determines a regulation may negatively affect family well-being, then USCIS must provide an adequate rationale for its implementation.
With respect to the criteria specified in section 654(c)(1), DHS has determined that the rule may delay the ability for certain initial aliens to work and limit or prohibit some from working based on criminal and immigration history, which may decrease disposable income of those aliens with families. A portion of this lost compensation might be transferred from aliens with pending asylum applications to others that are currently in the U.S. labor force, or, eligible to work lawfully, possibly in the form of additional work hours or the direct and indirect added costs associated with overtime pay. DHS does not know how many aliens contribute to family disposable income. The total change to compensation to the pool of potential aliens with pending asylum applications could range from $34.6 billion to $126.6 billion annually (undiscounted), depending on the wages the alien would have earned. For the reasons stated elsewhere in this preamble, however, DHS has determined that the benefits of the action justify the potential financial impact on the family.
G. Executive Order 13175 (Consultation and Coordination With Indian Tribal Governments)
This proposed rule does not have Tribal implications under E.O. 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes.
H. National Environmental Policy Act
DHS and its components analyze proposed regulatory actions to determine whether the National Environmental Policy Act (NEPA), 42 U.S.C. 4321 et seq., applies and, if so, what degree of analysis is required. DHS Directive 023-01 Rev. 01 “Implementing the National Environmental Policy Act” (Dir. 023- 01 Rev. 01) and Instruction Manual 023-01-001-01 Rev. 01 (Instruction Manual) [339] establish the policies and procedures that DHS and its components use to comply with NEPA.
NEPA allows Federal agencies to establish, in their NEPA implementing procedures, categories of actions (“categorical exclusions”) that experience has shown do not, individually or cumulatively, have a significant effect on the human environment and, therefore, do not require an environmental assessment or environmental impact statement.[340] The Instruction Manual, Appendix A lists the DHS categorical exclusions.[341]
Under DHS NEPA implementing procedures, for an action to be categorically excluded, it must satisfy each of the following three conditions: (1) the entire action clearly fits within one or more of the categorical exclusions; (2) the action is not a piece of a larger action; and (3) no extraordinary circumstances exist that create the potential for a significant environmental effect.[342]
( printed page 8697)
This proposed rule is limited to amending the regulatory criteria for employment authorization for aliens with pending asylum applications. The proposed rule is strictly administrative and procedural and amends regulations governing the eligibility for and the administration of employment authorization for aliens with pending asylum applications. DHS has reviewed this proposed rule and finds that no significant impact on the environment, or any change in environmental effect will result from the amendments being promulgated in this proposed rule.
Accordingly, DHS finds that the promulgation of this proposed rule's amendments to current regulations clearly fits within categorical exclusion A3 established in DHS's NEPA implementing procedures as an administrative change with no change in environmental effect, is not part of a larger Federal action, and does not present extraordinary circumstances that create the potential for a significant environmental effect.
I. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA), Public Law 104-13, 109 Stat. 163, all Departments are required to submit to OMB, for review and approval, any reporting or recordkeeping requirements inherent in a rule. USCIS is revising two information collections in association with this rulemaking action:
Form I-589
USCIS invites the general public and other Federal agencies to comment on the impact to the proposed collection of information. In accordance with the PRA, the information collection notice is published in the Federal Register to obtain comments regarding the proposed edits to the information collection instrument.
Comments are encouraged and will be accepted for 60 days from the publication date of the proposed rule. All submissions received must include the OMB Control Number 1615-0067 in the body of the letter and the agency name. To avoid duplicate submissions, please use only one of the methods under the ADDRESSES and Public Participation sections of this rule to submit comments. Comments on this information collection should address one or more of the following four points:
(1) Evaluate whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden of the collection of information, including the validity of the methodology and assumptions used;
(3) Enhance the quality, utility, and clarity of the information to be collected; and
(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.
Overview of Information Collection
(1) Type of information collection: Revision of a Currently Approved Collection.
(2) Title of the form/collection: Application for Asylum and for Withholding of Removal.
(3) Agency form number, if any, and the applicable component of DHS sponsoring the collection: Form I-589; USCIS.
(4) Affected public who will be asked or required to respond, as well as a brief abstract: Primary: Individuals or households. Form I-589 is necessary to determine whether an alien applying for asylum and/or withholding of removal in the United States is classified as refugee and is eligible to remain in the United States.
(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: The estimated total number of respondents for the information collection I-589 is approximately 152,542 and the estimated hour burden per response is 12 hours per response; the estimated total number of respondents for the information collection I-589 (online filing) is approximately 50,837 and the estimated hour burden per response is 11 hours per response, and the estimated number of respondents providing biometrics is 192,278 and the estimated hour burden per response is 1.17 hours.
(6) An estimate of the total public burden (in hours) associated with the collection: The total estimated annual hour burden associated with this collection is 2,620,526 hours.
(7) An estimate of the total public burden (in cost) associated with the collection: The estimated total annual cost burden associated with this collection of information is $83,792,148.
Form I-765
USCIS invites the general public and other Federal agencies to comment on the impact to the proposed collection of information. In accordance with the PRA, the information collection notice is published in the Federal Register to obtain comments regarding the proposed edits to the information collection instrument.
Comments are encouraged and will be accepted for 60 days from the publication date of the proposed rule. All submissions received must include the OMB Control Number 1615-0040 in the body of the letter and the agency name. To avoid duplicate submissions, please use only one of the methods under the ADDRESSES and Public Participation sections of this rule to submit comments. Comments on this information collection should address one or more of the following four points:
(1) Evaluate whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden of the collection of information, including the validity of the methodology and assumptions used;
(3) Enhance the quality, utility, and clarity of the information to be collected; and
(4) Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses.
Overview of Information Collection
(1) Type of information collection: Revision of a Currently Approved Collection.
(2) Title of the form/collection: Application for Employment Authorization.
(3) Agency form number, if any, and the applicable component of DHS sponsoring the collection: I-765; USCIS.
(4) Affected public who will be asked or required to respond, as well as a brief abstract: Primary: Individuals or households. Form I-765 collects information needed to determine if an alien is eligible for an initial EAD, a replacement EAD, or a subsequent EAD upon the expiration of a previous EAD under the same eligibility category. Aliens in many immigration statuses are required to possess an EAD as evidence of employment authorization. To be authorized for employment, an alien must be lawfully admitted for permanent residence or authorized to be so employed by the INA or under regulations issued by DHS. Pursuant to statutory or regulatory authorization, ( printed page 8698) certain classes of aliens are authorized to be employed in the United States without restrictions as to location or type of employment as a condition of their admission or subsequent change to one of the indicated classes. USCIS may determine the validity period assigned to any document issued evidencing an alien's authorization to work in the United States. These classes of aliens authorized to accept employment are listed in 8 CFR 274a.12. USCIS also collects biometric information from certain aliens applying for employment authorization to verify the alien's identity, check or update their background information, and produce the EAD card. An applicant for employment authorization can apply for a Social Security number and Social Security card using Form I-765.
(5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond: The estimated total number of respondents for the information collection I-765 (paper) is 1,682,157 and the estimated hour burden per response is 4.72 hours; the estimated total number of respondents for the information collection I-765 (electronic) is 455,653 and the estimated hour burden per response is 4.35 hours; the estimated total number of respondents for the information collection Form I-765WS is 302,000 and the estimated hour burden per response is 0.50 hours; the estimated total number of respondents for the information collection Biometric Processing is 302,355 and the estimated hour burden per response is 1.17 hours; the estimated total number of respondents for the information collection Passport-Style Photographs is 2,286,000 and the estimated hour burden per response is 0.50 hours.
(6) An estimate of the total public burden (in hours) associated with the collection: The total estimated annual hour burden associated with this collection is 12,054,985 hours.
(7) An estimate of the total public burden (in cost) associated with the collection: The estimated total annual cost burden associated with this collection of information is $400,895,820.
J. Executive Order 14192 (Unleashing Prosperity Through Deregulation)
This propose ruled is exempt from E.O. 14192, Unleashing Prosperity Through Deregulation. DHS has determined that this proposed rule is being issued with respect to national security, homeland security, and immigration-related functions of the United States as described in section 5(a) of E.O. 14192.
K. Executive Order 12630 (Governmental Actions and Interference With Constitutionally Protected Property Rights)
This rule would not cause the taking of private property or otherwise have taking implications under E.O. 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.
List of Subjects
8 CFR Part 208
Administrative practice and procedure
Aliens
Immigration
Reporting and recordkeeping requirements
8 CFR Part 274a
Administrative practice and procedure
Aliens
Employment
Penalties
Reporting and recordkeeping requirements
Accordingly, DHS proposes to codify in regulation amendments to parts 208 and 274a of chapter I of title 8 of the Code of Federal Regulations as follows:
PART 208—PROCEDURES FOR ASYLUM AND WITHHOLDING OF REMOVAL
1. The authority citation for part 208 continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1158, 1226, 1252, 1282; Title VII of Public Law 110-229; 8 CFR part 2; Pub. L. 115-218.
2. Amend § 208.3 by revising paragraph (c)(3) to read as follows:
§ 208.3
Form of application.
* * * * *
(c) * * *
(3) An asylum application filed with USCIS must be properly filed in accordance with § 103.2(a) of this chapter and the form instructions. USCIS will record the receipt date of a complete asylum application in accordance with § 103.2(a)(7) of this chapter. The receipt of an asylum application will begin the 365 calendar-day waiting period after which the applicant may file an application for employment authorization in accordance with § 208.7. If an asylum application does not comply with the requirements of § 103.2(a) of this chapter or the form instructions, the asylum application will be deemed incomplete. USCIS will reject and return an application that is incomplete.
* * * * *
§ 208.4
[Amended]
3. Amend § 208.4 by:
a. In the introductory text, removing “paragraph (b) of this section” and adding in its place “§ 208.3.”
b. In paragraph (b)(1), removing “Any delay in adjudication or in proceedings caused by a request to amend or supplement the application will be treated as a delay caused by the applicant for purposes of § 208.7 and 8 CFR 274a.12(c)(8).”
4. Revise § 208.7 to read as follows:
§ 208.7
Employment authorization.
(a) Application and decision. —(1)(i) In general. Subject to restrictions contained in sections 208(d) and 236(a) of the Act, and except as otherwise provided in paragraph (iv) of this section, an applicant for asylum will be eligible pursuant to §§ 274a.12(c)(8) and 274a.13(a) of this chapter to request employment authorization. The applicant must request employment authorization on the form designated by USCIS, with the appropriate fee, and according to the form instructions, and must submit biometrics at a scheduled biometrics services appointment, in accordance with § 103.2(b)(9) of this chapter.
(ii) Period for filing.
(A) Initial applications for employment authorization received on or after EFFECTIVE DATE OF THE FINAL RULE under this section, may be submitted no earlier than 365 calendar days after the date on which a complete asylum application submitted in accordance with §§ 208.3 and 208.4 or §§ 1208.3 and 1208.4 has been received. If an application for employment authorization based on a pending asylum application is filed before the expiration of the 365 calendar-day waiting period, the employment authorization application will be denied. If an asylum application has been rejected and returned as incomplete in accordance with § 208.3(c)(3), the 365 calendar-day waiting period will commence upon the date of receipt of the complete asylum application as recorded pursuant to §§ 208.3(c)(3) and 103.2(a)(7) of this chapter.
(B) Initial applications for employment authorization received before EFFECTIVE DATE OF THE FINAL RULE may not be granted prior to the expiration of the 180-day period following the filing of the asylum application filed on or after April 1, 1997. Any delay requested or caused by the applicant shall not be counted as part of these time periods, including delays caused by failure without good cause to follow the requirements for fingerprint processing. Such time periods shall also be extended by the ( printed page 8699) equivalent of the time between issuance of a request for evidence pursuant to § 103.2(b)(8) of this chapter and the receipt of the applicant's response to such request.
(iii) Processing timeframe. For initial applications for employment authorization received on or after EFFECTIVE DATE OF THE FINAL RULE under this section, USCIS will have 180 days to adjudicate an initial application for employment authorization, except for those applications requiring additional review for background checks or vetting. For initial applications for employment authorization received before EFFECTIVE DATE OF THE FINAL RULE, USCIS will have 30 days to adjudicate an initial application for employment authorization, except for those applications requiring additional review for background checks or vetting.
(iv) Asylum applicants who are ineligible for employment authorization. An applicant for asylum is not eligible for employment authorization if:
(A) There is reason to believe that the applicant may be barred from a grant of asylum due to the applicability of one of the criminal bars to asylum under sections 208(b)(2)(A)(ii)-(iii).
(B) An asylum officer or an Immigration Judge has denied the applicant's asylum application within the 365 calendar-day waiting period or before the adjudication of the initial request for employment authorization;
(C) The applicant filed his or her asylum application on or after EFFECTIVE DATE OF THE FINAL RULE and filed the application after the 1-year filing deadline as described in § 208.4(a)(2) of this chapter, unless:
( 1) An asylum officer or Immigration Judge determines that the applicant meets an exception for late filing as provided in section 208(a)(2)(D) of the Act and §§ 208.4 and 1208.4 of this chapter, or
( 2) The applicant was under USCIS' initial jurisdiction as an unaccompanied alien child as defined in 6 U.S.C. 279(g)(2); or
(D) The applicant is an alien who entered or attempted to enter the United States at a place and time other than lawfully through a U.S. port of entry on or after EFFECTIVE DATE OF THE FINAL RULE unless the alien demonstrates that he or she:
( 1) without delay, but no later than 48 hours after the entry or attempted entry, indicated to an immigration officer an intention to apply for asylum or expressed to an immigration officer a fear of persecution or torture;
( 2) Has good cause for the illegal entry or attempted entry, provided such good cause does not include the evasion of U.S. immigration officers, convenience, or the purpose of circumvention of the orderly processing of asylum applicants at a U.S. port of entry; or
( 3) Is, or at any time since their most recent entry was determined to be, an unaccompanied alien child as defined in 6 U.S.C. 279(g)(2).
(v) Derogatory information. If USCIS discovers derogatory information during the adjudication of an application for employment authorization for an alien with a pending asylum application, USCIS may prioritize the alien's asylum application for adjudication.
(2)(i) Pausing and Restarting Acceptance of Initial Applications for Employment Authorization. If the average USCIS processing time for adjudicating affirmative asylum applications is greater than 180 days for all applications for asylum currently pending before USCIS for the preceding 90 consecutive days, USCIS will not accept initial applications for employment authorization under §§ 274a.12(c)(8) and 274a.13(a) of this chapter. USCIS will process pending applications for employment authorization under §§ 274a.12(c)(8) and 274a.13(a) of this chapter received prior to the pause. If the average quarterly USCIS processing time for adjudicating affirmative applications is less than or equal to 180 days for a period of 90 consecutive days, USCIS will again accept initial applications for employment authorization under §§ 274a.12(c)(8) and 274a.13(a) of this chapter.
(ii) Basis for decision of pause. The Director of USCIS will announce the need to pause or accept initial applications for employment authorization under §§ 274a.12(c)(8) and 274a.13(a) of this chapter based only on the average USCIS processing time for adjudicating affirmative asylum applications as described above. This decision is not subject to discretion.
(iii) Announcement of pause and publication of processing times. USCIS will publish on its website the quarterly processing times for affirmative asylum applications. USCIS will announce on its website whether USCIS will accept and whether USCIS has paused the acceptance of initial applications for employment authorization under §§ 274a.12(c)(8) and 274a.13(a) of this chapter and will provide the quarterly processing times supporting the decision made by the Director of USCIS to accept or pause acceptance of initial applications for employment authorizations under §§ 274a.12(c)(8) and 274a.13(a) of this chapter.
(3) The provisions of paragraphs (a)(1) and (2) of this section apply to applications for asylum filed on or after January 4, 1995.
(4) Employment authorization pursuant to § 274a.12(c)(8) of this chapter may not be granted to an alien who fails to appear for a scheduled interview before an asylum officer or a hearing before an Immigration Judge, or a biometrics appointment, unless the applicant demonstrates that the failure to appear was the result of exceptional circumstances.
(b) Renewal. Employment authorization will be renewable, in increments to be determined by USCIS, for the continuous period of time necessary for the asylum officer or Immigration Judge to decide the asylum application and, if necessary and the request for review was timely, for completion of any administrative or judicial review. The alien must request renewal of employment authorization on the form and in the manner prescribed by USCIS and according to the form instructions, with the appropriate fee, and must submit biometrics at a scheduled biometrics services appointment, in accordance with § 103.2(b)(9) of this chapter. For purposes of employment authorization, USCIS requires that an alien establish that he or she has continued to pursue an asylum application before an Immigration Judge or sought administrative or judicial review by presenting one of the following, depending on the stage of the alien's immigration proceedings:
(1) If the alien's case is pending in proceedings before the Immigration Judge, and the alien wishes to continue to pursue his or her asylum application, a copy of any asylum denial by USCIS, the USCIS referral notice, or the charging document placing the alien in such proceedings;
(2) If the Immigration Judge has denied asylum, a copy of the document issued by the Board of Immigration Appeals to show that a timely appeal has been filed; or
(3) If the Board of Immigration Appeals has dismissed the alien's appeal, or sustained an appeal by DHS, a copy of the petition for judicial review or for habeas corpus pursuant to section 242 of the Act, date stamped by the appropriate court.
(c) Termination. In addition to the termination and revocation provisions under § 274a.14 of this chapter, employment authorization granted under this section will terminate as follows, even if the expiration date specified on the employment ( printed page 8700) authorization document has not been reached:
(1) immediately following the denial of an asylum application by an asylum officer, unless the case is referred to an Immigration Judge;
(2) on the date that is 30 days after the date on which an Immigration Judge denies an asylum application, unless the alien makes a timely appeal to the Board of Immigration Appeals; or
(3) immediately following denial or dismissal by the Board of Immigration Appeals of an appeal of a denial of an asylum application.
PART 274a—CONTROL OF EMPLOYMENT OF ALIENS
5. The authority citation for part 274a continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1105a, 1324a; 48 U.S.C. 1806; 8 CFR part 2; Pub. L. 101-410, 104 Stat. 890, as amended by Pub. L. 114-74, 129 Stat. 599.
6. Amend § 274a.12 by revising paragraph (c)(8) to read as follows:
§ 274a.12
Classes of aliens authorized to accept employment.
* * * * *
(c) * * *
(8) An alien who has filed a complete application for asylum or withholding of deportation or removal pursuant to part 208 of this chapter, where that application remains pending, is eligible to apply for employment authorization under § 208.7 of this chapter. Employment authorization may be granted according to the provisions of § 208.7 of this chapter in increments to be determined by USCIS and will expire on a specified date subject to the provisions regarding termination in 8 CFR 208.7(c) and 274a.14.
* * * * *
7. Amend § 274a.13 by revising paragraphs (a)(1) and (2) to read as follows:
§ 274a.13
Application for employment authorization.
(a) * * *
(1) The approval of applications filed under § 274a.12(c) is within the discretion of USCIS. Where economic necessity has been identified as a factor, the alien must provide information regarding his or her assets, income, and expenses.
(2) An application for an initial employment authorization or for a renewal of employment authorization filed in relation to a pending claim for asylum or withholding of removal must be filed and adjudicated in accordance with § 208.7 of this chapter.
* * * * *
Kristi Noem,
Secretary, U.S. Department of Homeland Security.
Footnotes
1. For purposes of this rule, the term “asylum applicant” is generally used interchangeably with “aliens who applied for asylum,” and “aliens with a pending asylum application.”
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2. USCIS OPQ DATA, “I-589 Processing Time With and Without Admin Closed by Fiscal Year (FY2022-2025) (May 27, 2025). DHS notes these processing times are under LIFO processing, so these are still the “newer” cases being adjudicated. Further, these adjudications are not reducing the overall size of the asylum backlog.
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3. USCIS advises aliens that they should file their renewal Form I-765 within 6 months of the expiration date of the current EAD. USCIS, “I-765, Application for Employment Authorization,” https://www.uscis.gov/i-765 (last updated Apr. 29, 2025).
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4. A settlement in Garcia Perez v. DHS, 2:22-cv-806 (W.D. Wash. 2022) was approved in September 2024 after class members challenged EOIR and USCIS policies and procedures regarding the 180-day Asylum EAD Clock. Among other provisions, the Garcia Perez settlement provides asylum applicants with an ability to obtain information about their Asylum EAD Clock and challenge the reason for any stops to the clock. The current mechanism to do this will be simplified by conversion to a 365-calendar day calculation. To the extent that there is conflict between the settlement agreement and the 365-calendar day calculation, this rule change would supersede the Garcia Perez settlement agreement, which contains a clause acknowledging the settlement agreement does not preclude future regulatory or statutory changes. See Garcia Perez Settlement Agreement, Section II.C.7— Impact of Statutory, Regulatory, or Precedential Changes, and/or Operational Needs.
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5. Effective December 5, 2025, USCIS reduced the maximum EAD validity period for aliens with pending asylum applications to 18 months. See USCIS, Policy Alert, “Updating Certain Employment Authorization Document Validity Periods” (Dec. 4, 2025), https://www.uscis.gov/sites/default/files/document/policy-manual-updates/20251204-EmploymentAuthorizationValidity.pdf.
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6. See Office of the Inspector General, OIG-16-130 “Potentially Ineligible Individuals Have Been Granted U.S. Citizenship Because of Incomplete Fingerprint Records” (Sept. 8, 2016), https://www.oig.dhs.gov/reports/2016-09/potentially-ineligible-individuals-have-been-granted-uscitizenship-because, finding “During immigration enforcement encounters with aliens, CBP and ICE take fingerprint records. These components and their predecessor, INS, used to collect aliens' fingerprint on two paper cards. One card was supposed to be sent to the FBI to be stored in its repository. The other fingerprint card was to be placed in the alien's file with all other immigration related documents.” Ultimately finding that “As long as the older fingerprint records have not been digitized and included in repositories, USCIS risks making naturalization decision without complete information and, as a result, naturalizing additional individuals who may be ineligible for citizenship or who may be trying to obtain U.S. citizenship fraudulently.” See also Office of the Inspector General, DHS, “Individuals with Multiple Identities in Historical Fingerprint Enrollment Records Who Have Received Immigration Benefits” DHS-OIG 17-111 (Sept. 25, 2017), https://www.oig/dhs.gov/sites/default/files/assets/2017/OIG-17-111-Sep17.pdf, “Individuals with Multiple Identities in Historical Fingerprint Enrollment Records Who Have Received Immigration Benefits” finding “from this data set, we determined that, as of April 24, 2017, 9,389 alients USCIS identified as having multiple identities had received an immigration benefit” and that “10 percent of cases, but not discussed in this report, include applications for asylum and travel documents.”
7. DHS caveats that the quantified estimates are currently overstated due to the change in the maximum EAD validity period for aliens with pending asylum applications to 18 months. USCIS will consider the recent change and incorporate updates where appropriate in the final rule to reflect this change.
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8. Although several provisions of the INA discussed in this proposed rule refer exclusively to the “Attorney General,” such provisions now refer to the Secretary by operation of the HSA. See 6 U.S.C. 202(3), 251, 271(b), 542 note, and 557; 8 U.S.C. 1103(a)(1) and (g) and 1551 note; Nielsen v. Preap, 586 U.S. 392, 397 n.2 (2019).
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9. Courts have acknowledged that Congress delegated authority to DHS to grant or extend employment authorization to certain classes of aliens. See, e.g., Washington Alliance of Technology Workers v. DHS, 50 F.4th 164, 191-92 (D.C. Cir. 2022) (“What matters is that section 1324a(h)(3) expressly acknowledges that employment authorization need not be specifically conferred by statute; it can also be granted by regulation.”). DHS is exercising this discretionary authority consistent with all applicable authorities, including the referenced authorities in the HSA, and sections 103, 208, and 274A(h)(3) of the INA, 8 U.S.C. 1103, 1158, and 1324a(h)(3), as well as the Administrative Procedure Act (APA) at 5 U.S.C. 553. See Loper Bright Enterprises v. Raimondo, 144 S. Ct. 2244, 2263 (2024) (“In a case involving an agency, of course, the statute's meaning may well be that the agency is authorized to exercise a degree of discretion. Congress has often enacted such statutes. For example, some statutes expressly delegate to an agency the authority to give meaning to a particular statutory term. Others empower an agency to prescribe rules to fill up the details of a statutory scheme, or to regulate subject to the limits imposed by a term or phrase that leaves agencies with flexibility, such as `appropriate' or `reasonable.' ”) (internal citations omitted).
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10. Proclamation 10886 of Jan. 20, 2025, “Declaring a National Emergency at the Border”, 90 FR 8327, 8328 (Jan. 29, 2025).
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11. Proclamation 10888 of Jan. 20, 2025, “Guaranteeing the States Protection Against Invasion,” 90 FR 8333, 8335 (Jan. 29, 2025).
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12. Id.
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13. E.O. 14159 of Jan. 20, 2025, “Protecting the American People Against Invasion,” sec. 1, 90 FR 8443 (Jan. 29, 2025).
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14. Id. at sec. 16(c), 90 FR 8446.
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15. A Writ of Mandamus is a district court filing used to compel an agency to perform a duty owed to the plaintiff. USCIS may expedite cases for aliens with long-standing asylum claims who use this style of litigation to seek action.
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16. USCIS internal data, Office of the Chief Counsel, Form I-589 Mandamus Statistics, May 22, 2025.
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17. Office of Inspector General, DHS, “USCIS Faces Challenges Meeting Statutory Timelines and Reducing Its Backlog of Affirmative Asylum Claims” (July 3, 2024), https://www.oig.dhs.gov/sites/default/files/assets/2024-07/OIG-24-36-Jul24.pdf. See also Citizenship and Immigration Services Ombudsman, DHS, “Annual Report 2022” (June 30, 2022), https://www.dhs.gov/sites/default/files/2022-07/2022%20CIS%20Ombudsman%20Report_verified_medium_0.pdf.
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18. Bureau of Counterterrorism, DOS, “Designated Foreign Terrorist Organizations,” https://www.state.gov/foreign-terrorist-organizations/ (last visited May 23, 2025); E.O. 14157 of Jan. 20, 2025, “Designating Cartels and Other Organizations as Foreign Terrorist Organizations and Specially Designated Global Terrorists,” 90 FR 8439 (Jan. 29, 2025).
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19. U.S. Congress, House of Representatives, Committee on Homeland Security Majority Report, Phase 2 Interim Report, 118th Cong., 1st sess., Sept. 7, 2023, https://homeland.house.gov/wp-content/uploads/2023/09/09.07-Phase-2-Final.pdf.
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20. U.S. Congress, House of Representatives, Committee on Homeland Security Majority Report, Phase 2 Interim Report, 118th Cong., 1st sess., Sept. 7, 2023, https://homeland.house.gov/wp-content/uploads/2023/09/09.07-Phase-2-Final.pdf.
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21. ICE, “Cartel Del Noreste Members Sent to Prison for Roles in Cartel-Linked Human Smuggling Scheme” (Nov. 4, 2024), https://www.ice.gov/news/releases/cartel-del-noreste-members-sent-prison-roles-cartel-linked-human-smuggling-scheme; DOJ, “Fatal human smuggling case and two alleged MS-13 members among those charged in relation to immigration and border security” (Apr. 4, 2025), https://www.justice.gov/usao-sdtx/pr/fatal-human-smuggling-case-and-two-alleged-ms-13-members-among-those-charged-relation; DOS, “In Dual Actions, Treasury Sanctions Clan Del Golfo Leadership in Colombia and Businesses” (Sept. 25, 2024), https://pa.usembassy.gov/in-dual-actions-treasury-sanctions-clan-del-golfo-leadership-in-colombia-and-businesses-owned-by-sinaloa-cartel-fentanyl-traffickers-in-mexico/; DOJ, “Law Enforcement Cooperation Between United States and Mexico Results in Mexican Takedown of Cartel-Linked Alien Smugglers,” (Feb. 20, 2025), https://www.justice.gov/opa/pr/law-enforcement-cooperation-between-united-states-and-mexico-results-mexican-takedown-cartel.
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22. See Dep't of Homeland Sec. v. Regents of the Univ. of California, 140 S. Ct. 1891, 1914 (2020). (“And, even if DHS ultimately concludes that the reliance interests rank as serious, they are but one factor to consider. DHS may determine, in the particular context before it, that other interests and policy concerns outweigh any reliance interests.”).
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23. USCIS, “Number of Service-wide Forms By Quarter, Form Status, and Processing Time” (Apr. 30, 2025), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2025_q1.xlsx.
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24. U.S. Department of Health and Human Services, “The Fiscal Impact of Refugees and Asylees Over 15 Years: Over $123 Billion in Net Benefit from 2005-2019” (Feb. 15. 2024), available at https://aspe.hhs.gov/sites/default/files/documents/ea6442054785081eb121fa5137cf837d/aspe-brief-refugee-fiscal-impact-study.pdf.
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25. The Refugee Act of 1980 codified the definition of a refugee from the 1967 United Nations Protocol Relating to the Status of Refugees. United Nations, “Protocol Relating to the Status of Refugees” (Jan. 31, 1967), 19 U.S.T. 6223, TIAS No. 6577, 606 U.N.T.S. 267.
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26. Refugee Act of 1980, Public Law 96-212, sec. 101(b), 94 Stat. 102, 102 (Mar. 17, 1980).
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27. H.R. Rep. No. 96-608 (1979).
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28. Refugee Act of 1980, sec. 201(b), 94 Stat. at 105 (adding section 208 of the INA, 8 U.S.C. 1158); see also id. at sec. 201(a), 94 Stat. at 102 (codifying the following definition of “refugee”: “The term `refugee' means (A) any person who is outside any country of such person's nationality or, in the case of a person having no nationality, is outside any country in which such person last habitually resided, and who is unable or unwilling to return to, and is unable or unwilling to avail himself or herself of the protection of, that country because of persecution or a well-founded fear of persecution on account of race, religion, nationality, membership in a particular social group, or political opinion. . . .”).
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29. Aliens and Nationality; Refugee and Asylum Procedures, 45 FR 37392 (June 2, 1980). This interim rule was not finalized until 1983. Aliens and Nationality; Asylum Procedures, 48 FR 5885 (Feb. 9, 1983).
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30. 45 FR 37394.
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31. Id.
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32. Id.
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33. INS, DOJ, “1994 Statistical Yearbook of the Immigration and Naturalization Service” (Feb. 1996), p. 83.
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34. FR 30681-82. Additionally, the direct filing of asylum applications in the asylum office with jurisdiction over the applicant's residence did not change until 1994. See 59 FR 14779, 14782.
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35. See, e.g., David A. Martin, “Making Asylum Policy: The 1994 Reforms” 70 Wash. L. Rev. 725, 734-37 (July 1995).
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36. Id.
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37. See 59 FR 14780.
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38. Id.
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39. Id.
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40. USCIS, “The 180-Day Asylum EAD Clock Notice,” https://www.uscis.gov/sites/default/files/document/notices/Applicant-Caused-Delays-in-Adjudications-of-Asylum-Applications-and-Impact-on-Employment-Authorization.pdf (last updated Mar. 2025).
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41. See 59 FR 14779, 14780.
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42. Not all public comments related to the 150-day waiting period and the 30-day processing timeframe. Many of the public comments related to the other proposed changes, including the proposed filing fee for asylum applications and associated employment authorization applications, the form of the asylum application, how incomplete applications would be processed, renewal of employment authorization, interviews and other procedures, and how failures to appear by the alien would be processed. See generally59 FR 62284.
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43. Public Law 104-208, div. C, 110 Stat. 3009, 3009-546.
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44. Id. sec. 604, 110 Stat. at 3009-694 (codified at INA sec. 208(d)(5)(A)(iii), 8 U.S.C. 1158(d)(5)(A)(iii)).
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45. Id. sec. 604, 110 Stat. at 3009-693 (codified at INA sec. 208(d)(2), 8 U.S.C. 1158(d)(2)).
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46. Ruth Ellen Wasem, Congressional Research Service, “Asylum and `Credible Fear' Issues in U.S. Immigration Policy” (June 29, 2011), https://www.congress.gov/crs-product/R41753; INS, DOJ “Asylum Reform: Five Years Later” (Feb. 1, 2000), https://www.uscis.gov/sites/default/files/document/news/Asylum.pdf.
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47. INS, DOJ “1999 Statistical Yearbook of the Immigration and Naturalization Service” (Mar. 2002), p. 100. Percent approved is `[t]he number of cases granted divided by the sum of: cases granted; denied; and referred to an Immigration Judge following an interview.”
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48. INS, DOJ, “Asylum Reform: Five Years Later” (Feb. 1, 2000), https://www.uscis.gov/sites/default/files/document/news/Asylum.pdf.
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49. Id.
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50. Id.; see also INS, DOJ “1999 Statistical Yearbook of the Immigration and Naturalization Service”, p. 100 (Mar. 2002) (Percent approved is `[t]he number of cases granted divided by the sum of: cases granted; denied; and referred to an Immigration Judge following an interview.”).
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51. Id.; see also INS, DOJ, “Asylum Reform: Five Years Later” (Feb. 1, 2000), https://www.uscis.gov/sites/default/files/document/news/Asylum.pdf.
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52. See 59 FR 62284, 62289 (Dec. 5, 1994). On July 26, 2018, in Rosario v. USCIS, the U.S. District Court for the Western District of Washington granted summary judgment against the government and issued an order requiring USCIS to comply with the 30-day regulatory timeline at 8 CFR 208.7. 365 F. Supp. 3d 1156 (W.D. Wash. 2018).
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53. See Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act of 1998, Title I, Public Law 105-119, 111 Stat. 2440, 2447-48 (1997).
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54. See Office of the Inspector General, DHS, OIG-16-130 “Potentially Ineligible Individuals Have Been Granted U.S. Citizenship Because of Incomplete Fingerprint Records” (Sept. 8, 2016), https://www.oig.dhs.gov/reports/2016-09/potentially-ineligible-individuals-have-been-granted-uscitizenship-because.
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55. In essence, INS or USCIS would receive a benefit request and an employee would determine whether the filing was subject to a biometrics requirement. The employee would then determine the nearest ASC to the alien, according to the address provided on the request. The employee would have to then determine the next available appointment date and time for a biometrics collection at that particular ASC. Finally, the employee would have to create a paper appointment notice for the alien and mail it to the address provided on the request. In order to give the alien a reasonable amount of notice, and account for postal service delivery of the written appointment notice, appointments were typically scheduled approximately 30 days from the date of the appointment notice. While much of this process was automated in recent years by USCIS, there is still the need to afford the alien adequate notice of the appointment and not overbook appointments at a particular ASC. Consequently, while there is variance in backlogs and throughputs from ASC to ASC, today USCIS still estimates the wait for an ASC appointment to be several weeks. Additionally, if the scheduled appointment is not convenient, the alien can use an online tool to reschedule an existing appointment, but that does not help schedule initial appointments faster. See generally USCIS, “Preparing for Your Biometric Services Appointment” (last updated July 6, 2023), https://www.uscis.gov/forms/filing-guidance/preparing-for-your-biometric-services-appointment.
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56. As explained above, the June 1980 INS interim regulation implementing provisions of the Refugee Act had no waiting period or ineligibilities. 45 FR 37392; see also48 FR 5885 (Feb. 9, 1983) (finalizing this interim rule).
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57. See Criminal Justice Information Services Division (CJIS), Federal Bureau of Investigation (FBI), “Next Generation Identification (NGI),” https://www.fbi.gov/services/cjis/fingerprints-and-other-biometrics/ ngi (last visited May 23, 2025).
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58. USCIS Policy Memorandum No. 110, “Disposition of Cases Involving Removable Aliens” (Jul. 11, 2006).
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59. Id.
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60. USCIS, PM 110 (“USCIS will interrupt adjudication and FDNS will refer the case to ICE so that ICE has an opportunity to decide it, when and how it will issue an NTA and/or detain the alien.”); see also Memorandum of Agreement Between United States Citizenship and Immigration Services and United States Immigration and Customs Enforcement on the Issuance of Notices to Appear to Aliens Encountered During an Adjudication (June 20, 2006).
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61. Memorandum from Michael Aytes, Associate Director, District Operations, HQOFO 70/1-P (May 11, 2007) https://www.uscis.gov/sites/default/files/document/memos/AncillaryEPSNS051107.pdf.
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62. Id.
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63. 365 F. Supp. 3d 1156 (W.D. Wash. 2018).
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64. Rosario, 365 F.Supp.3d at 1158.
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65. See USCIS, “USCIS Increases Validity of Work Permits to Two Years for Asylum Applicants, U.S. Citizenship and Immigration Services” (Oct. 6, 2016), https://www.uscis.gov/archive/uscis-increases-validity-of-work-permits-to-two-years-for-asylum-applicants.
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66. See Form M-1162, “Optional Checklist for Form I-765(c)(8) Filings,” Asylum Applications (With a Pending Asylum Application) Who Filed for Asylum on or after January 4, 1995, (July 17, 2017), https://www.uscis.gov/archive/optional-checklist-for-form-i-765-c8-filings.
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67. See Rosario, 365 F.Supp.3d at 1160 (citing to 62 FR at 10318).
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68. See Rosario, 365 F.Supp.3d at 1160 (citing to 50 FR at 14780).
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69. See Rosario, 365 F.Supp.3d at 1163.
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70. See generally, USCIS, “Rosario Class Action,” https://www.uscis.gov/laws-and-policy/other-resources/class-action-settlement-notices-and-agreements/rosario-class-action (last updated Sept. 19, 2022).
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71. 71 OIG, USCIS Faces Challenges Meeting Statutory Timelines and Reducing Its Backlog of Affirmative Asylum Cases (July 3, 2024), available at: https://www.oig.dhs.gov/sites/default/files/assets/2024-07/OIG-24-36-Jul24.pdf.
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72. Id.
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73. See CASA de Maryland, Inc. v. Wolf, 486 F. Supp. 3d 928 (D. Md. 2020).
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74. Asylumworks v. Mayorkas, 590 F. Supp. 3d 11 (D.D.C. Feb. 7, 2022).
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75. CASA, 486 F. Supp. 3d at 973-74.
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76. See id. at 961-63.
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77. Id. at 963.
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78. Id.
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79. See Asylumworks v. Mayorkas, 590 F. Supp. 3d 11 (D.D.C. Feb. 7, 2022) (“ Asylumworks vacatur”). The vacatur decision in Asylumworks effectively mooted the CASA case. The CASA court acknowledged the case had become moot on May 18, 2023, when it granted the government's motion to dismiss. See CASA de Maryland, Inc. v. Mayorkas, No. 8:20-CV-2118-PX, 2023 WL 3547497 (D. Md. May 18, 2023).
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80. See Asylumworks v. Mayorkas 1:20-cv-03815-BAH (D.D.C. Feb. 7, 2022) memorandum opinion explaining CASA and ASAP members previously were granted a preliminary enjoined enforcement of both 2020 EAD rules; see also USCIS Stopped Applying June 2020 Rules Pursuant to Court Order in Asylumworks v. Mayorkas (Sept. 21, 2022) (noting CASA and ASAP members no longer need to provide evidence of membership with their initial C8 EAD applications), https://www.uscis.gov/archive/uscis-stopped-applying-june-2020-rules-pursuant-to-court-order-in-asylumworks-v-mayorkas.
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81. See USCIS, “USCIS Increases Validity of Work Permits to Two Years for Asylum Applicants, U.S. Citizenship and Immigration Services” (Oct. 6, 2016), https://www.uscis.gov/archive/uscis-increases-validity-of-work-permits-to-two-years-for-asylum-applicants.
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82. See Rosario, 365 F.Supp.3d at 1158.
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83. Id.
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84. USCIS National Production Dataset (NPD), May 27, 2025.
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85. Id; USCIS OPQ Data, “ I-765, Application for Employment Authorization, C08 Eligibility Category, Receipts from August 1, 2024-July 31, 2025” (Aug. 26, 2025).
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86. Id.
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87. See also87 FR 26614 (May 4, 2022) (temporary final rule on this same topic); 89 FR 24628, 24634 (Apr. 8, 2024) (same).
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88. On October 30, 2025, DHS ended the practice of automatically extending the validity period for EADs in certain categories, including aliens with pending asylum applications. 90 FR 48799 (Oct. 30, 2025). DHS explained that this change was designed to ensure complete and thorough vetting of all EAD applicants and that USCIS only issues EADs to aliens who are in fact eligible. 90 FR 48807-08.
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89. See generally, DOJ, Press Release, “Brooklyn Attorneys Sentenced For Asylum Fraud Scheme”, Press Release, “SoCal Immigration Consultants Sentenced to Prison in Scheme That Filed Bogus Asylum Applications for Hundreds of Chinese Nationals” (May 6, 2014), https://www.ice.gov/news/releases/socal-immigration-consultants-sentenced-prison-scheme-filed-bogus-asylum-applications; DOJ, Press Release, “Three Defendants Sentenced in Manhattan Federal Court for Roles in Immigration Asylum Fraud Scheme” (Mar. 14, 2014), https://archives.fbi.gov/archives/newyork/press-releases/2014/three-defendants-sentenced-in-manhattan-federal-court-for-roles-in-immigration-asylum-fraud-scheme; DOJ, Press Release, “Florida Resident Charged in Scheme to Submit Fraudulent Asylum Applications” (Jan. 24, 2025), https://www.justice.gov/usao-ndca/pr/florida-resident-charged-scheme-submit-fraudulent-asylum-applications; DOJ, Press Release, “Executives of Immigration Services Company Charged in Scheme to Submit Fraudulent Asylum Applications” (Oct. 11, 2024), https://www.justice.gov/usao-ndca/pr/executives-immigration-services-company-charged-scheme-submit-fraudulent-asylum; DOJ, Press Release, “Twenty-Six Individuals, Including Six Lawyers, Charged in Manhattan Federal Court with Participating in Immigration Fraud Schemes Involving Hundreds of Fraudulent Asylum Applications” (Dec. 18, 2012), https://archives.fbi.gov/archives/newyork/press-releases/2012/twenty-six-individuals-including-six-lawyers-charged-in-manhattan-federal-court-with-participating-in-immigration-fraud-schemes-involving-hundreds-of-fraudulent-asylum-applications; DOJ, Press Release, “Middlesex County, New Jersey, Man Admits Attempting to Obtain United States Citizenship by Fraud” (Apr. 8, 2019), https://www.justice.gov/usao-nj/pr/middlesex-county-new-jersey-man-admits-attempting-obtain-united-states-citizenship-fraud; DOJ, Press Release, “Broward Woman Charged in Scheme to Submit Fraudulent Asylum Applications” (Mar. 12, 2025), https://www.justice.gov/usao-sdfl/pr/broward-woman-charged-scheme-submit-fraudulent-asylum-applications.
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90. See generally, USCIS, Press Release, “Phony Immigration Attorney Who Filed Hundreds of Fraudulent Asylum Applications Sentenced to More Than 20 Years in Federal Prison” (Apr. 13, 2021), https://www.uscis.gov/archive/phony-immigration-attorney-who-filed-hundreds-of-fraudulent-asylum-applications-sentenced-to-more; DOJ, Press Release, “Thai National Admits to Running Immigration Fraud Scheme” (Feb. 7, 2017), https://www.justice.gov/usao-ri/pr/thai-national-admits-running-immigration-fraud-scheme.
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91. GAO, Report to Congressional Requesters, “Asylum: Additional Actions Needed to Assess and Address Fraud Risks” (Dec. 2015), https://www.gao.gov/assets/gao-16-50.pdf.
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92. GAO, Report to Congressional Requesters, “Asylum: Additional Actions Needed to Assess and Address Fraud Risks” (Dec. 2015), https://www.gao.gov/assets/gao-16-50.pdf.
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93. GAO Report, “Asylum: Additional Actions Needed to Assess and Address Fraud Risks” (Dec. 2015), https://www.gao.gov/assets/gao-16-50.pdf.
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94. DOJ, News Release “Asylum Reform: Five Years Later” (Feb. 1, 2000), https://www.uscis.gov/sites/default/files/document/news/Asylum.pdf.
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95. Doris Meissner, Faye Hipsman, & T. Alexander Aleinikoff, “U.S. Asylum System in Crisis: Charting a Way Forward” Migration Policy Institute, (Sept. 2018).
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96. USCIS, “Affirmative Asylum Statistics: July, August and September 2014” (Oct. 28, 2014), https://www.uscis.gov/sites/default/files/USCIS/Outreach/Upcoming%20National%20Engagements/PED_Affirmative_Asylum_July_August_September_2014.pdf.
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97. Id.
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98. CIS Ombudsman's Report 2020, at 43.
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99. USCIS, “USCIS Temporarily Closing Offices to the Public March 18-April 1” (Mar. 17, 2020), https://www.uscis.gov/archive/uscis-temporarily-closing-offices-to-the-public-march-18-april-1.
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100. CIS Ombudsman's Report 2020, at 47.
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101. USCIS, Press Release “USCIS Processing of Asylum Cases” (Nov. 6, 2020), https://www.uscis.gov/archive/uscis-processing-of-asylum-cases.
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102. Id.
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103. USCIS, Press Release, “USCIS to Take Action to Address Asylum Backlog” (Jan. 31, 2018); https://www.uscis.gov/news/news-releases/uscis-take-action-address-asylum-backlog.
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104. Id.
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105. Doris Meissner, Faye Hipsman, & T. Alexander Aleinikoff, “U.S. Asylum System in Crisis: Charting a Way Forward” Migration Policy Institute, (Sept. 2018).
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106. Id.
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107. It must be noted that not all of these Fraud Found SOFs related to the asylum application, however this is to be expected. Sometimes fraud and other irregularities are not discovered until after an immigration benefit is approved and this is not exclusive to asylum. For example, INA 318 establishes as a requirement for naturalization that an alien was lawfully admitted as a permanent resident, which is a specific requirement for naturalization that every alien should have already complied with when they obtained their permanent resident status. In the context of this data, asylum fraud may not be discovered until an alien filed for adjustment of status or naturalization—which is why the “Fraud Found” SOF may relate to another application filed by the same alien who submitted the application for asylum.
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108. FDNS analysis of NexGen data, May 22, 2025.
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109. See generally, Advance Local Media, “Disbarred attorney on trial for taking money from Hispanic clients found guilty” (Apr. 11, 2017), https://www.al.com/news/birmingham/2017/04/disbarred_attorney_who_took_mo.html; Office of the Massachusetts Attorney General, “Immigration Attorney Barred From Running Asylum Scam, Ordered to Pay More Than $240,000 Following AG Lawsuit” (Mar. 24, 2022), https://www.mass.gov/news/immigration-attorney-barred-from-running-asylum-scam-ordered-to-pay-more-than-240000-following-ag-lawsuit; Commonwealth of Massachusetts Board of Bar Overseers of the Supreme Judicial Court, “In re: Matter of George Maroun, Jr., BBO No. 674213” (Oct. 21, 2024), https://bbopublic.massbbo.org/web/f/HRPT-1-22-00273564_et_al.pdf; NPR, “Thousands Could Be Deported As Government Targets Asylum Mills' Clients” (Sept. 28, 2018), https://www.npr.org/sections/money/2018/09/28/652218318/thousands-could-be-deported-as-government-targets-asylum-mills-clients (detailing Operation Fiction Writer in which over 3,500 primarily Chinese immigrants unlawfully obtained asylum, “During that probe, federal prosecutors in New York rounded up 30 immigration lawyers, paralegals and interpreters who had helped immigrants fraudulently obtain asylum in Manhattan's Chinatown and in Flushing, Queens”); DOJ, Press Release, “Defendants at Two New York City Firms Prepared Coached Clients to Lie During Immigration Proceedings” (Feb. 18, 2021), https://www.justice.gov/usao-sdny/pr/attorneys-and-managers-fraudulent-asylum-scheme-charged-manhattan-federal-court; Matter of Sofer, 2023 NY Slip Op 00033 Decided on January 05, 2023 Appellate Division, First Department (Jan. 5, 2023), https://law.justia.com/cases/new-york/appellate-division-first-department/2023/motion-no-2022-03963-case-no-2022-00928.html (“On or about March 7, 2022, the Attorney Grievance Committee (Committee) filed a notice of petition and petition of charges pursuant to Judiciary Law § 90(2) and the Rules for Attorney Disciplinary Matter (22 NYCRR) § 1240.8 seeking an order that respondent be disciplined for professional misconduct related to his representation of six clients with regard to their immigration matters, particularly in filing asylum applications and/or cancellation of removal relief.”); Supreme Court of New Jersey Disciplinary Review Board, “In the Matter of Douglas Andrew Grannan, an Attorney at Law” Docket No. DRB 20-236 (June 2, 2021), https://drblookupportal.judiciary.state.nj.us/DocumentHandler.ashx?document_id=1142939; Supreme Judicial Court of Massachusetts, “In re: Stephen A. Lagana” No. BD-2010-072 from hearing by the Massachusetts Board of Bar Overseers (Aug. 8, 2010), https://bbopublic.massbbo.org/web/f/bd10-072.pdf.
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110. See EOIR, DOJ, “List of Currently Disciplined Practitioners” (May 14, 2025), https://www.justice.gov/eoir/list-of-currently-disciplined-practitioners; see also8 CFR 1003.101.
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111. USCIS FDNS Systems and Integration Division Data, “DOJ EOIR Disbarred Attorney Match to Global Asylum Receipts” (May 28, 2025).
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112. Matthew Blaisdell and Michele Carney, “Ethical Considerations Related to Affirmatively Filing an Application for Asylum for the Purpose of Applying for Cancellation of Removal and Adjustment of Status for a Nonpermanent Resident” American Immigration Lawyers Association, (updated July 31, 2020) https://www.aila.org/library/submitting-an-affirmative-asylum-app-ethical-qs.
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113. Id.
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114. See USCIS, “Policy Manual,” https://www.uscis.gov/policy-manual/volume-8-part-j-chapter-2 (last updated May 13, 2025).
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115. USCIS OPQ DATA, “By Fiscal Year, Data Type, and Deny/Referral Reasons” (May 22, 2025).
116. Id.
117. Id.
118. Id.
119. Id.
120. Id.
121. Id.
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122. USCIS OPQ DATA, “ Form I-589, Application for Asylum and for Withholding of Removal (Principals only), Pending/Denial/Referral with a previously approved I-765(c)(8) by FY for FY2015-2025 (through May 22, 2025)”.
123. Id.
124. Id.
125. Id.
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126. INS, DOJ, “1994 Statistical Yearbook of the Immigration and Naturalization Service” (Feb. 1996), p. 83.
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127. IIRIRA sec. 604, Public Law 104-208, 110 Stat. 3009, 3009-694, codified at INA sec. 208(d)(5)(A)(iii), 8 U.S.C. 1158(d)(5)(A)(iii).
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128. INS, DOJ, “1996 Statistical Yearbook of the Immigration and Naturalization Service” (Oct. 1997), p. 90-91.
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129. USCIS, “All USCIS Application Petition Form Types (Fiscal Year 2024, Quarter 4)” (Dec. 18, 2024), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2024_q4.xlsx.
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130. USCIS, “All USCIS Application Petition Form Types (Fiscal Year 2024, Quarter 4)” (Dec. 18, 2024), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2024_q4.xlsx.
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131. USCIS, “Form I-765, Application for Employment Authorization, Eligibility Category and Filing Type (Fiscal Year 2025, Quarter 1)” (April 30, 2025), https://www.uscis.gov/sites/default/files/document/data/i765_application_for_employment_fy2025_q1.xlsx.
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132. See Congressional Research Service, “Central American Migration: Root Causes and U.S. Policy” (Oct. 30, 2024), https://www.congress.gov/crs-product/IF11151; Congressional Research Service, “Asylum Eligibility for Applicants Fleeing Gang and Domestic Violence: Recent Developments” (Aug. 6, 2021), https://www.congress.gov/crs_external_products/LSB/PDF/LSB10617/LSB10617.3.pdf, discussing whether fleeing generalized violence or domestic violence is a legitimate basis for asylum relief; Council on Foreign Relations, “Why Six Countries Account for Most Migrants at the U.S.-Mexico Border” (July 9, 2024), https://www.cfr.org/article/why-six-countries-account-most-migrants-us-mexico-border; Council on Foreign Relations, “Central America's Turbulent Northern Triangle” (July 12, 2023), https://www.cfr.org/backgrounder/central-americas-turbulent-northern-triangle; United Nations High Commissioner for Refugees, “El Salvador, Guatemala and Honduras: Global Appeal 2025 Situation Overview” (2025), https://reporting.unhcr.org/sites/default/files/2024-11/El%20Salvador%2C%20Guatemala%20and%20Honduras%20Situation%20Overview.pdf.
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133. See INA sec. 101(a)(15)(H)(ii)(b), 8 U.S.C. 1101(a)(15)(H)(ii)(b); see also8 CFR 214.2(h)(6)(i).
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134. See American Council for Nationalities Service, Interpreter Releases, “Foreign Student Work Policy Changed” (May 14, 1974) Vol. 51, No. 16.
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135. Id.
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136. Id.
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137. See Sam Bernsen, General Counsel, INS, DOJ, “Leave to Labor” (September 2, 1975), American Counsel for Nationalities Service Interpreter Releases, Vol. 52, No 35.
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138. See Sam Bernsen, General Counsel, INS, DOJ, “Leave to Labor” (September 2, 1975), American Counsel for Nationalities Service Interpreter Releases, Vol. 52, No 35.
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139. Id.
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140. See https://travel.state.gov/content/dam/visas/Statistics/Non-Immigrant-Statistics/NIVClassIssuedDetailed/NIVClassIssued-DetailedFY1987-1991.pdf.
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141. See GAO, “Controls Over Foreign Students in U.S. Postsecondary Institutions Are Still Ineffective” (Mar. 10, 1983), https://www.gao.gov/products/hrd-83-27.
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142. Id.
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143. USCIS, “All USCIS Application Petition Form Types (Fiscal Year 2024, Quarter 4)” (Dec. 18, 2024), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2024_q4.xlsx.
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144. INA sec. 208(d)(2).
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145. USCIS, DHS, “Asylum Application Processing Fiscal Year 2023” (Nov. 1, 2023), https://www.dhs.gov/sites/default/files/2024-01/2023_1101_uscis_asylum_application_processing_fy2023.pdf.
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146. Id.
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147. DHS Office of Inspector General, “USCIS Faces Challenges Meeting Statutory Timelines and Reducing Its Backlog of Affirmative Asylum Claims” (July 3, 2024), https://www.oig.dhs.gov/sites/default/files/assets/2024-07/OIG-24-36-Jul24.pdf.
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148. Letter from Representative Raúl M. Grijalva (July 11, 2024) and DHS response (Aug. 16, 2024), https://www.uscis.gov/sites/default/files/document/foia/AffirmativeAsylum-RepresentativeGrijalva.pdf.
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149. Noah Schofield and Amanda Yap, Office of Homeland Security Statistics, “Asylees: 2023” (Oct. 2024), https://ohss.dhs.gov/sites/default/files/2024-10/2024_1002_ohss_asylees_fy2023.pdf.
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150. Id.
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151. Office of Inspector General, DHS, “USCIS Faces Challenges Meeting Statutory Timelines and Reducing Its Backlog of Affirmative Asylum Claims” (July 3, 2024), https://www.oig.dhs.gov/sites/default/files/assets/2024-07/OIG-24-36-Jul24.pdf.
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152 . See 8 CFR 208.31, 8 CFR 235.3(b)(4). Any alien who indicates a fear of persecution or torture, a fear of return, or an intention to apply for asylum during the course of the expedited removal process is referred to an asylum officer for an interview to determine whether the alien has a credible fear of persecution or torture in the country of return. Aliens with prior removal orders for illegal entry or who are issued an administrative removal order for having been convicted of an aggravated felony may be referred to the asylum officer for a determination of whether the alien has a reasonable fear of persecution or torture. These screening interviews are required to be conducted by USCIS within a designated timeframe.
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153. See USCIS, DHS, “Asylum Application Processing Fiscal Year 2023 Report to Congress” at 4, (Nov. 1, 2023), https://edit.dhs.gov/sites/default/files/2024-01/2023_1101_uscis_asylum_application_processing_fy2023.pdf.
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154. See email entitled “Message from the Director—USCIS to Support Credible Fear Screening”, April 25, 2023, located in the administrative record.
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155. EOIR, Asylum Decisions (Apr.4, 2025), https://www.justice.gov/eoir/media/1344851/dl?inline.
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156. USCIS, Affirmative Asylum Procedures Manual (Feb. 2025), sec. III.F.2.b., available at https://www.uscis.gov/sites/default/files/document/guides/AAPM.pdf; USCIS, USCIS Asylum Division Quarterly Stakeholder Meeting (Feb. 2019), p. 2, available at https://www.uscis.gov/sites/default/files/document/outreach-engagements/PED_StakeholderPrivateAgenda_02222019.pdf.
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157. USCIS OPQ DATA, “I-589 Processing Time With and Without Admin Closed by Fiscal Year (FY2022-2025) (May 27, 2025). DHS notes these processing times are under LIFO processing so these are still the “newer” cases being adjudicated. Further, these adjudications are not reducing the overall size of the asylum backlog.
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158. This is not the only grounds for denial, rather it renders the alien ineligible. As stated above, the alien can be denied for filing the application for employment authorization before 150 days have passed since filing the asylum application. 8 CFR 208.7(a)(1).
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159. See USCIS, “G-1055, Fee Schedule,” (Apr. 18, 2025), https://www.uscis.gov/g-1055.
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160. USCIS criminal history record information requests to the FBI are not always complete or up-to-date, depending on the jurisdiction reporting the information. See generally National Crime Prevention and Privacy Compact, 34 U.S.C. 40311-40316 (formerly cited as 42 U.S.C. 14611-14616), including the definitions of “party state” and “nonparty state” found therein.
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161. See INA sec. 274A(e)(5), 8 U.S.C. 1324a(e)(5).
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162. See, e.g., INA sec. 237(a)(1)(C), 8 U.S.C. 1227(a)(1)(C); 8 CFR 214.1(e); INA sec. 274A, 8 U.S.C. 1324a.
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163. USCIS Immigration Fees Required by HR-1 Reconciliation Bill, 90 FR 34511 (Jul. 22, 2025); see H.R.1—One Big Beautiful Bill Act (OBBBA), Public Law 119-21, Title X, 139 Stat. 72. See USCIS Immigration Fees Required by HR-1 Reconciliation Bill, 90 FR 34511 (July 22, 2025).
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164. On Oct. 30, 2025, USCIS paused the implementation of the annual asylum fee, as required by an order issued in in Asylum Seeker Advocacy Project v. United States Citizenship and Immigration Services, et al., SAG-25-03299 (D. Md.). That order does not affect this rule. See Asylum Seekers Advocacy Project v. United States Citizenship and Immigration Svcs., No. 25-03299 (D.Md. Oct. 30. 2025).
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165. See USCIS, FY 2022-2023 Fee Review Regulatory Impact Analysis (RIA), https://www.regulations.gov/document/USCIS-2021-0010-0031; See also USCIS, FY 2022-2023 Fee Rule Price Elasticity Regression Analysis, https://www.regulations.gov/document/USCIS-2021-0010-0033.
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166. See USCIS, Increase of the Automatic Extension Period of Employment Authorization Final Rule's Background section detailing efforts to address EAD backlogs over the last 5 years. Section B.4 acknowledges asylum backlogs grew in FY23 despite USCIS's best efforts, and that this further contributed to an unsustainable quantity of (c)(8) EAD renewals in FY24. https://www.federalregister.gov/documents/2024/12/13/2024-28584/increase-of-the-automatic-extension-period-of-employment-authorization-and-documentation-for-certain.
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167. See CASA de Maryland, Inc. v. Wolf, 486 F.Supp.3d 928, 961-963 (D. Md. 2020).
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168. See id.
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169. USCIS OPQ DATA, “I-589 Processing Time With and Without Admin Closed by Fiscal Year (FY2022-2025) (May 27, 2025).
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170. INA sec. 208(b)(2)(A), 8 U.S.C. 1158(b)(2)(A).
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171. INA sec. 208(a)(2), 8 U.S.C. 1158(a)(2).
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172. INA sec. 208(a)(2)(B), 8 U.S.C. 1158(a)(2)(B). The 1-year filing deadline does not apply to an alien who is a UAC, as defined in 6 U.S.C. 279(g). INA sec. 208(a)(2)(E), 8 U.S.C. 1158(a)(2)(E).
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173. INA sec. 208(a)(2)(D), 8 U.S.C. 1158(a)(2)(D).
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174. See INA secs. 208(b)(1) and 240(c)(4)(A)(ii); 8 U.S.C. 1158(b)(1) and 1229a(c)(4)(A)(ii).
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175. INA sec. 208(c)(1), 8 U.S.C. 1158(c)(1).
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176. INA sec. 208(c)(2), 8 U.S.C. 1158(c)(2).
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177. INA sec. 208(b)(3). See also USCIS, “Asylum,” https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum (last updated Jan. 24, 2025).
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178. Where an asylum application is filed by a UAC, USCIS has initial jurisdiction over that application, even if the alien is in removal proceedings. INA sec. 208(b)(3)(C), 8 U.S.C. 1158(b)(3)(C); William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008 (TVPRA), Public Law 110-457, sec. 235(d)(7), 122 Stat. 5044, 5081.
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179. See 8 CFR 208.14(c).
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180. William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008 (TVPRA), Public Law 110-457 (Section 235 (d)(7)).
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181. J.O.P. v. U.S. Dept of Homeland Security, 8:19-cv-01944, Part III.D. (D. Md.) (approved Nov. 25, 2024), https://www.ice.gov/doclib/legalNotice/jopSettlementAgreement.pdf.
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182. J.O.P. v. U.S. Dept of Homeland Security, 8:19-cv-01944, Part III.C.1. (D. Md.) (approved Nov. 25, 2024), https://www.ice.gov/doclib/legalNotice/jopSettlementAgreement.pdf.
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183. INA sec. 101(a)(13)(C), 8 U.S.C. 1101(a)(13)(C), provides separate exceptions for when a lawful permanent resident will be considered an alien for admission ( e.g., abandoned residence, continuous absence of 180 days, illegal activity after departure from the United States).
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184. Except for certain aliens who entered on or after January 20, 2025, who are restricted from invoking provisions of the INA that permit their continued presence in the United States, including but not limited to section 208 of the INA, 8 U.S.C. 1158.
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185. USCIS, “The 180-Day Asylum EAD Clock Notice,” https://www.uscis.gov/sites/default/files/document/notices/Applicant-Caused-Delays-in-Adjudications-of-Asylum-Applications-and-Impact-on-Employment-Authorization.pdf (last updated Mar. 2025).
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186. Paragraph (c)(3) of 8 CFR 1208.3 was amended by the rule Procedures for Asylum and Withholding of Removal, 85 FR 81698 (Dec. 16, 2020), which was preliminarily enjoined and had its effective date stayed. See Nat'l Immigrant Justice Ctr. v. Exec. Office for Immigration Review, No. 21-56 (RBW) (D.D.C. Jan. 14, 2021). Thus, the currently operative version is the version in effect on January 1, 2021, before the rule took effect. EOIR subsequently amended paragraph (c)(3) in a rule that remains operative—Procedures for Credible Fear Screening and Consideration of Asylum, Withholding of Removal, and CAT Protection Claims by Asylum Officers, 87 FR 18078 (Mar. 29, 2022)—but that amendment does not change the paragraph's meaning.
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187. See “The 180-Day Asylum EAD Clock Notice” for additional examples of actions that can affect the 180-day Asylum EAD Clock.
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188. See, USCIS, “The 180-Day Asylum EAD Clock Notice,” https://www.uscis.gov/sites/default/files/document/notices/Applicant-Caused-Delays-in-Adjudications-of-Asylum-Applications-and-Impact-on-Employment-Authorization.pdf (last updated Mar. 2025).
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189. The regulations at 8 CFR 208.7(a)(1) currently provide that if the asylum application is not denied, USCIS will have 30 days from the date of filing of the request for employment authorization to grant or deny the employment authorization request. Certain events may suspend or restart the 30-day adjudication period. For instance, the time between the issuance of a request for evidence and the receipt of the response, or a delay requested or caused by the alien, is not counted as part of the 30-day period. 8 CFR 208.7(a)(2).
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190. At the time the INS published the current 30-day Asylum EAD clock regulation, Application Support Centers (ASCs) did not exist. All adjudications were essentially 30-45 days quicker prior to the statutory creation of the ASCs. See Section III.C., above.
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191. The court in Rosario also sought to compel USCIS to comply with the 90-day rule for (c)(8) renewals based on the EAD adjudicative timeframe in 8 CFR 274a.13(d). USCIS' failure to comply with either the 30-day timeframe for initial (c)(8) EAD applications or the 90-day timeframe for (c)(8) renewals meant USCIS should have issued interim employment authorization under (then current) 8 CFR 274a.13(d) (2015).
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192. IIRIRA sec. 604(a), Public Law 104-208 (codified at INA sec. 208(d)(5)(A)(iii), 8 U.S.C. 1158(d)(5)(A)(iii)). IIRIRA also modified the asylum statute to provide “[n]othing in [8 U.S.C. 1158(d)] shall be construed to create any substantive or procedural right or benefit that is legally enforceable by any party against the United States or its agencies or officers or any other person.” INA sec. 208(d)(7), 8 U.S.C. 1158(d)(7). Courts accordingly have acknowledged the “exceptional circumstances” carve-outs to the timing provisions of INA sec. 208(d)(5)(A), 8 U.S.C. 1158(d)(5)(A), and this no-private-right-of-action provision render those timing provisions non-mandatory. See, e.g., Zhuo v. Mayorkas, No. 23-cv-5416, 2024 WL 4309232 at *4 (E.D.N.Y. Sept. 26, 2024) (“The qualifying phrase `absen[t] exceptional circumstances' suggests that Congress intended that the timeline not apply while the USCIS is dealing with an exceptional level of aliens,” and “the bar to a private right of action set forth in § 1158(d)(7) . . . supplies additional evidence of Congress' intent that the timeline is not mandatory.”).
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193. David A. Martin, “The Need for Balance,” Proceedings of the Annual Meeting, American Society of International Law, Vol. 98 (2004), pp. 252-55; S. Rept. 104-249 (1996) (describing increased property and personnel to address the asylum backlog).
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194. Part of the reason for the high numbers in FY 1995 was the ABC Settlement, which required certain aliens to file by deadlines in 1995 and 1996. USCIS, “American Baptist Churches v. Thornburgh (ABC) Settlement Agreement,”https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/american-baptist-churches-v-thornburgh-abc-settlement-agreement (last updated Sept. 3, 2009); INS, DOJ, “1995 Statistical Yearbook of the Immigration and Naturalization Service” (Mar. 1997), p. 84; INS, DOJ, “1999 Statistical Yearbook of the Immigration and Naturalization Service” (Mar. 2002), p. 86.
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195. David A. Martin, “The Need for Balance,” Proceedings of the Annual Meeting, American Society of International Law, Vol. 98 (2004), pp. 252-55.
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196. As described previously, after the statutory and regulatory changes of 1994 and 1996, new asylum filings decreased by approximately 80 percent from FY 1995 to FY 1999, and the approval rate for asylum filings significantly increased. Ruth Ellen Wasem, Congressional Research Service, “Asylum and `Credible Fear' Issues in U.S. Immigration Policy” (June 29, 2011), https://www.congress.gov/crs-product/R41753; INS, DHS, “Asylum Reform: Five Years Later” (Feb. 1, 2000), https://www.uscis.gov/sites/default/files/document/news/Asylum.pdf. In FY 2024, USCIS received more than 419,000 applications for affirmative asylum, and completed more than 126,000 affirmative asylum applications; USCIS, “All USCIS Application Petition Form Types (Fiscal Year 2024, Quarter 4)” (Dec. 18, 2024), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2024_q4.xlsx.
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197. USCIS OPQ Data, “By Fiscal Year, Data Type, and Deny/Referral Reasons” (May 22, 2025).
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198. USCIS, Credible Fear Cases Completed and Referrals for Credible Fear (Nov. 17, 2023), available at https://ohss.dhs.gov/sites/default/files/2023-12/2023_0818_plcy_credible_fear_fy2022.xlsx (last accessed May 27, 2025).
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199. USCIS, Credible Fear Cases Completed and Referrals for Credible Fear (Nov. 17, 2023), available at https://ohss.dhs.gov/sites/default/files/2023-12/2023_0818_plcy_credible_fear_fy2022.xlsx (last accessed May 27, 2025).
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200. USCIS, Congressional Semi-Monthly Report—Jan. 1, 2022 to Jan. 15, 2023 (Jan. 30, 2023), available at: https://www.uscis.gov/sites/default/files/document/data/Congressional_Semi-Monthly_Credible_and%20Reasonable_Fear_Report%20-%20Jan%201%202022%20to%20Jan%2015%202023.xlsx (last accessed May 27, 2025); USCIS, Congressional Semi-Monthly Report—December 16, 2022-December 31, 2023 (Jan. 5, 2024), available at: https://www.uscis.gov/sites/default/files/document/data/Congressional_Semi-Monthly_CF%26RF_Report_12_16_22_to_12_31_23.xlsx (last accessed May 27, 2025).
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201. OIG, USCIS Faces Challenges Meeting Statutory Timelines and Reducing Its Backlog of Affirmative Asylum Cases (July 3, 2024), available at: https://www.oig.dhs.gov/sites/default/files/assets/2024-07/OIG-24-36-Jul24.pdf.
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202. OIG, USCIS Faces Challenges Meeting Statutory Timelines and Reducing Its Backlog of Affirmative Asylum Cases (July 3, 2024), available at: https://www.oig.dhs.gov/sites/default/files/assets/2024-07/OIG-24-36-Jul24.pdf.
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203. EOIR, Adjudication Statistics: Total Asylum Applications (July 31, 2025), https://www.justice.gov/eoir/media/1344871/dl?inline.
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204. OAW was an interagency coordinated effort to establish pathways for parole and other forms of protection for Afghans seeking to resettle in the United States. See USCIS, “Operation Allies Welcome” (last visited June 9, 2025), https://www.dhs.gov/archive/operation-allies-welcome.
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205. To calculate this, USCIS used “cycle time”, which is how many months' worth of receipts represents the current pending volume. It is a metric that can be used for projections because it takes into account current pending volume, anticipated receipts, and expected completions.
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206. USCIS has historically defined “processing time” as the time it took USCIS to complete 80% of the adjudicated cases over the last six months. USCIS, Case Processing Times (last visited Aug. 27, 2025), https://egov.uscis.gov/processing-times/more-info. However, USCIS recognizes that this definition does not provide insight into the full scope of the pending affirmative asylum application caseload due to the use of LIFO processing. For example, if USCIS only completed cases using LIFO processing over the six months from January 1, 2026, through June 30, 2026, the oldest cases would continue to remain pending for an ever-growing period. In the future, when USCIS adjudicates those older cases, their processing times would be even longer than those adjudicated in the first six months of 2026. Accordingly, if USCIS finalizes this rule as proposed, USCIS plans to calculate a modified processing time that includes the full pending affirmative asylum caseload in order to most accurately depict asylum application processing times and account for older pending cases. USCIS requests comments, however, on any other ways that USCIS could modify the “processing time” metric in this context to account for older pending cases and the amount of time they will ultimately have required for adjudication.
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207. USCIS would, however, continue to process pending applications received prior to the pause.
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208. “Cycle time” is how many months' worth of receipts represents the current pending volume. It is a metric that can be used for projections because it takes into account current pending volume, anticipated receipts, and expected completions.
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209. “Processing time” is the time from receipt to completion for each individual form and can be averaged over a specific period of time in the past, but does not take into account currently pending applications and cannot be used for projections.
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210. Rules and Procedures for Adjudication of Applications for Asylum or Withholding of Deportation and for Employment Authorization, 59 FR 14779 (Mar. 30, 1994); Rules and Procedures for Adjudication of Applications for Asylum or Withholding of Deportation and for Employment Authorization, 59 FR 62284 (Dec. 5, 1994).
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211. Ruth Ellen Wasem, Congressional Research Service, “Asylum and `Credible Fear' Issues in U.S. Immigration Policy” (June 29, 2011), https://www.congress.gov/crs-product/R41753; INS, DOJ “Asylum Reform: Five Years Later” (Feb. 1, 2000), https://www.uscis.gov/sites/default/files/document/news/Asylum.pdf.
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212. INS, DOJ “1999 Statistical Yearbook of the Immigration and Naturalization Service” (Mar. 2002), p. 100. Percent approved is `[t]he number of cases granted divided by the sum of: cases granted; denied; and referred to an Immigration Judge following an interview.”
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213. See 59 FR 62284, 62290-62291 (Dec. 5, 1994).
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214. USCIS OPQ DATA, “By Fiscal Year, Data Type, and Deny/Referral Reasons” (May 22, 2025).
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215. Id.
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216. Id.
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217. Id.
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218. Id.
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219. USCIS calculates processing times by determining how long it took to complete 80 percent of adjudicated cases over the last six months. See more USCIS, “Case Processing Times,” https://egov.uscis.gov/processing-times/more-info (last visited May 26, 2025).
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220. USCIS, “Form I-765 Application for Employment Authorization, All Receipts, Denials, Pending Grouped by Eligibility Category and Filing Type,” (Apr. 30, 2025), https://www.uscis.gov/sites/default/files/document/data/i765_application_for_employment_fy2025_q1.xlsx.
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221. See USCIS OPQ data, I-589, Application for Asylum and for Withholding of Removal, I-730 Refugee/Asylee Relative Petition for FTJ-A Deferred Action, Parole, or TPS Preceding Asylum Filings Fiscal Years 2020-2025 (As of July 31, 2025).
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222. Id.
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223. Id.
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224. See e.g. DHS final rule, International Entrepreneur Rule, 82 FR 5238 (Jan. 17, 2017). DHS published a proposed rule (83 FR 24415, May 29, 2018) to rescind the International Entrepreneur Parole Program created in January 2017. Implementation of a Parole Process for Cubans, 88 FR 1266 (Jan. 9, 2023); Implementation of a Change to the Parole Process for Cubans, 88 FR 26329 (Apr. 28, 2023); Implementation of a Parole Process for Haitians, 88 FR 1243 (Jan. 9, 2023); Implementation of a Change to the Parole Process for Haitians, 88 FR 26327 (Apr. 28, 2023); Implementation of a Parole Process for Nicaraguans, 88 FR 1255 (Jan. 9, 2023); Implementation of a Parole Process for Venezuelans, 87 FR 63507 (Oct. 19, 2022); Implementation of Changes to the Parole Process for Venezuelans, 88 FR 1279 (Jan. 9, 2023).
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225. INA sec. 212(d)(5)(A), 8 U.S.C. 1182(d)(5)(A); see also8 CFR 212.5(a) and (c) through (e) (discretionary authority for establishing conditions of parole and for terminating parole). Parole was codified into immigration law in the Immigration and Nationality Act of 1952. As envisioned then, the 1952 Act authorized the Attorney General to parole aliens temporarily under such conditions as he may prescribe for emergent reasons or reasons deemed strictly in the public interest. As expressed then, “the parole of aliens seeking admission is simply a device through which needless confinement is avoided while administrative proceedings are conducted.” See Leng May Ma v. Barber, 357 U.S. 185, 190 (1958). However, the parole authority, whether intended to be narrow or broad, has in fact been used in an increasingly broad manner since its inception, often earning the criticism of Congress, which in 1996 wrote, “[i]n recent years, however, parole has been used increasingly to admit entire categories of aliens who do not qualify for admission under any other category in immigration law, with the intent that they will remain permanently in the United States. This contravenes the intent of section 212(d)(5), but also illustrates why further, specific limitations on the Attorney General's discretion are necessary.” See H.R. Rep. 104-469, pt. 1, at 140 (1996). Furthermore, IIRIRA struck from INA 212(d)(5)(A), 8 U.S.C. 1182(d)(5)(A), the phrase, “for emergent reasons or for reasons deemed strictly in the public interest” as grounds for granting parole into the United States and inserted “only on a case-by-case basis for urgent humanitarian reasons or significant public benefit.” See Pub. L. 104-208, div. C, § 602(a). “The legislative history indicates that this change was animated by concern that parole under 8 U.S.C. 1182(d)(5)(A) was being used by the executive to circumvent congressionally established immigration policy.” Cruz-Miguel v. Holder, 650 F.3d 189, 199 n.15 (2d Cir. 2011).
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226. Noem v. Svitlana Doe, 605 U.S. __ (2025); DHS, “Parole Requests Fiscal Year 2023, Fourth Quarter” (Apr. 3, 2024), www.dhs.gov/sites/default/files/2024-07/2024_0403_dmo_plcy_parole_requests_q4.pdf; DHS, “Parole Requests Fiscal Year 2022” (July 12, 2023), www.dhs.gov/sites/default/files/2023-08/23_0712_cbp_fy22_parole_requests.pdf; Termination of Parole Processes for Cubans, Haitians, Nicaraguans, and Venezuelans, 90 FR 13611 (Mar. 25, 2025).
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227. See United States v. Texas, 599 U.S. 670 (2023).
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228. See Considerations of Deferred Action for Childhood Arrivals, Frequently Asked Questions, https://www.uscis.gov/humanitarian/consideration-of-deferred-action-for-childhood-arrivals-daca/frequently-asked-questions#:~:text=Although%20action%20on%20your%20case,confer%20any%20lawful%20immigration%20status. (last visited May 27, 2025).
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229. See Office of Performance and Quality, USCIS, DHS, “Count of Active DACA Recipients” ELIS, CLAIMS3, queried 11/2024, PAER0015824, https://www.uscis.gov/sites/default/files/document/data/active_daca_recipients_fy2024_q4.xlsx (last visited May 1, 2025).
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230. See DHS, “Exercising Prosecutorial Discretion with Respect to Individuals Who Came to the United States as Children” Memorandum from Janet Napolitano, Secretary, DHS, to David V. Aguilar, Acting Commissioner, (June 15, 2012), https://www.dhs.gov/xlibrary/assets/s1-exercising-prosecutorial-discretion-individuals-who-came-to-us-as-children.pdf.
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231. INA sec. 244(b)(1), 8 U.S.C. 1254a(b)(1).
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232. Id.
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233. See, e.g.,89 FR 26172 (Apr. 15, 2024) (extending and redesignating TPS for Ethiopia).
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234. USCIS OPQ DATA, “PAER0015852_I821_CY24_Congressional_Current_Holders_as_of_2024-12-31_FIN” (January 10, 2025).
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235. As detailed above, USCIS cross-referenced all asylum application denials with asylum application denials where the alien had a previously approved application for employment authorization in the (c)(8) category, and identified a pattern. In FY2015, USCIS issued 15,515 denials or referrals to asylum applicants, but only 4,578 (29.5%) had one or more previously approved (c)(8) EAD. By FY2023, USCIS issued 5,963 denials or referrals to asylum applicants, but 4,351 (72%) had one or more previously approved (c)(8) EAD. In FY2024, USCIS issued 5,709 denials or referrals to asylum applicants, but 5,087 (89%) had one or more previously approved (c)(8) EAD. In FY2025 (through May 22, 2025), USCIS issued 11,872 denials or referrals to asylum applicants, and 9,475 (79.8%) had one or more previously approved (c)(8) EAD. At the simplest level, if there were no asylum backlog and each asylum application received was adjudicated within 180 days, none of those aliens whose asylum applications were denied would have been granted an employment authorization. See generally, USCIS OPQ DATA “ Form I-589, Application for Asylum and for Withholding of Removal (Principals only), Pending/Denial/Referral with a previously approved I-765(c)(8) by FY for FY2015-2025 (through May 22, 2025)”.
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236. As described in section II.C.2 of this preamble, the proposed 365-waiting period would apply to applications filed on or after the effective date of the final rule. The proposed rule would retain the same substantive provisions regarding the 180-day Asylum EAD clock, and applicant-caused delays, as are found in the current 8 CFR 208.7(a)(1) and (2) for applications pending as of the effective date of the final rule.
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237. USCIS, “Number of Service-wide Forms By Quarter, Form Status, and Processing Time” (Apr. 30, 2025), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2025_q1.xlsx; EOIR, Adjudication Statistics: Total Asylum Applications (July 31, 2025), https://www.justice.gov/eoir/media/1344871/dl?inline.
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238. See, e.g., Muzaffar Chishti & Julia Gelatt, “Mounting Backlogs Undermine U.S. Immigration System and Impede Biden Policy Changes,” Migration Policy Institute (Feb. 23, 2022); Doris Meissner, et al., “The U.S. Asylum System in Crisis; Charting a Way Forward,” Migration Policy Institute (Sept. 2018), pp. 4 and 9-12, for additional discussion on the impact of backlogs and delays in immigration proceedings.
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239. See INA § 208(d)(5)(A)(ii), “. . . in the absence of exceptional circumstances, the initial interview or hearing on the asylum application shall commence not later than 45 days after the date an application is filed[.]”
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240. USCIS, “Affirmative Asylum Interview Scheduling,” https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/affirmative-asylum-interview-scheduling (last updated Mar. 29, 2024).
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241. Id.
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242. USCIS, “USCIS to Take Action to Address Asylum Backlog” (Jan. 31, 2018), https://www.uscis.gov/archive/uscis-to-take-action-to-address-asylum-backlog.
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243. USCIS, “Affirmative Asylum Interview Scheduling” https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/affirmative-asylum-interview-scheduling (last updated Mar. 29, 2024).
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244. Office of Inspector General, DHS, “USCIS Faces Challenges Meeting Statutory Timelines and Reducing Its Backlog of Affirmative Asylum Claims” (July 3, 2024), https://www.oig.dhs.gov/sites/default/files/assets/2024-07/OIG-24-36-Jul24.pdf.
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245. Id.
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246. Id.; IOM, World Migration Report 2024: Chapter 3—Migration and migrants: Regional dimensions and developments (2024), available at https://publications.iom.int/books/world-migration-report-2024-chapter-3 (last accessed July 15, 2025).
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247. See USCIS, “Asylum Application Processing Fiscal Year 2023 Report to Congress” at 5-7, (Nov. 1, 2023), https://www.dhs.gov/sites/default/files/2024-01/2023_1101_uscis_asylum_application_processing_fy2023.pdf. For example, in FY 2024, USCIS completed 40 percent less affirmative asylum applications than it completed in FY 2022. USCIS, “All USCIS Application Petition Form Types (Fiscal Year 2024, Quarter 4)” (Dec. 18, 2024), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2024_q4.xlsx.
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248. USCIS analysis of internal OIDP data on the number of Forms I-589 rejected (coded solely “R-42”) at intake due to incomplete applications, May 28, 2025.
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249. Id.
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250. Rosario, 365 F. Supp. 3d. 1156. The plaintiffs in Rosario also sought to compel USCIS to comply with the 90-day rule for (c)(8) renewals based on the EAD adjudicative timeframe in 8 CFR 274a.13(d). USCIS' failure to comply with either the 30-day timeframe for initial (c)(8) EAD applications or the 90-day timeframe for (c)(8) renewals meant USCIS should have issued interim employment authorization under (then current) 8 CFR 274a.13(d) (2015).
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251. Id.
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252. U.S. Citizenship and Immigration Services Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements, 89 FR 6194, 62172-73 (Jan. 31, 2024).
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253. USCIS, “Form I-765, Application for Employment Authorization Counts of Pending Applications by Days Pending and by filing type for All Eligibility Categories and (c)(8) Pending Asylum Category (Fiscal Year 2025, Quarter 1)” (Apr. 30, 2025), https://www.uscis.gov/sites/default/files/document/data/i765_p_allcat_c08_fy2025_q1.xlsx.
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254. Id.
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255. USCIS, DHS, “Instructions for Application for Asylum and for Withholding of Removal (Form I-589),” OMB No. 1615-0067 (expires Sept. 30, 2027), https://www.uscis.gov/sites/default/files/document/forms/i-589instr.pdf (last updated Jan. 20, 2025).
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256. USCIS internal data, Immigration Records and Identity Services, Form I-589 Biometrics Appointment Metrics, July 30, 2025.
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257. See H. Rept. 104-469 (1995); Philip G. Schrag, et al., “Rejecting Refugees: Homeland Security's Administration of the One-Year Bar to Asylum,” 52 Wm. & Mary L. Rev. 651 (2010), pp. 669-672, https://scholarship.law.wm.edu/wmlr/vol52/iss3/2/.
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258. Noah Schofield and Amanda Yap, Office of Homeland Security Statistics, “Asylees: 2023” (Oct. 2024), at 3, https://ohss.dhs.gov/sites/default/files/2024-10/2024_1002_ohss_asylees_fy2023.pdf (From 2014-2023 (“about 79 percent of affirmative asylum applicants self-reported the status in which they entered the United States before applying for asylum. Of those who provided a response, 32 percent reported having entered on B-2 visas (tourists), 25 percent reported having entered without inspection (EWI, i.e., having been unauthorized), and 5.8 percent reported having entered on B-1 visas (temporary business visitors).”).
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259. Internal USCIS Memo—Procedures for Notice of Evidence of Untimely Filing and Optional Waiver of Asylum Interview.
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260. See generally, INA sec. 240A(b), 8 U.S.C. 1229b.
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261. See H. Rept. 104-469 (1995); Philip G. Schrag, et al., “Rejecting Refugees: Homeland Security's Administration of the One-Year Bar to Asylum,” 52 Wm. & Mary L. Rev. 651, 669-72 (2010), https://scholarship.law.wm.edu/wmlr/vol52/iss3/2/.
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262. Internal USCIS Memo—Procedures for Notice of Evidence of Untimely Filing and Optional Waiver of Asylum Interview.
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263. See, IIRIRA, Public Law 104-208, div. C, sec. 604(a), 110 Stat. 3009, 3009-691. INA sec. 208(a)(2)(B), 8 U.S.C. 1158(a)(2)(B).
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264. INA sec. 208(a)(2)(E), 8 U.S.C. 1158(a)(2)(E).
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265. “Criminal alien” is a term used by CBP to refer to individuals who have been convicted of one or more crimes, whether in the United States or abroad, prior to interdiction by the U.S. Border Patrol; it does not include convictions for conduct that is not deemed criminal by the United States. See CBP, “CBP Criminal Alien Statistics,” https://www.cbp.gov/newsroom/stats/cbp-enforcement-statistics/criminal-noncitizen-statistics (last updated May 12, 2025).
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266. CBP, “CBP Criminal Alien Statistics,” https://www.cbp.gov/newsroom/stats/cbp-enforcement-statistics/criminal-noncitizen-statistics (last updated May 12, 2025).
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267. Id.
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268. USCIS OPQ DATA, “By Fiscal Year, Data Type, and Deny/Referral Reasons” (May 22, 2025),
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269. Id.
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270. Id.
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271. Id.
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272. Id.
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273. CBP, “CBP Enforcement Statistics,” https://www.cbp.gov/newsroom/stats/cbp-enforcement-statistics (last updated May 12, 2025); see also “CBP Nationwide Encounters”, https://www.cbp.gov/newsroom/stats/nationwide-encounters. These figures include title 8 apprehensions or inadmissible aliens processed under CBP's immigration authorities, and include individuals encountered at ports of entry who sought lawful admissions but were determined to be inadmissible. These figures also include title 42 expulsions by U.S. Border Patrol (USBP) or the Office of Field Operations (OFO).
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274. Noah Schofield and Amanda Yap, Office of Homeland Security Statistics, “Asylees: 2023” (Oct. 2024), https://ohss.dhs.gov/sites/default/files/2024-10/2024_1002_ohss_asylees_fy2023.pdf. See also USCIS, “Asylum Division Monthly Statistics Report, Fiscal Year 2023, Oct. 2022 to Sept. 2023” (Nov. 3, 2023), https://www.uscis.gov/sites/default/files/document/data/asylumfiscalyear2023todatestats_230930.xlsx.
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275. Id.
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276. USCIS Office of Performance and Quality.
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277. The United States is a party to the 1967 United Nations Protocol Relating to the Status of Refugees, January 31, 1967, 19 U.S.T. 6223, 606 U.N.T.S. 268 (“Refugee Protocol”), which incorporates Articles 2 through 34 of the 1951 Convention Relating to the Status of Refugees, July 28, 1951, 19 U.S.T. 6259, 189 U.N.T.S. 150 (“Refugee Convention”). Article 31 of the Refugee Convention instructs that contracting States “shall not impose penalties, on account of their illegal entry or presence,” on certain refugees “provided the present themselves without delay to the authorities and show good cause for their illegal entry or presence.”
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278. Convention Relating to the Status of Refugees (adopted July 28, 1951, entered into force Apr. 22, 1954) 19 U.S.T. 6259, 189 U.N.T.S. 137 (“Refugee Convention”).
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279. Protocol Relating to the Status of Refugees (adopted Jan. 31, 1967, entered into force Oct. 4, 1967) 19 U.S.T. 6223, 606 U.N.T.S. 267 (“Protocol”).
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280. See INA sec. 208(b)(1), 8 U.S.C. 1158(b)(1) (providing that the Attorney General and Secretary “may” grant asylum to refugees); INA sec. 101(a)(42)(A), 8 U.S.C. 1101(a)(42)(A) (defining “refugee”).
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281. See INA secs. 208(b)(1) and 240(c)(4)(A)(ii); 8 U.S.C. 1158(b)(1) and 1229a(c)(4)(A)(ii).
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282. See Matter of Shirdel, 19 I&N Dec. 33 (BIA 1984).
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283. USCIS, “Affirmative Asylum Frequently Asked Questions,” https://www.uscis.gov/humanitarian/refugees-and-asylum/asylum/affirmative-asylum-frequently-asked-questions (last updated Sept. 13, 2023).
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284. Id.
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285. See OBBBA, Title X, secs. 100003, 100010, 100011, and 100012.
286. Id. at 100011(b).
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287. DHS notes that although these changes are part of this proposed rule given the connection to the rest of this rule's provisions, the OBBBA, as an intervening statute, controls in the interim until these changes are perfected in a final rule. See Nat'l Family Planning & Reproductive Health Assn. v. Gonzales, 468 F.3d 826, 829 (D.C. Cir. 2006) (“a valid statute always prevails over a conflicting regulation”); see also Farrell v. United States, 313 F.3d 1214, 1219 (9th Cir. 2002).
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288. J.O.P. v. U.S. Dept of Homeland Security, 8:19-cv-01944, Part III.D. (D. Md.) (approved Nov. 25, 2024), https://www.ice.gov/doclib/legalNotice/jopSettlementAgreement.pdf.
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289. J.O.P. v. U.S. Dept of Homeland Security, 8:19-cv-01944, Part III.C.1. (D. Md.) (approved Nov. 25, 2024), https://www.ice.gov/doclib/legalNotice/jopSettlementAgreement.pdf.
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290. William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008 (TVPRA), Public Law 110-457 (Section 235(d)(7)).
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291. USCIS, “All USCIS Application Petition Form Types (Fiscal Year 2024, Quarter 4)” (Dec. 18, 2024), https://www.uscis.gov/sites/default/files/document/data/quarterly_all_forms_fy2024_q4.xlsx.
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292. USCIS, “Form I-765, Application for Employment Authorization, Eligibility Category and Filing Type FY 2003-2022” (Dec. 4, 2024), https://www.uscis.gov/sites/default/files/document/data/i765_rad_fy03-22_annualreport_update_20241202.xlsx; USCIS, “Form I-765, Application for Employment Authorization, Eligibility Category and Filing Type FY2023” (Dec. 15, 2024), https://www.uscis.gov/sites/default/files/document/data/i-765_application_for_employment_fy23.pdf.
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293. USCIS, “Form I-765, Application for Employment Authorization, Eligibility Category and Filing Type FY2024” (Dec. 16, 2024), https://www.uscis.gov/sites/default/files/document/data/i765_application_for_employment_fy24.xlsx.
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294. Effective December 5, 2025, USCIS reduced the maximum EAD validity period for aliens with pending asylum applications to 18 months. See USCIS, Policy Alert, “Updating Certain Employment Authorization Document Validity Periods” (Dec. 4, 2025), https://www.uscis.gov/sites/default/files/document/policy-manual-updates/20251204-EmploymentAuthorizationValidity.pdf.
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295. See Office of the Inspector General, DHS, OIG-16-130 “Potentially Ineligible Individuals Have Been Granted U.S. Citizenship Because of Incomplete Fingerprint Records” (Sept. 8, 2016), https://www.oig.dhs.gov/reports/2016-09/potentially-ineligible-individuals-have-been-granted-uscitizenship-because.
296. DHS caveats that the quantified estimates are currently overstated due to the change in the maximum EAD validity period for aliens with pending asylum applications to 18 months. USCIS will consider the recent change and incorporate updates where appropriate in the final rule to reflect this change.
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297. DHS cannot accurately identify nor predict which conditions specifically caused the population levels in recent years. Given this uncertainty ( i.e., not knowing which levels would persist), we take the average of the outlier years as our starting point in the projected high population scenario. Causal inference on the `push' factors of world migration patterns is beyond the scope of this rulemaking.
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298. BLS, Occupational Employment Statistics, “May 2023 National Occupational Employment and Wage Estimates,” All Occupations (00-0000), https://www.bls.gov/oes/2023/may/oes_nat.htm#00-0000 (last updated Apr. 3, 2024). The 10th, 25th, 75th, and 90th percentile wages are available in the downloadable XLS file link.
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299. Calculation: 1.45 (rounded) = Hourly Total compensation ($46.84) ÷ Hourly Wages and Salaries ($32.25). Calculation: $31.48 × 1.45 = $45.65 (rounded). $13.97 × 1.45 = $20.26 (rounded). BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024” (Dec. 17, 2024), Table 2. Employer Costs for Employee Compensation for civilian workers by occupation and industry group, https://www.bls.gov/news.release/archives/ecec_12172024.pdf.
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300. The various employment taxes are discussed in more detail at https://www.irs.gov/businesses/small-businesses-self-employed/understanding-employment-taxes. See IRS, “Publication 15, Circular E, Employer's Tax Guide,” https://www.irs.gov/pub/irs-pdf/p15.pdf for specific information on employment tax rates. See Quentin Fottrell, MarketWatch, “More Than 44% of Americans Pay No Federal Income Tax” (Aug. 28, 2019), https://www.marketwatch.com/story/81-million-americans-wont-pay-any-federal-income-taxes-this-year-heres-why-2018-04-16. Relevant calculation: (6.2 percent Social Security + 1.45 percent Medicare) × 2 employee and employer losses = 15.3 percent total estimated public tax impact.
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301. See On Oct. 30, 2025, USCIS paused the implementation of the annual asylum fee, as required by an order issued in in Asylum Seeker Advocacy Project v. United States Citizenship and Immigration Services, et al., SAG-25-03299 (D. Md.). That order does not affect this rule. See Asylum Seekers Advocacy Project v. United States Citizenship and Immigration Svcs., No. 25-03299 (D.Md. Oct. 30. 2025). Per statute, 50 percent of the asylum application fee is credited to DHS. None of the annual fee revenue is credited to USCIS and 25-percent of the (c)(8) employment authorization application fees are credited to USCIS.
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302. USCIS, DHS, “Instructions for Application for Asylum and for Withholding of Removal (Form I-589),” OMB No. 1615-0067 (expires Sept. 30, 2027), https://www.uscis.gov/sites/default/files/document/forms/i-589instr.pdf (last updated Jan. 20, 2025); USCIS, DHS, “Instructions for Application for Employment Authorization (Form I-765),” OMB No. 1615-0040 (expires Sept. 30, 2027), https://www.uscis.gov/sites/default/files/document/forms/i-765instr.pdf (last updated Jan. 20, 2025).
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303. These burdens were updated for this rulemaking action and were provided by the USCIS Paperwork Reduction Act (PRA) Branch (Apr. 16, 2025).
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304. As was noted in the above summary section above, DHS recognizes that the current maximum EAD validity period for aliens with pending asylum applications is 18 months, effective December 5, 2025, differs from the 5-year benchmark utilized herein, and that the resulting quantified impacts applicable to this change would also be impacted. DHS caveats that the quantified estimates are currently overstated due to the change in the maximum EAD validity period for aliens with pending asylum applications to 18 months. USCIS will consider the recent change and incorporate updates where appropriate in the final rule to reflect this change.
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305. Data were provided by OPQ on Feb. 18, 2025, with additional supplements on Feb. 25, 2025, and Mar. 12, 2025 (data were obtained from and processed via USCIS Global, ELIS, SAS, Databricks, and Tableau).
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306. DHS emphasizes that the percentage applicable to EOIR is obtained from the sample utilized for the analysis, and applies to EADs; therefore, it may be different than the percentage of asylum cases referred to EOIR by DHS in a particular time frame.
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307. For example, the mid column, 0.637 = 320,257/502,758.
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308. These percentages are the respective shares of the entire approved EAD population. Calculation for the bars: 42,507/222,432 = .191 (rounded). Calculation for future filers: 99,182/222,432 = .446 (rounded).
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309. DHS is aware that some aliens obtain an EAD as a valued identification document. Hence, some individuals may continue to file for a (c)(8) under affirmative asylum even though it would not generate a specific pecuniary benefit. Additionally, the population subject to the bars could decrease if the bars provide an incentive for compliance.
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310. The benefits burden, introduced in Section 4 of this analysis, is broken into five major categories and eighteen specific benefits, as costs to employers. These categories and additional details are found in the “Technical Note” at BLS, Economic News Release, “Employer Costs for Employee Compensation—September 2024” (Dec. 17, 2024), Table 2. Employer Costs for Employee Compensation for civilian workers by occupation and industry group, https://www.bls.gov/news.release/archives/ecec_12172024.pdf.
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311. BLS, “Current Employment Statistics (National), Establishment Data, Table B-2a. Average weekly hours and overtime of all employees on private nonfarm payrolls by industry sector, seasonally adjusted,” https://www.bls.gov/ces/data/employment-and-earnings/2025/table2a_202502.htm (last visited May 26, 2025).
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312. 6.79 = 1.45 × (1−0.041) × (34.2/7).
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313. By “forgone,” DHS implies that aliens would not be able to earn any labor compensation as it relates to a USCIS approved EAD.
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314. DHS utilizes the Oracle Crystal Ball © modelling and simulation system (OCB). DHS provided the complete estimation system, covering assumptions, inputs, settings, and results unedited in a Crystal Ball Report in the Technical Appendix in the rulemaking docket. The hourly wage is a uniform distribution bounded by the wage levels developed in Section IV.A.4. The approval rate is a triangle distribution set at 0.748, 0.835, and 0.855, as warranted by the analysis. The estimating setup can be abridged into a truncated equation and nested in the simulation program.
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315. In the Monte Carlo simulations, DHS nests a common term applicable to earnings, taxes, and savings, which is the product of the population, approval rate, hourly wage, and unity minus the substitution factor.
316. The variance contribution captures the contribution of variance for each input to the range of forecasted values. The high and low figure represents the certainty level, which is the range of values between the data-structure-specific 2.5th and 97.5th percentiles.
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317. To determine the earnings and taxes impacts allocated to the FYs 2025, 2026, 2027, 2028, and 2029, DHS uses the average annual filing volume from Table 8 and annual impacts from Table 10. The impacts from not receiving the EAD accrue to each of the 5 years for which the EAD would have resulted in earnings. Accordingly, in 2025 DHS estimates 602,105 EAD filers, with mean estimated earnings of $24,585 million. In 2026 that doubles to 1,204,210 EAD filers with $49,170 million in affected earnings. Continuing that pattern, in 2029 DHS estimates an average of 3,010,525 EAD filers would be affected and a corresponding $122,926 million in earnings. DHS selected the allocation horizon given the 5-year EAD validity in effect at the time of this analysis.
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318. DHS notes that the number of cases (159) does not reflect the entire population and only USCIS affirmative cases.
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319. Data sources to USCIS, OPQ, queried Sep. 5, 2025. The 50-50 percent split is an approximation, as the figure varies year to year; additionally, some records contain missing or inconsistent information.
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320. Employment separations can generate labor turnover costs to employers. There are direct costs to employers that include exit interviews, severance pay, and costs of temporarily covering duties and functions with other employees, which may require overtime or temporary staffing. There can also be costs involving loss of productivity and possibly profitability due to operational and production disruptions, which can include errors from other employees that may temporally fill the position. There can also be indirect costs, which encompass loss of institutional knowledge, networking, and impacts to work-culture, morale, and interpersonal relationships.
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321. DHS assessed that the primary impact and most likely circumstance would be a pause of EAD applications, and therefore uses Module 1 as the primary impact of the rule. DHS does not include Module 2 impacts in the primary estimate, as the pause would affect the same populations in both Module 1 and 2, and including both would be double counting impacts on the same population.
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322. Bureau of Labor Statistics data show that, as of April 2025, there were 1.0 unemployed persons per job opening. See U.S. Department of Labor, U.S. Bureau of Labor Statistics, “Number of unemployed persons per job opening, seasonally adjusted,” https://www.bls.gov/charts/job-openings-and-labor-turnover/unemp-per-job-opening.htm (last visited June 16, 2025).
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323. Edo, Anthony. “The impact of immigration on the labor market.” Journal of Economic Surveys 33.3 (2019): 922-948.
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324. Boardman et al., Cost-Benefit Analysis Concepts and Practice (2018), p. 152.
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325. For regulatory analysis purposes, DHS generally assumes the value of time for unemployed individuals is at least the value of the Federal minimum wage.
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326. BLS, “Economic News Release, Table A-1. Employment status of the civilian population by sex and age,” https://www.bls.gov/news.release/empsit.t01.htm (last updated Apr. 4, 2025).
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327. In past rulemakings, DHS estimated that the average round-trip distance to an ASC is 50 miles and that the average time for that trip will be 2.5 hours. See, for example, DHS Final Rule, Provisional Unlawful Presence Waivers of Inadmissibility for Certain Immediate Relatives, 78 FR 572 (Jan. 3, 2013).
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328. GSA, “Privately owned vehicle (POV) mileage reimbursement rates,” https://www.gsa.gov/travel/plan-book/transportation-airfare-rates-pov-rates/privately-owned-vehicle-pov-mileage-reimbursement-rates (last updated Dec. 30, 2024).
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329. See section V.A. Collection and Use of Biometrics by U.S. Citizenship and Immigrations Services NPRM, FR 49062 (Nov. 3, 2025) for more information about the separate rulemaking and USCIS' consideration of the rules' combined effects there.
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330. Source: “Form I-765, Application for Employment Authorization, Eligibility Category and Filing Type,” accessed at the USCIS public facing data portal, at: https://www.uscis.gov/tools/reports-and-studies/immigration-and-citizenship-data (July 2, 2025).
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331. See “Estimating the Costs of Employee Turnover,” Indeed, Last updated December 5, 2024, at: https://www.indeed.com/hire/c/info/estimating-cost-of-higher-turnover.
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332. 332 USCIS analysis, May 27, 2025.
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333. See H.R.1—One Big Beautiful Bill Act (OBBBA), Public Law 119-21, Title VII, Subchapter B, Sec. 71201, 138 Stat. 78 (limiting Medicare coverage to U.S. citizens and nationals, lawful permanent residents, Cuban and Haitian entrants, and individuals lawfully residing in the United States in accordance with a Compact of Free Association referred to in 8 U.S.C. 1612(b)(2)(G)).
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334. Some of these benefits and changes made by recent legislation are found in: “Are Immigrants Eligible for Government Assistance?, by USAFacts, at: https://usafacts.org/articles/immigrant-program-eligibility/ (Aug. 15, 2025).
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335. The term “Federal mandate” means a Federal intergovernmental mandate or a Federal private sector mandate. See 2 U.S.C. 1502(1) and 658(5) and (6).
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336. See BLS, “Historical Consumer Price Index for All Urban Consumers (CPI-U): U.S. city average, all items, by month,” https://www.bls.gov/cpi/tables/supplemental-files/historical-cpi-u-202412.pdf (last visited May 26, 2025). Calculation of inflation: (1) Calculate the average monthly CPI-U for the reference year (1995) and the current year (2024); (2) Subtract reference year CPI-U from current year CPI-U; (3) Divide the difference of the reference year CPI-U and current year CPI-U by the reference year CPI-U; and (4) Multiply by 100=[(Average monthly CPI-U for 2024-Average monthly CPI-U for 1995)÷(Average monthly CPI-U for 1995)]×100=[(313.689-152.383)÷152.383] (161.306÷152.383)=1.059×100=105.86 percent=106 percent (rounded). Calculation of inflation-adjusted value: $100 million in 1995 dollars×2.06=$206 million in 2024 dollars.
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337. See 2 U.S.C. 658(6) and (7) (defining a federal private sector mandate as, inter alia, a regulation that imposes an enforceable duty upon the private sector except for a duty arising from participation in a voluntary Federal program); 2 U.S.C. 1502(1).
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338. See 2 U.S.C. 658(5) and (6) (defining a federal intergovernmental mandate as, inter alia, a regulation that imposes an enforceable duty upon State, local, or tribal governments, except for a duty arising from participation in a voluntary Federal program); 2 U.S.C. 1502(1).
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339. The Instruction Manual contains DHS's procedures for implementing NEPA and was issued November 6, 2014, https://www.dhs.gov/ocrso/eed/epb/nepa.
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340. See 42 U.S.C. 4336(a)(2), 4336e(1).
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341. See Instruction Manual, Appendix A, Table 1.
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342. Instruction Manual section V.B(2)(a) through (c).
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BILLING CODE 9111-97-P
BILLING CODE 9111-97-C
[FR Doc. 2026-03595 Filed 2-20-26; 8:45 am]